Difference between revisions of "Test1"

From E-fileWiki
Jump to navigation Jump to search
 
(49 intermediate revisions by the same user not shown)
Line 1: Line 1:
__NOTOC__
__NOTOC__
= e-file FAQ - Administrator's section =
<small>''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''</small>


<span id="BackToTop"></span>
<small>''Page's last update : {{REVISIONDAY2}}/{{REVISIONMONTH}}/{{REVISIONYEAR}}''</small>
<div class="noprint" style="background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;">
<span style="color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; ">
[[#BackToTop|Back to the Top]]
</div>


<div style="text-align: right; direction: ltr; margin-left: 1em;">[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]</div>
You can find below the list of reports that can be managed through e-file.


[[File:Administration module icon (Figure 2).png|300px]]
<div style="height:500px; width:auto; overflow-y:scroll">


== Knowing the interface ==
{| class="wikitable filterable mw-collapsible sortable"  
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
|+ <span style="white-space:nowrap">Available reports</span>
<div style="font-weight:bold;line-height:2.5;">What am I allowed to do as an administrator ?</div>
|- <div style="font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10">
<div class="mw-collapsible-content">
! style= "background-color:#52BBBD; color:#FFF" | Concerned  companies
<span id=What_am_I_allowed_to_do_as_an_administrator></span>
! style= "background-color:#52BBBD; color:#FFF" | Report<br />     naming convention
 
! style= "background-color:#52BBBD; color:#FFF" | Table
The '''Administration module''' opens. Tabs are available in the '''e-file administrator''' module: (Figure 3).
! style= "background-color:#52BBBD; color:#FFF" | Details
 
! style= "background-color:#52BBBD; color:#FFF" | Authority
[[File:Users, Groups and Certificates (Figure 3).png|900px]]
! style= "background-color:#52BBBD; color:#FFF" | Sending way
 
! style= "background-color:#52BBBD; color:#FFF" | An e-file form exists
{|
! style= "background-color:#52BBBD; color:#FFF" | Sending type in transmission  module
|+
! style= "background-color:#52BBBD; color:#FFF" | Example
!'''Users tab'''
!'''Groups tab'''
!'''Certificates tab'''
!'''Sending service tab'''
!'''S3 keys tab'''
|-
|
*[[#Create a new e-file user|Create a new user]]
 
*[[#Assign groups and profiles to users|Assign groups to a user]]
 
*[[#ExplainAction|Force password change]]
 
*[[#ExplainAction|Lock/ unlock user]]
 
*[[#ExplainAction|Delete user]]
|
*[[#Manage users at group level|User management at group level]]
 
* Add users to a group
 
* Assign a group to users
 
* Manage user profiles at group level
|
* [[E-file_Administration#Certificates tab|Order a new '''Luxtrust certificate''']]
 
* [[E-file_Administration#Certificates tab|Renew your Luxtrust certificate]]
 
* [[E-file_Administration#Activation of your LUXTRUST certificate|Activate Luxtrust certificate]]
|
:''Sending service user's management :''
 
* [[E-file_Administration#Sending Service management|Assign groups to the '''Sending Service user''']]
 
* [[E-file_Administration#Sending Service management|Subscribe the Sending Service user to '''alerts''']]
:''Sending service user's management - V2 :''
* [[Sending_Service_java-less_version|Sending service java-less version]]
|
* [[E-file_Administration#S3_digital_key_management_in_e-file|'''S3''' key management]]
|}
</div>
</div>
</div>
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">Explore the interface's items</div>
<div class="mw-collapsible-content">
<span id=Explore_the_interface_items></span>
:<u>'''Explanations'''</u>
<imagemap>
File:AdminInterface.png|center|1200px|alt=clickable image : admin interface
rect 83 11 944 69 [[#hereExplainAction| This is the tabs' menu ]]
rect 1812 154 1686 93 [[#hereExplainAction| Click to create a new user's account ]]
rect 237 234 28 168 [[#hereExplainAction|  The vertical menu can be reduce ]]
rect 238 281 31 239 [[#hereExplainAction|  Here you can set who will receive some e-mail notifications in relation with the administration ]]
rect 256 186 1286 232 [[#hereExplainAction| You can filter the list on a group's members or a profile]]
rect 406 345 450 375 [[#hereExplainAction| The crown indicates an administrator]]
rect 793 285 878 300 [[#hereExplainAction| By hovering over their headers, text columns can be sorted]]
rect 1618 281 1748 332 [[#hereExplainAction| Each line allow its actions among : * Edit, * Force password, * Lock/Unlock, * Delete]]
rect 1618 337 1647 369 [[#hereExplainAction| Edit the user details or group permissions]]
rect 1652 337 1681 369 [[#hereExplainAction| Force password change : an email is sent to the user for him to reset]]
rect 1687 337 1711 369 [[#hereExplainAction| Lock or Unlock the account. The icon is greyed out for new users.]]
rect 1716 337 1743 369 [[#hereExplainAction| Delete the account. You can not delete administrators, ask us.]]
desc none
</imagemap>
</div>
</div>
== Accounts' management ==
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">How many users can I create ?</div>
<div class="mw-collapsible-content">
:You can create as many as users' accounts you need. It is free of charge.
</div>
</div>
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">How can I create a new e-file user ?</div>
<div class="mw-collapsible-content">
<span id=How_can_I_create_a_new_e-file_user></span>
:Enter the administration module [[File:SDjl_8.png|150px]], you should be on the 'users' tab.
:Click the '''Create a user''' button [[File:Create_a_user_button_(Figure_5).png|150px]]
:The '''Create a user''' window pops up. Complete the form as shown in the figure below and click the '''Create''' button.
<imagemap>
File:4CreateUser.png|center|900px|alt=clickable image : create user form
rect 1081 737 41 282 [[#hereCreatUser|All fields are mandatory]]
rect 991 835 42 770 [[#hereCreatUser|You must choose a first group and a user's profile ]]
rect 475 856 637 914 [[#hereCreatUser|Click here to validate]]
rect 1363 993 1216 939 [[#hereCreatUser|Click here to cancel]]
circle 1355 58 34 [[#hereCreatUser|Click here to cancel]]
desc none
</imagemap>
:<span style="color: #C00000">'''Important note : You do not have to create a password for the user, an automatic mail will be sent to the new user to  activate his account and create a password</span>'''
:The '''Create a user''' window closes and you return automatically to the '''Users List''' screen.
:At the same time a '''confirmation''' window pops up on the top of the screen indicating that the user creation was successful.
:[[File:User creation was successful (Figure 7).png|800px]]
----------
</div>
</div>
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">How can I change an existing account's e-mail ?</div>
<div class="mw-collapsible-content">
<span id=How_can_I_change_an_existing_account's_e-mail></span>
<u>'''Step 1</u>:'''
Connect to [https://e-file.lu e-file.lu] with your '''e-file administrator''' login (adminXXX) and click the '''Administration module''' icon.
[[File:SDjl_8.png|300px]]
<u>'''Step 2</u>:'''
The '''Users List''' screen opens. Click the Edit button on the line of the account to be changed.
[[File:AdminModuleChangeEmail.png|border]]
<u>'''Step 3</u>:'''
Click the detail tab, then Edit button
[[File:AdminModuleChangeEmail2.png|border|400px]]
<u>'''Step 4</u>:'''
Change the e-mail then click Validate button
[[File:AdminModuleChangeEmail3.png|border|400px]]
----------
</div>
</div>
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">What about the Sending Service account ?</div>
<div class="mw-collapsible-content">
<span id=What_about_the_Sending_Service_account></span>
As an administrator, you can manage the permission for the sending service account too.
See more information upon the [[Sending_Service_home|sending service]]
<imagemap>
File:SDPermission.png|center|800px|alt=clickable image on SD permission
rect 385 1 615 68 [[#hereSDPerm| Click the sending service tab ]]
rect 7 172 192 211 [[#hereSDPerm| In the vertical menu, choose the proper version of your sending service ]]
rect 1370 310 1421 374 [[#hereSDPerm| On the matching line, click the edit icon ]]
rect 1378 442 1473 384 [[#hereSDPerm| A panel opens from the right, click the edit button ]]
rect 248 545 1231 778 [[#hereSDPerm| You can add or delete a group, the profile is always 'Service Déposant', subscribe to receive the authorities' feedbacks. ]]
desc none
</imagemap>
----------
</div>
</div>
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">Managing permission on user's account </div>
<div class="mw-collapsible-content">
<span id=Managing_permission_on_user's_account></span>
See: [[#How_do_I_assign_groups_and_profiles_to_users|How do I assign groups and profiles to users ?]]
</div>
</div>
== Groups' management ==
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">What is an e-file group ?</div>
<div class="mw-collapsible-content">
<span id=What_is_an_e-file_group></span>
In e-file, a group allows you to manage permissions for similar reports in terms of type, circulars, costs or technical constraints.
Instead of managing groups for a user, the '''Groups''' tab allows you to manage users for a given group.
</div>
</div>
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">Which group do I need ?</div>
<div class="mw-collapsible-content">
<span id=Which_group_do_I_need></span>
<div style="height:500px; width:auto; overflow-y:scroll">
{| class="wikitable filterable mw-collapsible sortable"
|+ <span style="white-space:nowrap">Which group for my report ?</span>
|- <div style="font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10">
! style= "background-color:#52BBBD; color:#FFF" | Concerned  companies
! style= "background-color:#52BBBD; color:#FFF" | Report<br />    naming convention
! style= "background-color:#52BBBD; color:#FFF" | Details
! style= "background-color:#52BBBD; color:#FFF" | Authority
! style= "background-color:#FF7F27; color:#FFF" | e-file Group
! style= "background-color:#52BBBD; color:#FFF" | Sending way
</div>
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| Investment Funds
| NOTREP
| NOTREP
| Notification procedures to be  followed by a UCITS governed by Luxembourg law wishing to market its units in  another Member State of the European Union
| INI or<br />    UPD
| Notification procedures to be  followed by a UCITS governed by Luxembourg law wishing to market its units in  another Member State of the European Union
| CSSF
| S3
| yes
| -
|
|- style="vertical-align:bottom;"
| Investment  Funds
| -
| O1.2
| Monthly  financial information for guaranteed funds
| CSSF
| KS
| no
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| -
| O4.1
| Yearly financial information
| CSSF
| KS
| yes
| -
|
|- style="vertical-align:bottom;"
| Investment  Funds
| -
| O4.2
| Interventions  on the futures and options markets
| CSSF
| KS
| yes
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| S0103
| S1.3
| Monthly statistical balance  sheet for money market funds (MMF)
| BCL
| KS
| yes
| -
| S0103_L4_202302_B000000999_O009990099_20240619_001.xml
|- style="vertical-align:bottom;"
| Investment  Funds
| TPTOBS
| TPTOBS
| Monthly  Security by security reporting for investment funds
| BCL
| KS
| yes
| -
| TPTOBS_L3_202107_B000000009_O009990000_20240807_001.xml<br />    TPTOBS_L3_202107_P000000999_NAF99999999900000_20240603_001.xml<br />
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| DOCREP
| (-) PC<br />    (-) DE<br />    (-) LE
| SIF:<br />    (-) Prospectus (PC)<br />    (-) Offering document (DE)<br />    (-) Letter of explanation (LE)
| CSSF
| KS
| no
| 08/371 FIS  prospectus
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    PROSP-K0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
|- style="vertical-align:bottom;"
| Investment  Funds
| DOCREP
| (-)  AR<br />    (-) SR<br />    (-) LE<br />    (-) RO<br />    (-) PM
| SIF Law  2007:<br />    (-) Annual Report (AR)<br />    (-) Semi-annual report SIF (SR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (PM)<br />    SICAR:<br />    (-) Annual Report (AR)<br />    (-) Other periodic report (RO)
| CSSF
| KS
| no
| 08/371 FIS report
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| DOCREP
| RR<br />    HK
| Auditor report<br />    (-) O: UCI Law 2010<br />    (-) O: UCI Law 2007<br />    (-) K: SICAR<br />    (-) S: Investment fund manager (IFM)<br />    (-) A: Investment fund manager (IFM)<br />    <br />    Report Hong Kong Securities and Futures (HK)
| CSSF
| CSSF
| (-) Gestion   documentaire<br />    (-) Dashboard<br />    (-) Matrice d'enregistrement et de distribution
| KS
| S3
| no
| 08/371 report  not in 08/371
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund  Manag.)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Investment   Funds
| Management   Companies
| -
| DOCREP
| Monthly   financial information for guaranteed funds
| RR<br />    HK
| Auditor   report<br />    (-) S: Investment fund manager (IFM)<br />    (-) A: Investment fund manager (IFM)<br />    <br />    Report Hong Kong Securities and Futures (HK)
| CSSF
| CSSF
| Station Finesti
| KS
| KS
| no
| 08/371 report not in 08/371
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund  Manag.)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| Investment Funds
| -
| DOCREP
| Yearly financial information
| (-) PC<br />    (-) PS<br />    (-) LE
| UCI:<br />    (-) Prospectus (PC)<br />    (-) Simplified prospectus (PS)<br />    (-) Letter of explanation (LE)
| CSSF
| CSSF
| Station Finesti
| KS
| KS
| no
| 08/371 UCI  prospectus
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Investment   Funds
| Alternative  Investment Fund Managers (AIFM)
| -
| AIF
| Interventions   on the futures and options markets
| AIF
| Alternative   Investment Fund reporting
| CSSF
| CSSF
| Station Finesti
| S3
| KS
| yes
| AIF Reporting
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip<br />    AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| Alternative Investment Fund  Managers (AIFM)
| S0103
| AIF
| Monthly statistical balance   sheet for money market funds (MMF)
| MAN
| Alternative Investment Fund   reporting (AIF Manager)
| CSSF
| S3
| yes
| AIF Reporting
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip<br />    AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
|- style="vertical-align:bottom;"
| Credit  Institutions
| ANTREF<br />    ANTT1M<br />    ANTT2M<br />    ANTT2Q
| ANTREF<br />    ANTT1M<br />    ANTT2M<br />    ANTT2Q
| AnaCredit:<br />    Collection of granular credit and credit risk data
| BCL
| BCL
| Station Finesti
| KS
| KS
| no
| AnaCredit
| ANTREF_201801_LUB00999_20180205-001.xml<br />    ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| S0218-L
| n/a
| Quarterly statistical balance  sheet of insurance corporations – Luxembourg entity
| BCL
| KS
| yes
| BCL report for  insurances
| S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Investment   Funds
| Insurance   Corporations
| TPTOBS
| S0219-L
| Monthly   Security by security reporting for investment funds
| n/a
| Information   on valuation effects on the balance sheet of insurance corporations
| BCL
| BCL
| Station Finesti
| KS
| KS
| yes
| BCL report for insurances
| S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| Insurance Corporations
| DOCREP
| S0403-L
| SIF:<br />    (-) Prospectus (PC)<br />    (-) Offering document (DE)<br />    (-) Letter of explanation (LE)
| n/a
| CSSF
| Annual Premiums, claims and  commissions of insurance corporations – Luxembourg entity
| Doc OPC et FIS  (circ. CSSF)
| BCL
| KS
| KS
| yes
| BCL report for  insurances
| S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Investment   Funds
| Insurance   Corporations
| DOCREP
| TPTASS
| SIF Law  2007:<br />    (-) Annual Report (AR)<br />    (-) Semi-annual report SIF (SR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (PM)<br />    SICAR:<br />    (-) Annual Report (AR)<br />    (-) Other periodic report (RO)
| n/a
| CSSF
| Monthly  Security by security reporting of insurance corporations
| Doc OPC et FIS (circ. CSSF)
| BCL
| KS
| KS
| yes
| BCL report for insurances
| TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| Credit Institutions
| DOCREP
| SHSGRP
| Auditor report<br />    (-) O: UCI Law 2010<br />    (-) O: UCI Law 2007<br />    (-) K: SICAR<br />    (-) S: Investment fund manager (IFM)<br />    (-) A: Investment fund manager (IFM)<br />    <br />    Report Hong Kong Securities and Futures (HK)
| SHSGRP
| CSSF
| «SHS-Group» report:<br />    Statistics on holdings of securities by reporting banking groups
| Doc OPC et FIS  (circ. CSSF)
| BCL
| KS
| KS
| no
| BCL SHS
| SHSGRP_201709_LUB00999_20171206_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Management   Companies
| Credit   Institutions
| DOCREP
| S0001
| Auditor  report<br />    (-) S: Investment fund manager (IFM)<br />    (-) A: Investment fund manager (IFM)<br />    <br />    Report Hong Kong Securities and Futures (HK)
| S0.1
| CSSF
| Daily  deposit
| Doc OPC et FIS (circ. CSSF)
| BCL
| KS
| KS
| no
| BCL statistics
| S0001_L2_20130616_B000000999_B000000999_20130617_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| Credit Institutions
| DOCREP
| S0101
| UCI:<br />    (-) Prospectus (PC)<br />    (-) Simplified prospectus (PS)<br />    (-) Letter of explanation (LE)
| S1.1
| CSSF
| Monthly statistical balance  sheet
| Doc OPC et FIS  (circ. CSSF)
| BCL
| KS
| KS
|- style="vertical-align:bottom;"
| no
| Alternative  Investment Fund Managers (AIFM)
| BCL statistics
| AIF
| S0101_L6_202407_B000000999_B000000999_20240812_001.xml
| Alternative  Investment Fund reporting
| CSSF
| (-) AIF<br />    (-) AMfine
| S3
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Alternative Investment Fund  Managers (AIFM)
| AIF
| Alternative Investment Fund  reporting (AIF Manager)
| CSSF
| (-) AIF<br />    (-) AMfine
| S3
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit  Institutions
| Credit  Institutions
| ANTREF<br />    ANTT1M<br />    ANTT2M<br />    ANTT2Q
| S0104
| AnaCredit:<br />    Collection of granular credit and credit risk data
| S1.4
| Adjustments  due to valuation effects|
| BCL
| BCL
| Rapport Anacredit
| KS
| KS
| yes
| BCL statistics
| S0104_L3_202407_B000000999_B000000999_20240812_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| Credit Institutions
| S0218-L
| S0105
| Quarterly statistical balance   sheet of insurance corporations – Luxembourg entity
| S1.5
| Information on interest rates in   EUR
| BCL
| BCL
| Reporting BCL  pour les assurances
| KS
| KS
| yes
| BCL statistics
| S0105_L4_202407_B000000999_B000000999_20240808_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Insurance   Corporations
| Credit   Institutions
| S0219-L
| S0108
| Information  on valuation effects on the balance sheet of insurance corporations
| S1.8
| Information  on securititation<br />    transactions launched<br />    by credit institutions
| BCL
| BCL
| Reporting BCL pour les assurances
| KS
| KS
| yes
| BCL statistics
| S0108_L2_202407_B000000999_B000000999_20240812_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| Credit Institutions
| S0403-L
| S0109
| Annual Premiums, claims and   commissions of insurance corporations – Luxembourg entity
| S1.9
| Information on CNY (renmibi)   operations
| BCL
| BCL
| Reporting BCL  pour les assurances
| KS
| KS
| yes
| BCL statistics
| S0109_L0_202407_B000000999_B000000999_20240808_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Insurance   Corporations
| Credit   Institutions
| TPTASS
| S0205-L
| Monthly   Security by security reporting of insurance corporations
| S2.5-L
| Quarterly   statistical balance sheet
| BCL
| BCL
| Reporting BCL pour les assurances
| KS
| KS
| no
| BCL statistics
| S0205-L_L0_202403_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| Credit Institutions
| SHSGRP
| S0205-N
| «SHS-Group» report:<br />    Statistics on holdings of securities by reporting banking groups
| S2.5-N
| Quarterly statistical balance  sheet<br />    of credit institutions -<br />    Luxembourg entity and its branches
| BCL
| BCL
| BCL SHS report
| KS
| KS
| no
| BCL statistics
| S0205-N_L0_202403_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit  Institutions
| Credit  Institutions
| S0001
| S0208
| Daily   deposit
| S2.8
| Real   estate loans for<br />    Lxuembourg buildings
| BCL
| BCL
| Statistiques BCL
| KS
| KS
| no
| BCL statistics
| S0208_L0_202407_B000000999_B000000999_20240808_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| Credit Institutions
| S0101
| S0209-L
| Monthly statistical balance  sheet
| S2.9-L
| Staff report -<br />    Luxembourg entity
| BCL
| BCL
| Statistiques  BCL
| KS
| KS
| no
| BCL statistics
| S0209-L_L0_202403_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit  Institutions
| Credit  Institutions
| S0104
| S0209-N
| Adjustments   due to valuation effects|
| S2.9-N
| Staff   report -<br />    Luxembourg entity and its branches
| BCL
| BCL
| Statistiques BCL
| KS
| KS
| no
| BCL statistics
| S0209-N_L0_202403_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| Credit Institutions
| S0105
| S0302
| Information on interest rates in  EUR
| S3.2
| Non balance sheet information
| BCL
| BCL
| Statistiques  BCL
| KS
| KS
| no
| BCL statistics
| S0302_L0_202407_B000000999_B000000999_20240808_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit   Institutions
| Professionals   of the Financial Sector (PFS)
| S0108
| COFREP
| Information   on securititation<br />    transactions launched<br />    by credit institutions
| SMRTLA<br />    CMRTLA<br />    MRTLAX<br />    CRESOL<br />    RESOLX<br />    SRESOL<br />    CFRXXX<br />    CIRXXX<br />    FMIRXX<br />    LDRXXX
| BCL
| (-)   SMRTLA (EBA V3.0 module mrel_tlac_ind)<br />    (-) CMRTLA (EBA V3.0 module mrel_tlac_con)<br />    (-) MRTLAX (EBA V3.2 module mrel_tlac)<br />    (-) CRESOL until V3.1 (EBA – data : RESOL_CON)<br />    (-) SRESOL until V3.1 (EBA – data : RESOL_IND)<br />    (-) RESOLX from V3.2 (EBA – data : RESOL_CON and <br />    RESOL_IND)<br />    (-) CFRXXX based <br />    on EBA V3.2 (data : cfr)<br />    (-) CIRXXX defined based on <br />    EBA V3.2 (data : cir)<br />    (-) FMIRXX based <br />    on EBA V3.2 (data : fmir)<br />    (-) LDRXXX based <br />    on EBA V3.2 (data : ldr)
| Statistiques BCL
| CSSF
| KS
| KS
| no
| COREP report
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl<br />    COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip<br />    COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| Credit Institutions
| S0109
| COFREP
| Information on CNY (renmibi)  operations
| SMRTLA<br />    CMRTLA<br />    MRTLAX<br />    CRESOL<br />    RESOLX<br />    SRESOL<br />    CFRXXX<br />    CIRXXX<br />    FMIRXX<br />    LDRXXX
| BCL
| (-) SMRTLA (EBA V3.0 module   mrel_tlac_ind)<br />    (-) CMRTLA (EBA V3.0 module mrel_tlac_con)<br />    (-) MRTLAX (EBA V3.2 module mrel_tlac)<br />    (-) CRESOL until V3.1 (EBA – data : RESOL_CON)<br />    (-) SRESOL until V3.1 (EBA – data : RESOL_IND)<br />    (-) RESOLX from V3.2 (EBA – data : RESOL_CON and <br />    RESOL_IND)<br />    (-) CFRXXX based <br />    on EBA V3.2 (data : cfr)<br />    (-) CIRXXX defined based on <br />    EBA V3.2 (data : cir)<br />    (-) FMIRXX based <br />    on EBA V3.2 (data : fmir)<br />    (-) LDRXXX based <br />    on EBA V3.2 (data : ldr)
| Statistiques  BCL
| CSSF
| KS
|- style="vertical-align:bottom;"
| Credit  Institutions
| S0205-L
| Quarterly  statistical balance sheet
| BCL
| Statistiques BCL
| KS
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| S0205-N
| Quarterly statistical balance  sheet<br />    of credit institutions -<br />    Luxembourg entity and its branches
| BCL
| Statistiques  BCL
| KS
| KS
| no
| COREP report
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl<br />    COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip<br />    COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip
|-
| style="vertical-align:bottom;" | Credit  Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | AC
| Audit Report on AML/CTF
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf<br />
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | AD
| Circ. 18/697 annexe1
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit  institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit  Institutions
| Credit  Institutions
| S0208
| DOCREP
| Real  estate loans for<br />    Lxuembourg buildings
| AR
| BCL
| Annual  Report
| Statistiques BCL
| CSSF
| KS
| KS
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| no
| Credit institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-AR-EN-0000.pdf
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | AS
| Annual report consolidated
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit  institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-AS-EN-0000.pdf
|-
| style="vertical-align:bottom;" | Credit  Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | BD
| AC Member List
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| Credit Institutions
| S0209-L
| DOCREP
| Staff report -<br />    Luxembourg entity
| CO
| BCL
| Compliance Report
| Statistiques  BCL
| CSSF
| KS
| KS
| no
| Credit  institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-CO-EN-0000.pdf<br />
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit  Institutions
| Credit  Institutions
| S0209-N
| DOCREP
| Staff  report -<br />    Luxembourg entity and its branches
| GR
| BCL
| Governance  Report
| Statistiques BCL
| CSSF
| KS
| KS
| no
| Credit institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-GR-EN-0000.pdf<br />
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| Credit Institutions
| S0302
| DOCREP
| Non balance sheet information
| IA
| BCL
| Internal Audit Report
| Statistiques  BCL
| CSSF
| KS
| KS
| no
| Credit  institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-IA-EN-0000.pdf<br />
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Professionals   of the Financial Sector (PFS)
| Credit   Institutions
| COFREP
| DOCREP
| (-)  SCOREP: SSOLV, SIPLO, SLEVDA<br />    (-) SLAREX: SLAREX<br />    (-) SLCRXX: SLCR<br />    (-) SNSFRX: SNSFR<br />    (-) CCOREP: CSOLV, CIPLO, CLEVDA<br />    (-) CLAREX: CLAREX<br />    (-) CLCRXX: CLCR<br />    (-) CNSFRS: CNSFR<br />    (-) CAEXXX: tbd<br />    (-) SAEXXX: tbd<br />    (-) CALMXX: CALMM<br />    (-) SALMXX: SALMM<br />    (-) SRESOL: SRESOL
| IC
| ICAAP
| CSSF
| CSSF
| Rapport COREP
| KS
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| COFREP
| (-) SCOREP: SSOLV, SIPLO,  SLEVR<br />    (-) SLAREX: SLAREX<br />    (-) SLCRXX: SLCR<br />    (-) SNSFRX: SNSFR<br />    (-) SALMXX: SALM<br />    (-) CCOREP: CSOLV, IPLO, CLEVR<br />    (-) CLAREX: CLAREX<br />    (-) CLCRXX: CLCR<br />    (-) CNSFRX: CNSFR<br />    (-) CALMXX: CALMM<br />    (-) CFINRP: CFINRP<br />    (-) SFINRP: SFINRP<br />    (-) CAEXXX: CAE<br />    (-) SAEXXX: SAE<br />    (-) CFPXXX: CFP<br />    (-) SFPXXX: SFP<br />    (-) CSBPXX: CSBP<br />    (-) SSBPXX: SSBP<br />    (-) CSBPIM: CSBPIM<br />    (-) SSBPIM: SSBPIM<br />    (-) CLCRDA: CLCRDA<br />    (-) SLCRDA: SLCRDA<br />    (-) SRESOL: SRESOL
| CSSF
| Rapport COREP
| KS
| KS
| no
| Credit institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-IC-EN-0000.pdf<br />
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | ID
| ICAAP Consolidated
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit  institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-ID-EN-0000.pdf
|-
|-
| style="vertical-align:bottom;" | Credit  Institutions
| style="vertical-align:bottom;" | Credit  Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | DOCREP
| Audit Report on AML/CTF
| style="vertical-align:bottom;" | IL
| ILAAP
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Reporting des établissements de crédit
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf<br />
|- style="background-color:#CAEDFB;"
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | DOCREP
| Circ. 18/697 annexe1
| style="vertical-align:bottom;" | IM
| ILAAP Consolidated
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Reporting des  établissements de crédit
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | KS
|- style="vertical-align:bottom;"
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit  institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf<br />
|-
| style="vertical-align:bottom;" | Credit  Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | LC
| Long Form Consolidated
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-LC-EN-0000.pdf<br />
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | LD
| Long Form Branch or Specific Participation
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit  institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-LD-EN-0000.pdf<br />
|- style="vertical-align:bottom;"
| Credit  Institutions
| Credit  Institutions
| DOCREP
| DOCREP
| Annual   Report
| LF
| Long   Form Report
| CSSF
| CSSF
| Reporting des établissements de crédit
| KS
| KS
| no
| Credit institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-LF-EN-0000.pdf<br />
|- style="background-color:#CAEDFB;"
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | DOCREP
| Annual report consolidated
| style="vertical-align:bottom;" | LG
| Reconciliation LuxGAAP FINREP
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Reporting des  établissements de crédit
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit  institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf<br />
|-
|-
| style="vertical-align:bottom;" | Credit  Institutions
| style="vertical-align:bottom;" | Credit  Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | DOCREP
| AC Member List
| style="vertical-align:bottom;" | MC
| Management Letter Consolidated
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Reporting des établissements de crédit
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | KS
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| style="vertical-align:bottom;" | no
| Credit Institutions
| style="vertical-align:bottom;" | Credit institution reporting
| DOCREP
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-MC-EN-0000.pdf<br />
| Compliance Report
|- style="background-color:#CAEDFB;"
| CSSF
| style="vertical-align:bottom;" | Credit Institutions
| Reporting des   établissements de crédit
| style="vertical-align:bottom;" | DOCREP
| KS
| style="vertical-align:bottom;" | MF
| Audit report on rules of conduct
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit   institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf<br />
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit  Institutions
| Credit  Institutions
| DOCREP
| DOCREP
| Governance   Report
| ML
| Management   Letter
| CSSF
| CSSF
| Reporting des établissements de crédit
| KS
| KS
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| no
| Credit Institutions
| Credit institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-ML-EN-0000.pdf<br />
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | MM
| Head quarter annual report
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit  institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf<br />
|- style="vertical-align:bottom;"
| Credit   Institutions
| DOCREP
| DOCREP
| Internal Audit Report
| RC
| Risk  Control Report
| CSSF
| CSSF
| Reporting des  établissements de crédit
| KS
| KS
| no
| Credit institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-RC-EN-0000.pdf<br />
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | RE
| Report on out-of-court complaint resolution
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit  institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf<br />
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit  Institutions
| Credit  Institutions
| DOCREP
| DOCREP
| ICAAP
| RP
| Recovery  Plan
| CSSF
| CSSF
| Reporting des établissements de crédit
| KS
| KS
| no
| Credit institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-RP-EN-0000.pdf<br />
|- style="background-color:#CAEDFB;"
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | DOCREP
| ICAAP Consolidated
| style="vertical-align:bottom;" | RR
| Results Distribution
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Reporting des  établissements de crédit
| style="vertical-align:bottom;" | KS
|-
| style="vertical-align:bottom;" | Credit  Institutions
| style="vertical-align:bottom;" | DOCREP
| ILAAP
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Reporting des établissements de crédit
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit  institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf<br />
|- style="vertical-align:bottom;"
| Credit  Institutions
| DOCREP
| SC
| Single  Customer View
| CSSF
| KS
| no
| Credit institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-SC-EN-0000.pdf<br />
|- style="background-color:#CAEDFB;"
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | DOCREP
| ILAAP Consolidated
| style="vertical-align:bottom;" | TR
| Table on out-of-court complaint resolution
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Reporting des  établissements de crédit
| style="vertical-align:bottom;" | KS
|-
| style="vertical-align:bottom;" | Credit  Institutions
| style="vertical-align:bottom;" | DOCREP
| Long Form Consolidated
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Reporting des établissements de crédit
| style="vertical-align:bottom;" | KS
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | DOCREP
| Long Form Branch or Specific Participation
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Reporting des  établissements de crédit
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit  institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf<br />
|- style="vertical-align:bottom;"
| Financial  Institutions - Common Reporting Standard (CRS)
| CRS
| CRS
| Automatic  exchange of<br />    financial account information<br />    on a global level
| ACD
| KS
| yes
| CRS report
| CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| ESPREP
| BRA
| Quarterly reporting on the<br />    financial health of the branches<br />    parent entities
| CSSF
| KS
| no
| CSSF enquiry
| ESPREP-B0999-2024-06-BRA.xlsx
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit  Institutions
| Credit  Institutions
| DOCREP
| ESPREP
| Long   Form Report
| DEP
| Residential   credit deposits
| CSSF
| CSSF
| Reporting des établissements de crédit
| KS
| KS
|- style="background-color:#CAEDFB;"
| no
| style="vertical-align:bottom;" | Credit Institutions
| CSSF enquiry
| style="vertical-align:bottom;" | DOCREP
| ESPREP-B0999-2024-06-DEP.xlsx
| Reconciliation LuxGAAP FINREP
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| style="vertical-align:bottom;" | CSSF
| Credit Institutions
| style="vertical-align:bottom;" | Reporting des  établissements de crédit
| DCOR
| style="vertical-align:bottom;" | KS
| n/a
|-
| Reporting Entity<br />    B: Credit institution
| style="vertical-align:bottom;" | Credit  Institutions
| CSSF
| style="vertical-align:bottom;" | DOCREP
| S3
| Management Letter Consolidated
| no
| style="vertical-align:bottom;" | CSSF
| CSSF enquiry
| style="vertical-align:bottom;" | Reporting des établissements de crédit
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json
| style="vertical-align:bottom;" | KS
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | DOCREP
| Audit report on rules of conduct
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Reporting des  établissements de crédit
| style="vertical-align:bottom;" | KS
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit   Institutions
| Professionals   of the Financial Sector (PFS)
| DOCREP
| DCOR
| Management   Letter
| n/a
| Reporting   Entity<br />    P: PFS
| CSSF
| CSSF
| Reporting des établissements de crédit
| S3
| KS
| no
|- style="background-color:#CAEDFB;"
| CSSF enquiry
| style="vertical-align:bottom;" | Credit Institutions
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json
| style="vertical-align:bottom;" | DOCREP
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Head quarter annual report
| Credit Institutions
| style="vertical-align:bottom;" | CSSF
| ESPREP
| style="vertical-align:bottom;" | Reporting des  établissements de crédit
| RES
| style="vertical-align:bottom;" | KS
| Residential real estate market
|- style="vertical-align:bottom;"
| Credit   Institutions
| DOCREP
| Risk  Control Report
| CSSF
| CSSF
| Reporting des établissements de crédit
| KS
| KS
|- style="background-color:#CAEDFB;"
| no
| style="vertical-align:bottom;" | Credit Institutions
| CSSF enquiry
| style="vertical-align:bottom;" | DOCREP
| ESPREP-B0999-2024-06-RES.xlsx
| Report on out-of-court complaint resolution
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Reporting des  établissements de crédit
| style="vertical-align:bottom;" | KS
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit  Institutions
| Credit  Institutions
| DOCREP
| ESPREP
| Recovery   Plan
| STT
| Stress   test in order to assess<br />    the interest rate risk<br />    arising from non-trading<br />    book activities
| CSSF
| CSSF
| Reporting des établissements de crédit
| KS
| KS
|- style="background-color:#CAEDFB;"
| no
| style="vertical-align:bottom;" | Credit Institutions
| CSSF enquiry
| style="vertical-align:bottom;" | DOCREP
| ESPREP-B0999-2008-06-STT.xls
| Results Distribution
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| style="vertical-align:bottom;" | CSSF
| Payment Institutions/Electronic  Money Institutions
| style="vertical-align:bottom;" | Reporting des   établissements de crédit
| V0101
| style="vertical-align:bottom;" | KS
| V1.1
| Customer transfers
| BCL
| KS
| no
| Data payment   collection (CDP)
| V0101_L2_201601_W000000003_B000000999_20160201_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit   Institutions
| Payment   Institutions/Electronic Money Institutions
| DOCREP
| V0110
| Single  Customer View
| V1.10
| CSSF
| Stock  taking of payment accounts in bank money
| Reporting des établissements de crédit
| BCL
| KS
| KS
|- style="background-color:#CAEDFB;"
| no
| style="vertical-align:bottom;" | Credit Institutions
| Data payment collection (CDP)
| style="vertical-align:bottom;" | DOCREP
| V0110_L0_202407_Z000000999_Z000000999_20240808_001.xml
| Table on out-of-court complaint resolution
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| style="vertical-align:bottom;" | CSSF
| Payment Institutions/Electronic  Money Institutions
| style="vertical-align:bottom;" | Reporting des   établissements de crédit
| V01100
| style="vertical-align:bottom;" | KS
| V1.100
|- style="vertical-align:bottom;"
| Payment services provided by  e-money institutions and payment institutions without the provision of   payment accounts
| Financial   Institutions - Common Reporting Standard (CRS)
| BCL
| CRS
| KS
| Automatic  exchange of<br />    financial account information<br />    on a global level
| no
| ACD
| Data payment   collection (CDP)
| Reporting CRS
| V01100_L0_202407_Z000000999_Z000000999_20240808_001.xml
|- style="vertical-align:bottom;"
| Payment   Institutions/Electronic Money Institutions
| V0111
| V1.11
| OTC cash  transactions
| BCL
| KS
| KS
| no
| Data payment collection (CDP)
| V0111_L0_202407_Z000000999_Z000000999_20240808_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| Payment Institutions/Electronic  Money Institutions
| ESPREP
| V01110
| Quarterly reporting on the<br />    financial health of the branches<br />    parent entities
| V1.110
| CSSF
| Payment initiation services  (payments)
| Rapport Enquête
| BCL
| KS
| KS
| no
| Data payment  collection (CDP)
| V01110_L0_202407_Z000000999_Z000000999_20240808_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit   Institutions
| Payment   Institutions/Electronic Money Institutions
| ESPREP
| V01110-F
| Residential   credit deposits
| V1.110-F
| CSSF
| Payment   initiation services (Fraud)
| Rapport Enquête
| BCL
| KS
| KS
| no
| Data payment collection (CDP)
| V01110-F_L0_202405_B000000999_B000000999_20240812_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| Payment Institutions/Electronic  Money Institutions
| DCOR
| V0112
| Reporting Entity<br />    B: Credit institution
| V1.12
| CSSF
| Transactions via  telecommunication, digital or IT device
| (-) Enquetes
| BCL
| S3
| KS
| no
| Data payment  collection (CDP)
| V0112_L0_202309_B000000099_B000000099_20240809_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Professionals   of the Financial Sector (PFS)
| Payment   Institutions/Electronic Money Institutions
| DCOR
| V0113
| Reporting  Entity<br />    P: PFS
| V1.13
| CSSF
| Credits  to the accounts by simple book entry
| (-) Enquetes
| BCL
| S3
| KS
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| no
| Credit Institutions
| Data payment collection (CDP)
| ESPREP
| V0113_L0_202309_B000000099_B000000099_20240809_001.xml
| Residential real estate market
| CSSF
| Rapport Enquête
| KS
|- style="vertical-align:bottom;"
| Credit  Institutions
| ESPREP
| Stress  test in order to assess<br />    the interest rate risk<br />    arising from non-trading<br />    book activities
| CSSF
| Rapport Enquête
| KS
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V0101
| V0114
| Customer transfers
| V1.14
| Debits from the account by  simple book entry
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V0114_L0_202309_B000000099_B000000099_20240809_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V0110
| V0102
| Stock   taking of payment accounts in bank money
| V1.2
| Interbank   transfers
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V0102_L0_202309_B000000099_B000000099_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V01100
| V0120
| Payment services provided by  e-money institutions and payment institutions without the provision of   payment accounts
| V1.20
| Customer Credit transfers sent   (payments)
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V0120_L0_202309_B000000099_B000000099_20240809_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V0111
| V0120-F
| OTC cash  transactions
| V120-F
| BCL
| Customer  Credit transfers sent (Fraud)
| Collecte des données de paiement (CDP)
| KS
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V01110
| V01200
| Payment initiation services  (payments)
| V1.200
| Stock of issued payment cards
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V01200_L0_202407_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V01110-F
| V01201
| Payment   initiation services (Fraud)
| V1.201
| Stock of   distributed payment cards
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V01201_L0_202407_B000000099_B000000099_20240820_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V0112
| V0121
| Transactions via   telecommunication, digital or IT device
| V1.21
| Customer credit transfers   received
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V0121_L0_202201_B000000999_B000000999_20230421_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V0113
| V01210
| Credits   to the accounts by simple book entry
| V1.210
| Stock of   terminals by terminal type
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V01210_L0_202407_B000000099_B000000099_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V0114
| V01220
| Debits from the account by   simple book entry
| V1.220
| Stock of accounts (except   e-money accounts)
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V01220_L0_202206_W000000099_W000000099_20240613_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V0102
| V01221
| Interbank   transfers
| V1.221
| Stock of   e-money accounts
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V01221_L0_202407_B000000999_B000000999_20240806_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V0120
| V01222
| Customer Credit transfers sent   (payments)
| V1.222
| Stock of accessed accounts -   account information services (AIS)
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V01222_L0_202407_B000000999_B000000999_20240814_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V0120-F
| V01230
| Customer   Credit transfers sent (Fraud)
| V1.230
| Number   of customers
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V01230_L0_202407_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V01200
| V0103
| Stock of issued payment cards
| V1.3
| Domiciliations
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V0130_L0_202407_B000000099_B000000099_20240809_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V01201
| V0130
| Stock of   distributed payment cards
| V1.30
| Direct   debits - reporting as creditor's PSP (payments)
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V0103_L0_202407_B000000099_B000000099_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V0121
| V01300-F
| Customer credit transfers   received
| V1.300-F
| Losses due to fraud per   liability bearer
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V01300-F_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V01210
| V0130-F
| Stock of   terminals by terminal type
| V1.30-F
| Direct   debits - reporting as creditor's PSP (fraud)
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V0130-F_L0_202403_B000000999_B000000999_20240412_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V01220
| V0131
| Stock of accounts (except   e-money accounts)
| V1.31
| Direct debits - reporting as   debtor's PSP
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V0131_L0_202407_B000000099_B000000099_20240820_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V01221
| V0104
| Stock of   e-money accounts
| V1.4
| Inventory   cards / terminals
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V0104_L0_202407_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V01222
| V0140
| Stock of accessed accounts -   account information services (AIS)
| V1.40
| SEPA R-transactions
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V0140_L0_202407_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V01230
| V0141
| Number   of customers
| V1.41
| Interbank   payment transactions
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V0141_L0_202407_B000000999_B000000999_20240731_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V0103
| V0142
| Domiciliations
| V1.42
| Intermediated payment  transactions
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V0142_L0_202407_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V0130
| V0105
| Direct   debits - reporting as creditor's PSP (payments)
| V1.5
| Card   transactiosn (Issuing part)
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V0105_L0_202405_B000000099_B000000099_20240820_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V01300-F
| V0150
| Losses due to fraud per   liability bearer
| V1.50
| Card transactions with cards   issued by resident PSPs (payments)
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V0150_L0_202405_B000000099_B000000099_20240820_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V0130-F
| V0150-F
| Direct   debits - reporting as creditor's PSP (fraud)
| V1.50-F
| Card   transactions with cards issued by resident PSPs (fraud)
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V0150-F_L0_202405_B000000099_B000000099_20240820_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V0131
| V0151
| Direct debits - reporting as   debtor's PSP
| V1.51
| Electronic card transactions   with cards issued by resident PSPs, split by Merchant Category Codes (MCC)
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V0151_L0_202407_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V0104
| V0152
| Inventory   cards / terminals
| V1.52
| Card   transactions acquired by resident PSPs (payments)
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V0152_L0_202405_B000000999_B000000999_20240802_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V0140
| V0152F
| SEPA R-transactions
| V1.52F
| Card transactions acquired by  resident PSPs (Fraud)
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V0152-F_L0_202405_B000000999_B000000999_20240802_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V0141
| V0153
| Interbank   payment transactions
| V1.53
| Fundings   and withdrawals related to prepaid cards
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V0153_L0_202407_B000000999_B000000999_20240812_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V0142
| V0106
| Intermediated payment   transactions
| V1.6
| Card transactiosn (Acquiring   part)
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V0106_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V0105
| V0160
| Card   transactiosn (Issuing part)
| V1.60
| Cheques   and money remittances (payments)
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V0160_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V0150
| V0160-F
| Card transactions with cards   issued by resident PSPs (payments)
| V1.60-F
| Cheques and money remittances   (Fraud)
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V0160-F_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V0150-F
| V0107
| Card   transactions with cards issued by resident PSPs (fraud)
| V1.7
| Cheques   and money orders
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V0107_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V0151
| V0170
| Electronic card transactions  with cards issued by resident PSPs, split by Merchant Category Codes (MCC)
| V1.70
| Over-the-counter (OTC) cash  transactions
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V0170_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V0152
| V0108
| Card   transactions acquired by resident PSPs (payments)
| V1.8
| Electronic   money scheme
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V0108_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V0152F
| V0180
| Card transactions acquired by  resident PSPs (Fraud)
| V1.80
| Book entries
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V0180_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V0153
| V0109
| Fundings   and withdrawals related to prepaid cards
| V1.9
| Card   based e-money schemes
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V0109_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V0106
| V0190
| Card transactiosn (Acquiring  part)
| V1.90
| Fundings and withdrawals in  e-money (except prepaid cards)
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V0190_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions/Electronic Money Institutions
| V0160
| V0191
| Cheques   and money remittances (payments)
| V1.91
| E-money   transfers (payments)
| BCL
| BCL
| Collecte des données de paiement (CDP)
| KS
| KS
| no
| Data payment collection (CDP)
| V0191_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions/Electronic  Money Institutions
| V0160-F
| V0191-F
| Cheques and money remittances  (Fraud)
| V1.91-F
| E-money transfers (Fraud)
| BCL
| BCL
| Collecte des  données de paiement (CDP)
| KS
| KS
| no
| Data payment  collection (CDP)
| V0191-F_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment   Institutions/Electronic Money Institutions
| Credit   Institutions
| V0107
| ESPREP
| Cheques  and money orders
| DCO
| BCL
| Fonds de  garantie<br />    des dépôts Luxembourg<br />    (FGDL)
| Collecte des données de paiement (CDP)
| CSSF
| KS
| KS
| no
| DCOR reporting
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json<br />    DCOR-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions
| V0170
| EDPREP
| Over-the-counter (OTC) cash  transactions
| Z1.1
| BCL
| Balance sheet
| Collecte des  données de paiement (CDP)
| CSSF
| KS
| KS
| no
| EDP report
| EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions
| V0108
| EDPREP
| Electronic  money scheme
| Z1.2
| BCL
| Identification  of third-party<br />    funds held and incorporated in the balance sheet
| Collecte des données de paiement (CDP)
| CSSF
| KS
| KS
| no
| EDP report
| EDPREP-Z9999-2011-03-Z12-L0-L-N--.xls
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| Payment Institutions
| V0180
| EDPREP
| Book entries
| Z1.4
| BCL
| Capital adequacy of<br />    payment institutions
| Collecte des  données de paiement (CDP)
| CSSF
| KS
| KS
| no
| EDP report
| EDPREP-Z9999-2011-03-Z14-L0-L-N--.xls
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| Payment  Institutions
| V0109
| EDPREP
| Card  based e-money schemes
| Z2.1
| BCL
| Profit  and loss accoount
| Collecte des données de paiement (CDP)
| CSSF
| KS
| KS
| no
| EDP report
| EDPREP-Z9999-2011-03-Z21-L0-L-N--.xls
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic   Money Institutions
| Electronic Money Institutions
| V0190
| EMEREP
| Fundings and withdrawals in  e-money (except prepaid cards)
| W1.1
| BCL
| Balance sheet
| Collecte des  données de paiement (CDP)
| CSSF
| KS
| KS
| no
| EME report
| EMEREP-W9999-2011-03-W11-L0-L-N--.xls
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment   Institutions/Electronic Money Institutions
| Electronic   Money Institutions
| V0191
| EMEREP
| E-money  transfers (payments)
| W1.2
| BCL
| Identification  of third-party<br />    funds held and incorporated<br />    in the balance sheet
| Collecte des données de paiement (CDP)
| CSSF
| KS
| KS
| no
| EME report
| EMEREP-W9999-2011-03-W12-L0-L-N--.xls
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic   Money Institutions
| Electronic Money Institutions
| V0191-F
| EMEREP
| E-money transfers (Fraud)
| W1.3
| BCL
| Statement of<br />    authorised reinvestments
| Collecte des  données de paiement (CDP)
| CSSF
| KS
| KS
| no
| EME report
| EMEREP-W9999-2011-03-W13-L0-L-N--.xls
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit   Institutions
| Electronic   Money Institutions
| ESPREP
| EMEREP
| Fonds de   garantie<br />    des dépôts Luxembourg<br />    (FGDL)
| W1.4
| Capital   adequacy of<br />    electronic money institutions
| CSSF
| CSSF
| Rapport Enquête
| KS
| KS
| no
| EME report
| EMEREP-W9999-2011-03-W14-L0-L-N--.xls
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions
| Electronic Money Institutions
| EDPREP
| EMEREP
| Balance sheet
| W2.1
| Profit and loss account
| CSSF
| CSSF
| Reporting EDP
| KS
| KS
| no
| EME report
| EMEREP-W9999-2011-03-W21-L0-L-N--.xls
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment   Institutions
| Electronic   Money Institutions
| EDPREP
| EMEREP
| Identification   of third-party<br />    funds held and incorporated in the balance sheet
| W4.5
| Analysis   of shareholdings
| CSSF
| CSSF
| Reporting EDP
| KS
| KS
| no
| EME report
| EMEREP-W9999-2011-03-W45-L0-L-N--.xls
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions
| Financial Institutions - Foreign  Account Tax Compliance Act (FATCA)
| EDPREP
| FATCA
| Capital adequacy of<br />    payment institutions
| FATCA
| CSSF
| Foreign Account Tax Compliance  Act Reporting
| Reporting EDP
| ACD
| KS
| KS
| yes
| FATCA sending
| FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml
|-
| style="vertical-align:bottom;" | Management  Companies
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | (-) LE
| (-) Letter of explanation (LE)<br />
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Fin. Rep. of GFI
| style="vertical-align:bottom;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />    DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    no naming convention<br />    no naming convention<br />    no naming convention
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Management Companies
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | AR
| Annual report of Investment fund managers (IFM) (EN)<br />    Gestionnaires des fonds d'investissement (GFI) (FR)
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Fin. Rep. of  GFI
| style="vertical-align:bottom;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />    DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    no naming convention<br />    no naming convention<br />    no naming convention
| BCL
| KS
| no
| Data payment collection (CDP)
| V0120-F_L0_202405_B000000999_B000000999_20240806_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Payment   Institutions
| Credit   Institutions
| EDPREP
| FRCREP
| Profit   and loss accoount
| B2.4
| Information   on participating interest<br />    and subordinated loans
| CSSF
| CSSF
| Reporting EDP
| S3
| KS
| no
| FINREP report
| PARTANDSUBLOANS-ENNNNNNNN-L-YYYY-MM-DD_UUID.zip  (eg:PARTANDSUBLOANS-B00000499-L-2023-12-31_eb6809e1-bbf1-6cbc-5be1-35da4a526817.zip)<br />
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Electronic Money Institutions
| Credit Institutions
| EMEREP
| FRCREP
| Balance sheet
| B2.5
| Information on staff costs and  taxes<br />    and subordinated loans
| CSSF
| CSSF
| Reporting EME
| KS
| KS
| no
| FINREP report
| CFEREP-B00000999-2025-12-COREPY-L-N_133e79ec-d891-403c-983b-84af00c5b25b.zip<br />    B25.xml<br />    FRCREP-B9999-2007-12-B25-L0-L-N--.zip
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Electronic   Money Institutions
| Credit   Institutions
| EMEREP
| CFEREP
| Identification  of third-party<br />    funds held and incorporated<br />    in the balance sheet
| LCRDA
| LCRDAX
| CSSF
| CSSF
| Reporting EME
| S3
| KS
| no
| FINREP report
| CFEREP-B00000999-2024-08-LCRDAX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Electronic Money Institutions
| Financial Companies
| EMEREP
| S0216
| Statement of<br />    authorised reinvestments
| S2.16
| CSSF
| Quarterly statistical balance of  Financial Companies
| Reporting EME
| BCL
| KS
| KS
| yes
| Issuing  companies reporting
| S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml<br />
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Electronic   Money Institutions
| Financial   Companies
| EMEREP
| S0217
| Capital   adequacy of<br />    electronic money institutions
| S2.17
| CSSF
| Transactions   of Financial Companies
| Reporting EME
| BCL
| KS
| KS
| yes
| Issuing companies reporting
| S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Electronic Money Institutions
| Investment Funds
| EMEREP
| DOCREP
| Profit and loss account
| KI
| Key Investor Information  Document<br />    (-) O: OPC Law 2010 and Loi 2007<br />    (-) K: SICAR<br />    (-) V: non-reglem.
| CSSF
| CSSF
| Reporting EME
| S3
| KS
| no
|- style="vertical-align:bottom;"
| PRIIPS Document
| Electronic  Money Institutions
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf   (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi   2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf<br />    DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
| EMEREP
| Analysis  of shareholdings
| CSSF
| Reporting EME
| KS
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Financial Institutions - Foreign   Account Tax Compliance Act (FATCA)
| FATCA
| Foreign Account Tax Compliance   Act Reporting
| ACD
| Rapport FATCA
| KS
|-
|-
| style="vertical-align:bottom;" | Management   Companies
| style="vertical-align:bottom;" | Investment   Funds
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | DOCREP
| (-) Letter of explanation (LE)<br />
| style="vertical-align:bottom;" | LF
| Long Form reports (UCI Law 2010)
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Doc OPC et FIS (circ. CSSF)
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | KS
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Management Companies
| style="vertical-align:bottom;" | Long forms CSSF 09/423
| style="vertical-align:bottom;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Management Companies
| SGOREP
| G21
| (-) SG 1A: Financial  situation<br />    (-) SG 1B: Profit and loss account<br />    (-) SG 1C: Table relating to other activities<br />    (-) SG 2: Other activities<br />    (-) SG: Personnel Table relating to staff
| CSSF
| KS
| no
| Management  company report
| SGOREP-S9999-2009-03-G21-L2-S-N--.xls
|-
| style="vertical-align:bottom;" | Investment  Funds
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | ML
| Management letters<br />    (-) O: OPC Law 2010<br />    (-) O: Law 2007<br />    (-) K: SICAR
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Management letters CSSF 09/423
| style="vertical-align:bottom;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Investment Funds
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | DOCREP
| Annual report of Investment fund managers (IFM) (EN)<br />    Gestionnaires des fonds d'investissement (GFI) (FR)
| style="vertical-align:bottom;" | ML
| Management letters of Investment fund managers (IFM) (EN)<br />    Gestionnaires des fonds d'investissement (GFI) (FR)
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Doc OPC et FIS  (circ. CSSF)
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Management  letters of GFI
| style="vertical-align:bottom;" | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit   Institutions
| Investment   Funds
| FRCREP
| DOCREP
| Information   on participating interest<br />    and subordinated loans
| AI
| Articles   of Incorporation of UCITS<br />    (-) O: UCI Law 2010<br />    (-) O: UCI Law 2007<br />    (-) K: SICAR
| CSSF
| CSSF
| Rapport FINREP
| S3
| KS
| no
| Management regulation/status
| DOCOFF-ENNNNNNNN-UUID.zip<br />    containing DOCREP-ENNNNNNNN-YYYY-MM-DD-AI-LL.pdf <br />    - The expected format of an UUID is:  XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX<br />    - E in (O, K, V)
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| Investment Funds
| FRCREP
| DOCREP
| Information on staff costs and   taxes<br />    and subordinated loans
| MR
| Management Regulations of   UCITS<br />    (-) O: OPC Law 2010<br />    (-) O: Law 2007
| CSSF
| S3
| no
| Management  regulation/status
| DOCOFF-ENNNNNNNN-UUID.zip<br />    containing DOCREP-ENNNNNNNN-YYYY-MM-DD-MR-LL.pdf <br />    - The expected format of an UUID is:  XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX<br />    - E in (O, K, V)
|- style="vertical-align:bottom;"
| MiFID  II / MiFIR
| TAFREP
| TAF
| Article  26 of Regulation<br />    No 600/2014:<br />    Obligation to report transactions<br />    (Markets in financial instruments => MiFIR)
| CSSF
| CSSF
| Rapport FINREP
| KS
| KS
| no
| Mifir reporting
| TAFREP-B00000001-2017-04-15-123456.xml
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Management Companies
| style="vertical-align:bottom;" | DOCREP
| (-) GR<br />    (-) ID<br />    (-) FC<br />    (-) IA<br />    (-) TP<br />    (-) LP<br />    (-) PG<br />    (-) OG<br />    (-) TM<br />    (-) RD<br />    (-) AS<br />    (-) FP<br />    (-) PN
| Investment fund managers (IFM):<br />    (-) Risk management function(GR)<br />    (-) OPCVM instruments information (ID)<br />    (-) Compliance Function (FC)<br />    (-) Internal audit function report (IA)<br />    (-) Complaints handling (TP)<br />    (-) Authorized third party complaints (LP)<br />    (-) Risk Management Procedure (PG)<br />    (-) Organization chart (OG)<br />    (-) Mandates table (TM)<br />    (-) Delegates of RFI (RD)<br />    (-) Branch activity (AS)<br />    (-) Own funds ratio (FP)<br />    (-) Risk management procedure AIFM (PN)<br />
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Other closing  documents of GFI
| style="vertical-align:bottom;" | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi  2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15  Loi 2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls  (SIAG/FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)<br />
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit   Institutions
| Other   reporting CSSF BCL
| CFEREP
| OTHREP
| LCRDAX
| OTH
| Other  reporting
| CSSF
| CSSF
| Rapport FINREP
| KS
| S3
| no
| OTHER reporting<br />    (=> CSSF)
| OTHREP-B9999-HELLO_WORLD.xlsx
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Financial Companies
| Credit Institutions
| S0216
| BOP101
| Quarterly statistical balance of   Financial Companies
| BOP1.1
| Balance of payments reporting
| BCL
| BCL
| Reporting des  sociétés émettrices
| KS
| KS
| no
| Payments  balance
| BOP101_20130616_B000000999_B000000999_20130617_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Financial   Companies
| Credit   Institutions
| S0217
| BOP102
| Transactions   of Financial Companies
| BOP1.2
| Cross-border   payments<br />    executed for the account<br />    of the resident counterparts
| BCL
| BCL
| Reporting des sociétés émettrices
| KS
| KS
| no
| Payments balance
| BOP102_20240731_B000000999_B000000999_20240801_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| Professionals of the Financial  Sector (PFS)
| DOCREP
| PSFREP
| Key Investor Information  Document<br />    (-) O: OPC Law 2010 and Loi 2007<br />    (-) K: SICAR<br />    (-) V: non-reglem.
| (-) Basic reporting<br />    (-) Ad hoc reporting<br />    (-) Annual information
| Reporting population:<br />    (-) Investment firms<br />    (-) Specialised PFS<br />    (-) Support PFS
| CSSF
| CSSF
| Doc OPC et FIS  (circ. CSSF)
| KS
| KS
|-
| no
| style="vertical-align:bottom;" | Investment   Funds
| PSF report
| style="vertical-align:bottom;" | DOCREP
| PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx
| Long Form reports (UCI Law 2010)
|- style="vertical-align:bottom;"
| style="vertical-align:bottom;" | CSSF
| Insurance   Corporations
| style="vertical-align:bottom;" | Doc OPC et FIS (circ. CSSF)
| N01  (Comp); N02 (Comp); N03 (Comp);<br />    N04 (Comp); N05 (Réviseur); N06( Réviseur);<br />    N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12  (Réviseur);<br />    N13<br />    (Comp);<br />    N14<br />    'Comp)
| style="vertical-align:bottom;" | KS
| n/a
| Rapports  narratifs
| CAA
| KS
| no
| Rapport narratif (CAA) (Companie) -<br />    Governance Re<br />    <br />    Rapport narratif (CAA) (Réviseur) -<br />    Governance Rep
| N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Management Companies
| Credit Institutions
| SGOREP
| CSDREP
| (-) SG 1A: Financial  situation<br />    (-) SG 1B: Profit and loss account<br />    (-) SG 1C: Table relating to other activities<br />    (-) SG 2: Other activities<br />    (-) SG: Personnel Table relating to staff
| CSDR
| Reporting CSDR:<br />    Introduction of quarterly internalised settlement reporting  requirements<br />    pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)
| CSSF
| CSSF
| Rapport Société  de Gestion
| KS
| KS
|-
| no
| style="vertical-align:bottom;" | Investment  Funds
| Reporting CSDR
| style="vertical-align:bottom;" | DOCREP
| CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip
| Management letters<br />    (-) O: OPC Law 2010<br />    (-) O: Law 2007<br />    (-) K: SICAR
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Doc OPC et FIS (circ. CSSF)
| style="vertical-align:bottom;" | KS
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Investment Funds
| style="vertical-align:bottom;" | DOCREP
| Management letters of Investment fund managers (IFM) (EN)<br />    Gestionnaires des fonds d'investissement (GFI) (FR)
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Doc OPC et FIS  (circ. CSSF)
| style="vertical-align:bottom;" | KS
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Investment   Funds
| Credit   Institutions
| DOCREP
| BNNNN
| Articles   of Incorporation of UCITS<br />    (-) O: UCI Law 2010<br />    (-) O: UCI Law 2007<br />    (-) K: SICAR
| B4.4
| List of   head offices, agencies,<br />    branches and representative offices
| CSSF
| CSSF
| Doc OPC et FIS (circ. CSSF)
| KS
| KS
| no
| Reporting EDIFACT
| B0001809.T01
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| Institutions for Occupational  Retirement Provision
| DOCREP
| SUFREP
| Management Regulations of   UCITS<br />    (-) O: OPC Law 2010<br />    (-) O: Law 2007
| IORP
| Annual and quarterly reporting   according to Circular CSSF 19/726 of 26 July 2019
| CSSF
| CSSF
| Doc OPC et FIS  (circ. CSSF)
| KS
| KS
| no
| Reporting IORP
| SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| MiFID   II / MiFIR
| Money   Market Funds (MMF)
| TAFREP
| MMFREP
| Article   26 of Regulation<br />    No 600/2014:<br />    Obligation to report transactions<br />    (Markets in financial instruments => MiFIR)
| MMF
| •  According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF  must report information to the competent authority (CSSF) of the MMF, at  least on a quarterly basis or - for MMF with assets under management of less  than Eur 100 million - on at least an annual basis.<br />    • The first quarterly report should be sent to the competent authority of  the MMF no later than 30 days after the end of Q1 2020.
| CSSF
| CSSF
| Report TAF-MIFID
| S3
| no
| Reporting Money Market Fund
| MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip<br />    MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| S0112-L
| S1.12-L
| Indirect withdrawal and  remittance of banknotes denominated in EUR through an intermediary
| BCL
| KS
| KS
|- style="background-color:#CAEDFB;"
| no
| style="vertical-align:bottom;" | Management Companies
| Reporting  S1.12-L
| style="vertical-align:bottom;" | DOCREP
| S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml
| Investment fund managers (IFM):<br />    (-) Risk management function(GR)<br />    (-) OPCVM instruments information (ID)<br />    (-) Compliance Function (FC)<br />    (-) Internal audit function report (IA)<br />    (-) Complaints handling (TP)<br />    (-) Authorized third party complaints (LP)<br />    (-) Risk Management Procedure (PG)<br />    (-) Organization chart (OG)<br />    (-) Mandates table (TM)<br />    (-) Delegates of RFI (RD)<br />    (-) Branch activity (AS)<br />    (-) Own funds ratio (FP)<br />    (-) Risk management procedure AIFM (PN)<br />
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Doc OPC et FIS  (circ. CSSF)
| style="vertical-align:bottom;" | KS
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Other   reporting CSSF BCL
| Financial   Companies
| OTHREP
| TPTIBS
| Other   reporting
| TPTIBS
| CSSF
| Monthly   security by security reporting of Financial Companies
| Reporting OTHER (CSSF)
| BCL
| KS
| KS
| yes
| Reporting securities by securities of issuing companies
| TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| Investment Funds
| BOP101
| U11
| Balance of payments reporting
| U1.1
| BCL
| Monthly financial information  UCITS and UCI
| Balance des  Paiements
| CSSF
| KS
| KS
| yes
| Reporting U
| U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit  Institutions
| Credit  Institutions
| BOP102
| TPTBBL
| Cross-border   payments<br />    executed for the account<br />    of the resident counterparts
| TPTBBL
| Security   by security report–<br />    Balance sheet data–<br />    Luxembourg
| BCL
| BCL
| Balance des Paiements
| KS
| KS
| no
| Security by security Banks
| TPTBBL_L5_201804_B000000999_B000000999_20180617_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Professionals of the Financial  Sector (PFS)
| Credit Institutions
| PSFREP
| TPTBBN
| Reporting population:<br />    (-) Investment firms<br />    (-) Specialised PFS<br />    (-) Support PFS
| TPTBBN
| CSSF
| Security by security  report–<br />    Balance sheet data–<br />    Luxembourg
| Rapport PSF
| BCL
| KS
| KS
| no
| Security by  security Banks
| TPTBBN_L5_201804_B000000999_B000000999_20180617_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Insurance   Corporations
| Credit   Institutions
| N01 (Comp); N02 (Comp); N03 (Comp);<br />    N04 (Comp); N05 (Réviseur); N06( Réviseur);<br />    N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12 (Réviseur)
| TPTBHN
| Rapports  narratifs
| TPTBHN
| CAA
| Security  by security report–<br />    Off-balance sheet data–<br />    Non-resident
| Reporting CAA
| BCL
| KS
| KS
| no
| Security by security Banks
| TPTBHN_L2_201804_B000000999_B000000999_20180617_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| Credit Institutions
| CSDREP
| TPTBHR
| Reporting CSDR:<br />    Introduction of quarterly internalised settlement reporting  requirements<br />    pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)
| TPTBHR
| CSSF
| Security by security  report–<br />    Off-balance sheet data–<br />    Resident customers
| Reporting  CSDR-9
| BCL
| KS
| KS
| no
| Security by  security Banks
| TPTBHR_L2_201804_B000000999_B000000999_20180617_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit   Institutions
| Investment   Funds
| BNNNN
| SFDR
| List of   head offices, agencies,<br />    branches and representative offices
| Periodical   disclosures
| Reporting  Entity<br />    (-) O: UCI Law 2010<br />    (-) O: UCI Law 2007<br />    (-) K: SICAR<br />    (-) F: Pension Fund
| CSSF
| CSSF
| Reporting EDIFACT
| KS
| KS
| no
| SFDR Reporting
| SFDR-ENNNNNNNN-TTTTT-YYYY-MM-DD-UUID.zip<br />    SFDR-O00000406-PERIO-2023-03-31-41c13c08-ef59-4183-870f-80d7a00c54e8
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Institutions for Occupational  Retirement Provision
| Investment Funds
| SUFREP
| SFDR
| Annual and quarterly reporting  according to Circular CSSF 19/726 of 26 July 2019
| Precontractual disclosures
| Reporting Entity<br />    (-) O: UCI Law 2010<br />    (-) O: UCI Law 2007<br />    (-) K: SICAR<br />    (-) F: Pension Fund
| CSSF
| CSSF
| Reporting IORP
| KS
| KS
| no
| SFDR Reporting
| SFDR-ENNNNNNNN-PRECO-UUID.zip<br />    SFDR-O00000406-PRECO-41c13c08-ef59-4183-870f-80d7a00c54e8.zip
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Money   Market Funds (MMF)
| Investment   Funds
| MMFREP
| SIC
| •   According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF  must report information to the competent authority (CSSF) of the MMF, at  least on a quarterly basis or - for MMF with assets under management of less  than Eur 100 million - on at least an annual basis.<br />    • The first quarterly report should be sent to the competent authority of  the MMF no later than 30 days after the end of Q1 2020.
| K3.1
| Financial   information to be submitted by investment companies in risk capital (SICARs)
| CSSF
| CSSF
| Reporting MMF
| KS
| KS
| no
| Sicar reporting
| SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| Investment Funds
| S0112-L
| DOCREP
| Indirect withdrawal and  remittance of banknotes denominated in EUR through an intermediary
| (-) AR<br />    (-) SR<br />    (-) LE<br />    (-) RO<br />    (-) PM
| BCL
| UCI Law 2010:<br />    (-) Annual Report (AR)<br />    (-) Semi-annual report (SR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (MP)
| Reporting S1.12
| CSSF
| KS
| KS
| no
| SIF or SICAR :  08/371 FIS report<br />    UCI : 08/371 report
| SIF:<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br />    SICAR:<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br />    UCI:<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Financial   Companies
| Insurance   Corporations
| TPTIBS
| S01;  S02; S03; S04; S05;<br />    S06 (Réviseur); S07; S08;<br />    S09; S10; S11; S12; S13;<br />    S14; S15; S16; S17; S18;<br />    S19; S20; S23
| Monthly  security by security reporting of Financial Companies
| n/a
| BCL
| XBRL  reports Solvency II
| Reporting des sociétés émettrices
| CAA
| KS
| KS
| no
| Solvency II Reporting
| S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| Securitisation Vehicles
| U11
| S0214
| Monthly financial information  UCITS and UCI
| S2.14
| CSSF
| Quarterly statistical balance
| Station Finesti
| BCL
| KS
| KS
| yes
| Titrisation  vehicles
| S0214_L1_201412_T000000999_T000123001_20150120_001.xml<br />
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit   Institutions
| Securitisation   Vehicles
| TPTBBL
| S0215
| Security   by security report–<br />    Balance sheet data–<br />    Luxembourg
| S2.15
| Transactions   and write-offs/write-downs on securitised loans
| BCL
| BCL
| Titre par Titre Bancaire
| KS
| KS
| yes
| Titrisation vehicles
| S0215_L1_201412_T000000999_T000123001_20150120_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| Securitisation Vehicles
| TPTBBN
| TPTTBS
| Security by security   report–<br />    Balance sheet data–<br />    Luxembourg
| TPTTBS
| Security by security reporting
| BCL
| BCL
| Titre par Titre  Bancaire
| KS
| KS
| no
| Titrisation  vehicles
| TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Credit   Institutions
| Alternative   Investment Fund Managers (AIFM)
| TPTBHN
| UCIAR
| Security   by security report–<br />    Off-balance sheet data–<br />    Non-resident
| n/a
| BCL
| Reporting   Entity<br />    A: Alternative Investment fund manager (AIFM)
| Titre par Titre Bancaire
| CSSF
| KS
| KS
| no
| UCIAR Reporting
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| Credit Institutions
| TPTBHR
| UCIAR
| Security by security  report–<br />    Off-balance sheet data–<br />    Resident customers
| n/a
| BCL
| Reporting Entity<br />    B: Credit institution
| Titre par Titre  Bancaire
| CSSF
| KS
| KS
| no
| UCIAR  Reporting
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Investment  Funds
| Investment  Funds
| SFDR
| UCIAR
| Reporting  Entity<br />    (-) O: UCI Law 2010<br />    (-) O: UCI Law 2007<br />    (-) K: SICAR<br />    (-) F: Pension Fund
| n/a
| Reporting  Entity<br />    (-) O: UCI Law 2010<br />    (-) O: UCI Law 2007<br />    (-) K: SICAR
| CSSF
| CSSF
| (-) SFDR reporting
| KS
| KS
| no
| UCIAR Reporting
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| Management Companies
| SFDR
| UCIAR
| Reporting Entity<br />    (-) O: UCI Law 2010<br />    (-) O: UCI Law 2007<br />    (-) K: SICAR<br />    (-) F: Pension Fund
| n/a
| Reporting Entity<br />    S: Management company
| CSSF
| CSSF
| (-) SFDR  reporting
| KS
| KS
| no
| UCIAR  Reporting
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Investment   Funds
| Professionals   of the Financial Sector (PFS)
| SIC
| UCIAR
| Financial   information to be submitted by investment companies in risk capital (SICARs)
| n/a
| Reporting   Entity<br />    (-) P: PFS<br />    (-) I: Support PFS
| CSSF
| CSSF
| Reporting SICAR
| S3
| KS
| no
| UCIAR Reporting
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| Other reporting CSSF BCL
| DOCREP
| OTXREP
| UCI Law 2010:<br />    (-) Annual Report (AR)<br />    (-) Semi-annual report (SR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (MP)
| OTX
| CSSF
| Various correspondence
| Doc OPC et FIS  (circ. CSSF)
| KS
|- style="vertical-align:bottom;"
| Insurance  Corporations
| S01; S02; S03; S04; S05;<br />    S06 (Réviseur); S07; S08;<br />    S09; S10; S11; S12; S13;<br />    S14; S15; S16; S17; S18;<br />    S19; S20; S23
| XBRL  reports Solvency II
| CAA
| Reporting CAA
| KS
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Securitisation Vehicles
| S0214
| Quarterly statistical balance
| BCL
| BCL
| Véhicule  titrisation
| KS
| KS
|- style="vertical-align:bottom;"
| no
| Securitisation   Vehicles
| Various  correspondence (OTH)<br />    (=> BCL -OTHER reporting)
| S0215
| OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls
| Transactions  and write-offs/write-downs on securitised loans
|-
| BCL
| style="vertical-align:bottom;" | Investment   Funds
| Véhicule titrisation
| style="vertical-align:bottom;" | DOCREP
| KS
| (-) GR<br />    (-) ID<br />    (-) FC<br />    (-) IA<br />    (-) TP<br />    (-) LP<br />    (-) PG<br />    (-) OG<br />    (-) TM<br />    (-) RD<br />    (-) AS<br />    (-) FP<br />    (-) PN
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment fund managers (IFM):<br />    (-) Risk management function(GR)<br />    (-) OPCVM instruments information (ID)<br />    (-) Compliance Function (FC)<br />    (-) Internal audit function report (IA)<br />    (-) Complaints handling (TP)<br />    (-) Authorized third party complaints (LP)<br />    (-) Risk Management Procedure (PG)<br />    (-) Organization chart (OG)<br />    (-) Mandates table (TM)<br />    (-) Delegates of RFI (RD)<br />    (-) Branch activity (AS)<br />    (-) Own funds ratio (FP)<br />    (-) Risk management procedure AIFM (PN)
| Securitisation Vehicles
| style="vertical-align:bottom;" | CSSF
| TPTTBS
| style="vertical-align:bottom;" | KS
| Security by security reporting
| style="vertical-align:bottom;" | no
| BCL
| style="vertical-align:bottom;" | Other closing documents of GFI
| Véhicule  titrisation
| style="vertical-align:bottom;" | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi  2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15  Loi 2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)
| KS
|- style="background-color:#CAEDFB;"
|- style="vertical-align:bottom;"
 
| Alternative   Investment Fund Managers (AIFM)
 
| UCIAR
 
| Reporting  Entity<br />    A: Alternative Investment fund manager (AIFM)
 
 
 
 
 
 
 
| style="vertical-align:bottom;" | Investment Funds
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | AR<br />    RO
| Investment fund managers (IFM) (EN)<br />    Gestionnaires des fonds d'investissement (GFI)(FR)<br />    (-) Annual Report (AR)<br />    (-) Other periodic report (RO)
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Fin. Rep. of   GFI
| style="vertical-align:bottom;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
|- style="vertical-align:bottom;"
| Credit  Institutions
| CFEREP
| ALM
| ALMXXX
| CSSF
| CSSF
| (-) UCIAR reporting
| S3
| KS
| no
| -
| CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| Professionals of the Financial  Sector (PFS)
| UCIAR
| DOCREP
| Reporting Entity<br />    B: Credit institution
| LF
| Long Form Report
| CSSF
| CSSF
| (-) UCIAR  reporting
| KS
| KS
| no
|
|
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Investment   Funds
| Management   Companies
| UCIAR
| DOCREP
| Reporting   Entity<br />    (-) O: UCI Law 2010<br />    (-) O: UCI Law 2007<br />    (-) K: SICAR
| ML
| Management   letters of Investment fund managers (IFM) (EN)<br />    Gestionnaires des fonds d'investissement (GFI) (FR)
| CSSF
| CSSF
| (-) UCIAR reporting
| KS
| KS
| no
|
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Management Companies
| Professionals of the Financial  Sector (PFS)
| UCIAR
| DOCREP
| Reporting Entity<br />    S: Management company
| ML
| Management Letter
| CSSF
| CSSF
| (-) UCIAR  reporting
| KS
| KS
| no
|
|
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Professionals   of the Financial Sector (PFS)
| Investment   Funds
| UCIAR
| S0106
| Reporting   Entity<br />    (-) P: PFS<br />    (-) I: Support PFS
| S1.6
| CSSF
| Monthly   statistical balance sheet for non-money market funds (non-MMF)
| (-) UCIAR reporting
| S3
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Other reporting CSSF BCL
| OTXREP
| Various correspondence
| BCL
| BCL
| Reporting OTHER  (BCL)
| KS
| KS
|-
| yes
| style="vertical-align:bottom;" | Investment  Funds
| -
| style="vertical-align:bottom;" | DOCREP
| S0106_L2_202402_B000000999_NAF00000000000000_20240625_001.xml<br />    S0106_L2_202402_P000000999_O999990009_20240605_001.xml
| Investment fund managers (IFM):<br />    (-) Risk management function(GR)<br />    (-) OPCVM instruments information (ID)<br />    (-) Compliance Function (FC)<br />    (-) Internal audit function report (IA)<br />    (-) Complaints handling (TP)<br />    (-) Authorized third party complaints (LP)<br />    (-) Risk Management Procedure (PG)<br />    (-) Organization chart (OG)<br />    (-) Mandates table (TM)<br />    (-) Delegates of RFI (RD)<br />    (-) Branch activity (AS)<br />    (-) Own funds ratio (FP)<br />    (-) Risk management procedure AIFM (PN)
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Doc OPC et FIS (circ. CSSF)
| style="vertical-align:bottom;" | KS
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| Investment Funds
| SPJ
| S0213
| Notification and execution of  court orders
| S2.13
| SPJ
| Quarterly statistical balance  sheet for non-MMF investment funds
| Perquisitions  électroniques
| BCL
| KS
| KS
|-
| yes
| style="vertical-align:bottom;" | Investment  Funds
| -
| style="vertical-align:bottom;" | DOCREP
| S0213_L2_202103_P000000999_O009990009_20240731_001.xml<br />    S0213_L2_202103_S000000999_O099990009_20240606_001.xml
| Investment fund managers (IFM) (EN)<br />    Gestionnaires des fonds d'investissement (GFI)(FR)<br />    (-) Annual Report (AR)<br />    (-) Other periodic report (RO)
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | Doc OPC et FIS (circ. CSSF)
| style="vertical-align:bottom;" | KS
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| CFEREP
| ALMXXX
| CSSF
| Rapport COREP
| S3
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Professionals   of the Financial Sector (PFS)
| Investment   Funds
| DOCREP
| S0220
| Long  Form Report
| S2.20
| CSSF
| Quarterly  financial information
| Rapport des établissements de crédit
| BCL
| KS
| KS
| yes
| -
| S0220_L0_202512_B000000999_NAF66999999900000_20260127_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Management Companies
| Investment Funds
| DOCREP
| S0404
| Management letters of Investment  fund managers (IFM) (EN)<br />    Gestionnaires des fonds d'investissement (GFI) (FR)
| S4.4
| CSSF
| Marketing countries
| Doc OPC et FIS  (circ. CSSF)
| BCL
| KS
| KS
| yes
| -
| S0404_L0_202512_B000000999_NAF66999999900000_20260209_001.xml<br />    S0404_L0_202512_B000000999_O999990009_20260209_001.xml
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Professionals   of the Financial Sector (PFS)
| Insurance   Corporations
| DOCREP
| CED
| Management   Letter
| Source   file reception from CAA
| CSSF
| Etat de  situation relatif aux contrats en déshérence
| Rapport des établissements de crédit
| CAA
| KS
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| S0106
| Monthly statistical balance  sheet for non-money market funds (non-MMF)
| BCL
| Station Finesti
| KS
|- style="vertical-align:bottom;"
| Investment   Funds
| S0213
| Quarterly  statistical balance sheet for non-MMF investment funds
| BCL
| Station Finesti
| KS
| KS
| no
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| Insurance Corporations
| CED
| CPR
| Etat de situation relatif aux  contrats en déshérence
| Source file reception from CAA
| Compte rendu
| CAA
| CAA
| Reporting CAA
| KS
| KS
| no
| -
|
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Insurance  Corporations
| Insurance  Corporations
| CPR
| ESP
| Compte   rendu
| Source   file reception from CAA
| Enquête  spécifique
| CAA
| CAA
| Reporting CAA
| KS
| KS
| no
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| Insurance Corporations
| ESP
| ETR
| Enquête spécifique
| Source file reception from CAA
| Etat trimestriel
| CAA
| CAA
| Reporting CAA
| KS
| KS
| no
| -
|
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Insurance  Corporations
| Insurance  Corporations
| ETR
| FIR
| Etat   trimestriel
| Source   file reception from CAA
| Fiche de  renseignement
| CAA
| CAA
| Reporting CAA
| KS
| KS
| no
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| Insurance Corporations
| FIR
| PDA
| Fiche de renseignement
| Source file reception from CAA
| Rapport PDAL (Procédure de   Dissolution Administrative sans Liquidation)
| CAA
| CAA
| Reporting CAA
| KS
| KS
| no
| -
|
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Insurance  Corporations
| Insurance  Corporations
| PDA
| RAC
| Rapport  PDAL (Procédure de Dissolution Administrative sans Liquidation)
| Source  file reception from CAA
| Rapport  actuariel
| CAA
| CAA
| Reporting CAA
| KS
| KS
| no
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| Insurance Corporations
| RAC
| RDC
| Rapport actuariel
| Source file reception from CAA
| Rapport distinct complémentaire  du réviseur
| CAA
| CAA
| Reporting CAA
| KS
| KS
| no
| -
|
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Insurance  Corporations
| Insurance  Corporations
| RDC
| RDI
| Rapport  distinct complémentaire du réviseur
| Source  file reception from CAA
| Rapport  distinct du réviseur
| CAA
| CAA
| Reporting CAA
| KS
| KS
| no
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| Insurance Corporations
| RDI
| RGO
| Rapport distinct du réviseur
| Source file reception from CAA
| Rapport de gouvernance
| CAA
| CAA
| Reporting CAA
| KS
| KS
| no
| -
|
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Insurance  Corporations
| Insurance  Corporations
| RGO
| RLB
| Rapport  de gouvernance
| Source  file reception from CAA
| Rapport  LBCFT
| CAA
| CAA
| Reporting CAA
| KS
| KS
| no
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| Insurance Corporations
| RLB
| RRE
| Rapport LBCFT
| Source file reception from CAA
| Rapports sur le traitement des  réclamations
| CAA
| CAA
| Reporting CAA
| KS
| KS
| no
| -
|
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Insurance  Corporations
| Insurance  Corporations
| RRE
| RSE
| Rapports   sur le traitement des réclamations
| Source   file reception from CAA
| Rapport  distinct Solvabilité 2 de l'entreprise
| CAA
| CAA
| Reporting CAA
| KS
| KS
| no
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| Insurance Corporations
| RSE
| RSO
| Rapport distinct Solvabilité 2  de l'entreprise
| Source file reception from CAA
| Rapport distinct Solvabilité 2  du réviseur
| CAA
| CAA
| Reporting CAA
| KS
| KS
| no
| -
|
|- style="vertical-align:bottom;"
|- style="vertical-align:bottom;"
| Insurance   Corporations
| Credit  Institutions
| RSO
| ICS
| Rapport  distinct Solvabilité 2 du réviseur
| ICS
| Yearly  Survey on Covered Investment claims (SIIL)
| CSSF
| S3
| no
| ICS Reporting
| ICS-ENNNNNNNN-YYYY-MM-DD_UUID.json <br />    (eg:ICS-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json)
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| ROI<br />    DIN
| n/a
| DORA Register of Information<br />    DORA Incident Reporting
| CAA
| CAA
| Reporting CAA
| KS
| KS
| no
| Rapport  narratif (CAA) (Companie) -<br />    Governance Re<br />    <br />    Rapport narratif (CAA) (Réviseur) -<br />    Governance Rep
| ROIV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip<br />    DINV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip
|- style="vertical-align:bottom;"
| Professionals  of the Financial Sector (PFS)
| DPAAIF
| n/a
| self�assessment  <br />    questionnaire PDAOFI
| CSSF
| S3
| no
| PDAOFI Reporting
| DPAAIF-EIIIIIIII-YYYY-UUID.zip <br />    (e.g.: DPAAIF-P99999999-2024-41c13c08-ef59-4183-a456-870f80d7a00c54e8.zip)
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| CFEREP
| Monthly modules:<br />    - ALMXXX<br />    - LCRDAX<br />    Quarterly modules:<br />    - AEXXXX<br />    - COREPX<br />    - FINREP<br />    - FRTBXX<br />    - IRRBBX<br />    - LAREXX<br />    - LEVERX<br />    - NSFRXX
| (-) ALM corep_alm_con.xsd<br />    corep_alm_ind.xsd corep_alm.xsd<br />    (-) LCRDA corep_lcr_da_con.xsd<br />    corep_lcr_da_ind.xsd corep_lcr_da.xsd<br />    (-) IRRBB irrbb.xsd
| CSSF
| S3
| no
| COREP report
| CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl<br />    inside <br />      CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip<br />    <br />    <br />    CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl<br />    inside<br />    CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip
|}
|}
</div>
----------
</div>
</div>
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">How can I get a missing group ?</div>
<div class="mw-collapsible-content">
If you think that the group you need is not available in your list, please [[How_to_contact_us|ask us]] to check and/or add it.
</div>
</div>
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">How can I manage users at group level ?</div>
<div class="mw-collapsible-content">
<span id=How_can_I_manage_users_at_group_level></span>
Connect to [https://e-file.lu e-file.lu] with your '''e-file administrator''' login (adminXXX) and click the '''Administration module''' icon (Figure 21).
[[File:SDjl_8.png|400px]]
(Figure 21)
<u>'''Example'''</u>:
If you want to know the users to which the group '''Group FATCA''' has been assigned or if you want to add a new user to the group, please follow the instructions below.
<u>'''Step 1</u>:'''
Press the '''Groups''' button. The '''Groups list''' page opens. All groups assigned to your company are shown here (Figure 22).
[[File:3GroupList.png|800px]]
(Figure 22)
<u>'''Step 2</u>:'''
Click the '''Edit groups''' icon [[File:EditGroupSD.png|20px]] in order to view all the users assigned to '''Groupe FATCA''' group (Figure 23).
[[File:2EditGroup.png|800px]]
(Figure 23)
The '''Group detail''' page opens. Here you can find detailed information on the '''Group FATCA''' (e.g. Status date, number of inactive users, number of locked users) (Figure 24).
[[File:GroupDetailPage.png|500px]]
(Figure 24)
<u>'''Step 3</u>:'''
Press the '''Users''' button (Figure 25)
[[File:GroupDetailUsers.png|500px]]
(Figure 25)
The Group detail / Users page opens. All users assigned to the '''Group FATCA''' are listed here(Figure 26).
[[File:GroupUsrsList2.png|600px]]
(Figure 26)
<u>'''Step 4</u>:'''
Press the '''Edit Users''' button [[File:EditUserButton.png|100px]] (Figure 27)
[[File:EditUsersGroup.png|600px]]
(Figure 27)
The '''Users''' page opens in '''Edit mode''' (Figure 28)
[[File:UsersEditGroup.png|600px]]
(Figure 28)
The following actions can be done here:
1. '''ADD A USER'''. Select the user and his profile you want to add.
2. Change the '''Profile''' of the user
3. Delete the '''User'''
4. Once you have made your changes, press the VALDATE CHANGES button [[File:ValidateChanges.png|100px]]
The '''Users''' window closes and you return automatically to the '''Groups List''' screen.
At the same time a confirmation window pops up on the top of the screen indicating that the assignment was successful (Figure 29).
[[File:AssignmentsSaved.png|800px]]
(Figure 29)
-------------
</div>
</div>
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">How do I assign groups and profiles to users ?</div>
<div class="mw-collapsible-content">
<span id=How_do_I_assign_groups_and_profiles_to_users></span>
<u>Example</u>:
If a user has to send '''FATCA reportings''' to the authority, the e-file administrator must assign the <u>group</u> '''Rapport FATCA''' and the <u>profile</u> '''Manager''' to the user.
<u>'''Step 1</u>:'''
Open the '''User management''' screen in the '''Users''' tab and click the '''Edit''' [[File:EditGroupSD.png|20px]] icon of the user to whom you want assign [[ProductCoverage|'''groups''']] and a specific [[E-file_Administration#User_profiles |'''profile''']] (Figure 11).
[[File:A specific profile (Figure 11).png|900px]]
(Figure 11)
<u>'''Step 2</u>:'''
The '''User details''' screen opens. Click the '''Groups''' button (Figure 12).
[[File:2AddGroup.png|500px]]
(Figure 12)
<u>'''Step 3</u>:'''
The '''User details / Groups''' screen opens. Click the '''Edit button''' (Figure 13).
[[File:2GroupDetails.png|500px]]
(Figure 13)
<u>'''Step 4</u>:'''
The '''User details / Groups''' screen opens in '''Edit''' mode (Figure 14).
Click the '''ADD A GROUP''' button [[File:AddGroup.png|100px]], select the [[ProductCoverage|'''groups''']] and '''profile''' you want to assign and click the '''Validate''' button.
[[File:4Add group.png|800px]]
(Figure 14)
The '''User details / Groups''' window closes and you return automatically to the '''Groups List''' screen.
At the same time a '''confirmation''' window pops up on the top of the screen indicating that the group assignment was successfully saved (Figure 15).
[[File:AssignmentsSaved.png|800px]]
(Figure 15)
Please be informed that you can find detailed information on all groups on our Wikipage [[ProductCoverage|'''Product Coverage''']]; column <u>e-file user account: "groupe"</u>.
=== User profiles ===
====Administrator (EN)/ Administrateur  (FR)====
The Administrator profile allows the e-file administrator to order and activate LuxTrust certificate(s), manage user accounts, groups, user profiles, lock and un lock user account.
==== Guest (EN) */ Visiteur (FR) * ====
* The Guest can consult the information or documents of his affected group(s).<br>
* He can access the follow up tools and open the documents linked to the group(s).<br>
* The Guest cannot submit reports or documents via e-file.
====Manager (EN)/ Responsable (FR)====
* The Manager can consult the information or documents of his affected group(s).<br>
* He can access the follow up tools and open the documents linked to the group(s).<br>
* The Manager can submit reports linked to his group(s) via e-file.
====Operator (EN) */ Opérateur (FR) * ====
* The Operator can consult the information or documents of his affected group(s).
* He can access the follow up tools and open the documents linked to the group(s).
* The Operator submit reports linked to his group(s) to validation by a Validator.
====Validator (EN) */ Valideur (FR) * ====
* The Validator can consult the information or documents of his affected group(s).
* He can access the follow up tools and open the documents linked to the group(s).
* He validates or rejects reports awaiting for validation linked to his group(s).
(*) Available depending the group
---------------
</div>
</div>
== Security's management ==
<span id=keystore_system></span>
=== * keystore system, Luxtrust certificate, SSL security ===
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">How do I order a LUXTRUST certificate ?</div>
<div class="mw-collapsible-content">
<span id=How_do_I_order_a_LUXTRUST_certificate></span>
All reporting files transmitted to the supervisory authorities must be encrypted.
The only certificate authorised for the file encryption by the reporting entity are SSL certificates from the certification authority [https://www.easyssl.lu/?product=e-file LUXTRUST].
Please check the [[Transmission_Module#System_requirements|system requirements]] to run the e-file applications.
=== Key and Certificate Request generation ===
Please be informed that during the next steps <span style="background:yellow"> <u>two files</u>  </span> will be generated:
<span style="background:yellow"> 1- </span> the keystore file '''keystore.ks''' containing your new keys
<span style="background:yellow"> 2- </span> the certificate request file '''Certificate Request.csr''' containing a copy of your new keys. <u>This file must be uploaded on LUXTRUST's website during your purchase order</u> .
  <span style="color: #C00000">'''Important note : the Luxtrust SSL certificate purchase order and its activation have to be performed on the same computer workstation.</span>'''
<u>'''Step 1</u>:'''
Connect to [https://e-file.lu e-file.lu] with your [[E-file Administration|'''e-file administrator''']] credentials (adminXXX) and click the '''Administration module''' icon (Figure 30).
[[File:Administration module icon (Figure 2).png|400px]]
(Figure 30)
<u>'''Step 2</u>:'''
Click the '''Certificates ''' button (Figure 31)
[[File:AdminModule_2.png|border|500px]]
(Figure 31)
<u>'''Step 3</u>:'''
The '''Certificates Management''' screen opens. Click the '''CERTIFICATE REQUEST - ACTIVATION MENU''' link (Figure 32).
[[File:AdminModule_3.png|border|1000px]]
(Figure 32)
<u>Result</u>: A new screen opens displaying GENERATE CERTIFICATE KEYS - BEFORE LUXTRUST WEBSITE ORDER on the left side of the page
<u>'''Step 4</u>:'''
Configure your keystore (Figure 33).
[[File:Configure_your_keystore.png|border|1000px]]<br>
(Figure 33)
a. <u>Select the keystore import method</u>
If you order the certificate for the <span style="background:yellow"> <u>'''very first time'''</u>  </span>, select '''Create a new keystore file''' option and indicate a keystore name.
In the case you have to <span style="background:yellow"> <u>'''renew'''</u>  </span> your certificate, you '''<u>must</u> '''select your '''curent keystore file''' by using the ''browse file'' or ''drag & drop'' feature to import it.
<span style="color: #C00000">'''Important note : in both case, the new keystore will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads'''</span>
- File name:  choose your keystore name, for example '''keystore.ks'''
- File type : .ks
b. <u>Password </u>
If you order the certificate for the <span style="background:yellow"> <u>'''very first time'''</u> </span>, you have to define a brand-new '''keystore password'''.
A confirmation is required
In the case you have to <span style="background:yellow"> <u>'''renew'''</u> </span> your certificate, e.g. its validity date expired, you <u>must</u> use the '''keystore password''' that had been created when you ordered the certificate for the '''very first time'''.
  <span style="color: #C00000">''' Important note : the keystore password has to be shared with all e-file users who have to transmit encrypted documents or decrypt feedback files received from the supervisory authorities. </span>.
  <span style="color: #C00000">''' Important note : if you loose your keystore password, you will have to generate a new key and order a new certificate. </span>
c. <u>Certificate request name (.csr)</u>
You have to define a name for the technical certificate request file required by Luxtrust, for example '''CertificateRequest.csr'''
  <span style="color: #C00000">'''Important note : the certificate request will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads.'''</span>
- File name:  '''CertificateRequest.csr'''
- File type : .csr
<u>'''Step 5</u>:'''
Verify the Company information.  (Figure 34) :
[[File:Company_information.png|border|1300px]]
(Figure 34)
The related fields will be pre-filled in with information we currently have in our system.  Feel free to make changes if necessary.
<u>'''Step 6</u>:'''
Click the '''Generate keys''' button. 
A window will pop up inviting you to download the Keystore file and Certificate Signing Request (Figure 35).
[[File:Keystore CSR download window.PNG|border|500px]]
(Figure 35)
You must click on each of the Download buttons in order to activate the OK button.<br>
Then click OK to clear the message window.
<span style="color: #C00000">'''Both keystore and certificate request files will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads'''</span>
<span style="color: #C00000">'''Important note : the updated keystore will be generated with a new name as follows: <br>The name of the previous keystore + a timestamp displayed as yyyymm + onhold. <br><br>Example: oldname : MyKeystore.ks / new name : MyKeystore_202212_onhold.ks''' </span>
<span style="color: #C00000">'''Important note : we advise you to back up the keystore.ks and CertificateRequest files.''' </span>
===  Finalize your LUXTRUST purchase order ===
<span style="color: #C00000">'''Before to start order in the Luxtrust website make sure that you have process the previous part (Key and Certificate Request generation). </span>
-Open the [https://www.easyssl.lu/?product=e-file LUXTRUST easy SSL e-file website].
-Browse to SSL Certificate section and click the E-FILE icon
[[File:Sans titre.png|50px]]
-Choose the period of validity of your certificate and click the ORDER E-FILE button.
-If you do not have a LUXTRUST easy SSL e-file account you have to get registered.
-Once registered, complete the whole order form, upload your '''CertificateRequest<span style="background:yellow">.csr </span>''' file, accept the TERMS AND CONDITIONS and click the PLACE ORDER button.
-Shortly afterwards, you will receive an e-mail from LUXTRUST confirming your purchase order.
-Please follow all instructions provided in the e-mail and its PDF attachment (Send signed PDF by post with all required documents to the address indicated inside, process the payment etc.)
----------------
</div>
</div>
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">How do I activate (integrate) my LUXTRUST certificate into e-file ?</div>
<div class="mw-collapsible-content">
<span id=How_do_I_activate_my_LUXTRUST_certificate_into_e-file></span>
The certificate file will be sent to the e-mail address you provided in your purchase order.
The extension of this file will be .txt, in order to prevent your firewall from blocking the attached file.
<u>'''Step 1</u>:'''
<span style="color: #C00000">'''Important note: save the file .txt on your computer workstation and <u>replace</u> the .txt extension by <span style="background:yellow">.cer </span>  </span>
Double-click the <span style="background:yellow"> .cer </span> file. You should be able to see your certificate as shown below (Figure 36):
[[File:Certif_Visu.jpg | 300px]]
(Figure 36)
<u>'''Step 2</u>:'''
  <span style="color: #C00000">'''Important note : the Luxtrust SSL certificate ordering and its activation have to be performed on the same computer workstation.</span>'''
Connect to [https://e-file.lu e-file.lu] with your [[E-file Administration|'''e-file administrator''']] credentials (adminXXX) and click the '''Administration module''' icon (Figure 37).
[[File:Administration module icon (Figure 2).png|400px]]
(Figure 37)
<u>'''Step 3</u>:'''
Click the '''Certificates ''' button (Figure 38).
[[File:AdminModule2.png|border|500px]]
(Figure 38)
<u>'''Step 4</u>:'''
Click the '''CERTIFICATE ACTIVATION – AFTER RECEPTION OF LUXTRUST CERTIFICATE''' link (Figure 40).
[[File:Certificate_activation.png|border|1500px]]
(Figure 40)
<u>'''Step 5</u>:'''
Configure your keystore (Figure 41).
[[File:Certificate_activation_steps.png | 1000px]]
(Figure 41)
a. <u>Select the Group you need to use (by default Principal)</u>
b. <u>Import the keystore that was generated at the same time as the Certificate Signing Request</u>
(from previous step  )
c. <u>Enter the keystore password</u>
d. <u>Import the certificate you received from Luxtrust </u>
<u>'''Step 6</u>:'''
Click the '''ACTIVATE CERTIFICATE''' button.
A window will pop up and inform you that the activation has been done successfully.
Your keystore.ks is now updated. It contains your activated LUXTRUST certificate and your encryption keys.
[[File:AdminModule_15.png | 300px]]
'''Note''': The display and the position of the pop up may differ regarding the Web browser you are using
<span style="color: #C00000">'''Important note : the updated keystore will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads.'''</span>
<span style="color: #C00000">'''Important note : the updated keystore will be generated with a new name : the name of the previous keystore + a timestamp displayed as yyyymm + completed.<br>Example: previous name : MyKeystore.ks / new name : MyKeystore_202212_completed.ks''' </span>
<span style="color: #C00000">'''Important note : if you loose your keystore and/or its password,you will have to generate a new encryption key and order a new certificate. </span>.
-------------
</div>
</div>
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">What must I do with the keystore ?</div>
<div class="mw-collapsible-content">
<span id=What_must_I_do_with_the_keystore></span>
===Manual file transmission===
The activated keystore, containing your LUXTRUST certificate and your encryption keys must now be provided to the workstations of each e-file user.
<u>'''Step 1</u>:'''
Open the Transmission module
[[File:Icon1.png | 300px]]
<u>'''Step 2</u>:'''
[[File:Keystore selection After(1).PNG| 600px]]
===Automatic file transmission===
In the case you are using the [[Sending_Service|Sending Service]] for automatic file transmission, the activated keystore.ks must be provided as well.
----------------------
</div>
</div>
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">How can I register my LUXTRUST certificate with the CSSF ?</div>
<div class="mw-collapsible-content">
<span id=How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF></span>
For some reportings, the LUXTRUST e-file SSL certificate used by the reporting entity must be registered with the CSSF, before sending any files, according to the registration procedure described in the '''[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf#page=8 CSSF 23/833, naming convention part.]'''
The LUXTRUST e-file SSL certificate must be registered with the CSSF for the below reportings:</br>
(list extracted from [https://www.cssf.lu/fr/transport-et-securisation/#specifications-techniques Transport et sécurisation via les canaux de transmission externes])
* COREP/FINREP reporting
* ESP – Special enquiries
* SIC – SICAR reporting
* PFS – Reporting PFS and support PFS
* EDP – Payment institutions reporting
* EME – Electronic money institution
* SGO – Management companies reporting
* OPC – Fund XML reporting (O1.2)
* DOC – Non-structured electronic documents (circ. 19/731)
* OTH – Other
* OCB – Other reportings for CSSF and BCL
* AIF – AIFM and AIF reportings
* SUF – XBRL reportings for subfund-based structured products (IORP)
* O4.x – Edifact report
[[Media:How to declare your Luxtrust certificate to the CSSF.pdf|=> e-file User Guide: CSSF Certificate registration]]
----------------
</div>
</div>
=== * S3 system ===
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">How is the S3 digital key management in e-file ?</div>
<div class="mw-collapsible-content">
<span id=How_is_the_S3_digital_key_management_in_e-file></span>
The CSSF has updated its submission methods to allow AIFMs to file specific regulatory reports via the CSSF’s API from 2nd November.
Please note, this is not the deadline to make the change, it is the point at which the new method is available to use. <br>
FE Fundinfo are ready to support you through the transition.
Your current setup in e-file will remain in place and only minor one-off changes are required from you to ensure the continuation of your existing functionality on e-file and future proof the communication method for all reporting and filing with the CSSF going forward.
<br><br>
<u>'''Explanation in context of AIFMD reporting</u>:'''<br>
See our online webinar for more explanations : [https://attendee.gotowebinar.com/recording/7273286345756229380 November 21st webinar in English]  and the [https://c2rv804.na1.hubspotlinks.com/Ctc/ZO+113/c2RV804/VWQ8Fx5Hw7JyVdSL7w2rxckBW20x2Jc566MpmN31NNCl5nXHsW7Y9pgv6lZ3kLW8mzYxT1ZSlmLW7yCpDW2jmg69W73tZTZ5yBySkW7jL_zN8my412W9hGQQt71RszSVkgkWT3FF-R2W1VryJ67bk_NmW1RKWr345DTFjV1PBRM2KwkQsW4P0bYq6h4FhzW2Y0TlL8jm7QlW6N2qBz9lFm9yW1bNKCy1qGVgGW7dJWkQ8TTtG5N3kH6ptzC816W33qG8b10K_BtW8gQSgN4g3h5TW9h3bp34KXCJHV_q02d6BgPGWW5xJSX81p0bg6W8jK_6G221K5qW3_hsX93mN9kwW2RyrBr7f39YJW8v09kD7Cw1nxW37qD826JSxdcW4Rc7yD85pl3PW109fZz4mxLcHW26Y0Y03k4GNWW8zPXjF1t6bspW78yjPn71W4ftW8-MxR372T_w5V13CVl6qstVRW21LWhW2dlqL_W2Xs3ZP6K5mZ2W1THZsw1FrpXLW54G4QN27qB0BW3yXpwm7rd3qwW23mB7r301kH7W19MCT85QW6wbW218pPC2z-WjCVQRHvT30nLTNW1qM-sk29_0TFd2XXgW04 related presentation]
[https://attendee.gotowebinar.com/recording/2231697877960308483 Webinaire en français]
<u>'''Explanation in context of UCITS Cross-Border notification</u>:'''<br>
See our online webinar for more explanations : [https://attendee.gotowebinar.com/recording/2670031382955110830 December 12th webinar in English]  and the [https://445778.fs1.hubspotusercontent-na1.net/hubfs/445778/FE%20fundinfo%20presentations/FSQ%20channel%20change_Webinar%2012%20December.pdf related presentation]
This new system works via a bucket system.<br>
There is one bucket for each filing context (i.e. Cross-border notification, AIFMD)<br>
The CSSF imposes a technical size limit for filing per bucket on 30 rolling days.<br>
Should you encounter any issue, feel free to contact us directly [[How to contact us|'''Client Support & Operations Desk''']] we will liaise with the CSSF.<br>
<br>
The below is a step-by step guide to appoint FE Fundinfo as a delegate within the CSSF’s eDesk platform, the easiest path to allow us to maintain our services. <br>
Once the set-up is complete you can continue to use your familiar eFile interface and do not need to interact with eDesk as this will all be channelled within your existing workflows in eFile.
<br><br>
To perform the set-up in eFile you have two options:
<br>
* You as IT expert import the S3 keys on eFile
<div class="mw-collapsible mw-collapsed" >
<div class="mw-collapsible-toggle" style="float:left; margin-left:0; margin-right:1em;">'''Step by step guide for eDesk IT Experts to connect CSSF’S eDesk to FE Fundinfo’s eFile system''' <span style="color: #C00000">click to expand</span></div>
<div class="mw-collapsible-content">
</br></br>
{|border="1" cellspacing="2" cellpadding="10"
|+
!'''Steps'''
!'''Actions'''
!'''Additional information'''
|-
|
Step 1
|
Your entity’s appointed IT Expert will need to log into the IT Management
area of eDesk ([https://edesk.apps.cssf.lu/edesk-itmgt/s3/accesses here]). This must be using the same LuxTrust Device and
account that the IT Expert role was assigned to. Please note, that these
steps can only be implemented from the appointed IT Expert account
|
|-
|
Step 2
|
Once logged in, go to the ‘S3 ACCESS DASHBOARD’ at the top of the page,
which will take you to a screen similar to the below
|
[[File:02-S3Dashboard.png|S3Dashboard|800px]]
|-
|
Step 3
|
Select ‘Create Access’
|
[[File:03-S3CreateAccess.png|S3CreateAccess|800px]]
|-
|
Step 4
|
This will provide you with an option to select a ‘scope’ which will be the
reporting type you have been appointed as IT Expert for and select create:
<br>
[[#Correspondance table|You can refer to our correspondance table]]
|
[[File:04-S3CreateScope.png|S3CreateScope|800px]]
|-
|
Step 5
|
This will create a line in the S3 access dashboard with the report type, the
status (this should show ‘Granted’) and the date of this creation.
<br>
Each report type generates 3 codes on eDesk, (the Bucket code, the Access
Key, and the Secret Key). To reveal these keys, click the magnifying glass
with a ‘+’ icon under the actions column (located on the far right of the
screen).
|
[[File:05-S3Granted.png|S3Granted|800px]]
|-
|
Step 6
|
This will reveal the information about the who the access has been granted to, when and what report it is for. It will also provide details of the unique codes specific to the entity, report type and individual.
|
[[File:06-S3Access.png|S3Access|800px]]
|-
|
Step 7
|
Once the Keys have been generated, keeping your connection to eDesk open, in another window, open your efile environment. Log in using the efile Admin account for your entity and open the ‘Keys Management’ tab.
|
[[File:07-efileMenu.png|efileMenu|800px]]
|-
|
Step 8
|
Select ‘Add Key’ on the far right of the screen
|
[[File:08-eFileAddKey.png|eFileAddKey|800px]]
|-
|
Step 9
|
A pop out will appear and provide you with several drop down lists to
complete. Under ‘Scope’ you should choose the report type that you are
providing the Keys for. In this instance AIFMD should be selected.
|
[[File:09-eFileScope.png|eFileScope|800px]]
|-
|
Step 10
|
Returning to eDesk, copy the Bucket code, the Access key and Secret key
and paste each of these into the applicable boxes on efile.
|[[File:10-BucketCopy.png|BucketCopy|800px]]
|-
|}
::===Correspondance table===
'''Please find the correspondence table of e-file and e-Desk scopes'''<br>
{| class="sortable" border="1" cellspacing="2" cellpadding="1"
|-  <div style="position:sticky;top:-1px;z-index:10">
! scope="col" | '''Label scope in e-file'''
! scope="col" | '''Label scope in e-Desk'''
! scope="col" | '''CSSF reference'''
! scope="col" | '''Deadline'''
</div>
|-
| style="vertical-align:middle; color:#202122;" | Reporting AIFM
| style="vertical-align:middle; color:#202122;" | Reporting AIFM
| style="vertical-align:middle; color:#202122;" | [https://www.cssf.lu/en/periodic-and-non-periodic-transmission-of-information-aifms/ Periodic and non-periodic transmission of information by AIFMs]
| style="vertical-align:middle; color:#202122;" | 30 June 2024
|-
| style="vertical-align:middle; color:#202122;" | Cross-border marketing notifications
| style="vertical-align:middle; color:#202122;" | Cross-border marketing notifications
| style="vertical-align:middle; color:#202122;" | [https://www.cssf.lu/wp-content/uploads/User_guide_notifications_CBDF.pdf User guide notifications CBDF]
| style="vertical-align:middle; color:#202122;" | 2nd January 2024
|-
| style="vertical-align:middle; color:#202122;" | UCI Adminsitrator - Annual reporting
| style="vertical-align:middle; color:#202122;" | UCI Adminsitrator - Annual reporting
| style="vertical-align:middle; color:#202122;" | [https://www.cssf.lu/wp-content/uploads/cssf22_811eng.pdf CSSF 22/811]
| style="vertical-align:middle; color:#202122;" | 30 June 2023
|-
| style="vertical-align:middle; color:#202122;" | Quarterly survey of covered deposits (FGDL)
| style="vertical-align:middle; color:#202122;" | Quarterly survey of covered deposits (FGDL)
| style="vertical-align:middle; color:#202122;" | [https://www.cssf.lu/wp-content/uploads/CSSF_CPDI_2440eng.pdf CSSF-CPDI 24/40]
| style="vertical-align:middle; color:#202122;" | 15 May 2024
|-
| style="vertical-align:middle; color:#202122;" | SFDR - Precontractual disclosures
| style="vertical-align:middle; color:#202122;" | SFDR - Precontractual disclosures - SFO
| style="vertical-align:middle; color:#202122;" | [https://www.cssf.lu/wp-content/uploads/User_Guide_-_SFDR_UCI_Precontractual_Data_Collection_-_practical-guide.pdf SFDR precontractual data collection]
| style="vertical-align:middle; color:#202122;" | 31 October 2023
|-
| style="vertical-align:middle; color:#202122;" | SFDR - periodical disclosures
| style="vertical-align:middle; color:#202122;" | SFDR - periodical disclosures - SFPER
| style="vertical-align:middle; color:#202122;" | [https://www.cssf.lu/wp-content/uploads/User_Guide_-_SFDR_UCI_Data_Collection_-_practical-guide.pdf SFDR UCI Data Collection]
| style="vertical-align:middle; color:#202122;" | 31 January 2024
|-
| style="vertical-align:middle; color:#202122;" | EBA ITS standard reports
| style="vertical-align:middle; color:#202122;" | EBA ITS standard reports
| style="vertical-align:middle; color:#202122;" | [https://edesk.apps.cssf.lu/edesk-dashboard/r-public/procedures User Guide for XBRL reports - Bank prudential reporting]
| style="vertical-align:middle; color:#202122;" | 1st September 2024
|}
---------------
</div>
</div>
* Grant us with the IT expert role to  perform such changes for you
To start the process please send us an email to '''[mailto:cso.desk@fundsquare.net cso.desk@fundsquare.net]''' with both '''name''' and '''CSSF identification number''' of the entity you want we become IT Expert
<div class="mw-collapsible mw-collapsed" >
<div class="mw-collapsible-toggle" style="float:left; margin-left:0; margin-right:1em;">'''Step by step guide on how to assign FE Fundinfo as a CSSF IT Expert on eDesk''' <span style="color: #C00000">click to expand</span></div>
<div class="mw-collapsible-content">
</br></br>
{|border="1" cellspacing="2" cellpadding="10"
|+
!'''Steps'''
!'''Actions'''
!'''Additional information'''
|-
|
Step 1
|
Log into [https://edesk.apps.cssf.lu/ eDesk] with the Advanced User account using your LuxTrust Device and Password. Please note that these changes can only be implemented from the Advanced User account
|
|-
|
Step 2
|
Once logged in, go to the top right corner of the screen, click on your account user name, and select ‘Entity Management’
|
[[File:02-EntityManagement.png|EntityManagement|800px]]
|-
|
Step 3
|
Now select ‘Access Requests’ from the tabs at the top of the screen:
|
[[File:03-AccessRequest.png|AccessRequest|800px]]
|-
|
Step 4
|
As FEfundinfo will have made a request to connect from our Fundsquare account, you will see us on a list of users requests to connect with your entity. You will be able to identify our request as it will be with the LuxTrust SN: <span style="color: #C00000">100115278245548987357</span>
|
[[File:04-LuxtrustSN.png|LuxtrustSN|800px]]
|-
|
Step 5
|
Once you have identified the FE fundinfo request from our Fundsquare account, you can go to the far right of the screen and select ‘ACCEPT ACCESS’ or ‘REJECT ACCESS’. Remember to only
accept requests and provide access to users you are associated with. You will need to ‘ACCEPT ACCESS’ on our request:
|
[[File:05-AcceptAccess.png|AcceptAccess|800px]]
|-
|
Step 6
|
Once you have clicked accept, go to the ‘Specific roles within entity’ tab:
|
[[File:06-SpecificRole.png|SpecificRole|800px]]
|-
|
Step 7
|
Under the ‘Specific roles within entity’ tab, on the right of the screen, click the ‘Add’ button:
|
[[File:07-AddSpecificRole.png|AddSpecificRole|800px]]
|-
|
Step 8
|
You will now be able to click on the ‘User’ box and select a user within the list of approved users connected with your entity. One of these will be FE fundinfo’s Fundsquare account, select this option and the user details will populate automatically:
|
[[File:08-FSQUser.png|FSQUser|800px]]
|-
|
Step 9
|
Now you can select a role for that user, in this case you will need to select IT EXPERT for FE fundinfo in the drop down selection and click save on the top right to make the change
|
[[File:09-ITExpert.png|ITExpert|800px]]
|-
|
Step 10
|
You have now completed all you need to ensure continued use of efile and secure submission of your reports to the CSSF! FE fundinfo will do the rest and can now ensure that the changing transmission methods gradually introduced by the CSSF over the next 18 months are updated as needed without any impact on you
|
|-
|}
----------------
</div>
</div>
::== Onboarding workflow map ==
''You can click on the picture.''
<imagemap>
File:Wkf_S3_onboarding.png|center|1500px|alt=clickable image : form description| titre
rect 106 355 277 452 [[E-file_Administration#You_as_IT_Expert | You as IT Expert ]]
rect 776 541 947 630 [[E-file_Administration#FE_Fundinfo_as_IT_Expert |FE Fundinfo as IT Expert]]
rect 1024 376 1193 482 [https://edesk.apps.cssf.lu/edesk-dashboard/homepage?lng=en eDesk User Guide ]
rect 477 530 646 691 [https://www.cssf.lu/wp-content/uploads/Methods-of-transmitting-reports-via-S3-Application-Programming-Interface-Technical-guidance.pdf S3 transmitting method ]
desc none
</imagemap>
-----------
</div>
</div>
=== * general security questions ===
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">How can I change the local e-file administrator ?</div>
<div class="mw-collapsible-content">
<span id=How_can_I_change_the_local_e-file_administrator></span>
Each e-file administrator account is linked to a single email at a time.
3 cases :
* You have access to the account
:then change the email of the administrator by using the <b>administration module</b> and update the administrator account's owner (name, firstname). The new administrator will just have to request a new password.
* You have access to the administrator's e-mail box
:you can use the "forgotten password" button on https://www.e-file.lu to change the password and get access.
* You do not have access to the administrator account nor to the email of this account
:then for security reason you will have to follow this specific procedure:
::Your request must be sent by email and paper mail.
::The paper can be replaced by a fax to speed up the process  =>  '''Fax sending to 28 370 491'''.
<u>'''The request must be submitted on letterhead of your company and signed by a legal representative with the following information'''</u>:
*Administrator's login adminXXX
*The current email address which is linked to the administrator
*The new email address to link to the administrator
*A brief explanation of the reason why you need to change it
*Send your email to '''[mailto:cso.desk@fundsquare.net cso.desk@fundsquare.net]'''
Once Fundsquare has received and checked your request we will update your email and send you the procedure to update the password.
If you have further questions do not hesitate to contact our [[How to contact us|'''Client Support & Operations Desk''']].
-----------------
</div>
</div>
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">What is the e-file password policy ?</div>
<div class="mw-collapsible-content">
<span id=What_is_the_e-file_password_policy></span>
[[File:Password.png|300 px]]
(Figure 42)
The password you will have to provide must follow the rules below:
*At least one upper and one lower case letter
*At least one number
*At least one special character from this list: ! # $ % & ( ) * + , . /: ; < = > ? ^ _ @ { | } [ ] ~
*At least 8 characters and at most 20
<u> Please note that </u>:
The validity of your password is not limited in time.
Our system blocks the user after 3 incorrect attempts and it is the e-file administrator who has to unblock the account.
Passwords are encrypted in our database and we do not keep them. You may re-use them.
-----------
</div>
</div>
== Being informed ==
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">How can I get important information ?</div>
<div class="mw-collapsible-content">
<span id=How_can_I_get_important_information></span>
As an administrator, you will received all significant information regarding e-file changes, maintenance or enhancement through the e-mail address set up onto your account.
You can also manage some alerts through e-file, see the notifications system.
</div>
</div>
</div>
<div class="mw-collapsible mw-collapsed" data-expandtext="Show" data-collapsetext="Hide" style="width:60%; overflow:visible; >
<div style="font-weight:bold;line-height:2.5;">How can I get custom notifications ?</div>
<div class="mw-collapsible-content">
<span id=How_can_I_get_custom_notifications></span></span>
Please be informed that you can receive alert by email triggered by specific events.
<u>Example</u> : Court orders sent by the Luxembourgish judicial police [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf (=> CSSF - Circular 13/566)]
If you want to be notified by email each time the Luxembourgish judicial police sends you court orders, you have to follow the  steps below.
<u>'''Step 1'''</u>  : Connect to e-file with your user credentials : '''https://www.e-file.lu/e-file/'''
<u>'''Step 2'''</u>  : Select Update my profile
[[File:Select Update my profile.png |200 px]]
<u>'''Step 3'''</u>  : Verify that your email address registered in your e-file account is valid.
[[File:Your e-file account is valid.png |400 px]]
<u>IMPORTANT :</u>  if your email address is not valid, please ask your [[Administration#e-file_administrator_functions_.28e-file_v1.29|'''e-file administrator''']] to replace it by a valid one.
<u>'''Step 4'''</u>  : Select Customize your notifications.
[[File:Customize your notifications.png |200 px]]
<u>'''Step 5'''</u>  : Select group.
[[File:Select group555.png |400 px]]
<u>'''Step 6'''</u>  : Select the Alert type.


[[File:Notification.png |500 px]]
Useful link :
 
<span class="plainlinks">[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf <span style="display: inline-block;
<u>IMPORTANT :</u> 
background-color: #009ACE;
 
color: white; text-align: center; font-family: sans-serif; font-size:0.8vw;
A green window will pop-up stating that the update has been saved.
width: auto;  height: auto; 
 
border: none;  border-style: outset;  border-radius: 10px; 
 
padding: 0.5%;  margin: 1%;">CSSF Naming convention</span>]</span>
<u>'''Optional Step 7'''</u>  : Receive only your alerts and not the group's ones.
 
Ticking also the group box, the sends from other users of the same reports group will be ignored.
 
[[File:Alerte Notification.png |500 px]]
 
[[Category: FAQ e-file]]
 
----------------------
</div>
</div>

Latest revision as of 09:57, 3 March 2026


Page's last update : 03/03/2026

You can find below the list of reports that can be managed through e-file.

Available reports
Concerned companies Report
naming convention 		Table Details Authority Sending way An e-file form exists Sending type in transmission module Example
Investment Funds NOTREP INI or
UPD 		Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union CSSF S3 yes -
Investment Funds - O1.2 Monthly financial information for guaranteed funds CSSF KS no -
Investment Funds - O4.1 Yearly financial information CSSF KS yes -
Investment Funds - O4.2 Interventions on the futures and options markets CSSF KS yes -
Investment Funds S0103 S1.3 Monthly statistical balance sheet for money market funds (MMF) BCL KS yes - S0103_L4_202302_B000000999_O009990099_20240619_001.xml
Investment Funds TPTOBS TPTOBS Monthly Security by security reporting for investment funds BCL KS yes - TPTOBS_L3_202107_B000000009_O009990000_20240807_001.xml
TPTOBS_L3_202107_P000000999_NAF99999999900000_20240603_001.xml
Investment Funds DOCREP (-) PC
(-) DE
(-) LE 		SIF:
(-) Prospectus (PC)
(-) Offering document (DE)
(-) Letter of explanation (LE) 		CSSF KS no 08/371 FIS prospectus PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
PROSP-K0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
Investment Funds DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM 		SIF Law 2007:
(-) Annual Report (AR)
(-) Semi-annual report SIF (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM)
SICAR:
(-) Annual Report (AR)
(-) Other periodic report (RO) 		CSSF KS no 08/371 FIS report DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
Investment Funds DOCREP RR
HK 		Auditor report
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)

Report Hong Kong Securities and Futures (HK) 		CSSF KS no 08/371 report not in 08/371 DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
Management Companies DOCREP RR
HK 		Auditor report
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)

Report Hong Kong Securities and Futures (HK) 		CSSF KS no 08/371 report not in 08/371 DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
Investment Funds DOCREP (-) PC
(-) PS
(-) LE 		UCI:
(-) Prospectus (PC)
(-) Simplified prospectus (PS)
(-) Letter of explanation (LE) 		CSSF KS no 08/371 UCI prospectus PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
Alternative Investment Fund Managers (AIFM) AIF AIF Alternative Investment Fund reporting CSSF S3 yes AIF Reporting AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip
AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
Alternative Investment Fund Managers (AIFM) AIF MAN Alternative Investment Fund reporting (AIF Manager) CSSF S3 yes AIF Reporting AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip
AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
Credit Institutions ANTREF
ANTT1M
ANTT2M
ANTT2Q 		ANTREF
ANTT1M
ANTT2M
ANTT2Q 		AnaCredit:
Collection of granular credit and credit risk data 		BCL KS no AnaCredit ANTREF_201801_LUB00999_20180205-001.xml
ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml
ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml
ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml
Insurance Corporations S0218-L n/a Quarterly statistical balance sheet of insurance corporations – Luxembourg entity BCL KS yes BCL report for insurances S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
Insurance Corporations S0219-L n/a Information on valuation effects on the balance sheet of insurance corporations BCL KS yes BCL report for insurances S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
Insurance Corporations S0403-L n/a Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity BCL KS yes BCL report for insurances S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
Insurance Corporations TPTASS n/a Monthly Security by security reporting of insurance corporations BCL KS yes BCL report for insurances TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
Credit Institutions SHSGRP SHSGRP «SHS-Group» report:
Statistics on holdings of securities by reporting banking groups 		BCL KS no BCL SHS SHSGRP_201709_LUB00999_20171206_001.xml
Credit Institutions S0001 S0.1 Daily deposit BCL KS no BCL statistics S0001_L2_20130616_B000000999_B000000999_20130617_001.xml
Credit Institutions S0101 S1.1 Monthly statistical balance sheet BCL KS no BCL statistics S0101_L6_202407_B000000999_B000000999_20240812_001.xml
Credit Institutions S0104 S1.4 BCL KS yes BCL statistics S0104_L3_202407_B000000999_B000000999_20240812_001.xml
Credit Institutions S0105 S1.5 Information on interest rates in EUR BCL KS yes BCL statistics S0105_L4_202407_B000000999_B000000999_20240808_001.xml
Credit Institutions S0108 S1.8 Information on securititation
transactions launched
by credit institutions 		BCL KS yes BCL statistics S0108_L2_202407_B000000999_B000000999_20240812_001.xml
Credit Institutions S0109 S1.9 Information on CNY (renmibi) operations BCL KS yes BCL statistics S0109_L0_202407_B000000999_B000000999_20240808_001.xml
Credit Institutions S0205-L S2.5-L Quarterly statistical balance sheet BCL KS no BCL statistics S0205-L_L0_202403_B000000999_B000000999_20240813_001.xml
Credit Institutions S0205-N S2.5-N Quarterly statistical balance sheet
of credit institutions -
Luxembourg entity and its branches 		BCL KS no BCL statistics S0205-N_L0_202403_B000000999_B000000999_20240813_001.xml
Credit Institutions S0208 S2.8 Real estate loans for
Lxuembourg buildings 		BCL KS no BCL statistics S0208_L0_202407_B000000999_B000000999_20240808_001.xml
Credit Institutions S0209-L S2.9-L Staff report -
Luxembourg entity 		BCL KS no BCL statistics S0209-L_L0_202403_B000000999_B000000999_20240813_001.xml
Credit Institutions S0209-N S2.9-N Staff report -
Luxembourg entity and its branches 		BCL KS no BCL statistics S0209-N_L0_202403_B000000999_B000000999_20240813_001.xml
Credit Institutions S0302 S3.2 Non balance sheet information BCL KS no BCL statistics S0302_L0_202407_B000000999_B000000999_20240808_001.xml
Professionals of the Financial Sector (PFS) COFREP SMRTLA
CMRTLA
MRTLAX
CRESOL
RESOLX
SRESOL
CFRXXX
CIRXXX
FMIRXX
LDRXXX 		(-) SMRTLA (EBA V3.0 module mrel_tlac_ind)
(-) CMRTLA (EBA V3.0 module mrel_tlac_con)
(-) MRTLAX (EBA V3.2 module mrel_tlac)
(-) CRESOL until V3.1 (EBA – data : RESOL_CON)
(-) SRESOL until V3.1 (EBA – data : RESOL_IND)
(-) RESOLX from V3.2 (EBA – data : RESOL_CON and
RESOL_IND)
(-) CFRXXX based
on EBA V3.2 (data : cfr)
(-) CIRXXX defined based on
EBA V3.2 (data : cir)
(-) FMIRXX based
on EBA V3.2 (data : fmir)
(-) LDRXXX based
on EBA V3.2 (data : ldr) 		CSSF KS no COREP report COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl
COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip
COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip
Credit Institutions COFREP SMRTLA
CMRTLA
MRTLAX
CRESOL
RESOLX
SRESOL
CFRXXX
CIRXXX
FMIRXX
LDRXXX 		(-) SMRTLA (EBA V3.0 module mrel_tlac_ind)
(-) CMRTLA (EBA V3.0 module mrel_tlac_con)
(-) MRTLAX (EBA V3.2 module mrel_tlac)
(-) CRESOL until V3.1 (EBA – data : RESOL_CON)
(-) SRESOL until V3.1 (EBA – data : RESOL_IND)
(-) RESOLX from V3.2 (EBA – data : RESOL_CON and
RESOL_IND)
(-) CFRXXX based
on EBA V3.2 (data : cfr)
(-) CIRXXX defined based on
EBA V3.2 (data : cir)
(-) FMIRXX based
on EBA V3.2 (data : fmir)
(-) LDRXXX based
on EBA V3.2 (data : ldr) 		CSSF KS no COREP report COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl
COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip
COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip
Credit Institutions DOCREP AC Audit Report on AML/CTF CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf
Credit Institutions DOCREP AD Circ. 18/697 annexe1 CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf
Credit Institutions DOCREP AR Annual Report CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-AR-EN-0000.pdf
Credit Institutions DOCREP AS Annual report consolidated CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-AS-EN-0000.pdf
Credit Institutions DOCREP BD AC Member List CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf
Credit Institutions DOCREP CO Compliance Report CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-CO-EN-0000.pdf
Credit Institutions DOCREP GR Governance Report CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-GR-EN-0000.pdf
Credit Institutions DOCREP IA Internal Audit Report CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-IA-EN-0000.pdf
Credit Institutions DOCREP IC ICAAP CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-IC-EN-0000.pdf
Credit Institutions DOCREP ID ICAAP Consolidated CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-ID-EN-0000.pdf
Credit Institutions DOCREP IL ILAAP CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf
Credit Institutions DOCREP IM ILAAP Consolidated CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf
Credit Institutions DOCREP LC Long Form Consolidated CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-LC-EN-0000.pdf
Credit Institutions DOCREP LD Long Form Branch or Specific Participation CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-LD-EN-0000.pdf
Credit Institutions DOCREP LF Long Form Report CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-LF-EN-0000.pdf
Credit Institutions DOCREP LG Reconciliation LuxGAAP FINREP CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf
Credit Institutions DOCREP MC Management Letter Consolidated CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-MC-EN-0000.pdf
Credit Institutions DOCREP MF Audit report on rules of conduct CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf
Credit Institutions DOCREP ML Management Letter CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-ML-EN-0000.pdf
Credit Institutions DOCREP MM Head quarter annual report CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf
Credit Institutions DOCREP RC Risk Control Report CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-RC-EN-0000.pdf
Credit Institutions DOCREP RE Report on out-of-court complaint resolution CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf
Credit Institutions DOCREP RP Recovery Plan CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-RP-EN-0000.pdf
Credit Institutions DOCREP RR Results Distribution CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf
Credit Institutions DOCREP SC Single Customer View CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-SC-EN-0000.pdf
Credit Institutions DOCREP TR Table on out-of-court complaint resolution CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf
Financial Institutions - Common Reporting Standard (CRS) CRS CRS Automatic exchange of
financial account information
on a global level 		ACD KS yes CRS report CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml
Credit Institutions ESPREP BRA Quarterly reporting on the
financial health of the branches
parent entities 		CSSF KS no CSSF enquiry ESPREP-B0999-2024-06-BRA.xlsx
Credit Institutions ESPREP DEP Residential credit deposits CSSF KS no CSSF enquiry ESPREP-B0999-2024-06-DEP.xlsx
Credit Institutions DCOR n/a Reporting Entity
B: Credit institution 		CSSF S3 no CSSF enquiry DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json
Professionals of the Financial Sector (PFS) DCOR n/a Reporting Entity
P: PFS 		CSSF S3 no CSSF enquiry DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json
Credit Institutions ESPREP RES Residential real estate market CSSF KS no CSSF enquiry ESPREP-B0999-2024-06-RES.xlsx
Credit Institutions ESPREP STT Stress test in order to assess
the interest rate risk
arising from non-trading
book activities 		CSSF KS no CSSF enquiry ESPREP-B0999-2008-06-STT.xls
Payment Institutions/Electronic Money Institutions V0101 V1.1 Customer transfers BCL KS no Data payment collection (CDP) V0101_L2_201601_W000000003_B000000999_20160201_001.xml
Payment Institutions/Electronic Money Institutions V0110 V1.10 Stock taking of payment accounts in bank money BCL KS no Data payment collection (CDP) V0110_L0_202407_Z000000999_Z000000999_20240808_001.xml
Payment Institutions/Electronic Money Institutions V01100 V1.100 Payment services provided by e-money institutions and payment institutions without the provision of payment accounts BCL KS no Data payment collection (CDP) V01100_L0_202407_Z000000999_Z000000999_20240808_001.xml
Payment Institutions/Electronic Money Institutions V0111 V1.11 OTC cash transactions BCL KS no Data payment collection (CDP) V0111_L0_202407_Z000000999_Z000000999_20240808_001.xml
Payment Institutions/Electronic Money Institutions V01110 V1.110 Payment initiation services (payments) BCL KS no Data payment collection (CDP) V01110_L0_202407_Z000000999_Z000000999_20240808_001.xml
Payment Institutions/Electronic Money Institutions V01110-F V1.110-F Payment initiation services (Fraud) BCL KS no Data payment collection (CDP) V01110-F_L0_202405_B000000999_B000000999_20240812_001.xml
Payment Institutions/Electronic Money Institutions V0112 V1.12 Transactions via telecommunication, digital or IT device BCL KS no Data payment collection (CDP) V0112_L0_202309_B000000099_B000000099_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0113 V1.13 Credits to the accounts by simple book entry BCL KS no Data payment collection (CDP) V0113_L0_202309_B000000099_B000000099_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0114 V1.14 Debits from the account by simple book entry BCL KS no Data payment collection (CDP) V0114_L0_202309_B000000099_B000000099_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0102 V1.2 Interbank transfers BCL KS no Data payment collection (CDP) V0102_L0_202309_B000000099_B000000099_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0120 V1.20 Customer Credit transfers sent (payments) BCL KS no Data payment collection (CDP) V0120_L0_202309_B000000099_B000000099_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0120-F V120-F Customer Credit transfers sent (Fraud)
Payment Institutions/Electronic Money Institutions V01200 V1.200 Stock of issued payment cards BCL KS no Data payment collection (CDP) V01200_L0_202407_B000000999_B000000999_20240813_001.xml
Payment Institutions/Electronic Money Institutions V01201 V1.201 Stock of distributed payment cards BCL KS no Data payment collection (CDP) V01201_L0_202407_B000000099_B000000099_20240820_001.xml
Payment Institutions/Electronic Money Institutions V0121 V1.21 Customer credit transfers received BCL KS no Data payment collection (CDP) V0121_L0_202201_B000000999_B000000999_20230421_001.xml
Payment Institutions/Electronic Money Institutions V01210 V1.210 Stock of terminals by terminal type BCL KS no Data payment collection (CDP) V01210_L0_202407_B000000099_B000000099_20240809_001.xml
Payment Institutions/Electronic Money Institutions V01220 V1.220 Stock of accounts (except e-money accounts) BCL KS no Data payment collection (CDP) V01220_L0_202206_W000000099_W000000099_20240613_001.xml
Payment Institutions/Electronic Money Institutions V01221 V1.221 Stock of e-money accounts BCL KS no Data payment collection (CDP) V01221_L0_202407_B000000999_B000000999_20240806_001.xml
Payment Institutions/Electronic Money Institutions V01222 V1.222 Stock of accessed accounts - account information services (AIS) BCL KS no Data payment collection (CDP) V01222_L0_202407_B000000999_B000000999_20240814_001.xml
Payment Institutions/Electronic Money Institutions V01230 V1.230 Number of customers BCL KS no Data payment collection (CDP) V01230_L0_202407_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0103 V1.3 Domiciliations BCL KS no Data payment collection (CDP) V0130_L0_202407_B000000099_B000000099_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0130 V1.30 Direct debits - reporting as creditor's PSP (payments) BCL KS no Data payment collection (CDP) V0103_L0_202407_B000000099_B000000099_20240809_001.xml
Payment Institutions/Electronic Money Institutions V01300-F V1.300-F Losses due to fraud per liability bearer BCL KS no Data payment collection (CDP) V01300-F_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0130-F V1.30-F Direct debits - reporting as creditor's PSP (fraud) BCL KS no Data payment collection (CDP) V0130-F_L0_202403_B000000999_B000000999_20240412_001.xml
Payment Institutions/Electronic Money Institutions V0131 V1.31 Direct debits - reporting as debtor's PSP BCL KS no Data payment collection (CDP) V0131_L0_202407_B000000099_B000000099_20240820_001.xml
Payment Institutions/Electronic Money Institutions V0104 V1.4 Inventory cards / terminals BCL KS no Data payment collection (CDP) V0104_L0_202407_B000000999_B000000999_20240813_001.xml
Payment Institutions/Electronic Money Institutions V0140 V1.40 SEPA R-transactions BCL KS no Data payment collection (CDP) V0140_L0_202407_B000000999_B000000999_20240813_001.xml
Payment Institutions/Electronic Money Institutions V0141 V1.41 Interbank payment transactions BCL KS no Data payment collection (CDP) V0141_L0_202407_B000000999_B000000999_20240731_001.xml
Payment Institutions/Electronic Money Institutions V0142 V1.42 Intermediated payment transactions BCL KS no Data payment collection (CDP) V0142_L0_202407_B000000999_B000000999_20240813_001.xml
Payment Institutions/Electronic Money Institutions V0105 V1.5 Card transactiosn (Issuing part) BCL KS no Data payment collection (CDP) V0105_L0_202405_B000000099_B000000099_20240820_001.xml
Payment Institutions/Electronic Money Institutions V0150 V1.50 Card transactions with cards issued by resident PSPs (payments) BCL KS no Data payment collection (CDP) V0150_L0_202405_B000000099_B000000099_20240820_001.xml
Payment Institutions/Electronic Money Institutions V0150-F V1.50-F Card transactions with cards issued by resident PSPs (fraud) BCL KS no Data payment collection (CDP) V0150-F_L0_202405_B000000099_B000000099_20240820_001.xml
Payment Institutions/Electronic Money Institutions V0151 V1.51 Electronic card transactions with cards issued by resident PSPs, split by Merchant Category Codes (MCC) BCL KS no Data payment collection (CDP) V0151_L0_202407_B000000999_B000000999_20240813_001.xml
Payment Institutions/Electronic Money Institutions V0152 V1.52 Card transactions acquired by resident PSPs (payments) BCL KS no Data payment collection (CDP) V0152_L0_202405_B000000999_B000000999_20240802_001.xml
Payment Institutions/Electronic Money Institutions V0152F V1.52F Card transactions acquired by resident PSPs (Fraud) BCL KS no Data payment collection (CDP) V0152-F_L0_202405_B000000999_B000000999_20240802_001.xml
Payment Institutions/Electronic Money Institutions V0153 V1.53 Fundings and withdrawals related to prepaid cards BCL KS no Data payment collection (CDP) V0153_L0_202407_B000000999_B000000999_20240812_001.xml
Payment Institutions/Electronic Money Institutions V0106 V1.6 Card transactiosn (Acquiring part) BCL KS no Data payment collection (CDP) V0106_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0160 V1.60 Cheques and money remittances (payments) BCL KS no Data payment collection (CDP) V0160_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0160-F V1.60-F Cheques and money remittances (Fraud) BCL KS no Data payment collection (CDP) V0160-F_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0107 V1.7 Cheques and money orders BCL KS no Data payment collection (CDP) V0107_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0170 V1.70 Over-the-counter (OTC) cash transactions BCL KS no Data payment collection (CDP) V0170_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0108 V1.8 Electronic money scheme BCL KS no Data payment collection (CDP) V0108_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0180 V1.80 Book entries BCL KS no Data payment collection (CDP) V0180_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0109 V1.9 Card based e-money schemes BCL KS no Data payment collection (CDP) V0109_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0190 V1.90 Fundings and withdrawals in e-money (except prepaid cards) BCL KS no Data payment collection (CDP) V0190_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0191 V1.91 E-money transfers (payments) BCL KS no Data payment collection (CDP) V0191_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0191-F V1.91-F E-money transfers (Fraud) BCL KS no Data payment collection (CDP) V0191-F_L0_202405_B000000999_B000000999_20240809_001.xml
Credit Institutions ESPREP DCO Fonds de garantie
des dépôts Luxembourg
(FGDL) 		CSSF KS no DCOR reporting DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json
DCOR-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json
Payment Institutions EDPREP Z1.1 Balance sheet CSSF KS no EDP report EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls
Payment Institutions EDPREP Z1.2 Identification of third-party
funds held and incorporated in the balance sheet 		CSSF KS no EDP report EDPREP-Z9999-2011-03-Z12-L0-L-N--.xls
Payment Institutions EDPREP Z1.4 Capital adequacy of
payment institutions 		CSSF KS no EDP report EDPREP-Z9999-2011-03-Z14-L0-L-N--.xls
Payment Institutions EDPREP Z2.1 Profit and loss accoount CSSF KS no EDP report EDPREP-Z9999-2011-03-Z21-L0-L-N--.xls
Electronic Money Institutions EMEREP W1.1 Balance sheet CSSF KS no EME report EMEREP-W9999-2011-03-W11-L0-L-N--.xls
Electronic Money Institutions EMEREP W1.2 Identification of third-party
funds held and incorporated
in the balance sheet 		CSSF KS no EME report EMEREP-W9999-2011-03-W12-L0-L-N--.xls
Electronic Money Institutions EMEREP W1.3 Statement of
authorised reinvestments 		CSSF KS no EME report EMEREP-W9999-2011-03-W13-L0-L-N--.xls
Electronic Money Institutions EMEREP W1.4 Capital adequacy of
electronic money institutions 		CSSF KS no EME report EMEREP-W9999-2011-03-W14-L0-L-N--.xls
Electronic Money Institutions EMEREP W2.1 Profit and loss account CSSF KS no EME report EMEREP-W9999-2011-03-W21-L0-L-N--.xls
Electronic Money Institutions EMEREP W4.5 Analysis of shareholdings CSSF KS no EME report EMEREP-W9999-2011-03-W45-L0-L-N--.xls
Financial Institutions - Foreign Account Tax Compliance Act (FATCA) FATCA FATCA Foreign Account Tax Compliance Act Reporting ACD KS yes FATCA sending FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml
Management Companies DOCREP (-) LE (-) Letter of explanation (LE)
 CSSF KS no Fin. Rep. of GFI DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
no naming convention
no naming convention
no naming convention
Management Companies DOCREP AR Annual report of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR) 		CSSF KS no Fin. Rep. of GFI DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
no naming convention
no naming convention
no naming convention 		BCL KS no Data payment collection (CDP) V0120-F_L0_202405_B000000999_B000000999_20240806_001.xml
Credit Institutions FRCREP B2.4 Information on participating interest
and subordinated loans 		CSSF S3 no FINREP report PARTANDSUBLOANS-ENNNNNNNN-L-YYYY-MM-DD_UUID.zip (eg:PARTANDSUBLOANS-B00000499-L-2023-12-31_eb6809e1-bbf1-6cbc-5be1-35da4a526817.zip)
Credit Institutions FRCREP B2.5 Information on staff costs and taxes
and subordinated loans 		CSSF KS no FINREP report CFEREP-B00000999-2025-12-COREPY-L-N_133e79ec-d891-403c-983b-84af00c5b25b.zip
B25.xml
FRCREP-B9999-2007-12-B25-L0-L-N--.zip
Credit Institutions CFEREP LCRDA LCRDAX CSSF S3 no FINREP report CFEREP-B00000999-2024-08-LCRDAX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip
Financial Companies S0216 S2.16 Quarterly statistical balance of Financial Companies BCL KS yes Issuing companies reporting S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
Financial Companies S0217 S2.17 Transactions of Financial Companies BCL KS yes Issuing companies reporting S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
Investment Funds DOCREP KI Key Investor Information Document
(-) O: OPC Law 2010 and Loi 2007
(-) K: SICAR
(-) V: non-reglem. 		CSSF S3 no PRIIPS Document DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
Investment Funds DOCREP LF Long Form reports (UCI Law 2010) CSSF KS no Long forms CSSF 09/423 DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf
Management Companies SGOREP G21 (-) SG 1A: Financial situation
(-) SG 1B: Profit and loss account
(-) SG 1C: Table relating to other activities
(-) SG 2: Other activities
(-) SG: Personnel Table relating to staff 		CSSF KS no Management company report SGOREP-S9999-2009-03-G21-L2-S-N--.xls
Investment Funds DOCREP ML Management letters
(-) O: OPC Law 2010
(-) O: Law 2007
(-) K: SICAR 		CSSF KS no Management letters CSSF 09/423 DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)
Investment Funds DOCREP ML Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR) 		CSSF KS no Management letters of GFI DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
Investment Funds DOCREP AI Articles of Incorporation of UCITS
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR 		CSSF S3 no Management regulation/status DOCOFF-ENNNNNNNN-UUID.zip
containing DOCREP-ENNNNNNNN-YYYY-MM-DD-AI-LL.pdf
- The expected format of an UUID is: XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX
- E in (O, K, V)
Investment Funds DOCREP MR Management Regulations of UCITS
(-) O: OPC Law 2010
(-) O: Law 2007 		CSSF S3 no Management regulation/status DOCOFF-ENNNNNNNN-UUID.zip
containing DOCREP-ENNNNNNNN-YYYY-MM-DD-MR-LL.pdf
- The expected format of an UUID is: XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX
- E in (O, K, V)
MiFID II / MiFIR TAFREP TAF Article 26 of Regulation
No 600/2014:
Obligation to report transactions
(Markets in financial instruments => MiFIR) 		CSSF KS no Mifir reporting TAFREP-B00000001-2017-04-15-123456.xml
Management Companies DOCREP (-) GR
(-) ID
(-) FC
(-) IA
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN 		Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
 CSSF KS no Other closing documents of GFI DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)
Other reporting CSSF BCL OTHREP OTH Other reporting CSSF KS no OTHER reporting
(=> CSSF) 		OTHREP-B9999-HELLO_WORLD.xlsx
Credit Institutions BOP101 BOP1.1 Balance of payments reporting BCL KS no Payments balance BOP101_20130616_B000000999_B000000999_20130617_001.xml
Credit Institutions BOP102 BOP1.2 Cross-border payments
executed for the account
of the resident counterparts 		BCL KS no Payments balance BOP102_20240731_B000000999_B000000999_20240801_001.xml
Professionals of the Financial Sector (PFS) PSFREP (-) Basic reporting
(-) Ad hoc reporting
(-) Annual information 		Reporting population:
(-) Investment firms
(-) Specialised PFS
(-) Support PFS 		CSSF KS no PSF report PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx
Insurance Corporations N01 (Comp); N02 (Comp); N03 (Comp);
N04 (Comp); N05 (Réviseur); N06( Réviseur);
N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12 (Réviseur);
N13
(Comp);
N14
'Comp) 		n/a Rapports narratifs CAA KS no Rapport narratif (CAA) (Companie) -
Governance Re

Rapport narratif (CAA) (Réviseur) -
Governance Rep 		N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
Credit Institutions CSDREP CSDR Reporting CSDR:
Introduction of quarterly internalised settlement reporting requirements
pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR) 		CSSF KS no Reporting CSDR CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip
Credit Institutions BNNNN B4.4 List of head offices, agencies,
branches and representative offices 		CSSF KS no Reporting EDIFACT B0001809.T01
Institutions for Occupational Retirement Provision SUFREP IORP Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019 CSSF KS no Reporting IORP SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip
Money Market Funds (MMF) MMFREP MMF • According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF must report information to the competent authority (CSSF) of the MMF, at least on a quarterly basis or - for MMF with assets under management of less than Eur 100 million - on at least an annual basis.
• The first quarterly report should be sent to the competent authority of the MMF no later than 30 days after the end of Q1 2020. 		CSSF S3 no Reporting Money Market Fund MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip
MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip
Credit Institutions S0112-L S1.12-L Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary BCL KS no Reporting S1.12-L S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml
Financial Companies TPTIBS TPTIBS Monthly security by security reporting of Financial Companies BCL KS yes Reporting securities by securities of issuing companies TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
Investment Funds U11 U1.1 Monthly financial information UCITS and UCI CSSF KS yes Reporting U U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml
Credit Institutions TPTBBL TPTBBL Security by security report–
Balance sheet data–
Luxembourg 		BCL KS no Security by security Banks TPTBBL_L5_201804_B000000999_B000000999_20180617_001.xml
Credit Institutions TPTBBN TPTBBN Security by security report–
Balance sheet data–
Luxembourg 		BCL KS no Security by security Banks TPTBBN_L5_201804_B000000999_B000000999_20180617_001.xml
Credit Institutions TPTBHN TPTBHN Security by security report–
Off-balance sheet data–
Non-resident 		BCL KS no Security by security Banks TPTBHN_L2_201804_B000000999_B000000999_20180617_001.xml
Credit Institutions TPTBHR TPTBHR Security by security report–
Off-balance sheet data–
Resident customers 		BCL KS no Security by security Banks TPTBHR_L2_201804_B000000999_B000000999_20180617_001.xml
Investment Funds SFDR Periodical disclosures Reporting Entity
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR
(-) F: Pension Fund 		CSSF KS no SFDR Reporting SFDR-ENNNNNNNN-TTTTT-YYYY-MM-DD-UUID.zip
SFDR-O00000406-PERIO-2023-03-31-41c13c08-ef59-4183-870f-80d7a00c54e8
Investment Funds SFDR Precontractual disclosures Reporting Entity
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR
(-) F: Pension Fund 		CSSF KS no SFDR Reporting SFDR-ENNNNNNNN-PRECO-UUID.zip
SFDR-O00000406-PRECO-41c13c08-ef59-4183-870f-80d7a00c54e8.zip
Investment Funds SIC K3.1 Financial information to be submitted by investment companies in risk capital (SICARs) CSSF KS no Sicar reporting SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls
Investment Funds DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM 		UCI Law 2010:
(-) Annual Report (AR)
(-) Semi-annual report (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (MP) 		CSSF KS no SIF or SICAR : 08/371 FIS report
UCI : 08/371 report 		SIF:
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
SICAR:
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
UCI:
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
Insurance Corporations S01; S02; S03; S04; S05;
S06 (Réviseur); S07; S08;
S09; S10; S11; S12; S13;
S14; S15; S16; S17; S18;
S19; S20; S23 		n/a XBRL reports Solvency II CAA KS no Solvency II Reporting S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
Securitisation Vehicles S0214 S2.14 Quarterly statistical balance BCL KS yes Titrisation vehicles S0214_L1_201412_T000000999_T000123001_20150120_001.xml
Securitisation Vehicles S0215 S2.15 Transactions and write-offs/write-downs on securitised loans BCL KS yes Titrisation vehicles S0215_L1_201412_T000000999_T000123001_20150120_001.xml
Securitisation Vehicles TPTTBS TPTTBS Security by security reporting BCL KS no Titrisation vehicles TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml
Alternative Investment Fund Managers (AIFM) UCIAR n/a Reporting Entity
A: Alternative Investment fund manager (AIFM) 		CSSF KS no UCIAR Reporting UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
Credit Institutions UCIAR n/a Reporting Entity
B: Credit institution 		CSSF KS no UCIAR Reporting UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
Investment Funds UCIAR n/a Reporting Entity
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR 		CSSF KS no UCIAR Reporting UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
Management Companies UCIAR n/a Reporting Entity
S: Management company 		CSSF KS no UCIAR Reporting UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
Professionals of the Financial Sector (PFS) UCIAR n/a Reporting Entity
(-) P: PFS
(-) I: Support PFS 		CSSF S3 no UCIAR Reporting UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
Other reporting CSSF BCL OTXREP OTX Various correspondence BCL KS no Various correspondence (OTH)
(=> BCL -OTHER reporting) 		OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls
Investment Funds DOCREP (-) GR
(-) ID
(-) FC
(-) IA
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN 		Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN) 		CSSF KS no Other closing documents of GFI DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)
Investment Funds DOCREP AR
RO 		Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI)(FR)
(-) Annual Report (AR)
(-) Other periodic report (RO) 		CSSF KS no Fin. Rep. of GFI DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
Credit Institutions CFEREP ALM ALMXXX CSSF S3 no - CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip
Professionals of the Financial Sector (PFS) DOCREP LF Long Form Report CSSF KS no
Management Companies DOCREP ML Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR) 		CSSF KS no
Professionals of the Financial Sector (PFS) DOCREP ML Management Letter CSSF KS no
Investment Funds S0106 S1.6 Monthly statistical balance sheet for non-money market funds (non-MMF) BCL KS yes - S0106_L2_202402_B000000999_NAF00000000000000_20240625_001.xml
S0106_L2_202402_P000000999_O999990009_20240605_001.xml
Investment Funds S0213 S2.13 Quarterly statistical balance sheet for non-MMF investment funds BCL KS yes - S0213_L2_202103_P000000999_O009990009_20240731_001.xml
S0213_L2_202103_S000000999_O099990009_20240606_001.xml
Investment Funds S0220 S2.20 Quarterly financial information BCL KS yes - S0220_L0_202512_B000000999_NAF66999999900000_20260127_001.xml
Investment Funds S0404 S4.4 Marketing countries BCL KS yes - S0404_L0_202512_B000000999_NAF66999999900000_20260209_001.xml
S0404_L0_202512_B000000999_O999990009_20260209_001.xml
Insurance Corporations CED Source file reception from CAA Etat de situation relatif aux contrats en déshérence CAA KS no -
Insurance Corporations CPR Source file reception from CAA Compte rendu CAA KS no -
Insurance Corporations ESP Source file reception from CAA Enquête spécifique CAA KS no -
Insurance Corporations ETR Source file reception from CAA Etat trimestriel CAA KS no -
Insurance Corporations FIR Source file reception from CAA Fiche de renseignement CAA KS no -
Insurance Corporations PDA Source file reception from CAA Rapport PDAL (Procédure de Dissolution Administrative sans Liquidation) CAA KS no -
Insurance Corporations RAC Source file reception from CAA Rapport actuariel CAA KS no -
Insurance Corporations RDC Source file reception from CAA Rapport distinct complémentaire du réviseur CAA KS no -
Insurance Corporations RDI Source file reception from CAA Rapport distinct du réviseur CAA KS no -
Insurance Corporations RGO Source file reception from CAA Rapport de gouvernance CAA KS no -
Insurance Corporations RLB Source file reception from CAA Rapport LBCFT CAA KS no -
Insurance Corporations RRE Source file reception from CAA Rapports sur le traitement des réclamations CAA KS no -
Insurance Corporations RSE Source file reception from CAA Rapport distinct Solvabilité 2 de l'entreprise CAA KS no -
Insurance Corporations RSO Source file reception from CAA Rapport distinct Solvabilité 2 du réviseur CAA KS no -
Credit Institutions ICS ICS Yearly Survey on Covered Investment claims (SIIL) CSSF S3 no ICS Reporting ICS-ENNNNNNNN-YYYY-MM-DD_UUID.json
(eg:ICS-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json)
Insurance Corporations ROI
DIN 		n/a DORA Register of Information
DORA Incident Reporting 		CAA KS no Rapport narratif (CAA) (Companie) -
Governance Re

Rapport narratif (CAA) (Réviseur) -
Governance Rep 		ROIV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip
DINV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip
Professionals of the Financial Sector (PFS) DPAAIF n/a self�assessment
questionnaire PDAOFI 		CSSF S3 no PDAOFI Reporting DPAAIF-EIIIIIIII-YYYY-UUID.zip
(e.g.: DPAAIF-P99999999-2024-41c13c08-ef59-4183-a456-870f80d7a00c54e8.zip)
Credit Institutions CFEREP Monthly modules:
- ALMXXX
- LCRDAX
Quarterly modules:
- AEXXXX
- COREPX
- FINREP
- FRTBXX
- IRRBBX
- LAREXX
- LEVERX
- NSFRXX 		(-) ALM corep_alm_con.xsd
corep_alm_ind.xsd corep_alm.xsd
(-) LCRDA corep_lcr_da_con.xsd
corep_lcr_da_ind.xsd corep_lcr_da.xsd
(-) IRRBB irrbb.xsd 		CSSF S3 no COREP report CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl
inside
CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip


CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl
inside
CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip

Useful link : CSSF Naming convention

Retrieved from "http://www.e-file.lu/wiki/index.php?title=Test1&oldid=7999"