Difference between revisions of "ProductCoverage"
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! scope="col" | '''NCA''' | ! scope="col" | '''NCA''' | ||
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ||
! scope="col" | '''e-file <br /> (-) User | ! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ ''' | ||
! scope="col" | '''Automatic file transmission''' | ! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides''' | ||
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ||
! scope="col" | '''Sending Service <br /> listener''' | ! scope="col" | '''Sending Service <br /> listener''' | ||
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ||
! scope="col" | ''' | ! scope="col" | '''Appendix 1 Services selection sheet REF<br />''' | ||
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||
|- | |- | ||
|| | ||TAFREP | ||
||TAF | ||TAF | ||
||Article 26 of Regulation <br /> No 600/2014: <br /> Obligation to report transactions <br /> (Markets in financial instruments => MiFIR)'' | ||Article 26 of Regulation <br /> No 600/2014: <br /> Obligation to report transactions <br /> (Markets in financial instruments => MiFIR)'' | ||
Line 50: | Line 50: | ||
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_674_eng.pdf (-) CSSF - Circular 17/674] | [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_674_eng.pdf (-) CSSF - Circular 17/674] | ||
[http://www.cssf.lu/ | [http://www.cssf.lu/en/supervision/banks/legal-reporting/transaction-reporting/taf-handbook/ (-) CSSF - TAF Handbook] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> <span style="color: #868686">[[MIFIR|(-) FAQ MiFIR]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||TAF | ||TAF | ||
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||2.1.23 | ||2.1.23 | ||
||<span style="color: #868686"> <small>''71''</small/> </span> | ||<span style="color: #868686"> <small>''71''</small/> </span> | ||
|- | |- | ||
|} | |} | ||
==Institutions for Occupational Retirement Provision== | |||
<div style="text-align: left;"> | |||
{| border="1" cellspacing="2" cellpadding="10" | |||
|- | |||
! scope="col" | '''Report <br /> naming convention''' | |||
! scope="col" | '''Table''' | |||
! scope="col" | '''Details''' | |||
! scope="col" | '''NCA''' | |||
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | |||
! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ ''' | |||
! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides''' | |||
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | |||
! scope="col" | '''Sending Service <br /> listener''' | |||
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | |||
! scope="col" | '''Appendix 1 Services selection sheet REF<br />''' | |||
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | |||
|- | |||
||SUFREP | |||
||IORP | |||
||Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019'' | |||
||CSSF | |||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf (-) CSSF - Circular 19/726]<br /> | |||
[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention]<br /> | |||
[http://www.cssf.lu/fileadmin/files/Metier_OPC/Technical_Note_for_IORPs.pdf (-) Technical note]<br /> | |||
[https://eiopa.europa.eu/regulation-supervision/insurance/reporting-format/data-point-model-and-xbrl (-) XBRL taxonomies to be used>]<br /> | |||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> <span style="color: #868686"> | |||
||[[Sending_Service|Sending Service]] | |||
||IORP | |||
||reportingIORP.state=up | |||
||Reporting IORP | |||
|| | |||
||<span style="color: #868686"> <small>''80''</small/> </span> | |||
|- | |||
|} | |||
==Credit Institutions== | ==Credit Institutions== | ||
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! scope="col" | '''NCA''' | ! scope="col" | '''NCA''' | ||
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ||
! scope="col" | '''e-file <br /> (-) User | ! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ ''' | ||
! scope="col" | '''Automatic file transmission''' | ! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides''' | ||
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ||
! scope="col" | '''Sending Service <br /> listener''' | ! scope="col" | '''Sending Service <br /> listener''' | ||
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ||
! scope="col" | ''' | ! scope="col" | ''' Appendix 1 Services selection sheet REF <br />''' | ||
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||
|- | |- | ||
|| | ||ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q | ||
|| | ||ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q | ||
|| | ||AnaCredit: <br /> Collection of granular credit and credit risk data | ||
|| | ||BCL | ||
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/AnaCredit/Instructions/AnaCredit_Technical_specifications.pdf | ||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/AnaCredit/Instructions/AnaCredit_Technical_specifications.pdf BCL - Reporting instructions] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service| | ||[[Sending_Service|Sending Service]] | ||
|| | ||Anacredit | ||
|| | ||reportingAnacredit.state=up | ||
|| | ||Rapport Anacredit | ||
|| | ||2.1.24 | ||
||<span style="color: #868686"> <small>''74''</small/> </span> | ||<span style="color: #868686"> <small>''74''</small/> </span> | ||
|- | |- | ||
|| | ||CSDREP | ||
|| | ||CSDR | ||
|| | ||Reporting CSDR:<br /> Introduction of quarterly internalised settlement reporting requirements | ||
pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR) | |||
||CSSF | ||CSSF | ||
||[ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf CSSF - Circular 19/709] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | |||
||CSDR | |||
||reportingCSDR.state=up | |||
||Reporting CSDR-9 | |||
||2.1.26 | |||
||<span style="color: #868686"> <small>''78''</small/> </span> | |||
|- | |||
||SHSGRP | |||
||SHSGRP | |||
||«SHS-Group» report:<br /> Statistics on holdings of securities by reporting banking groups | |||
||BCL | |||
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf BCL - Reporting instructions] | |||
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | |||
||GRP_BNK | |||
||GRP_BNK.state=up | |||
||BCL SHS report | |||
|| | |||
||<span style="color: #868686"> <small>''75''</small/> </span> | |||
|- | |||
||FRCREP | |||
||B2.4 | |||
||Information on participating interest <br /> and subordinated loans | |||
||CSSF | |||
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_686.pdf (-) CSSF - Circular CSSF 18/686] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/SOC2_4.pdf (-) CSSF - Reporting instructions B2.4] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | |||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||FINREP | ||FINREP | ||
Line 116: | Line 180: | ||
||CSSF | ||CSSF | ||
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_664.pdf (-) CSSF - Circular 17/664] <br /> [https://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/prudential-reporting/recensement-des-charges-de-personnel-et-des-impots-b-25-b-et-b-25-e/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_664.pdf (-) CSSF - Circular 17/664] <br /> [https://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/prudential-reporting/recensement-des-charges-de-personnel-et-des-impots-b-25-b-et-b-25-e/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||FINREP | ||FINREP | ||
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||List of head offices, agencies, <br /> branches and representative offices | ||List of head offices, agencies, <br /> branches and representative offices | ||
||CSSF | ||CSSF | ||
||[ | ||[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/Edifact_R_1003.pdf (-) CSSF - Reporting instructions Edifact B4.4] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||FINREP\EDIFACT | ||FINREP\EDIFACT | ||
Line 143: | Line 207: | ||
||<small>(-) SCOREP: SSOLV, SIPLO, SLEVR <br /> (-) SLAREX: SLAREX <br /> (-) SLCRXX: SLCR <br /> (-) SNSFRX: SNSFR <br /> (-) SALMXX: SALM <br /> (-) CCOREP: CSOLV, IPLO, CLEVR <br /> (-) CLAREX: CLAREX <br /> (-) CLCRXX: CLCR <br /> (-) CNSFRX: CNSFR <br /> (-) CALMXX: CALMM <br /> (-) CFINRP: CFINRP <br /> (-) SFINRP: SFINRP <br /> (-) CAEXXX: CAE <br /> (-) SAEXXX: SAE <br /> (-) CFPXXX: CFP <br /> (-) SFPXXX: SFP <br /> (-) CSBPXX: CSBP <br /> (-) SSBPXX: SSBP <br /> (-) CSBPIM: CSBPIM <br /> (-) SSBPIM: SSBPIM <br /> (-) CLCRDA: CLCRDA <br /> (-) SLCRDA: SLCRDA</small/> | ||<small>(-) SCOREP: SSOLV, SIPLO, SLEVR <br /> (-) SLAREX: SLAREX <br /> (-) SLCRXX: SLCR <br /> (-) SNSFRX: SNSFR <br /> (-) SALMXX: SALM <br /> (-) CCOREP: CSOLV, IPLO, CLEVR <br /> (-) CLAREX: CLAREX <br /> (-) CLCRXX: CLCR <br /> (-) CNSFRX: CNSFR <br /> (-) CALMXX: CALMM <br /> (-) CFINRP: CFINRP <br /> (-) SFINRP: SFINRP <br /> (-) CAEXXX: CAE <br /> (-) SAEXXX: SAE <br /> (-) CFPXXX: CFP <br /> (-) SFPXXX: SFP <br /> (-) CSBPXX: CSBP <br /> (-) SSBPXX: SSBP <br /> (-) CSBPIM: CSBPIM <br /> (-) SSBPIM: SSBPIM <br /> (-) CLCRDA: CLCRDA <br /> (-) SLCRDA: SLCRDA</small/> | ||
||CSSF | ||CSSF | ||
||[http://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32014R0680&from=EN (-) Regulation (EU) No 680/2014] <br /> [ | ||[http://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32014R0680&from=EN (-) Regulation (EU) No 680/2014] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/Reporting_requirements_final_29032018.pdf (-) CSSF - Reporting requirements for credit institutions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||COREP | ||COREP | ||
Line 157: | Line 221: | ||
||CSSF | ||CSSF | ||
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_BNK | ||DOC_BNK | ||
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||CSSF | ||CSSF | ||
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_BNK | ||DOC_BNK | ||
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||CSSF | ||CSSF | ||
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_BNK||reportingDOCBNK.state=up | ||DOC_BNK||reportingDOCBNK.state=up | ||
Line 195: | Line 259: | ||
||CSSF | ||CSSF | ||
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_BNK | ||DOC_BNK | ||
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||CSSF | ||CSSF | ||
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]]||DOC_BNK | ||[[Sending_Service|Sending Service]]||DOC_BNK | ||
||reportingDOCBNK.state=up | ||reportingDOCBNK.state=up | ||
Line 220: | Line 284: | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_BNK | ||DOC_BNK | ||
Line 233: | Line 297: | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_BNK||reportingDOCBNK.state=up | ||DOC_BNK||reportingDOCBNK.state=up | ||
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||CSSF | ||CSSF | ||
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_BNK||reportingDOCBNK.state=up | ||DOC_BNK||reportingDOCBNK.state=up | ||
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||CSSF | ||CSSF | ||
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_BNK | ||DOC_BNK | ||
Line 270: | Line 334: | ||
||CSSF | ||CSSF | ||
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_BNK | ||DOC_BNK | ||
Line 282: | Line 346: | ||
||Daily deposit | ||Daily deposit | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||BCL_Statistics | ||BCL_Statistics | ||
Line 295: | Line 359: | ||
||Monthly statistical balance sheet | ||Monthly statistical balance sheet | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||BCL_Statistics||reportingBCLStat.state=up | ||BCL_Statistics||reportingBCLStat.state=up | ||
Line 307: | Line 371: | ||
||Adjustments due to valuation effects| | ||Adjustments due to valuation effects| | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||BCL_Statistics||reportingBCLStat.state=up | ||BCL_Statistics||reportingBCLStat.state=up | ||
Line 319: | Line 383: | ||
||Information on interest rates in EUR | ||Information on interest rates in EUR | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||BCL_Statistics | ||BCL_Statistics | ||
Line 330: | Line 394: | ||
||S0108||S1.8||Information on securititation <br /> transactions launched <br /> by credit institutions | ||S0108||S1.8||Information on securititation <br /> transactions launched <br /> by credit institutions | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||BCL_Statistics | ||BCL_Statistics | ||
Line 341: | Line 405: | ||
||S0109||S1.9||Information on CNY (renmibi) operations | ||S0109||S1.9||Information on CNY (renmibi) operations | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||BCL_Statistics | ||BCL_Statistics | ||
Line 349: | Line 413: | ||
||2.1.5 | ||2.1.5 | ||
||<span style="color: #868686"> <small>''13''</small/> </span> | ||<span style="color: #868686"> <small>''13''</small/> </span> | ||
|- | |||
||S0112-L | |||
||S1.12-L | |||
||Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary | |||
||BCL | |||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | |||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | |||
||BCL_Statistics | |||
||reportingBCLStat.state=up | |||
||Reporting S1.12 | |||
||2.1.25 | |||
||<span style="color: #868686"> <small>''76''</small/> </span> | |||
|- | |- | ||
||S0205-L | ||S0205-L | ||
Line 354: | Line 431: | ||
||Quarterly statistical balance sheet | ||Quarterly statistical balance sheet | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||BCL_Statistics | ||BCL_Statistics | ||
Line 367: | Line 444: | ||
||Quarterly statistical balance sheet <br /> of credit institutions - <br /> Luxembourg entity and its branches | ||Quarterly statistical balance sheet <br /> of credit institutions - <br /> Luxembourg entity and its branches | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||BCL_Statistics | ||BCL_Statistics | ||
Line 378: | Line 455: | ||
||S0208||S2.8||Real estate loans for <br /> Lxuembourg buildings | ||S0208||S2.8||Real estate loans for <br /> Lxuembourg buildings | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||BCL_Statistics||reportingBCLStat.state=up | ||BCL_Statistics||reportingBCLStat.state=up | ||
Line 390: | Line 467: | ||
||Staff report - <br /> Luxembourg entity | ||Staff report - <br /> Luxembourg entity | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||BCL_Statistics | ||BCL_Statistics | ||
Line 403: | Line 480: | ||
||Staff report - <br /> Luxembourg entity and its branches | ||Staff report - <br /> Luxembourg entity and its branches | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||BCL_Statistics | ||BCL_Statistics | ||
Line 416: | Line 493: | ||
||Non balance sheet information | ||Non balance sheet information | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||BCL_Statistics | ||BCL_Statistics | ||
Line 429: | Line 506: | ||
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg | ||Security by security report– <br /> Balance sheet data– <br /> Luxembourg | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||TPT | ||TPT | ||
Line 443: | Line 520: | ||
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg | ||Security by security report– <br /> Balance sheet data– <br /> Luxembourg | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||TPT | ||TPT | ||
Line 456: | Line 533: | ||
||Security by security report– <br /> Off-balance sheet data– <br /> Resident customers | ||Security by security report– <br /> Off-balance sheet data– <br /> Resident customers | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||TPT||reportingTPTB.state=up | ||TPT||reportingTPTB.state=up | ||
Line 468: | Line 545: | ||
||Security by security report– <br /> Off-balance sheet data– <br /> Non-resident | ||Security by security report– <br /> Off-balance sheet data– <br /> Non-resident | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||TPT | ||TPT | ||
Line 481: | Line 558: | ||
||Balance of payments reporting | ||Balance of payments reporting | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||BOP | ||BOP | ||
Line 494: | Line 571: | ||
||Cross-border payments <br /> executed for the account <br /> of the resident counterparts | ||Cross-border payments <br /> executed for the account <br /> of the resident counterparts | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf BCL - Manual of electronic transmission for statistical reports of banks] | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||BOP||reportingBOP.state=up | ||BOP||reportingBOP.state=up | ||
Line 507: | Line 584: | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf CSSF - Circular 13/566] | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf CSSF - Circular 13/566] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||n/a | ||n/a | ||
||n/a | ||n/a | ||
Line 519: | Line 596: | ||
||Stress test in order to assess <br /> the interest rate risk <br /> arising from non-trading <br /> book activities | ||Stress test in order to assess <br /> the interest rate risk <br /> arising from non-trading <br /> book activities | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||ESP | ||ESP | ||
Line 533: | Line 610: | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||ESP | ||ESP | ||
Line 546: | Line 623: | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||ESP | ||ESP | ||
Line 559: | Line 636: | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||ESP||reportingESP.state=up||Rapport Enquête | ||ESP||reportingESP.state=up||Rapport Enquête | ||
Line 566: | Line 643: | ||
|- | |- | ||
|} | |} | ||
==Payment Institutions== | ==Payment Institutions== | ||
Line 582: | Line 655: | ||
! scope="col" | '''NCA''' | ! scope="col" | '''NCA''' | ||
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ||
! scope="col" | '''e-file <br /> (-) User | ! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ ''' | ||
! scope="col" | '''Automatic file transmission''' | ! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides''' | ||
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ||
! scope="col" | '''Sending Service <br /> listener''' | ! scope="col" | '''Sending Service <br /> listener''' | ||
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ||
! scope="col" | ''' | ! scope="col" | ''' Appendix 1 Services selection sheet REF <br />''' | ||
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||
|- | |- | ||
Line 594: | Line 667: | ||
||Balance sheet | ||Balance sheet | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||EDP | ||EDP | ||
Line 607: | Line 680: | ||
||Identification of third-party <br /> funds held and incorporated in the balance sheet | ||Identification of third-party <br /> funds held and incorporated in the balance sheet | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||EDP | ||EDP | ||
Line 620: | Line 693: | ||
||Capital adequacy of <br /> payment institutions | ||Capital adequacy of <br /> payment institutions | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||EDP | ||EDP | ||
Line 633: | Line 706: | ||
||Profit and loss accoount | ||Profit and loss accoount | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||EDP | ||EDP | ||
Line 660: | Line 733: | ||
! scope="col" | '''NCA''' | ! scope="col" | '''NCA''' | ||
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ||
! scope="col" | '''e-file <br /> (-) User | ! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ ''' | ||
! scope="col" | '''Automatic file transmission''' | ! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides''' | ||
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ||
! scope="col" | '''Sending Service <br /> listener''' | ! scope="col" | '''Sending Service <br /> listener''' | ||
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ||
! scope="col" | ''' | ! scope="col" | ''' Appendix 1 Services selection sheet REF <br />''' | ||
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||
|- | |- | ||
Line 672: | Line 745: | ||
||Balance sheet | ||Balance sheet | ||
||CSSF | ||CSSF | ||
||http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||EME | ||EME | ||
Line 685: | Line 758: | ||
||Identification of third-party <br /> funds held and incorporated <br /> in the balance sheet | ||Identification of third-party <br /> funds held and incorporated <br /> in the balance sheet | ||
||CSSF | ||CSSF | ||
||http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||EME | ||EME | ||
Line 698: | Line 771: | ||
||Statement of <br /> authorised reinvestments | ||Statement of <br /> authorised reinvestments | ||
||CSSF | ||CSSF | ||
||http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||EME | ||EME | ||
Line 711: | Line 784: | ||
||Capital adequacy of <br /> electronic money institutions | ||Capital adequacy of <br /> electronic money institutions | ||
||CSSF | ||CSSF | ||
||http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||EME | ||EME | ||
Line 724: | Line 797: | ||
||Profit and loss account | ||Profit and loss account | ||
||CSSF | ||CSSF | ||
||http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||EME | ||EME | ||
Line 737: | Line 810: | ||
||Analysis of shareholdings | ||Analysis of shareholdings | ||
||CSSF | ||CSSF | ||
||http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||EME | ||EME | ||
Line 763: | Line 836: | ||
! scope="col" | '''NCA''' | ! scope="col" | '''NCA''' | ||
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ||
! scope="col" | '''e-file <br /> (-) User | ! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ ''' | ||
! scope="col" | '''Automatic file transmission''' | ! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides''' | ||
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ||
! scope="col" | '''Sending Service <br /> listener''' | ! scope="col" | '''Sending Service <br /> listener''' | ||
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ||
! scope="col" | ''' | ! scope="col" | ''' Appendix 1 Services selection sheet REF <br />''' | ||
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||
|- | |- | ||
Line 776: | Line 849: | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||CDP||reportingDP.state=up | ||CDP||reportingDP.state=up | ||
Line 788: | Line 861: | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||CDP | ||CDP | ||
Line 801: | Line 874: | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP) | ||CDP||reportingDP.state=up||Collecte des données de paiement (CDP) | ||
Line 812: | Line 885: | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||CDP | ||CDP | ||
Line 825: | Line 898: | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP) | ||CDP||reportingDP.state=up||Collecte des données de paiement (CDP) | ||
Line 836: | Line 909: | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP) | ||CDP||reportingDP.state=up||Collecte des données de paiement (CDP) | ||
Line 847: | Line 920: | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||CDP||reportingDP.state=up | ||CDP||reportingDP.state=up | ||
Line 859: | Line 932: | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||CDP||reportingDP.state=up | ||CDP||reportingDP.state=up | ||
Line 871: | Line 944: | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||CDP||reportingDP.state=up | ||CDP||reportingDP.state=up | ||
Line 883: | Line 956: | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||CDP | ||CDP | ||
Line 896: | Line 969: | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||CDP||reportingDP.state=up | ||CDP||reportingDP.state=up | ||
Line 908: | Line 981: | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||CDP | ||CDP | ||
Line 921: | Line 994: | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||CDP | ||CDP | ||
Line 934: | Line 1,007: | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||CDP | ||CDP | ||
Line 959: | Line 1,032: | ||
! scope="col" | '''NCA''' | ! scope="col" | '''NCA''' | ||
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ||
! scope="col" | '''e-file <br /> (-) User | ! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ ''' | ||
! scope="col" | '''Automatic file transmission''' | ! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides''' | ||
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ||
! scope="col" | '''Sending Service <br /> listener''' | ! scope="col" | '''Sending Service <br /> listener''' | ||
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ||
! scope="col" | ''' | ! scope="col" | ''' Appendix 1 Services selection sheet REF <br />''' | ||
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||
|- | |- | ||
Line 971: | Line 1,044: | ||
||Yearly financial information | ||Yearly financial information | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf CSSF - Circular IML 97/136] | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up | ||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up | ||
Line 983: | Line 1,056: | ||
||Interventions on the futures and options markets | ||Interventions on the futures and options markets | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf CSSF - Circular IML 97/136] | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||OPC\envoi_Automatique\fichiersCCLUX | ||OPC\envoi_Automatique\fichiersCCLUX | ||
Line 996: | Line 1,069: | ||
||Monthly financial information for guaranteed funds | ||Monthly financial information for guaranteed funds | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf CSSF - Circular IML 97/136] | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||OPC\envoi_Automatique\fichiersCCLUX | ||OPC\envoi_Automatique\fichiersCCLUX | ||
Line 1,009: | Line 1,082: | ||
||Monthly financial information UCITS and UCI | ||Monthly financial information UCITS and UCI | ||
||CSSF | ||CSSF | ||
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF - | ||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF - File naming convention U1.1 reporting] | ||
||[[ReportGeneration|(-) Report Generation <br /> e-form]] <br /> [[ | ||[[ReportGeneration|(-) Report Generation <br /> with e-form]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />[[Transmission_follow-up#How_to_reply_to_U1.1_Global_feedbacks_from_the_CSSF|(-) How to reply to Global Feedback]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||OPC\envoi_Automatique\fichiersCCLUX | ||OPC\envoi_Automatique\fichiersCCLUX | ||
Line 1,022: | Line 1,095: | ||
||Monthly statistical balance sheet for money market funds (MMF) | ||Monthly statistical balance sheet for money market funds (MMF) | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/ | ||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||OPC\envoi_Automatique\fichiersCCLUX | ||OPC\envoi_Automatique\fichiersCCLUX | ||
Line 1,035: | Line 1,108: | ||
||Monthly statistical balance sheet for money market funds (MMF) | ||Monthly statistical balance sheet for money market funds (MMF) | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/ | ||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||OPC\envoi_Automatique\fichiersCCLUX | ||OPC\envoi_Automatique\fichiersCCLUX | ||
Line 1,048: | Line 1,121: | ||
||Quarterly statistical balance sheet for non-MMF investment funds | ||Quarterly statistical balance sheet for non-MMF investment funds | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/ | ||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||OPC\envoi_Automatique\fichiersCCLUX | ||OPC\envoi_Automatique\fichiersCCLUX | ||
Line 1,061: | Line 1,134: | ||
||Monthly Security by security reporting for investment funds | ||Monthly Security by security reporting for investment funds | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/ | ||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||OPC\envoi_Automatique\fichiersCCLUX | ||OPC\envoi_Automatique\fichiersCCLUX | ||
Line 1,074: | Line 1,147: | ||
||Financial information to be submitted by investment companies in risk capital (SICARs) | ||Financial information to be submitted by investment companies in risk capital (SICARs) | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf (-) CSSF - Circular 08/376] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||SICAR | ||SICAR | ||
Line 1,083: | Line 1,156: | ||
||<span style="color: #868686"> <small>''17''</small/> </span> | ||<span style="color: #868686"> <small>''17''</small/> </span> | ||
|- | |- | ||
| | |DOCREP | ||
||LF <br /> | ||LF | ||
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br /> | |||
Long Form reports (UCI Law 2010) | |||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br /> | ||
||[[ | [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | ||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_FIS_OPC\Long_Form||reportingLF.state=up||Doc OPC et FIS (circ. CSSF) | ||DOC_FIS_OPC\Long_Form||reportingLF.state=up||Doc OPC et FIS (circ. CSSF) | ||
Line 1,094: | Line 1,169: | ||
||<span style="color: #868686"> <small>''21''</small/> </span> | ||<span style="color: #868686"> <small>''21''</small/> </span> | ||
|- | |- | ||
| | ||DOCREP | ||
||ML <br /> | ||ML | ||
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br /> | |||
Management letters <br /> | |||
(-) O: OPC Law 2010<br /> | |||
(-) O: Law 2007 <br /> | |||
(-) K: SICAR<br /> | |||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br /> | ||
||[[ | [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | ||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_FIS_OPC\MGMT_Letter | ||DOC_FIS_OPC\MGMT_Letter | ||
Line 1,108: | Line 1,188: | ||
|- | |- | ||
|DOCREP | |DOCREP | ||
||<small> | ||ML | ||
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br /> | |||
Management letters of Investment fund managers (IFM) ('''EN''') <br /> | |||
Gestionnaires des fonds d'investissement (GFI) ('''FR''') | |||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br /> | ||
||[[ | [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | ||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_FIS_OPC\ | ||DOC_FIS_OPC\MGMT_GFI | ||
|| | ||reportingMLGFI.state=up | ||
||Doc OPC et FIS (circ. CSSF) | ||Doc OPC et FIS (circ. CSSF) | ||
|| | ||(-) 1.5 | ||
||<span style="color: #868686"> <small>''21''</small/> </span> | ||<span style="color: #868686"> <small>''21''</small/> </span> | ||
|- | |- | ||
|DOCREP | |DOCREP | ||
||<small> | ||RR<br /> | ||
HK | |||
||<small><span style="background:yellow"> '''NEW:'''</span></small/> | |||
Auditor report<br /> | |||
(-) O: UCI Law 2010<br /> | |||
(-) O: UCI Law 2007<br /> | |||
(-) K: SICAR<br /> | |||
(-) S: Investment fund manager (IFM) <br /> | |||
(-) A: Investment fund manager (IFM) <br /> | |||
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br /> | |||
Report Hong Kong Securities and Futures (HK) <br /> | |||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br /> | ||
||[[ | [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | ||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_FIS_OPC | ||DOC_FIS_OPC/OTHER | ||
|| | ||reportingDOC_OTH.state=up | ||
||Doc OPC et FIS (circ. CSSF) | ||Doc OPC et FIS (circ. CSSF) | ||
|| | ||1.5 | ||
||<span style="color: #868686"> <small>''21''</small/> </span> | ||<span style="color: #868686"> <small>''21''</small/> </span> | ||
|- | |- | ||
|DOCREP | |DOCREP<br /> | ||
||(-) < | || | ||
||<small> | <small> | ||
(-) GR <br /> | |||
(-) ID <br /> | |||
(-) FC <br /> | |||
(-) IA <br /> | |||
(-) BC <br /> | |||
(-) TP <br /> | |||
(-) LP <br /> | |||
(-) PG <br /> | |||
(-) OG <br /> | |||
(-) TM <br /> | |||
(-) RD <br /> | |||
(-) AS <br /> | |||
(-) FP <br /> | |||
(-) PN <br /> | |||
(-) BD <br /> | |||
(-) CO <br /> | |||
(-) ET <br /> | |||
</small/> | |||
|| | |||
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br /> | |||
'''Investment fund managers (IFM)''': <br /> | |||
<small> | |||
(-) Risk management function(GR) <br /> | |||
(-) OPCVM instruments information (ID) <br /> | |||
(-) Compliance Function (FC)<br /> | |||
(-) Internal audit function report (IA)<br /> | |||
(-) LBC/FT Obligation (BC) <br /> | |||
(-) Complaints handling (TP) <br /> | |||
(-) Authorized third party complaints (LP) <br /> | |||
(-) Risk Management Procedure (PG)<br /> | |||
(-) Organization chart (OG) <br /> | |||
(-) Mandates table (TM) <br /> | |||
(-) Delegates of RFI (RD) <br /> | |||
(-) Branch activity (AS) <br /> | |||
(-) Own funds ratio (FP) <br /> | |||
(-) Risk management procedure AIFM (PN) <br /> | |||
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD) <br /> | |||
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) <br /> | |||
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br /> | |||
</small/> | |||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br /> | ||
||[[ | [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | ||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_FIS_OPC\ | ||DOC_FIS_OPC\DOC_GFI | ||
|| | ||reportingGFI.state=up | ||
||Doc OPC et FIS (circ. CSSF) | ||Doc OPC et FIS (circ. CSSF) | ||
|| | ||1.5 | ||
||<span style="color: #868686"> <small>''21''</small/> </span> | ||<span style="color: #868686"> <small>''21''</small/> </span> | ||
|- | |- | ||
|DOCREP | |DOCREP | ||
|| | ||(-) PC <br /> (-) DE <br /> (-) LE | ||
|| | ||SIF: <br /> (-) Prospectus (PC) <br /> (-) Offering document (DE) <br /> (-) Letter of explanation (LE) | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br /> | ||
||[[ | [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | ||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_FIS_OPC\ | ||DOC_FIS_OPC\PROSP_FIS | ||
|| | ||reportingPFIS.state=up | ||
||Doc OPC et FIS (circ. CSSF) | ||Doc OPC et FIS (circ. CSSF) | ||
||(-) 1.1 <br /> (-) 1.5 | ||(-) 1.1 <br /> (-) 1.5 | ||
||<span style="color: #868686"> <small>''21''</small/> </span> | ||<span style="color: #868686"> <small>''21''</small/> </span> | ||
|- | |- | ||
|DOCREP | |DOCREP | ||
|| | ||(-) PC <br /> (-) PS <br /> (-) LE | ||
|| | ||UCI: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Letter of explanation (LE) | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br /> | ||
||[[ | [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | ||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_FIS_OPC\ | ||DOC_FIS_OPC\PROSP_OPC | ||
|| | ||reportingPOPC.state=up | ||
||Doc OPC et FIS (circ. CSSF) | ||Doc OPC et FIS (circ. CSSF) | ||
||(-) 1.1 <br /> (-) 1.5 | ||(-) 1.1 <br /> (-) 1.5 | ||
||<span style="color: #868686"> <small>''21''</small/> </span> | ||<span style="color: #868686"> <small>''21''</small/> </span> | ||
|- | |- | ||
|DOCREP | |DOCREP | ||
|| | ||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM | ||
|| | ||SIF Law 2007: <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report SIF (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM) <br /> | ||
<small><span style="background:yellow"> '''NEW'''</span></small/> SICAR: <br /> | |||
(-) Annual Report (AR) <br /> | |||
(-) Other periodic report (RO) | |||
||CSSF | ||CSSF | ||
|| | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br /> | ||
||[[ | [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | ||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_FIS_OPC\ | ||DOC_FIS_OPC\Report_FIS | ||
|| | ||reportingRAFIS.state=up | ||
||Doc OPC et FIS (circ. CSSF) | ||Doc OPC et FIS (circ. CSSF) | ||
||(-) 1.1 <br /> (-) 1.5 | ||(-) 1.1 <br /> (-) 1.5 | ||
||<span style="color: #868686"> <small>''21''</small/> </span> | ||<span style="color: #868686"> <small>''21''</small/> </span> | ||
|- | |||
|- | |||
|DOCREP | |DOCREP | ||
|| | ||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM | ||
|| | ||UCI Law 2010: <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report SIF (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (MP) | ||
||CSSF | ||CSSF | ||
|| | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br /> | ||
||[[ | [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | ||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_FIS_OPC\ | ||DOC_FIS_OPC\Report_OPC | ||
||reportingRFOPC.state=up | |||
||Doc OPC et FIS (circ. CSSF) | ||Doc OPC et FIS (circ. CSSF) | ||
||(-) 1.1 <br /> (-) 1.5 | ||(-) 1.1 <br /> (-) 1.5 | ||
||<span style="color: #868686"> <small>''21''</small/> </span> | ||<span style="color: #868686"> <small>''21''</small/> </span> | ||
|- | |- | ||
|| | |DOCREP | ||
|| | ||AR <br /> RO | ||
||<small><span style="background:yellow"> '''NEW:'''</span></small/><br /> | |||
Investment fund managers (IFM) ('''EN''') <br /> | |||
Gestionnaires des fonds d'investissement (GFI)('''FR''')<br /> | |||
(-) Annual Report (AR) <br /> | |||
(-) Other periodic report (RO) <br /> | |||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br /> | ||
||[[ | [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | ||
|| | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
|| | ||[[Sending_Service|Sending Service]] | ||
|| | ||DOC_FIS_OPC/REPORT_GFI | ||
||reportingRGFI.state=up | |||
||Doc OPC et FIS (circ. CSSF) | ||Doc OPC et FIS (circ. CSSF) | ||
|| | ||1.5 | ||
||<span style="color: #868686"> <small>''21''</small/> </span> | ||<span style="color: #868686"> <small>''21''</small/> </span> | ||
|- | |||
| | |||
|| | |- | ||
|DOCREP | |||
||KI | |||
||Key Investor Information Document <br /> | |||
(-) O: OPC Law 2010 and Loi 2007 <br /> | |||
(-) K: SICAR<br /> | |||
(-) V: non-reglem. | |||
||CSSF | ||CSSF | ||
|| | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br /> | ||
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | |||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> [[PRIIPS|(-) PRIIPs KID]] | |||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_FIS_OPC\ | ||DOC_FIS_OPC\KID_OPC | ||
|| | ||reportingKID.state=up | ||
||( | ||Doc OPC et FIS (circ. CSSF) | ||
||(-) 1.1 <br /> (-) 1.5 | |||
||<span style="color: #868686"> <small>'' | ||<span style="color: #868686"> <small>''21''</small/> </span> | ||
|- | |- | ||
| | |DOCREP | ||
||MR | |||
||Management Regulations of UCITS | |||
(-) O: OPC Law 2010<br /> | |||
(-) O: Law 2007 <br /> | |||
||CSSF | |||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br /> | |||
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | |||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
< | ||[[Sending_Service|Sending Service]] | ||
||DOC_FIS_OPC\MGMT_REGUL | |||
||reportingMR.state=up | |||
||Doc OPC et FIS (circ. CSSF) | |||
||(-) 1.1 <br /> (-) 1.5 | |||
||<span style="color: #868686"> <small>''21''</small/> </span> | |||
|- | |||
|DOCREP | |||
||AI | |||
||Articles of Incorporation of UCITS | |||
(-) O: UCI Law 2010 <br /> | |||
(-) O: UCI Law 2007 <br /> | |||
(-) <small><span style="background:yellow"> '''NEW'''</span></small/> K: SICAR <br /> | |||
||<span style="color: #868686"> <small>'' | |||
|- | |||
| | |||
|| | |||
|| | |||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br /> | ||
[[ | [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | ||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
|| | ||DOC_FIS_OPC\ART_INCORP||reportingAI.state=up | ||
||(-) | ||Doc OPC et FIS (circ. CSSF) | ||
|| | ||(-) 1.1 <br /> (-) 1.5 | ||
||<span style="color: #868686"> <small>'' | ||<span style="color: #868686"> <small>''21''</small/> </span> | ||
|- | |- | ||
| | ||n/a | ||
|| | ||n/a | ||
|| | ||Request for delivery of attestations | ||
||CSSF | |||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br /> | |||
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe] | |||
||[[Transmission_Module#Special_case:_UCI_attestation_request | (-) UCI attestation request]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||n/a | |||
||n/a | |||
||n/a | |||
||Doc OPC et FIS (circ. CSSF) | |||
||(-) 1.1 <br /> (-) 1.5 | |||
||<span style="color: #868686"> <small>''21''</small/> </span> | |||
|- | |||
|NOTREP | |||
||INI ''or'' <br /> UPD | |||
||Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union | |||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf (-) CSSF 11/509] <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF - Circulars 08/371, 09/423, 11/509] | ||
||[[E-file_Light_EN#Notification_Tool|e-file Notification Tool]] | |||
[[ | |||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
|| | ||DOC_FIS_OPC\NOTIFICATIONS_UCITSIV | ||
|| | ||reportingNotifUcitsIV.state=up | ||
||(-) | ||(-) Gestion documentaire <br /> (-) Dashboard <br /> (-) Matrice d'enregistrement et de distribution | ||
||1.2 | |||
||<span style="color: #868686"> <small>'' | ||<span style="color: #868686"> <small>''28''</small/> </span> | ||
|- | |- | ||
|} | |} | ||
</div> | </div> | ||
==Alternative Investment Fund Managers (AIFM)== | |||
<div style="text-align: left;"> | <div style="text-align: left;"> | ||
Line 1,296: | Line 1,460: | ||
! scope="col" | '''NCA''' | ! scope="col" | '''NCA''' | ||
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ||
! scope="col" | '''e-file <br /> (-) User | ! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ ''' | ||
! scope="col" | '''Automatic file transmission''' | ! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides''' | ||
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ||
! scope="col" | '''Sending Service <br /> listener''' | ! scope="col" | '''Sending Service <br /> listener''' | ||
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ||
! scope="col" | ''' | ! scope="col" | ''' Appendix 1 Services selection sheet REF <br />''' | ||
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||
|- | |- | ||
| | |AIF | ||
|| | ||MAN | ||
|| | ||Alternative Investment Fund reporting (AIF Manager) | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> | ||
||[[Sending_Service| | [[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]] | ||
|| | ||[[Sending_Service|Sending Service]] | ||
|| | ||AIF||reportingAIF.state=up | ||
|| | ||(-) AIF <br /> (-) AMfine | ||
||( | ||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine) | ||
||<span style="color: #868686"> <small>'' | ||<span style="color: #868686"> <small>''54''</small/> </span> | ||
|- | |||
|AIF | |||
||AIF | |||
||Alternative Investment Fund reporting | |||
||CSSF | |||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581] | |||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> | |||
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]] | |||
||[[Sending_Service|Sending Service]] | |||
||AIF | |||
||reportingAIF.state=up | |||
||(-) AIF <br /> (-) AMfine | |||
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine) | |||
||<span style="color: #868686"> <small>''54''</small/> </span> | |||
|- | |- | ||
|} | |} | ||
Line 1,324: | Line 1,502: | ||
== | ==Management Companies== | ||
<div style="text-align: left;"> | <div style="text-align: left;"> | ||
Line 1,335: | Line 1,513: | ||
! scope="col" | '''NCA''' | ! scope="col" | '''NCA''' | ||
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ||
! scope="col" | '''e-file <br /> (-) User | ! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ ''' | ||
! scope="col" | '''Automatic file transmission''' | ! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides''' | ||
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ||
! scope="col" | '''Sending Service <br /> listener''' | ! scope="col" | '''Sending Service <br /> listener''' | ||
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ||
! scope="col" | ''' | ! scope="col" | ''' Appendix 1 Services selection sheet REF <br />''' | ||
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||
|- | |- | ||
| | |SGOREP | ||
|| | ||G21 | ||
||<small>(-) | ||<small>(-) SG 1A: Financial situation <br /> (-) SG 1B: Profit and loss account <br /> (-) SG 1C: Table relating to other activities <br /> (-) SG 2: Other activities <br /> (-) SG: Personnel Table relating to staff</small/> | ||
||CSSF | |||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf (-) CSSF - Circular 10/467] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf (-) CSSF - Circular 15/633] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | |||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Wiki Sending Service]] | |||
||SGO | |||
||reportingSGO.state=up | |||
||Rapport Société de Gestion | |||
||(-) 1.1 <br /> (-) 2.1.16 | |||
||<span style="color: #868686"> <small>''26''</small/> </span> | |||
|- | |||
|DOCREP | |||
||ML | |||
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br /> | |||
Management letters of Investment fund managers (IFM) ('''EN''') <br /> | |||
Gestionnaires des fonds d'investissement (GFI) ('''FR''') | |||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/ | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br /> | ||
||[[ | [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | ||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
|| | ||DOC_FIS_OPC\MGMT_GFI | ||
|| | ||reportingMLGFI.state=up | ||
|| | ||Doc OPC et FIS (circ. CSSF) | ||
|| | ||(-) 1.5 | ||
||<span style="color: #868686"> <small>''18''</small/> </span> | ||<span style="color: #868686"> <small>''21''</small/> </span> | ||
|- | |||
|DOCREP | |||
||AR | |||
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br /> | |||
Annual report of Investment fund managers (IFM) ('''EN''') <br /> | |||
Gestionnaires des fonds d'investissement (GFI) ('''FR''') | |||
||CSSF | |||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br /> | |||
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | |||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | |||
||DOC_FIS_OPC/REPORT_GFI | |||
||reportingRGFI.state=up | |||
||Doc OPC et FIS (circ. CSSF) | |||
||(-) 1.5 | |||
||<span style="color: #868686"> <small>''21''</small/> </span> | |||
|- | |||
|DOCREP | |||
||RR<br /> | |||
HK | |||
||<small><span style="background:yellow"> '''NEW:'''</span></small/> | |||
Auditor report<br /> | |||
(-) S: Investment fund manager (IFM) <br /> | |||
(-) A: Investment fund manager (IFM) <br /> | |||
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br /> | |||
Report Hong Kong Securities and Futures (HK) <br /> | |||
||CSSF | |||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br /> | |||
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | |||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | |||
||DOC_FIS_OPC/OTHER | |||
||reportingDOC_OTH.state=up | |||
||Doc OPC et FIS (circ. CSSF) | |||
||1.5 | |||
||<span style="color: #868686"> <small>''21''</small/> </span> | |||
|- | |||
|DOCREP<br /> | |||
|| | |||
<small> | |||
(-) GR <br /> | |||
(-) ID <br /> | |||
(-) FC <br /> | |||
(-) IA <br /> | |||
(-) BC <br /> | |||
(-) TP <br /> | |||
(-) LP <br /> | |||
(-) PG <br /> | |||
(-) OG <br /> | |||
(-) TM <br /> | |||
(-) RD <br /> | |||
(-) AS <br /> | |||
(-) FP <br /> | |||
(-) PN <br /> | |||
(-) BD <br /> | |||
(-) CO <br /> | |||
(-) ET <br /> | |||
</small/> | |||
|| | |||
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br /> | |||
'''Investment fund managers (IFM)''': <br /> | |||
<small> | |||
(-) Risk management function(GR) <br /> | |||
(-) OPCVM instruments information (ID) <br /> | |||
(-) Compliance Function (FC)<br /> | |||
(-) Internal audit function report (IA)<br /> | |||
(-) LBC/FT Obligation (BC) <br /> | |||
(-) Complaints handling (TP) <br /> | |||
(-) Authorized third party complaints (LP) <br /> | |||
(-) Risk Management Procedure (PG)<br /> | |||
(-) Organization chart (OG) <br /> | |||
(-) Mandates table (TM) <br /> | |||
(-) Delegates of RFI (RD) <br /> | |||
(-) Branch activity (AS) <br /> | |||
(-) Own funds ratio (FP) <br /> | |||
(-) Risk management procedure AIFM (PN)<br /> | |||
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)<br /> | |||
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)<br /> | |||
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br /> | |||
</small/> | |||
||CSSF | |||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_698.pdf (-) CSSF - Circulars 18/698]<br /> | |||
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br /> | |||
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708] | |||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | |||
||DOC_FIS_OPC\DOC_GFI | |||
||reportingGFI.state=up | |||
||Doc OPC et FIS (circ. CSSF) | |||
||1.5 | |||
||<span style="color: #868686"> <small>''21''</small/> </span> | |||
|- | |||
|} | |||
</div> | |||
==Professionals of the Financial Sector (PFS)== | |||
<div style="text-align: left;"> | |||
{| border="1" cellspacing="2" cellpadding="10" | |||
|- | |||
! scope="col" | '''Report <br /> naming convention''' | |||
! scope="col" | '''Table''' | |||
! scope="col" | '''Details''' | |||
! scope="col" | '''NCA''' | |||
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | |||
! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ ''' | |||
! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides''' | |||
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | |||
! scope="col" | '''Sending Service <br /> listener''' | |||
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | |||
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />''' | |||
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | |||
|- | |- | ||
|PSFREP | |PSFREP | ||
||Ad hoc reporting | ||(-) Basic reporting <br /> (-) Ad hoc reporting <br /> (-) Annual information | ||
||< | ||Reporting population: <br /> (-) Investment firms <br /> (-) Specialised PFS <br /> (-) Support PFS | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/ | ||[http://www.cssf.lu/en/supervision/pfs/ (-) CSSF - PFS] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||PSF | ||PSF | ||
||reportingPSF.state=up | ||reportingPSF.state=up | ||
||Rapport PSF | ||Rapport PSF | ||
||2.1.8 | ||2.1.8 | ||
||<span style="color: #868686"> <small>''18''</small/> </span> | ||<span style="color: #868686"> <small>''18''</small/> </span> | ||
|- | |- | ||
||DOCREP | ||DOCREP | ||
||LF | ||LF | ||
||Long Form Report | ||Long Form Report | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf CSSF - Circular 10/457] | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_BNK | ||DOC_BNK | ||
||reportingDOCBNK.state=up | ||reportingDOCBNK.state=up | ||
||Rapport des établissements de crédit | ||Rapport des établissements de crédit | ||
||(-) 1.1 <br /> (-) 2.1.17 | ||(-) 1.1 <br /> (-) 2.1.17 | ||
||<span style="color: #868686"> <small>''27''</small/> </span> | ||<span style="color: #868686"> <small>''27''</small/> </span> | ||
|- | |- | ||
||DOCREP | ||DOCREP | ||
||ML | ||ML | ||
||Management Letter | ||Management Letter | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf CSSF - Circular 10/457] | ||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||DOC_BNK | ||DOC_BNK | ||
Line 1,424: | Line 1,736: | ||
(-) SALMXX: SALMM <br /> | (-) SALMXX: SALMM <br /> | ||
||CSSF | ||CSSF | ||
||[http:// | ||[http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_EI/IF_reporting_requirements_121216.pdf (-) CSSF - Reporting requirements for investment firms ] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings] | ||
||[[ | ||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||COREP||reportingCOREP.state=up | ||COREP||reportingCOREP.state=up | ||
Line 1,449: | Line 1,761: | ||
! scope="col" | '''NCA''' | ! scope="col" | '''NCA''' | ||
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ||
! scope="col" | '''e-file <br /> (-) User | ! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ ''' | ||
! scope="col" | '''Automatic file transmission''' | ! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides''' | ||
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ||
! scope="col" | '''Sending Service <br /> listener''' | ! scope="col" | '''Sending Service <br /> listener''' | ||
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ||
! scope="col" | ''' | ! scope="col" | ''' Appendix 1 Services selection sheet REF <br />''' | ||
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||
|- | |- | ||
Line 1,461: | Line 1,773: | ||
||Quarterly statistical balance | ||Quarterly statistical balance | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/ | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||Securisation | ||Securisation | ||
Line 1,474: | Line 1,786: | ||
||Transactions and write-offs/write-downs on securitised loans | ||Transactions and write-offs/write-downs on securitised loans | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/ | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||Securisation | ||Securisation | ||
Line 1,487: | Line 1,799: | ||
||Security by security reporting | ||Security by security reporting | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/ | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||Securisation||reportingSecurisation.state=up | ||Securisation||reportingSecurisation.state=up | ||
Line 1,513: | Line 1,825: | ||
! scope="col" | '''NCA''' | ! scope="col" | '''NCA''' | ||
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ||
! scope="col" | '''e-file <br /> (-) User | ! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ ''' | ||
! scope="col" | '''Automatic file transmission''' | ! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides''' | ||
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ||
! scope="col" | '''Sending Service <br /> listener''' | ! scope="col" | '''Sending Service <br /> listener''' | ||
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ||
! scope="col" | ''' | ! scope="col" | ''' Appendix 1 Services selection sheet REF <br />''' | ||
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||
|- | |- | ||
Line 1,525: | Line 1,837: | ||
||Quarterly statistical balance of Financial Companies | ||Quarterly statistical balance of Financial Companies | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation 2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/ | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation 2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||SE | ||SE | ||
Line 1,538: | Line 1,850: | ||
||Transactions of Financial Companies | ||Transactions of Financial Companies | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation 2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/ | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation 2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||SE | ||SE | ||
Line 1,551: | Line 1,863: | ||
||Monthly security by security reporting of Financial Companies | ||Monthly security by security reporting of Financial Companies | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation 2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/ | ||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation 2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||SE | ||SE | ||
Line 1,578: | Line 1,890: | ||
! scope="col" | '''NCA''' | ! scope="col" | '''NCA''' | ||
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ||
! scope="col" | '''e-file <br /> (-) User | ! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ ''' | ||
! scope="col" | '''Automatic file transmission''' | ! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides''' | ||
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ||
! scope="col" | '''Sending Service <br /> listener''' | ! scope="col" | '''Sending Service <br /> listener''' | ||
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ||
! scope="col" | ''' | ! scope="col" | ''' Appendix 1 Services selection sheet REF <br />''' | ||
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||
|- | |- | ||
Line 1,590: | Line 1,902: | ||
||Compte rendu | ||Compte rendu | ||
||CAA | ||CAA | ||
||[http://www. | ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention] | ||
||[[CAA_Manual|Wiki-CAA Manual]] | ||[[CAA_Manual|Wiki-CAA Manual]] | ||
||n/a | ||n/a | ||
Line 1,603: | Line 1,915: | ||
||Rapport actuariel | ||Rapport actuariel | ||
||CAA | ||CAA | ||
||[http://www. | ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention] | ||
||[[CAA_Manual|Wiki-CAA Manual]] | ||[[CAA_Manual|Wiki-CAA Manual]] | ||
||n/a | ||n/a | ||
Line 1,616: | Line 1,928: | ||
||Rapport distinct du réviseur | ||Rapport distinct du réviseur | ||
||CAA | ||CAA | ||
||[http://www. | ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention] | ||
||[[CAA_Manual|Wiki-CAA Manual]] | ||[[CAA_Manual|Wiki-CAA Manual]] | ||
||n/a | ||n/a | ||
Line 1,628: | Line 1,940: | ||
||Source file reception from CAA||Rapport de gouvernance | ||Source file reception from CAA||Rapport de gouvernance | ||
||CAA | ||CAA | ||
||[http://www. | ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention] | ||
||[[CAA_Manual|Wiki-CAA Manual]] | ||[[CAA_Manual|Wiki-CAA Manual]] | ||
||n/a | ||n/a | ||
Line 1,641: | Line 1,953: | ||
||Rapport LBCFT | ||Rapport LBCFT | ||
||CAA | ||CAA | ||
||[http://www. | ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention] | ||
||[[CAA_Manual|Wiki-CAA Manual]] | ||[[CAA_Manual|Wiki-CAA Manual]] | ||
||n/a | ||n/a | ||
Line 1,653: | Line 1,965: | ||
||Source file reception from CAA||Rapports sur le traitement des réclamations | ||Source file reception from CAA||Rapports sur le traitement des réclamations | ||
||CAA | ||CAA | ||
||[http://www. | ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention] | ||
||[[CAA_Manual|Wiki-CAA Manual]] | ||[[CAA_Manual|Wiki-CAA Manual]] | ||
||n/a | ||n/a | ||
Line 1,665: | Line 1,977: | ||
||Source file reception from CAA||Enquête spécifique | ||Source file reception from CAA||Enquête spécifique | ||
||CAA | ||CAA | ||
||[http://www. | ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention] | ||
||[[CAA_Manual|Wiki-CAA Manual]] | ||[[CAA_Manual|Wiki-CAA Manual]] | ||
||n/a | ||n/a | ||
Line 1,678: | Line 1,990: | ||
||Etat trimestriel | ||Etat trimestriel | ||
||CAA | ||CAA | ||
||[http://www. | ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention] | ||
||[[CAA_Manual|Wiki-CAA Manual]] | ||[[CAA_Manual|Wiki-CAA Manual]] | ||
||n/a | ||n/a | ||
Line 1,691: | Line 2,003: | ||
||Rapport distinct Solvabilité 2 du réviseur | ||Rapport distinct Solvabilité 2 du réviseur | ||
||CAA | ||CAA | ||
||[http://www. | ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention] | ||
||[[CAA_Manual|Wiki-CAA Manual]] | ||[[CAA_Manual|Wiki-CAA Manual]] | ||
||n/a | ||n/a | ||
Line 1,704: | Line 2,016: | ||
||Fiche de renseignement | ||Fiche de renseignement | ||
||CAA | ||CAA | ||
||[http://www. | ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention] | ||
||[[CAA_Manual|Wiki-CAA Manual]] | ||[[CAA_Manual|Wiki-CAA Manual]] | ||
||n/a | ||n/a | ||
Line 1,717: | Line 2,029: | ||
||Rapports narratifs | ||Rapports narratifs | ||
||CAA | ||CAA | ||
||[http://www. | ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention] | ||
||[[CAA_Manual|Wiki-CAA Manual]] | ||[[CAA_Manual|Wiki-CAA Manual]] | ||
||[[Sending_Service|Wiki Sending Service]] | ||[[Sending_Service|Wiki Sending Service]] | ||
Line 1,729: | Line 2,041: | ||
||XBRL reports Solvency II | ||XBRL reports Solvency II | ||
||CAA | ||CAA | ||
||[http://www. | ||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention] | ||
||[[CAA_Manual|Wiki-CAA Manual]] | ||[[CAA_Manual|Wiki-CAA Manual]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
Line 1,741: | Line 2,053: | ||
||Quarterly statistical balance sheet of insurance corporations – Luxembourg entity | ||Quarterly statistical balance sheet of insurance corporations – Luxembourg entity | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/ | ||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||ASS | ||ASS | ||
Line 1,753: | Line 2,065: | ||
||Information on valuation effects on the balance sheet of insurance corporations | ||Information on valuation effects on the balance sheet of insurance corporations | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/ | ||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||ASS | ||ASS | ||
Line 1,766: | Line 2,078: | ||
||Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity | ||Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br />[http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/ | ||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br />[http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||ASS | ||ASS | ||
Line 1,779: | Line 2,091: | ||
||Monthly Security by security reporting of insurance corporations | ||Monthly Security by security reporting of insurance corporations | ||
||BCL | ||BCL | ||
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/ | ||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS] | ||
||[[ReportGeneration|Report | ||[[ReportGeneration|Report generation <br /> with e-form]] | ||
||[[Sending_Service|Wiki Sending Service]] | ||[[Sending_Service|Wiki Sending Service]] | ||
||ASS | ||ASS | ||
Line 1,790: | Line 2,102: | ||
|} | |} | ||
</div> | </div> | ||
==Financial Institutions - Foreign Account Tax Compliance Act (FATCA)== | ==Financial Institutions - Foreign Account Tax Compliance Act (FATCA)== | ||
Line 1,806: | Line 2,114: | ||
! scope="col" | '''NCA''' | ! scope="col" | '''NCA''' | ||
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ||
! scope="col" | '''e-file <br /> (-) User | ! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ ''' | ||
! scope="col" | '''Automatic file transmission''' | ! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides''' | ||
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ||
! scope="col" | '''Sending Service <br /> listener''' | ! scope="col" | '''Sending Service <br /> listener''' | ||
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ||
! scope="col" | ''' | ! scope="col" | ''' Appendix 1 Services selection sheet REF <br />''' | ||
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||
|- | |- | ||
Line 1,819: | Line 2,127: | ||
||ACD | ||ACD | ||
||[http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf (-) Circulaire ECHA - n° 3 du 19 janvier 2017] <br /> [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html (-) ACD-FATCA] | ||[http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf (-) Circulaire ECHA - n° 3 du 19 janvier 2017] <br /> [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html (-) ACD-FATCA] | ||
||[[FATCA_Manual|(-) FATCA - User Guide of e-form]] <br /> [[FATCA|(-) FATCA - Onboarding & FAQ]] | ||[[FATCA_Manual|(-) FATCA - User Guide of e-form]] <br /> [[FATCA Onboarding|(-) FATCA - Onboarding & FAQ]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||FATCA | ||FATCA | ||
Line 1,845: | Line 2,153: | ||
! scope="col" | '''NCA''' | ! scope="col" | '''NCA''' | ||
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ||
! scope="col" | '''e-file <br /> (-) User | ! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ ''' | ||
! scope="col" | '''Automatic file transmission''' | ! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides''' | ||
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ||
! scope="col" | '''Sending Service <br /> listener''' | ! scope="col" | '''Sending Service <br /> listener''' | ||
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ||
! scope="col" | ''' | ! scope="col" | ''' Appendix 1 Services selection sheet REF <br />''' | ||
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||
|- | |- | ||
Line 1,858: | Line 2,166: | ||
||ACD | ||ACD | ||
||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html (-) ACD-CRS] <br /> [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html (-) Newsletter 06/02/2017] <br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf (-) ECHA-n°4 06/02/2017] | ||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html (-) ACD-CRS] <br /> [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html (-) Newsletter 06/02/2017] <br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf (-) ECHA-n°4 06/02/2017] | ||
||[[CRS_Manual|(-) CRS - User Guide of e-form]] <br /> [[CRS|(-) CRS - Onboarding & FAQ]] | ||[[CRS_Manual|(-) CRS - User Guide of e-form]] <br /> [[CRS Onboarding|(-) CRS - Onboarding & FAQ]] | ||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||CRS | ||CRS | ||
Line 1,882: | Line 2,190: | ||
! scope="col" | '''NCA''' | ! scope="col" | '''NCA''' | ||
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions''' | ||
! scope="col" | '''e-file <br /> (-) User | ! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ ''' | ||
! scope="col" | '''Automatic file transmission''' | ! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides''' | ||
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' | ||
! scope="col" | '''Sending Service <br /> listener''' | ! scope="col" | '''Sending Service <br /> listener''' | ||
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"''' | ||
! scope="col" | ''' | ! scope="col" | ''' Appendix 1 Services selection sheet REF <br />''' | ||
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span> | ||
|- | |- | ||
Line 1,894: | Line 2,202: | ||
||Other reporting | ||Other reporting | ||
||CSSF | ||CSSF | ||
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf | ||[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf Naming convention for CSSF reportings] | ||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||OTH | ||OTH | ||
||reportingOTH.state=up | ||reportingOTH.state=up | ||
Line 1,907: | Line 2,215: | ||
||Various correspondence | ||Various correspondence | ||
||BCL | ||BCL | ||
||- | ||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_16_0282_FDI_2015.pdf BCL Reporting Instructions OTXREP] | ||
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] | |||
||[[Sending_Service|Sending Service]] | ||[[Sending_Service|Sending Service]] | ||
||Various_Correspondence | ||Various_Correspondence | ||
||reportingCD.state=up | ||reportingCD.state=up |
Revision as of 11:40, 6 November 2019
Through its dedicated electronic platform, e-file.lu, the Luxembourg Stock Exchange and Fundsquare are able to provide an ideal solution for filing entities for all reporting requirements.
- e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:
- Commission de Surveillance du Secteur Financier (CSSF)
- Banque Centrale du Luxembourg (BCL)
- Administration des contributions directes (ACD)
- Commissariat aux Assurances (CAA)
- It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
- e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.
List of all Reporting types that can be used with e-file
MiFID II / MiFIR
Report naming convention |
Table | Details | NCA | NCA (-) Circulars (-) Reporting instructions |
e-file - Manual file transmission (-) User guides (-) FAQ |
e-file - Automatic file transmission (-) User guides |
Sending Service folder: ReportingDiffusion\ |
Sending Service listener |
e-file user account: "groupe" "context" |
Appendix 1 Services selection sheet REF |
Internal Technical Business ID |
---|---|---|---|---|---|---|---|---|---|---|---|
TAFREP | TAF | Article 26 of Regulation No 600/2014: Obligation to report transactions (Markets in financial instruments => MiFIR) |
CSSF | (-) CSSF - Press release 16/43 | (-) Manual file transmission (-) Sending types - Examples (-) FAQ MiFIR |
Sending Service | TAF | reportingTAF.state=up | Report TAF-MIFID | 2.1.23 | 71 |
Institutions for Occupational Retirement Provision
Report naming convention |
Table | Details | NCA | NCA (-) Circulars (-) Reporting instructions |
e-file - Manual file transmission (-) User guides (-) FAQ |
e-file - Automatic file transmission (-) User guides |
Sending Service folder: ReportingDiffusion\ |
Sending Service listener |
e-file user account: "groupe" "context" |
Appendix 1 Services selection sheet REF |
Internal Technical Business ID |
---|---|---|---|---|---|---|---|---|---|---|---|
SUFREP | IORP | Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019 | CSSF | (-) CSSF - Circular 19/726 (-) Naming convention
|
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | IORP | reportingIORP.state=up | Reporting IORP | 80 |
Credit Institutions
Report naming convention |
Table | Details | NCA | NCA (-) Circulars (-) Reporting instructions |
e-file - Manual file transmission (-) User guides (-) FAQ |
e-file - Automatic file transmission (-) User guides |
Sending Service folder: ReportingDiffusion\ |
Sending Service listener |
e-file user account: "groupe" "context" |
Appendix 1 Services selection sheet REF |
Internal Technical Business ID |
---|---|---|---|---|---|---|---|---|---|---|---|
ANTREF ANTT1M ANTT2M ANTT2Q |
ANTREF ANTT1M ANTT2M ANTT2Q |
AnaCredit: Collection of granular credit and credit risk data |
BCL | BCL - Reporting instructions | (-) Manual file transmission (-) Sending types - Examples |
Sending Service | Anacredit | reportingAnacredit.state=up | Rapport Anacredit | 2.1.24 | 74 |
CSDREP | CSDR | Reporting CSDR: Introduction of quarterly internalised settlement reporting requirements pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR) |
CSSF | CSSF - Circular 19/709 | (-) Manual file transmission (-) Sending types - Examples |
Sending Service | CSDR | reportingCSDR.state=up | Reporting CSDR-9 | 2.1.26 | 78 |
SHSGRP | SHSGRP | «SHS-Group» report: Statistics on holdings of securities by reporting banking groups |
BCL | BCL - Reporting instructions | (-) Manual file transmission (-) Sending types - Examples |
Sending Service | GRP_BNK | GRP_BNK.state=up | BCL SHS report | 75 | |
FRCREP | B2.4 | Information on participating interest and subordinated loans |
CSSF | (-) CSSF - Circular CSSF 18/686 (-) CSSF - Reporting instructions B2.4 (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | FINREP | reportingFINREP.state=up | Rapport FINREP | 2.1.3 | 73 |
FRCREP | B2.5 | Information on staff costs and taxes and subordinated loans |
CSSF | (-) CSSF - Circular 17/664 (-) CSSF - Reporting instructions (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | FINREP | reportingFINREP.state=up | Rapport FINREP | 2.1.3 | 73 |
BNNNN | B4.4 | List of head offices, agencies, branches and representative offices |
CSSF | (-) CSSF - Reporting instructions Edifact B4.4 (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | FINREP\EDIFACT | reportingFINREP.EDIFACT.state=up | Reporting EDIFACT | 2.1.3 | 16 |
COFREP | SCOREP SLAREX SLCRXX SNSFRX SALMXX CCOREP CLAREX CLCRXX CNSFRX CALMXX CFINRP SFINRP CAEXXX SAEXXX CFPXXX SFPXXX CSBPXX SSBPXX CSBPIM SSBPIM CLCRDA SLCRDA
|
(-) SCOREP: SSOLV, SIPLO, SLEVR (-) SLAREX: SLAREX (-) SLCRXX: SLCR (-) SNSFRX: SNSFR (-) SALMXX: SALM (-) CCOREP: CSOLV, IPLO, CLEVR (-) CLAREX: CLAREX (-) CLCRXX: CLCR (-) CNSFRX: CNSFR (-) CALMXX: CALMM (-) CFINRP: CFINRP (-) SFINRP: SFINRP (-) CAEXXX: CAE (-) SAEXXX: SAE (-) CFPXXX: CFP (-) SFPXXX: SFP (-) CSBPXX: CSBP (-) SSBPXX: SSBP (-) CSBPIM: CSBPIM (-) SSBPIM: SSBPIM (-) CLCRDA: CLCRDA (-) SLCRDA: SLCRDA |
CSSF | (-) Regulation (EU) No 680/2014 (-) CSSF - Reporting requirements for credit institutions (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | COREP | reportingCOREP.state=up | Rapport COREP | 2.1.4 | 72 |
DOCREP | AR | Annual Report | CSSF | (-) CSSF - Circular 15/624 (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_BNK | reportingDOCBNK.state=up | Reporting des établissements de crédit | (-) 1.1 (-) 2.1.17 |
27 |
DOCREP | CO | Compliance Report | CSSF | (-) CSSF - Circular 15/624 (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_BNK | reportingDOCBNK.state=up | Reporting des établissements de crédit | (-) 1.1 (-) 2.1.17 |
27 |
DOCREP | GR | Governance Report | CSSF | (-) CSSF - Circular 15/624 (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_BNK | reportingDOCBNK.state=up | Reporting des établissements de crédit | (-) 1.1 (-) 2.1.17 |
27 |
DOCREP | IA | Internal Audit Report | CSSF | (-) CSSF - Circular 15/624 (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_BNK | reportingDOCBNK.state=up | Reporting des établissements de crédit | (-) 1.1 (-) 2.1.17 |
27 |
DOCREP | IC | ICAAP | CSSF | (-) CSSF - Circular 15/624 (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_BNK | reportingDOCBNK.state=up | Reporting des établissements de crédit | (-) 1.1 (-) 2.1.17 |
27 |
DOCREP | LF | Long Form Report | CSSF | (-) CSSF - Circular 10/457 (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_BNK | reportingDOCBNK.state=up | Reporting des établissements de crédit | (-) 1.1 (-) 2.1.17 |
27 |
DOCREP | ML | Management Letter | CSSF | (-) CSSF - Circular 10/457 (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_BNK | reportingDOCBNK.state=up | Reporting des établissements de crédit | (-) 1.1 (-) 2.1.17 |
27 |
DOCREP | RC | Risk Control Report | CSSF | (-) CSSF - Circular 15/624 (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_BNK | reportingDOCBNK.state=up | Reporting des établissements de crédit | (-) 1.1 (-) 2.1.17 |
27 |
DOCREP | RP | Recovery Plan | CSSF | (-) CSSF - Circular 15/624 (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_BNK | reportingDOCBNK.state=up | Reporting des établissements de crédit | (-) 1.1 (-) 2.1.17 |
27 |
DOCREP | SC | Single Customer View | CSSF | (-) CSSF - Circular 15/624 (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_BNK | reportingDOCBNK.state=up | Reporting des établissements de crédit | (-) 1.1 (-) 2.1.17 |
27 |
S0001 | S0.1 | Daily deposit | BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | BCL_Statistics | reportingBCLStat.state=up | Statistiques BCL | 2.1.5 | 13 |
S0101 | S1.1 | Monthly statistical balance sheet | BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | BCL_Statistics | reportingBCLStat.state=up | Statistiques BCL | 2.1.5 | 13 |
S0104 | S1.4 | Adjustments due to valuation effects| | BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | BCL_Statistics | reportingBCLStat.state=up | Statistiques BCL | 2.1.5 | 13 |
S0105 | S1.5 | Information on interest rates in EUR | BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | BCL_Statistics | reportingBCLStat.state=up | Statistiques BCL | 2.1.5 | 13 |
S0108 | S1.8 | Information on securititation transactions launched by credit institutions |
BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | BCL_Statistics | reportingBCLStat.state=up | Statistiques BCL | 2.1.5 | 13 |
S0109 | S1.9 | Information on CNY (renmibi) operations | BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | BCL_Statistics | reportingBCLStat.state=up | Statistiques BCL | 2.1.5 | 13 |
S0112-L | S1.12-L | Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary | BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | BCL_Statistics | reportingBCLStat.state=up | Reporting S1.12 | 2.1.25 | 76 |
S0205-L | S2.5-L | Quarterly statistical balance sheet | BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | BCL_Statistics | reportingBCLStat.state=up | Statistiques BCL | 2.1.5 | 13 |
S0205-N | S2.5-N | Quarterly statistical balance sheet of credit institutions - Luxembourg entity and its branches |
BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | BCL_Statistics | reportingBCLStat.state=up| | Statistiques BCL | 2.1.5 | 13 |
S0208 | S2.8 | Real estate loans for Lxuembourg buildings |
BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | BCL_Statistics | reportingBCLStat.state=up | Statistiques BCL | 2.1.5 | 13 |
S0209-L | S2.9-L | Staff report - Luxembourg entity |
BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | BCL_Statistics | reportingBCLStat.state=up | Statistiques BCL | 2.1.5 | 13 |
S0209-N | S2.9-N | Staff report - Luxembourg entity and its branches |
BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | BCL_Statistics | reportingBCLStat.state=up | Statistiques BCL | 2.1.5 | 13 |
S0302 | S3.2 | Non balance sheet information | BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | BCL_Statistics | reportingBCLStat.state=up | Statistiques BCL | 2.1.5 | 13 |
TPTBBL | TPTBBL | Security by security report– Balance sheet data– Luxembourg |
BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
Report generation with e-form |
Sending Service | TPT | reportingTPTB.state=up | Titre par Titre Bancaire | 2.1.6 | 20 |
TPTBBN | TPTBBN | Security by security report– Balance sheet data– Luxembourg |
BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
Report generation with e-form |
Sending Service | TPT | reportingTPTB.state=up | Titre par Titre Bancaire | 2.1.6 | 20 |
TPTBHR | TPTBHR | Security by security report– Off-balance sheet data– Resident customers |
BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
Report generation with e-form |
Sending Service | TPT | reportingTPTB.state=up | Titre par Titre Bancaire | 2.1.6 | 20 |
TPTBHN | TPTBHN | Security by security report– Off-balance sheet data– Non-resident |
BCL | (-) BCL - Circular 2014/235 (-) BCL - Manual of electronic transmission for statistical reports of banks |
Report generation with e-form |
Sending Service | TPT | reportingTPTB.state=up | Titre par Titre Bancaire | 2.1.6 | 20 |
BOP101 | BOP1.1 | Balance of payments reporting | BCL | (-) BCL - Circular 2007/216 (-) BCL - Manual of electronic transmission for statistical reports of banks |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | BOP | reportingBOP.state=up | Balance des Paiements | 2.1.7 | 12 |
BOP102 | BOP1.2 | Cross-border payments executed for the account of the resident counterparts |
BCL | (-) BCL - Circular 2007/216 (-) BCL - Manual of electronic transmission for statistical reports of banks |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | BOP | reportingBOP.state=up | Balance des Paiements | 2.1.7 | 12 |
SPJ | 646REP 663REP 664REP |
Notification and execution of court orders | CSSF | CSSF - Circular 13/566 | (-) Manual file transmission (-) Sending types - Examples |
n/a | n/a | n/a | Perquisitions électroniques | 2.1.14 | 48 |
ESPREP | STT | Stress test in order to assess the interest rate risk arising from non-trading book activities |
CSSF | (-) Ad hoc reports (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | ESP | reportingESP.state=up | Rapport Enquête | 2.1.18 | 15 |
ESPREP | DCO | Fonds de garantie des dépôts Luxembourg (FGDL) |
CSSF | (-) Ad hoc reports (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | ESP | reportingESP.state=up | Rapport Enquête | 2.1.18 | 15 |
ESPREP | BRA | Quarterly reporting on the financial health of the branches parent entities |
CSSF | (-) Ad hoc reports (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | ESP | reportingESP.state=up | Rapport Enquête | 2.1.18 | 15 |
ESPREP | DEP | Residential credit deposits | CSSF | (-) Ad hoc reports (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | ESP | reportingESP.state=up | Rapport Enquête | 2.1.18 | 15 |
Payment Institutions
Report naming convention |
Table | Details | NCA | NCA (-) Circulars (-) Reporting instructions |
e-file - Manual file transmission (-) User guides (-) FAQ |
e-file - Automatic file transmission (-) User guides |
Sending Service folder: ReportingDiffusion\ |
Sending Service listener |
e-file user account: "groupe" "context" |
Appendix 1 Services selection sheet REF |
Internal Technical Business ID |
---|---|---|---|---|---|---|---|---|---|---|---|
EDPREP | Z1.1 | Balance sheet | CSSF | (-) CSSF - Circular 11/511 (-) CSSF - Reporting instructions (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | EDP | reportingEDP.state=up | Reporting EDP | 2.1.10 | 29 |
EDPREP | Z1.2 | Identification of third-party funds held and incorporated in the balance sheet |
CSSF | (-) CSSF - Circular 11/511 (-) CSSF - Reporting instructions (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | EDP | reportingEDP.state=up | Reporting EDP | 2.1.10 | 29 |
EDPREP | Z1.4 | Capital adequacy of payment institutions |
CSSF | (-) CSSF - Circular 11/511 (-) CSSF - Reporting instructions (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | EDP | reportingEDP.state=up | Reporting EDP | 2.1.10 | 29 |
EDPREP | Z2.1 | Profit and loss accoount | CSSF | (-) CSSF - Circular 11/511 (-) CSSF - Reporting instructions (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | EDP | reportingEDP.state=up | Reporting EDP | 2.1.10 | 29 |
Electronic Money Institutions
Report naming convention |
Table | Details | NCA | NCA (-) Circulars (-) Reporting instructions |
e-file - Manual file transmission (-) User guides (-) FAQ |
e-file - Automatic file transmission (-) User guides |
Sending Service folder: ReportingDiffusion\ |
Sending Service listener |
e-file user account: "groupe" "context" |
Appendix 1 Services selection sheet REF |
Internal Technical Business ID |
---|---|---|---|---|---|---|---|---|---|---|---|
EMEREP | W1.1 | Balance sheet | CSSF | (-) CSSF Circular 11/522 (-) CSSF - Reporting instructions (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | EME | reportingEME.state=up | Reporting EME | 2.1.11 | 34 |
EMEREP | W1.2 | Identification of third-party funds held and incorporated in the balance sheet |
CSSF | (-) CSSF Circular 11/522 (-) CSSF - Reporting instructions (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | EME | reportingEME.state=up | Reporting EME | 2.1.11 | 34 |
EMEREP | W1.3 | Statement of authorised reinvestments |
CSSF | (-) CSSF Circular 11/522 (-) CSSF - Reporting instructions (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | EME | reportingEME.state=up | Reporting EME | 2.1.11 | 34 |
EMEREP | W1.4 | Capital adequacy of electronic money institutions |
CSSF | (-) CSSF Circular 11/522 (-) CSSF - Reporting instructions (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | EME | reportingEME.state=up | Reporting EME | 2.1.11 | 34 |
EMEREP | W2.1 | Profit and loss account | CSSF | (-) CSSF Circular 11/522 (-) CSSF - Reporting instructions (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | EME | reportingEME.state=up | Reporting EME | 2.1.11 | 34 |
EMEREP | W4.5 | Analysis of shareholdings | CSSF | (-) CSSF Circular 11/522 (-) CSSF - Reporting instructions (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | EME | reportingEME.state=up | Reporting EME | 2.1.11 | 34 |
Payment Institutions/Electronic Money Institutions
Report naming convention |
Table | Details | NCA | NCA (-) Circulars (-) Reporting instructions |
e-file - Manual file transmission (-) User guides (-) FAQ |
e-file - Automatic file transmission (-) User guides |
Sending Service folder: ReportingDiffusion\ |
Sending Service listener |
e-file user account: "groupe" "context" |
Appendix 1 Services selection sheet REF |
Internal Technical Business ID |
---|---|---|---|---|---|---|---|---|---|---|---|
V0101 | V1.1 | Customer transfers | BCL | (-) BCL - Regulation 2011/9 (-) BCL - File name convention |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | CDP | reportingDP.state=up | Collecte des données de paiement (CDP) | 2.1.13 | 36 |
V0102 | V1.2 | Interbank transfers | BCL | (-) BCL - Regulation 2011/9 (-) BCL - File name convention |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | CDP | reportingDP.state=up | Collecte des données de paiement (CDP) | 2.1.13 | 36 |
V0103 | V1.3 | Domiciliations | BCL | (-) BCL - Regulation 2011/9 (-) BCL - File name convention |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | CDP | reportingDP.state=up | Collecte des données de paiement (CDP) | 2.1.13 | 36 |
V0104 | V1.4 | Inventory cards / terminals | BCL | (-) BCL - Regulation 2011/9 (-) BCL - File name convention |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | CDP | reportingDP.state=up | Collecte des données de paiement (CDP) | 2.1.13 | 36 |
V0105 | V1.5 | Card transactiosn (Issuing part) | BCL | (-) BCL - Regulation 2011/9 (-) BCL - File name convention |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | CDP | reportingDP.state=up | Collecte des données de paiement (CDP) | 2.1.13 | 36 |
V0106 | V1.6 | Card transactiosn (Acquiring part) | BCL | (-) BCL - Regulation 2011/9 (-) BCL - File name convention |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | CDP | reportingDP.state=up | Collecte des données de paiement (CDP) | 2.1.13 | 36 |
V0107 | V1.7 | Cheques and money orders | BCL | (-) BCL - Regulation 2011/9 (-) BCL - File name convention |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | CDP | reportingDP.state=up | Collecte des données de paiement (CDP) | 2.1.13 | 36 |
V0108 | V1.8 | Electronic money scheme | BCL | (-) BCL - Regulation 2011/9 (-) BCL - File name convention |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | CDP | reportingDP.state=up | Collecte des données de paiement (CDP) | 2.1.13 | 36 |
V0109 | V1.9 | Card based e-money schemes | BCL | (-) BCL - Regulation 2011/9 (-) BCL - File name convention |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | CDP | reportingDP.state=up | Collecte des données de paiement (CDP) | 2.1.13 | 36 |
V0110 | V1.10 | Stock taking of payment accounts in bank money | BCL | (-) BCL - Regulation 2011/9 (-) BCL - File name convention |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | CDP | reportingDP.state=up | Collecte des données de paiement (CDP) | 2.1.13 | 36 |
V0111 | V1.11 | OTC cash transactions | BCL | (-) BCL - Regulation 2011/9 (-) BCL - File name convention |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | CDP | reportingDP.state=up | Collecte des données de paiement (CDP) | 2.1.13 | 36 |
V0112 | V1.12 | Transactions via telecommunication, digital or IT device | BCL | (-) BCL - Regulation 2011/9 (-) BCL - File name convention |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | CDP | reportingDP.state=up | Collecte des données de paiement (CDP) | 2.1.13 | 36 |
V0113 | V1.13 | Credits to the accounts by simple book entry | BCL | (-) BCL - Regulation 2011/9 (-) BCL - File name convention |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | CDP | reportingDP.state=up | Collecte des données de paiement (CDP) | 2.1.13 | 36 |
V0114 | V1.14 | Debits from the account by simple book entry | BCL | (-) BCL - Regulation 2011/9 (-) BCL - File name convention |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | CDP | reportingDP.state=up | Collecte des données de paiement (CDP) | 2.1.13 | 36 |
Investment Funds
Report naming convention |
Table | Details | NCA | NCA (-) Circulars (-) Reporting instructions |
e-file - Manual file transmission (-) User guides (-) FAQ |
e-file - Automatic file transmission (-) User guides |
Sending Service folder: ReportingDiffusion\ |
Sending Service listener |
e-file user account: "groupe" "context" |
Appendix 1 Services selection sheet REF |
Internal Technical Business ID |
---|---|---|---|---|---|---|---|---|---|---|---|
- | O4.1 | Yearly financial information | CSSF | (-) CSSF - Circular IML 97/136 (-) Naming convention for CSSF reportings |
Report generation with e-form |
Sending Service | OPC\envoi_Automatique\fichiersCCLUX | reportingOPC.automatique.state=up | Station Finesti | 1.1 | 8 |
- | O4.2 | Interventions on the futures and options markets | CSSF | (-) CSSF - Circular IML 97/136 (-) Naming convention for CSSF reportings |
Report generation with e-form |
Sending Service | OPC\envoi_Automatique\fichiersCCLUX | reportingOPC.automatique.state=up | Station Finesti | 1.1 | 8 |
- | O1.2 | Monthly financial information for guaranteed funds | CSSF | (-) CSSF - Circular IML 97/136 (-) Naming convention for CSSF reportings |
Report generation with e-form |
Sending Service | OPC\envoi_Automatique\fichiersCCLUX | reportingOPC.automatique.state=up | Station Finesti | 1.1 | 8 |
U11 | U1.1 | Monthly financial information UCITS and UCI | CSSF | (-) CSSF - Circular 15/627 (-) CSSF - Circular 12/540 (-) CSSF - File naming convention U1.1 reporting |
(-) Report Generation with e-form (-) Sending types - Examples (-) How to reply to Global Feedback |
Sending Service | OPC\envoi_Automatique\fichiersCCLUX | reportingOPC.automatique.state=up | Station Finesti | 1.1 | 8 |
S0103 | S1.3 | Monthly statistical balance sheet for money market funds (MMF) | BCL | (-) BCL - Circular 2018/241 (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018 |
Report generation with e-form |
Sending Service | OPC\envoi_Automatique\fichiersCCLUX | reportingOPC.automatique.state=up | Station Finesti | 1.1 | 8 |
S0106 | S1.6 | Monthly statistical balance sheet for money market funds (MMF) | BCL | (-) BCL - Circular 2018/241 (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018 |
Report generation with e-form |
Sending Service | OPC\envoi_Automatique\fichiersCCLUX | reportingOPC.automatique.state=up | Station Finesti | 1.1 | 8 |
S02013 | S2.13 | Quarterly statistical balance sheet for non-MMF investment funds | BCL | (-) BCL - Circular 2018/241 (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018 |
Report generation with e-form |
Sending Service | OPC\envoi_Automatique\fichiersCCLUX | reportingOPC.automatique.state=up | Station Finesti | 1.1 | 8 |
TPTOBS | TPTOBS | Monthly Security by security reporting for investment funds | BCL | (-) BCL - Circular 2018/241 (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018 |
Report generation with e-form |
Sending Service | OPC\envoi_Automatique\fichiersCCLUX | reportingOPC.automatique.state=up | Station Finesti | 1.1 | 8 |
SIC | K3.1 | Financial information to be submitted by investment companies in risk capital (SICARs) | CSSF | (-) CSSF - Circular 08/376 (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | SICAR | reportingSICAR.state=up | Reporting SICAR | 1.1 | 17 |
DOCREP | LF | NEW: Long Form reports (UCI Law 2010) |
CSSF | (-) CSSF - Circulars 19/708 |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_FIS_OPC\Long_Form | reportingLF.state=up | Doc OPC et FIS (circ. CSSF) | (-) 1.1 (-) 1.5 |
21 |
DOCREP | ML | NEW: Management letters |
CSSF | (-) CSSF - Circulars 19/708 |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_FIS_OPC\MGMT_Letter | reportingML.state=up | Doc OPC et FIS (circ. CSSF) | (-) 1.1 (-) 1.5 |
21 |
DOCREP | ML | NEW: Management letters of Investment fund managers (IFM) (EN) |
CSSF | (-) CSSF - Circulars 19/708 |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_FIS_OPC\MGMT_GFI | reportingMLGFI.state=up | Doc OPC et FIS (circ. CSSF) | (-) 1.5 | 21 |
DOCREP | RR HK |
NEW:
Auditor report |
CSSF | (-) CSSF - Circulars 19/708 |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_FIS_OPC/OTHER | reportingDOC_OTH.state=up | Doc OPC et FIS (circ. CSSF) | 1.5 | 21 |
DOCREP |
(-) GR |
NEW: |
CSSF | CSSF - Circulars 19/708 |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_FIS_OPC\DOC_GFI | reportingGFI.state=up | Doc OPC et FIS (circ. CSSF) | 1.5 | 21 |
DOCREP | (-) PC (-) DE (-) LE |
SIF: (-) Prospectus (PC) (-) Offering document (DE) (-) Letter of explanation (LE) |
CSSF | CSSF - Circulars 19/708 |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_FIS_OPC\PROSP_FIS | reportingPFIS.state=up | Doc OPC et FIS (circ. CSSF) | (-) 1.1 (-) 1.5 |
21 |
DOCREP | (-) PC (-) PS (-) LE |
UCI: (-) Prospectus (PC) (-) Simplified prospectus (PS) (-) Letter of explanation (LE) |
CSSF | CSSF - Circulars 19/708 |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_FIS_OPC\PROSP_OPC | reportingPOPC.state=up | Doc OPC et FIS (circ. CSSF) | (-) 1.1 (-) 1.5 |
21
|
DOCREP | (-) AR (-) SR (-) LE (-) RO (-) PM |
SIF Law 2007: (-) Annual Report (AR) (-) Semi-annual report SIF (SR) (-) Letter of explanation (LE) (-) Other periodic report (RO) (-) Movements in the securities portfolios (PM) NEW SICAR: |
CSSF | CSSF - Circulars 19/708 |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_FIS_OPC\Report_FIS | reportingRAFIS.state=up | Doc OPC et FIS (circ. CSSF) | (-) 1.1 (-) 1.5 |
21
|
DOCREP | (-) AR (-) SR (-) LE (-) RO (-) PM |
UCI Law 2010: (-) Annual Report (AR) (-) Semi-annual report SIF (SR) (-) Letter of explanation (LE) (-) Other periodic report (RO) (-) Movements in the securities portfolios (MP) |
CSSF | CSSF - Circulars 19/708 |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_FIS_OPC\Report_OPC | reportingRFOPC.state=up | Doc OPC et FIS (circ. CSSF) | (-) 1.1 (-) 1.5 |
21 |
DOCREP | AR RO |
NEW: Investment fund managers (IFM) (EN) |
CSSF | CSSF - Circulars 19/708 |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_FIS_OPC/REPORT_GFI | reportingRGFI.state=up | Doc OPC et FIS (circ. CSSF) | 1.5 | 21
|
DOCREP | KI | Key Investor Information Document (-) O: OPC Law 2010 and Loi 2007 |
CSSF | (-) CSSF - Circulars 19/708 |
(-) Manual file transmission (-) Sending types - Examples (-) PRIIPs KID |
Sending Service | DOC_FIS_OPC\KID_OPC | reportingKID.state=up | Doc OPC et FIS (circ. CSSF) | (-) 1.1 (-) 1.5 |
21 |
DOCREP | MR | Management Regulations of UCITS
(-) O: OPC Law 2010 |
CSSF | (-) CSSF - Circulars 19/708 |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_FIS_OPC\MGMT_REGUL | reportingMR.state=up | Doc OPC et FIS (circ. CSSF) | (-) 1.1 (-) 1.5 |
21 |
DOCREP | AI | Articles of Incorporation of UCITS
(-) O: UCI Law 2010 |
CSSF | (-) CSSF - Circulars 19/708 |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_FIS_OPC\ART_INCORP | reportingAI.state=up | Doc OPC et FIS (circ. CSSF) | (-) 1.1 (-) 1.5 |
21 |
n/a | n/a | Request for delivery of attestations | CSSF | (-) CSSF - Circulars 19/708 |
(-) UCI attestation request (-) Sending types - Examples |
n/a | n/a | n/a | Doc OPC et FIS (circ. CSSF) | (-) 1.1 (-) 1.5 |
21 |
NOTREP | INI or UPD |
Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union | CSSF | (-) CSSF 11/509 (-) CSSF - Circulars 08/371, 09/423, 11/509 |
e-file Notification Tool | Sending Service | DOC_FIS_OPC\NOTIFICATIONS_UCITSIV | reportingNotifUcitsIV.state=up | (-) Gestion documentaire (-) Dashboard (-) Matrice d'enregistrement et de distribution |
1.2 | 28 |
Alternative Investment Fund Managers (AIFM)
Report naming convention |
Table | Details | NCA | NCA (-) Circulars (-) Reporting instructions |
e-file - Manual file transmission (-) User guides (-) FAQ |
e-file - Automatic file transmission (-) User guides |
Sending Service folder: ReportingDiffusion\ |
Sending Service listener |
e-file user account: "groupe" "context" |
Appendix 1 Services selection sheet REF |
Internal Technical Business ID |
---|---|---|---|---|---|---|---|---|---|---|---|
AIF | MAN | Alternative Investment Fund reporting (AIF Manager) | CSSF | CSSF - Circular 14/581 | (-) Manual file transmission (-) Sending types - Examples (-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 |
Sending Service | AIF | reportingAIF.state=up | (-) AIF (-) AMfine |
1.1 (filing) 1.3 (if not 1.1) 1.4 (AMFine) |
54 |
AIF | AIF | Alternative Investment Fund reporting | CSSF | CSSF - Circular 14/581 | (-) Manual file transmission (-) Sending types - Examples (-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 |
Sending Service | AIF | reportingAIF.state=up | (-) AIF (-) AMfine |
1.1 (filing) 1.3 (if not 1.1) 1.4 (AMFine) |
54 |
Management Companies
Report naming convention |
Table | Details | NCA | NCA (-) Circulars (-) Reporting instructions |
e-file - Manual file transmission (-) User guides (-) FAQ |
e-file - Automatic file transmission (-) User guides |
Sending Service folder: ReportingDiffusion\ |
Sending Service listener |
e-file user account: "groupe" "context" |
Appendix 1 Services selection sheet REF |
Internal Technical Business ID |
---|---|---|---|---|---|---|---|---|---|---|---|
SGOREP | G21 | (-) SG 1A: Financial situation (-) SG 1B: Profit and loss account (-) SG 1C: Table relating to other activities (-) SG 2: Other activities (-) SG: Personnel Table relating to staff |
CSSF | (-) CSSF - Circular 10/467 (-) CSSF - Circular 15/633 (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Wiki Sending Service | SGO | reportingSGO.state=up | Rapport Société de Gestion | (-) 1.1 (-) 2.1.16 |
26 |
DOCREP | ML | NEW: Management letters of Investment fund managers (IFM) (EN) |
CSSF | (-) CSSF - Circulars 19/708 |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_FIS_OPC\MGMT_GFI | reportingMLGFI.state=up | Doc OPC et FIS (circ. CSSF) | (-) 1.5 | 21 |
DOCREP | AR | NEW: Annual report of Investment fund managers (IFM) (EN) |
CSSF | (-) CSSF - Circulars 19/708 |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_FIS_OPC/REPORT_GFI | reportingRGFI.state=up | Doc OPC et FIS (circ. CSSF) | (-) 1.5 | 21 |
DOCREP | RR HK |
NEW:
Auditor report |
CSSF | (-) CSSF - Circulars 19/708 |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_FIS_OPC/OTHER | reportingDOC_OTH.state=up | Doc OPC et FIS (circ. CSSF) | 1.5 | 21 |
DOCREP |
(-) GR |
NEW: |
CSSF | (-) CSSF - Circulars 18/698 |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_FIS_OPC\DOC_GFI | reportingGFI.state=up | Doc OPC et FIS (circ. CSSF) | 1.5 | 21 |
Professionals of the Financial Sector (PFS)
Report naming convention |
Table | Details | NCA | NCA (-) Circulars (-) Reporting instructions |
e-file - Manual file transmission (-) User guides (-) FAQ |
e-file - Automatic file transmission (-) User guides |
Sending Service folder: ReportingDiffusion\ |
Sending Service listener |
e-file user account: "groupe" "context" |
Appendix 1 Services selection sheet REF |
Internal Technical Business ID |
---|---|---|---|---|---|---|---|---|---|---|---|
PSFREP | (-) Basic reporting (-) Ad hoc reporting (-) Annual information |
Reporting population: (-) Investment firms (-) Specialised PFS (-) Support PFS |
CSSF | (-) CSSF - PFS (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | PSF | reportingPSF.state=up | Rapport PSF | 2.1.8 | 18 |
DOCREP | LF | Long Form Report | CSSF | (-) CSSF - Circular 10/457 (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_BNK | reportingDOCBNK.state=up | Rapport des établissements de crédit | (-) 1.1 (-) 2.1.17 |
27 |
DOCREP | ML | Management Letter | CSSF | (-) CSSF - Circular 10/457 (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | DOC_BNK | reportingDOCBNK.state=up | Rapport des établissements de crédit | (-) 1.1 (-) 2.1.17 |
27 |
COFREP |
SCOREP |
(-) SCOREP: SSOLV, SIPLO, SLEVDA |
CSSF | (-) CSSF - Reporting requirements for investment firms (-) Naming convention for CSSF reportings |
(-) Manual file transmission (-) Sending types - Examples |
Sending Service | COREP | reportingCOREP.state=up | Rapport COREP | 2.1.4 | 72 |
Securitisation Vehicles
Report naming convention |
Table | Details | NCA | NCA (-) Circulars (-) Reporting instructions |
e-file - Manual file transmission (-) User guides (-) FAQ |
e-file - Automatic file transmission (-) User guides |
Sending Service folder: ReportingDiffusion\ |
Sending Service listener |
e-file user account: "groupe" "context" |
Appendix 1 Services selection sheet REF |
Internal Technical Business ID |
---|---|---|---|---|---|---|---|---|---|---|---|
S0214 | S2.14 | Quarterly statistical balance | BCL | (-) Circular 2014/236 (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS |
Report generation with e-form |
Sending Service | Securisation | reportingSecurisation.state=up | Véhicule titrisation | 2.1.9 | 23 |
S0215 | S2.15 | Transactions and write-offs/write-downs on securitised loans | BCL | (-) Circular 2014/236 (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS |
Report generation with e-form |
Sending Service | Securisation | reportingSecurisation.state=up | Véhicule titrisation | 2.1.9 | 23 |
TPTTBS | TPTTBS | Security by security reporting | BCL | (-) Circular 2014/236 (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS |
Report generation with e-form |
Sending Service | Securisation | reportingSecurisation.state=up | Véhicule titrisation | 2.1.9 | 23 |
Financial Companies
Report naming convention |
Table | Details | NCA | NCA (-) Circulars (-) Reporting instructions |
e-file - Manual file transmission (-) User guides (-) FAQ |
e-file - Automatic file transmission (-) User guides |
Sending Service folder: ReportingDiffusion\ |
Sending Service listener |
e-file user account: "groupe" "context" |
Appendix 1 Services selection sheet REF |
Internal Technical Business ID |
---|---|---|---|---|---|---|---|---|---|---|---|
S0216 | S2.16 | Quarterly statistical balance of Financial Companies | BCL | (-) Regulation 2014/17 (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS |
Report generation with e-form |
Sending Service | SE | reportingSE.state=up | Reporting des sociétés émettrices | 2.1.12 | 35 |
S0217 | S2.17 | Transactions of Financial Companies | BCL | (-) Regulation 2014/17 (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS |
Report generation with e-form |
Sending Service | SE | reportingSE.state=up | Reporting des sociétés émettrices | 2.1.12 | 35 |
TPTIBS | TPTIBS | Monthly security by security reporting of Financial Companies | BCL | (-) Regulation 2014/17 (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS |
Report generation with e-form |
Sending Service | SE | reportingSE.state=up | Reporting des sociétés émettrices | 2.1.12 | 35 |
Insurance Corporations
Report naming convention |
Table | Details | NCA | NCA (-) Circulars (-) Reporting instructions |
e-file - Manual file transmission (-) User guides (-) FAQ |
e-file - Automatic file transmission (-) User guides |
Sending Service folder: ReportingDiffusion\ |
Sending Service listener |
e-file user account: "groupe" "context" |
Appendix 1 Services selection sheet REF |
Internal Technical Business ID |
---|---|---|---|---|---|---|---|---|---|---|---|
CPR | Source file reception from CAA | Compte rendu | CAA | (-) Circulaire 15/10 (-) File naming convention |
Wiki-CAA Manual | n/a | n/a | n/a | Reporting CAA | 2.1.20 | 62 (wkf 35) |
RAC | Source file reception from CAA | Rapport actuariel | CAA | (-) Circulaire 15/10 (-) File naming convention |
Wiki-CAA Manual | n/a | n/a | n/a | Reporting CAA | 2.1.20 | 62 (wkf 36) |
RDI | Source file reception from CAA | Rapport distinct du réviseur | CAA | (-) Circulaire 15/10 (-) File naming convention |
Wiki-CAA Manual | n/a | n/a | n/a | Reporting CAA | 2.1.20 | 62 (wkf 37) |
RGO | Source file reception from CAA | Rapport de gouvernance | CAA | (-) Circulaire 15/10 (-) File naming convention |
Wiki-CAA Manual | n/a | n/a | n/a | Reporting CAA | 2.1.20 | 62 (wkf 38) |
RLB | Source file reception from CAA | Rapport LBCFT | CAA | (-) Circulaire 15/10 (-) File naming convention |
Wiki-CAA Manual | n/a | n/a | n/a | Reporting CAA | 2.1.20 | 62 (wkf 39) |
RRE | Source file reception from CAA | Rapports sur le traitement des réclamations | CAA | (-) Circulaire 15/10 (-) File naming convention |
Wiki-CAA Manual | n/a | n/a | n/a | Reporting CAA | 2.1.20 | 62 (wkf 40) |
ESP | Source file reception from CAA | Enquête spécifique | CAA | (-) Circulaire 15/10 (-) File naming convention |
Wiki-CAA Manual | n/a | n/a | n/a | Reporting CAA | 2.1.20 | 62 (wkf 41) |
ETR | Source file reception from CAA | Etat trimestriel | CAA | (-) Circulaire 15/10 (-) File naming convention |
Wiki-CAA Manual | n/a | n/a | n/a | Reporting CAA | 2.1.20 | 62 (wkf 45) |
RSO | Source file reception from CAA | Rapport distinct Solvabilité 2 du réviseur | CAA | (-) Circulaire 15/10 (-) File naming convention |
Wiki-CAA Manual | n/a | n/a | n/a | Reporting CAA | 2.1.20 | 62 (wkf 62) |
FIR | Source file reception from CAA | Fiche de renseignement | CAA | (-) Circulaire 15/10 (-) File naming convention |
Wiki-CAA Manual | n/a | n/a | n/a | Reporting CAA | 2.1.20 | 62 (wkf 65) |
N01 (Comp); N02 (Comp); N03 (Comp); N04 (Comp); N05 (Réviseur); N06( Réviseur); N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp) |
n/a | Rapports narratifs | CAA | (-) Circulaire 15/10 (-) File naming convention |
Wiki-CAA Manual | Wiki Sending Service | CAA | reportingCAA.state=up | Reporting CAA | 2.1.20 | 62 (wkf 63 (Réviseur)/ wkf 64 (Compagnie) |
S01; S02; S03; S04; S05; S06 (Réviseur); S07; S08; S09; S10; S11; S12; S13; S14; S15; S16; S17; S18; S19; S20; S23 |
n/a | XBRL reports Solvency II | CAA | (-) Circulaire 15/10 (-) File naming convention |
Wiki-CAA Manual | Sending Service | CAA | reportingCAA.state=up | Reporting CAA | 2.1.20 | 62 (wkf 44) |
S0218-L | n/a | Quarterly statistical balance sheet of insurance corporations – Luxembourg entity | BCL | (-) Circular 2015/239 (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS |
Report generation with e-form |
Sending Service | ASS | reportingASS.state=up | Reporting BCL pour les assurances | 2.1.21 | 63 (wkf42) |
S0219-L | n/a | Information on valuation effects on the balance sheet of insurance corporations | BCL | (-) Circular 2015/239 (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS |
Report generation with e-form |
Sending Service | ASS | reportingASS.state=up | Reporting BCL pour les assurances | 2.1.21 | 63 (wkf 42) |
S0403-L | n/a | Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity | BCL | (-) Circular 2015/239 (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS |
Report generation with e-form |
Sending Service | ASS | reportingASS.state=up | Reporting BCL pour les assurances | 2.1.21 | 63 (wkf 42) |
TPTASS | n/a | Monthly Security by security reporting of insurance corporations | BCL | (-) Circular 2015/239 (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS |
Report generation with e-form |
Wiki Sending Service | ASS | reportingASS.state=up | Reporting BCL pour les assurances | 2.1.21 | 63 (wkf 42) |
Financial Institutions - Foreign Account Tax Compliance Act (FATCA)
Report naming convention |
Table | Details | NCA | NCA (-) Circulars (-) Reporting instructions |
e-file - Manual file transmission (-) User guides (-) FAQ |
e-file - Automatic file transmission (-) User guides |
Sending Service folder: ReportingDiffusion\ |
Sending Service listener |
e-file user account: "groupe" "context" |
Appendix 1 Services selection sheet REF |
Internal Technical Business ID |
---|---|---|---|---|---|---|---|---|---|---|---|
FATCA | FATCA | Foreign Account Tax Compliance Act Reporting | ACD | (-) Circulaire ECHA - n° 3 du 19 janvier 2017 (-) ACD-FATCA |
(-) FATCA - User Guide of e-form (-) FATCA - Onboarding & FAQ |
Sending Service | FATCA | reportingFATCA.state=up | Rapport FATCA | 2.1.19; 2.2 | 60 |
Financial Institutions - Common Reporting Standard (CRS)
Report naming convention |
Table | Details | NCA | NCA (-) Circulars (-) Reporting instructions |
e-file - Manual file transmission (-) User guides (-) FAQ |
e-file - Automatic file transmission (-) User guides |
Sending Service folder: ReportingDiffusion\ |
Sending Service listener |
e-file user account: "groupe" "context" |
Appendix 1 Services selection sheet REF |
Internal Technical Business ID |
---|---|---|---|---|---|---|---|---|---|---|---|
CRS | CRS | Automatic exchange of financial account information on a global level |
ACD | (-) ACD-CRS (-) Newsletter 06/02/2017 (-) ECHA-n°4 06/02/2017 |
(-) CRS - User Guide of e-form (-) CRS - Onboarding & FAQ |
Sending Service | CRS | reportingCRS.state=up | Reporting CRS | (-) 2.1.22 (-) 2.3 |
68 |
Other reporting CSSF BCL
Report naming convention |
Table | Details | NCA | NCA (-) Circulars (-) Reporting instructions |
e-file - Manual file transmission (-) User guides (-) FAQ |
e-file - Automatic file transmission (-) User guides |
Sending Service folder: ReportingDiffusion\ |
Sending Service listener |
e-file user account: "groupe" "context" |
Appendix 1 Services selection sheet REF |
Internal Technical Business ID |
---|---|---|---|---|---|---|---|---|---|---|---|
OTHREP | OTH | Other reporting | CSSF | Naming convention for CSSF reportings | (-) Manual file transmission (-) Sending types - Examples |
Sending Service | OTH | reportingOTH.state=up | Reporting OTHER (CSSF) | - | 19 |
OTXREP | OTX | Various correspondence | BCL | BCL Reporting Instructions OTXREP | (-) Manual file transmission (-) Sending types - Examples |
Sending Service | Various_Correspondence | reportingCD.state=up | Reporting OTHER (BCL) | - | 22 |