Difference between revisions of "Test2"

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== Reporting services using www.e-file.lu ==


{| class="sortable" border="1" cellspacing="2" cellpadding="1"
 
|-  <div style="position:sticky;top:-1px;z-index:10">
<inputbox>
! scope="col" | '''Sending type'''
type=create
! scope="col" | '''Reporting'''
break=no
! scope="col" | '''Example'''
</inputbox>
! scope="col" | '''Multiples <br>possible'''
 
! scope="col" | '''Detailed information'''
 
! <span> <small>''Internal <br /> business ID''</small/> </span>
 
</div>
<imagemap>
|-
File:Final_U11Form.png|center|900px|alt=clickable image : form description| titre
| style="vertical-align:middle;" | 08/371 FIS prospectus
 
| style="vertical-align:middle;" | SIF:<br />    (-) Prospectus (PC)<br />    (-) Offering document (DE)<br />    (-) Letter of explanation (LE)
rect 771 131 106 90 [[#See|warning: no auto saving]]
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
rect 7 138 92 427 [[#See|Vertical navigation bar pages open vertically. Buttons remain red if data are missing or wrong.]]
| style="text-align:center; vertical-align:middle;" | Yes
rect 189 226 432 274 [[#See|Calendar to pick the reference date.]]
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
poly 186 313 597 314 601 455 472 463 470 507 429 507 423 466 184 457 [[#See|Icons to select Report status.]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />     wkf 83
rect 182 690 332 734 [[#See|Click on NEXT STEP or PREVIOUS STEP to switch to the next or previous page, or click on one of the sidebar navigation buttons.]]
|-
rect 598 13 744 62 [[#See|Select an existing report button: This button allows you to upload an existing XML report from your network or hard-drive into the report generator.]]
| style="vertical-align:middle;" | 08/371 FIS report
rect 753 18 839 66 [[#See|Save locally button: Work in progress on a report has to be saved with this button. Work in progress means that the report is not completed, because important data are missing. The exported .xml file will be called ''DRAFT_filename.xml'' and cannot be uploaded for filing. It can be imported onto the tool for later use. If you save locally a final report, meaning that all relevant data are available inside the report, it will carry the correct naming convention for submission to the Regulator.]]
| style="vertical-align:middle;" | SIF:<br />    (-) Annual Report (AR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (PM)<br />    SICAR:<br />    (-) Annual Report (AR)<br />     (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (PM)
rect 925 65 844 17 [[#See|Transmit button: If the four buttons of the sidebar are green, the Transmission button will become available and the report can be transmitted to the regulator]]
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
rect 932 19 985 62 [[#See|EXCEL button: Press this button to export an uncompleted or finalized report in EXCEL format. This file serves for your internal purpose only, however it cannot be imported.]]
| style="text-align:center; vertical-align:middle;" | Yes
desc none
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
</imagemap>
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 87
 
|-
 
| style="vertical-align:middle;" | 08/371 report
{|border="1" cellspacing="2" cellpadding="10" style="text-align:left; width=80%;"
| style="vertical-align:middle;" | UCI:<br />    (-) Annual Report (AR)<br />    (-) Semi-annual report (SR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (MP)
 
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
|-
| style="text-align:center; vertical-align:middle;" | Yes
|
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
! scope="col" | Prerequisites
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 89
|-
|-
! scope="row" | Proxy, antivirus
| style="vertical-align:middle;" | 08/371 report not in 08/371
| The ports '''80''' (HTTP) and '''443''' (HTTPS) must be enabled<br>as well as those technical URLs : '''www.e-file.lu/WSEfileFlex''' and  '''www.e-file.lu/WSEfile'''
| style="vertical-align:middle;" | (-) Auditor report (RR)<br />    (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)
|-
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund  Manag.)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
! scope="row" | Cookies
| style="text-align:center; vertical-align:middle;" | Yes
|Cookies have to be '''enabled''' <br> [https://www.whatismybrowser.com/guides/how-to-enable-cookies/ How to enable Cookies]
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
|-
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 88
! scope="row" | Web browsers
|-
| e-file is compliant with most current browsers, in their default setup :  [[File:Icon Chrome.png | 30px]] [[File:Edge Chromium.jpg | 45px]] [[File:logo_ff.jpg | 35px]] [[File:logo_safari.jpg | 40px]]<br>Please call us if you have a particular configuration.
| style="vertical-align:middle;" | 08/371 UCI prospectus
|}
| style="vertical-align:middle;" | UCI:<br />    (-) Prospectus (PC)<br />    (-) Simplified prospectus (PS)<br />    (-) Letter of explanation (LE)
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 84
|- style="vertical-align:middle;"
| Agrément société de gestion
| tbd
| tbd
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 67
|-
| style="vertical-align:middle;" | AIF  Reporting
| style="vertical-align:middle;" | AIFREP
| style="vertical-align:middle;" | AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip<br />    AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | CSSF  - Circular 14/581
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus  54<br />    wkf 24
|-
| style="vertical-align:middle;" | AML_AIFM_REG Reporting
| style="vertical-align:middle;" | (-) Minutes of meetings of the governing body (Board  of directors or management board) (BD)<br />    (-) Minutes of the conducting officers' meeting during the year 2018,  during which LBC / FT topics were discussed (CO)<br />    (-) LBC/FT Obligation (BC)<br />    (-) Letter of explanation (LE)<br />    (-) Evidence that all of the manager's employees have completed AML / CFT  training (ET)<br />      E-file should no longer be used for this procedure -ET-!!!!!!
| style="vertical-align:middle;" | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BD-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-CO-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ET-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | CSSF  - Document transmission<br />    Circulars 19/708
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 133
|-
| style="vertical-align:middle;" | AnaCredit
| style="vertical-align:middle;" | ANTREF<br />    ANTT1M<br />    ANTT2M<br />    ANTT2Q
| style="vertical-align:middle;" | ANTREF_201801_LUB00999_20180205-001.xml<br />    ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | BCL  - Reporting instructions
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 74<br />    wkf 122
|-
| style="vertical-align:middle;" | BCL statistics
| style="vertical-align:middle;" | S0.1; S1.1; S1.4; S1.5;<br />    S1.8; S1.9; S2.5-L; S2.5-N;<br />    S2.8; S2.9-L; S 2.9-N; S3.2
| style="vertical-align:middle;" | S0001_L1_20130616_B000000999_B000000999_20130617_001.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  BCL - Manual of electronic transmission for statistical reports of banks
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 13<br />    wkf 96
|-
| style="vertical-align:middle;" | COREP report
| style="vertical-align:middle;" | COFREP
| style="vertical-align:middle;" | COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl<br />    COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip<br />    COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Reporting requirements for credit institutions<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 72<br />    wkf 85
|-
| style="vertical-align:middle;" | Credit  institution reporting
| style="vertical-align:middle;" | AR: Annual Report<br />    AS: Annual report consolidated<br />    CO: Compliance Report<br />    GR: Governance Report<br />    IA: Internal Audit Report<br />    IC: ICAAP<br />    ID: ICAAP Consolidated<br />    LF: Long Form Report<br />    LC: Long Form consolidated<br />    LD: Long form branch or specific participation<br />    ML:ManagementLetter<br />    MC: Management letter consolidated<br />    RC: Risk Control Report<br />    RP: Recovery Plan<br />    SC: Single Customer View<br />    LG: Reconciliation LuxGAAP FINREP<br />    RR: Results distribution <br />      <br />    BD: AC member list <br />      IL: ILAAP <br />      IM: ILAAP consolidated <br />    AC: Audit report on AML/CTF<br />    MF: Audit report on rules of conduct<br />    MM: Head quarter annual report<br />    RE: Report on out-of-court complaint resolution<br />    TR: Table on out-of-court complaint resolution<br />    AD: Circ. 18/697 annexe1
| style="vertical-align:middle;" | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Circular 19/731
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus  27<br />    wkf 92
|-
| style="vertical-align:middle;" | CRS report
| style="text-decoration:underline; color:#0563C1;" | CRS
| style="vertical-align:middle;" | CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  ACD-CRS<br />    (-) Newsletter 06/02/2017<br />    (-) ECHA-n°4 06/02/2017
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 68<br />    wkf
|-
| style="vertical-align:middle;" | CSSF attestation
| style="text-decoration:underline; color:#0563C1;" | CSSF attestation request
| style="vertical-align:middle;" | -
| style="text-align:center; vertical-align:middle;" | No
| style="vertical-align:middle;" | -
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 104
|-
| style="vertical-align:middle;" | CSSF enquiry
| style="vertical-align:middle;" | ESPREP
| style="vertical-align:middle;" | ESPREP-B0999-2008-06-STT.xls
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 15<br />    wkf 78
|-
| style="vertical-align:middle;" | Data  payment collection (CDP)
| style="vertical-align:middle;" | V1.1 - V1.300-F
| style="vertical-align:middle;" | V0101_L2_201601_W000000003_B000000999_20160201_001.xml
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | BCL  - File name convention
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus  36<br />    wkf 74
|- style="vertical-align:middle;"
| Divers/Autres
| tbd
| tbd
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 5<br />    wkf 73
|-
| style="vertical-align:middle;" | EDP  report
| style="vertical-align:middle;" | EDPREP
| style="vertical-align:middle;" | EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Reporting instructions<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus  29<br />    wkf 109
|-
| style="vertical-align:middle;" | EME report
| style="vertical-align:middle;" | EMEREP
| style="vertical-align:middle;" | EMEREP-W9999-2011-03-W11-L0-L-N--.xls
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Reporting instructions<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 34<br />    wkf 110
|- style="vertical-align:middle;"
| Envoi  de documents à la CSSF
| tbd
| tbd
| style="text-align:center;" | No
| style="text-decoration:underline; color:#0563C1;" | -
| style="font-style:italic; color:#868686;" | bus  1<br />    wkf 79
|-
| style="vertical-align:middle;" | FATCA sending
| style="text-decoration:underline; color:#0563C1;" | FATCA
| style="vertical-align:middle;" | FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  Circulaire ECHA - n° 3 du 19 janvier 2017<br />    (-) ACD-FATCA
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 60<br />    wkf
|-
| style="vertical-align:middle;" | Fin.  Rep. of GFI
| style="vertical-align:middle;" | (-) Annual management company report  (AR)<br />    (-) Letter of explanation (LE)<br />    (-) Management company rep., other frequency (RO)<br />    (-) Response to the CSSF<br />    (-) Miscellaneous report
| style="vertical-align:middle;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />    DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    no naming convention<br />    no naming convention<br />    no naming convention
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus  21<br />    wkf 80
|-
| style="vertical-align:middle;" | FINREP report
| style="vertical-align:middle;" | B2.4<br />    B2.5
| style="vertical-align:middle;" | FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML<br />    FRCREP-B9999-2007-12-B24-L2-L-N--.zip
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | Naming  convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 73<br />    wkf 86
|-
| style="vertical-align:middle;" | Issuing  companies reporting<br />    (=> BCL - Financial Companies reporting)
| style="vertical-align:middle;" | S2.16<br />    S2.17
| style="vertical-align:middle;" | S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml<br />    S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-)  BCL - Reporting instructions S2.16, S2.17, TPTIBS
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus  35<br />    wkf 90
|-
| style="vertical-align:middle;" | Key investor document
| style="vertical-align:middle;" | Key Investor Information Document
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf<br />    DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF 11/509<br />    (-) CSSF - Document transmission<br />    Circulars 08/371, 09/423, 11/509
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 11
|-
| style="vertical-align:middle;" | Long forms CSSF 09/423
| style="vertical-align:middle;" | (-)Long Form reports (LF)
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 81
|-
| style="vertical-align:middle;" | Management  company report
| style="vertical-align:middle;" | SGOREP
| style="vertical-align:middle;" | SGOREP-S9999-2009-03-G21-L2-S-N--.xls
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Circular 10/467<br />    (-) CSSF - Circular 15/633<br />    (-) Naming convention for CSSF reportings<br />    (-) G2.1 template provided in the CSSF website
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus  26<br />    wkf 95
|-
| style="vertical-align:middle;" | Management letters CSSF 09/423
| style="vertical-align:middle;" | Management letters (ML)<br />    (OPC Loi 2010, OPC Loi 2007, SICAR)
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 82
|-
| style="vertical-align:middle;" | Management letters of GFI
| style="vertical-align:middle;" | (-) Management letters (ML)<br />    (Investment fund manager (IFM)<br />    Gestionnaire des fonds d'investissment (GFI))<br />    (-) Letter of explanation (LE)
| style="vertical-align:middle;" | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 125
|-
| style="vertical-align:middle;" | Management regulation/status
| style="vertical-align:middle;" | (-) DOCREP MR: Management Regulations of UCITS  (MR)<br />    (-) DOCREP AI: Articles of Incorporation of UCITS (AI)<br />    (-)DOCREP AI: Articles of Incorporation of SICAR (AI)
| style="vertical-align:middle;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR)
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-) CSSF -  CIRCULAIRE CSSF 19/708<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 108
|-
| style="vertical-align:middle;" | Mifir reporting
| style="vertical-align:middle;" | TAFREP
| style="vertical-align:middle;" | TAFREP-B00000001-2017-04-15-123456.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | CSSF -  TAF Handbook
| style="font-style:italic; color:#868686;" | bus 71<br />    wkf 115
|-
| style="vertical-align:middle;" | MMF reporting
| style="vertical-align:middle;" | MMFREP
| style="vertical-align:middle;" | MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip<br />    MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | CSSF - Money market fund<br />    CSSF - Legal reporting<br />    CSSF - MMFR Handbook
| style="font-style:italic; color:#868686;" | bus 83<br />    wkf 131
|- style="vertical-align:middle;"
| Modification group UCI
| (-) Prospectus<br />    (-) Prospectus Addendum<br />    (-) Registration request<br />    (-) Incorporating documents<br />    (-) Other informational and marketing documents<br />    (-) Depositary bank agreement<br />    (-) Management agreement<br />    (-) Advisory agreement<br />    (-) Distribution agreement<br />    (-) Domiciliation agreementt
| No file name convention
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 69
|- style="vertical-align:middle;"
| Modification société gestion
| tbd
| tbd
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 70
|- style="vertical-align:middle;"
| Modification UCI
| (-) Prospectus<br />    (-) Prospectus Addendum<br />    (-) Registration request<br />    (-) Incorporating documents<br />    (-) Other informational and marketing documents<br />    (-) Depositary bank agreement<br />    (-) Management agreement<br />    (-) Advisory agreement<br />    (-) Distribution agreement<br />    (-) Domiciliation agreementt
| No file name convention
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 68
|- style="vertical-align:middle;"
| style="font-weight:bold;" | Non LU UCI registration
| KIID, prospectus, FactSheet...
| KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf
| style="text-align:center; font-weight:bold;" | No
| -
| style="font-style:italic; color:#868686;" | bus 30<br />    wkf 107
|- style="vertical-align:middle;"
| Notification 2002/77
| tbd
| tbd
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 1<br />    wkf 72
|-
| style="vertical-align:middle;" | Other closing documents of GFI
| style="vertical-align:middle;" | (-) Risk management function(GR)<br />    (-) OPCVM instruments information (ID)<br />    (-) Compliance Function (FC)<br />    (-) Internal audit function report (IA)<br />    (-) LBC/FT Obligation (BC)<br />    (-) Complaints handling (TP)<br />    (-) Authorized third party complaints (LP)<br />    (-) Risk Management Procedure (PG)<br />    (-) Organization chart (OG)<br />    (-) Mandates table (TM)<br />    (-) Delegates of RFI (RD)<br />    (-) Branch activity (AS),<br />    (-) Own funds ratio (FP)<br />    (-) Risk management procedure AIFM (PN)<br />    (-) Minutes of meetings of the governing body (Board of directors or  management board) (BD)<br />    (-) Minutes of the conducting officers' meeting during the year 2018,  during which LBC / FT topics were discussed (CO)<br />    (-) Evidence that all of the manager's employees have completed AML / CFT  training (ET)<br />
| style="vertical-align:middle;" | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi  2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15  Loi 2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls  (SIAG/FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG)
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | CSSF  - Document transmission<br />    Circulars 19/708
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />    wkf 126
|-
| style="vertical-align:middle;" | OTHER reporting<br />    (=> CSSF)
| style="vertical-align:middle;" | OTHREP
| style="vertical-align:middle;" | OTHREP-B9999-HELLO_WORLD.xlsx
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | Naming  convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 19<br />    wkf 93
|-
| style="vertical-align:middle;" | Payments balance
| style="vertical-align:middle;" | BOP
| style="vertical-align:middle;" | BOP101_20130616_B000000999_B000000999_20130617_001.xml
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-)  BCL - Manual of electronic transmission for statistical reports of banks
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 12<br />    wkf 105
|-
| style="vertical-align:middle;" | PSF report
| style="vertical-align:middle;" | PSFREP
| style="vertical-align:middle;" | PSFREP-P9999-2008-03-P11-L1-L-N--.xls
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Circular 05/178<br />    (-) CSSF - PFS]<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 18<br />    wkf 94
|-
| style="vertical-align:middle;" | Rapport narratif (CAA) (Companie)  -<br />    Governance Re
| style="text-decoration:underline; color:#0563C1;" | N01; N02; N03; N04; N07; N08; N09; N10; N11<br />    no source files
| style="vertical-align:middle;" | N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-) Circulaire  15/10<br />    (-) File naming convention
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />    wkf 64
|-
| style="vertical-align:middle;" | Rapport narratif (CAA) (Réviseur)  -<br />    Governance Rep
| style="text-decoration:underline; color:#0563C1;" | N05; N06<br />    no source files
| style="vertical-align:middle;" | N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-) Circulaire  15/10<br />    (-) File naming convention
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />    wkf 63
|-
| style="vertical-align:middle;" | Reporting CSDR
| style="vertical-align:middle;" | CSDREP
| style="vertical-align:middle;" | CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Circular 19/709
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 78<br />    wkfxxx
|-
| style="vertical-align:middle;" | Reporting EDIFACT
| style="vertical-align:middle;" | B4.4 (Credit institutions)
| style="vertical-align:middle;" | B0001809.T01
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Reporting instructions Edifact B4.4<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 73<br />    wkf 86
|-
| style="vertical-align:middle;" | Reporting IORP
| style="vertical-align:middle;" | SUFREP
| style="vertical-align:middle;" | SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Legal reporting<br />    (-) CIRCULAR CSSF 19/726<br />    (-) New naming convention SUFREP<br />    (-) Technical note<br />    (-) XBRL taxonomies to be used
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 80<br />    wkf 130
|-
| style="vertical-align:middle;" | Reporting S1.12-L
| style="vertical-align:middle;" | S1.12-L
| style="vertical-align:middle;" | S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  BCL - Manual of electronic transmission for statistical reports of banks
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 76<br />    wkf 124
|-
| style="vertical-align:middle;" | Reporting securities by securities  of issuing companies<br />    (=> BCL - Financial Companies reporting)
| style="vertical-align:middle;" | TPTIBS
| style="vertical-align:middle;" | TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-)  BCL - Reporting instructions S2.16, S2.17, TPTIBS
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 35<br />    wkf 90
|-
| style="vertical-align:middle;" | Reporting Sicar
| style="vertical-align:middle;" | SICREP
| style="vertical-align:middle;" | SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Circular 08/376<br />    (-) CSSF - Circular 15/627<br />    (-) Naming convention for CSSF reportings
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 17<br />    wkf 112
|-
| style="vertical-align:middle;" | Reporting U
| style="vertical-align:middle;" | U1.1
| style="vertical-align:middle;" | U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  CSSF - Circular 15/627<br />    (-) CSSF - File naming convention U1.1 reporting
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 8<br />    wkf
|-
| style="vertical-align:middle;" | Security by security Banks
| style="vertical-align:middle;" | TPTBBL; TPTBBN; TPTBHR; TPTBHN
| style="vertical-align:middle;" | TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-)  BCL - Manual of electronic transmission for statistical reports of banks
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 20<br />    wkf 97
|-
| style="vertical-align:middle;" | SHS-Group reporting
| style="vertical-align:middle;" | SHSGRP
| style="vertical-align:middle;" | SHSGRP_201709_LUB00999_20171206_001.xml
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | BCL  - Reporting instructions
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 75<br />    wkf 123
|- style="vertical-align:middle;"
| SIAG (03/108)
| (-) Miscellaneous<br />    (-) Miscellaneous report<br />    (-) Reponse to the CSSF
| No file name convention
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 71
|-
| style="vertical-align:middle;" | Solvency II Reporting
| style="text-decoration:underline; color:#0563C1;" | XBRL Solvency II reports<br />    no source files
| style="vertical-align:middle;" | S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
| style="text-align:center; vertical-align:middle;" | No
| style="text-decoration:underline; color:#0563C1;" | (-) Circulaire  15/10<br />    (-) File naming convention
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />    wkf 44
|-
| style="vertical-align:middle;" | Titrisation vehicles<br />    (=> BCL - Securitisation Vehicles reporting)
| style="vertical-align:middle;" | S2.14<br />    S2.15<br />    TPTTBS
| style="vertical-align:middle;" | S0214_L1_201412_T000000999_T000123001_20150120_001.xml<br />    S0215_L1_201412_T000000999_T000123001_20150120_001.xml<br />    TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | (-)  Circular 2014/236<br />    (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 23<br />    wkf 98
|- style="vertical-align:middle;"
| UCI agreement<br />    Since 01/11/2019 the creation and transmission of  <br />    the 5001 procedure via our channel is no longer possible.
| (-) Prospectus<br />    (-) Registration request<br />    (-) Incorporating document<br />    (-) Other informational and marketing documents<br />    (-) Depositary bank agreement<br />    (-) Management agreement<br />    (-) Advisory agreement<br />    (-) Distribution agreement<br />    (-) Domiciliation agreementt<br />    (-) Miscellaneous agreement
| No file name convention
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 66
|-
| style="vertical-align:middle;" | Various  correspondence (OTH)<br />    (=> BCL -OTHER reporting)
| style="vertical-align:middle;" | OTXREP
| style="vertical-align:middle;" | OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls
| style="text-align:center; vertical-align:middle;" | Yes
| style="text-decoration:underline; color:#0563C1;" | BCL  Reporting Instructions
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus  22<br />    wkf 75
|- style="vertical-align:middle;"
| Wrong name: Management company  end<br />    the right name should be =><br />      Financial reports of Management  companies)
| (-) Management letters<br />    (-) Annual management company report<br />    (-) Semi-annual management company report<br />    (-) Management company report, other frequency<br />    (-) Miscellaneous report<br />    (-) Response to the CSSF<br />    (-) Explanation letter<br />    (-) Auditor's report
| No file name convention
| style="text-align:center;" | No
| -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 80
|}
</div>

Latest revision as of 11:43, 19 June 2023

Reporting services using www.e-file.lu


warning: no auto savingVertical navigation bar pages open vertically. Buttons remain red if data are missing or wrong.Calendar to pick the reference date.Icons to select Report status.Click on NEXT STEP or PREVIOUS STEP to switch to the next or previous page, or click on one of the sidebar navigation buttons.Select an existing report button: This button allows you to upload an existing XML report from your network or hard-drive into the report generator.Save locally button: Work in progress on a report has to be saved with this button. Work in progress means that the report is not completed, because important data are missing. The exported .xml file will be called ''DRAFT_filename.xml'' and cannot be uploaded for filing. It can be imported onto the tool for later use. If you save locally a final report, meaning that all relevant data are available inside the report, it will carry the correct naming convention for submission to the Regulator.Transmit button: If the four buttons of the sidebar are green, the Transmission button will become available and the report can be transmitted to the regulatorEXCEL button: Press this button to export an uncompleted or finalized report in EXCEL format. This file serves for your internal purpose only, however it cannot be imported.clickable image : form description


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