Difference between revisions of "ProductCoverage"

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<div style="text-align: right; direction: ltr; margin-left: 1em;">[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]</div>
 +
 
Through its dedicated electronic platform, '''e-file.lu''', the '''Luxembourg Stock Exchange''' and '''Fundsquare''' are able to provide an ideal solution for filing entities for all reporting requirements.
 
Through its dedicated electronic platform, '''e-file.lu''', the '''Luxembourg Stock Exchange''' and '''Fundsquare''' are able to provide an ideal solution for filing entities for all reporting requirements.
  
*e-file is a communication platform for transmission and exchange of financial reports to the National Competent Authorities (NCA). It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
+
*e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:
 +
 
 +
- Commission de Surveillance du Secteur Financier ([http://www.cssf.lu/en/ CSSF])
 +
 
 +
- Banque Centrale du Luxembourg ([http://www.bcl.lu/en/index.html BCL])
 +
 +
- Administration des contributions directes ([http://www.impotsdirects.public.lu/fr/echanges_electroniques.html ACD])
 +
 
 +
- Commissariat aux Assurances ([http://www.commassu.lu/ CAA])
 +
 
 +
*It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
 +
 
 
*e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.
 
*e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.
  
  
'''List of all Regulartoy Reporting types that can be transmitted to National Competent Authorities (NCA) via e-file'''
+
 
==Credit Institutions==
+
'''List of all Reporting types that can be used with e-file'''
 +
 
 +
 
 +
 
 +
==MiFID II / MiFIR==
  
 
<div style="text-align: left;">
 
<div style="text-align: left;">
Line 12: Line 29:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> naming convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission access'''||'''Automatic file transmission'''||'''Sending Service folder: <br /> ReportingDiffusion\'''||'''Sending Service: <br /> config.properties file'''||'''e-file user account: <br /> "groupe" <br /> "context"'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||TAFREP||TAF||Information on transactions <br /> in financial instruments||2.1.1; 2.1.2||CSSF||[https://www.cssf.lu/surveillance/marches-dactifs-financiers/marchesreporting-tafmifid/ TAF/MiFID]
+
||TAFREP
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission] <br /> [https://www.e-file.lu/docs/EN/ManuUtil_EFile_SaisieTAF-MiFID_EN.pdf User manual - TAF MiFID Interface via bourse.lu]||[http://www.bourse.lu bourse.lu]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||TAF\ <br /> annulation_Rapport<br /> annulation_Transaction <br /> declaration_Transaction||reportingTAF.state=up||Rapport TAF MiFID
+
||TAF
 +
||Article 26 of Regulation <br /> No 600/2014: <br /> Obligation to report transactions <br /> (Markets in financial instruments => MiFIR)''
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Publications/Communiques/Communiques_2016/PR1643_Article_26_MiFIR_131216.pdf (-) CSSF - Press release 16/43]
 +
 
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_674_eng.pdf (-) CSSF - Circular 17/674]
 +
 
 +
[http://www.cssf.lu/en/supervision/banks/legal-reporting/transaction-reporting/taf-handbook/ (-) CSSF - TAF Handbook]
 +
 
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> <span style="color: #868686">[[MIFIR|(-) FAQ MiFIR]]
 +
||[[Sending_Service|Sending Service]]
 +
||TAF
 +
||reportingTAF.state=up
 +
||Report TAF-MIFID
 +
||2.1.23
 +
||<span style="color: #868686"> <small>''71''</small/> </span>
 
|-  
 
|-  
||FRCREP||B1.1||Balance sheet statement||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP||reportingFINREP.state=up||Rapport FINREP
+
|}
 +
 
 +
 
 +
==Institutions for Occupational Retirement Provision==
 +
 
 +
<div style="text-align: left;">
 +
 
 +
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
||FRCREP||B1.6||Additional information relating <br /> to the balance sheet statement||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP||reportingFINREP.state=up||Rapport FINREP
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||FRCREP||B2.1||Income statement||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]
+
||SUFREP
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP||reportingFINREP.state=up||Rapport FINREP
+
||IORP
 +
||Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019''
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf (-) CSSF - Circular 19/726]<br />
 +
 
 +
[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention]<br />
 +
[http://www.cssf.lu/fileadmin/files/Metier_OPC/Technical_Note_for_IORPs.pdf (-) Technical note]<br />
 +
[https://eiopa.europa.eu/regulation-supervision/insurance/reporting-format/data-point-model-and-xbrl (-) XBRL taxonomies to be used>]<br />
 +
 
 +
 
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">
 +
||[[Sending_Service|Sending Service]]
 +
||IORP
 +
||reportingIORP.state=up
 +
||Reporting IORP
 +
||
 +
||<span style="color: #868686"> <small>''80''</small/> </span>
 +
|-
 +
|}
 +
 
 +
==Credit Institutions==
 +
 
 +
<div style="text-align: left;">
 +
 
 +
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
||FRCREP||B2.5||Additional information relating <br /> to the income statement||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]
+
! scope="col" | '''Report <br /> naming convention'''
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP||reportingFINREP.state=up||Rapport FINREP
+
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||FRCREP||B6.1||Consolidated results||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]
+
||ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP||reportingFINREP.state=up||Rapport FINREP
+
||ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q
 +
||AnaCredit:  <br /> Collection of granular credit and credit risk data
 +
||BCL
 +
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/AnaCredit/Instructions/AnaCredit_Technical_specifications.pdf BCL - Reporting instructions]
 +
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||Anacredit
 +
||reportingAnacredit.state=up
 +
||Rapport Anacredit
 +
||2.1.24
 +
||<span style="color: #868686"> <small>''74''</small/> </span>
 
|-
 
|-
||FRCREP||B6.2||Consolidated income statement||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]
+
||CSDREP
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP||reportingFINREP.state=up||Rapport FINREP
+
||CSDR
 +
||Reporting CSDR:<br />  Introduction of quarterly internalised settlement reporting requirements
 +
pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf CSSF - Circular 19/709]
 +
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CSDR
 +
||reportingCSDR.state=up
 +
||Reporting CSDR-9
 +
||2.1.26
 +
||<span style="color: #868686"> <small>''78''</small/> </span>
 
|-
 
|-
||FRCREP||B6.6||Additional information on the <br /> consolidated balance sheet||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]
+
||SHSGRP
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP||reportingFINREP.state=up||Rapport FINREP
+
||SHSGRP
 +
||«SHS-Group» report:<br /> Statistics on holdings of securities by reporting banking groups
 +
||BCL
 +
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf BCL - Reporting instructions]
 +
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||GRP_BNK
 +
||GRP_BNK.state=up
 +
||BCL SHS report
 +
||
 +
||<span style="color: #868686"> <small>''75''</small/> </span>
 
|-
 
|-
||FRCREP||B6.7||Additional information on the <br /> consolidated income statement||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]
+
||FRCREP
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP||reportingFINREP.state=up||Rapport FINREP
+
||B2.4
 +
||Information on participating interest <br /> and subordinated loans
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_686.pdf (-) CSSF - Circular CSSF 18/686] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/SOC2_4.pdf (-) CSSF - Reporting instructions B2.4] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||FINREP
 +
||reportingFINREP.state=up
 +
||Rapport FINREP
 +
||2.1.3
 +
||<span style="color: #868686"> <small>''73''</small/> </span>
 
|-
 
|-
||FRCREP||B2.4||Information on participating interest <br /> and subordinated loans||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]
+
||FRCREP
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP||reportingFINREP.state=up||Rapport FINREP
+
||B2.5
 +
||Information on staff costs and taxes <br /> and subordinated loans
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_664.pdf (-) CSSF - Circular 17/664] <br /> [https://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/prudential-reporting/recensement-des-charges-de-personnel-et-des-impots-b-25-b-et-b-25-e/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||FINREP
 +
||reportingFINREP.state=up
 +
||Rapport FINREP
 +
||2.1.3
 +
||<span style="color: #868686"> <small>''73''</small/> </span>
 
|-
 
|-
||BNNNN||B4.4||List of head offices, agencies, <br /> branches and representative offices|||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]
+
||BNNNN
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP\EDIFACT||reportingFINREP.EDIFACT.state=up||Reporting EDIFACT
+
||B4.4
 +
||List of head offices, agencies, <br /> branches and representative offices
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/Edifact_R_1003.pdf (-) CSSF - Reporting instructions Edifact B4.4] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||FINREP\EDIFACT
 +
||reportingFINREP.EDIFACT.state=up
 +
||Reporting EDIFACT
 +
||2.1.3
 +
||<span style="color: #868686"> <small>''16''</small/> </span>
 
|-
 
|-
 +
||COFREP
 +
||<small>SCOREP <br /> SLAREX <br /> SLCRXX <br /> SNSFRX <br /> SALMXX <br /> CCOREP <br /> CLAREX <br /> CLCRXX <br /> CNSFRX <br /> CALMXX <br /> CFINRP <br /> SFINRP <br /> CAEXXX <br /> SAEXXX <br /> CFPXXX <br /> SFPXXX <br /> CSBPXX <br /> SSBPXX <br /> CSBPIM <br /> SSBPIM <br /> CLCRDA <br /> SLCRDA</small/>
 +
  
||COFREP||SCOREP <br /> SLAREX <br /> SLCRXX <br /> SNSFRX <br /> SALMXX <br /> CCOREP <br /> CLAREX <br /> CLCRXX <br /> CNSFRX <br /> CALMXX <br /> CFINRP <br /> SFINRP <br /> CAEXXX <br /> SAEXXX <br /> CFPXXX <br /> SFPXXX <br /> CSBPXX <br /> SSBPXX <br /> CSBPIM <br /> SSBPIM <br /> CLCRDA <br /> SLCRDA||SCOREP: SSOLV, SIPLO, SLEVR <br /> SLAREX: SLAREX <br />  SLCRXX: SLCR <br />  SNSFRX: SNSFR <br />  SALMXX: SALM <br />  CCOREP: CSOLV, IPLO, CLEVR <br />  CLAREX: CLAREX <br />  CLCRXX: CLCR <br />  CNSFRX: CNSFR <br />  CALMXX: CALMM <br />  CFINRP: CFINRP <br /> SFINRP: SFINRP <br />  CAEXXX: CAE <br />  SAEXXX: SAE <br />  CFPXXX: CFP <br />  SFPXXX: SFP <br />  CSBPXX: CSBP <br />  SSBPXX: SSBP <br />  CSBPIM: CSBPIM <br />  SSBPIM: SSBPIM <br />  CLCRDA: CLCRDA <br />  SLCRDA: SLCRDA||2.1.4||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Reporting requirements for credit institutions]
+
||<small>(-) SCOREP: SSOLV, SIPLO, SLEVR <br /> (-) SLAREX: SLAREX <br />  (-) SLCRXX: SLCR <br />  (-) SNSFRX: SNSFR <br />  (-) SALMXX: SALM <br />  (-) CCOREP: CSOLV, IPLO, CLEVR <br />  (-) CLAREX: CLAREX <br />  (-) CLCRXX: CLCR <br />  (-) CNSFRX: CNSFR <br />  (-) CALMXX: CALMM <br />  (-) CFINRP: CFINRP <br /> (-) SFINRP: SFINRP <br />  (-) CAEXXX: CAE <br />  (-) SAEXXX: SAE <br />  (-) CFPXXX: CFP <br />  (-) SFPXXX: SFP <br />  (-) CSBPXX: CSBP <br />  (-) SSBPXX: SSBP <br />  (-) CSBPIM: CSBPIM <br />  (-) SSBPIM: SSBPIM <br />  (-) CLCRDA: CLCRDA <br />  (-) SLCRDA: SLCRDA</small/>
||[https://www.e-file.lu/ECH/application?_flowId=static&content=../EN/manuel/Content.jsp/ User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||COREP||reportingCOREP.state=up||Rapport COREP
+
||CSSF
 +
||[http://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32014R0680&from=EN (-) Regulation (EU) No 680/2014] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/Reporting_requirements_final_29032018.pdf (-) CSSF - Reporting requirements for credit institutions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||COREP
 +
||reportingCOREP.state=up
 +
||Rapport COREP
 +
||2.1.4
 +
||<span style="color: #868686"> <small>''72''</small/> </span>
 
|-
 
|-
||DOCREP||AR||Annual Report||1.1; 2.1.17||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK||reportingDOCBNK.state=up||Reporting  des  établissements  de  crédit
+
||DOCREP
 +
||AR
 +
||Annual Report
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||CO||Compliance Report||1.1; 2.1.17||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK||reportingDOCBNK.state=up||Reporting  des  établissements  de  crédit
+
||DOCREP
 +
||CO
 +
||Compliance Report
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||GR||Governance Report||1.1; 2.1.17||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK||reportingDOCBNK.state=up||Reporting  des  établissements  de  crédit
+
||DOCREP
 +
||GR
 +
||Governance Report
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||IA||Internal Audit Report||1.1; 2.1.17||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK||reportingDOCBNK.state=up||Reporting  des  établissements  de  crédit
+
||DOCREP
 +
||IA
 +
||Internal Audit Report
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||IC||ICAAP||1.1; 2.1.17||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK||reportingDOCBNK.state=up||Reporting  des  établissements  de  crédit
+
||DOCREP
 +
||IC
 +
||ICAAP
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||LF||Long Form Report||1.1; 2.1.17||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf Circular CSSF 10/457] <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK||reportingDOCBNK.state=up||Reporting  des  établissements  de  crédit
+
||DOCREP
 +
||LF
 +
||Long Form Report
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||ML||Management Letter||1.1; 2.1.17||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf Circular CSSF 10/457] <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK||reportingDOCBNK.state=up||Reporting  des  établissements  de  crédit
+
||DOCREP
 +
||ML
 +
||Management Letter
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||RC||Risk Control Report||1.1; 2.1.17||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK||reportingDOCBNK.state=up||Reporting  des  établissements  de  crédit
+
||DOCREP
 +
||RC
 +
||Risk Control Report
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||RP||Recovery Plan||1.1; 2.1.17||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK||reportingDOCBNK.state=up||Reporting  des  établissements  de  crédit
+
||DOCREP
 +
||RP
 +
||Recovery Plan
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||SC||Single Customer View||1.1; 2.1.17||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK||reportingDOCBNK.state=up||Reporting  des  établissements  de  crédit
+
||DOCREP
 +
||SC
 +
||Single Customer View
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||S0001||S0.1||Daily deposit||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics||reportingBCLStat.state=up||Statistiques BCL
+
||S0001
 +
||S0.1
 +
||Daily deposit
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0101||S1.1||Monthly statistical balance sheet||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics||reportingBCLStat.state=up||Statistiques BCL
+
||S0101
 +
||S1.1
 +
||Monthly statistical balance sheet
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0104||S1.4||Adjustments due to valuation effects||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics||reportingBCLStat.state=up||Statistiques BCL
+
||S0104
 +
||S1.4
 +
||Adjustments due to valuation effects|
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0105||S1.5||Information on interest rates in EUR||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics||reportingBCLStat.state=up||Statistiques BCL
+
||S0105
 +
||S1.5
 +
||Information on interest rates in EUR
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0108||S1.8||Information on securitisation <br /> transactions launched <br /> by credit institutions||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics||reportingBCLStat.state=up||Statistiques BCL
+
||S0108||S1.8||Information on securititation <br /> transactions launched <br /> by credit institutions
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0109||S1.9||Information on CNY (renmibi) operations||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics||reportingBCLStat.state=up||Statistiques BCL
+
||S0109||S1.9||Information on CNY (renmibi) operations
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0205-L||S2.5-L||Quarterly statistical balance sheet||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics||reportingBCLStat.state=up||Statistiques BCL
+
||S0112-L
 +
||S1.12-L
 +
||Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Reporting S1.12
 +
||2.1.25
 +
||<span style="color: #868686"> <small>''76''</small/> </span>
 
|-
 
|-
||S0205-N||S2.5-N||Quarterly statistical balance sheet <br /> of credit institutions - <br /> Luxembourg entity and its branches||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics||reportingBCLStat.state=up||Statistiques BCL
+
||S0205-L
 +
||S2.5-L
 +
||Quarterly statistical balance sheet
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0208||S2.8||Real estate loans for <br /> Lxuembourg buildings||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics||reportingBCLStat.state=up||Statistiques BCL
+
||S0205-N
 +
||S2.5-N
 +
||Quarterly statistical balance sheet <br /> of credit institutions - <br /> Luxembourg entity and its branches
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up|
 +
|Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0209-L||S2.9-L||Staff report - <br /> Luxembourg entity||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics||reportingBCLStat.state=up||Statistiques BCL
+
||S0208||S2.8||Real estate loans for <br /> Lxuembourg buildings
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0209-N||S2.9-N||Staff report - <br /> Luxembourg entity and its branches||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics||reportingBCLStat.state=up||Statistiques BCL
+
||S0209-L
 +
||S2.9-L
 +
||Staff report - <br /> Luxembourg entity
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0302||S3.2||Non balance sheet information||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics||reportingBCLStat.state=up||Statistiques BCL
+
||S0209-N
 +
||S2.9-N
 +
||Staff report - <br /> Luxembourg entity and its branches
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||TPTBBL||TPTBBL||Security by security report– <br /> Balance sheet data– <br /> Luxembourg||2.1.6||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_TpTCreditInstitution_EN.pdf Transmission Manual for Bank SBS reporting (BCL 2014/235)]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||TPT||reportingTPTB.state=up||n/a
+
||S0302
 +
||S3.2
 +
||Non balance sheet information
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||TPTBBN||TPTBBN||Security by security report– <br /> Balance sheet data– <br /> Luxembourg||2.1.6||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_TpTCreditInstitution_EN.pdf Transmission Manual for Bank SBS reporting (BCL 2014/235)]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||TPT||reportingTPTB.state=up||n/a
+
||TPTBBL
 +
||TPTBBL
 +
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||TPT
 +
||reportingTPTB.state=up
 +
||Titre par Titre Bancaire
 +
||2.1.6
 +
||<span style="color: #868686"> <small>''20''</small/> </span>
 +
 
 
|-
 
|-
||TPTBHR||TPTBHR||Security by security report– <br /> Off-balance sheet data– <br /> Resident customers||2.1.6||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_TpTCreditInstitution_EN.pdf Transmission Manual for Bank SBS reporting (BCL 2014/235)]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||TPT||reportingTPTB.state=up||n/a
+
||TPTBBN
 +
||TPTBBN
 +
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||TPT
 +
||reportingTPTB.state=up
 +
||Titre par Titre Bancaire
 +
||2.1.6
 +
||<span style="color: #868686"> <small>''20''</small/> </span>
 
|-
 
|-
||TPTBHN||TPTBHN||Security by security report– <br /> Off-balance sheet data– <br /> Non-resident||2.1.6||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_TpTCreditInstitution_EN.pdf Transmission Manual for Bank SBS reporting (BCL 2014/235)]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||TPT||reportingTPTB.state=up||n/a
+
||TPTBHR
 +
||TPTBHR
 +
||Security by security report– <br /> Off-balance sheet data– <br /> Resident customers
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||TPT||reportingTPTB.state=up
 +
||Titre par Titre Bancaire
 +
||2.1.6
 +
||<span style="color: #868686"> <small>''20''</small/> </span>
 
|-
 
|-
||BOP101||BOP1.1||Balance of payments reporting||2.1.7||BCL||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/index.html Balance of payments and international investment position]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BOP||reportingBOP.state=up||Balance des Paiements
+
||TPTBHN
 +
||TPTBHN
 +
||Security by security report– <br /> Off-balance sheet data– <br /> Non-resident
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]  
 +
||[[Sending_Service|Sending Service]]
 +
||TPT
 +
||reportingTPTB.state=up
 +
||Titre par Titre Bancaire
 +
||2.1.6
 +
||<span style="color: #868686"> <small>''20''</small/> </span>
 
|-
 
|-
||BOP102||BOP1.2||Cross-border payments <br /> executed for the account <br /> of the resident counterparts||2.1.7||BCL||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/index.html Balance of payments and international investment position]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BOP||reportingBOP.state=up||Balance des Paiements
+
||BOP101
 +
||BOP1.1
 +
||Balance of payments reporting
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||BOP
 +
||reportingBOP.state=up
 +
||Balance des Paiements
 +
||2.1.7
 +
||<span style="color: #868686"> <small>''12''</small/> </span>
 
|-
 
|-
||SPJ||646REP <br /> 663REP <br /> 664REP||Notification and execution of court orders||2.1.14||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf Circular 13/566]||[https://www.e-file.lu/docs/EN/ManuelUtilisationEFile_SPJ_EN.pdf User Manual-SPJ notifications] <br /> [https://www.e-file.lu/videos/Reporting_Police.htm Video PJ]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||n/a||n/a||n/a||Perquisitions électroniques
+
||BOP102
 +
||BOP1.2
 +
||Cross-border payments <br /> executed for the account <br /> of the resident counterparts
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BOP||reportingBOP.state=up
 +
||Balance des Paiements
 +
||2.1.7
 +
||<span style="color: #868686"> <small>''12''</small/> </span>
 
|-
 
|-
||ESPREP||STT||Stress test in order to assess <br /> the interest rate risk <br /> arising from non-trading <br /> book activities ||2.1.18||CSSF||[http://www.cssf.lu/surveillance/banques/reporting-legal/recueil/rapports-ad-hoc/ Ad hoc reports]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||ESP||reportingESP.state=up||ESP                 
+
||SPJ
 +
||646REP <br /> 663REP <br /> 664REP
 +
||Notification and execution of court orders
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf CSSF - Circular 13/566]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Perquisitions électroniques
 +
||2.1.14
 +
||<span style="color: #868686"> <small>''48''</small/> </span>
 
|-
 
|-
||ESPREP||SGD||Recensement annuel <br /> des dépôts et créances <br /> garantis par l’Association <br /> pour la Garantie des Dépôts, <br /> Luxembourg (AGDL) ||2.1.18||CSSF||[http://www.cssf.lu/surveillance/banques/reporting-legal/recueil/rapports-ad-hoc/ Ad hoc reports]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Enquete_Specifique_EN.pdf User Manual–AGDL]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||ESP||reportingESP.state=up||ESP 
+
||ESPREP
 +
||STT
 +
||Stress test in order to assess <br /> the interest rate risk <br /> arising from non-trading <br /> book activities
 +
||CSSF
 +
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||ESP
 +
||reportingESP.state=up
 +
||Rapport Enquête
 +
||2.1.18
 +
||<span style="color: #868686"> <small>''15''</small/> </span>                 
 
|-
 
|-
||ESPREP||BRA||Quarterly reporting on the <br /> financial health of the branches <br /> parent entities||2.1.18||CSSF||[http://www.cssf.lu/surveillance/banques/reporting-legal/recueil/rapports-ad-hoc/ Ad hoc reports]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||ESP||reportingESP.state=up||ESP
+
||ESPREP
 +
||DCO
 +
||Fonds de garantie <br /> des dépôts Luxembourg <br /> (FGDL)
 +
||CSSF
 +
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||ESP
 +
||reportingESP.state=up
 +
||Rapport Enquête
 +
||2.1.18
 +
||<span style="color: #868686"> <small>''15''</small/> </span>                   
 
|-
 
|-
||ESPREP||DEP||Residential credit deposits||2.1.18||CSSF||[http://www.cssf.lu/surveillance/banques/reporting-legal/recueil/rapports-ad-hoc/ Ad hoc reports]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||ESP||reportingESP.state=up||ESP 
+
||ESPREP
 
+
||BRA
 +
||Quarterly reporting on the <br /> financial health of the branches <br /> parent entities
 +
||CSSF
 +
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||ESP
 +
||reportingESP.state=up
 +
||Rapport Enquête
 +
||2.1.18
 +
||<span style="color: #868686"> <small>''15''</small/> </span>                 
 +
|-
 +
||ESPREP
 +
||DEP
 +
||Residential credit deposits
 +
||CSSF
 +
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||ESP||reportingESP.state=up||Rapport Enquête
 +
||2.1.18
 +
||<span style="color: #868686"> <small>''15''</small/> </span>                     
 +
|-
 
|}
 
|}
</div>
 
 
 
  
 
==Payment Institutions==
 
==Payment Institutions==
Line 126: Line 650:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> naming convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission access'''||'''Automatic file transmission'''||'''Sending Service folder: <br /> ReportingDiffusion\'''||'''Sending Service: <br /> config.properties file'''||'''e-file user account: <br /> "groupe" <br /> "context"'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||EDPREP||Z1.1||Balance sheet||2.1.10||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ Circulars CSSF 10/462 and CSSF 11/511]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EDP||reportingEDP.state=up||Reporting EDP
+
||EDPREP
 +
||Z1.1
 +
||Balance sheet
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||EDP
 +
||reportingEDP.state=up
 +
||Reporting EDP
 +
||2.1.10
 +
||<span style="color: #868686"> <small>''29''</small/> </span>                     
 
|-
 
|-
||EDPREP||Z1.2||Identification of third-party <br /> funds held and incorporated in the balance sheet||2.1.10||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ Circulars CSSF 10/462 and CSSF 11/511]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EDP||reportingEDP.state=up||Reporting EDP
+
||EDPREP
 +
||Z1.2
 +
||Identification of third-party <br /> funds held and incorporated in the balance sheet
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||EDP
 +
||reportingEDP.state=up
 +
||Reporting EDP
 +
||2.1.10
 +
||<span style="color: #868686"> <small>''29''</small/> </span>                       
 
|-
 
|-
||EDPREP||Z1.4||Capital adequacy of  <br /> payment institutions||2.1.10||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ Circulars CSSF 10/462 and CSSF 11/511]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EDP||reportingEDP.state=up||Reporting EDP
+
||EDPREP
 +
||Z1.4
 +
||Capital adequacy of  <br /> payment institutions
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||EDP
 +
||reportingEDP.state=up
 +
||Reporting EDP
 +
||2.1.10
 +
||<span style="color: #868686"> <small>''29''</small/> </span>                       
 
|-
 
|-
||EDPREP||Z2.1||Profit and loss accoount||2.1.10||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ Circulars CSSF 10/462 and CSSF 11/511]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EDP||reportingEDP.state=up||Reporting EDP 
+
||EDPREP
|-
+
||Z2.1
||EDPREP||Z2.2||Profit and loss <br /> accoount-Payment service||2.1.10||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ Circulars CSSF 10/462 and CSSF 11/511]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EDP||reportingEDP.state=up||Reporting EDP
+
||Profit and loss accoount
 
+
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EDP
 +
||reportingEDP.state=up
 +
||Reporting EDP
 +
||2.1.10
 +
||<span style="color: #868686"> <small>''29''</small/> </span>                       
 +
|-
 
|}
 
|}
 
</div>
 
</div>
 +
 +
  
  
Line 149: Line 728:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> naming convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission access'''||'''Automatic file transmission'''||'''Sending Service folder: <br /> ReportingDiffusion\'''||'''Sending Service: <br /> config.properties file'''||'''e-file user account: <br /> "groupe" <br /> "context"'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||EMEREP||W1.1||Balance sheet||2.1.11||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF 10/462 and CSSF 11/522]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EME||reportingEME.state=up||Reporting EME
+
||EMEREP
 +
||W1.1
 +
||Balance sheet
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                       
 
|-
 
|-
||EMEREP||W1.2||Identification of third-party <br /> funds held and incorporated <br /> in the balance sheet||2.1.11||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF 10/462 and CSSF 11/522]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EME||reportingEME.state=up||Reporting EME
+
||EMEREP
 +
||W1.2
 +
||Identification of third-party <br /> funds held and incorporated <br /> in the balance sheet
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                         
 
|-
 
|-
||EMEREP||W1.3||Statement of <br /> authorised reinvestments||2.1.11||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF 10/462 and CSSF 11/522]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EME||reportingEME.state=up||Reporting EME
+
||EMEREP
 +
||W1.3
 +
||Statement of <br /> authorised reinvestments
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                         
 
|-
 
|-
||EMEREP||W1.4||Capital adequacy of <br /> electronic money institutions||2.1.11||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF 10/462 and CSSF 11/522]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EME||reportingEME.state=up||Reporting EME
+
||EMEREP
 +
||W1.4
 +
||Capital adequacy of <br /> electronic money institutions
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                         
 
|-
 
|-
||EMEREP||W2.1||Profit and loss account||2.1.11||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF 10/462 and CSSF 11/522]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EME||reportingEME.state=up||Reporting EME  
+
||EMEREP
 +
||W2.1
 +
||Profit and loss account
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                 
 
|-
 
|-
||EMEREP||W4.5||Analysis of shareholdings||2.1.11||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF 10/462 and CSSF 11/522]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EME||reportingEME.state=up||Reporting EME
+
||EMEREP
 +
||W4.5
 +
||Analysis of shareholdings
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                         
 
|}
 
|}
 
</div>
 
</div>
 +
 +
  
  
Line 173: Line 831:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> naming convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission access'''||'''Automatic file transmission'''||'''Sending Service folder: <br /> ReportingDiffusion\'''||'''Sending Service: <br /> config.properties file'''||'''e-file user account: <br /> "groupe" <br /> "context"'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||V0101||V1.1||Customer transfers||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
+
||V0101
 +
||V1.1
 +
||Customer transfers
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>                         
 
|-
 
|-
||V0102||V1.2||Interbank transfers||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[http://www.e-file.lu e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
+
||V0102
 +
||V1.2
 +
||Interbank transfers
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0103||V1.3||Domiciliations||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
+
||V0103
 +
||V1.3
 +
||Domiciliations
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0104||V1.4||Inventory cards / terminals||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
+
||V0104
 +
||V1.4
 +
||Inventory cards / terminals
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0105||V1.5||Card transactiosn (Issuing part)||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
+
||V0105
 +
||V1.5
 +
||Card transactiosn (Issuing part)
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0106||V1.6||Card transactiosn (Acquiring part)||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
+
||V0106
 +
||V1.6
 +
||Card transactiosn (Acquiring part)
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0107||V1.7||Cheques and money orders||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
+
||V0107
 +
||V1.7
 +
||Cheques and money orders
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0108||V1.8||Electronic money scheme||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
+
||V0108
 +
||V1.8
 +
||Electronic money scheme
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0109||V1.9||Card based e-money schemes||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
+
||V0109
 +
||V1.9
 +
||Card based e-money schemes
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0110||V1.10||Stock taking of payment accounts in bank money||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
+
||V0110
 +
||V1.10
 +
||Stock taking of payment accounts in bank money
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0111||V1.11||OTC cash transactions||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
+
||V0111
 +
||V1.11
 +
||OTC cash transactions
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0112||V1.12||Transactions via telecommunication, digital or IT device||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
+
||V0112
 +
||V1.12
 +
||Transactions via telecommunication, digital or IT device
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0113||V1.13||Credits to the accounts by simple book entry||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
+
||V0113
 +
||V1.13
 +
||Credits to the accounts by simple book entry
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0114||V1.14||Debits from the account by simple book entry||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
+
||V0114
 +
||V1.14
 +
||Debits from the account by simple book entry
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 +
|-
 
|}
 
|}
</div>
+
 
 +
 
  
  
Line 213: Line 1,027:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> naming convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission access'''||'''Automatic file transmission'''||'''Sending Service folder: <br /> ReportingDiffusion\'''||'''Sending Service: <br /> config.properties file'''||'''e-file user account: <br /> "groupe" <br /> "context"'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||-||O4.1||Yearly financial information||1.1||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf Circular IML 97/136]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up||Station Finesti  
+
||-
 +
||O4.1
 +
||Yearly financial information
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span>
 
|-
 
|-
||-||O4.2||Interventions on the futures and options markets||1.1||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf Circular IML 97/136]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up||Station Finesti  
+
||-
 +
||O4.2
 +
||Interventions on the futures and options markets
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span>
 
|-
 
|-
||-||O1.2||Monthly financial information for guaranteed funds||1.1||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf Circular IML 97/136]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up||Station Finesti  
+
||-
 +
||O1.2
 +
||Monthly financial information for guaranteed funds
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 
|-
 
|-
||U11||U1.1||Monthly financial information UCITS and UCI||1.1||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) Circular CSSF 15/627]||[[U11|U1.1 - Frequently Asked Questions]]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up||Station Finesti  
+
||U11
 +
||U1.1
 +
||Monthly financial information UCITS and UCI
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF - File naming convention U1.1 reporting]
 +
||[[ReportGeneration|(-) Report Generation <br /> with e-form]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />[[Transmission_follow-up#How_to_reply_to_U1.1_Global_feedbacks_from_the_CSSF|(-) How to reply to Global Feedback]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 
|-
 
|-
|S0103||S1.3||Monthly statistical balance sheet for money market funds (MMF)||1.1||BCL||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/index.html Regulatory Reporting Investment Funds]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up||Station Finesti  
+
||S0103
 +
||S1.3
 +
||Monthly statistical balance sheet for money market funds (MMF)
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 
|-
 
|-
|S0106||S1.6||Monthly statistical balance sheet for money market funds (MMF)||1.1||BCL||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/index.html Regulatory Reporting Investment Funds]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up||Station Finesti  
+
|S0106
 +
||S1.6
 +
||Monthly statistical balance sheet for money market funds (MMF)
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 
|-
 
|-
|S02013||S2.13||Quarterly statistical balance sheet for non-MMF investment funds||1.1||BCL||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/index.html Regulatory Reporting Investment Funds]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up||Station Finesti  
+
|S02013
 +
||S2.13
 +
||Quarterly statistical balance sheet for non-MMF investment funds
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 
|-
 
|-
|TPTOBS||TPTOBS||Monthly Security by security reporting for investment funds||1.1||BCL||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/index.html Regulatory Reporting Investment Funds]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up||Station Finesti  
+
|TPTOBS
 +
||TPTOBS
 +
||Monthly Security by security reporting for investment funds
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 
|-
 
|-
|SIC||K3.1||Financial information to be submitted by investment companies in risk capital (SICARs)||1.1||CSSF||[http://www.cssf.lu/en/supervision/ivm/sicar/legal-reporting/ Circulars <br /> CSSF 08/376  <br /> CSSF 08/334 <br /> CSSF 15/627]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_SICAR_EN.pdf Transmission Manual for SICAR Reports]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX||reportingSICAR.state=up||Reporting SICAR
+
|SIC
 +
||K3.1
 +
||Financial information to be submitted by investment companies in risk capital (SICARs)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf (-) CSSF - Circular 08/376] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||SICAR
 +
||reportingSICAR.state=up
 +
||Reporting SICAR
 +
||1.1
 +
||<span style="color: #868686"> <small>''17''</small/> </span>
 +
|-
 +
|DOCREP
 +
||LF
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />  
 +
Long Form reports (UCI Law 2010)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\Long_Form||reportingLF.state=up||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
||DOCREP
 +
||ML
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
Management letters  <br />
 +
(-) O: OPC Law 2010<br />
 +
(-) O: Law 2007 <br />
 +
(-) K: SICAR<br />
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\MGMT_Letter
 +
||reportingML.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-
 
|-
|DOCREP <br /> DOCREP <br /> PDRREP||PC <br /> PS <br /> LE||UCI: <br /> Prospectus (PC) <br /> Simplified prospectuses (PS) <br /> Letter of explanation (LE)||1.1; 1.5||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\PROSP_OPC||reportingPOPC.state=up||Doc OPC et FIS (cir. CSSF)
+
|DOCREP
 +
||ML
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />  
 +
Management letters of Investment fund managers (IFM) ('''EN''') <br />  
 +
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF -  Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\MGMT_GFI
 +
||reportingMLGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-
 
|-
|DOCREP <br /> PDRREP <br /> PDRREP||PC <br /> DE <br /> LE||FIS: <br /> Prospectus (PC) <br /> Offering document (DE) <br /> Letter of explanation (LE) ||1.1; 1.5||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\PROSP_FIS||reportingPFIS.state=up||Doc OPC et FIS (cir. CSSF)
+
|DOCREP
 +
||RR<br />  
 +
HK
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/>
 +
Auditor report<br />  
 +
(-) O: UCI Law 2010<br />  
 +
(-) O: UCI Law 2007<br />  
 +
(-) K: SICAR<br />
 +
(-) S: Investment fund manager (IFM) <br />  
 +
(-) A: Investment fund manager (IFM) <br />  
 +
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
Report Hong Kong Securities and Futures (HK) <br />  
 +
 
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/OTHER
 +
||reportingDOC_OTH.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-
 
|-
|DOCREP <br /> DOCREP <br /> PDRREP <br /> PDRREP<br /> PDRREP||AR <br /> SR <br /> LE <br /> RO <br /> MP||UCI: <br /> Annual Report (AR) <br /> Semi-annual report (SR) <br /> Letter of explanation (LE) <br /> Other periodic report(RO) <br /> Movements in the securities portfolios (MP)||1.1; 1.5||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\Report_OPC||reportingRFOPC.state=up||Doc OPC et FIS (cir. CSSF)
+
|DOCREP<br />
 +
||
 +
<small>
 +
 
 +
 
 +
 
 +
(-) GR <br />  
 +
(-) ID <br />  
 +
(-) FC <br />  
 +
(-) IA <br />  
 +
(-) BC <br />
 +
(-) TP <br />  
 +
(-) LP <br />
 +
(-) PG <br /> 
 +
(-) OG <br />
 +
(-) TM <br /> 
 +
(-) RD <br />
 +
(-) AS <br />
 +
(-) FP <br />
 +
(-) PN <br />
 +
(-) BD <br />
 +
(-) CO <br />
 +
(-) ET <br />
 +
</small/>   
 +
||
 +
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
'''Investment fund managers (IFM)''': <br />
 +
<small>
 +
(-) Risk management function(GR) <br />
 +
(-) OPCVM instruments information (ID) <br />
 +
(-) Compliance Function (FC)<br />
 +
(-) Internal audit function report (IA)<br />  
 +
(-) LBC/FT Obligation (BC) <br /> 
 +
(-) Complaints handling (TP) <br />
 +
(-) Authorized third party complaints (LP) <br />
 +
(-) Risk Management Procedure (PG)<br /> 
 +
(-) Organization chart (OG) <br />
 +
(-) Mandates table (TM) <br /> 
 +
(-) Delegates of RFI (RD) <br />  
 +
(-) Branch activity (AS) <br />  
 +
(-) Own funds ratio (FP) <br />
 +
(-) Risk management procedure AIFM (PN) <br />
 +
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD) <br />
 +
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) <br />
 +
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />
 +
</small/>
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\DOC_GFI
 +
||reportingGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||(-) PC <br /> (-) DE <br /> (-) LE
 +
||SIF: <br /> (-) Prospectus (PC) <br /> (-) Offering document (DE) <br /> (-) Letter of explanation (LE)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\PROSP_FIS
 +
||reportingPFIS.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||(-) PC <br /> (-) PS <br /> (-) LE
 +
||UCI: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Letter of explanation (LE)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\PROSP_OPC
 +
||reportingPOPC.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
 
 +
 
 
|-  
 
|-  
|DOCREP<br /> DOCREP <br /> PDRREP <br /> PDRREP<br /> PDRREP||AR <br /> SR <br /> LE <br /> RO <br /> MP||SIF: <br /> Annual Report (AR) <br /> Semi-annual report (SR) <br /> Letter of explanation (LE) <br /> Other periodic report(RO) <br /> Movements in the securities portfolios (MP)||1.1; 1.5||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\Report_FIS||reportingRAFIS.state=up||Doc OPC et FIS (cir. CSSF)
+
|DOCREP
|-
+
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
|DOCREP||KI||Key Investor Information Document||1.1; 1.5||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\KID_OPC||reportingKID.state=up||Doc OPC et FIS (cir. CSSF)  
+
||SIF Law 2007: <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report SIF (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM) <br />
|-
+
<small><span style="background:yellow"> '''NEW'''</span></small/> SICAR: <br />
|DOCREP||MR||Management Regulations of UCITS||1.1; 1.5||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\MGMT_REGUL||reportingMR.state=up||Doc OPC et FIS (cir. CSSF)  
+
(-) Annual Report (AR) <br />
 +
(-) Other periodic report (RO)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\Report_FIS  
 +
||reportingRAFIS.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
 
 +
 
 +
 
 +
 
 +
|-
 +
|DOCREP
 +
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
 +
||UCI Law 2010: <br /> (-) Annual Report (AR)  <br /> (-) Semi-annual report SIF (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (MP)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\Report_OPC
 +
||reportingRFOPC.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
 
 +
|-
 +
|DOCREP
 +
||AR <br /> RO
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/><br />
 +
Investment fund managers (IFM) ('''EN''') <br />
 +
Gestionnaires des fonds d'investissement (GFI)('''FR''')<br />
 +
(-) Annual Report (AR) <br />
 +
(-) Other periodic report (RO) <br />
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/REPORT_GFI
 +
||reportingRGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
 
 +
 
 
|-  
 
|-  
|DOCREP||AR||Articles of Incorporation of UCITS||1.1; 1.5||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\ART_INCORP||reportingAI.state=up||Doc OPC et FIS (cir. CSSF)
+
|DOCREP
 +
||KI
 +
||Key Investor Information Document <br />  
 +
(-) O: OPC Law 2010 and Loi 2007 <br />
 +
(-) K: SICAR<br />  
 +
(-) V: non-reglem.
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br /> [[PRIIPS|(-) PRIIPs KID]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\KID_OPC
 +
||reportingKID.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-  
 
|-  
|PDRREP||LF||Long Form reports||1.1; 1.5||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\LONG_FORM||reportingLF.state=up||Doc OPC et FIS (cir. CSSF)
+
|DOCREP
 +
||MR
 +
||Management Regulations of UCITS
 +
(-) O: OPC Law 2010<br />  
 +
(-) O: Law 2007 <br />  
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\MGMT_REGUL
 +
||reportingMR.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-  
 
|-  
|PDRREP||ML||Management Letters||1.1; 1.5||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\MGMT_Letter||reportingML.state=up||Doc OPC et FIS (cir. CSSF)
+
|DOCREP
 +
||AI
 +
||Articles of Incorporation of UCITS
 +
(-) O: UCI Law 2010 <br />  
 +
(-) O: UCI Law 2007 <br />
 +
(-) <small><span style="background:yellow"> '''NEW'''</span></small/> K: SICAR <br />  
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\ART_INCORP||reportingAI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-
 
|-
|n/a||n/a||Request for delivery of attestations||1.1; 1.5||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||n/a||n/a||n/a||Doc OPC et FIS (cir. CSSF)
+
||n/a
 +
||n/a
 +
||Request for delivery of attestations
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe]
 +
||[[Transmission_Module#Special_case:_UCI_attestation_request | (-) UCI attestation request]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-
 
|-
|NOTREP||INI ''or'' <br /> UPD||Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union||1.2||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/videos/UCITS_IV_EN.htm 1) Video_Presentation of the notification application (UCITS IV - circ 11/509)] <br /> [[E-file_Light_EN|2) E-file Light EN]]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\NOTIFICATIONS_UCITSIV||reportingNotifUcitsIV.state=up||
+
|NOTREP
 +
||INI ''or'' <br /> UPD
 +
||Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf (-) CSSF 11/509] <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF - Circulars 08/371, 09/423, 11/509]
 +
||[[E-file_Light_EN#Notification_Tool|e-file Notification Tool]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\NOTIFICATIONS_UCITSIV
 +
||reportingNotifUcitsIV.state=up
 +
||(-) Gestion documentaire <br /> (-) Dashboard <br /> (-) Matrice d'enregistrement et de distribution
 +
||1.2
 +
||<span style="color: #868686"> <small>''28''</small/> </span>
 
|-  
 
|-  
 
 
 
|}
 
|}
 
</div>
 
</div>
 
  
 
==Alternative Investment Fund Managers (AIFM)==
 
==Alternative Investment Fund Managers (AIFM)==
Line 267: Line 1,455:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> naming convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission access'''||'''Automatic file transmission'''||'''Sending Service folder: <br /> ReportingDiffusion\'''||'''Sending Service: <br /> config.properties file'''||'''e-file user account: <br /> "groupe" <br /> "context"'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
|AIF||MAN||Alternative Investment Fund reporting (AIF Manager)||1.1 (filing) <br /> 1.4 (AMFine)||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf Reporting obligations for Alternative Investment Fund Managers]||[https://www.e-file.lu/docs/EN/AIFMD_reporting_with_Fundsquare_and_AMfine_Handbook.pdf Handbook - How to send an AIFMD report on the Fundsquare platform with Amfine]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||AIF||reportingAIF.state=up||Rapport AIF
+
|AIF
 +
||MAN
 +
||Alternative Investment Fund reporting (AIF Manager)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581]  
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br />
 +
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]  
 +
||[[Sending_Service|Sending Service]]
 +
||AIF||reportingAIF.state=up
 +
||(-) AIF <br /> (-) AMfine
 +
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
 +
||<span style="color: #868686"> <small>''54''</small/> </span>
 
|-  
 
|-  
|AIF||AIF||Alternative Investment Fund reporting||1.1||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf Reporting obligations for Alternative Investment Fund Managers]||[https://www.e-file.lu/docs/EN/AIFMD_reporting_with_Fundsquare_and_AMfine_Handbook.pdf Handbook - How to send an AIFMD report on the Fundsquare platform with Amfine]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||AIF||reportingAIF.state=up||Rapport AIF
+
|AIF
 +
||AIF
 +
||Alternative Investment Fund reporting
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581]  
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br />
 +
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]
 +
||[[Sending_Service|Sending Service]]
 +
||AIF
 +
||reportingAIF.state=up
 +
||(-) AIF <br /> (-) AMfine
 +
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
 +
||<span style="color: #868686"> <small>''54''</small/> </span>
 
|-  
 
|-  
 +
|}
 +
</div>
  
  
  
|}
 
</div>
 
  
  
 
==Management Companies==
 
==Management Companies==
Management companies (Chapter 15 (UCITS), Chapter 16 (SIF), AIFM)
+
 
 
<div style="text-align: left;">
 
<div style="text-align: left;">
  
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> naming convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission access'''||'''Automatic file transmission'''||'''Sending Service folder: <br /> ReportingDiffusion\'''||'''Sending Service: <br /> config.properties file'''||'''e-file user account: <br /> "groupe" <br /> "context"'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
|SGOREP||SG 1A||Financial situation||1.1; 2.1.16||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf Circular 10/467] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf Circular 15/633]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_467_EN.pdf Transmission Manual for Circular 10/467]||[https://www.e-file.lu/e-file/index.html e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||SGO||reportingSGO.state=up||rapport Société de Gestion
+
|SGOREP
 +
||G21
 +
||<small>(-) SG 1A: Financial situation <br /> (-) SG 1B: Profit and loss account <br /> (-) SG 1C: Table relating to other activities <br /> (-) SG 2: Other activities <br /> (-) SG: Personnel Table relating to staff</small/>
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf (-) CSSF - Circular 10/467] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf (-) CSSF - Circular 15/633] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Wiki Sending Service]]
 +
||SGO
 +
||reportingSGO.state=up
 +
||Rapport Société de Gestion
 +
||(-) 1.1 <br /> (-) 2.1.16
 +
||<span style="color: #868686"> <small>''26''</small/> </span>
 
|-  
 
|-  
|SGOREP||SG 1B||Profit and loss account||1.1; 2.1.16||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf Circular 10/467] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf Circular 15/633]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_467_EN.pdf Transmission Manual for Circular 10/467]||[https://www.e-file.lu/e-file/index.html e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||SGO||reportingSGO.state=up||rapport Société de Gestion
+
|DOCREP
 +
||ML
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
Management letters of Investment fund managers (IFM) ('''EN''') <br />
 +
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\MGMT_GFI
 +
||reportingMLGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-  
 
|-  
|SGOREP||SG 1C||Table relating to other activities||1.1; 2.1.16||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf Circular 10/467] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf Circular 15/633]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_467_EN.pdf Transmission Manual for Circular 10/467]||[https://www.e-file.lu/e-file/index.html e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||SGO||reportingSGO.state=up||rapport Société de Gestion
+
|DOCREP
|-  
+
||AR
|SGOREP||SG Personnel||Table relating to staff||1.1; 2.1.16||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf Circular 10/467] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf Circular 15/633]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_467_EN.pdf Transmission Manual for Circular 10/467]||[https://www.e-file.lu/e-file/index.html e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||SGO||reportingSGO.state=up||rapport Société de Gestion
+
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
Annual report of Investment fund managers (IFM) ('''EN''') <br />
 +
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/REPORT_GFI
 +
||reportingRGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||RR<br />  
 +
HK
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/>
 +
Auditor report<br />
 +
(-) S: Investment fund manager (IFM) <br />
 +
(-) A: Investment fund manager (IFM) <br />
 +
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
Report Hong Kong Securities and Futures (HK) <br />
  
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/OTHER
 +
||reportingDOC_OTH.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP<br />
 +
||
 +
<small>
  
  
 +
 +
(-) GR <br />
 +
(-) ID <br />
 +
(-) FC <br />
 +
(-) IA <br />
 +
(-) BC <br /> 
 +
(-) TP <br />
 +
(-) LP <br />
 +
(-) PG <br /> 
 +
(-) OG <br />
 +
(-) TM <br /> 
 +
(-) RD <br />
 +
(-) AS <br />
 +
(-) FP <br />
 +
(-) PN <br />
 +
(-) BD <br />
 +
(-) CO <br />
 +
(-) ET <br />
 +
</small/>   
 +
||
 +
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
'''Investment fund managers (IFM)''': <br />
 +
<small>
 +
(-) Risk management function(GR) <br />
 +
(-) OPCVM instruments information (ID) <br />
 +
(-) Compliance Function (FC)<br />
 +
(-) Internal audit function report (IA)<br />
 +
(-) LBC/FT Obligation (BC) <br /> 
 +
(-) Complaints handling (TP) <br />
 +
(-) Authorized third party complaints (LP) <br />
 +
(-) Risk Management Procedure (PG)<br /> 
 +
(-) Organization chart (OG) <br />
 +
(-) Mandates table (TM) <br /> 
 +
(-) Delegates of RFI (RD) <br />
 +
(-) Branch activity (AS) <br />
 +
(-) Own funds ratio (FP) <br />
 +
(-) Risk management procedure AIFM (PN)<br />
 +
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)<br />
 +
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)<br />
 +
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />
 +
</small/>
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_698.pdf (-) CSSF - Circulars 18/698]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\DOC_GFI
 +
||reportingGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 
|}
 
|}
 
</div>
 
</div>
 
  
 
==Professionals of the Financial Sector (PFS)==
 
==Professionals of the Financial Sector (PFS)==
Line 308: Line 1,655:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> naming convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission access'''||'''Automatic file transmission'''||'''Sending Service folder: <br /> ReportingDiffusion\'''||'''Sending Service: <br /> config.properties file'''||'''e-file user account: <br /> "groupe" <br /> "context"'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
|PSFREP||Table I||Monthly financial situation||2.1.8||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf05_187eng.pdf Circular 05/178] <br /> [http://www.cssf.lu/en/supervision/pfs/ CSSF PFS]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingPSF_EN.pdf User Manual - PSF Reporting Transmission]||[https://www.e-file.lu/e-file/index.html e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||PSF||reportingPSF.state=up||Rapport PSF
+
|PSFREP
 +
||(-) Basic reporting <br /> (-) Ad hoc reporting <br /> (-) Annual information
 +
||Reporting population: <br /> (-) Investment firms <br /> (-) Specialised PFS  <br /> (-) Support PFS
 +
||CSSF
 +
||[http://www.cssf.lu/en/supervision/pfs/ (-) CSSF - PFS] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||PSF
 +
||reportingPSF.state=up
 +
||Rapport PSF
 +
||2.1.8
 +
||<span style="color: #868686"> <small>''18''</small/> </span>
 
|-
 
|-
|PSFREP||Table III.1||Quarterly off-balance sheet||2.1.8||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf05_187eng.pdf Circular 05/178] <br /> [http://www.cssf.lu/en/supervision/pfs/ CSSF PFS]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingPSF_EN.pdf User Manual - PSF Reporting Transmission]||[https://www.e-file.lu/e-file/index.html e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||PSF||reportingPSF.state=up||Rapport PSF
+
||DOCREP
 +
||LF
 +
||Long Form Report
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Rapport des établissements de crédit
 +
||(-) 1.1 <br />  (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
|PSFREP||Table III.2||Quarterly profit and loss account||2.1.8||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf05_187eng.pdf Circular 05/178] <br /> [http://www.cssf.lu/en/supervision/pfs/ CSSF PFS]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingPSF_EN.pdf User Manual - PSF Reporting Transmission]||[https://www.e-file.lu/e-file/index.html e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||PSF||reportingPSF.state=up||Rapport PSF
+
||DOCREP
|-
+
||ML
|PSFREP||Table 2.9||Quarterly staff numbers||2.1.8||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf05_187eng.pdf Circular 05/178] <br /> [http://www.cssf.lu/en/supervision/pfs/ CSSF PFS]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingPSF_EN.pdf User Manual - PSF Reporting Transmission]||[https://www.e-file.lu/e-file/index.html e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||PSF||reportingPSF.state=up||Rapport PSF
+
||Management Letter
|-
+
||CSSF
|PSFREP||AD HOC||Quarterly AD HOC reporting||2.1.8||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf05_187eng.pdf Circular 05/178] <br /> [http://www.cssf.lu/en/supervision/pfs/ CSSF PFS]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingPSF_EN.pdf User Manual - PSF Reporting Transmission]||[https://www.e-file.lu/e-file/index.html e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||PSF||reportingPSF.state=up||Rapport PSF
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
|-
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||DOCREP||LF||Long Form Report||1.1; 2.1.17||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf Circular CSSF 10/457] <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK||reportingDOCBNK.state=up||Rapport des établissements de crédit
+
||[[Sending_Service|Sending Service]]
|-
+
||DOC_BNK
||DOCREP||ML||Management Letter||1.1; 2.1.17||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf Circular CSSF 10/457] <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK||reportingDOCBNK.state=up||Rapport des établissements de crédit
+
||reportingDOCBNK.state=up
|-
+
||Rapport des établissements de crédit
|COFREP||SSOLV <br /> SIPLO <br /> SLAREX <br />  SLEVR <br /> SLCR <br /> SNSFR <br /> SAE <br />  SIPLO <br /> CSOLV <br /> CIPLO <br /> CLAREX <br /> CLEVR <br /> CLCR <br /> CNSFR <br /> CAE||SSOLV (Own funds requirements (Solvency ratio)) <br />  SIPLO (Losses stemming from lending collateralised by immovable property) <br /> SLAREX (Large exposures) <br />  SLEVR (Leverage ratio) <br />  SLCR (Liquidity Coverage requirements) <br />  SNSFR (Reporting on stable funding (Net Stable Funding requirements (NSFR)) <br />  SAE (Reporting on asset encumbrance) <br />  SIPLO (Losses stemming from lending collateralised by immovable property) <br />  CSOLV  (Own funds requirements (Solvency ratio)) <br />  CIPLO (Losses stemming from lending collateralised by immovable property) <br />  CLAREX (Large exposures) <br />  CLEVR (Leverage ratio) <br />  CLCR  (Liquidity Coverage requirements) <br />  CNSFR  (Reporting on stable funding (Net Stable Funding requirements (NSFR)) <br />  CAE (Reporting on asset encumbrance) <br />  ||2.1.4||CSSF||[http://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32014R0680&from=EN (-) Commission Regulation 680/2014] <br /> [http://www.cssf.lu/en/supervision/pfs/ (-) CSSF PFS]||-||[https://www.e-file.lu/e-file/index.html e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||COREP||reportingCOREP.state=up||Rapport COREP
+
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
 +
|COFREP||
 +
<small>
 +
SCOREP<br />
 +
SLAREX<br />
 +
SLCRXX<br />
 +
SNSFRX<br />
 +
CCOREP<br />
 +
CLAREX<br />
 +
CLCRXX<br />
 +
CNSFRS<br />
 +
CAEXXX<br />
 +
SAEXXX<br />
 +
CALMXX<br />
 +
SALMXX<br />
  
 +
||<small>
 +
(-) SCOREP: SSOLV, SIPLO, SLEVDA <br /> 
 +
(-) SLAREX: SLAREX <br /> 
 +
(-) SLCRXX: SLCR <br /> 
 +
(-) SNSFRX: SNSFR <br /> 
 +
(-) CCOREP: CSOLV, CIPLO, CLEVDA <br /> 
 +
(-) CLAREX: CLAREX <br /> 
 +
(-) CLCRXX: CLCR <br /> 
 +
(-) CNSFRS: CNSFR <br /> 
 +
(-) CAEXXX: tbd <br /> 
 +
(-) SAEXXX: tbd <br /> 
 +
(-) CALMXX: CALMM <br /> 
 +
(-) SALMXX: SALMM <br />
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_EI/IF_reporting_requirements_121216.pdf (-) CSSF - Reporting requirements for investment firms ] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||COREP||reportingCOREP.state=up
 +
||Rapport COREP
 +
||2.1.4
 +
||<span style="color: #868686"> <small>''72''</small/> </span>
 +
|-
 
|}
 
|}
</div>
+
 
 +
 
 +
 
  
  
Line 337: Line 1,756:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> naming convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission access'''||'''Automatic file transmission'''||'''Sending Service folder: <br /> ReportingDiffusion\'''||'''Sending Service: <br /> config.properties file'''||'''e-file user account: <br /> "groupe" <br /> "context"'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
|S0214||S2.14||Quarterly statistical balance for securitisation vehicles||2.1.9||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/index.html (-) BCL Securitation vehicles]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_TpTCreditInstitution_EN.pdf Transmission Manual for Bank SBS reporting (BCL 2014/235)]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||Securisation||reportingSecurisation.state=up||Véhicule titrisation
+
|S0214
 +
||S2.14
 +
||Quarterly statistical balance
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]  
 +
||[[Sending_Service|Sending Service]]
 +
||Securisation
 +
||reportingSecurisation.state=up
 +
||Véhicule titrisation
 +
||2.1.9
 +
||<span style="color: #868686"> <small>''23''</small/> </span>
 
|-
 
|-
|S0217||S2.17||Transactions of financial companies||2.1.9||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/index.html (-) BCL Securitation vehicles]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_TpTCreditInstitution_EN.pdf Transmission Manual for Bank SBS reporting (BCL 2014/235)]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||Securisation||reportingSecurisation.state=up||Véhicule titrisation
+
|S0215
 +
||S2.15
 +
||Transactions and write-offs/write-downs on securitised loans
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]  
 +
||[[Sending_Service|Sending Service]]
 +
||Securisation
 +
||reportingSecurisation.state=up
 +
||Véhicule titrisation
 +
||2.1.9
 +
||<span style="color: #868686"> <small>''23''</small/> </span>
 
|-
 
|-
|TPTTBS||TPTTBS||Monthly security by security reporting of financial companies||2.1.9||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/index.html (-) BCL Securitation vehicles]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_TpTCreditInstitution_EN.pdf Transmission Manual for Bank SBS reporting (BCL 2014/235)]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||Securisation||reportingSecurisation.state=up||Véhicule titrisation
+
|TPTTBS
 +
||TPTTBS
 +
||Security by security reporting
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||Securisation||reportingSecurisation.state=up
 +
||Véhicule titrisation
 +
||2.1.9
 +
||<span style="color: #868686"> <small>''23''</small/> </span>
 
|-
 
|-
 
 
|}
 
|}
 
</div>
 
</div>
 +
 +
 +
  
  
Line 356: Line 1,820:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> naming convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission access'''||'''Automatic file transmission'''||'''Sending Service folder: <br /> ReportingDiffusion\'''||'''Sending Service: <br /> config.properties file'''||'''e-file user account: <br /> "groupe" <br /> "context"'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
|S0216||S2.16||Quarterly statistical balance of Financial Companies||2.1.12||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/index.html (-) BCL Financial Companies]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_SocietesFinancieres_EN.pdf Transmission Manual for Financial Companies (BCL 2011/8 and 2014/17)]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||SE||reportingSE.state=up||Reporting des sociétés émettrices
+
|S0216
 +
||S2.16
 +
||Quarterly statistical balance of Financial Companies
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||SE
 +
||reportingSE.state=up
 +
||Reporting des sociétés émettrices
 +
||2.1.12
 +
||<span style="color: #868686"> <small>''35''</small/> </span>
 
|-
 
|-
|S0217||S2.17||Transactions of Financial Companies||2.1.12||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/index.html (-) BCL Financial Companies]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_SocietesFinancieres_EN.pdf Transmission Manual for Financial Companies (BCL 2011/8 and 2014/17)]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||SE||reportingSE.state=up||Reporting des sociétés émettrices
+
|S0217
 +
||S2.17
 +
||Transactions of Financial Companies
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||SE
 +
||reportingSE.state=up
 +
||Reporting des sociétés émettrices
 +
||2.1.12
 +
||<span style="color: #868686"> <small>''35''</small/> </span>
 
|-
 
|-
|TPTIBS||TPTIBSS||Monthly security by security reporting of Financial Companies||2.1.12||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/index.html (-) BCL Financial Companies]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_SocietesFinancieres_EN.pdf Transmission Manual for Financial Companies (BCL 2011/8 and 2014/17)]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||SE||reportingSE.state=up||Reporting des sociétés émettrices
+
|TPTIBS
 +
||TPTIBS
 +
||Monthly security by security reporting of Financial Companies
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||SE
 +
||reportingSE.state=up
 +
||Reporting des sociétés émettrices
 +
||2.1.12
 +
||<span style="color: #868686"> <small>''35''</small/> </span>
 
|-
 
|-
 
 
 
|}
 
|}
 
</div>
 
</div>
 +
 +
 +
  
  
Line 376: Line 1,885:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> naming convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission access'''||'''Automatic file transmission'''||'''Sending Service folder: <br /> ReportingDiffusion\'''||'''Sending Service: <br /> config.properties file'''||'''e-file user account: <br /> "groupe" <br /> "context"'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
|CPR||CPR||Compte rendu||2.1.20||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/ (-) CAA]||[[CAA_Manual|CAA Manual]]||[https://www.e-file.lu/e-file/index.html e-file v.2]||n/a||n/a||n/a||
+
|CPR
 +
||Source file reception from CAA
 +
||Compte rendu
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf  (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 35)''</small/> </span>
 
|-
 
|-
|RAC||RAC||Rapport actuariel||2.1.20||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/ (-) CAA]||[[CAA_Manual|CAA Manual]]||[https://www.e-file.lu/e-file/index.html e-file v.2]||n/a||n/a||n/a||
+
|RAC
 +
||Source file reception from CAA
 +
||Rapport actuariel
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 36)''</small/> </span>
 
|-
 
|-
|RDI||RDI||Rapport distinct du réviseur||2.1.20||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/ (-) CAA]||[[CAA_Manual|CAA Manual]]||[https://www.e-file.lu/e-file/index.html e-file v.2]||n/a||n/a||n/a||
+
|RDI
 +
||Source file reception from CAA
 +
||Rapport distinct du réviseur
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 37)''</small/> </span>
 
|-
 
|-
|RGO||RGO||Rapport de gouvernance||2.1.20||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/ (-) CAA]||[[CAA_Manual|CAA Manual]]||[https://www.e-file.lu/e-file/index.html e-file v.2]||n/a||n/a||n/a||
+
|RGO
 +
||Source file reception from CAA||Rapport de gouvernance
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 38)''</small/> </span>
 
|-
 
|-
|RLB||RLB||Rapport LBCFT||2.1.20||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/ (-) CAA]||[[CAA_Manual|CAA Manual]]||[https://www.e-file.lu/e-file/index.html e-file v.2]||n/a||n/a||n/a||
+
|RLB
 +
||Source file reception from CAA
 +
||Rapport LBCFT
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 39)''</small/> </span>
 
|-
 
|-
|RRE||RRE||Rapports sur le traitement des déclarations||2.1.20||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/ (-) CAA]||[[CAA_Manual|CAA Manual]]||[https://www.e-file.lu/e-file/index.html e-file v.2]||n/a||n/a||n/a||
+
|RRE
 +
||Source file reception from CAA||Rapports sur le traitement des réclamations
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 40)''</small/> </span>
 
|-
 
|-
|ESP||ESP||Enquête spécifique||2.1.20||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/ (-) CAA]||[[CAA_Manual|CAA Manual]]||[https://www.e-file.lu/e-file/index.html e-file v.2]||n/a||n/a||n/a||
+
|ESP
 +
||Source file reception from CAA||Enquête spécifique
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 41)''</small/> </span>
 
|-
 
|-
|ETR||ETR||Etat trimestriel||2.1.20||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/ (-) CAA]||[[CAA_Manual|CAA Manual]]||[https://www.e-file.lu/e-file/index.html e-file v.2]||n/a||n/a||n/a||
+
|ETR
 +
||Source file reception from CAA
 +
||Etat trimestriel
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 45)''</small/> </span>
 
|-
 
|-
|S01; S02; S03; S04; S05; S06; S07; S08; S09; S10; <br /> S11; S12; S13; S14; S15; S16; S17; S18; S19; S20||Solvency II||Solvency II reporting||2.1.20||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/ (-) CAA]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CAA||reportingCAA.state=up||
+
|RSO
 +
||Source file reception from CAA
 +
||Rapport distinct Solvabilité 2 du réviseur
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 62)''</small/> </span>
 
|-
 
|-
|S0218-L||S2.18-L||Quarterly statistical balance sheet of insurance corporations – Luxembourg entity||2.1.21||BCL||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) BCL Insurance Corporations]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||ASS||reportingASS.state=up||
+
|FIR
 +
||Source file reception from CAA
 +
||Fiche de renseignement
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 65)''</small/> </span>
 
|-
 
|-
|S0219-L||S2.19-L||Information on valuation effects on the balance sheet of insurance corporations||2.1.21||BCL||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) BCL Insurance Corporations]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||ASS||reportingASS.state=up||
+
|N01 (Comp); N02 (Comp); N03 (Comp); <br /> N04 (Comp); N05 (Réviseur); N06( Réviseur); <br /> N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp)
 +
||n/a
 +
||Rapports narratifs
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||[[Sending_Service|Wiki Sending Service]]
 +
||CAA||reportingCAA.state=up
 +
||Reporting CAA
 +
||2.1.20
 +
|| <span style="color: #868686"> <small>''62 <br /> (wkf 63 (Réviseur)/ <br /> wkf 64 (Compagnie)''</small/> </span>
 
|-
 
|-
|S0403-L||S4.3-L||Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity||2.1.21||BCL||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) BCL Insurance Corporations]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||ASS||reportingASS.state=up||
+
|S01; S02; S03; S04; S05; <br /> S06 (Réviseur); S07; S08; <br />  S09; S10; S11; S12; S13; <br />  S14; S15; S16; S17; S18; <br />  S19; S20; S23
 +
||n/a
 +
||XBRL reports Solvency II
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||[[Sending_Service|Sending Service]]
 +
||CAA||reportingCAA.state=up
 +
||Reporting CAA
 +
||2.1.20
 +
|| <span style="color: #868686"> <small>''62 <br /> (wkf 44)''</small/> </span>
 +
|-
 +
|S0218-L
 +
||n/a
 +
||Quarterly statistical balance sheet of insurance corporations – Luxembourg entity
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||ASS
 +
||reportingASS.state=up
 +
||Reporting BCL pour les assurances
 +
||2.1.21||<span style="color: #868686"> <small>''63 <br /> (wkf42)''</small/> </span>
 +
|-
 +
|S0219-L
 +
||n/a
 +
||Information on valuation effects on the balance sheet of insurance corporations
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||ASS
 +
||reportingASS.state=up
 +
||Reporting BCL pour les assurances
 +
||2.1.21
 +
||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
 +
|-
 +
|S0403-L
 +
||n/a
 +
||Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br />[http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||ASS
 +
||reportingASS.state=up
 +
||Reporting BCL pour les assurances
 +
||2.1.21
 +
||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
 +
|-
 +
|TPTASS
 +
||n/a
 +
||Monthly Security by security reporting of insurance corporations
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Wiki Sending Service]]
 +
||ASS
 +
||reportingASS.state=up
 +
||Reporting BCL pour les assurances
 +
||2.1.21
 +
||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
 
|-
 
|-
|TPTASS||TPTASS||Monthly Security by security reporting of insurance corporations ||2.1.21||BCL||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) BCL Insurance Corporations]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||ASS||reportingASS.state=up||
 
 
 
|}
 
|}
 
</div>
 
</div>
Line 413: Line 2,109:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> naming convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission access'''||'''Automatic file transmission'''||'''Sending Service folder: <br /> ReportingDiffusion\'''||'''Sending Service: <br /> config.properties file'''||'''e-file user account: <br /> "groupe" <br /> "context"'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
|FATCA||FATCA||Foreign Account Tax Compliance Act Reporting||2.1.19; 2.2||ACD||[http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf (-) Circulaire ECHA - n° 3 du 19 janvier 2017] <br /> [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html (-) ACD_FATCA]||[[FATCA_Manual|FATCA Manual]] <br /> [[FATCA|FATCA FAQ]]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FATCA||reportingFATCA.state=up||Rapport FATCA
+
|FATCA
 +
||FATCA
 +
||Foreign Account Tax Compliance Act Reporting
 +
||ACD
 +
||[http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf (-) Circulaire ECHA - n° 3 du 19 janvier 2017] <br /> [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html (-) ACD-FATCA]
 +
||[[FATCA_Manual|(-) FATCA - User Guide of e-form]] <br /> [[FATCA Onboarding|(-) FATCA - Onboarding & FAQ]]
 +
||[[Sending_Service|Sending Service]]
 +
||FATCA
 +
||reportingFATCA.state=up
 +
||Rapport FATCA
 +
||2.1.19; 2.2
 +
||<span style="color: #868686"> <small>''60''</small/> </span>
 
|-
 
|-
 
 
 
|}
 
|}
 
</div>
 
</div>
 +
 +
 +
  
  
Line 429: Line 2,148:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> naming convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission access'''||'''Automatic file transmission'''||'''Sending Service folder: <br /> ReportingDiffusion\'''||'''Sending Service: <br /> config.properties file'''||'''e-file user account: <br /> "groupe" <br /> "context"'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
|''not yet available''||''not yet available''||Automatic exchange of financial account information on a global level (Common Reporting standard(CRS))||2.1.22 <br /> 2.3||ACD||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html (-) ACD-CRS] <br /> [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html (-) Newsletter 06/02/2017] <br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf (-) ECHA-n°4 06/02/2017]||[[CRS|CRS FAQ]]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||''not yet available''||''not yet available''||''not yet available''
+
|CRS
 +
||CRS
 +
||Automatic exchange of <br /> financial account information <br /> on a global level
 +
||ACD
 +
||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html (-) ACD-CRS] <br /> [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html (-) Newsletter 06/02/2017] <br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf (-) ECHA-n°4 06/02/2017]
 +
||[[CRS_Manual|(-) CRS - User Guide of e-form]] <br /> [[CRS Onboarding|(-) CRS - Onboarding & FAQ]]
 +
||[[Sending_Service|Sending Service]]
 +
||CRS
 +
||reportingCRS.state=up
 +
||Reporting CRS
 +
||(-) 2.1.22 <br /> (-) 2.3
 +
||<span style="color: #868686"> <small>''68''</small/> </span>
 +
|-
 +
|}
 +
 
  
  
  
|}
 
</div>
 
  
 
==Other reporting CSSF BCL==
 
==Other reporting CSSF BCL==
Line 443: Line 2,185:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> naming convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission access'''||'''Automatic file transmission'''||'''Sending Service folder: <br /> ReportingDiffusion\'''||'''Sending Service: <br /> config.properties file'''||'''e-file user account: <br /> "groupe" <br /> "context"'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||OTHREP||OTH||Other reporting||-||CSSF||[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf Convention de nom reportings CSSF]||-||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OTH||reportingOTH.state=up||Other CSSF
+
||OTHREP
 +
||OTH
 +
||Other reporting
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||OTH
 +
||reportingOTH.state=up
 +
||Reporting OTHER (CSSF)
 +
||-
 +
||<span style="color: #868686"> <small>''19''</small/> </span>
 
|-
 
|-
||OTXREP||OTX||Various correspondence||-||BCL||-||-||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||Various_Correspondence||reportingCD.state=up||Various correspondence BCL
+
||OTXREP
 +
||OTX
 +
||Various correspondence
 +
||BCL
 +
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_16_0282_FDI_2015.pdf BCL Reporting Instructions OTXREP]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||Various_Correspondence
 +
||reportingCD.state=up
 +
||Reporting OTHER (BCL)
 +
||-
 +
||<span style="color: #868686"> <small>''22''</small/> </span>
 
|-
 
|-
 
|}
 
|}
</div>
+
 
  
 
[[Category: FAQ e-file]]
 
[[Category: FAQ e-file]]

Latest revision as of 11:40, 6 November 2019

Through its dedicated electronic platform, e-file.lu, the Luxembourg Stock Exchange and Fundsquare are able to provide an ideal solution for filing entities for all reporting requirements.

  • e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:

- Commission de Surveillance du Secteur Financier (CSSF)

- Banque Centrale du Luxembourg (BCL)

- Administration des contributions directes (ACD)

- Commissariat aux Assurances (CAA)

  • It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
  • e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.


List of all Reporting types that can be used with e-file


MiFID II / MiFIR

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
TAFREP TAF Article 26 of Regulation
No 600/2014:
Obligation to report transactions
(Markets in financial instruments => MiFIR)
CSSF (-) CSSF - Press release 16/43

(-) CSSF - Circular 17/674

(-) CSSF - TAF Handbook

(-) Manual file transmission
(-) Sending types - Examples
(-) FAQ MiFIR
Sending Service TAF reportingTAF.state=up Report TAF-MIFID 2.1.23 71


Institutions for Occupational Retirement Provision

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
SUFREP IORP Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019 CSSF (-) CSSF - Circular 19/726

(-) Naming convention
(-) Technical note
(-) XBRL taxonomies to be used>


(-) Manual file transmission
(-) Sending types - Examples
Sending Service IORP reportingIORP.state=up Reporting IORP 80

Credit Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
ANTREF
ANTT1M
ANTT2M
ANTT2Q
ANTREF
ANTT1M
ANTT2M
ANTT2Q
AnaCredit:
Collection of granular credit and credit risk data
BCL BCL - Reporting instructions (-) Manual file transmission
(-) Sending types - Examples
Sending Service Anacredit reportingAnacredit.state=up Rapport Anacredit 2.1.24 74
CSDREP CSDR Reporting CSDR:
Introduction of quarterly internalised settlement reporting requirements

pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)

CSSF CSSF - Circular 19/709 (-) Manual file transmission
(-) Sending types - Examples
Sending Service CSDR reportingCSDR.state=up Reporting CSDR-9 2.1.26 78
SHSGRP SHSGRP «SHS-Group» report:
Statistics on holdings of securities by reporting banking groups
BCL BCL - Reporting instructions (-) Manual file transmission
(-) Sending types - Examples
Sending Service GRP_BNK GRP_BNK.state=up BCL SHS report 75
FRCREP B2.4 Information on participating interest
and subordinated loans
CSSF (-) CSSF - Circular CSSF 18/686
(-) CSSF - Reporting instructions B2.4
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP reportingFINREP.state=up Rapport FINREP 2.1.3 73
FRCREP B2.5 Information on staff costs and taxes
and subordinated loans
CSSF (-) CSSF - Circular 17/664
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP reportingFINREP.state=up Rapport FINREP 2.1.3 73
BNNNN B4.4 List of head offices, agencies,
branches and representative offices
CSSF (-) CSSF - Reporting instructions Edifact B4.4
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP\EDIFACT reportingFINREP.EDIFACT.state=up Reporting EDIFACT 2.1.3 16
COFREP SCOREP
SLAREX
SLCRXX
SNSFRX
SALMXX
CCOREP
CLAREX
CLCRXX
CNSFRX
CALMXX
CFINRP
SFINRP
CAEXXX
SAEXXX
CFPXXX
SFPXXX
CSBPXX
SSBPXX
CSBPIM
SSBPIM
CLCRDA
SLCRDA


(-) SCOREP: SSOLV, SIPLO, SLEVR
(-) SLAREX: SLAREX
(-) SLCRXX: SLCR
(-) SNSFRX: SNSFR
(-) SALMXX: SALM
(-) CCOREP: CSOLV, IPLO, CLEVR
(-) CLAREX: CLAREX
(-) CLCRXX: CLCR
(-) CNSFRX: CNSFR
(-) CALMXX: CALMM
(-) CFINRP: CFINRP
(-) SFINRP: SFINRP
(-) CAEXXX: CAE
(-) SAEXXX: SAE
(-) CFPXXX: CFP
(-) SFPXXX: SFP
(-) CSBPXX: CSBP
(-) SSBPXX: SSBP
(-) CSBPIM: CSBPIM
(-) SSBPIM: SSBPIM
(-) CLCRDA: CLCRDA
(-) SLCRDA: SLCRDA
CSSF (-) Regulation (EU) No 680/2014
(-) CSSF - Reporting requirements for credit institutions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service COREP reportingCOREP.state=up Rapport COREP 2.1.4 72
DOCREP AR Annual Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP CO Compliance Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP GR Governance Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IA Internal Audit Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IC ICAAP CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LF Long Form Report CSSF (-) CSSF - Circular 10/457
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ML Management Letter CSSF (-) CSSF - Circular 10/457
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RC Risk Control Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RP Recovery Plan CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP SC Single Customer View CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
S0001 S0.1 Daily deposit BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0101 S1.1 Monthly statistical balance sheet BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0104 S1.4 Adjustments due to valuation effects| BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0105 S1.5 Information on interest rates in EUR BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0108 S1.8 Information on securititation
transactions launched
by credit institutions
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0109 S1.9 Information on CNY (renmibi) operations BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0112-L S1.12-L Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Reporting S1.12 2.1.25 76
S0205-L S2.5-L Quarterly statistical balance sheet BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0205-N S2.5-N Quarterly statistical balance sheet
of credit institutions -
Luxembourg entity and its branches
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up| Statistiques BCL 2.1.5 13
S0208 S2.8 Real estate loans for
Lxuembourg buildings
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0209-L S2.9-L Staff report -
Luxembourg entity
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0209-N S2.9-N Staff report -
Luxembourg entity and its branches
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0302 S3.2 Non balance sheet information BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
TPTBBL TPTBBL Security by security report–
Balance sheet data–
Luxembourg
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBBN TPTBBN Security by security report–
Balance sheet data–
Luxembourg
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBHR TPTBHR Security by security report–
Off-balance sheet data–
Resident customers
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBHN TPTBHN Security by security report–
Off-balance sheet data–
Non-resident
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
BOP101 BOP1.1 Balance of payments reporting BCL (-) BCL - Circular 2007/216
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BOP reportingBOP.state=up Balance des Paiements 2.1.7 12
BOP102 BOP1.2 Cross-border payments
executed for the account
of the resident counterparts
BCL (-) BCL - Circular 2007/216
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BOP reportingBOP.state=up Balance des Paiements 2.1.7 12
SPJ 646REP
663REP
664REP
Notification and execution of court orders CSSF CSSF - Circular 13/566 (-) Manual file transmission
(-) Sending types - Examples
n/a n/a n/a Perquisitions électroniques 2.1.14 48
ESPREP STT Stress test in order to assess
the interest rate risk
arising from non-trading
book activities
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP DCO Fonds de garantie
des dépôts Luxembourg
(FGDL)
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP BRA Quarterly reporting on the
financial health of the branches
parent entities
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP DEP Residential credit deposits CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15

Payment Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
EDPREP Z1.1 Balance sheet CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z1.2 Identification of third-party
funds held and incorporated in the balance sheet
CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z1.4 Capital adequacy of
payment institutions
CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z2.1 Profit and loss accoount CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29



Electronic Money Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
EMEREP W1.1 Balance sheet CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.2 Identification of third-party
funds held and incorporated
in the balance sheet
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.3 Statement of
authorised reinvestments
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.4 Capital adequacy of
electronic money institutions
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W2.1 Profit and loss account CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W4.5 Analysis of shareholdings CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34



Payment Institutions/Electronic Money Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
V0101 V1.1 Customer transfers BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0102 V1.2 Interbank transfers BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0103 V1.3 Domiciliations BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0104 V1.4 Inventory cards / terminals BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0105 V1.5 Card transactiosn (Issuing part) BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0106 V1.6 Card transactiosn (Acquiring part) BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0107 V1.7 Cheques and money orders BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0108 V1.8 Electronic money scheme BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0109 V1.9 Card based e-money schemes BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0110 V1.10 Stock taking of payment accounts in bank money BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0111 V1.11 OTC cash transactions BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0112 V1.12 Transactions via telecommunication, digital or IT device BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0113 V1.13 Credits to the accounts by simple book entry BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0114 V1.14 Debits from the account by simple book entry BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36



Investment Funds

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
- O4.1 Yearly financial information CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
- O4.2 Interventions on the futures and options markets CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
- O1.2 Monthly financial information for guaranteed funds CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
U11 U1.1 Monthly financial information UCITS and UCI CSSF (-) CSSF - Circular 15/627
(-) CSSF - Circular 12/540
(-) CSSF - File naming convention U1.1 reporting
(-) Report Generation
with e-form

(-) Sending types - Examples
(-) How to reply to Global Feedback
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S0103 S1.3 Monthly statistical balance sheet for money market funds (MMF) BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S0106 S1.6 Monthly statistical balance sheet for money market funds (MMF) BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S02013 S2.13 Quarterly statistical balance sheet for non-MMF investment funds BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
TPTOBS TPTOBS Monthly Security by security reporting for investment funds BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
SIC K3.1 Financial information to be submitted by investment companies in risk capital (SICARs) CSSF (-) CSSF - Circular 08/376
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service SICAR reportingSICAR.state=up Reporting SICAR 1.1 17
DOCREP LF NEW:

Long Form reports (UCI Law 2010)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Long_Form reportingLF.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP ML NEW:

Management letters
(-) O: OPC Law 2010
(-) O: Law 2007
(-) K: SICAR

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_Letter reportingML.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP ML NEW:

Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_GFI reportingMLGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP RR

HK

NEW:

Auditor report
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)
NEW:
Report Hong Kong Securities and Futures (HK)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/OTHER reportingDOC_OTH.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP


(-) GR
(-) ID
(-) FC
(-) IA
(-) BC
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN
(-) BD
(-) CO
(-) ET

NEW:
Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\DOC_GFI reportingGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP (-) PC
(-) DE
(-) LE
SIF:
(-) Prospectus (PC)
(-) Offering document (DE)
(-) Letter of explanation (LE)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\PROSP_FIS reportingPFIS.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP (-) PC
(-) PS
(-) LE
UCI:
(-) Prospectus (PC)
(-) Simplified prospectus (PS)
(-) Letter of explanation (LE)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\PROSP_OPC reportingPOPC.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21


DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM
SIF Law 2007:
(-) Annual Report (AR)
(-) Semi-annual report SIF (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM)

NEW SICAR:
(-) Annual Report (AR)
(-) Other periodic report (RO)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Report_FIS reportingRAFIS.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21



DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM
UCI Law 2010:
(-) Annual Report (AR)
(-) Semi-annual report SIF (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (MP)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Report_OPC reportingRFOPC.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP AR
RO
NEW:

Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI)(FR)
(-) Annual Report (AR)
(-) Other periodic report (RO)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/REPORT_GFI reportingRGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21


DOCREP KI Key Investor Information Document

(-) O: OPC Law 2010 and Loi 2007
(-) K: SICAR
(-) V: non-reglem.

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
(-) PRIIPs KID
Sending Service DOC_FIS_OPC\KID_OPC reportingKID.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP MR Management Regulations of UCITS

(-) O: OPC Law 2010
(-) O: Law 2007

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_REGUL reportingMR.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP AI Articles of Incorporation of UCITS

(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) NEW K: SICAR

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\ART_INCORP reportingAI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
n/a n/a Request for delivery of attestations CSSF (-) CSSF - Circulars 19/708

(-) Annexe

(-) UCI attestation request
(-) Sending types - Examples
n/a n/a n/a Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
NOTREP INI or
UPD
Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union CSSF (-) CSSF 11/509
(-) CSSF - Circulars 08/371, 09/423, 11/509
e-file Notification Tool Sending Service DOC_FIS_OPC\NOTIFICATIONS_UCITSIV reportingNotifUcitsIV.state=up (-) Gestion documentaire
(-) Dashboard
(-) Matrice d'enregistrement et de distribution
1.2 28

Alternative Investment Fund Managers (AIFM)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
AIF MAN Alternative Investment Fund reporting (AIF Manager) CSSF CSSF - Circular 14/581 (-) Manual file transmission
(-) Sending types - Examples

(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0

Sending Service AIF reportingAIF.state=up (-) AIF
(-) AMfine
1.1 (filing)
1.3 (if not 1.1)
1.4 (AMFine)
54
AIF AIF Alternative Investment Fund reporting CSSF CSSF - Circular 14/581 (-) Manual file transmission
(-) Sending types - Examples

(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0

Sending Service AIF reportingAIF.state=up (-) AIF
(-) AMfine
1.1 (filing)
1.3 (if not 1.1)
1.4 (AMFine)
54



Management Companies

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
SGOREP G21 (-) SG 1A: Financial situation
(-) SG 1B: Profit and loss account
(-) SG 1C: Table relating to other activities
(-) SG 2: Other activities
(-) SG: Personnel Table relating to staff
CSSF (-) CSSF - Circular 10/467
(-) CSSF - Circular 15/633
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Wiki Sending Service SGO reportingSGO.state=up Rapport Société de Gestion (-) 1.1
(-) 2.1.16
26
DOCREP ML NEW:

Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_GFI reportingMLGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP AR NEW:

Annual report of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/REPORT_GFI reportingRGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP RR

HK

NEW:

Auditor report
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)
NEW:
Report Hong Kong Securities and Futures (HK)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/OTHER reportingDOC_OTH.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP


(-) GR
(-) ID
(-) FC
(-) IA
(-) BC
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN
(-) BD
(-) CO
(-) ET

NEW:
Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)

CSSF (-) CSSF - Circulars 18/698

(-) CSSF - Circulars 19/708
(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\DOC_GFI reportingGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21

Professionals of the Financial Sector (PFS)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
PSFREP (-) Basic reporting
(-) Ad hoc reporting
(-) Annual information
Reporting population:
(-) Investment firms
(-) Specialised PFS
(-) Support PFS
CSSF (-) CSSF - PFS
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service PSF reportingPSF.state=up Rapport PSF 2.1.8 18
DOCREP LF Long Form Report CSSF (-) CSSF - Circular 10/457
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Rapport des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ML Management Letter CSSF (-) CSSF - Circular 10/457
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Rapport des établissements de crédit (-) 1.1
(-) 2.1.17
27
COFREP

SCOREP
SLAREX
SLCRXX
SNSFRX
CCOREP
CLAREX
CLCRXX
CNSFRS
CAEXXX
SAEXXX
CALMXX
SALMXX

(-) SCOREP: SSOLV, SIPLO, SLEVDA
(-) SLAREX: SLAREX
(-) SLCRXX: SLCR
(-) SNSFRX: SNSFR
(-) CCOREP: CSOLV, CIPLO, CLEVDA
(-) CLAREX: CLAREX
(-) CLCRXX: CLCR
(-) CNSFRS: CNSFR
(-) CAEXXX: tbd
(-) SAEXXX: tbd
(-) CALMXX: CALMM
(-) SALMXX: SALMM

CSSF (-) CSSF - Reporting requirements for investment firms
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service COREP reportingCOREP.state=up Rapport COREP 2.1.4 72



Securitisation Vehicles

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
S0214 S2.14 Quarterly statistical balance BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23
S0215 S2.15 Transactions and write-offs/write-downs on securitised loans BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23
TPTTBS TPTTBS Security by security reporting BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23



Financial Companies

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
S0216 S2.16 Quarterly statistical balance of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35
S0217 S2.17 Transactions of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35
TPTIBS TPTIBS Monthly security by security reporting of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35



Insurance Corporations

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
CPR Source file reception from CAA Compte rendu CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 35)
RAC Source file reception from CAA Rapport actuariel CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 36)
RDI Source file reception from CAA Rapport distinct du réviseur CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 37)
RGO Source file reception from CAA Rapport de gouvernance CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 38)
RLB Source file reception from CAA Rapport LBCFT CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 39)
RRE Source file reception from CAA Rapports sur le traitement des réclamations CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 40)
ESP Source file reception from CAA Enquête spécifique CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 41)
ETR Source file reception from CAA Etat trimestriel CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 45)
RSO Source file reception from CAA Rapport distinct Solvabilité 2 du réviseur CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 62)
FIR Source file reception from CAA Fiche de renseignement CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 65)
N01 (Comp); N02 (Comp); N03 (Comp);
N04 (Comp); N05 (Réviseur); N06( Réviseur);
N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp)
n/a Rapports narratifs CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual Wiki Sending Service CAA reportingCAA.state=up Reporting CAA 2.1.20 62
(wkf 63 (Réviseur)/
wkf 64 (Compagnie)
S01; S02; S03; S04; S05;
S06 (Réviseur); S07; S08;
S09; S10; S11; S12; S13;
S14; S15; S16; S17; S18;
S19; S20; S23
n/a XBRL reports Solvency II CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual Sending Service CAA reportingCAA.state=up Reporting CAA 2.1.20 62
(wkf 44)
S0218-L n/a Quarterly statistical balance sheet of insurance corporations – Luxembourg entity BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf42)
S0219-L n/a Information on valuation effects on the balance sheet of insurance corporations BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)
S0403-L n/a Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)
TPTASS n/a Monthly Security by security reporting of insurance corporations BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Wiki Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)

Financial Institutions - Foreign Account Tax Compliance Act (FATCA)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
FATCA FATCA Foreign Account Tax Compliance Act Reporting ACD (-) Circulaire ECHA - n° 3 du 19 janvier 2017
(-) ACD-FATCA
(-) FATCA - User Guide of e-form
(-) FATCA - Onboarding & FAQ
Sending Service FATCA reportingFATCA.state=up Rapport FATCA 2.1.19; 2.2 60



Financial Institutions - Common Reporting Standard (CRS)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
CRS CRS Automatic exchange of
financial account information
on a global level
ACD (-) ACD-CRS
(-) Newsletter 06/02/2017
(-) ECHA-n°4 06/02/2017
(-) CRS - User Guide of e-form
(-) CRS - Onboarding & FAQ
Sending Service CRS reportingCRS.state=up Reporting CRS (-) 2.1.22
(-) 2.3
68



Other reporting CSSF BCL

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
OTHREP OTH Other reporting CSSF Naming convention for CSSF reportings (-) Manual file transmission
(-) Sending types - Examples
Sending Service OTH reportingOTH.state=up Reporting OTHER (CSSF) - 19
OTXREP OTX Various correspondence BCL BCL Reporting Instructions OTXREP (-) Manual file transmission
(-) Sending types - Examples
Sending Service Various_Correspondence reportingCD.state=up Reporting OTHER (BCL) - 22