Difference between revisions of "Transmission Module"

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<span id="BackToTop"></span>
<div class="noprint" style="background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;">
<span style="color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; ">
[[#BackToTop|Back to the Top]]
</div>
<div style="text-align: right; direction: ltr; margin-left: 1em;">[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]</div>
<div style="text-align: right; direction: ltr; margin-left: 1em;">[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]</div>


= Operating mode=
= '''Main functionalities''' =
 
 
*Encryption and decryption of documents (files are encrypted with pkcs7 format)
*Transmission of documents to supervisory authorities (The envelope/filing are encrypted and signed, the content is encrypted with AES-256-CBC algorthim)
*Keystore setup on the workstation
 
= '''System requirements''' =  


e-file is compatible with all '''Windows''' and '''Mac Os''' versions.


<u>Main functionalities of the Transmission Module:</u>
Here see the prerequisites for the transmission module, and there those for the sending service : [[Sending_Service#Prerequisites]]
*Encryption and decryption of documents
*Transmission of documents to supervisory authorities
*Keystore generation
*Certificate Request generation and activation


== Reporting services using www.e-file.lu ==


Using this version of the transmission module : [[File:IconTransmissionModule.png | border]], you need :




= System requirements =  
{|border="1" cellspacing="2" cellpadding="10" style="text-align:left; width=80%;"


e-file is compatible with all '''Windows''' and '''Mac Os''' versions.
|-
|
! scope="col" | Prerequisites
|-
! scope="row" | Proxy, antivirus
| The ports '''80''' (HTTP) and '''443''' (HTTPS) must be enabled<br>as well as those technical URLs : '''www.e-file.lu/WSEfileFlex''' and  '''www.e-file.lu/WSEfile'''
|-
! scope="row" | Cookies
|Cookies have to be '''enabled''' <br> [https://www.whatismybrowser.com/guides/how-to-enable-cookies/ How to enable Cookies]
|-
! scope="row" | Web browsers
| e-file is compliant with most current browsers, in their default setup :  [[File:Icon Chrome.png | 30px]] [[File:Edge Chromium.jpg | 45px]] [[File:logo_ff.jpg | 35px]] [[File:logo_safari.jpg | 40px]]<br>Please call us if you have a particular configuration.
|}


The only real requirement, in addition to '''internet access''', is to have a <span style="color: #C00000">'''java 1.8''' </span> or above execution environment'''
<br>
This can be downloaded directly from [http://java.com Java official webpage], and following the default installation link.<br><br>


== Reporting services using www.e-file.lu ==
If, for some exceptional circumstances, you are still using the former module : [[File:IconTransmissionModule_old.png | border]], you still need this :


  {|border="1" cellspacing="2" cellpadding="10" style="text-align:left; width=80%;"
  {|border="1" cellspacing="2" cellpadding="10" style="text-align:left; width=80%;"
Line 80: Line 101:
  |-
  |-
  ! scope="row" | LuxTrust certificate order
  ! scope="row" | LuxTrust certificate order
  | For encryption purposes, a Luxtrust SSL certificate is mandatory to use our services.<br>
  | ''All reporting files transmitted to the CSSF through the external transmission channels must be encrypted according to the standards defined in the related document of Circular CSSF 23/833 “Methods of transmitting reports via external channels”.'' ([https://www.cssf.lu/en/file-transport-and-data-protection/ See more about data protection])<br>
For encryption purposes, a Luxtrust SSL certificate is mandatory to use our services.<br>
To be able to order the certificate on Luxtrust’s webpage [http://www.easyssl.lu www.easyssl.lu] you need to use a modern browser (Chrome, Edge, Firefox, Safari, ...)
To be able to order the certificate on Luxtrust’s webpage [http://www.easyssl.lu www.easyssl.lu] you need to use a modern browser (Chrome, Edge, Firefox, Safari, ...)


Line 86: Line 108:
  |}
  |}


= Manual file transmission =
= '''Manual file transmission''' =


Our Transmission Module allows you to submit reports and documents to Luxembourg authorities.
Our Transmission Module allows you to submit reports and documents to Luxembourg authorities.
Line 126: Line 148:
! <span> <small>''Internal <br /> business ID''</small/> </span>
! <span> <small>''Internal <br /> business ID''</small/> </span>
</div>
</div>
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | 08/371 FIS prospectus
| style="vertical-align:middle; color:#202122;" | 08/371 FIS prospectus
| style="vertical-align:middle; color:#202122;" | SIF:<br />    (-) Prospectus (PC)<br />    (-) Offering document (DE)<br />    (-) Letter of explanation (LE)
| style="vertical-align:middle; color:#202122;" | SIF:<br />    (-) Prospectus (PC)<br />    (-) Offering document (DE)<br />    (-) Letter of explanation (LE)
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 83
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 83
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | 08/371 FIS report
| style="vertical-align:middle; color:#202122;" | 08/371 FIS report
| style="vertical-align:middle; color:#202122;" | SIF:<br />    (-) Annual Report (AR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (PM)<br />    SICAR:<br />    (-) Annual Report (AR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (PM)
| style="vertical-align:middle; color:#202122;" | SIF:<br />    (-) Annual Report (AR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (PM)<br />    SICAR:<br />    (-) Annual Report (AR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (PM)
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 87
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 87
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | 08/371 report
| style="vertical-align:middle; color:#202122;" | 08/371 report
| style="vertical-align:middle; color:#202122;" | UCI:<br />    (-) Annual Report (AR)<br />    (-) Semi-annual report (SR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (MP)
| style="vertical-align:middle; color:#202122;" | UCI:<br />    (-) Annual Report (AR)<br />    (-) Semi-annual report (SR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (MP)
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 89
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 89
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | 08/371 report not in 08/371
| style="vertical-align:middle; color:#202122;" | 08/371 report not in 08/371
| style="vertical-align:middle; color:#202122;" | (-) Auditor  report (RR)<br />    (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)
| style="vertical-align:middle; color:#202122;" | (-) Auditor  report (RR)<br />    (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund  Manag.)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund  Manag.)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 88
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 88
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | 08/371 UCI prospectus
| style="vertical-align:middle; color:#202122;" | 08/371 UCI prospectus
| style="vertical-align:middle; color:#202122;" | UCI:<br />    (-) Prospectus (PC)<br />    (-) Simplified prospectus (PS)<br />    (-) Letter of explanation (LE)
| style="vertical-align:middle; color:#202122;" | UCI:<br />    (-) Prospectus (PC)<br />    (-) Simplified prospectus (PS)<br />    (-) Letter of explanation (LE)
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 84
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 84
|- style="vertical-align:middle; background-color:#FFF;"
| style="color:#202122;" | Agrément société de gestion
| style="color:#202122;" | tbd
| style="font-size:small; color:#202122;" | tbd
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 67
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | AIF Reporting
| style="vertical-align:middle; color:#202122;" | AIF Reporting
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | AIFREP
| style="vertical-align:middle; color:#202122;" | AIFREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip<br />    AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
| style="vertical-align:middle; color:#202122;" | AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip<br />    AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Alternative_Investment_Fund_Managers_(AIFM)]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Alternative_Investment_Fund_Managers_(AIFM)]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 54<br />    wkf 24
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 54<br />    wkf 24
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | AML_AIFM_REG Reporting
| style="vertical-align:middle; color:#202122;" | E-file  should no longer be used for this procedure -ET-!!!!!!
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BD-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-CO-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ET-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 133
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | AnaCredit
| style="vertical-align:middle; color:#202122;" | AnaCredit
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | ANTREF<br />    ANTT1M<br />    ANTT2M<br />    ANTT2Q
| style="vertical-align:middle; color:#202122;" | ANTREF<br />    ANTT1M<br />    ANTT2M<br />    ANTT2Q
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | ANTREF_201801_LUB00999_20180205-001.xml<br />    ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml
| style="vertical-align:middle; color:#202122;" | ANTREF_201801_LUB00999_20180205-001.xml<br />    ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 74<br />    wkf 122
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 74<br />    wkf 122
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | BCL statistics
| style="vertical-align:middle; color:#202122;" | BCL statistics
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | S0.1; S1.1;  S1.4; S1.5;<br />    S1.8; S1.9; S2.5-L; S2.5-N;<br />    S2.8; S2.9-L; S 2.9-N; S3.2
| style="vertical-align:middle; color:#202122;" | S0.1; S1.1;  S1.4; S1.5;<br />    S1.8; S1.9; S2.5-L; S2.5-N;<br />    S2.8; S2.9-L; S 2.9-N; S3.2
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | S0001_L1_20130616_B000000999_B000000999_20130617_001.xml
| style="vertical-align:middle; color:#202122;" | S0001_L1_20130616_B000000999_B000000999_20130617_001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 13<br />    wkf 96
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 13<br />    wkf 96
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | COREP report
| style="vertical-align:middle; color:#202122;" | COREP report
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | COFREP
| style="vertical-align:middle; color:#202122;" | COFREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl<br />    COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip<br />    COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip
| style="vertical-align:middle; color:#202122;" | COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl<br />    COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip<br />    COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 72<br />    wkf 85
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 72<br />    wkf 85
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Credit institution reporting
| style="vertical-align:middle; color:#202122;" | Credit institution reporting
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | AR: Annual  Report<br />    AS: Annual report consolidated<br />    CO: Compliance Report<br />    GR: Governance Report<br />    IA: Internal Audit Report<br />    IC: ICAAP<br />    ID: ICAAP Consolidated<br />    LF: Long Form Report<br />    LC: Long Form consolidated<br />    LD: Long form branch or specific participation<br />    ML:ManagementLetter<br />    MC: Management letter consolidated<br />    RC: Risk Control Report<br />    RP: Recovery Plan<br />    SC: Single Customer View<br />    LG: Reconciliation LuxGAAP FINREP<br />    RR: Results distribution <br />      <br />    BD: AC member list <br />      IL: ILAAP <br />      IM: ILAAP consolidated <br />    AC: Audit report on AML/CTF<br />    MF: Audit report on rules of conduct<br />    MM: Head quarter annual report<br />    RE: Report on out-of-court complaint resolution<br />    TR: Table on out-of-court complaint resolution<br />    AD: Circ. 18/697 annexe1
| style="vertical-align:middle; color:#202122;" | AR: Annual  Report<br />    AS: Annual report consolidated<br />    CO: Compliance Report<br />    GR: Governance Report<br />    IA: Internal Audit Report<br />    IC: ICAAP<br />    ID: ICAAP Consolidated<br />    LF: Long Form Report<br />    LC: Long Form consolidated<br />    LD: Long form branch or specific participation<br />    ML:ManagementLetter<br />    MC: Management letter consolidated<br />    RC: Risk Control Report<br />    RP: Recovery Plan<br />    SC: Single Customer View<br />    LG: Reconciliation LuxGAAP FINREP<br />    RR: Results distribution <br />      <br />    BD: AC member list <br />      IL: ILAAP <br />      IM: ILAAP consolidated <br />    AC: Audit report on AML/CTF<br />    MF: Audit report on rules of conduct<br />    MM: Head quarter annual report<br />    RE: Report on out-of-court complaint resolution<br />    TR: Table on out-of-court complaint resolution<br />    AD: Circ. 18/697 annexe1
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf
| style="vertical-align:middle; color:#202122;" | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 27<br />    wkf 92
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 27<br />    wkf 92
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | CRS report
| style="vertical-align:middle; color:#202122;" | CRS report
| style="text-decoration:underline; background-color:#FFF; color:#0563C1;" | CRS
| style="text-decoration:underline; color:#0563C1;" | CRS
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml
| style="vertical-align:middle; color:#202122;" | CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Institutions_-_Common_Reporting_Standard_(CRS)]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Institutions_-_Common_Reporting_Standard_(CRS)]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 68<br />    wkf
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 68<br />    wkf
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | CSSF attestation
| style="vertical-align:middle; color:#202122;" | CSSF attestation
| style="text-decoration:underline; color:#0563C1;" | CSSF attestation  request
| style="text-decoration:underline; color:#0563C1;" | CSSF attestation  request
| style="vertical-align:middle; font-size:small; color:#202122;" | -
| style="vertical-align:middle; color:#202122;" | -
| style="text-align:center; vertical-align:middle;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="vertical-align:middle; color:#202122;" | -
| style="vertical-align:middle; color:#202122;" | -
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 104
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 104
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | CSSF enquiry
| style="vertical-align:middle; color:#202122;" | CSSF enquiry
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | ESPREP
| style="vertical-align:middle; color:#202122;" | ESPREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | ESPREP-B0999-2008-06-STT.xls
| style="vertical-align:middle; color:#202122;" | ESPREP-B0999-2008-06-STT.xls
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 15<br />    wkf 78
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 15<br />    wkf 78
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | Data payment collection (CDP)
| style="vertical-align:middle; color:#202122;" | Data payment collection (CDP)
| style="vertical-align:middle; color:#202122;" | V1.1 - V1.300-F
| style="vertical-align:middle; color:#202122;" | V1.1 - V1.300-F
| style="vertical-align:middle; font-size:small; color:#202122;" | V0101_L2_201601_W000000003_B000000999_20160201_001.xml
| style="vertical-align:middle; color:#202122;" | V0101_L2_201601_W000000003_B000000999_20160201_001.xml
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Payment_Institutions/Electronic_Money_Institutions]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Payment_Institutions/Electronic_Money_Institutions]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 36<br />    wkf 74
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 36<br />    wkf 74
|- style="vertical-align:middle; background-color:#FFF;"
|- style="vertical-align:middle;"
| style="color:#202122;" | Divers/Autres
| style="color:#202122;" | Informations diverses d'ordre général
| style="color:#202122;" | tbd
| style="color:#202122;" | Amendment to an  existing instrument
| style="font-size:small; color:#202122;" | tbd
| style="color:#202122;" | No file name  convention
| style="text-align:center;" | No
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5<br />    wkf 73
| style="font-style:italic; color:#868686;" | bus 5<br />    wkf 73
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | EDP report
| style="vertical-align:middle; color:#202122;" | EDP report
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | EDPREP
| style="vertical-align:middle; color:#202122;" | EDPREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls
| style="vertical-align:middle; color:#202122;" | EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Electronic_Money_Institutions]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Electronic_Money_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 29<br />    wkf 109
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 29<br />    wkf 109
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | EME report
| style="vertical-align:middle; color:#202122;" | EME report
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | EMEREP
| style="vertical-align:middle; color:#202122;" | EMEREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | EMEREP-W9999-2011-03-W11-L0-L-N--.xls
| style="vertical-align:middle; color:#202122;" | EMEREP-W9999-2011-03-W11-L0-L-N--.xls
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Electronic_Money_Institutions]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Electronic_Money_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 34<br />    wkf 110
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 34<br />    wkf 110
|- style="vertical-align:middle; background-color:#FFF;"
|-
| style="color:#202122;" | Envoi de documents à la CSSF
| style="color:#202122;" | tbd
| style="font-size:small; color:#202122;" | tbd
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 1<br />    wkf 79
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | FATCA sending
| style="vertical-align:middle; color:#202122;" | FATCA sending
| style="text-decoration:underline; color:#0563C1;" | FATCA
| style="text-decoration:underline; color:#0563C1;" | FATCA
| style="vertical-align:middle; font-size:small; color:#202122;" | FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml
| style="vertical-align:middle; color:#202122;" | FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Institutions_-_Foreign_Account_Tax_Compliance_Act_(FATCA]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Institutions_-_Foreign_Account_Tax_Compliance_Act_(FATCA]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 60<br />    wkf
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 60<br />    wkf
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | Fin. Rep. of GFI
| style="vertical-align:middle; color:#202122;" | Fin. Rep. of GFI
| style="vertical-align:middle; color:#202122;" | (-) Annual  management company report (AR)<br />    (-) Letter of explanation (LE)<br />    (-) Management company rep., other frequency (RO)<br />    (-) Response to the CSSF<br />    (-) Miscellaneous report
| style="vertical-align:middle; color:#202122;" | (-) Annual  management company report (AR)<br />    (-) Letter of explanation (LE)<br />    (-) Management company rep., other frequency (RO)<br />    (-) Response to the CSSF<br />    (-) Miscellaneous report
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />    DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    no naming convention<br />    no naming convention<br />    no naming convention
| style="vertical-align:middle; color:#202122;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />    DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    no naming convention<br />    no naming convention<br />    no naming convention
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 80
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 80
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | FINREP report
| style="vertical-align:middle; color:#202122;" | FINREP report
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | B2.4<br />    B2.5
| style="vertical-align:middle; color:#202122;" | B2.4<br />    B2.5
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML<br />    FRCREP-B9999-2007-12-B24-L2-L-N--.zip
| style="vertical-align:middle; color:#202122;" | FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML<br />    FRCREP-B9999-2007-12-B24-L2-L-N--.zip
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 73<br />    wkf 86
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 73<br />    wkf 86
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Issuing companies reporting<br />    (=> BCL - Financial Companies reporting)
| style="vertical-align:middle; color:#202122;" | Issuing companies reporting
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | S2.16<br />    S2.17
| style="vertical-align:middle; color:#202122;" | S2.16<br />    S2.17
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml<br />    S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
| style="vertical-align:middle; color:#202122;" | S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml<br />    S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Companies]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Companies]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 35<br />    wkf 90
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 35<br />    wkf 90
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | Key investor document
| style="vertical-align:middle; color:#202122;" | Key investor document
| style="vertical-align:middle; color:#202122;" | Key Investor  Information Document
| style="vertical-align:middle; color:#202122;" | Key Investor  Information Document
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf<br />    DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf<br />    DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 108
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 108
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | Long forms CSSF 09/423
| style="vertical-align:middle; color:#202122;" | Long forms CSSF 09/423
| style="vertical-align:middle; color:#202122;" | (-)Long Form  reports (LF)
| style="vertical-align:middle; color:#202122;" | (-)Long Form  reports (LF)
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 81
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 81
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | Management company report
| style="vertical-align:middle; color:#202122;" | Management company report
| style="vertical-align:middle; color:#202122;" | SGOREP
| style="vertical-align:middle; color:#202122;" | SGOREP
| style="vertical-align:middle; font-size:small; color:#202122;" | SGOREP-S9999-2009-03-G21-L2-S-N--.xls
| style="vertical-align:middle; color:#202122;" | SGOREP-S9999-2009-03-G21-L2-S-N--.xls
| style="text-align:center; vertical-align:middle;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" |  
| style="text-decoration:underline; color:#0563C1;" |  
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 26<br />    wkf 95
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 26<br />    wkf 95
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | Management letters CSSF 09/423
| style="vertical-align:middle; color:#202122;" | Management letters CSSF 09/423
| style="vertical-align:middle; color:#202122;" | Management  letters (ML)<br />    (OPC Loi 2010, OPC Loi 2007, SICAR)
| style="vertical-align:middle; color:#202122;" | Management  letters (ML)<br />    (OPC Loi 2010, OPC Loi 2007, SICAR)
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)
| style="text-align:center; vertical-align:middle;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 82
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 82
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | Management letters of GFI
| style="vertical-align:middle; color:#202122;" | Management letters of GFI
| style="vertical-align:middle; color:#202122;" | (-) Management  letters (ML)<br />    (Investment fund manager (IFM)<br />    Gestionnaire des fonds d'investissment (GFI))<br />    (-) Letter of explanation (LE)
| style="vertical-align:middle; color:#202122;" | (-) Management  letters (ML)<br />    (Investment fund manager (IFM)<br />    Gestionnaire des fonds d'investissment (GFI))<br />    (-) Letter of explanation (LE)
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| style="vertical-align:middle; color:#202122;" | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 125
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 125
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | Management regulation/status
| style="vertical-align:middle; color:#202122;" | Management regulation/status
| style="vertical-align:middle; color:#202122;" | (-) DOCREP MR:  Management Regulations of UCITS (MR)<br />    (-) DOCREP AI: Articles of Incorporation of UCITS (AI)<br />    (-)DOCREP AI: Articles of Incorporation of SICAR (AI)
| style="vertical-align:middle; color:#202122;" | (-) DOCREP MR:  Management Regulations of UCITS (MR)<br />    (-) DOCREP AI: Articles of Incorporation of UCITS (AI)<br />    (-)DOCREP AI: Articles of Incorporation of SICAR (AI)
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR)
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR)
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 108
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 108
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Mifir reporting
| style="vertical-align:middle; color:#202122;" | Mifir reporting
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | TAFREP
| style="vertical-align:middle; color:#202122;" | TAFREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | TAFREP-B00000001-2017-04-15-123456.xml
| style="vertical-align:middle; color:#202122;" | TAFREP-B00000001-2017-04-15-123456.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#MiFID_II_/_MiFIR]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#MiFID_II_/_MiFIR]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 71<br />    wkf 115
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 71<br />    wkf 115
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | MMF reporting
| style="vertical-align:middle; color:#202122;" | Reporting Money Market Fund
| style="vertical-align:middle; color:#202122;" | MMFREP
| style="vertical-align:middle; color:#202122;" | MMFREP
| style="vertical-align:middle; font-size:small; color:#202122;" | MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip<br />    MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip
| style="vertical-align:middle; color:#202122;" | MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip<br />    MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip
| style="text-align:center; vertical-align:middle;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" |  
| style="text-decoration:underline; color:#0563C1;" |  
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 83
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 83
|- style="vertical-align:middle; background-color:#FFF;"
|- style="vertical-align:middle;"
| style="color:#202122;" | Modification group UCI
| style="color:#202122;" | Modification group UCI
| style="color:#202122;" | (-)  Prospectus<br />    (-) Prospectus Addendum<br />    (-) Registration request<br />    (-) Incorporating documents<br />    (-) Other informational and marketing documents<br />    (-) Depositary bank agreement<br />    (-) Management agreement<br />    (-) Advisory agreement<br />    (-) Distribution agreement<br />    (-) Domiciliation agreementt
| style="color:#202122;" | (-)  Prospectus<br />    (-) Prospectus Addendum<br />    (-) Registration request<br />    (-) Incorporating documents<br />    (-) Other informational and marketing documents<br />    (-) Depositary bank agreement<br />    (-) Management agreement<br />    (-) Advisory agreement<br />    (-) Distribution agreement<br />    (-) Domiciliation agreementt
| style="font-size:small; color:#202122;" | No file name  convention
| style="color:#202122;" | No file name  convention
| style="text-align:center;" | No
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 69
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 69
|- style="vertical-align:middle; background-color:#FFF;"
|- style="vertical-align:middle;"
| style="color:#202122;" | Modification société gestion
| style="color:#202122;" | tbd
| style="font-size:small; color:#202122;" | tbd
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 70
|- style="vertical-align:middle; background-color:#FFF;"
| style="color:#202122;" | Modification UCI
| style="color:#202122;" | Modification UCI
| style="color:#202122;" | (-)  Prospectus<br />    (-) Prospectus Addendum<br />    (-) Registration request<br />    (-) Incorporating documents<br />    (-) Other informational and marketing documents<br />    (-) Depositary bank agreement<br />    (-) Management agreement<br />    (-) Advisory agreement<br />    (-) Distribution agreement<br />    (-) Domiciliation agreementt
| style="color:#202122;" | (-)  Prospectus<br />    (-) Prospectus Addendum<br />    (-) Registration request<br />    (-) Incorporating documents<br />    (-) Other informational and marketing documents<br />    (-) Depositary bank agreement<br />    (-) Management agreement<br />    (-) Advisory agreement<br />    (-) Distribution agreement<br />    (-) Domiciliation agreementt
| style="font-size:small; color:#202122;" | No file name  convention
| style="color:#202122;" | No file name  convention
| style="text-align:center;" | No
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 68
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 68
|- style="vertical-align:middle; background-color:#FFF;"
|- style="vertical-align:middle;"
| style="font-weight:bold; color:#202122;" | Non LU UCI registration
| style="color:#202122;" | Non LU UCI registration
| style="color:#202122;" | KIID,  prospectus, FactSheet...
| style="color:#202122;" | KIID,  prospectus, FactSheet...
| style="font-size:small; color:#202122;" | KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf
| style="color:#202122;" | KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf
| style="text-align:center; font-weight:bold;" | No
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 30<br />    wkf 107
| style="font-style:italic; color:#868686;" | bus 30<br />    wkf 107
|- style="vertical-align:middle; background-color:#FFF;"
|-
| style="color:#202122;" | Notification 2002/77
| style="color:#202122;" | tbd
| style="font-size:small; color:#202122;" | tbd
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 1<br />    wkf 72
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Other closing documents of GFI
| style="vertical-align:middle; color:#202122;" | Other closing documents of GFI
| style="vertical-align:middle; color:#202122;" | (-) Risk  management function(GR)<br />    (-) OPCVM instruments information (ID)<br />    (-) Compliance Function (FC)<br />    (-) Internal audit function report (IA)<br />    (-) LBC/FT Obligation (BC)<br />    (-) Complaints handling (TP)<br />    (-) Authorized third party complaints (LP)<br />    (-) Risk Management Procedure (PG)<br />    (-) Organization chart (OG)<br />    (-) Mandates table (TM)<br />    (-) Delegates of RFI (RD)<br />    (-) Branch activity (AS),<br />    (-) Own funds ratio (FP)<br />    (-) Risk management procedure AIFM (PN)<br />    (-) Minutes of meetings of the governing body (Board of directors or  management board) (BD)<br />    (-) Minutes of the conducting officers' meeting during the year 2018,  during which LBC / FT topics were discussed (CO)<br />    (-) Evidence that all of the manager's employees have completed AML / CFT  training (ET)<br />
| style="vertical-align:middle; color:#202122;" | (-) Risk  management function(GR)<br />    (-) OPCVM instruments information (ID)<br />    (-) Compliance Function (FC)<br />    (-) Internal audit function report (IA)<br />    (-) LBC/FT Obligation (BC)<br />    (-) Complaints handling (TP)<br />    (-) Authorized third party complaints (LP)<br />    (-) Risk Management Procedure (PG)<br />    (-) Organization chart (OG)<br />    (-) Mandates table (TM)<br />    (-) Delegates of RFI (RD)<br />    (-) Branch activity (AS),<br />    (-) Own funds ratio (FP)<br />    (-) Risk management procedure AIFM (PN)<br />    (-) Minutes of meetings of the governing body (Board of directors or  management board) (BD)<br />    (-) Minutes of the conducting officers' meeting during the year 2018,  during which LBC / FT topics were discussed (CO)<br />    (-) Evidence that all of the manager's employees have completed AML / CFT  training (ET)<br />
| style="vertical-align:middle; font-size:small; color:#202122;" | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi  2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15  Loi 2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls  (SIAG/FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG)
| style="vertical-align:middle; color:#202122;" | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi  2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15  Loi 2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls  (SIAG/FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG)
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 126
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 126
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | OTHER reporting<br />    (=> CSSF)
| style="vertical-align:middle; color:#202122;" | OTHER reporting<br />    (=> CSSF)
| style="vertical-align:middle; color:#202122;" | OTHREP
| style="vertical-align:middle; color:#202122;" | OTHREP
| style="vertical-align:middle; font-size:small; color:#202122;" | OTHREP-B9999-HELLO_WORLD.xlsx
| style="vertical-align:middle; color:#202122;" | OTHREP-B9999-HELLO_WORLD.xlsx
| style="text-align:center; vertical-align:middle;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Other_reporting_CSSF_BCL]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Other_reporting_CSSF_BCL]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 19<br />    wkf 93
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 19<br />    wkf 93
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Payments balance
| style="vertical-align:middle; color:#202122;" | Payments balance
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | BOP
| style="vertical-align:middle; color:#202122;" | BOP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | BOP101_20130616_B000000999_B000000999_20130617_001.xml
| style="vertical-align:middle; color:#202122;" | BOP101_20130616_B000000999_B000000999_20130617_001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 12<br />    wkf 105
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 12<br />    wkf 105
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | PSF report
| style="vertical-align:middle; color:#202122;" | PSF report
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | PSFREP
| style="vertical-align:middle; color:#202122;" | PSFREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx
| style="vertical-align:middle; color:#202122;" | PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Professionals_of_the_Financial_Sector_(PFS)]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Professionals_of_the_Financial_Sector_(PFS)]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 18<br />    wkf 94
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 18<br />    wkf 94
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | Rapport narratif (CAA) (Companie) -<br />    Governance Re
| style="vertical-align:middle; color:#202122;" | Rapport narratif (CAA) (Companie) -<br />    Governance Re
| style="text-decoration:underline; color:#0563C1;" | no source files
| style="text-decoration:underline; color:#0563C1;" | no source files
| style="vertical-align:middle; font-size:small; color:#202122;" | N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| style="vertical-align:middle; color:#202122;" | N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />    wkf 64
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />    wkf 64
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | Rapport narratif (CAA) (Réviseur) -<br />    Governance Rep
| style="vertical-align:middle; color:#202122;" | Rapport narratif (CAA) (Réviseur) -<br />    Governance Rep
| style="text-decoration:underline; color:#0563C1;" | no source files
| style="text-decoration:underline; color:#0563C1;" | no source files
| style="vertical-align:middle; font-size:small; color:#202122;" | N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| style="vertical-align:middle; color:#202122;" | N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />    wkf 63
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />    wkf 63
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Reporting CSDR
| style="vertical-align:middle; color:#202122;" | Reporting CSDR
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | CSDREP
| style="vertical-align:middle; color:#202122;" | CSDREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip
| style="vertical-align:middle; color:#202122;" | CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 78<br />    wkfxxx
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 78<br />    wkfxxx
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Reporting EDIFACT
| style="vertical-align:middle; color:#202122;" | Reporting EDIFACT
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | B4.4 (Credit  institutions)
| style="vertical-align:middle; color:#202122;" | B4.4 (Credit  institutions)
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | B0001809.T01
| style="vertical-align:middle; color:#202122;" | B0001809.T01
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 73<br />    wkf 86
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 73<br />    wkf 86
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Reporting IORP
| style="vertical-align:middle; color:#202122;" | Reporting IORP
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | SUFREP
| style="vertical-align:middle; color:#202122;" | SUFREP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip
| style="vertical-align:middle; color:#202122;" | SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Institutions_for_Occupational_Retirement_Provision]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Institutions_for_Occupational_Retirement_Provision]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 80<br />    wkf 130
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 80<br />    wkf 130
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Reporting S1.12-L
| style="vertical-align:middle; color:#202122;" | Reporting S1.12-L
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | S1.12-L
| style="vertical-align:middle; color:#202122;" | S1.12-L
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml
| style="vertical-align:middle; color:#202122;" | S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 76<br />    wkf 124
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 76<br />    wkf 124
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Reporting securities by securities of issuing companies<br />    (=> BCL - Financial Companies reporting)
| style="vertical-align:middle; color:#202122;" | Reporting securities by securities of issuing companies
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | TPTIBS
| style="vertical-align:middle; color:#202122;" | TPTIBS
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
| style="vertical-align:middle; color:#202122;" | TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Companies]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Companies]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 35<br />    wkf 90
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 35<br />    wkf 90
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | Reporting Sicar
| style="vertical-align:middle; color:#202122;" | Sicar reporting
| style="vertical-align:middle; color:#202122;" | SICREP
| style="vertical-align:middle; color:#202122;" | SICREP
| style="vertical-align:middle; font-size:small; color:#202122;" | SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls
| style="vertical-align:middle; color:#202122;" | SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls
| style="text-align:center; vertical-align:middle;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 17<br />    wkf 112
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 17<br />    wkf 112
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | Reporting U
| style="vertical-align:middle; color:#202122;" | Reporting U
| style="vertical-align:middle; color:#202122;" | U1.1
| style="vertical-align:middle; color:#202122;" | U1.1
| style="vertical-align:middle; font-size:small; color:#202122;" | U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml
| style="vertical-align:middle; color:#202122;" | U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 8<br />    wkf
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 8<br />    wkf
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Security by security Banks
| style="vertical-align:middle; color:#202122;" | Security by security Banks
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | TPTBBL; TPTBBN;  TPTBHR; TPTBHN
| style="vertical-align:middle; color:#202122;" | TPTBBL; TPTBBN;  TPTBHR; TPTBHN
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml
| style="vertical-align:middle; color:#202122;" | TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 20<br />    wkf 97
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 20<br />    wkf 97
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | SHS-Group reporting
| style="vertical-align:middle; color:#202122;" | BCL SHS
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | SHSGRP
| style="vertical-align:middle; color:#202122;" | SHSGRP
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | SHSGRP_201709_LUB00999_20171206_001.xml
| style="vertical-align:middle; color:#202122;" | SHSGRP_201709_LUB00999_20171206_001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 75<br />    wkf 123
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 75<br />    wkf 123
|- style="vertical-align:middle; background-color:#FFF;"
|- style="vertical-align:middle;"
| style="color:#202122;" | SIAG (03/108)
| style="color:#202122;" | SIAG (03/108)
| style="color:#202122;" | (-)  Miscellaneous<br />    (-) Miscellaneous report<br />    (-) Reponse to the CSSF
| style="color:#202122;" | (-)  Miscellaneous<br />    (-) Miscellaneous report<br />    (-) Reponse to the CSSF
| style="font-size:small; color:#202122;" | No file name  convention
| style="color:#202122;" | No file name  convention
| style="text-align:center;" | No
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 71
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 71
|- style="background-color:#FFF;"
|-
| style="vertical-align:middle; color:#202122;" | Solvency II Reporting
| style="vertical-align:middle; color:#202122;" | Solvency II Reporting
| style="text-decoration:underline; color:#0563C1;" | no source files
| style="text-decoration:underline; color:#0563C1;" | no source files
| style="vertical-align:middle; font-size:small; color:#202122;" | S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| style="vertical-align:middle; color:#202122;" | S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />    wkf 44
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />    wkf 44
|-
|-
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | Titrisation vehicles<br />    (=> BCL - Securitisation Vehicles reporting)
| style="vertical-align:middle; color:#202122;" | Titrisation vehicles
| style="vertical-align:middle; background-color:#FFF; color:#202122;" | S2.14<br />    S2.15<br />    TPTTBS
| style="vertical-align:middle; color:#202122;" | S2.14<br />    S2.15<br />    TPTTBS
| style="vertical-align:middle; font-size:small; background-color:#FFF; color:#202122;" | S0214_L1_201412_T000000999_T000123001_20150120_001.xml<br />    S0215_L1_201412_T000000999_T000123001_20150120_001.xml<br />    TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml
| style="vertical-align:middle; color:#202122;" | S0214_L1_201412_T000000999_T000123001_20150120_001.xml<br />    S0215_L1_201412_T000000999_T000123001_20150120_001.xml<br />    TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml
| style="text-align:center; vertical-align:middle; background-color:#FFF;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Securitisation_Vehicles]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Securitisation_Vehicles]]
| style="vertical-align:middle; font-style:italic; background-color:#FFF; color:#868686;" | bus 23<br />    wkf 98
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 23<br />    wkf 98
|- style="vertical-align:middle; background-color:#FFF;"
|-
| style="color:#202122;" | UCI agreement<br />    Since 01/11/2019 the creation and transmission of <br />    the 5001 procedure via our channel is no longer possible.
| style="color:#202122;" | (-)  Prospectus<br />    (-) Registration request<br />    (-) Incorporating document<br />    (-) Other informational and marketing documents<br />    (-) Depositary bank agreement<br />    (-) Management agreement<br />    (-) Advisory agreement<br />    (-) Distribution agreement<br />    (-) Domiciliation agreementt<br />    (-) Miscellaneous agreement
| style="font-size:small; color:#202122;" | No file name  convention
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 66
|- style="background-color:#FFF;"
| style="vertical-align:middle; color:#202122;" | Various correspondence (OTH)<br />    (=> BCL -OTHER reporting)
| style="vertical-align:middle; color:#202122;" | Various correspondence (OTH)<br />    (=> BCL -OTHER reporting)
| style="vertical-align:middle; color:#202122;" | OTXREP
| style="vertical-align:middle; color:#202122;" | OTXREP
| style="vertical-align:middle; font-size:small; color:#202122;" | OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls
| style="vertical-align:middle; color:#202122;" | OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Other_reporting_CSSF_BCL]]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Other_reporting_CSSF_BCL]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 22<br />    wkf 75
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 22<br />    wkf 75
|- style="vertical-align:middle; background-color:#FFF; color:#202122;"
|-
| Wrong name: Management company end<br />    the right name should be => <br />    Financial reports of Management companies)
| style="vertical-align:middle; color:#202122;" | BCL report for insurances
| (-) Management  letters<br />    (-) Annual management company report<br />    (-) Semi-annual management company report<br />    (-) Management company report, other frequency<br />    (-) Miscellaneous report<br />    (-) Response to the CSSF<br />    (-) Explanation letter<br />    (-) Auditor's report
| style="vertical-align:middle; color:#202122;" | S2.18<br />    S2.19<br />    S4.3<br />    TPTASS
| style="font-size:small;" | No file name  convention
| style="vertical-align:middle; color:#202122;" | S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn<br />    S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn<br />    S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn<br />    TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
| No
| style="text-align:center; vertical-align:middle;" | Yes
| -
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 80
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 63<br />    wkf 42
|}
|}
</div>
</div>
<br />
<br />
<br />
<br />
Line 547: Line 528:
Then enter your request in the description area, no document is required
Then enter your request in the description area, no document is required


= Solving the most common problems =
= '''Solving the most common problems''' =
 
 
== Reporter is blocked==
 
The message below is generated if your LUXTRUST e-file SSL certificate has not been registered with the CSSF.
 
[[File:reporterisblocked.bmp|250 px]]
 
 
For some reportings, the LUXTRUST e-file SSL certificate used by the reporting entity must be registered with the CSSF, before sending any files, according to the registration procedure described in the CSSF 08/334.
 
The LUXTRUST e-file SSL certificate must be registered with the CSSF for the below reportings:
 
- FINREP (CSSF circular 08/344)
 
- COFREP (CSSF circular 08/344)
 
- ESP (Special enquiries; CIRCULAR CSSF 08/344)
 
- PFS reporting (Other professionals of the financial sector; CIRCULAR CSSF 08/369)
 
- SICAR (Sociétés d´investissement en capital à risque)
 
- Bank Reporting (CIRCULAR CSSF 10/457; CIRCULAR CSSF 15/624)
 
- Management companies (CIRCULAR CSSF 10/467)
 
- Payment institutions (CIRCULAR CSSF 11/511)
 
- Electronic money institutions (CIRCULAR CSSF 11/522)
 
- OTHER reporting
 
- AIFMD reporting (CIRCULAR CSSF 14/581)
 
 
 
[[Media:ManuUtil EFile CSSF Certificate registration EN.pdf |=> e-file User Guide: CSSF Certificate registration - General]]
 
[[Media:ManuUtil EFile CSSF Certificate registration AIF EN.pdf |=> e-file User Guide: CSSF Certificate registration - AIFMD]]
 


This section is suitable for the former transmission module : [[File:IconTransmissionModule_old.png]] only.




Line 700: Line 641:
[[File:runActiveX.jpg]]
[[File:runActiveX.jpg]]


= Teamviewer =
= '''KeyTool''' =
 
Click the link below in order to get remote assistance:
 
[http://www.e-file.lu/download/TeamViewerQS.exe (-) Get remote assistance '''Windows''' compatible executable]
 
[http://www.e-file.lu/download/TeamViewerQS.zip (-) Get remote assistance '''MAC''' compatible executable]
 
 
 
<br style="clear:both;" />
 
 
 
 
= KeyTool =


KeyTool is an independent Java software which can be '''downloaded''' by clicking the link below:
KeyTool is an independent Java software which can be '''downloaded''' by clicking the link below:


[http://www.e-file.lu/download/KeytoolIUI.zip '''=> Download KeytoolIUI.zip'''].
[[Media:KeytoolIUI.zip | Download KeytoolIUI.zip]]
 


To open it, double click on '''keytooliui.jar'''
To open it, double click on '''keytooliui.jar'''

Revision as of 08:36, 12 December 2023

Home page Return homepage

Main functionalities

  • Encryption and decryption of documents (files are encrypted with pkcs7 format)
  • Transmission of documents to supervisory authorities (The envelope/filing are encrypted and signed, the content is encrypted with AES-256-CBC algorthim)
  • Keystore setup on the workstation

System requirements

e-file is compatible with all Windows and Mac Os versions.

Here see the prerequisites for the transmission module, and there those for the sending service : Sending_Service#Prerequisites

Reporting services using www.e-file.lu

Using this version of the transmission module : IconTransmissionModule.png, you need :


Prerequisites
Proxy, antivirus The ports 80 (HTTP) and 443 (HTTPS) must be enabled
as well as those technical URLs : www.e-file.lu/WSEfileFlex and www.e-file.lu/WSEfile
Cookies Cookies have to be enabled
How to enable Cookies
Web browsers e-file is compliant with most current browsers, in their default setup : Icon Chrome.png Edge Chromium.jpg Logo ff.jpg Logo safari.jpg
Please call us if you have a particular configuration.


If, for some exceptional circumstances, you are still using the former module : IconTransmissionModule old.png, you still need this :

Additional information
Java Runtime Environment (JRE) At least Java version 1.8 needs to be installed on each computer that needs to encrypt or decrypt data.

Alternative installation are:

Java web start enabled The Transmission Module is launched using Java Web Start which is part of the default installation of a JRE.
You have to associate this kind of file (.jnlp) with Java Webstart.
To do so you have to make a right click on the file :

• Open with
• Browse to retrieve the path of Java Webstart By default the path is : C:\Program Files (x86)\Java\YOUR_JAVA_VERSION\bin\javaws.exe

Proxy, antivirus Your system (proxy, antivirus,...) must allow .jar and .jnlp files to be downloaded
The ports 80 (HTTP) and 443 (HTTPS) must be enabled
as well as those technical URLs : www.e-file.lu/WSEfileFlex, www.e-file.lu/WSEfile, www.e-file.lu/ECH
Read and write access to e-file working folders The Transmission Module needs read and write access to e-file working folders.
Therefore, the keystore is imported by default in the "workdir" directory on the C:\ drive: C:\Users\<username> \efile\workdir.
Cookies Cookies have to be enabled
How to enable Cookies
Web browsers e-file is compliant with most current browsers.
Please call us if you have a particular configuration.
Chrome
Icon Chrome.png
The default installation of Chrome works correctly.
Edge
Edge Chromium.jpg
The default installation of Edge works correctly.
Firefox
Logo ff.jpg
The default installation of Firefox works correctly
Please refer to the section : Firefox and Safari compatibility.
Safari
Logo safari.jpg
The default installation of Safari works correctly
Please refer to the section : Firefox and Safari compatibility.


Luxtrust certificate

Additional information
LuxTrust certificate order All reporting files transmitted to the CSSF through the external transmission channels must be encrypted according to the standards defined in the related document of Circular CSSF 23/833 “Methods of transmitting reports via external channels”. (See more about data protection)

For encryption purposes, a Luxtrust SSL certificate is mandatory to use our services.
To be able to order the certificate on Luxtrust’s webpage www.easyssl.lu you need to use a modern browser (Chrome, Edge, Firefox, Safari, ...)

=> How to order your Luxtrust certificate

Manual file transmission

Our Transmission Module allows you to submit reports and documents to Luxembourg authorities.


Transmission Module Migration

E-file Crypto JAVA application is replaced by a new transmission module application that opens directly in the browser.


Transmission Module Technologie

Transmission Module technologi After(1).PNG

Transmission Section

Transmission Module Section After(1).PNG

Keystore Selection

Keystore selection After(1).PNG

Sending types

See them on excel or below

Sending type Reporting Example Multiples
possible
Detailed information Internal
business ID
08/371 FIS prospectus SIF:
(-) Prospectus (PC)
(-) Offering document (DE)
(-) Letter of explanation (LE)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
Yes ProductCoverage#Investment_Funds bus 21
wkf 83
08/371 FIS report SIF:
(-) Annual Report (AR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM)
SICAR:
(-) Annual Report (AR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
Yes ProductCoverage#Investment_Funds bus 21
wkf 87
08/371 report UCI:
(-) Annual Report (AR)
(-) Semi-annual report (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (MP)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
Yes ProductCoverage#Investment_Funds bus 21
wkf 89
08/371 report not in 08/371 (-) Auditor report (RR)
(-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
Yes ProductCoverage#Investment_Funds bus 21
wkf 88
08/371 UCI prospectus UCI:
(-) Prospectus (PC)
(-) Simplified prospectus (PS)
(-) Letter of explanation (LE)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
Yes ProductCoverage#Investment_Funds bus 21
wkf 84
AIF Reporting AIFREP AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip
AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
No ProductCoverage#Alternative_Investment_Fund_Managers_(AIFM) bus 54
wkf 24
AnaCredit ANTREF
ANTT1M
ANTT2M
ANTT2Q
ANTREF_201801_LUB00999_20180205-001.xml
ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml
ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml
ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml
Yes ProductCoverage#Credit_Institutions bus 74
wkf 122
BCL statistics S0.1; S1.1; S1.4; S1.5;
S1.8; S1.9; S2.5-L; S2.5-N;
S2.8; S2.9-L; S 2.9-N; S3.2
S0001_L1_20130616_B000000999_B000000999_20130617_001.xml No ProductCoverage#Credit_Institutions bus 13
wkf 96
COREP report COFREP COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl
COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip
COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip
No ProductCoverage#Credit_Institutions bus 72
wkf 85
Credit institution reporting AR: Annual Report
AS: Annual report consolidated
CO: Compliance Report
GR: Governance Report
IA: Internal Audit Report
IC: ICAAP
ID: ICAAP Consolidated
LF: Long Form Report
LC: Long Form consolidated
LD: Long form branch or specific participation
ML:ManagementLetter
MC: Management letter consolidated
RC: Risk Control Report
RP: Recovery Plan
SC: Single Customer View
LG: Reconciliation LuxGAAP FINREP
RR: Results distribution

BD: AC member list
IL: ILAAP
IM: ILAAP consolidated
AC: Audit report on AML/CTF
MF: Audit report on rules of conduct
MM: Head quarter annual report
RE: Report on out-of-court complaint resolution
TR: Table on out-of-court complaint resolution
AD: Circ. 18/697 annexe1
DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf
No ProductCoverage#Credit_Institutions bus 27
wkf 92
CRS report CRS CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml No ProductCoverage#Financial_Institutions_-_Common_Reporting_Standard_(CRS) bus 68
wkf
CSSF attestation CSSF attestation request - No - bus 21
wkf 104
CSSF enquiry ESPREP ESPREP-B0999-2008-06-STT.xls No ProductCoverage#Credit_Institutions bus 15
wkf 78
Data payment collection (CDP) V1.1 - V1.300-F V0101_L2_201601_W000000003_B000000999_20160201_001.xml Yes ProductCoverage#Payment_Institutions/Electronic_Money_Institutions bus 36
wkf 74
Informations diverses d'ordre général Amendment to an existing instrument No file name convention No - bus 5
wkf 73
EDP report EDPREP EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls No ProductCoverage#Electronic_Money_Institutions bus 29
wkf 109
EME report EMEREP EMEREP-W9999-2011-03-W11-L0-L-N--.xls No ProductCoverage#Electronic_Money_Institutions bus 34
wkf 110
FATCA sending FATCA FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml No ProductCoverage#Financial_Institutions_-_Foreign_Account_Tax_Compliance_Act_(FATCA bus 60
wkf
Fin. Rep. of GFI (-) Annual management company report (AR)
(-) Letter of explanation (LE)
(-) Management company rep., other frequency (RO)
(-) Response to the CSSF
(-) Miscellaneous report
DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
no naming convention
no naming convention
no naming convention
Yes ProductCoverage#Investment_Funds bus 21
wkf 80
FINREP report B2.4
B2.5
FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML
FRCREP-B9999-2007-12-B24-L2-L-N--.zip
No ProductCoverage#Credit_Institutions bus 73
wkf 86
Issuing companies reporting S2.16
S2.17
S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
Yes ProductCoverage#Financial_Companies bus 35
wkf 90
Key investor document Key Investor Information Document DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
Yes ProductCoverage#Investment_Funds bus 21
wkf 108
Long forms CSSF 09/423 (-)Long Form reports (LF) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf Yes ProductCoverage#Investment_Funds bus 21
wkf 81
Management company report SGOREP SGOREP-S9999-2009-03-G21-L2-S-N--.xls No bus 26
wkf 95
Management letters CSSF 09/423 Management letters (ML)
(OPC Loi 2010, OPC Loi 2007, SICAR)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)
No ProductCoverage#Investment_Funds bus 21
wkf 82
Management letters of GFI (-) Management letters (ML)
(Investment fund manager (IFM)
Gestionnaire des fonds d'investissment (GFI))
(-) Letter of explanation (LE)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
No ProductCoverage#Investment_Funds bus 21
wkf 125
Management regulation/status (-) DOCREP MR: Management Regulations of UCITS (MR)
(-) DOCREP AI: Articles of Incorporation of UCITS (AI)
(-)DOCREP AI: Articles of Incorporation of SICAR (AI)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR)
Yes ProductCoverage#Investment_Funds bus 21
wkf 108
Mifir reporting TAFREP TAFREP-B00000001-2017-04-15-123456.xml No ProductCoverage#MiFID_II_/_MiFIR bus 71
wkf 115
Reporting Money Market Fund MMFREP MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip
MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip
No bus 83
Modification group UCI (-) Prospectus
(-) Prospectus Addendum
(-) Registration request
(-) Incorporating documents
(-) Other informational and marketing documents
(-) Depositary bank agreement
(-) Management agreement
(-) Advisory agreement
(-) Distribution agreement
(-) Domiciliation agreementt
No file name convention No - bus 5 and 1
wkf 69
Modification UCI (-) Prospectus
(-) Prospectus Addendum
(-) Registration request
(-) Incorporating documents
(-) Other informational and marketing documents
(-) Depositary bank agreement
(-) Management agreement
(-) Advisory agreement
(-) Distribution agreement
(-) Domiciliation agreementt
No file name convention No - bus 5 and 1
wkf 68
Non LU UCI registration KIID, prospectus, FactSheet... KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf No - bus 30
wkf 107
Other closing documents of GFI (-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS),
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG)
Yes ProductCoverage#Investment_Funds bus 21
wkf 126
OTHER reporting
(=> CSSF)
OTHREP OTHREP-B9999-HELLO_WORLD.xlsx No ProductCoverage#Other_reporting_CSSF_BCL bus 19
wkf 93
Payments balance BOP BOP101_20130616_B000000999_B000000999_20130617_001.xml Yes ProductCoverage#Credit_Institutions bus 12
wkf 105
PSF report PSFREP PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx No ProductCoverage#Professionals_of_the_Financial_Sector_(PFS) bus 18
wkf 94
Rapport narratif (CAA) (Companie) -
Governance Re
no source files N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf No ProductCoverage#Insurance_Corporations bus 62
wkf 64
Rapport narratif (CAA) (Réviseur) -
Governance Rep
no source files N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf No ProductCoverage#Insurance_Corporations bus 62
wkf 63
Reporting CSDR CSDREP CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip No ProductCoverage#Credit_Institutions bus 78
wkfxxx
Reporting EDIFACT B4.4 (Credit institutions) B0001809.T01 No ProductCoverage#Credit_Institutions bus 73
wkf 86
Reporting IORP SUFREP SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip No ProductCoverage#Institutions_for_Occupational_Retirement_Provision bus 80
wkf 130
Reporting S1.12-L S1.12-L S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml No ProductCoverage#Credit_Institutions bus 76
wkf 124
Reporting securities by securities of issuing companies TPTIBS TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml Yes ProductCoverage#Financial_Companies bus 35
wkf 90
Sicar reporting SICREP SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls No ProductCoverage#Investment_Funds bus 17
wkf 112
Reporting U U1.1 U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml No ProductCoverage#Investment_Funds bus 8
wkf
Security by security Banks TPTBBL; TPTBBN; TPTBHR; TPTBHN TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml No ProductCoverage#Credit_Institutions bus 20
wkf 97
BCL SHS SHSGRP SHSGRP_201709_LUB00999_20171206_001.xml No ProductCoverage#Credit_Institutions bus 75
wkf 123
SIAG (03/108) (-) Miscellaneous
(-) Miscellaneous report
(-) Reponse to the CSSF
No file name convention No - bus 5 and 1
wkf 71
Solvency II Reporting no source files S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf No ProductCoverage#Insurance_Corporations bus 62
wkf 44
Titrisation vehicles S2.14
S2.15
TPTTBS
S0214_L1_201412_T000000999_T000123001_20150120_001.xml
S0215_L1_201412_T000000999_T000123001_20150120_001.xml
TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml
Yes ProductCoverage#Securitisation_Vehicles bus 23
wkf 98
Various correspondence (OTH)
(=> BCL -OTHER reporting)
OTXREP OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls Yes ProductCoverage#Other_reporting_CSSF_BCL bus 22
wkf 75
BCL report for insurances S2.18
S2.19
S4.3
TPTASS
S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
Yes ProductCoverage#Insurance_Corporations bus 63
wkf 42



Special case: CSSF attestation request

The request of CSSF attestation can be done via the Transmission module

You need to use the Sending Type : CSSF Attestation

Attestation Sending Type.png

Then enter your request in the description area, no document is required

Solving the most common problems

This section is suitable for the former transmission module : IconTransmissionModule old.png only.


Java settings - Control Panel

(1) Open the Java Control Panel

(-) Launch the Java Control Panel on Windows

-Launch the Windows Start menu

-Click on Programs (All Apps on Windows 10)

-Find the Java program listing

-Click Configure Java to launch the Java Control Panel


(-) Launch the Java Control Panel on Mac (10.7.3 or above)

-Click on Apple icon on upper left of screen

-Go to System Preferences

-Click on the Java icon to access the Java Control Panel

General tab

Delete Java cache

(More information on how the start the Java Control Panel above).

On the General tab, click on "Settings", then "Delete Files..." and finally "OK" (and "OK" twice more to leave the Java Control Panel)

Delete java cache.png

Java temporary Files settings

(2) Configure the Java temporary files settings as indicated on the printscreen below:

KeepTemporatyFiles.png


Write rights

The Transmission Module requires read AND write access on the e-file directory in order to run properly.
These error messages reflect access problems.

In order to get read AND write access on the e-file directory, please follow the steps below:

Right click on the e-file directory > properties ... > disable the checkbox label 'Read Only'

Droits prop.jpg

If your internal security allows that action, you must also adapt your user rights to all e-file sub-directories.

Note: If you are not allowed to perform such an action, we invite you to contact your IT department so that they can do it for you.




Firefox and Safari compatibility

The default installation of Firefox and Safari with mac needs some tweek in order to work :


firefox

When the transmission module starts, Firefox will download the EFileCrypto.jnlp file but add .html at the end. In order to start it, you need to remove the .html at the end of the file.


Safari (mac)

On Mac you might have an error message when you try to start the EFileCrypto.jnlp file stating that it belongs to a "unauthorized developper"

If you have this message, you will need admin right on the machine : Go to : Mac icon -> System preference -> Security & Privacy

Mac security validation.png

On this screen you have to select "Open Anyway"



Running ActiveX

The Transmission Module needs the ActiveX controls and plug-ins to be enabled. This association is automatically set up when installing Java, but sometimes a specific Internet Explorer option may prevents it to run properly.

Solution:

1. In Internet Explorer, navigate to Tools > Internet Options.

2. On the Security tab, select a network zone.

3. Click Custom Level.

4. Scroll down to the Run ActiveX controls and plug-ins.

5. Select the checkbox label Run ActiveX controls and plug-ins.

6. Click OK and click Apply.

RunActiveX.jpg

KeyTool

KeyTool is an independent Java software which can be downloaded by clicking the link below:

Download KeytoolIUI.zip

To open it, double click on keytooliui.jar

Keytool.jar.png ➡️ Keytool manage view.png


Why to merge two keystores

While renewing a Luxtrust certificate, the Transmission Module sometimes creates a new keystore file instead of amending the existing one. This happens when the existing keystore is not selected during the keys generation. The new keystore then allows all E-file functionnalities. However, documents encrypted with or for one of your old certificates cannot be opened.

This article explains how to merge two keystores.


How does a keystore work

SchemaKeystore.jpg

Keystore is a Java technology that keeps an history of your certificates like a stack. It is a small file which extension is ".ks" and contains a list of certificates.


Every certificate contains a public key but also a private key which is protected by a password (symbolized CleJaune1.jpg). The keystore access is protected by a password as well (symbolized CleNoire1.jpg). The private key password and the keystore password must always match, thus CleJaune1.jpg= CleNoire1.jpg. For this reason make sure to always use the same password while handling the keystore.
During encryption or decryption, the Transmission Module will browse the different keystore's certificates in order to find the associated private key. That's why it's better to have all your company's certificates inside the same keystore. On the previous sketch, the certificate D has been inserted in a new keystore (keystore 2). For convenience reasons, we prefer putting it in the other keystore (keystore 1) at the top of the pile.


How to merge two keystores

The merging of two keystores is done thanks to an independent Java software called KeyTool which can be downloaded at the following link : [[1]]. To open it, double click on keytooliui.jar.

Follow all the steps to import public and private key from a certificate to another.

1vue.png

  • Select "Import private key from other keystore" as shown on the above printscreen (step 1)
  • Click on the two icons in the "Source" section in order to select the keystore containing the certificate to import (step 2). The source keystore corresponds to Keystore 2 of the "How does a keystore work" section sketch.
  • Do the sane for the target section that selects the keystore on which import the certificate (step 3). The target keystore corresponds to the Keystore 1 of the of the "How does a keystore work" section sketch.
  • Click OK (step 4)

2vue.pngf

  • Select the certificate (that contains the private key) of the source keystore that you desire to import, input its password in the specific field at the bottom of the window.

Click OK

3vue.png

Input the name of the new private key that will be generated in the target keystore. The naming convention is :

cleprivalid_ + incremented number.

As an example, if the target keystore contains already 4 certificates, it has the following entries :

  • cleprivalid_1
  • cleprivalid_2
  • cleprivalid_3
  • cleprivalid_4

The new key name will be cleprivalid_5.

  • Input the password that will be associated to the new key. Warning : it must be the same as the other private key's password of the target keystore (the one of the keystore). Confirm password.
  • Click Ok

4vue.png

The following window appears to indicate the success of the import. When clicking Ok you will see the target keystore content that should contain the imported certificate.

FinalVue.png