Difference between revisions of "Test2"

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=== Sending types ===
== Reporting services using www.e-file.lu ==




{| class="sortable" border="1" cellspacing="2" cellpadding="1"
<inputbox>
|-  <div style="position:sticky;top:-1px;z-index:10">
type=create
! scope="col" | '''Sending type'''
break=no
! scope="col" | '''Reporting'''
</inputbox>
! scope="col" | '''Example'''
! scope="col" | '''Detailed information'''
! <span> <small>''Internal <br /> business ID''</small/> </span>
</div>
|-
||MMF reporting
||<small> MMFREP </small/>
|| <small>  MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip <br />  MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip </small/>
||
[https://www.cssf.lu/en/money-market-funds/ <small>CSSF - Money market fund </small>]<br/>
[https://www.cssf.lu/en/supervision/ivm/money-market-funds-mmf/legal-reporting/ <small> CSSF - Legal reporting </small/>]<br/>
[https://www.cssf.lu/wp-content/uploads/MMFR_Handbook.pdf <small> CSSF - MMFR Handbook </small/>]
||<span style="color: #868686"> <small>''bus 83'' <br /> ''wkf 131''</small/> </span>
|-
|-
||Mifir reporting
||<small> TAFREP </small/>
|| <small> TAFREP-B00000001-2017-04-15-123456.xml </small/>
||[https://www.cssf.lu/wp-content/uploads/TAF_Handbook_2019.2.pdf <small> CSSF - TAF Handbook </small/>]
||<span style="color: #868686"> <small>''bus 71'' <br /> ''wkf 115''</small/> </span>
|-
||Reporting IORP
||<small> SUFREP</small/>
||<small> SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip </small/>
||[https://www.cssf.lu/wp-content/uploads/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf <small> (-) CSSF - Legal reporting </small/>]<br />
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf <small> (-) CIRCULAR CSSF 19/726 </small/>]<br />
[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf <small> (-) New naming convention SUFREP </small/>]<br />
[https://www.cssf.lu/wp-content/uploads/Technical_Note_for_IORPs.pdf <small> (-) Technical note  </small/>]<br />
[https://www.eiopa.europa.eu/tools-and-data/supervisory-reporting-dpm-and-xbrl_en <small> (-) XBRL taxonomies to be used </small/>]<br />
||<span style="color: #868686"> <small>''bus 80'' <br /> ''wkf 130''</small/> </span>
|-
||AnaCredit
||<small> ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q </small/>
||<small> ANTREF_201801_LUB00999_20180205-001.xml <br />  ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml <br /> ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml <br /> ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml </small/> <br />
||[https://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/AnaCredit/Instructions/AnaCredit_Technical_specifications.pdf <small> BCL - Reporting instructions </small/>]
||<span style="color: #868686"> <small>''bus 74'' <br /> ''wkf 122'' </small/> </span>
|-
||SHS-Group reporting
||<small> SHSGRP </small/>
||<small> SHSGRP_201709_LUB00999_20171206_001.xml </small/>
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf <small> BCL - Reporting instructions </small/>]
||<span style="color: #868686"> <small>''bus 75'' <br /> ''wkf 123'' </small/> </span>
|-
||FINREP report
||<small> B2.4 <br /> B2.5 </small/>
||<small> FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML <br /> FRCREP-B9999-2007-12-B24-L2-L-N--.zip </small/>
||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small> Naming convention for CSSF reportings </small/>]
||<span style="color: #868686"> <small>''bus 73'' <br /> ''wkf 86''</small/> </span>
|-
||Reporting EDIFACT
||<small> B4.4 (Credit institutions) </small/>
||<small> B0001809.T01 </small/>
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/Edifact_R_1003.pdf  <small> (-) CSSF - Reporting instructions Edifact B4.4 </small/>] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small> (-) Naming convention for CSSF reportings </small/>]
||<span style="color: #868686"> <small>''bus 73'' <br /> ''wkf 86''</small/> </span>
|-
||Reporting CSDR
||<small> CSDREP </small/>
||<small> CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip </small/>
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf  <small> (-) CSSF - Circular 19/709 </small/>] <br />
||<span style="color: #868686"> <small>''bus 78'' <br /> ''wkfxxx''</small/> </span>
|-
||COREP report
||<small> COFREP </small/>
||<small> COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl <br /> COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip <br /> COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip </small/>
||[https://www.cssf.lu/en/document/reporting-requirements-for-credit-institutions-final-version/ <small> (-) CSSF - Reporting requirements for credit institutions</small/>] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small> (-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 72'' <br /> ''wkf 85''</small/> </span>
|-
||Credit institution reporting
||<small>AR: Annual Report <br /> AS: Annual report consolidated <br /> CO: Compliance Report <br /> GR: Governance Report <br /> IA: Internal Audit Report <br /> IC: ICAAP <br />  ID: ICAAP Consolidated <br />  LF: Long Form Report <br />  LC: Long Form consolidated <br />
LD: Long form branch or specific participation <br />
ML:ManagementLetter <br /> MC: Management letter consolidated <br /> RC: Risk Control Report <br /> RP: Recovery Plan <br /> SC: Single Customer View <br />  LG: Reconciliation LuxGAAP FINREP <br />
RR: Results distribution <br />
BD: AC member list <br />  IL: ILAAP <br />  IM: ILAAP consolidated
<br />
AC: Audit report on AML/CTF <br />
MF: Audit report on rules of conduct <br />
MM: Head quarter annual report <br />
RE: Report on out-of-court complaint resolution <br />
TR: Table on out-of-court complaint resolution <br />
AD: Circ. 18/697 annexe1 <br /></small/>
||<small>
DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf <br />
DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf <br />
DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf <br />
DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf <br />
DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf <br />
DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf <br />
DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf <br />
DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf <br />
DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf <br />
DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf <br />
DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf </small/>
||
[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf <small> (-) CSSF - Circular 19/731</small/>] <br />  


||<span style="color: #868686"> <small>''bus 27'' <br /> ''wkf 92''</small/> </span>
|-
||BCL statistics
||<small> S0.1; S1.1; S1.4; S1.5; <br /> S1.8; S1.9; S2.5-L; S2.5-N; <br /> S2.8; S2.9-L; S 2.9-N; S3.2</small/>
||<small> S0001_L1_20130616_B000000999_B000000999_20130617_001.xml  </small/>
||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf <small> (-) BCL - Manual of electronic transmission for statistical reports of banks </small/>]
||<span style="color: #868686"> <small>''bus 13'' <br /> ''wkf 96''</small/> </span>
|-
||Reporting S1.12-L
||<small> S1.12-L</small/>
||<small> S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml  </small/>
||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf <small> (-) BCL - Manual of electronic transmission for statistical reports of banks </small/>]
||<span style="color: #868686"> <small>''bus 76'' <br /> ''wkf 124''</small/> </span>
|-
||Security by security Banks
||<small> TPTBBL; TPTBBN; TPTBHR; TPTBHN </small/>
||<small> TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml </small/>
||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf <small> (-) BCL - Manual of electronic transmission for statistical reports of banks </small/>]
||<span style="color: #868686"> <small>''bus 20'' <br /> ''wkf 97''</small/> </span>
|-
||Payments balance
||<small> BOP </small/>
||<small> BOP101_20130616_B000000999_B000000999_20130617_001.xml  </small/>
||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf <small> (-) BCL - Manual of electronic transmission for statistical reports of banks </small/>]
||<span style="color: #868686"> <small>''bus 12'' <br /> ''wkf 105''</small/> </span>
|-
||CSSF enquiry
||<small> ESPREP </small/>
||<small> ESPREP-B0999-2008-06-STT.xls </small/>
||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small> (-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 15'' <br /> ''wkf 78''</small/> </span>
|-
||EDP report
||<small> EDPREP </small/>
||<small> EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls </small/>
||[https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ <small>(-) CSSF - Reporting instructions</small/>] <br />
[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 29'' <br /> ''wkf 109''</small/> </span>
|-
||EME report
||<small> EMEREP </small/>
||<small> EMEREP-W9999-2011-03-W11-L0-L-N--.xls </small/>
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ <small>(-) CSSF - Reporting instructions</small/>] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 34'' <br /> ''wkf 110''</small/> </span>
|-
||Data payment collection (CDP)
||<small> V1.1 - V1.300-F </small/>
||<small> V0101_L2_201601_W000000003_B000000999_20160201_001.xml </small/>
||[https://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf <small>BCL - File name convention</small/>]
||<span style="color: #868686"> <small>''bus 36'' <br /> ''wkf 74''</small/> </span>
|-
||Reporting U
||<small> U1.1 </small/>
||<small> U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml </small/>
||[https://www.cssf.lu/en/Document/circular-cssf-15-627/ <small> (-) CSSF - Circular 15/627</small/>] <br />
[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf <small> (-) CSSF - File naming convention U1.1 reporting</small/>]
||<span style="color: #868686"> <small>''bus 8'' <br /> ''wkf ''</small/> </span>
|-
||Reporting Sicar
||<small> SICREP </small/>
||<small> SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls </small/>
||
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf <small>(-) CSSF - Circular 08/376</small/>] <br /> 
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf <small>(-) CSSF - Circular 15/627</small/>] <br />
[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 17'' <br /> ''wkf 112''</small/> </span>




<imagemap>
File:Final_U11Form.png|center|900px|alt=clickable image : form description| titre


|-
rect 771 131 106 90 [[#See|warning: no auto saving]]
||Management letters CSSF 09/423
rect 7 138 92 427 [[#See|Vertical navigation bar pages open vertically. Buttons remain red if data are missing or wrong.]]
||<small> Management letters (ML)  <br />  (OPC Loi 2010, OPC Loi 2007, SICAR)
rect 189 226 432 274 [[#See|Calendar to pick the reference date.]]
||<small>
poly 186 313 597 314 601 455 472 463 470 507 429 507 423 466 184 457 [[#See|Icons to select Report status.]]
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010) <br />
rect 182 690 332 734 [[#See|Click on NEXT STEP or PREVIOUS STEP to switch to the next or previous page, or click on one of the sidebar navigation buttons.]]
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007) <br />
rect 598 13 744 62 [[#See|Select an existing report button: This button allows you to upload an existing XML report from your network or hard-drive into the report generator.]]
DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR) <br />
rect 753 18 839 66 [[#See|Save locally button: Work in progress on a report has to be saved with this button. Work in progress means that the report is not completed, because important data are missing. The exported .xml file will be called ''DRAFT_filename.xml'' and cannot be uploaded for filing. It can be imported onto the tool for later use. If you save locally a final report, meaning that all relevant data are available inside the report, it will carry the correct naming convention for submission to the Regulator.]]
</small/>
rect 925 65 844 17 [[#See|Transmit button: If the four buttons of the sidebar are green, the Transmission button will become available and the report can be transmitted to the regulator]]
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br />
rect 932 19 985 62 [[#See|EXCEL button: Press this button to export an uncompleted or finalized report in EXCEL format. This file serves for your internal purpose only, however it cannot be imported.]]
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>]
desc none
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 82''</small/> </span>
</imagemap>
|-Fin. Rep. of GFI
||Management letters of GFI
||<small>(-) Management letters (ML) <br /> (Investment fund manager (IFM) <br /> Gestionnaire des fonds d'investissment (GFI))
(-) Letter of explanation (LE)</small/>
||<small>
DOCREP-'''A'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf <br />
DOCREP-'''A'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf <br />
DOCREP-'''S'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf <br />
DOCREP-'''S'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf <br /> 
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 125''</small/> </span>
|-
||Long forms CSSF 09/423
||
<small>
(-)Long Form reports (LF)</small/>
||
<small>
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf </small/>
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 81''</small/> </span> </small/>
|-
||Fin. Rep. of GFI
||
<small>
(-) Annual management company report (AR) <br />
(-) Letter of explanation (LE) <br />
(-) Management company rep., other frequency (RO) <br />
(-) Response to the CSSF <br />
(-) Miscellaneous report
</small/>
||
<small>
DOCREP-'''S'''00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf <br />
DOCREP-'''S'''00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf <br />
DOCREP-'''S'''00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf <br />
DOCREP-'''A'''00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf <br />
DOCREP-'''A'''00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf <br />
DOCREP-'''A'''00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf <br />
no naming convention <br />
no naming convention <br />
no naming convention <br /> </small/>
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 80''</small/> </span>
|-
||08/371 report not in 08/371
||<small> (-) Auditor report (RR) <br />
(-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)</small/>
||<small>
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-'''HK'''-LL-0000.pdf (OPC Loi 2010) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007) <br />
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR) <br />
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) </small/>
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 88''</small/> </span>


|-
||Other closing documents of GFI
||
<small>
(-) Risk management function(GR) <br />
(-) OPCVM instruments information (ID) <br />
(-) Compliance Function (FC)<br />
(-) Internal audit function report (IA)<br />
(-) LBC/FT Obligation (BC) <br /> 
(-) Complaints handling (TP) <br />
(-) Authorized third party complaints (LP) <br />
(-) Risk Management Procedure (PG)<br /> 
(-) Organization chart (OG) <br />
(-) Mandates table (TM) <br /> 
(-) Delegates of RFI (RD) <br />
(-) Branch activity (AS), <br />
(-) Own funds ratio (FP) <br />
(-) Risk management procedure AIFM (PN) <br />
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD) <br />
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) <br />
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />
<br />


{|border="1" cellspacing="2" cellpadding="10" style="text-align:left; width=80%;"


|| <small>
|-
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) <br />
  |
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) <br />
  ! scope="col" | Prerequisites
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)<br />
  |-
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG) <br />
  ! scope="row" | Proxy, antivirus
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010) <br />
| The ports '''80''' (HTTP) and '''443''' (HTTPS) must be enabled<br>as well as those technical URLs : '''www.e-file.lu/WSEfileFlex''' and  '''www.e-file.lu/WSEfile'''
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010) <br />
|-
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) <br />
  ! scope="row" | Cookies
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) <br />
  |Cookies have to be '''enabled''' <br> [https://www.whatismybrowser.com/guides/how-to-enable-cookies/ How to enable Cookies]
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)<br />
|-
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)<br />
! scope="row" | Web browsers
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) <br />
  | e-file is compliant with most current browsers, in their default setup :  [[File:Icon Chrome.png | 30px]] [[File:Edge Chromium.jpg | 45px]] [[File:logo_ff.jpg | 35px]] [[File:logo_safari.jpg | 40px]]<br>Please call us if you have a particular configuration.
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) <br />
  |}
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)<br />
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)<br />
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)<br />
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG<br />
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)<br />  
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)<br />
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)<br />
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG<br />
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG) <br />
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG<br />
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG) <br />  
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)<br />
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG) <br /> 
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG<br />
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) <br />
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG) <br />
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)<br />
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)<br />
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG) <br />
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)<br />
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG) <br />
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)<br />
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG) <br /> 
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)<br />
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (SIAG/FIAAG) <br /> 
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)<br />
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG) <br /> 
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)<br />
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (SIAG/FIAAG) <br /> 
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG)<br />
</small/>
 
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf <small>CSSF - Document transmission <br /> Circulars 19/708</small/> ]
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 126''</small/> </span>
 
 
|-
||AML_AIFM_REG Reporting
||
<small>
   
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD) <br />
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) <br />
(-) LBC/FT Obligation (BC) <br />
(-) Letter of explanation (LE) <br />
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br /> [[File:Attention.jpg|border|30px]]<span style="color: #C00000"> '''E-file should no longer be used for this procedure -ET-!!!!!!''' <br />
 
|| <small>
   
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BD-LL-0000.pdf <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-CO-LL-0000.pdf <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ET-LL-0000.pdf <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf <br />
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf <br />
</small/>
 
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf <small>CSSF - Document transmission <br /> Circulars 19/708</small/> ]
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 133''</small/> </span>
|-
||08/371 FIS prospectus
||<small>SIF: <br />
(-) Prospectus (PC) <br />
(-) Offering document (DE) <br />
(-) Letter of explanation (LE) <br />
||
<small>
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf<br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf</small/>
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 83''</small/> </span>
|-
||08/371 UCI prospectus
||<small>UCI: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Letter of explanation (LE)</small/>
||
<small> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf </small/>
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 84''</small/> </span>
|-
||08/371 FIS report
||<small>SIF:  <br /> (-) Annual Report (AR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM)</small/><br />  
<small>SICAR: <br /> (-) Annual Report (AR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM)</small/>
||<small>
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf <br />
DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf <br />
DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf <br />
DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf </small/>
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 87''</small/> </span>
|-
||08/371 report
||<small>UCI: <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (MP)</small/>
||<small>
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf<br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br /> </small/>
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 89''</small/> </span>
|-
||Management regulation/status
||<small> (-) DOCREP MR: Management Regulations of UCITS (MR) <br /> (-) DOCREP AI: Articles of Incorporation of UCITS (AI) </small/> <br /> <small> (-)DOCREP AI: Articles of Incorporation of SICAR (AI)
||<small>
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)<br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)<br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)<br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)<br />
DOCREP-'''K'''NNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR) </small/>
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 108''</small/> </span>
|-
||Key investor document
||<small> Key Investor Information Document </small/>
||<small>
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010) <br />
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007) <br />
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf  <br />
DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf </small/> 
||[https://www.cssf.lu/en/Document/circular-cssf-11-509/ <small>(-) CSSF 11/509</small/>] <br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708/ <small>(-) CSSF - CIRCULAIRE CSSF 19/708 </small/>] <br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 108''</small/> </span>
|-
||CSSF attestation
||[[Transmission_Module#Special_case:_UCI_attestation_request|<small> CSSF attestation request </small/> ]]
||<small> - </small/>
||-
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 104''</small/> </span>
|-
||AIF Reporting
||<small> AIFREP </small/>
||<small> AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip  <br /> AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip </small/>
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf <small> CSSF - Circular 14/581</small/>]
||<span style="color: #868686"> <small>''bus 54'' <br /> ''wkf 24''</small/> </span>
|-
||Management company report
||<small> SGOREP </small/>
||<small> SGOREP-S9999-2009-03-G21-L2-S-N--.xls </small/>
||
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf <small>(-) CSSF - Circular 10/467</small/>] <br />  
[https://www.cssf.lu/en/Document/circular-cssf-15-633/ <small>(-) CSSF - Circular 15/633</small/>] <br />
[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small>(-) Naming convention for CSSF reportings</small/>] <br />
[https://www.cssf.lu/en/Document/g2-1-template/ <small>(-) G2.1 template provided in the CSSF website</small/>]
||<span style="color: #868686"> <small>''bus 26'' <br /> ''wkf 95''</small/> </span>
|-
||PSF report
||<small> PSFREP </small/>
||<small> PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx </small/>
||
[https://www.cssf.lu/wp-content/uploads/cssf05_187eng.pdf <small>(-) CSSF - Circular 05/178</small/>] <br />
[https://www.cssf.lu/en/support-pfs/ <small>(-) CSSF - PFS</small/>]] <br />
[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 18'' <br /> ''wkf 94''</small/> </span>
|-
||Titrisation vehicles <br /> (=> BCL - Securitisation Vehicles reporting)
||<small> S2.14 <br /> S2.15 <br /> TPTTBS </small/>
||<small> S0214_L1_201412_T000000999_T000123001_20150120_001.xml <br /> S0215_L1_201412_T000000999_T000123001_20150120_001.xml <br /> TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml <br />
||
[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf <small>(-) Circular 2014/236</small/>] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf <small>(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS</small/>]
||<span style="color: #868686"> <small>''bus 23'' <br /> ''wkf 98''</small/> </span>
|-
||Issuing companies reporting <br /> (=> BCL - Financial Companies reporting)
||<small> S2.16 <br /> S2.17 </small/>
||<small> S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml <br /> S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml </small/>
||[https://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf <small> (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS </small/>]
||<span style="color: #868686"> <small>''bus 35'' <br /> ''wkf 90''</small/> </span>
|-
||Reporting securities by securities of issuing companies <br /> (=> BCL - Financial Companies reporting)
||<small> TPTIBS </small/>
||<small> TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml </small/>
||[https://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf <small> (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS </small/>]
||<span style="color: #868686"> <small>''bus 35'' <br /> ''wkf 90''</small/> </span>
|-
||Rapport narratif (CAA) (Companie) - <br /> Governance Re
||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|<small> N01; N02; N03; N04; N07; N08; N09; N10; N11 <br /> '''no source files'''</small/>]]
||<small> N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf </small/>
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf <small> (-) Circulaire 15/10</small/>] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf <small> (-) File naming convention</small/>]
||<span style="color: #868686"> <small>''bus 62'' <br /> ''wkf 64''</small/> </span>
|-
||Rapport narratif (CAA) (Réviseur) - <br /> Governance Rep
||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|<small> N05; N06 <br /> '''no source files'''</small/>]]
||<small> N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf <small> (-) Circulaire 15/10</small/>] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf <small> (-) File naming convention</small/>]
||<span style="color: #868686"> <small>''bus 62'' <br /> ''wkf 63''</small/> </span>
|-
||Solvency II Reporting
||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|<small> XBRL Solvency II reports <br /> '''no source files'''</small/>]]
||<small> S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf</small/>
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf <small> (-) Circulaire 15/10</small/>] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf <small> (-) File naming convention</small/>]
||<span style="color: #868686"> <small>''bus 62'' <br /> ''wkf 44''</small/> </span>
|-
||FATCA sending
||<small> [[FATCA_Manual|FATCA]] </small/>
||<small> FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml </small/>
||
[http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf <small> (-) Circulaire ECHA - n° 3 du 19 janvier 2017</small/>] <br /> [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html <small> (-) ACD-FATCA</small/>]
||<span style="color: #868686"> <small>''bus 60'' <br /> ''wkf ''</small/> </span>
|-
||CRS report
||<small> [[CRS Manual|CRS]] </small/>
||<small> CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml </small/>
||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html <small>(-) ACD-CRS</small/>] <br /> [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html <small>(-) Newsletter 06/02/2017</small/>] <br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf <small>(-) ECHA-n°4 06/02/2017</small/>]
||<span style="color: #868686"> <small>''bus 68'' <br /> ''wkf ''</small/> </span>
|-
||OTHER reporting <br /> (=> CSSF)
||<small> OTHREP  </small/>
||<small> OTHREP-B9999-HELLO_WORLD.xlsx </small/>
||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <small>Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 19'' <br /> ''wkf 93''</small/> </span>
|-
||Various correspondence (OTH) <br /> (=> BCL -OTHER reporting)
||<small> OTXREP </small/>
||<small> OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls </small/>
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_16_0282_FDI_2015.pdf <small>BCL Reporting Instructions</small/>]
||<span style="color: #868686"> <small>''bus 22'' <br /> ''wkf 75''</small/> </span>
|-
||'''Non LU UCI registration'''
||<small> KIID, prospectus, FactSheet... </small/>
||<small> KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf  </small/>
||-
||<span style="color: #868686"> <small>''bus 30'' <br /> ''wkf 107''</small/> </span>
|-
||Divers/Autres
||<small> tbd </small/>
||<small> tbd </small/>
||-
||<span style="color: #868686"> <small>''bus 5'' <br /> ''wkf 73''</small/> </span>
|-
||SIAG (03/108)
||<small> (-) Miscellaneous </small/> <br /> <small> (-) Miscellaneous report </small/> <br /> <small> (-) Reponse to the CSSF</small/>
||<small> No file name convention </small/>
||-
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 71''</small/> </span>
|-
||Wrong name: Management company end <br /> the right name should be => Financial reports of Management companies)
||<small> (-) Management letters </small/> <br /> <small> (-) Annual management company report </small/> <br /> <small> (-) Semi-annual management company report </small/> <br /> <small> (-) Management company report, other frequency </small/> <br /> <small> (-) Miscellaneous report </small/> <br /> <small> (-) Response to the CSSF </small/> <br /> <small> (-) Explanation letter </small/> <br /> <small> (-) Auditor's report </small/>
||<small> No file name convention </small/>
||-
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 80''</small/> </span>
|-
||Modification société gestion
||<small> tbd </small/>
||<small> tbd </small/>
||-
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 70''</small/> </span>
|-
||Modification group UCI
||<small> (-) Prospectus </small/> <br /> <small> (-) Prospectus Addendum </small/> <br /> <small> (-) Registration request</small/> <br /> <small> (-) Incorporating documents </small/> <br /> <small> (-) Other informational and marketing documents </small/> <br /> <small> (-) Depositary bank agreement </small/> <br /> <small> (-) Management agreement </small/> <br /> <small> (-) Advisory agreement </small/> <br /> <small> (-) Distribution agreement </small/> <br /> <small> (-) Domiciliation agreementt </small/> <br />
||<small> No file name convention </small/>
||-
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 69''</small/> </span>
|-
||Modification UCI
||<small> (-) Prospectus </small/> <br /> <small> (-) Prospectus Addendum </small/> <br /> <small> (-) Registration request</small/> <br /> <small> (-) Incorporating documents </small/> <br /> <small> (-) Other informational and marketing documents </small/> <br /> <small> (-) Depositary bank agreement </small/> <br /> <small> (-) Management agreement </small/> <br /> <small> (-) Advisory agreement </small/> <br /> <small> (-) Distribution agreement </small/> <br /> <small> (-) Domiciliation agreementt </small/> <br />
||<small> No file name convention </small/>
||-
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 68''</small/> </span>
|-
||Agrément société de gestion
||<small> tbd </small/>
||<small> tbd </small/>
||-
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 67''</small/> </span>
|-
||UCI agreement'''<br />
<small><span style="background:red"> '''Since 01/11/2019 the creation and transmission of the 5001 procedure via our channel is no longer possible.'''</span></small/><br />
||<small> (-) Prospectus </small/> <br /> <small> (-) Registration request </small/> <br /> <small> (-) Incorporating document</small/> <br /> <small> (-) Other informational and marketing documents </small/> <br /> <small> (-) Depositary bank agreement </small/> <br /> <small> (-) Management agreement </small/> <br /> <small> (-) Advisory agreement </small/> <br /> <small> (-) Distribution agreement </small/> <br /> <small> (-) Domiciliation agreementt </small/> <br /> <small> (-) Miscellaneous agreement </small/> <br />
||<small> No file name convention </small/>
||-
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 66''</small/> </span>
|-
||Envoi de documents à la CSSF
||<small> tbd </small/>
||<small> tbd </small/>
||-
||<span style="color: #868686"> <small>''bus 1'' <br /> ''wkf 79''</small/> </span>
|-
||Notification 2002/77
||<small> tbd </small/>
||<small> tbd </small/>
||-
||<span style="color: #868686"> <small>''bus 1'' <br /> ''wkf 72''</small/> </span>
 
|}

Latest revision as of 11:43, 19 June 2023

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