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==Reporting types that can be used with e-file ==
+
<div style="text-align: right; direction: ltr; margin-left: 1em;">[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]</div>
#General Presentation
+
 
::Through its dedicated electronic platform, e-file.lu, the Luxembourg Stock Exchange and Fundsquare are able to provide an ideal solution for filing entities for all the new reporting requirements.
+
Through its dedicated electronic platform, '''e-file.lu''', the '''Luxembourg Stock Exchange''' and '''Fundsquare''' are able to provide an ideal solution for filing entities for all reporting requirements.
::e-file:
+
 
::*is a communication platform for transmission and exchange of financial reports to the authorities. It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
+
*e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:
::*has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.
+
 
 +
  - Commission de Surveillance du Secteur Financier ([http://www.cssf.lu/en/ CSSF])
 +
  - Banque Centrale du Luxembourg ([http://www.bcl.lu/en/index.html BCL])
 +
  - Administration des contributions directes ([http://www.impotsdirects.public.lu/fr/echanges_electroniques.html ACD])
 +
  - Commissariat aux Assurances ([http://www.commassu.lu/ CAA])
 +
  - Service de Police judiciaire ([https://police.public.lu/fr/votre-police/services-et-unites/police-judiciaire.html SPJ])
 +
 
 +
*It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
 +
 
 +
*e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.
 +
 
 +
 
 +
 
 +
'''List of all Reporting types that can be used with e-file'''
 +
 
 +
 
 +
 
 +
==MiFID II / MiFIR==
 +
 
 +
<div style="text-align: left;">
 +
 
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
||TAFREP
 +
||TAF
 +
||Article 26 of Regulation <br /> No 600/2014: <br /> Obligation to report transactions <br /> (Markets in financial instruments => MiFIR)''
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Publications/Communiques/Communiques_2016/PR1643_Article_26_MiFIR_131216.pdf (-) CSSF - Press release 16/43]
 +
 
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_674_eng.pdf (-) CSSF - Circular 17/674]
 +
 
 +
[https://www.cssf.lu/en/Document/taf-handbook/ (-) CSSF - TAF Handbook]
 +
 
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">[[MIFIR|(-) FAQ MiFIR]]
 +
||[[Sending_Service|Sending Service]]
 +
||TAF
 +
||reportingTAF.state=up
 +
||Report TAF-MIFID
 +
||2.1.23
 +
||<span style="color: #868686"> <small>''71''</small/> </span>
 +
|-
 +
|}
 +
 
 +
==Institutions for Occupational Retirement Provision==
 +
 
 +
<div style="text-align: left;">
 +
 
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
||SUFREP
 +
||IORP
 +
||Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019''
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf (-) CSSF - Circular 19/726]<br />
 +
 
 +
[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention]<br />
 +
[http://www.cssf.lu/fileadmin/files/Metier_OPC/Technical_Note_for_IORPs.pdf (-) Technical note]<br />
 +
[https://eiopa.europa.eu/regulation-supervision/insurance/reporting-format/data-point-model-and-xbrl (-) XBRL taxonomies to be used>]<br />
 +
 
 +
 
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">
 +
||[[Sending_Service|Sending Service]]
 +
||IORP
 +
||reportingIORP.state=up
 +
||Reporting IORP
 +
||
 +
||<span style="color: #868686"> <small>''80''</small/> </span>
 +
|-
 +
|}
 +
 
 +
 
 +
==Money Market Funds (MMF) ==
 +
 
 +
<div style="text-align: left;">
 +
 
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
||MMFREP
 +
||MMF
 +
||
 +
•  According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF must report information to the competent authority (CSSF) of the MMF, at least on a quarterly basis or - for MMF with assets under management of less than Eur 100 million  - on at least an annual basis. <br />
 +
•  The first quarterly report should be sent to the competent authority of the MMF no later than 30 days after the end of Q1 2020.
 +
||CSSF
 +
||[https://www.cssf.lu/en/supervision/ivm/money-market-funds-mmf/legal-reporting/ (-) CSSF - Legal reporting]<br />
 +
 
 +
[https://www.cssf.lu/en/supervision/subnav/col2/investment-vehicles-and-managers/money-market-funds-mmf/ (-) CSSF Informations]<br />
 +
[https://blog.fundsquare.net/money-market-funds-reporting/ (-) Fundsquare Solution]<br />
 +
 
 +
 
 +
 
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">
 +
||[[Sending_Service|Sending Service]]
 +
||MMF
 +
||reportingMMF.state=up
 +
||Reporting MMF
 +
||
 +
||<span style="color: #868686"> <small>''83''</small/> </span>
 +
|-
 +
|}
 +
 
  
 
==Credit Institutions==
 
==Credit Institutions==
 +
 +
<div style="text-align: left;"
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
||ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q
 +
||ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q
 +
||AnaCredit:  <br /> Collection of granular credit and credit risk data
 +
||BCL
 +
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/AnaCredit/Instructions/AnaCredit_Technical_specifications.pdf BCL - Reporting instructions]
 +
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||Anacredit
 +
||reportingAnacredit.state=up
 +
||Rapport Anacredit
 +
||2.1.24
 +
||<span style="color: #868686"> <small>''74''</small/> </span>
 +
|-
 +
||CSDREP
 +
||CSDR
 +
||Reporting CSDR:<br />  Introduction of quarterly internalised settlement reporting requirements
 +
pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf CSSF - Circular 19/709]
 +
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CSDR
 +
||reportingCSDR.state=up
 +
||Reporting CSDR-9
 +
||2.1.26
 +
||<span style="color: #868686"> <small>''78''</small/> </span>
 +
|-
 +
||SHSGRP
 +
||SHSGRP
 +
||«SHS-Group» report:<br /> Statistics on holdings of securities by reporting banking groups
 +
||BCL
 +
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf BCL - Reporting instructions]
 +
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||GRP_BNK
 +
||GRP_BNK.state=up
 +
||BCL SHS report
 +
||
 +
||<span style="color: #868686"> <small>''75''</small/> </span>
 +
|-
 +
||FRCREP
 +
||B2.4
 +
||Information on participating interest <br /> and subordinated loans
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_686.pdf (-) CSSF - Circular CSSF 18/686] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/SOC2_4.pdf (-) CSSF - Reporting instructions B2.4] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||FINREP
 +
||reportingFINREP.state=up
 +
||Rapport FINREP
 +
||2.1.3
 +
||<span style="color: #868686"> <small>''73''</small/> </span>
 +
|-
 +
||FRCREP
 +
||B2.5
 +
||Information on staff costs and taxes <br /> and subordinated loans
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_664.pdf (-) CSSF - Circular 17/664] <br /> [https://www.cssf.lu/en/document/tables-b-2-5-band-b-2-5-e/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||FINREP
 +
||reportingFINREP.state=up
 +
||Rapport FINREP
 +
||2.1.3
 +
||<span style="color: #868686"> <small>''73''</small/> </span>
 +
|-
 +
||BNNNN
 +
||B4.4
 +
||List of head offices, agencies, <br /> branches and representative offices
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/Edifact_R_1003.pdf (-) CSSF - Reporting instructions Edifact B4.4] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||FINREP\EDIFACT
 +
||reportingFINREP.EDIFACT.state=up
 +
||Reporting EDIFACT
 +
||2.1.3
 +
||<span style="color: #868686"> <small>''16''</small/> </span>
 +
|-
 +
||COFREP
 +
||<small>SCOREP <br /> SLAREX <br /> SLCRXX <br /> SNSFRX <br /> SALMXX <br /> CCOREP <br /> CLAREX <br /> CLCRXX <br /> CNSFRX <br /> CALMXX <br /> CFINRP <br /> SFINRP <br /> CAEXXX <br /> SAEXXX <br /> CFPXXX <br /> SFPXXX <br /> CSBPXX <br /> SSBPXX <br /> CSBPIM <br /> SSBPIM <br /> CLCRDA <br /> SLCRDA <br /> SRESOL <br /> SFRTBX <br /> CFRTBX  <br />  CGSIIX <br />  MRDECI <br /> SMRTLA  <br /> CMRTLA  </small/>
 +
 +
 +
||<small>(-) SCOREP: SSOLV, SIPLO, SLEVR <br /> (-) SLAREX: SLAREX <br />  (-) SLCRXX: SLCR <br />  (-) SNSFRX: SNSFR <br />  (-) SALMXX: SALM <br />  (-) CCOREP: CSOLV, IPLO, CLEVR <br />  (-) CLAREX: CLAREX <br />  (-) CLCRXX: CLCR <br />  (-) CNSFRX: CNSFR <br />  (-) CALMXX: CALMM <br />  (-) CFINRP: CFINRP <br /> (-) SFINRP: SFINRP <br />  (-) CAEXXX: CAE <br />  (-) SAEXXX: SAE <br />  (-) CFPXXX: CFP <br />  (-) SFPXXX: SFP <br />  (-) CSBPXX: CSBP <br />  (-) SSBPXX: SSBP <br />  (-) CSBPIM: CSBPIM <br />  (-) SSBPIM: SSBPIM <br />  (-) CLCRDA: CLCRDA <br />  (-) SLCRDA: SLCRDA <br />  (-) SRESOL: SRESOL</small/>
 +
||CSSF
 +
||[http://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32014R0680&from=EN (-) Regulation (EU) No 680/2014] <br /> [https://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/Reporting_requirements_final_251119.pdf (-) CSSF - Reporting requirements for credit institutions] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ <br /> (-) Naming convention for CSSF reporting]<br />
 +
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||COREP
 +
||reportingCOREP.state=up
 +
||Rapport COREP
 +
||2.1.4
 +
||<span style="color: #868686"> <small>''72''</small/> </span>
 +
|-
 +
||DOCREP
 +
||AR
 +
||Annual Report
 +
||CSSF
 +
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||AS
 +
||<br />
 +
Annual report consolidated
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||CO
 +
||Compliance Report
 +
||CSSF
 +
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||GR
 +
||Governance Report
 +
||CSSF
 +
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||IA
 +
||Internal Audit Report
 +
||CSSF
 +
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||IC
 +
||ICAAP
 +
||CSSF
 +
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||ID
 +
||<br />
 +
ICAAP Consolidated
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||LF
 +
||Long Form Report
 +
||CSSF
 +
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||LC
 +
||<br />
 +
Long Form Consolidated
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||LD
 +
||<br />
 +
Long Form Branch or Specific Participation
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||ML
 +
||Management Letter
 +
||CSSF
 +
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||MC
 +
||<br />
 +
Management Letter Consolidated
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||RC
 +
||Risk Control Report
 +
||CSSF
 +
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||RP
 +
||Recovery Plan
 +
||CSSF
 +
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||SC
 +
||Single Customer View
 +
||CSSF
 +
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||LG
 +
||<br />
 +
Reconciliation LuxGAAP FINREP
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||RR
 +
||<br />
 +
Results Distribution
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||BD
 +
||<br />
 +
AC Member List
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||IL
 +
||<br />
 +
ILAAP
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||IM
 +
||<br />
 +
ILAAP Consolidated
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||AC
 +
||<br />
 +
Audit Report on AML/CTF
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||MF
 +
||<br />
 +
Audit report on rules of conduct
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||MM
 +
||<br />
 +
Head quarter annual report
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||RE
 +
||<br />
 +
Report on out-of-court complaint resolution
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||TR
 +
||<br />
 +
Table on out-of-court complaint resolution
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||AD
 +
||</span></small/> <br />
 +
Circ. 18/697 annexe1
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||S0001
 +
||S0.1
 +
||Daily deposit
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 +
|-
 +
||S0101
 +
||S1.1
 +
||Monthly statistical balance sheet
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 +
|-
 +
||S0104
 +
||S1.4
 +
||Adjustments due to valuation effects|
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 +
|-
 +
||S0105
 +
||S1.5
 +
||Information on interest rates in EUR
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 +
|-
 +
||S0108||S1.8||Information on securititation <br /> transactions launched <br /> by credit institutions
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 +
|-
 +
||S0109||S1.9||Information on CNY (renmibi) operations
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 +
|-
 +
||S0112-L
 +
||S1.12-L
 +
||Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary
 +
||BCL
 +
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/S0112/S0112-L_L0_instructions_EN.pdf (-) BCL - Report S 1.12-L] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Reporting S1.12
 +
||2.1.25
 +
||<span style="color: #868686"> <small>''76''</small/> </span>
 +
|-
 +
||S0205-L
 +
||S2.5-L
 +
||Quarterly statistical balance sheet
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 +
|-
 +
||S0205-N
 +
||S2.5-N
 +
||Quarterly statistical balance sheet <br /> of credit institutions - <br /> Luxembourg entity and its branches
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up|
 +
|Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 +
|-
 +
||S0208||S2.8||Real estate loans for <br /> Lxuembourg buildings
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 +
|-
 +
||S0209-L
 +
||S2.9-L
 +
||Staff report - <br /> Luxembourg entity
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 +
|-
 +
||S0209-N
 +
||S2.9-N
 +
||Staff report - <br /> Luxembourg entity and its branches
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 +
|-
 +
||S0302
 +
||S3.2
 +
||Non balance sheet information
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 +
|-
 +
||TPTBBL
 +
||TPTBBL
 +
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||TPT
 +
||reportingTPTB.state=up
 +
||Titre par Titre Bancaire
 +
||2.1.6
 +
||<span style="color: #868686"> <small>''20''</small/> </span>
 +
 +
|-
 +
||TPTBBN
 +
||TPTBBN
 +
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||TPT
 +
||reportingTPTB.state=up
 +
||Titre par Titre Bancaire
 +
||2.1.6
 +
||<span style="color: #868686"> <small>''20''</small/> </span>
 +
|-
 +
||TPTBHR
 +
||TPTBHR
 +
||Security by security report– <br /> Off-balance sheet data– <br /> Resident customers
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||TPT||reportingTPTB.state=up
 +
||Titre par Titre Bancaire
 +
||2.1.6
 +
||<span style="color: #868686"> <small>''20''</small/> </span>
 +
|-
 +
||TPTBHN
 +
||TPTBHN
 +
||Security by security report– <br /> Off-balance sheet data– <br /> Non-resident
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||TPT
 +
||reportingTPTB.state=up
 +
||Titre par Titre Bancaire
 +
||2.1.6
 +
||<span style="color: #868686"> <small>''20''</small/> </span>
 +
|-
 +
||BOP101
 +
||BOP1.1
 +
||Balance of payments reporting
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BOP
 +
||reportingBOP.state=up
 +
||Balance des Paiements
 +
||2.1.7
 +
||<span style="color: #868686"> <small>''12''</small/> </span>
 +
|-
 +
||BOP102
 +
||BOP1.2
 +
||Cross-border payments <br /> executed for the account <br /> of the resident counterparts
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BOP||reportingBOP.state=up
 +
||Balance des Paiements
 +
||2.1.7
 +
||<span style="color: #868686"> <small>''12''</small/> </span>
 +
|-
 +
||SPJ
 +
||646REP <br /> 663REP <br /> 664REP
 +
||Notification and execution of court orders
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf CSSF - Circular 13/566]
 +
||[[SPJ Manual#SPJ Manual | (-) SPJ Manual]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Perquisitions électroniques
 +
||2.1.14
 +
||<span style="color: #868686"> <small>''48''</small/> </span>
 +
|-
 +
||ESPREP
 +
||STT
 +
||Stress test in order to assess <br /> the interest rate risk <br /> arising from non-trading <br /> book activities
 +
||CSSF
 +
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||ESP
 +
||reportingESP.state=up
 +
||Rapport Enquête
 +
||2.1.18
 +
||<span style="color: #868686"> <small>''15''</small/> </span>                 
 +
|-
 +
||ESPREP
 +
||DCO
 +
||Fonds de garantie <br /> des dépôts Luxembourg <br /> (FGDL)
 +
||CSSF
 +
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||ESP
 +
||reportingESP.state=up
 +
||Rapport Enquête
 +
||2.1.18
 +
||<span style="color: #868686"> <small>''15''</small/> </span>                   
 +
|-
 +
||ESPREP
 +
||BRA
 +
||Quarterly reporting on the <br /> financial health of the branches <br /> parent entities
 +
||CSSF
 +
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||ESP
 +
||reportingESP.state=up
 +
||Rapport Enquête
 +
||2.1.18
 +
||<span style="color: #868686"> <small>''15''</small/> </span>                 
 +
|-
 +
||ESPREP
 +
||DEP
 +
||Residential credit deposits
 +
||CSSF
 +
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||ESP||reportingESP.state=up||Rapport Enquête
 +
||2.1.18
 +
||<span style="color: #868686"> <small>''15''</small/> </span>                     
 +
|-
 +
||ESPREP
 +
||RES
 +
||Residential real estate market
 +
||CSSF
 +
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||ESP||reportingESP.state=up||Rapport Enquête
 +
||2.1.18
 +
||<span style="color: #868686"> <small>''15''</small/> </span>                     
 +
|-
 +
|}
 +
 +
==Payment Institutions==
  
 
<div style="text-align: left;">
 
<div style="text-align: left;">
Line 12: Line 927:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report'''||'''Type'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''e-file version'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||TAFREP||TAF||Information on transactions in financial instruments||2.1</div>||CSSF||
+
||EDPREP
[https://www.cssf.lu/surveillance/marches-dactifs-financiers/marchesreporting-tafmifid/ TAF/MiFID]
+
||Z1.1
||[https://www.e-file.lu/ECH/application?_flowId=static&content=../EN/manuel/Content.jsp/ User Manual–Bank Reporting Transmission]||<div align="center">-||
+
||Balance sheet
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EDP
 +
||reportingEDP.state=up
 +
||Reporting EDP
 +
||2.1.10
 +
||<span style="color: #868686"> <small>''29''</small/> </span>                     
 +
|-
 +
||EDPREP
 +
||Z1.2
 +
||Identification of third-party <br /> funds held and incorporated in the balance sheet
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EDP
 +
||reportingEDP.state=up
 +
||Reporting EDP
 +
||2.1.10
 +
||<span style="color: #868686"> <small>''29''</small/> </span>                       
 +
|-
 +
||EDPREP
 +
||Z1.4
 +
||Capital adequacy of  <br /> payment institutions
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EDP
 +
||reportingEDP.state=up
 +
||Reporting EDP
 +
||2.1.10
 +
||<span style="color: #868686"> <small>''29''</small/> </span>                       
 +
|-
 +
||EDPREP
 +
||Z2.1
 +
||Profit and loss accoount
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EDP
 +
||reportingEDP.state=up
 +
||Reporting EDP
 +
||2.1.10
 +
||<span style="color: #868686"> <small>''29''</small/> </span>                       
 
|-  
 
|-  
||FRCREP||B1.1||Balance sheet statement||2.1</div>||CSSF||[https://www.cssf.lu/surveillance/banques/reporting-legal// Prudential Reporting]
+
|}
||[https://www.e-file.lu/ECH/application?_flowId=static&content=../EN/manuel/Content.jsp/ User Manual–Bank Reporting Transmission]||<div align="center">-||
+
</div>
 +
 
 +
 
 +
 
 +
 
 +
 
 +
==Electronic Money Institutions==
 +
 
 +
<div style="text-align: left;">
 +
 
 +
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
||FRCREP||B1.6||Additional information relating to the balance sheet statement||2.1</div>||CSSF||[https://www.cssf.lu/surveillance/banques/reporting-legal// Prudential Reporting]
+
! scope="col" | '''Report <br /> naming convention'''
||[https://www.e-file.lu/ECH/application?_flowId=static&content=../EN/manuel/Content.jsp/ User Manual–Bank Reporting Transmission]||<div align="center">-||
+
! scope="col" | '''Table'''
|-/ User Manual–Bank Reporting Transmission]||<div align="center">-||
+
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||FRCREP||B2.1||Income statement||2.1</div>||CSSF||[https://www.cssf.lu/surveillance/banques/reporting-legal// Prudential Reporting]
+
||EMEREP
||[https://www.e-file.lu/ECH/application?_flowId=static&content=../EN/manuel/Content.jsp/ User Manual–Bank Reporting Transmission]||<div align="center">-||
+
||W1.1
 +
||Balance sheet
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                       
 
|-
 
|-
||FRCREP||B2.5||Additional information relating to the income statement||2.1</div>||CSSF||[https://www.cssf.lu/surveillance/banques/reporting-legal// Prudential Reporting]
+
||EMEREP
||[https://www.e-file.lu/ECH/application?_flowId=static&content=../EN/manuel/Content.jsp/ User Manual–Bank Reporting Transmission]||<div align="center">-||
+
||W1.2
 +
||Identification of third-party <br /> funds held and incorporated <br /> in the balance sheet
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                         
 
|-
 
|-
||FRCREP||B6.1||Bilan consolidé||2.1</div>||CSSF||[https://www.cssf.lu/surveillance/banques/reporting-legal// Prudential Reporting]
+
||EMEREP
||[https://www.e-file.lu/ECH/application?_flowId=static&content=../EN/manuel/Content.jsp/ User Manual–Bank Reporting Transmission]||<div align="center">-||
+
||W1.3
 +
||Statement of <br /> authorised reinvestments
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                         
 
|-
 
|-
||FRCREP||B6.2||Compte de résultat consolidé||2.1</div>||CSSF||[https://www.cssf.lu/surveillance/banques/reporting-legal// Prudential Reporting]
+
||EMEREP
||[https://www.e-file.lu/ECH/application?_flowId=static&content=../EN/manuel/Content.jsp/ User Manual–Bank Reporting Transmission]||<div align="center">-||
+
||W1.4
 +
||Capital adequacy of <br /> electronic money institutions
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                         
 
|-
 
|-
||FRCREP||B6.6||Informations complémentaires relative au bilan consolitdé||2.1</div>||CSSF||[https://www.cssf.lu/surveillance/banques/reporting-legal// Prudential Reporting]
+
||EMEREP
||[https://www.e-file.lu/ECH/application?_flowId=static&content=../EN/manuel/Content.jsp/ User Manual–Bank Reporting Transmission]||<div align="center">-||
+
||W2.1
 +
||Profit and loss account
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                 
 
|-
 
|-
||FRCREP||B6.7||Informations complémentaires relative au au compte de résultat consolitdé||2.1</div>||CSSF||[https://www.cssf.lu/surveillance/banques/reporting-legal// Prudential Reporting]
+
||EMEREP
||[https://www.e-file.lu/ECH/application?_flowId=static&content=../EN/manuel/Content.jsp/ User Manual–Bank Reporting Transmission]||<div align="center">-||
+
||W4.5
 +
||Analysis of shareholdings
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                         
 +
|}
 +
</div>
 +
 
 +
 
 +
 
 +
 
 +
 
 +
==Payment Institutions/Electronic Money Institutions==
 +
 
 +
<div style="text-align: left;">
 +
 
 +
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
||FRCREP||B2.4||Information on participating interest and subordinated loans||2.1</div>||CSSF||[https://www.cssf.lu/surveillance/banques/reporting-legal// Prudential Reporting]
+
! scope="col" | '''Report <br /> naming convention'''
||[https://www.e-file.lu/ECH/application?_flowId=static&content=../EN/manuel/Content.jsp/ User Manual–Bank Reporting Transmission]||<div align="center">-||
+
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||BNNNN||B4.4||List of head offices, agencies, branches and representative offices|||2.1</div>||CSSF||[https://www.cssf.lu/surveillance/banques/reporting-legal// Prudential Reporting]
+
||V0101
||[https://www.e-file.lu/ECH/application?_flowId=static&content=../EN/manuel/Content.jsp/ User Manual–Bank Reporting Transmission]||<div align="center">-||
+
||V1.1
 +
||Customer transfers
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>                         
 
|-
 
|-
 +
||V0102
 +
||V1.2
 +
||Interbank transfers
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 +
|-
 +
||V0103
 +
||V1.3
 +
||Domiciliations
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 +
|-
 +
||V0104
 +
||V1.4
 +
||Inventory cards / terminals
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 +
|-
 +
||V0105
 +
||V1.5
 +
||Card transactiosn (Issuing part)
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 +
|-
 +
||V0106
 +
||V1.6
 +
||Card transactiosn (Acquiring part)
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 +
|-
 +
||V0107
 +
||V1.7
 +
||Cheques and money orders
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 +
|-
 +
||V0108
 +
||V1.8
 +
||Electronic money scheme
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 +
|-
 +
||V0109
 +
||V1.9
 +
||Card based e-money schemes
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 +
|-
 +
||V0110
 +
||V1.10
 +
||Stock taking of payment accounts in bank money
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 +
|-
 +
||V0111
 +
||V1.11
 +
||OTC cash transactions
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 +
|-
 +
||V0112
 +
||V1.12
 +
||Transactions via telecommunication, digital or IT device
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 +
|-
 +
||V0113
 +
||V1.13
 +
||Credits to the accounts by simple book entry
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 +
|-
 +
||V0114
 +
||V1.14
 +
||Debits from the account by simple book entry
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 +
|-
 +
|}
  
  
  
  
 +
 +
==Investment Funds==
 +
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
||-
 +
||O4.1
 +
||Yearly financial information
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span>
 +
|-
 +
||-
 +
||O4.2
 +
||Interventions on the futures and options markets
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span>
 +
|-
 +
||-
 +
||O1.2
 +
||Monthly financial information for guaranteed funds
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 +
|-
 +
||U11
 +
||U1.1
 +
||Monthly financial information UCITS and UCI
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF - File naming convention U1.1 reporting]
 +
||[[ReportGeneration|(-) Report Generation <br /> with e-form]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />[[Transmission_follow-up#How_to_reply_to_U1.1_Global_feedbacks_from_the_CSSF|(-) How to reply to Global Feedback]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 +
|-
 +
||S0103
 +
||S1.3
 +
||Monthly statistical balance sheet for money market funds (MMF)
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 +
|-
 +
|S0106
 +
||S1.6
 +
||Monthly statistical balance sheet for non-money market funds (non-MMF)
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 +
|-
 +
|S02013
 +
||S2.13
 +
||Quarterly statistical balance sheet for non-MMF investment funds
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 +
|-
 +
|TPTOBS
 +
||TPTOBS
 +
||Monthly Security by security reporting for investment funds
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 +
|-
 +
|SIC
 +
||K3.1
 +
||Financial information to be submitted by investment companies in risk capital (SICARs)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf (-) CSSF - Circular 08/376] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||SICAR
 +
||reportingSICAR.state=up
 +
||Reporting SICAR
 +
||1.1
 +
||<span style="color: #868686"> <small>''17''</small/> </span>
 +
|-
 +
|DOCREP
 +
||LF
 +
||<br />
 +
Long Form reports (UCI Law 2010)
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\Long_Form||reportingLF.state=up||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
||DOCREP
 +
||ML
 +
||<br />
 +
Management letters  <br />
 +
(-) O: OPC Law 2010<br />
 +
(-) O: Law 2007 <br />
 +
(-) K: SICAR<br />
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\MGMT_Letter
 +
||reportingML.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||ML
 +
||<br />
 +
Management letters of Investment fund managers (IFM) ('''EN''') <br />
 +
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF -  Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\MGMT_GFI
 +
||reportingMLGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||RR<br />
 +
HK
 +
||
 +
Auditor report<br />
 +
(-) O: UCI Law 2010<br />
 +
(-) O: UCI Law 2007<br />
 +
(-) K: SICAR<br />
 +
(-) S: Investment fund manager (IFM) <br />
 +
(-) A: Investment fund manager (IFM) <br />
 +
<br />
 +
Report Hong Kong Securities and Futures (HK) <br />
 +
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/OTHER
 +
||reportingDOC_OTH.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP<br />
 +
||
 +
<small>
 +
 +
 +
 +
(-) GR <br />
 +
(-) ID <br />
 +
(-) FC <br />
 +
(-) IA <br />
 +
(-) BC <br /> 
 +
(-) TP <br />
 +
(-) LP <br />
 +
(-) PG <br /> 
 +
(-) OG <br />
 +
(-) TM <br /> 
 +
(-) RD <br />
 +
(-) AS <br />
 +
(-) FP <br />
 +
(-) PN <br />
 +
(-) BD <br />
 +
(-) CO <br />
 +
(-) ET <br />
 +
</small/>   
 +
||
 +
<br />
 +
'''Investment fund managers (IFM)''': <br />
 +
<small>
 +
(-) Risk management function(GR) <br />
 +
(-) OPCVM instruments information (ID) <br />
 +
(-) Compliance Function (FC)<br />
 +
(-) Internal audit function report (IA)<br />
 +
(-) LBC/FT Obligation (BC) <br /> 
 +
(-) Complaints handling (TP) <br />
 +
(-) Authorized third party complaints (LP) <br />
 +
(-) Risk Management Procedure (PG)<br /> 
 +
(-) Organization chart (OG) <br />
 +
(-) Mandates table (TM) <br /> 
 +
(-) Delegates of RFI (RD) <br />
 +
(-) Branch activity (AS) <br />
 +
(-) Own funds ratio (FP) <br />
 +
(-) Risk management procedure AIFM (PN) <br />
 +
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD) <br />
 +
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) <br />
 +
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />
 +
<br />
 +
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\DOC_GFI
 +
||reportingGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||(-) PC <br /> (-) DE <br /> (-) LE
 +
||SIF: <br /> (-) Prospectus (PC) <br /> (-) Offering document (DE) <br /> (-) Letter of explanation (LE)
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\PROSP_FIS
 +
||reportingPFIS.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||(-) PC <br /> (-) PS <br /> (-) LE
 +
||UCI: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Letter of explanation (LE)
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\PROSP_OPC
 +
||reportingPOPC.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
 +
 +
|-
 +
|DOCREP
 +
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
 +
||SIF Law 2007:  <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report SIF (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM) <br />
 +
SICAR: <br />
 +
(-) Annual Report (AR) <br />
 +
(-) Other periodic report (RO)
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\Report_FIS
 +
||reportingRAFIS.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
 +
 +
 +
 +
|-
 +
|DOCREP
 +
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
 +
||UCI Law 2010: <br /> (-) Annual Report (AR)  <br /> (-) Semi-annual report (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (MP)
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\Report_OPC
 +
||reportingRFOPC.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
 +
|-
 +
|DOCREP
 +
||AR <br /> RO
 +
||<br />
 +
Investment fund managers (IFM) ('''EN''') <br />
 +
Gestionnaires des fonds d'investissement (GFI)('''FR''')<br />
 +
(-) Annual Report (AR) <br />
 +
(-) Other periodic report (RO) <br />
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/REPORT_GFI
 +
||reportingRGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
 +
 +
|-
 +
|DOCREP
 +
||KI
 +
||Key Investor Information Document <br />
 +
(-) O: OPC Law 2010 and Loi 2007 <br />
 +
(-) K: SICAR<br />
 +
(-) V: non-reglem.
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br /> [[PRIIPS|(-) PRIIPs KID]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\KID_OPC
 +
||reportingKID.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||MR
 +
||Management Regulations of UCITS
 +
(-) O: OPC Law 2010<br />
 +
(-) O: Law 2007 <br />
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\MGMT_REGUL
 +
||reportingMR.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||AI
 +
||Articles of Incorporation of UCITS
 +
(-) O: UCI Law 2010 <br />
 +
(-) O: UCI Law 2007 <br />
 +
(-) K: SICAR <br />
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\ART_INCORP||reportingAI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
||n/a
 +
||n/a
 +
||Request for delivery of attestations
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe]
 +
||[[Transmission_Module#Special_case:_UCI_attestation_request | (-) UCI attestation request]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|NOTREP
 +
||INI ''or'' <br /> UPD
 +
||Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf (-) CSSF 11/509] <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF - Circulars 08/371, 09/423, 11/509]
 +
||[[E-file_Light_EN#Notification_Tool|e-file Notification Tool]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\NOTIFICATIONS_UCITSIV
 +
||reportingNotifUcitsIV.state=up
 +
||(-) Gestion documentaire <br /> (-) Dashboard <br /> (-) Matrice d'enregistrement et de distribution
 +
||1.2
 +
||<span style="color: #868686"> <small>''28''</small/> </span>
 +
|-
 
|}
 
|}
 
</div>
 
</div>
<br>
 
Should
 
                 
 
  
 +
==Alternative Investment Fund Managers (AIFM)==
  
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
|AIF
 +
||MAN
 +
||Alternative Investment Fund reporting (AIF Manager)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br />
 +
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]
 +
||[[Sending_Service|Sending Service]]
 +
||AIF||reportingAIF.state=up
 +
||(-) AIF <br /> (-) AMfine
 +
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
 +
||<span style="color: #868686"> <small>''54''</small/> </span>
 +
|-
 +
|AIF
 +
||AIF
 +
||Alternative Investment Fund reporting
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br />
 +
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]
 +
||[[Sending_Service|Sending Service]]
 +
||AIF
 +
||reportingAIF.state=up
 +
||(-) AIF <br /> (-) AMfine
 +
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
 +
||<span style="color: #868686"> <small>''54''</small/> </span>
 +
|-
 +
|}
 +
</div>
 +
 +
 +
 +
 +
 +
==Management Companies==
 +
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
|SGOREP
 +
||G21
 +
||<small>(-) SG 1A: Financial situation <br /> (-) SG 1B: Profit and loss account <br /> (-) SG 1C: Table relating to other activities <br /> (-) SG 2: Other activities <br /> (-) SG: Personnel Table relating to staff</small/>
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf (-) CSSF - Circular 10/467] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf (-) CSSF - Circular 15/633] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Wiki Sending Service]]
 +
||SGO
 +
||reportingSGO.state=up
 +
||Rapport Société de Gestion
 +
||(-) 1.1 <br /> (-) 2.1.16
 +
||<span style="color: #868686"> <small>''26''</small/> </span>
 +
|-
 +
|DOCREP
 +
||ML
 +
||
 +
Management letters of Investment fund managers (IFM) ('''EN''') <br />
 +
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\MGMT_GFI
 +
||reportingMLGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||AR
 +
||<br />
 +
Annual report of Investment fund managers (IFM) ('''EN''') <br />
 +
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/REPORT_GFI
 +
||reportingRGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||RR<br />
 +
HK
 +
||
 +
Auditor report<br />
 +
(-) S: Investment fund manager (IFM) <br />
 +
(-) A: Investment fund manager (IFM) <br />
 +
<br />
 +
Report Hong Kong Securities and Futures (HK) <br />
 +
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/OTHER
 +
||reportingDOC_OTH.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP<br />
 +
||
 +
<small>
 +
 +
 +
 +
(-) GR <br />
 +
(-) ID <br />
 +
(-) FC <br />
 +
(-) IA <br />
 +
(-) BC <br /> 
 +
(-) TP <br />
 +
(-) LP <br />
 +
(-) PG <br /> 
 +
(-) OG <br />
 +
(-) TM <br /> 
 +
(-) RD <br />
 +
(-) AS <br />
 +
(-) FP <br />
 +
(-) PN <br />
 +
(-) BD <br />
 +
(-) CO <br />
 +
(-) ET <br />
 +
</small/>   
 +
||
 +
<br />
 +
'''Investment fund managers (IFM)''': <br />
 +
<small>
 +
(-) Risk management function(GR) <br />
 +
(-) OPCVM instruments information (ID) <br />
 +
(-) Compliance Function (FC)<br />
 +
(-) Internal audit function report (IA)<br />
 +
(-) LBC/FT Obligation (BC) <br /> 
 +
(-) Complaints handling (TP) <br />
 +
(-) Authorized third party complaints (LP) <br />
 +
(-) Risk Management Procedure (PG)<br /> 
 +
(-) Organization chart (OG) <br />
 +
(-) Mandates table (TM) <br /> 
 +
(-) Delegates of RFI (RD) <br />
 +
(-) Branch activity (AS) <br />
 +
(-) Own funds ratio (FP) <br />
 +
(-) Risk management procedure AIFM (PN)<br />
 +
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)<br />
 +
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)<br />
 +
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />
 +
<br />
 +
 +
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_698.pdf (-) CSSF - Circulars 18/698]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\DOC_GFI
 +
||reportingGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP<br />
 +
||
 +
<small>
 +
 +
(-) BD <br />
 +
(-) CO <br />
 +
(-) ET <br />
 +
(-) BC <br />
 +
(-) LE <br />
 +
</small/>   
 +
||
 +
<br />
 +
 +
<small>
 +
 +
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)<br />
 +
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)<br />
 +
-) LBC/FT Obligation (BC) <br />
 +
(-) Letter of explanation (LE) <br />
 +
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br /> [[File:Attention.jpg|border|30px]]<span style="color: #C00000"> '''E-file should no longer be used for this procedure -ET-!!!!!!'''<br />
 +
 +
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_698.pdf (-) CSSF - Circulars 18/698]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
 +
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 +
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/AML_AIFM_REG
 +
||reportingAML-AIFM-REG.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|}
 +
</div>
 +
 +
==Professionals of the Financial Sector (PFS)==
 +
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
|PSFREP
 +
||(-) Basic reporting <br /> (-) Ad hoc reporting <br /> (-) Annual information
 +
||Reporting population: <br /> (-) Investment firms <br /> (-) Specialised PFS  <br /> (-) Support PFS
 +
||CSSF
 +
||[http://www.cssf.lu/en/supervision/pfs/ (-) CSSF - PFS] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||PSF
 +
||reportingPSF.state=up
 +
||Rapport PSF
 +
||2.1.8
 +
||<span style="color: #868686"> <small>''18''</small/> </span>
 +
|-
 +
||DOCREP
 +
||LF
 +
||Long Form Report
 +
||CSSF
 +
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Rapport des établissements de crédit
 +
||(-) 1.1 <br />  (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||ML
 +
||Management Letter
 +
||CSSF
 +
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Rapport des établissements de crédit
 +
||(-) 1.1 <br />  (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
|COFREP||
 +
<small>
 +
SCOREP<br />
 +
SLAREX<br />
 +
SLCRXX<br />
 +
SNSFRX<br />
 +
CCOREP<br />
 +
CLAREX<br />
 +
CLCRXX<br />
 +
CNSFRS<br />
 +
CAEXXX<br />
 +
SAEXXX<br />
 +
CALMXX<br />
 +
SALMXX<br />
 +
SRESOL<br />
 +
 +
||<small>
 +
(-) SCOREP: SSOLV, SIPLO, SLEVDA <br /> 
 +
(-) SLAREX: SLAREX <br /> 
 +
(-) SLCRXX: SLCR <br /> 
 +
(-) SNSFRX: SNSFR <br /> 
 +
(-) CCOREP: CSOLV, CIPLO, CLEVDA <br /> 
 +
(-) CLAREX: CLAREX <br /> 
 +
(-) CLCRXX: CLCR <br /> 
 +
(-) CNSFRS: CNSFR <br /> 
 +
(-) CAEXXX: tbd <br /> 
 +
(-) SAEXXX: tbd <br /> 
 +
(-) CALMXX: CALMM <br /> 
 +
(-) SALMXX: SALMM <br />
 +
(-) SRESOL: SRESOL<br />
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_EI/IF_reporting_requirements_121216.pdf (-) CSSF - Reporting requirements for investment firms ] <br /> [https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ (-) Naming convention for CSSF reportings]<br />
 +
[[Media:CIR Reporting.pdf | (-) CIR Reporting]]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||COREP||reportingCOREP.state=up
 +
||Rapport COREP
 +
||2.1.4
 +
||<span style="color: #868686"> <small>''72''</small/> </span>
 +
|-
 +
|}
 +
 +
==Securitisation Vehicles==
 +
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
|S0214
 +
||S2.14
 +
||Quarterly statistical balance
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.15, TPTTBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||Securisation
 +
||reportingSecurisation.state=up
 +
||Véhicule titrisation
 +
||2.1.9
 +
||<span style="color: #868686"> <small>''23''</small/> </span>
 +
|-
 +
|S0215
 +
||S2.15
 +
||Transactions and write-offs/write-downs on securitised loans
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.15, TPTTBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||Securisation
 +
||reportingSecurisation.state=up
 +
||Véhicule titrisation
 +
||2.1.9
 +
||<span style="color: #868686"> <small>''23''</small/> </span>
 +
|-
 +
|TPTTBS
 +
||TPTTBS
 +
||Security by security reporting
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.15, TPTTBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||Securisation||reportingSecurisation.state=up
 +
||Véhicule titrisation
 +
||2.1.9
 +
||<span style="color: #868686"> <small>''23''</small/> </span>
 +
|-
 +
|}
 +
</div>
 +
 +
==Financial Companies==
 +
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
|S0216
 +
||S2.16
 +
||Quarterly statistical balance of Financial Companies
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||SE
 +
||reportingSE.state=up
 +
||Reporting des sociétés émettrices
 +
||2.1.12
 +
||<span style="color: #868686"> <small>''35''</small/> </span>
 +
|-
 +
|S0217
 +
||S2.17
 +
||Transactions of Financial Companies
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||SE
 +
||reportingSE.state=up
 +
||Reporting des sociétés émettrices
 +
||2.1.12
 +
||<span style="color: #868686"> <small>''35''</small/> </span>
 +
|-
 +
|TPTIBS
 +
||TPTIBS
 +
||Monthly security by security reporting of Financial Companies
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||SE
 +
||reportingSE.state=up
 +
||Reporting des sociétés émettrices
 +
||2.1.12
 +
||<span style="color: #868686"> <small>''35''</small/> </span>
 +
|-
 +
|}
 +
</div>
 +
 +
 +
 +
 +
 +
== Insurance Corporations==
 +
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
|CPR
 +
||Source file reception from CAA
 +
||Compte rendu
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf  (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 35)''</small/> </span>
 +
|-
 +
|RAC
 +
||Source file reception from CAA
 +
||Rapport actuariel
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 36)''</small/> </span>
 +
|-
 +
|RDI
 +
||Source file reception from CAA
 +
||Rapport distinct du réviseur
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 37)''</small/> </span>
 +
|-
 +
|RGO
 +
||Source file reception from CAA||Rapport de gouvernance
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 38)''</small/> </span>
 +
|-
 +
|RLB
 +
||Source file reception from CAA
 +
||Rapport LBCFT
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 39)''</small/> </span>
 +
|-
 +
|RRE
 +
||Source file reception from CAA||Rapports sur le traitement des réclamations
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 40)''</small/> </span>
 +
|-
 +
|ESP
 +
||Source file reception from CAA||Enquête spécifique
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 41)''</small/> </span>
 +
|-
 +
|ETR
 +
||Source file reception from CAA
 +
||Etat trimestriel
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 45)''</small/> </span>
 +
|-
 +
|RSO
 +
||Source file reception from CAA
 +
||Rapport distinct Solvabilité 2 du réviseur
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 62)''</small/> </span>
 +
|-
 +
|FIR
 +
||Source file reception from CAA
 +
||Fiche de renseignement
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 65)''</small/> </span>
 +
|-
 +
|N01 (Comp); N02 (Comp); N03 (Comp); <br /> N04 (Comp); N05 (Réviseur); N06( Réviseur); <br /> N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp)
 +
||n/a
 +
||Rapports narratifs
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||[[Sending_Service|Wiki Sending Service]]
 +
||CAA||reportingCAA.state=up
 +
||Reporting CAA
 +
||2.1.20
 +
|| <span style="color: #868686"> <small>''62 <br /> (wkf 63 (Réviseur)/ <br /> wkf 64 (Compagnie)''</small/> </span>
 +
|-
 +
|S01; S02; S03; S04; S05; <br /> S06 (Réviseur); S07; S08; <br />  S09; S10; S11; S12; S13; <br />  S14; S15; S16; S17; S18; <br />  S19; S20; S23
 +
||n/a
 +
||XBRL reports Solvency II
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||[[Sending_Service|Sending Service]]
 +
||CAA||reportingCAA.state=up
 +
||Reporting CAA
 +
||2.1.20
 +
|| <span style="color: #868686"> <small>''62 <br /> (wkf 44)''</small/> </span>
 +
|-
 +
|S0218-L
 +
||n/a
 +
||Quarterly statistical balance sheet of insurance corporations – Luxembourg entity
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||ASS
 +
||reportingASS.state=up
 +
||Reporting BCL pour les assurances
 +
||2.1.21||<span style="color: #868686"> <small>''63 <br /> (wkf42)''</small/> </span>
 +
|-
 +
|S0219-L
 +
||n/a
 +
||Information on valuation effects on the balance sheet of insurance corporations
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||ASS
 +
||reportingASS.state=up
 +
||Reporting BCL pour les assurances
 +
||2.1.21
 +
||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
 +
|-
 +
|S0403-L
 +
||n/a
 +
||Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br />[http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||ASS
 +
||reportingASS.state=up
 +
||Reporting BCL pour les assurances
 +
||2.1.21
 +
||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
 +
|-
 +
|TPTASS
 +
||n/a
 +
||Monthly Security by security reporting of insurance corporations
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Wiki Sending Service]]
 +
||ASS
 +
||reportingASS.state=up
 +
||Reporting BCL pour les assurances
 +
||2.1.21
 +
||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
 +
|-
 +
|}
 +
</div>
 +
 +
==Financial Institutions - Foreign Account Tax Compliance Act (FATCA)==
 +
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
|FATCA
 +
||FATCA
 +
||Foreign Account Tax Compliance Act Reporting
 +
||ACD
 +
||[http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf (-) Circulaire ECHA - n° 3 du 19 janvier 2017] <br /> [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html (-) ACD-FATCA]
 +
||[[FATCA_Manual|(-) FATCA - User Guide of e-form]] <br /> [[FATCA Onboarding|(-) FATCA - Onboarding & FAQ]]
 +
||[[Sending_Service|Sending Service]]
 +
||FATCA
 +
||reportingFATCA.state=up
 +
||Rapport FATCA
 +
||2.1.19; 2.2
 +
||<span style="color: #868686"> <small>''60''</small/> </span>
 +
|-
 +
|}
 +
</div>
 +
 +
 +
 +
 +
 +
==Financial Institutions - Common Reporting Standard (CRS)==
 +
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
|CRS
 +
||CRS
 +
||Automatic exchange of <br /> financial account information <br /> on a global level
 +
||ACD
 +
||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html (-) ACD-CRS] <br /> [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html (-) Newsletter 06/02/2017] <br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf (-) ECHA-n°4 06/02/2017]
 +
||[[CRS_Manual|(-) CRS - User Guide of e-form]] <br /> [[CRS Onboarding|(-) CRS - Onboarding & FAQ]]
 +
||[[Sending_Service|Sending Service]]
 +
||CRS
 +
||reportingCRS.state=up
 +
||Reporting CRS
 +
||(-) 2.1.22 <br /> (-) 2.3
 +
||<span style="color: #868686"> <small>''68''</small/> </span>
 +
|-
 +
|}
 +
 +
 +
 +
 +
 +
==Other reporting CSSF BCL==
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
||OTHREP
 +
||OTH
 +
||Other reporting
 +
||CSSF
 +
||[https://www.cssf.lu/en/Document/naming-convention-for-cssf-reportings/ Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||OTH
 +
||reportingOTH.state=up
 +
||Reporting OTHER (CSSF)
 +
||-
 +
||<span style="color: #868686"> <small>''19''</small/> </span>
 +
|-
 +
||OTXREP
 +
||OTX
 +
||Various correspondence
 +
||BCL
 +
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_16_0282_FDI_2015.pdf BCL Reporting Instructions OTXREP]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||Various_Correspondence
 +
||reportingCD.state=up
 +
||Reporting OTHER (BCL)
 +
||-
 +
||<span style="color: #868686"> <small>''22''</small/> </span>
 +
|-
 +
|}
  
  
 
[[Category: FAQ e-file]]
 
[[Category: FAQ e-file]]

Latest revision as of 13:32, 11 August 2021

Through its dedicated electronic platform, e-file.lu, the Luxembourg Stock Exchange and Fundsquare are able to provide an ideal solution for filing entities for all reporting requirements.

  • e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:
 - Commission de Surveillance du Secteur Financier (CSSF)
 - Banque Centrale du Luxembourg (BCL)
 - Administration des contributions directes (ACD)
 - Commissariat aux Assurances (CAA)
 - Service de Police judiciaire (SPJ)
  • It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
  • e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.


List of all Reporting types that can be used with e-file


MiFID II / MiFIR

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
TAFREP TAF Article 26 of Regulation
No 600/2014:
Obligation to report transactions
(Markets in financial instruments => MiFIR)
CSSF (-) CSSF - Press release 16/43

(-) CSSF - Circular 17/674

(-) CSSF - TAF Handbook

(-) Manual file transmission
(-) Sending types - Examples
(-) FAQ MiFIR
Sending Service TAF reportingTAF.state=up Report TAF-MIFID 2.1.23 71

Institutions for Occupational Retirement Provision

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
SUFREP IORP Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019 CSSF (-) CSSF - Circular 19/726

(-) Naming convention
(-) Technical note
(-) XBRL taxonomies to be used>


(-) Manual file transmission
(-) Sending types - Examples
Sending Service IORP reportingIORP.state=up Reporting IORP 80


Money Market Funds (MMF)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
MMFREP MMF

• According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF must report information to the competent authority (CSSF) of the MMF, at least on a quarterly basis or - for MMF with assets under management of less than Eur 100 million - on at least an annual basis.
• The first quarterly report should be sent to the competent authority of the MMF no later than 30 days after the end of Q1 2020.

CSSF (-) CSSF - Legal reporting

(-) CSSF Informations
(-) Fundsquare Solution


(-) Manual file transmission
(-) Sending types - Examples
Sending Service MMF reportingMMF.state=up Reporting MMF 83


Credit Institutions

<div style="text-align: left;"

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
ANTREF
ANTT1M
ANTT2M
ANTT2Q
ANTREF
ANTT1M
ANTT2M
ANTT2Q
AnaCredit:
Collection of granular credit and credit risk data
BCL BCL - Reporting instructions (-) Manual file transmission
(-) Sending types - Examples
Sending Service Anacredit reportingAnacredit.state=up Rapport Anacredit 2.1.24 74
CSDREP CSDR Reporting CSDR:
Introduction of quarterly internalised settlement reporting requirements

pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)

CSSF CSSF - Circular 19/709 (-) Manual file transmission
(-) Sending types - Examples
Sending Service CSDR reportingCSDR.state=up Reporting CSDR-9 2.1.26 78
SHSGRP SHSGRP «SHS-Group» report:
Statistics on holdings of securities by reporting banking groups
BCL BCL - Reporting instructions (-) Manual file transmission
(-) Sending types - Examples
Sending Service GRP_BNK GRP_BNK.state=up BCL SHS report 75
FRCREP B2.4 Information on participating interest
and subordinated loans
CSSF (-) CSSF - Circular CSSF 18/686
(-) CSSF - Reporting instructions B2.4
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP reportingFINREP.state=up Rapport FINREP 2.1.3 73
FRCREP B2.5 Information on staff costs and taxes
and subordinated loans
CSSF (-) CSSF - Circular 17/664
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP reportingFINREP.state=up Rapport FINREP 2.1.3 73
BNNNN B4.4 List of head offices, agencies,
branches and representative offices
CSSF (-) CSSF - Reporting instructions Edifact B4.4
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP\EDIFACT reportingFINREP.EDIFACT.state=up Reporting EDIFACT 2.1.3 16
COFREP SCOREP
SLAREX
SLCRXX
SNSFRX
SALMXX
CCOREP
CLAREX
CLCRXX
CNSFRX
CALMXX
CFINRP
SFINRP
CAEXXX
SAEXXX
CFPXXX
SFPXXX
CSBPXX
SSBPXX
CSBPIM
SSBPIM
CLCRDA
SLCRDA
SRESOL
SFRTBX
CFRTBX
CGSIIX
MRDECI
SMRTLA
CMRTLA


(-) SCOREP: SSOLV, SIPLO, SLEVR
(-) SLAREX: SLAREX
(-) SLCRXX: SLCR
(-) SNSFRX: SNSFR
(-) SALMXX: SALM
(-) CCOREP: CSOLV, IPLO, CLEVR
(-) CLAREX: CLAREX
(-) CLCRXX: CLCR
(-) CNSFRX: CNSFR
(-) CALMXX: CALMM
(-) CFINRP: CFINRP
(-) SFINRP: SFINRP
(-) CAEXXX: CAE
(-) SAEXXX: SAE
(-) CFPXXX: CFP
(-) SFPXXX: SFP
(-) CSBPXX: CSBP
(-) SSBPXX: SSBP
(-) CSBPIM: CSBPIM
(-) SSBPIM: SSBPIM
(-) CLCRDA: CLCRDA
(-) SLCRDA: SLCRDA
(-) SRESOL: SRESOL
CSSF (-) Regulation (EU) No 680/2014
(-) CSSF - Reporting requirements for credit institutions

(-) Naming convention for CSSF reporting

(-) Manual file transmission
(-) Sending types - Examples
Sending Service COREP reportingCOREP.state=up Rapport COREP 2.1.4 72
DOCREP AR Annual Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP AS

Annual report consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP CO Compliance Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP GR Governance Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IA Internal Audit Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IC ICAAP CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ID

ICAAP Consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LF Long Form Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LC

Long Form Consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LD

Long Form Branch or Specific Participation

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ML Management Letter CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP MC

Management Letter Consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RC Risk Control Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RP Recovery Plan CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP SC Single Customer View CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LG

Reconciliation LuxGAAP FINREP

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RR

Results Distribution

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP BD

AC Member List

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IL

ILAAP

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IM

ILAAP Consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP AC

Audit Report on AML/CTF

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP MF

Audit report on rules of conduct

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP MM

Head quarter annual report

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RE

Report on out-of-court complaint resolution

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP TR

Table on out-of-court complaint resolution

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP AD </small/>

Circ. 18/697 annexe1

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
S0001 S0.1 Daily deposit BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0101 S1.1 Monthly statistical balance sheet BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0104 S1.4 Adjustments due to valuation effects| BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0105 S1.5 Information on interest rates in EUR BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0108 S1.8 Information on securititation
transactions launched
by credit institutions
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0109 S1.9 Information on CNY (renmibi) operations BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0112-L S1.12-L Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary BCL (-) BCL - Report S 1.12-L
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Reporting S1.12 2.1.25 76
S0205-L S2.5-L Quarterly statistical balance sheet BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0205-N S2.5-N Quarterly statistical balance sheet
of credit institutions -
Luxembourg entity and its branches
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up| Statistiques BCL 2.1.5 13
S0208 S2.8 Real estate loans for
Lxuembourg buildings
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0209-L S2.9-L Staff report -
Luxembourg entity
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0209-N S2.9-N Staff report -
Luxembourg entity and its branches
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0302 S3.2 Non balance sheet information BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
TPTBBL TPTBBL Security by security report–
Balance sheet data–
Luxembourg
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBBN TPTBBN Security by security report–
Balance sheet data–
Luxembourg
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBHR TPTBHR Security by security report–
Off-balance sheet data–
Resident customers
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBHN TPTBHN Security by security report–
Off-balance sheet data–
Non-resident
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
BOP101 BOP1.1 Balance of payments reporting BCL (-) BCL - Circular 2007/216
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BOP reportingBOP.state=up Balance des Paiements 2.1.7 12
BOP102 BOP1.2 Cross-border payments
executed for the account
of the resident counterparts
BCL (-) BCL - Circular 2007/216
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BOP reportingBOP.state=up Balance des Paiements 2.1.7 12
SPJ 646REP
663REP
664REP
Notification and execution of court orders CSSF CSSF - Circular 13/566 (-) SPJ Manual
(-) Sending types - Examples
n/a n/a n/a Perquisitions électroniques 2.1.14 48
ESPREP STT Stress test in order to assess
the interest rate risk
arising from non-trading
book activities
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP DCO Fonds de garantie
des dépôts Luxembourg
(FGDL)
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP BRA Quarterly reporting on the
financial health of the branches
parent entities
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP DEP Residential credit deposits CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP RES Residential real estate market CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15

Payment Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
EDPREP Z1.1 Balance sheet CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z1.2 Identification of third-party
funds held and incorporated in the balance sheet
CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z1.4 Capital adequacy of
payment institutions
CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z2.1 Profit and loss accoount CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29



Electronic Money Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
EMEREP W1.1 Balance sheet CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.2 Identification of third-party
funds held and incorporated
in the balance sheet
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.3 Statement of
authorised reinvestments
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.4 Capital adequacy of
electronic money institutions
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W2.1 Profit and loss account CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W4.5 Analysis of shareholdings CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34



Payment Institutions/Electronic Money Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
V0101 V1.1 Customer transfers BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0102 V1.2 Interbank transfers BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0103 V1.3 Domiciliations BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0104 V1.4 Inventory cards / terminals BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0105 V1.5 Card transactiosn (Issuing part) BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0106 V1.6 Card transactiosn (Acquiring part) BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0107 V1.7 Cheques and money orders BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0108 V1.8 Electronic money scheme BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0109 V1.9 Card based e-money schemes BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0110 V1.10 Stock taking of payment accounts in bank money BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0111 V1.11 OTC cash transactions BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0112 V1.12 Transactions via telecommunication, digital or IT device BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0113 V1.13 Credits to the accounts by simple book entry BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0114 V1.14 Debits from the account by simple book entry BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36



Investment Funds

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
- O4.1 Yearly financial information CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
- O4.2 Interventions on the futures and options markets CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
- O1.2 Monthly financial information for guaranteed funds CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
U11 U1.1 Monthly financial information UCITS and UCI CSSF (-) CSSF - Circular 15/627
(-) CSSF - Circular 12/540
(-) CSSF - File naming convention U1.1 reporting
(-) Report Generation
with e-form

(-) Sending types - Examples
(-) How to reply to Global Feedback
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S0103 S1.3 Monthly statistical balance sheet for money market funds (MMF) BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S0106 S1.6 Monthly statistical balance sheet for non-money market funds (non-MMF) BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S02013 S2.13 Quarterly statistical balance sheet for non-MMF investment funds BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
TPTOBS TPTOBS Monthly Security by security reporting for investment funds BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
SIC K3.1 Financial information to be submitted by investment companies in risk capital (SICARs) CSSF (-) CSSF - Circular 08/376
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service SICAR reportingSICAR.state=up Reporting SICAR 1.1 17
DOCREP LF

Long Form reports (UCI Law 2010)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Long_Form reportingLF.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP ML

Management letters
(-) O: OPC Law 2010
(-) O: Law 2007
(-) K: SICAR

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_Letter reportingML.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP ML

Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_GFI reportingMLGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP RR

HK

Auditor report
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)

Report Hong Kong Securities and Futures (HK)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/OTHER reportingDOC_OTH.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP


(-) GR
(-) ID
(-) FC
(-) IA
(-) BC
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN
(-) BD
(-) CO
(-) ET


Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\DOC_GFI reportingGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP (-) PC
(-) DE
(-) LE
SIF:
(-) Prospectus (PC)
(-) Offering document (DE)
(-) Letter of explanation (LE)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\PROSP_FIS reportingPFIS.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP (-) PC
(-) PS
(-) LE
UCI:
(-) Prospectus (PC)
(-) Simplified prospectus (PS)
(-) Letter of explanation (LE)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\PROSP_OPC reportingPOPC.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21


DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM
SIF Law 2007:
(-) Annual Report (AR)
(-) Semi-annual report SIF (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM)

SICAR:
(-) Annual Report (AR)
(-) Other periodic report (RO)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Report_FIS reportingRAFIS.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21



DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM
UCI Law 2010:
(-) Annual Report (AR)
(-) Semi-annual report (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (MP)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Report_OPC reportingRFOPC.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP AR
RO

Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI)(FR)
(-) Annual Report (AR)
(-) Other periodic report (RO)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/REPORT_GFI reportingRGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21


DOCREP KI Key Investor Information Document

(-) O: OPC Law 2010 and Loi 2007
(-) K: SICAR
(-) V: non-reglem.

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
(-) PRIIPs KID
Sending Service DOC_FIS_OPC\KID_OPC reportingKID.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP MR Management Regulations of UCITS

(-) O: OPC Law 2010
(-) O: Law 2007

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_REGUL reportingMR.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP AI Articles of Incorporation of UCITS

(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\ART_INCORP reportingAI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
n/a n/a Request for delivery of attestations CSSF (-) CSSF - Circulars 19/708

(-) Annexe

(-) UCI attestation request
(-) Sending types - Examples
n/a n/a n/a Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
NOTREP INI or
UPD
Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union CSSF (-) CSSF 11/509
(-) CSSF - Circulars 08/371, 09/423, 11/509
e-file Notification Tool Sending Service DOC_FIS_OPC\NOTIFICATIONS_UCITSIV reportingNotifUcitsIV.state=up (-) Gestion documentaire
(-) Dashboard
(-) Matrice d'enregistrement et de distribution
1.2 28

</div>

Alternative Investment Fund Managers (AIFM)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
AIF MAN Alternative Investment Fund reporting (AIF Manager) CSSF CSSF - Circular 14/581 (-) Manual file transmission
(-) Sending types - Examples

(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0

Sending Service AIF reportingAIF.state=up (-) AIF
(-) AMfine
1.1 (filing)
1.3 (if not 1.1)
1.4 (AMFine)
54
AIF AIF Alternative Investment Fund reporting CSSF CSSF - Circular 14/581 (-) Manual file transmission
(-) Sending types - Examples

(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0

Sending Service AIF reportingAIF.state=up (-) AIF
(-) AMfine
1.1 (filing)
1.3 (if not 1.1)
1.4 (AMFine)
54



Management Companies

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
SGOREP G21 (-) SG 1A: Financial situation
(-) SG 1B: Profit and loss account
(-) SG 1C: Table relating to other activities
(-) SG 2: Other activities
(-) SG: Personnel Table relating to staff
CSSF (-) CSSF - Circular 10/467
(-) CSSF - Circular 15/633
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Wiki Sending Service SGO reportingSGO.state=up Rapport Société de Gestion (-) 1.1
(-) 2.1.16
26
DOCREP ML

Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_GFI reportingMLGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP AR

Annual report of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/REPORT_GFI reportingRGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP RR

HK

Auditor report
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)

Report Hong Kong Securities and Futures (HK)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/OTHER reportingDOC_OTH.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP


(-) GR
(-) ID
(-) FC
(-) IA
(-) BC
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN
(-) BD
(-) CO
(-) ET


Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)


CSSF (-) CSSF - Circulars 18/698

(-) CSSF - Circulars 19/708
(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\DOC_GFI reportingGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP

(-) BD
(-) CO
(-) ET
(-) BC
(-) LE


(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
-) LBC/FT Obligation (BC)
(-) Letter of explanation (LE)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)
Attention.jpg E-file should no longer be used for this procedure -ET-!!!!!!


CSSF (-) CSSF - Circulars 18/698

(-) CSSF - Circulars 19/708
(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/AML_AIFM_REG reportingAML-AIFM-REG.state=up Doc OPC et FIS (circ. CSSF) 1.5 21

</div>

Professionals of the Financial Sector (PFS)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
PSFREP (-) Basic reporting
(-) Ad hoc reporting
(-) Annual information
Reporting population:
(-) Investment firms
(-) Specialised PFS
(-) Support PFS
CSSF (-) CSSF - PFS
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service PSF reportingPSF.state=up Rapport PSF 2.1.8 18
DOCREP LF Long Form Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Rapport des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ML Management Letter CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Rapport des établissements de crédit (-) 1.1
(-) 2.1.17
27
COFREP

SCOREP
SLAREX
SLCRXX
SNSFRX
CCOREP
CLAREX
CLCRXX
CNSFRS
CAEXXX
SAEXXX
CALMXX
SALMXX
SRESOL

(-) SCOREP: SSOLV, SIPLO, SLEVDA
(-) SLAREX: SLAREX
(-) SLCRXX: SLCR
(-) SNSFRX: SNSFR
(-) CCOREP: CSOLV, CIPLO, CLEVDA
(-) CLAREX: CLAREX
(-) CLCRXX: CLCR
(-) CNSFRS: CNSFR
(-) CAEXXX: tbd
(-) SAEXXX: tbd
(-) CALMXX: CALMM
(-) SALMXX: SALMM
(-) SRESOL: SRESOL

CSSF (-) CSSF - Reporting requirements for investment firms
(-) Naming convention for CSSF reportings

(-) CIR Reporting

(-) Manual file transmission
(-) Sending types - Examples
Sending Service COREP reportingCOREP.state=up Rapport COREP 2.1.4 72

Securitisation Vehicles

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
S0214 S2.14 Quarterly statistical balance BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.15, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23
S0215 S2.15 Transactions and write-offs/write-downs on securitised loans BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.15, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23
TPTTBS TPTTBS Security by security reporting BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.15, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23

Financial Companies

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
S0216 S2.16 Quarterly statistical balance of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35
S0217 S2.17 Transactions of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35
TPTIBS TPTIBS Monthly security by security reporting of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35



Insurance Corporations

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
CPR Source file reception from CAA Compte rendu CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 35)
RAC Source file reception from CAA Rapport actuariel CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 36)
RDI Source file reception from CAA Rapport distinct du réviseur CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 37)
RGO Source file reception from CAA Rapport de gouvernance CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 38)
RLB Source file reception from CAA Rapport LBCFT CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 39)
RRE Source file reception from CAA Rapports sur le traitement des réclamations CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 40)
ESP Source file reception from CAA Enquête spécifique CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 41)
ETR Source file reception from CAA Etat trimestriel CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 45)
RSO Source file reception from CAA Rapport distinct Solvabilité 2 du réviseur CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 62)
FIR Source file reception from CAA Fiche de renseignement CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 65)
N01 (Comp); N02 (Comp); N03 (Comp);
N04 (Comp); N05 (Réviseur); N06( Réviseur);
N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp)
n/a Rapports narratifs CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual Wiki Sending Service CAA reportingCAA.state=up Reporting CAA 2.1.20 62
(wkf 63 (Réviseur)/
wkf 64 (Compagnie)
S01; S02; S03; S04; S05;
S06 (Réviseur); S07; S08;
S09; S10; S11; S12; S13;
S14; S15; S16; S17; S18;
S19; S20; S23
n/a XBRL reports Solvency II CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual Sending Service CAA reportingCAA.state=up Reporting CAA 2.1.20 62
(wkf 44)
S0218-L n/a Quarterly statistical balance sheet of insurance corporations – Luxembourg entity BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf42)
S0219-L n/a Information on valuation effects on the balance sheet of insurance corporations BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)
S0403-L n/a Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)
TPTASS n/a Monthly Security by security reporting of insurance corporations BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Wiki Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)

Financial Institutions - Foreign Account Tax Compliance Act (FATCA)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
FATCA FATCA Foreign Account Tax Compliance Act Reporting ACD (-) Circulaire ECHA - n° 3 du 19 janvier 2017
(-) ACD-FATCA
(-) FATCA - User Guide of e-form
(-) FATCA - Onboarding & FAQ
Sending Service FATCA reportingFATCA.state=up Rapport FATCA 2.1.19; 2.2 60



Financial Institutions - Common Reporting Standard (CRS)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
CRS CRS Automatic exchange of
financial account information
on a global level
ACD (-) ACD-CRS
(-) Newsletter 06/02/2017
(-) ECHA-n°4 06/02/2017
(-) CRS - User Guide of e-form
(-) CRS - Onboarding & FAQ
Sending Service CRS reportingCRS.state=up Reporting CRS (-) 2.1.22
(-) 2.3
68



Other reporting CSSF BCL

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
OTHREP OTH Other reporting CSSF Naming convention for CSSF reportings (-) Manual file transmission
(-) Sending types - Examples
Sending Service OTH reportingOTH.state=up Reporting OTHER (CSSF) - 19
OTXREP OTX Various correspondence BCL BCL Reporting Instructions OTXREP (-) Manual file transmission
(-) Sending types - Examples
Sending Service Various_Correspondence reportingCD.state=up Reporting OTHER (BCL) - 22