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<div style="text-align: right; direction: ltr; margin-left: 1em;">[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]</div>
 
Through its dedicated electronic platform, '''e-file.lu''', the '''Luxembourg Stock Exchange''' and '''Fundsquare''' are able to provide an ideal solution for filing entities for all reporting requirements.
 
*e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:
 
  - Commission de Surveillance du Secteur Financier ([http://www.cssf.lu/en/ CSSF])
  - Banque Centrale du Luxembourg ([https://www.bcl.lu/en/index.html BCL])
  - Administration des contributions directes ([http://www.impotsdirects.public.lu/fr/echanges_electroniques.html ACD])
  - Commissariat aux Assurances ([https://www.caa.lu/ CAA])
  - Service de Police judiciaire ([https://police.public.lu/fr/votre-police/services-et-unites/police-judiciaire.html SPJ])
 
*It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
 
*e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.
 
 
 
'''List of all Reporting types that can be used with e-file'''
 
 
 
==MiFID II / MiFIR==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||TAFREP
||TAF
||Article 26 of Regulation <br /> No 600/2014: <br /> Obligation to report transactions <br /> (Markets in financial instruments => MiFIR)''
||CSSF
||[https://www.cssf.lu/en/2016/12/communication-regarding-article-26-obligation-to-report-transactions-of-mifir-2/ (-) CSSF - Press release 16/43]
 
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_674_eng.pdf (-) CSSF - Circular 17/674]
 
[https://www.cssf.lu/en/Document/taf-handbook/ (-) CSSF - TAF Handbook]
 
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">[[MIFIR|(-) FAQ MiFIR]]
||[[Sending_Service|Sending Service]]
||TAF
||reportingTAF.state=up
||Report TAF-MIFID
||2.1.23
||<span style="color: #868686"> <small>''71''</small/> </span>
|-
|}
 
==Institutions for Occupational Retirement Provision==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||SUFREP
||IORP
||Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019''
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf (-) CSSF - Circular 19/726]<br />
 
[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention]<br />
[https://www.cssf.lu/en/Document/technical-note-for-iorps/ (-) Technical note]<br />
[https://www.eiopa.europa.eu/tools-and-data/supervisory-reporting-dpm-and-xbrl_en (-) XBRL taxonomies to be used>]<br />
 
 
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">
||[[Sending_Service|Sending Service]]
||IORP
||reportingIORP.state=up
||Reporting IORP
||2.1.27
||<span style="color: #868686"> <small>''80''</small/> </span>
|-
|}
 
==Money Market Funds (MMF) ==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||MMFREP
||MMF
||
•  According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF must report information to the competent authority (CSSF) of the MMF, at least on a quarterly basis or - for MMF with assets under management of less than Eur 100 million  - on at least an annual basis. <br />
•  The first quarterly report should be sent to the competent authority of the MMF no later than 30 days after the end of Q1 2020.
||CSSF
||[https://www.cssf.lu/en/money-market-funds/ (-) CSSF Informations]<br />
[https://blog.fundsquare.net/money-market-funds-reporting/ (-) Fundsquare Solution]<br /> [https://www.cssf.lu/wp-content/uploads/MMFR_Handbook.pdf (-) CSSF Handbook]
 
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">
||[[Sending_Service|Sending Service]]
||MMF
||reportingMMF.state=up
||Reporting MMF
||1.6
||<span style="color: #868686"> <small>''83''</small/> </span>
|-
|}
 
==Credit Institutions==
 
<div style="text-align:left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q
||ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q
||AnaCredit:  <br /> Collection of granular credit and credit risk data
||BCL
||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/AnaCredit/index.html BCL - Reporting instructions]
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||Anacredit
||reportingAnacredit.state=up
||Rapport Anacredit
||2.1.24
||<span style="color: #868686"> <small>''74''</small/> </span>
|-
||CSDREP
||CSDR
||Reporting CSDR:<br />  Introduction of quarterly internalised settlement reporting requirements
pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf CSSF - Circular 19/709]
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CSDR
||reportingCSDR.state=up
||Reporting CSDR-9
||2.1.26
||<span style="color: #868686"> <small>''78''</small/> </span>
|-
||SHSGRP
||SHSGRP
||«SHS-Group» report:<br /> Statistics on holdings of securities by reporting banking groups
||BCL
||[https://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf BCL - Reporting instructions]
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||GRP_BNK
||GRP_BNK.state=up
||BCL SHS report
||
||<span style="color: #868686"> <small>''75''</small/> </span>
|-
||FRCREP
||B2.4
||Information on participating interest <br /> and subordinated loans
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-18-686/ (-) CSSF - Circular CSSF 18/686] <br /> [https://www.cssf.lu/en/Document/luxembourgish-xbrl-taxonomy-for-b2-4-and-b2-5-reportings/ (-) CSSF - Reporting instructions B2.4] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||FINREP
||reportingFINREP.state=up
||Rapport FINREP
||2.1.3
||<span style="color: #868686"> <small>''73''</small/> </span>
|-
||FRCREP
||B2.5
||Information on staff costs and taxes <br /> and subordinated loans
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_664.pdf (-) CSSF - Circular 17/664] <br /> [https://www.cssf.lu/en/Document/tables-b-2-5-band-b-2-5-e/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||FINREP
||reportingFINREP.state=up
||Rapport FINREP
||2.1.3
||<span style="color: #868686"> <small>''73''</small/> </span>
|-
||BNNNN
||B4.4
||List of head offices, agencies, <br /> branches and representative offices
||CSSF
||[https://www.cssf.lu/en/prudential-reporting-credit-institutions (-) CSSF - Reporting instructions Edifact B4.4] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||FINREP\EDIFACT
||reportingFINREP.EDIFACT.state=up
||Reporting EDIFACT
||2.1.3
||<span style="color: #868686"> <small>''16''</small/> </span>
|-
||COFREP
||<small>SCOREP <br /> SLAREX <br /> SLCRXX <br /> SNSFRX <br /> SALMXX <br /> CCOREP <br /> CLAREX <br /> CLCRXX <br /> CNSFRX <br /> CALMXX <br /> CFINRP <br /> SFINRP <br /> CAEXXX <br /> SAEXXX <br /> CFPXXX <br /> SFPXXX <br /> CSBPXX <br /> SSBPXX <br /> CSBPIM <br /> SSBPIM <br /> CLCRDA <br /> SLCRDA <br /> SRESOL <br /> SFRTBX <br /> CFRTBX  <br />  CGSIIX <br />  MRDECI <br /> SMRTLA  <br /> CMRTLA  </small/>
 
 
||<small>(-) SCOREP: SSOLV, SIPLO, SLEVR <br /> (-) SLAREX: SLAREX <br />  (-) SLCRXX: SLCR <br />  (-) SNSFRX: SNSFR <br />  (-) SALMXX: SALM <br />  (-) CCOREP: CSOLV, IPLO, CLEVR <br />  (-) CLAREX: CLAREX <br />  (-) CLCRXX: CLCR <br />  (-) CNSFRX: CNSFR <br />  (-) CALMXX: CALMM <br />  (-) CFINRP: CFINRP <br /> (-) SFINRP: SFINRP <br />  (-) CAEXXX: CAE <br />  (-) SAEXXX: SAE <br />  (-) CFPXXX: CFP <br />  (-) SFPXXX: SFP <br />  (-) CSBPXX: CSBP <br />  (-) SSBPXX: SSBP <br />  (-) CSBPIM: CSBPIM <br />  (-) SSBPIM: SSBPIM <br />  (-) CLCRDA: CLCRDA <br />  (-) SLCRDA: SLCRDA <br />  (-) SRESOL: SRESOL</small/>
||CSSF
||[https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32014R0680&from=EN (-) Regulation (EU) No 680/2014] <br /> [https://www.cssf.lu/en/prudential-reporting-credit-institutions/ (-) CSSF - Reporting requirements for credit institutions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf <br /> (-) Naming convention for CSSF reporting]<br />
 
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||COREP
||reportingCOREP.state=up
||Rapport COREP
||2.1.4
||<span style="color: #868686"> <small>''72''</small/> </span>
|-
||DOCREP
||AR
||Annual Report
||CSSF
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||AS
||<br />
Annual report consolidated
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||CO
||Compliance Report
||CSSF
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||GR
||Governance Report
||CSSF
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||IA
||Internal Audit Report
||CSSF
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||IC
||ICAAP
||CSSF
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||ID
||<br />
ICAAP Consolidated
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||LF
||Long Form Report
||CSSF
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||LC
||<br />
Long Form Consolidated
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||LD
||<br />
Long Form Branch or Specific Participation
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||ML
||Management Letter
||CSSF
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||MC
||<br />
Management Letter Consolidated
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||RC
||Risk Control Report
||CSSF
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||RP
||Recovery Plan
||CSSF
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||SC
||Single Customer View
||CSSF
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||LG
||<br />
Reconciliation LuxGAAP FINREP
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||RR
||<br />
Results Distribution
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||BD
||<br />
AC Member List
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||IL
||<br />
ILAAP
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||IM
||<br />
ILAAP Consolidated
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||AC
||<br />
Audit Report on AML/CTF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||MF
||<br />
Audit report on rules of conduct
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||MM
||<br />
Head quarter annual report
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||RE
||<br />
Report on out-of-court complaint resolution
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||TR
||<br />
Table on out-of-court complaint resolution
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||AD
||</span></small/> <br />
Circ. 18/697 annexe1
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||S0001
||S0.1
||Daily deposit
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||reportingBCLStat.state=up
||Statistiques BCL
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
||S0101
||S1.1
||Monthly statistical balance sheet
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics||reportingBCLStat.state=up
||Statistiques BCL
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
||S0104
||S1.4
||Adjustments due to valuation effects|
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics||reportingBCLStat.state=up
||Statistiques BCL
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
||S0105
||S1.5
||Information on interest rates in EUR
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||reportingBCLStat.state=up
||Statistiques BCL
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
||S0108||S1.8||Information on securititation <br /> transactions launched <br /> by credit institutions
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||reportingBCLStat.state=up
||Statistiques BCL
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
||S0109||S1.9||Information on CNY (renmibi) operations
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||reportingBCLStat.state=up
||Statistiques BCL
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
||S0112-L
||S1.12-L
||Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary
||BCL
||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/S0112/S0112-L_L0_instructions_EN.pdf (-) BCL - Report S 1.12-L] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||reportingBCLStat.state=up
||Reporting S1.12
||2.1.25
||<span style="color: #868686"> <small>''76''</small/> </span>
|-
||S0205-L
||S2.5-L
||Quarterly statistical balance sheet
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||reportingBCLStat.state=up
||Statistiques BCL
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
||S0205-N
||S2.5-N
||Quarterly statistical balance sheet <br /> of credit institutions - <br /> Luxembourg entity and its branches
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||reportingBCLStat.state=up|
|Statistiques BCL
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
||S0208||S2.8||Real estate loans for <br /> Lxuembourg buildings
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics||reportingBCLStat.state=up
||Statistiques BCL
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
||S0209-L
||S2.9-L
||Staff report - <br /> Luxembourg entity
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||reportingBCLStat.state=up
||Statistiques BCL
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
||S0209-N
||S2.9-N
||Staff report - <br /> Luxembourg entity and its branches
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||reportingBCLStat.state=up
||Statistiques BCL
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
||S0302
||S3.2
||Non balance sheet information
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||reportingBCLStat.state=up
||Statistiques BCL
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
||TPTBBL
||TPTBBL
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||TPT
||reportingTPTB.state=up
||Titre par Titre Bancaire
||2.1.6
||<span style="color: #868686"> <small>''20''</small/> </span>
 
|-
||TPTBBN
||TPTBBN
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||TPT
||reportingTPTB.state=up
||Titre par Titre Bancaire
||2.1.6
||<span style="color: #868686"> <small>''20''</small/> </span>
|-
||TPTBHR
||TPTBHR
||Security by security report– <br /> Off-balance sheet data– <br /> Resident customers
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||TPT||reportingTPTB.state=up
||Titre par Titre Bancaire
||2.1.6
||<span style="color: #868686"> <small>''20''</small/> </span>
|-
||TPTBHN
||TPTBHN
||Security by security report– <br /> Off-balance sheet data– <br /> Non-resident
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||TPT
||reportingTPTB.state=up
||Titre par Titre Bancaire
||2.1.6
||<span style="color: #868686"> <small>''20''</small/> </span>
|-
||BOP101
||BOP1.1
||Balance of payments reporting
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BOP
||reportingBOP.state=up
||Balance des Paiements
||2.1.7
||<span style="color: #868686"> <small>''12''</small/> </span>
|-
||BOP102
||BOP1.2
||Cross-border payments <br /> executed for the account <br /> of the resident counterparts
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BOP||reportingBOP.state=up
||Balance des Paiements
||2.1.7
||<span style="color: #868686"> <small>''12''</small/> </span>
|-
||SPJ
||646REP <br /> 663REP <br /> 664REP
||Notification and execution of court orders
||SPJ
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf CSSF - Circular 13/566]
||[[SPJ Manual#SPJ Manual | (-) SPJ Manual]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||n/a
||n/a
||n/a
||Perquisitions électroniques
||2.1.14
||<span style="color: #868686"> <small>''48''</small/> </span>
|-
||ESPREP
||STT
||Stress test in order to assess <br /> the interest rate risk <br /> arising from non-trading <br /> book activities
||CSSF
||[https://www.cssf.lu/en/credit-institutions/ (-) Ad hoc reports] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||ESP
||reportingESP.state=up
||Rapport Enquête
||2.1.18
||<span style="color: #868686"> <small>''15''</small/> </span>                 
|-
||ESPREP
||DCO
||Fonds de garantie <br /> des dépôts Luxembourg <br /> (FGDL)
||CSSF
||[https://www.cssf.lu/en/credit-institutions/ (-) Ad hoc reports]<br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||ESP
||reportingESP.state=up
||Rapport Enquête
||2.1.18
||<span style="color: #868686"> <small>''15''</small/> </span>                   
|-
||ESPREP
||BRA
||Quarterly reporting on the <br /> financial health of the branches <br /> parent entities
||CSSF
||[https://www.cssf.lu/en/credit-institutions/ (-) Ad hoc reports]<br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||ESP
||reportingESP.state=up
||Rapport Enquête
||2.1.18
||<span style="color: #868686"> <small>''15''</small/> </span>                 
|-
||ESPREP
||DEP
||Residential credit deposits
||CSSF
||[https://www.cssf.lu/en/credit-institutions/ (-) Ad hoc reports] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||ESP||reportingESP.state=up||Rapport Enquête
||2.1.18
||<span style="color: #868686"> <small>''15''</small/> </span>                     
|-
||ESPREP
||RES
||Residential real estate market
||CSSF
||[https://www.cssf.lu/en/credit-institutions/ (-) Ad hoc reports] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||ESP||reportingESP.state=up||Rapport Enquête
||2.1.18
||<span style="color: #868686"> <small>''15''</small/> </span>                     
|-
|}
 
==Payment Institutions==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||EDPREP
||Z1.1
||Balance sheet
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||EDP
||reportingEDP.state=up
||Reporting EDP
||2.1.10
||<span style="color: #868686"> <small>''29''</small/> </span>                     
|-
||EDPREP
||Z1.2
||Identification of third-party <br /> funds held and incorporated in the balance sheet
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||EDP
||reportingEDP.state=up
||Reporting EDP
||2.1.10
||<span style="color: #868686"> <small>''29''</small/> </span>                       
|-
||EDPREP
||Z1.4
||Capital adequacy of  <br /> payment institutions
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||EDP
||reportingEDP.state=up
||Reporting EDP
||2.1.10
||<span style="color: #868686"> <small>''29''</small/> </span>                       
|-
||EDPREP
||Z2.1
||Profit and loss accoount
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||EDP
||reportingEDP.state=up
||Reporting EDP
||2.1.10
||<span style="color: #868686"> <small>''29''</small/> </span>                       
|-
|}
</div>
 
 
 
 
 
==Electronic Money Institutions==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||EMEREP
||W1.1
||Balance sheet
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||EME
||reportingEME.state=up
||Reporting EME
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                       
|-
||EMEREP
||W1.2
||Identification of third-party <br /> funds held and incorporated <br /> in the balance sheet
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||EME
||reportingEME.state=up
||Reporting EME
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                         
|-
||EMEREP
||W1.3
||Statement of <br /> authorised reinvestments
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||EME
||reportingEME.state=up
||Reporting EME
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                         
|-
||EMEREP
||W1.4
||Capital adequacy of <br /> electronic money institutions
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||EME
||reportingEME.state=up
||Reporting EME
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                         
|-
||EMEREP
||W2.1
||Profit and loss account
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||EME
||reportingEME.state=up
||Reporting EME
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                 
|-
||EMEREP
||W4.5
||Analysis of shareholdings
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||EME
||reportingEME.state=up
||Reporting EME
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                         
|}
</div>
 
 
 
 
 
==Payment Institutions/Electronic Money Institutions==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||V0101
||V1.1
||Customer transfers
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>                         
|-
||V0102
||V1.2
||Interbank transfers
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0103
||V1.3
||Domiciliations
||BCL
||[https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0104
||V1.4
||Inventory cards / terminals
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0105
||V1.5
||Card transactiosn (Issuing part)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0106
||V1.6
||Card transactiosn (Acquiring part)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0107
||V1.7
||Cheques and money orders
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0108
||V1.8
||Electronic money scheme
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0109
||V1.9
||Card based e-money schemes
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0110
||V1.10
||Stock taking of payment accounts in bank money
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0111
||V1.11
||OTC cash transactions
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0112
||V1.12
||Transactions via telecommunication, digital or IT device
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0113
||V1.13
||Credits to the accounts by simple book entry
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0114
||V1.14
||Debits from the account by simple book entry
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0120
||V1.20
||Customer Credit transfers sent (payments)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0120-F
||V120-F
||Customer Credit transfers sent (Fraud)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0121
||V1.21
|| Customer credit transfers received
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0130
||V1.30
|| Direct debits - reporting as creditor's PSP (payments)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0130-F
||V1.30-F
|| Direct debits - reporting as creditor's PSP (fraud)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0131
||V1.31
|| Direct debits - reporting as debtor's PSP 
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0140
||V1.40
|| SEPA R-transactions 
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0141
||V1.41
|| Interbank payment transactions   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0142
||V1.42
|| Intermediated payment transactions   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0150
||V1.50
|| Card transactions with cards issued by resident PSPs (payments)   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0150-F
||V1.50-F
|| Card transactions with cards issued by resident PSPs (fraud)   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0151
||V1.51
|| Electronic card transactions with cards issued by resident PSPs, split by Merchant Category Codes (MCC)   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0152
||V1.52
|| Card transactions acquired by resident PSPs (payments)   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0152F
||V1.52F
|| Card transactions acquired by resident PSPs (Fraud)   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0153
||V1.53
|| Fundings and withdrawals related to prepaid cards     
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0160
||V1.60
|| Cheques and money remittances (payments)     
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0160-F
||V1.60-F
|| Cheques and money remittances (Fraud)     
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0170
||V1.70
|| Over-the-counter (OTC) cash transactions     
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0180
||V1.80
|| Book entries       
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0190
||V1.90
|| Fundings and withdrawals in e-money (except prepaid cards)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0191
||V1.91
|| E-money transfers (payments)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0191-F
||V1.91-F
|| E-money transfers (Fraud)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01100
||V1.100
|| Payment services provided by e-money institutions and payment institutions without the provision of payment accounts
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01110
||V1.110
|| Payment initiation services (payments)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01110-F
||V1.110-F
|| Payment initiation services (Fraud)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01200
||V1.200
|| Stock of issued payment cards 
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01201
||V1.201
|| Stock of distributed payment cards 
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01210
||V1.210
|| Stock of terminals by terminal type   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01220
||V1.220
|| Stock of accounts (except e-money accounts)   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01221
||V1.221
|| Stock of e-money accounts   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01222
||V1.222
|| Stock of accessed accounts - account information services (AIS)   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01230
||V1.230
|| Number of customers     
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01300-F
||V1.300-F
|| Losses due to fraud per liability bearer     
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|}


==Investment Funds==
You can find below the list of reports that can be managed through e-file.


<div style="text-align: left;">
<div style="height:500px; width:auto; overflow-y:scroll">


{| border="1" cellspacing="2" cellpadding="10"
{| class="wikitable filterable mw-collapsible sortable"  
|-
|+ <span style="white-space:nowrap">Available reports</span>
! scope="col" | '''Report <br /> naming convention'''
|- <div style="font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10">
! scope="col" | '''Table'''
! style= "background-color:#52BBBD; color:#FFF" | Concerned  companies
! scope="col" | '''Details'''
! style= "background-color:#52BBBD; color:#FFF" | Report<br />     naming convention
! scope="col" | '''NCA'''
! style= "background-color:#52BBBD; color:#FFF" | Table
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! style= "background-color:#52BBBD; color:#FFF" | Details
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! style= "background-color:#52BBBD; color:#FFF" | Authority
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! style= "background-color:#52BBBD; color:#FFF" | Sending way
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! style= "background-color:#52BBBD; color:#FFF" | An e-file form exists
! scope="col" | '''Sending Service <br /> listener'''
! style= "background-color:#52BBBD; color:#FFF" | Sending type in transmission   module
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! style= "background-color:#52BBBD; color:#FFF" | Example
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||-
||O4.1
||Yearly financial information
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span>  
|-
||-
||O4.2
||Interventions on the futures and options markets
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span>
|-
||-
||O1.2
||Monthly financial information for guaranteed funds
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
||U11
||U1.1
||Monthly financial information UCITS and UCI
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-15-627/ (-) CSSF - Circular 15/627] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] <br />
[https://www.cssf.lu/en/Document/u1-1-reporting-life-cycle-2/ (-) CSSF - File naming convention U1.1 reporting]
||[[ReportGeneration|(-) Report Generation <br /> with e-form]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />[[https://www.e-file.lu/wiki/index.php/Transmission_Monitoring#Reply|(-) How to reply to Global Feedback]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
||S0103
||S1.3
||Monthly statistical balance sheet for money market funds (MMF)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
|S0106
||S1.6
||Monthly statistical balance sheet for non-money market funds (non-MMF)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
|S0213
||S2.13
||Quarterly statistical balance sheet for non-MMF investment funds
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
|TPTOBS
||TPTOBS
||Monthly Security by security reporting for investment funds
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
|SIC
||K3.1
||Financial information to be submitted by investment companies in risk capital (SICARs)
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf (-) CSSF - Circular 08/376] <br />[https://www.cssf.lu/en/Document/circular-cssf-15-627/ (-) CSSF - Circular 15/627] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||SICAR
||reportingSICAR.state=up
||Reporting SICAR
||1.1
||<span style="color: #868686"> <small>''17''</small/> </span>
|-
|DOCREP
||LF
||<br />
Long Form reports (UCI Law 2010)
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Long_Form||reportingLF.state=up||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
||DOCREP
||ML
||<br />
Management letters  <br />
(-) O: OPC Law 2010<br />
(-) O: Law 2007 <br />
(-) K: SICAR<br />
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_Letter
||reportingML.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||ML
||<br />
Management letters of Investment fund managers (IFM) ('''EN''') <br />
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF -  Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_GFI
||reportingMLGFI.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||RR<br />
HK
||
Auditor report<br />
(-) O: UCI Law 2010<br />
(-) O: UCI Law 2007<br />
(-) K: SICAR<br />
(-) S: Investment fund manager (IFM) <br />
(-) A: Investment fund manager (IFM) <br />
<br />
Report Hong Kong Securities and Futures (HK) <br />
 
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC/OTHER
||reportingDOC_OTH.state=up
||Doc OPC et FIS (circ. CSSF)
||1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP<br />
||
<small>
 
 
 
(-) GR <br />
(-) ID <br />
(-) FC <br />
(-) IA <br />
(-) BC <br /> 
(-) TP <br />
(-) LP <br />
(-) PG <br /> 
(-) OG <br />
(-) TM <br /> 
(-) RD <br />
(-) AS <br />
(-) FP <br />
(-) PN <br />
(-) BD <br />
(-) CO <br />
(-) ET <br />
</small/>   
||
<br />
'''Investment fund managers (IFM)''': <br />
<small>
(-) Risk management function(GR) <br />
(-) OPCVM instruments information (ID) <br />
(-) Compliance Function (FC)<br />
(-) Internal audit function report (IA)<br />
(-) Complaints handling (TP) <br />
(-) Authorized third party complaints (LP) <br />
(-) Risk Management Procedure (PG)<br /> 
(-) Organization chart (OG) <br />
(-) Mandates table (TM) <br /> 
(-) Delegates of RFI (RD) <br />
(-) Branch activity (AS) <br />
(-) Own funds ratio (FP) <br />
(-) Risk management procedure AIFM (PN) <br />
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD) <br />
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) <br />
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />
<br />
 
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\DOC_GFI
||reportingGFI.state=up
||Doc OPC et FIS (circ. CSSF)
||1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||(-) PC <br /> (-) DE <br /> (-) LE
||SIF: <br /> (-) Prospectus (PC) <br /> (-) Offering document (DE) <br /> (-) Letter of explanation (LE)
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\PROSP_FIS
||reportingPFIS.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||(-) PC <br /> (-) PS <br /> (-) LE
||UCI: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Letter of explanation (LE)
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\PROSP_OPC
||reportingPOPC.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
 
 
|-
|DOCREP
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
||SIF Law 2007:  <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report SIF (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM) <br />
SICAR: <br />
(-) Annual Report (AR) <br />
(-) Other periodic report (RO)
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Report_FIS
||reportingRAFIS.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
 
 
 
 
|-
|DOCREP
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
||UCI Law 2010: <br /> (-) Annual Report (AR)  <br /> (-) Semi-annual report (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (MP)
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Report_OPC
||reportingRFOPC.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-
|DOCREP
||AR <br /> RO
||<br />
Investment fund managers (IFM) ('''EN''') <br />
Gestionnaires des fonds d'investissement (GFI)('''FR''')<br />
(-) Annual Report (AR) <br />
(-) Other periodic report (RO) <br />
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC/REPORT_GFI
||reportingRGFI.state=up
||Doc OPC et FIS (circ. CSSF)
||1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
 
 
|-
|DOCREP
||KI
||Key Investor Information Document <br />
(-) O: OPC Law 2010 and Loi 2007 <br />
(-) K: SICAR<br />
(-) V: non-reglem.
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br /> [[PRIIPS|(-) PRIIPs KID]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\KID_OPC
||reportingKID.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||MR
||Management Regulations of UCITS
(-) O: OPC Law 2010<br />
(-) O: Law 2007 <br />
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_REGUL
||reportingMR.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||AI
||Articles of Incorporation of UCITS
(-) O: UCI Law 2010 <br />
(-) O: UCI Law 2007 <br />
(-) K: SICAR <br />
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\ART_INCORP||reportingAI.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
||n/a
||n/a
||Request for delivery of attestations
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe]
||[[Transmission_Module#Special_case:_UCI_attestation_request | (-) UCI attestation request]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||n/a
||n/a
||n/a
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|NOTREP
||INI ''or'' <br /> UPD
||Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-11-509/ (-) CSSF 11/509] <br />
||[[E-file_Light_EN#Notification_Tool|e-file Notification Tool]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\NOTIFICATIONS_UCITSIV
||reportingNotifUcitsIV.state=up
||(-) Gestion documentaire <br /> (-) Dashboard <br /> (-) Matrice d'enregistrement et de distribution
||1.2
||<span style="color: #868686"> <small>''28''</small/> </span>
|-
|}
</div>
</div>
 
|- style="vertical-align:bottom; background-color:#CAEDFB;"
==Alternative Investment Fund Managers (AIFM)==
| Investment Funds
 
| NOTREP
<div style="text-align: left;">
| INI or<br />    UPD
 
| Notification procedures to be  followed by a UCITS governed by Luxembourg law wishing to market its units in  another Member State of the European Union
{| border="1" cellspacing="2" cellpadding="10"
| CSSF
| S3
| yes
| -
|
|- style="vertical-align:bottom;"
| Investment  Funds
| -
| O1.2
| Monthly  financial information for guaranteed funds
| CSSF
| KS
| no
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| -
| O4.1
| Yearly financial information
| CSSF
| KS
| yes
| -
|
|- style="vertical-align:bottom;"
| Investment  Funds
| -
| O4.2
| Interventions  on the futures and options markets
| CSSF
| KS
| yes
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| S0103
| S1.3
| Monthly statistical balance  sheet for money market funds (MMF)
| BCL
| KS
| yes
| -
| S0103_L3_202302_B000000999_O009990099_20240619_001.xml
|- style="vertical-align:bottom;"
| Investment  Funds
| TPTOBS
| TPTOBS
| Monthly  Security by security reporting for investment funds
| BCL
| KS
| yes
| -
| TPTOBS_L2_202107_B000000009_O009990000_20240807_001.xml<br />    TPTOBS_L2_202107_P000000999_NAF99999999900000_20240603_001.xml<br />
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| DOCREP
| (-) PC<br />    (-) DE<br />    (-) LE
| SIF:<br />    (-) Prospectus (PC)<br />    (-) Offering document (DE)<br />    (-) Letter of explanation (LE)
| CSSF
| KS
| no
| 08/371 FIS  prospectus
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
|- style="vertical-align:bottom;"
| Investment  Funds
| DOCREP
| (-)  AR<br />    (-) SR<br />    (-) LE<br />    (-) RO<br />    (-) PM
| SIF Law  2007:<br />    (-) Annual Report (AR)<br />    (-) Semi-annual report SIF (SR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (PM)<br />    SICAR:<br />    (-) Annual Report (AR)<br />    (-) Other periodic report (RO)
| CSSF
| KS
| no
| 08/371 FIS report
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| DOCREP
| RR<br />    HK
| Auditor report<br />    (-) O: UCI Law 2010<br />    (-) O: UCI Law 2007<br />    (-) K: SICAR<br />    (-) S: Investment fund manager (IFM)<br />    (-) A: Investment fund manager (IFM)<br />    <br />    Report Hong Kong Securities and Futures (HK)
| CSSF
| KS
| no
| 08/371 report  not in 08/371
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund  Manag.)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
|- style="vertical-align:bottom;"
| Management  Companies
| DOCREP
| RR<br />    HK
| Auditor  report<br />    (-) S: Investment fund manager (IFM)<br />    (-) A: Investment fund manager (IFM)<br />    <br />    Report Hong Kong Securities and Futures (HK)
| CSSF
| KS
| no
| 08/371 report not in 08/371
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund  Manag.)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| DOCREP
| (-) PC<br />    (-) PS<br />    (-) LE
| UCI:<br />    (-) Prospectus (PC)<br />    (-) Simplified prospectus (PS)<br />    (-) Letter of explanation (LE)
| CSSF
| KS
| no
| 08/371 UCI  prospectus
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
|- style="vertical-align:bottom;"
| Alternative   Investment Fund Managers (AIFM)
| AIF
| AIF
| Alternative  Investment Fund reporting
| CSSF
| S3
| yes
| AIF Reporting
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip<br />    AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Alternative Investment Fund  Managers (AIFM)
| AIF
| MAN
| Alternative Investment Fund  reporting (AIF Manager)
| CSSF
| S3
| yes
| AIF Reporting
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip<br />    AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
|- style="vertical-align:bottom;"
| Credit  Institutions
| ANTREF<br />    ANTT1M<br />    ANTT2M<br />    ANTT2Q
| ANTREF<br />    ANTT1M<br />    ANTT2M<br />    ANTT2Q
| AnaCredit:<br />    Collection of granular credit and credit risk data
| BCL
| KS
| no
| AnaCredit
| ANTREF_201801_LUB00999_20180205-001.xml<br />    ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| S0218-L
| n/a
| Quarterly statistical balance  sheet of insurance corporations – Luxembourg entity
| BCL
| KS
| yes
| BCL report for  insurances
| S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
|- style="vertical-align:bottom;"
| Insurance  Corporations
| S0219-L
| n/a
| Information  on valuation effects on the balance sheet of insurance corporations
| BCL
| KS
| yes
| BCL report for insurances
| S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| S0403-L
| n/a
| Annual Premiums, claims and  commissions of insurance corporations – Luxembourg entity
| BCL
| KS
| yes
| BCL report for  insurances
| S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
|- style="vertical-align:bottom;"
| Insurance  Corporations
| TPTASS
| n/a
| Monthly  Security by security reporting of insurance corporations
| BCL
| KS
| yes
| BCL report for insurances
| TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| SHSGRP
| SHSGRP
| «SHS-Group» report:<br />     Statistics on holdings of securities by reporting banking groups
| BCL
| KS
| no
| BCL SHS
| SHSGRP_201709_LUB00999_20171206_001.xml
|- style="vertical-align:bottom;"
| Credit  Institutions
| S0001
| S0.1
| Daily  deposit
| BCL
| KS
| no
| BCL statistics
| S0001_L2_20130616_B000000999_B000000999_20130617_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| S0101
| S1.1
| Monthly statistical balance  sheet
| BCL
| KS
| no
| BCL statistics
| S0101_L6_202407_B000000999_B000000999_20240812_001.xml
|- style="vertical-align:bottom;"
| Credit  Institutions
| S0104
| S1.4
| Adjustments  due to valuation effects|
| BCL
| KS
| yes
| BCL statistics
| S0104_L3_202407_B000000999_B000000999_20240812_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| S0105
| S1.5
| Information on interest rates in  EUR
| BCL
| KS
| yes
| BCL statistics
| S0105_L4_202407_B000000999_B000000999_20240808_001.xml
|- style="vertical-align:bottom;"
| Credit  Institutions
| S0108
| S1.8
| Information  on securititation<br />    transactions launched<br />    by credit institutions
| BCL
| KS
| yes
| BCL statistics
| S0108_L2_202407_B000000999_B000000999_20240812_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| S0109
| S1.9
| Information on CNY (renmibi)  operations
| BCL
| KS
| yes
| BCL statistics
| S0109_L0_202407_B000000999_B000000999_20240808_001.xml
|- style="vertical-align:bottom;"
| Credit  Institutions
| S0205-L
| S2.5-L
| Quarterly  statistical balance sheet
| BCL
| KS
| no
| BCL statistics
| S0205-L_L0_202403_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| S0205-N
| S2.5-N
| Quarterly statistical balance  sheet<br />    of credit institutions -<br />    Luxembourg entity and its branches
| BCL
| KS
| no
| BCL statistics
| S0205-N_L0_202403_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom;"
| Credit  Institutions
| S0208
| S2.8
| Real  estate loans for<br />    Lxuembourg buildings
| BCL
| KS
| no
| BCL statistics
| S0208_L0_202407_B000000999_B000000999_20240808_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| S0209-L
| S2.9-L
| Staff report -<br />    Luxembourg entity
| BCL
| KS
| no
| BCL statistics
| S0209-L_L0_202403_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom;"
| Credit  Institutions
| S0209-N
| S2.9-N
| Staff  report -<br />    Luxembourg entity and its branches
| BCL
| KS
| no
| BCL statistics
| S0209-N_L0_202403_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| S0302
| S3.2
| Non balance sheet information
| BCL
| KS
| no
| BCL statistics
| S0302_L0_202407_B000000999_B000000999_20240808_001.xml
|- style="vertical-align:bottom;"
| Professionals  of the Financial Sector (PFS)
| COFREP
| SCOREP<br />    SLAREX<br />    SLCRXX<br />    SNSFRX<br />    CCOREP<br />    CLAREX<br />    CLCRXX<br />    CNSFRS<br />    CAEXXX<br />    SAEXXX<br />    CALMXX<br />    SALMXX<br />    SRESOL
| (-)  SCOREP: SSOLV, SIPLO, SLEVDA<br />    (-) SLAREX: SLAREX<br />    (-) SLCRXX: SLCR<br />    (-) SNSFRX: SNSFR<br />    (-) CCOREP: CSOLV, CIPLO, CLEVDA<br />    (-) CLAREX: CLAREX<br />    (-) CLCRXX: CLCR<br />    (-) CNSFRS: CNSFR<br />    (-) CAEXXX: tbd<br />    (-) SAEXXX: tbd<br />    (-) CALMXX: CALMM<br />    (-) SALMXX: SALMM<br />    (-) SRESOL: SRESOL
| CSSF
| KS
| no
| COREP report
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl<br />    COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip<br />    COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip<br />      CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| COFREP
| SCOREP<br />    SLAREX<br />    SLCRXX<br />    SNSFRX<br />    SALMXX<br />    CCOREP<br />    CLAREX<br />    CLCRXX<br />    CNSFRX<br />    CALMXX<br />    CFINRP<br />    SFINRP<br />    CAEXXX<br />    SAEXXX<br />    CFPXXX<br />    SFPXXX<br />    CSBPXX<br />    SSBPXX<br />    CSBPIM<br />    SSBPIM<br />    CLCRDA<br />    SLCRDA<br />    SRESOL<br />    SFRTBX<br />    CFRTBX<br />    CGSIIX<br />    MRDECI<br />    SMRTLA<br />    CMRTLA<br />
| (-) SCOREP: SSOLV, SIPLO,  SLEVR<br />    (-) SLAREX: SLAREX<br />    (-) SLCRXX: SLCR<br />    (-) SNSFRX: SNSFR<br />    (-) SALMXX: SALM<br />    (-) CCOREP: CSOLV, IPLO, CLEVR<br />    (-) CLAREX: CLAREX<br />    (-) CLCRXX: CLCR<br />    (-) CNSFRX: CNSFR<br />    (-) CALMXX: CALMM<br />    (-) CFINRP: CFINRP<br />    (-) SFINRP: SFINRP<br />    (-) CAEXXX: CAE<br />    (-) SAEXXX: SAE<br />    (-) CFPXXX: CFP<br />    (-) SFPXXX: SFP<br />    (-) CSBPXX: CSBP<br />    (-) SSBPXX: SSBP<br />    (-) CSBPIM: CSBPIM<br />    (-) SSBPIM: SSBPIM<br />    (-) CLCRDA: CLCRDA<br />    (-) SLCRDA: SLCRDA<br />    (-) SRESOL: SRESOL
| CSSF
| KS
| no
| COREP report
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl<br />    COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip<br />    COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip<br />      CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip
|-
|-
! scope="col" | '''Report <br /> naming convention'''
| style="vertical-align:bottom;" | Credit  Institutions
! scope="col" | '''Table'''
| style="vertical-align:bottom;" | DOCREP
! scope="col" | '''Details'''
| style="vertical-align:bottom;" | AC
! scope="col" | '''NCA'''
| Audit Report on AML/CTF
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
| style="vertical-align:bottom;" | CSSF
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
| style="vertical-align:bottom;" | KS
! scope="col" | '''e-file - <br /> Automatic file transmission <br />  (-) User guides'''
| style="vertical-align:bottom;" | no
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
| style="vertical-align:bottom;" | Credit institution reporting
! scope="col" | '''Sending Service <br /> listener'''
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf<br />
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
|- style="background-color:#CAEDFB;"
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
| style="vertical-align:bottom;" | Credit Institutions
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
| style="vertical-align:bottom;" | DOCREP
|-
| style="vertical-align:bottom;" | AD
|AIF
| Circ. 18/697 annexe1
||MAN
| style="vertical-align:bottom;" | CSSF
||Alternative Investment Fund reporting (AIF Manager)
| style="vertical-align:bottom;" | KS
||CSSF
| style="vertical-align:bottom;" | no
||[https://www.cssf.lu/en/Document/circular-cssf-23-844/ CSSF 23/844 circular] <br /> [https://www.cssf.lu/wp-content/uploads/AIFM_Reporting_Technical_Guidance.pdf  CSSF Technical guidance]
| style="vertical-align:bottom;" | Credit  institution reporting
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br />
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf
[https://www.e-file.lu/wiki/AIFMD_form AIFMD reporting with Fundsquare Report Generation form]
|- style="vertical-align:bottom;"
||[[Sending_Service|Sending Service]]
| Credit  Institutions
||AIF||reportingAIF.state=up
| DOCREP
||(-) AIF <br /> (-) AMfine
| AR
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
| Annual  Report
||<span style="color: #868686"> <small>''54''</small/> </span>
| CSSF
|-
| KS
|AIF
| no
||AIF
| Credit institution reporting
||Alternative Investment Fund reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-AR-EN-0000.pdf
||CSSF
|- style="background-color:#CAEDFB;"
||[https://www.cssf.lu/en/Document/circular-cssf-23-844/ CSSF 23/844 circular] <br /> [https://www.cssf.lu/wp-content/uploads/AIFM_Reporting_Technical_Guidance.pdf CSSF Technical guidance]
| style="vertical-align:bottom;" | Credit Institutions
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br />
| style="vertical-align:bottom;" | DOCREP
[https://www.e-file.lu/wiki/AIFMD_form AIFMD reporting with Fundsquare Report Generation form]
| style="vertical-align:bottom;" | AS
||[[Sending_Service|Sending Service]]
| Annual report consolidated
||AIF
| style="vertical-align:bottom;" | CSSF
||reportingAIF.state=up
| style="vertical-align:bottom;" | KS
||(-) AIF <br /> (-) AMfine
| style="vertical-align:bottom;" | no
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
| style="vertical-align:bottom;" | Credit  institution reporting
||<span style="color: #868686"> <small>''54''</small/> </span>
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-AS-EN-0000.pdf
|-
|}
</div>
 
==Management Companies==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
! scope="col" | '''Report <br /> naming convention'''
| style="vertical-align:bottom;" | Credit  Institutions
! scope="col" | '''Table'''
| style="vertical-align:bottom;" | DOCREP
! scope="col" | '''Details'''
| style="vertical-align:bottom;" | BD
! scope="col" | '''NCA'''
| AC Member List
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
| style="vertical-align:bottom;" | CSSF
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
| style="vertical-align:bottom;" | KS
! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides'''
| style="vertical-align:bottom;" | no
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
| style="vertical-align:bottom;" | Credit institution reporting
! scope="col" | '''Sending Service <br /> listener'''
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
|- style="vertical-align:bottom; background-color:#CAEDFB;"
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
| Credit Institutions
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
| DOCREP
| CO
| Compliance Report
| CSSF
| KS
| no
| Credit  institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-CO-EN-0000.pdf<br />
|- style="vertical-align:bottom;"
| Credit  Institutions
| DOCREP
| GR
| Governance  Report
| CSSF
| KS
| no
| Credit institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-GR-EN-0000.pdf<br />
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| DOCREP
| IA
| Internal Audit Report
| CSSF
| KS
| no
| Credit  institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-IA-EN-0000.pdf<br />
|- style="vertical-align:bottom;"
| Credit  Institutions
| DOCREP
| IC
| ICAAP
| CSSF
| KS
| no
| Credit institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-IC-EN-0000.pdf<br />
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | ID
| ICAAP Consolidated
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit  institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-ID-EN-0000.pdf
|-
|-
|SGOREP
| style="vertical-align:bottom;" | Credit  Institutions
||G21
| style="vertical-align:bottom;" | DOCREP
||<small>(-) SG 1A: Financial situation <br /> (-) SG 1B: Profit and loss account <br /> (-) SG 1C: Table relating to other activities <br /> (-) SG 2: Other activities <br /> (-) SG: Personnel Table relating to staff</small/>
| style="vertical-align:bottom;" | IL
||CSSF
| ILAAP
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf (-) CSSF - Circular 10/467] <br /> [https://www.cssf.lu/en/Document/circular-cssf-15-633/ (-) CSSF - Circular 15/633] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings] <br/> [https://www.cssf.lu/en/Document/g2-1-template/ (-) G2.1 template by the CSSF]
| style="vertical-align:bottom;" | CSSF
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
| style="vertical-align:bottom;" | KS
||[[Sending_Service|Wiki Sending Service]]
| style="vertical-align:bottom;" | no
||SGO
| style="vertical-align:bottom;" | Credit institution reporting
||reportingSGO.state=up
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf<br />
||Rapport Société de Gestion
|- style="background-color:#CAEDFB;"
||(-) 1.1 <br /> (-) 2.1.16
| style="vertical-align:bottom;" | Credit Institutions
||<span style="color: #868686"> <small>''26''</small/> </span>
| style="vertical-align:bottom;" | DOCREP
|-  
| style="vertical-align:bottom;" | IM
|DOCREP
| ILAAP Consolidated
||ML
| style="vertical-align:bottom;" | CSSF
||
| style="vertical-align:bottom;" | KS
Management letters of Investment fund managers (IFM) ('''EN''') <br />
| style="vertical-align:bottom;" | no
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
| style="vertical-align:bottom;" | Credit  institution reporting
||CSSF
| DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf<br />
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_GFI
||reportingMLGFI.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-  
|DOCREP
||AR
||<br />
Annual report of Investment fund managers (IFM) ('''EN''') <br />
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC/REPORT_GFI
||reportingRGFI.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>  
|-
|-
|DOCREP
| style="vertical-align:bottom;" | Credit  Institutions
||RR<br />
| style="vertical-align:bottom;" | DOCREP
HK
| style="vertical-align:bottom;" | LC
||
| Long Form Consolidated
Auditor report<br />  
| style="vertical-align:bottom;" | CSSF
(-) S: Investment fund manager (IFM) <br />
| style="vertical-align:bottom;" | KS
(-) A: Investment fund manager (IFM) <br />
| style="vertical-align:bottom;" | no
<br />
| style="vertical-align:bottom;" | Credit institution reporting
Report Hong Kong Securities and Futures (HK) <br />
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-LC-EN-0000.pdf<br />
 
|- style="background-color:#CAEDFB;"
||CSSF
| style="vertical-align:bottom;" | Credit Institutions
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
| style="vertical-align:bottom;" | DOCREP
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
| style="vertical-align:bottom;" | LD
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
| Long Form Branch or Specific Participation
||[[Sending_Service|Sending Service]]
| style="vertical-align:bottom;" | CSSF
||DOC_FIS_OPC/OTHER
| style="vertical-align:bottom;" | KS
||reportingDOC_OTH.state=up
| style="vertical-align:bottom;" | no
||Doc OPC et FIS (circ. CSSF)
| style="vertical-align:bottom;" | Credit  institution reporting
||1.5
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-LD-EN-0000.pdf<br />
||<span style="color: #868686"> <small>''21''</small/> </span>  
|- style="vertical-align:bottom;"
| Credit  Institutions
| DOCREP
| LF
| Long  Form Report
| CSSF
| KS
| no
| Credit institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-LF-EN-0000.pdf<br />
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | LG
| Reconciliation LuxGAAP FINREP
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit  institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf<br />
|-
|-
|DOCREP<br />
| style="vertical-align:bottom;" | Credit  Institutions
||
| style="vertical-align:bottom;" | DOCREP
<small>
| style="vertical-align:bottom;" | MC
 
| Management Letter Consolidated
 
| style="vertical-align:bottom;" | CSSF
 
| style="vertical-align:bottom;" | KS
(-) GR <br />  
| style="vertical-align:bottom;" | no
(-) ID <br />  
| style="vertical-align:bottom;" | Credit institution reporting
(-) FC <br />  
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-MC-EN-0000.pdf<br />
(-) IA <br />  
|- style="background-color:#CAEDFB;"
(-) BC <br />
| style="vertical-align:bottom;" | Credit Institutions
(-) TP <br />  
| style="vertical-align:bottom;" | DOCREP
(-) LP <br />
| style="vertical-align:bottom;" | MF
(-) PG <br />
| Audit report on rules of conduct
(-) OG <br />  
| style="vertical-align:bottom;" | CSSF
(-) TM <br />
| style="vertical-align:bottom;" | KS
(-) RD <br />  
| style="vertical-align:bottom;" | no
(-) AS <br />  
| style="vertical-align:bottom;" | Credit  institution reporting
(-) FP <br />  
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf<br />
(-) PN <br />  
|- style="vertical-align:bottom;"
(-) BD <br />  
| Credit  Institutions
(-) CO <br />  
| DOCREP
(-) ET <br />  
| ML
</small/>  
| Management  Letter
||
| CSSF
<br />
| KS
'''Investment fund managers (IFM)''': <br />
| no
<small>
| Credit institution reporting
(-) Risk management function(GR) <br />
| DOCREP-B00000998-00000000-0000-2009-12-31-ML-EN-0000.pdf<br />
(-) OPCVM instruments information (ID) <br />
|- style="background-color:#CAEDFB;"
(-) Compliance Function (FC)<br />
| style="vertical-align:bottom;" | Credit Institutions
(-) Internal audit function report (IA)<br /> 
| style="vertical-align:bottom;" | DOCREP
(-) Complaints handling (TP) <br />
| style="vertical-align:bottom;" | MM
(-) Authorized third party complaints (LP) <br />
| Head quarter annual report
(-) Risk Management Procedure (PG)<br /> 
| style="vertical-align:bottom;" | CSSF
(-) Organization chart (OG) <br />
| style="vertical-align:bottom;" | KS
(-) Mandates table (TM) <br /> 
| style="vertical-align:bottom;" | no
(-) Delegates of RFI (RD) <br />
| style="vertical-align:bottom;" | Credit  institution reporting
(-) Branch activity (AS) <br />
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf<br />
(-) Own funds ratio (FP) <br />
|- style="vertical-align:bottom;"
(-) Risk management procedure AIFM (PN)<br />
| Credit  Institutions
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)<br />
| DOCREP
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)<br />
| RC
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />
| Risk  Control Report
<br />
| CSSF
 
| KS
 
| no
||CSSF
| Credit institution reporting
||[https://www.cssf.lu/en/Document/circular-cssf-18-698/ (-) CSSF - Circulars 18/698]<br />
| DOCREP-B00000998-00000000-0000-2009-12-31-RC-EN-0000.pdf<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
|- style="background-color:#CAEDFB;"
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
| style="vertical-align:bottom;" | Credit Institutions
 
| style="vertical-align:bottom;" | DOCREP
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
| style="vertical-align:bottom;" | RE
||[[Sending_Service|Sending Service]]
| Report on out-of-court complaint resolution
||DOC_FIS_OPC\DOC_GFI
| style="vertical-align:bottom;" | CSSF
||reportingGFI.state=up
| style="vertical-align:bottom;" | KS
||Doc OPC et FIS (circ. CSSF)
| style="vertical-align:bottom;" | no
||1.5
| style="vertical-align:bottom;" | Credit  institution reporting
||<span style="color: #868686"> <small>''21''</small/> </span>  
| DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf<br />
|- style="vertical-align:bottom;"
| Credit  Institutions
| DOCREP
| RP
| Recovery  Plan
| CSSF
| KS
| no
| Credit institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-RP-EN-0000.pdf<br />
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | RR
| Results Distribution
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit  institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf<br />
|- style="vertical-align:bottom;"
| Credit  Institutions
| DOCREP
| SC
| Single  Customer View
| CSSF
| KS
| no
| Credit institution reporting
| DOCREP-B00000998-00000000-0000-2009-12-31-SC-EN-0000.pdf<br />
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Credit Institutions
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | TR
| Table on out-of-court complaint resolution
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Credit  institution reporting
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf<br />
|- style="vertical-align:bottom;"
| Financial  Institutions - Common Reporting Standard (CRS)
| CRS
| CRS
| Automatic  exchange of<br />     financial account information<br />     on a global level
| ACD
| KS
| yes
| CRS report
| CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| ESPREP
| BRA
| Quarterly reporting on the<br />     financial health of the branches<br />     parent entities
| CSSF
| KS
| no
| CSSF enquiry
| ESPREP-B0999-2024-06-BRA.xlsx
|- style="vertical-align:bottom;"
| Credit  Institutions
| ESPREP
| DEP
| Residential  credit deposits
| CSSF
| KS
| no
| CSSF enquiry
| ESPREP-B0999-2024-06-DEP.xlsx
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| DCOR
| n/a
| Reporting Entity<br />     B: Credit institution
| CSSF
| S3
| no
| CSSF enquiry
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json
|- style="vertical-align:bottom;"
| Professionals  of the Financial Sector (PFS)
| DCOR
| n/a
| Reporting  Entity<br />     P: PFS
| CSSF
| S3
| no
| CSSF enquiry
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| ESPREP
| RES
| Residential real estate market
| CSSF
| KS
| no
| CSSF enquiry
| ESPREP-B0999-2024-06-RES.xlsx
|- style="vertical-align:bottom;"
| Credit  Institutions
| ESPREP
| STT
| Stress  test in order to assess<br />     the interest rate risk<br />     arising from non-trading<br />     book activities
| CSSF
| KS
| no
| CSSF enquiry
| ESPREP-B0999-2008-06-STT.xls
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0101
| V1.1
| Customer transfers
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0101_L2_201601_W000000003_B000000999_20160201_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0110
| V1.10
| Stock  taking of payment accounts in bank money
| BCL
| KS
| no
| Data payment collection (CDP)
| V0110_L0_202407_Z000000999_Z000000999_20240808_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V01100
| V1.100
| Payment services provided by  e-money institutions and payment institutions without the provision of  payment accounts
| BCL
| KS
| no
| Data payment  collection (CDP)
| V01100_L0_202407_Z000000999_Z000000999_20240808_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0111
| V1.11
| OTC cash  transactions
| BCL
| KS
| no
| Data payment collection (CDP)
| V0111_L0_202407_Z000000999_Z000000999_20240808_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V01110
| V1.110
| Payment initiation services  (payments)
| BCL
| KS
| no
| Data payment  collection (CDP)
| V01110_L0_202407_Z000000999_Z000000999_20240808_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V01110-F
| V1.110-F
| Payment  initiation services (Fraud)
| BCL
| KS
| no
| Data payment collection (CDP)
| V01110-F_L0_202405_B000000999_B000000999_20240812_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0112
| V1.12
| Transactions via  telecommunication, digital or IT device
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0112_L0_202309_B000000099_B000000099_20240809_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0113
| V1.13
| Credits  to the accounts by simple book entry
| BCL
| KS
| no
| Data payment collection (CDP)
| V0113_L0_202309_B000000099_B000000099_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0114
| V1.14
| Debits from the account by  simple book entry
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0114_L0_202309_B000000099_B000000099_20240809_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0102
| V1.2
| Interbank  transfers
| BCL
| KS
| no
| Data payment collection (CDP)
| V0102_L0_202309_B000000099_B000000099_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0120
| V1.20
| Customer Credit transfers sent  (payments)
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0120_L0_202309_B000000099_B000000099_20240809_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0120-F
| V120-F
| Customer  Credit transfers sent (Fraud)
| BCL
| KS
| no
| Data payment collection (CDP)
| V0120-F_L0_202405_B000000999_B000000999_20240806_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V01200
| V1.200
| Stock of issued payment cards
| BCL
| KS
| no
| Data payment  collection (CDP)
| V01200_L0_202407_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V01201
| V1.201
| Stock of  distributed payment cards
| BCL
| KS
| no
| Data payment collection (CDP)
| V01201_L0_202407_B000000099_B000000099_20240820_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0121
| V1.21
| Customer credit transfers  received
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0121_L0_202201_B000000999_B000000999_20230421_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V01210
| V1.210
| Stock of  terminals by terminal type
| BCL
| KS
| no
| Data payment collection (CDP)
| V01210_L0_202407_B000000099_B000000099_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V01220
| V1.220
| Stock of accounts (except  e-money accounts)
| BCL
| KS
| no
| Data payment  collection (CDP)
| V01220_L0_202206_W000000099_W000000099_20240613_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V01221
| V1.221
| Stock of  e-money accounts
| BCL
| KS
| no
| Data payment collection (CDP)
| V01221_L0_202407_B000000999_B000000999_20240806_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V01222
| V1.222
| Stock of accessed accounts -  account information services (AIS)
| BCL
| KS
| no
| Data payment  collection (CDP)
| V01222_L0_202407_B000000999_B000000999_20240814_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V01230
| V1.230
| Number  of customers
| BCL
| KS
| no
| Data payment collection (CDP)
| V01230_L0_202407_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0103
| V1.3
| Domiciliations
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0130_L0_202407_B000000099_B000000099_20240809_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0130
| V1.30
| Direct  debits - reporting as creditor's PSP (payments)
| BCL
| KS
| no
| Data payment collection (CDP)
| V0103_L0_202407_B000000099_B000000099_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V01300-F
| V1.300-F
| Losses due to fraud per  liability bearer
| BCL
| KS
| no
| Data payment  collection (CDP)
| V01300-F_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0130-F
| V1.30-F
| Direct  debits - reporting as creditor's PSP (fraud)
| BCL
| KS
| no
| Data payment collection (CDP)
| V0130-F_L0_202403_B000000999_B000000999_20240412_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0131
| V1.31
| Direct debits - reporting as  debtor's PSP
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0131_L0_202407_B000000099_B000000099_20240820_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0104
| V1.4
| Inventory  cards / terminals
| BCL
| KS
| no
| Data payment collection (CDP)
| V0104_L0_202407_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0140
| V1.40
| SEPA R-transactions
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0140_L0_202407_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0141
| V1.41
| Interbank  payment transactions
| BCL
| KS
| no
| Data payment collection (CDP)
| V0141_L0_202407_B000000999_B000000999_20240731_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0142
| V1.42
| Intermediated payment  transactions
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0142_L0_202407_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0105
| V1.5
| Card  transactiosn (Issuing part)
| BCL
| KS
| no
| Data payment collection (CDP)
| V0105_L0_202405_B000000099_B000000099_20240820_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0150
| V1.50
| Card transactions with cards  issued by resident PSPs (payments)
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0150_L0_202405_B000000099_B000000099_20240820_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0150-F
| V1.50-F
| Card  transactions with cards issued by resident PSPs (fraud)
| BCL
| KS
| no
| Data payment collection (CDP)
| V0150-F_L0_202405_B000000099_B000000099_20240820_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0151
| V1.51
| Electronic card transactions  with cards issued by resident PSPs, split by Merchant Category Codes (MCC)
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0151_L0_202407_B000000999_B000000999_20240813_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0152
| V1.52
| Card  transactions acquired by resident PSPs (payments)
| BCL
| KS
| no
| Data payment collection (CDP)
| V0152_L0_202405_B000000999_B000000999_20240802_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0152F
| V1.52F
| Card transactions acquired by  resident PSPs (Fraud)
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0152-F_L0_202405_B000000999_B000000999_20240802_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0153
| V1.53
| Fundings  and withdrawals related to prepaid cards
| BCL
| KS
| no
| Data payment collection (CDP)
| V0153_L0_202407_B000000999_B000000999_20240812_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0106
| V1.6
| Card transactiosn (Acquiring  part)
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0106_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0160
| V1.60
| Cheques  and money remittances (payments)
| BCL
| KS
| no
| Data payment collection (CDP)
| V0160_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0160-F
| V1.60-F
| Cheques and money remittances  (Fraud)
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0160-F_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0107
| V1.7
| Cheques  and money orders
| BCL
| KS
| no
| Data payment collection (CDP)
| V0107_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0170
| V1.70
| Over-the-counter (OTC) cash  transactions
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0170_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0108
| V1.8
| Electronic  money scheme
| BCL
| KS
| no
| Data payment collection (CDP)
| V0108_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0180
| V1.80
| Book entries
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0180_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0109
| V1.9
| Card  based e-money schemes
| BCL
| KS
| no
| Data payment collection (CDP)
| V0109_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0190
| V1.90
| Fundings and withdrawals in  e-money (except prepaid cards)
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0190_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom;"
| Payment  Institutions/Electronic Money Institutions
| V0191
| V1.91
| E-money  transfers (payments)
| BCL
| KS
| no
| Data payment collection (CDP)
| V0191_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions/Electronic  Money Institutions
| V0191-F
| V1.91-F
| E-money transfers (Fraud)
| BCL
| KS
| no
| Data payment  collection (CDP)
| V0191-F_L0_202405_B000000999_B000000999_20240809_001.xml
|- style="vertical-align:bottom;"
| Credit  Institutions
| ESPREP
| DCO
| Fonds de  garantie<br />    des dépôts Luxembourg<br />    (FGDL)
| CSSF
| KS
| no
| DCOR reporting
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json<br />     DCOR-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions
| EDPREP
| Z1.1
| Balance sheet
| CSSF
| KS
| no
| EDP report
| EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls
|- style="vertical-align:bottom;"
| Payment  Institutions
| EDPREP
| Z1.2
| Identification  of third-party<br />    funds held and incorporated in the balance sheet
| CSSF
| KS
| no
| EDP report
| EDPREP-Z9999-2011-03-Z12-L0-L-N--.xls
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Payment Institutions
| EDPREP
| Z1.4
| Capital adequacy of<br />     payment institutions
| CSSF
| KS
| no
| EDP report
| EDPREP-Z9999-2011-03-Z14-L0-L-N--.xls
|- style="vertical-align:bottom;"
| Payment  Institutions
| EDPREP
| Z2.1
| Profit  and loss accoount
| CSSF
| KS
| no
| EDP report
| EDPREP-Z9999-2011-03-Z21-L0-L-N--.xls
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Electronic Money Institutions
| EMEREP
| W1.1
| Balance sheet
| CSSF
| KS
| no
| EME report
| EMEREP-W9999-2011-03-W11-L0-L-N--.xls
|- style="vertical-align:bottom;"
| Electronic  Money Institutions
| EMEREP
| W1.2
| Identification  of third-party<br />    funds held and incorporated<br />    in the balance sheet
| CSSF
| KS
| no
| EME report
| EMEREP-W9999-2011-03-W12-L0-L-N--.xls
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Electronic Money Institutions
| EMEREP
| W1.3
| Statement of<br />     authorised reinvestments
| CSSF
| KS
| no
| EME report
| EMEREP-W9999-2011-03-W13-L0-L-N--.xls
|- style="vertical-align:bottom;"
| Electronic  Money Institutions
| EMEREP
| W1.4
| Capital  adequacy of<br />     electronic money institutions
| CSSF
| KS
| no
| EME report
| EMEREP-W9999-2011-03-W14-L0-L-N--.xls
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Electronic Money Institutions
| EMEREP
| W2.1
| Profit and loss account
| CSSF
| KS
| no
| EME report
| EMEREP-W9999-2011-03-W21-L0-L-N--.xls
|- style="vertical-align:bottom;"
| Electronic  Money Institutions
| EMEREP
| W4.5
| Analysis  of shareholdings
| CSSF
| KS
| no
| EME report
| EMEREP-W9999-2011-03-W45-L0-L-N--.xls
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Financial Institutions - Foreign  Account Tax Compliance Act (FATCA)
| FATCA
| FATCA
| Foreign Account Tax Compliance  Act Reporting
| ACD
| KS
| yes
| FATCA sending
| FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml
|-
|-
|DOCREP<br />
| style="vertical-align:bottom;" | Management  Companies
||
| style="vertical-align:bottom;" | DOCREP
<small>
| style="vertical-align:bottom;" | (-) LE
| (-) Letter of explanation (LE)<br />
(-) BD <br />  
| style="vertical-align:bottom;" | CSSF
(-) CO <br />  
| style="vertical-align:bottom;" | KS
(-) ET <br />  
| style="vertical-align:bottom;" | no
(-) BC <br />  
| style="vertical-align:bottom;" | Fin. Rep. of GFI
(-) LE <br />  
| style="vertical-align:bottom;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    no naming convention<br />     no naming convention<br />     no naming convention
</small/>  
|- style="background-color:#CAEDFB;"
||
| style="vertical-align:bottom;" | Management Companies
<br />
| style="vertical-align:bottom;" | DOCREP
 
| style="vertical-align:bottom;" | AR
<small>
| Annual report of Investment fund managers (IFM) (EN)<br />     Gestionnaires des fonds d'investissement (GFI) (FR)
 
| style="vertical-align:bottom;" | CSSF
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)<br />  
| style="vertical-align:bottom;" | KS
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)<br />  
| style="vertical-align:bottom;" | no
(-) Letter of explanation (LE) <br />  
| style="vertical-align:bottom;" | Fin. Rep. of   GFI
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br /> [[File:Attention.jpg|border|30px]]<span style="color: #C00000"> '''E-file should no longer be used for this procedure -ET-!!!!!!'''<br />  
| style="vertical-align:bottom;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    no naming convention<br />    no naming convention<br />     no naming convention
 
|- style="vertical-align:bottom;"
 
| Credit  Institutions
||CSSF
| FRCREP
||[https://www.cssf.lu/en/Document/circular-cssf-18-698/ (-) CSSF - Circulars 18/698]<br />
| B2.4
[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
| Information  on participating interest<br />    and subordinated loans
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
| CSSF
 
| KS
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
| no
||[[Sending_Service|Sending Service]]
| FINREP report
||DOC_FIS_OPC/AML_AIFM_REG
| FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML<br />     FRCREP-B9999-2007-12-B24-L2-L-N--.zip
||reportingAML-AIFM-REG.state=up
|- style="vertical-align:bottom; background-color:#CAEDFB;"
||Doc OPC et FIS (circ. CSSF)
| Credit Institutions
||1.5
| FRCREP
||<span style="color: #868686"> <small>''21''</small/> </span>  
| B2.5
| Information on staff costs and  taxes<br />     and subordinated loans
| CSSF
| KS
| no
| FINREP report
|
|- style="vertical-align:bottom;"
| Credit  Institutions
| CFEREP
| LCRDA
| LCRDAX
| CSSF
| S3
| no
| FINREP report
| CFEREP-B00000999-2024-08-LCRDAX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Financial Companies
| S0216
| S2.16
| Quarterly statistical balance of  Financial Companies
| BCL
| KS
| yes
| Issuing  companies reporting
| S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml<br />
|- style="vertical-align:bottom;"
| Financial  Companies
| S0217
| S2.17
| Transactions  of Financial Companies
| BCL
| KS
| yes
| Issuing companies reporting
| S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| DOCREP
| KI
| Key Investor Information  Document<br />    (-) O: OPC Law 2010 and Loi 2007<br />     (-) K: SICAR<br />     (-) V: non-reglem.
| CSSF
| KS
| no
| Key investor  document
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi  2007)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf<br />     DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
|-
|-
|}
| style="vertical-align:bottom;" | Investment  Funds
</div>
| style="vertical-align:bottom;" | DOCREP
 
| style="vertical-align:bottom;" | LF
==Professionals of the Financial Sector (PFS)==
| Long Form reports (UCI Law 2010)
 
| style="vertical-align:bottom;" | CSSF
<div style="text-align: left;">
| style="vertical-align:bottom;" | KS
 
| style="vertical-align:bottom;" | no
{| border="1" cellspacing="2" cellpadding="10"
| style="vertical-align:bottom;" | Long forms CSSF 09/423
| style="vertical-align:bottom;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Management Companies
| SGOREP
| G21
| (-) SG 1A: Financial  situation<br />    (-) SG 1B: Profit and loss account<br />    (-) SG 1C: Table relating to other activities<br />    (-) SG 2: Other activities<br />    (-) SG: Personnel Table relating to staff
| CSSF
| KS
| no
| Management  company report
| SGOREP-S9999-2009-03-G21-L2-S-N--.xls
|-
|-
! scope="col" | '''Report <br /> naming convention'''
| style="vertical-align:bottom;" | Investment  Funds
! scope="col" | '''Table'''
| style="vertical-align:bottom;" | DOCREP
! scope="col" | '''Details'''
| style="vertical-align:bottom;" | ML
! scope="col" | '''NCA'''
| Management letters<br />    (-) O: OPC Law 2010<br />    (-) O: Law 2007<br />    (-) K: SICAR
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
| style="vertical-align:bottom;" | CSSF
! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ '''
| style="vertical-align:bottom;" | KS
! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides'''
| style="vertical-align:bottom;" | no
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
| style="vertical-align:bottom;" | Management letters CSSF 09/423
! scope="col" | '''Sending Service <br /> listener'''
| style="vertical-align:bottom;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
|- style="background-color:#CAEDFB;"
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
| style="vertical-align:bottom;" | Investment Funds
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | ML
| Management letters of Investment fund managers (IFM) (EN)<br />     Gestionnaires des fonds d'investissement (GFI) (FR)
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Management  letters of GFI
| style="vertical-align:bottom;" | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
|- style="vertical-align:bottom;"
| Investment  Funds
| DOCREP
| AI
| Articles  of Incorporation of UCITS<br />    (-) O: UCI Law 2010<br />    (-) O: UCI Law 2007<br />    (-) K: SICAR
| CSSF
| KS
| no
| Management regulation/status
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR)
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| DOCREP
| MR
| Management Regulations of  UCITS<br />    (-) O: OPC Law 2010<br />     (-) O: Law 2007
| CSSF
| KS
| no
| Management  regulation/status
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf  (OPC Loi 2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi  2007)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi  2010)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi  2007)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR)
|- style="vertical-align:bottom;"
| MiFID  II / MiFIR
| TAFREP
| TAF
| Article  26 of Regulation<br />    No 600/2014:<br />    Obligation to report transactions<br />    (Markets in financial instruments => MiFIR)
| CSSF
| KS
| no
| Mifir reporting
| TAFREP-B00000001-2017-04-15-123456.xml
|- style="background-color:#CAEDFB;"
| style="vertical-align:bottom;" | Management Companies
| style="vertical-align:bottom;" | DOCREP
| (-) GR<br />    (-) ID<br />    (-) FC<br />    (-) IA<br />    (-) TP<br />    (-) LP<br />    (-) PG<br />    (-) OG<br />    (-) TM<br />    (-) RD<br />    (-) AS<br />    (-) FP<br />    (-) PN
| Investment fund managers (IFM):<br />    (-) Risk management function(GR)<br />    (-) OPCVM instruments information (ID)<br />    (-) Compliance Function (FC)<br />    (-) Internal audit function report (IA)<br />    (-) Complaints handling (TP)<br />    (-) Authorized third party complaints (LP)<br />    (-) Risk Management Procedure (PG)<br />    (-) Organization chart (OG)<br />    (-) Mandates table (TM)<br />    (-) Delegates of RFI (RD)<br />     (-) Branch activity (AS)<br />     (-) Own funds ratio (FP)<br />     (-) Risk management procedure AIFM (PN)<br />
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Other closing  documents of GFI
| style="vertical-align:bottom;" | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi  2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15  Loi 2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls  (SIAG/FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf  (SIAG/FIAAG)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)<br />
|- style="vertical-align:bottom;"
| Other  reporting CSSF BCL
| OTHREP
| OTH
| Other  reporting
| CSSF
| KS
| no
| OTHER reporting<br />    (=> CSSF)
| OTHREP-B9999-HELLO_WORLD.xlsx
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| BOP101
| BOP1.1
| Balance of payments reporting
| BCL
| KS
| no
| Payments  balance
| BOP101_20130616_B000000999_B000000999_20130617_001.xml
|- style="vertical-align:bottom;"
| Credit  Institutions
| BOP102
| BOP1.2
| Cross-border  payments<br />    executed for the account<br />    of the resident counterparts
| BCL
| KS
| no
| Payments balance
| BOP102_20240731_B000000999_B000000999_20240801_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Professionals of the Financial  Sector (PFS)
| PSFREP
| (-) Basic reporting<br />    (-) Ad hoc reporting<br />    (-) Annual information
| Reporting population:<br />    (-) Investment firms<br />    (-) Specialised PFS<br />    (-) Support PFS
| CSSF
| KS
| no
| PSF report
| PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx
|- style="vertical-align:bottom;"
| Insurance  Corporations
| N01  (Comp); N02 (Comp); N03 (Comp);<br />    N04 (Comp); N05 (Réviseur); N06( Réviseur);<br />    N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12 (Réviseur)
| n/a
| Rapports  narratifs
| CAA
| KS
| no
| Rapport narratif (CAA) (Companie) -<br />    Governance Re<br />     <br />    Rapport narratif (CAA) (Réviseur) -<br />     Governance Rep
| N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| CSDREP
| CSDR
| Reporting CSDR:<br />    Introduction of quarterly internalised settlement reporting  requirements<br />    pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)
| CSSF
| KS
| no
| Reporting CSDR
| CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip
|- style="vertical-align:bottom;"
| Credit  Institutions
| BNNNN
| B4.4
| List of  head offices, agencies,<br />     branches and representative offices
| CSSF
| KS
| no
| Reporting EDIFACT
| B0001809.T01
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Institutions for Occupational  Retirement Provision
| SUFREP
| IORP
| Annual and quarterly reporting  according to Circular CSSF 19/726 of 26 July 2019
| CSSF
| KS
| no
| Reporting IORP
| SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip
|- style="vertical-align:bottom;"
| Money  Market Funds (MMF)
| MMFREP
| MMF
| •  According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF  must report information to the competent authority (CSSF) of the MMF, at  least on a quarterly basis or - for MMF with assets under management of less   than Eur 100 million - on at least an annual basis.<br />    • The first quarterly report should be sent to the competent authority of  the MMF no later than 30 days after the end of Q1 2020.
| CSSF
| KS
| no
| Reporting Money Market Fund
| MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip<br />    MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| S0112-L
| S1.12-L
| Indirect withdrawal and  remittance of banknotes denominated in EUR through an intermediary
| BCL
| KS
| no
| Reporting  S1.12-L
| S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml
|- style="vertical-align:bottom;"
| Financial  Companies
| TPTIBS
| TPTIBS
| Monthly  security by security reporting of Financial Companies
| BCL
| KS
| yes
| Reporting securities by securities of issuing companies
| TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| U11
| U1.1
| Monthly financial information  UCITS and UCI
| CSSF
| KS
| yes
| Reporting U
| U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml
|- style="vertical-align:bottom;"
| Credit  Institutions
| TPTBBL
| TPTBBL
| Security  by security report–<br />    Balance sheet data–<br />    Luxembourg
| BCL
| KS
| no
| Security by security Banks
| TPTBBL_L5_201804_B000000999_B000000999_20180617_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| TPTBBN
| TPTBBN
| Security by security  report–<br />    Balance sheet data–<br />     Luxembourg
| BCL
| KS
| no
| Security by  security Banks
| TPTBBN_L5_201804_B000000999_B000000999_20180617_001.xml
|- style="vertical-align:bottom;"
| Credit  Institutions
| TPTBHN
| TPTBHN
| Security  by security report–<br />    Off-balance sheet data–<br />    Non-resident
| BCL
| KS
| no
| Security by security Banks
| TPTBHN_L2_201804_B000000999_B000000999_20180617_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| TPTBHR
| TPTBHR
| Security by security  report–<br />    Off-balance sheet data–<br />     Resident customers
| BCL
| KS
| no
| Security by  security Banks
| TPTBHR_L2_201804_B000000999_B000000999_20180617_001.xml
|- style="vertical-align:bottom;"
| Investment  Funds
| SFDR
| Periodical  disclosures
| Reporting  Entity<br />    (-) O: UCI Law 2010<br />     (-) O: UCI Law 2007<br />    (-) K: SICAR<br />    (-) F: Pension Fund
| CSSF
| KS
| no
| SFDR Reporting
| SFDR-ENNNNNNNN-TTTTT-YYYY-MM-DD-UUID.zip<br />    SFDR-O00000406-PERIO-2023-03-31-41c13c08-ef59-4183-870f-80d7a00c54e8
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| SFDR
| Precontractual disclosures
| Reporting Entity<br />    (-) O: UCI Law 2010<br />    (-) O: UCI Law 2007<br />    (-) K: SICAR<br />    (-) F: Pension Fund
| CSSF
| KS
| no
| SFDR Reporting
| SFDR-ENNNNNNNN-PRECO-UUID.zip<br />    SFDR-O00000406-PRECO-41c13c08-ef59-4183-870f-80d7a00c54e8.zip
|- style="vertical-align:bottom;"
| Investment  Funds
| SIC
| K3.1
| Financial  information to be submitted by investment companies in risk capital (SICARs)
| CSSF
| KS
| no
| Sicar reporting
| SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| DOCREP
| (-) AR<br />    (-) SR<br />    (-) LE<br />    (-) RO<br />    (-) PM
| UCI Law 2010:<br />    (-) Annual Report (AR)<br />    (-) Semi-annual report (SR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (MP)
| CSSF
| KS
| no
| SIF or SICAR :  08/371 FIS report<br />    UCI : 08/371 report
| SIF:<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br />    SICAR:<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br />    UCI:<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
|- style="vertical-align:bottom;"
| Insurance  Corporations
| S01;  S02; S03; S04; S05;<br />    S06 (Réviseur); S07; S08;<br />    S09; S10; S11; S12; S13;<br />    S14; S15; S16; S17; S18;<br />    S19; S20; S23
| n/a
| XBRL  reports Solvency II
| CAA
| KS
| no
| Solvency II Reporting
| S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Securitisation Vehicles
| S0214
| S2.14
| Quarterly statistical balance
| BCL
| KS
| yes
| Titrisation  vehicles
| S0214_L1_201412_T000000999_T000123001_20150120_001.xml<br />
|- style="vertical-align:bottom;"
| Securitisation  Vehicles
| S0215
| S2.15
| Transactions  and write-offs/write-downs on securitised loans
| BCL
| KS
| yes
| Titrisation vehicles
| S0215_L1_201412_T000000999_T000123001_20150120_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Securitisation Vehicles
| TPTTBS
| TPTTBS
| Security by security reporting
| BCL
| KS
| no
| Titrisation  vehicles
| TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml
|- style="vertical-align:bottom;"
| Alternative  Investment Fund Managers (AIFM)
| UCIAR
| n/a
| Reporting  Entity<br />    A: Alternative Investment fund manager (AIFM)
| CSSF
| KS
| no
| UCIAR Reporting
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| UCIAR
| n/a
| Reporting Entity<br />    B: Credit institution
| CSSF
| KS
| no
| UCIAR  Reporting
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
|- style="vertical-align:bottom;"
| Investment  Funds
| UCIAR
| n/a
| Reporting  Entity<br />     (-) O: UCI Law 2010<br />     (-) O: UCI Law 2007<br />     (-) K: SICAR
| CSSF
| KS
| no
| UCIAR Reporting
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Management Companies
| UCIAR
| n/a
| Reporting Entity<br />     S: Management company
| CSSF
| KS
| no
| UCIAR  Reporting
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
|- style="vertical-align:bottom;"
| Professionals  of the Financial Sector (PFS)
| UCIAR
| n/a
| Reporting  Entity<br />    (-) P: PFS<br />     (-) I: Support PFS
| CSSF
| S3
| no
| UCIAR Reporting
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Other reporting CSSF BCL
| OTXREP
| OTX
| Various correspondence
| BCL
| KS
| no
| Various  correspondence (OTH)<br />     (=> BCL -OTHER reporting)
| OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls
|-
|-
|PSFREP
| style="vertical-align:bottom;" | Investment  Funds
||(-) Basic reporting <br /> (-) Ad hoc reporting <br /> (-) Annual information
| style="vertical-align:bottom;" | DOCREP
||Reporting population: <br /> (-) Investment firms <br /> (-) Specialised PFS  <br /> (-) Support PFS
| (-) GR<br />     (-) ID<br />     (-) FC<br />     (-) IA<br />     (-) TP<br />     (-) LP<br />    (-) PG<br />    (-) OG<br />     (-) TM<br />    (-) RD<br />     (-) AS<br />    (-) FP<br />    (-) PN
||CSSF
| Investment fund managers (IFM):<br />     (-) Risk management function(GR)<br />     (-) OPCVM instruments information (ID)<br />     (-) Compliance Function (FC)<br />    (-) Internal audit function report (IA)<br />    (-) Complaints handling (TP)<br />     (-) Authorized third party complaints (LP)<br />     (-) Risk Management Procedure (PG)<br />     (-) Organization chart (OG)<br />     (-) Mandates table (TM)<br />     (-) Delegates of RFI (RD)<br />     (-) Branch activity (AS)<br />     (-) Own funds ratio (FP)<br />    (-) Risk management procedure AIFM (PN)
||[https://www.cssf.lu/en/support-pfs/ (-) CSSF - PFS] <br /> [https://www.cssf.lu/en/Document/circular-cssf-05-187/ (-) CSSF 05/187] <br/> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
| style="vertical-align:bottom;" | CSSF
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
| style="vertical-align:bottom;" | KS
||[[Sending_Service|Sending Service]]
| style="vertical-align:bottom;" | no
||PSF
| style="vertical-align:bottom;" | Other closing documents of GFI
||reportingPSF.state=up
| style="vertical-align:bottom;" | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br />     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi  2010)<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15  Loi 2010)<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf  (SIAG/FIAAG)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf   (SIAG/FIAAG)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf  (SIAG/FIAAG)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf  (SIAG/FIAAG)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls  (SIAG/FIAAG)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx  (SIAG/FIAAG)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf   (SIAG/FIAAG)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf   (SIAG/FIAAG)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf  (SIAG/FIAAG)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)
||Rapport PSF
|- style="vertical-align:bottom; background-color:#CAEDFB;"
||2.1.8
| Credit Institutions
||<span style="color: #868686"> <small>''18''</small/> </span>
| SPJ
|-
| 646REP<br />     663REP<br />     664REP
||DOCREP
| Notification and execution of  court orders
||LF
| SPJ
||Long Form Report
| KS
||CSSF
| no
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
| -
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
|  
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Rapport des établissements de crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||ML
||Management Letter
||CSSF
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Rapport des établissements de crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|COFREP||
<small>
SCOREP<br />  
SLAREX<br />  
SLCRXX<br />
SNSFRX<br />  
CCOREP<br />  
CLAREX<br />  
CLCRXX<br />
CNSFRS<br />  
CAEXXX<br />  
SAEXXX<br />  
CALMXX<br />
SALMXX<br />
SRESOL<br />
 
||<small>
(-) SCOREP: SSOLV, SIPLO, SLEVDA <br />
(-) SLAREX: SLAREX <br />
(-) SLCRXX: SLCR <br /> 
(-) SNSFRX: SNSFR <br />
(-) CCOREP: CSOLV, CIPLO, CLEVDA <br />
(-) CLAREX: CLAREX <br />
(-) CLCRXX: CLCR <br />
(-) CNSFRS: CNSFR <br /> 
(-) CAEXXX: tbd <br />
(-) SAEXXX: tbd <br />
(-) CALMXX: CALMM <br />
(-) SALMXX: SALMM <br />
(-) SRESOL: SRESOL<br />
||CSSF
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_EI/IF_reporting_requirements_121216.pdf (-) CSSF - Reporting requirements for investment firms ] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]<br />  
[[Media:CIR Reporting.pdf | (-) CIR Reporting]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||COREP||reportingCOREP.state=up
||Rapport COREP
||2.1.4
||<span style="color: #868686"> <small>''72''</small/> </span>
|-
|}
 
==Securitisation Vehicles==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|S0214
||S2.14
||Quarterly statistical balance
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.15, TPTTBS]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||Securisation
||reportingSecurisation.state=up
||Véhicule titrisation
||2.1.9
||<span style="color: #868686"> <small>''23''</small/> </span>
|-
|S0215
||S2.15
||Transactions and write-offs/write-downs on securitised loans
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.15, TPTTBS]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||Securisation
||reportingSecurisation.state=up
||Véhicule titrisation
||2.1.9
||<span style="color: #868686"> <small>''23''</small/> </span>
|-
|TPTTBS
||TPTTBS
||Security by security reporting
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.15, TPTTBS]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||Securisation||reportingSecurisation.state=up
||Véhicule titrisation
||2.1.9
||<span style="color: #868686"> <small>''23''</small/> </span>
|-
|}
</div>
 
==Financial Companies==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|S0216
||S2.16
||Quarterly statistical balance of Financial Companies
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||SE
||reportingSE.state=up
||Reporting des sociétés émettrices
||2.1.12
||<span style="color: #868686"> <small>''35''</small/> </span>
|-
|S0217
||S2.17
||Transactions of Financial Companies
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||SE
||reportingSE.state=up
||Reporting des sociétés émettrices
||2.1.12
||<span style="color: #868686"> <small>''35''</small/> </span>
|-
|TPTIBS
||TPTIBS
||Monthly security by security reporting of Financial Companies
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||SE
||reportingSE.state=up
||Reporting des sociétés émettrices
||2.1.12
||<span style="color: #868686"> <small>''35''</small/> </span>
|-
|}
</div>
 
 
 
 
 
== Insurance Corporations==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|CPR
||Source file reception from CAA
||Compte rendu
||CAA
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf  (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
||n/a
||Reporting CAA
||2.1.20
||<span style="color: #868686"> <small>''62 <br /> (wkf 35)''</small/> </span>
|-
|RAC
||Source file reception from CAA
||Rapport actuariel
||CAA
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
||n/a
||Reporting CAA
||2.1.20
||<span style="color: #868686"> <small>''62 <br /> (wkf 36)''</small/> </span>
|-
|RDI
||Source file reception from CAA
||Rapport distinct du réviseur
||CAA
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
||n/a
||Reporting CAA
||2.1.20
||<span style="color: #868686"> <small>''62 <br /> (wkf 37)''</small/> </span>
|-
|RGO
||Source file reception from CAA||Rapport de gouvernance
||CAA
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
||n/a
||Reporting CAA
||2.1.20
||<span style="color: #868686"> <small>''62 <br /> (wkf 38)''</small/> </span>
|-
|RLB
||Source file reception from CAA
||Rapport LBCFT
||CAA
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
||n/a
||Reporting CAA
||2.1.20
||<span style="color: #868686"> <small>''62 <br /> (wkf 39)''</small/> </span>
|-
|RRE
||Source file reception from CAA||Rapports sur le traitement des réclamations
||CAA
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
||n/a
||Reporting CAA
||2.1.20
||<span style="color: #868686"> <small>''62 <br /> (wkf 40)''</small/> </span>
|-
|ESP
||Source file reception from CAA||Enquête spécifique
||CAA
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
||n/a
||Reporting CAA
||2.1.20
||<span style="color: #868686"> <small>''62 <br /> (wkf 41)''</small/> </span>
|-
|ETR
||Source file reception from CAA
||Etat trimestriel
||CAA
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
||n/a
||Reporting CAA
||2.1.20
||<span style="color: #868686"> <small>''62 <br /> (wkf 45)''</small/> </span>
|-
|RSO
||Source file reception from CAA
||Rapport distinct Solvabilité 2 du réviseur
||CAA
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
||n/a
||Reporting CAA
||2.1.20
||<span style="color: #868686"> <small>''62 <br /> (wkf 62)''</small/> </span>
|-
|FIR
||Source file reception from CAA
||Fiche de renseignement
||CAA
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
||n/a
||Reporting CAA
||2.1.20
||<span style="color: #868686"> <small>''62 <br /> (wkf 65)''</small/> </span>
|-
|N01 (Comp); N02 (Comp); N03 (Comp); <br /> N04 (Comp); N05 (Réviseur); N06( Réviseur); <br /> N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp)
||n/a
||Rapports narratifs
||CAA
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[Sending_Service|Wiki Sending Service]]
||CAA||reportingCAA.state=up
||Reporting CAA
||2.1.20
|| <span style="color: #868686"> <small>''62 <br /> (wkf 63 (Réviseur)/ <br /> wkf 64 (Compagnie)''</small/> </span>
|-
|S01; S02; S03; S04; S05; <br /> S06 (Réviseur); S07; S08; <br />  S09; S10; S11; S12; S13; <br />  S14; S15; S16; S17; S18; <br />  S19; S20; S23
||n/a
||XBRL reports Solvency II
||CAA
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[Sending_Service|Sending Service]]
||CAA||reportingCAA.state=up
||Reporting CAA
||2.1.20
|| <span style="color: #868686"> <small>''62 <br /> (wkf 44)''</small/> </span>
|-
|S0218-L
||n/a
||Quarterly statistical balance sheet of insurance corporations – Luxembourg entity
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||ASS
||reportingASS.state=up
||Reporting BCL pour les assurances
||2.1.21||<span style="color: #868686"> <small>''63 <br /> (wkf42)''</small/> </span>
|-
|S0219-L
||n/a
||Information on valuation effects on the balance sheet of insurance corporations
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||ASS
||reportingASS.state=up
||Reporting BCL pour les assurances
||2.1.21
||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
|-
|S0403-L
||n/a
||Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br />[https://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||ASS
||reportingASS.state=up
||Reporting BCL pour les assurances
||2.1.21
||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
|-
|TPTASS
||n/a
||Monthly Security by security reporting of insurance corporations
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Wiki Sending Service]]
||ASS
||reportingASS.state=up
||Reporting BCL pour les assurances
||2.1.21
||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
|-
|}
</div>
 
==Financial Institutions - Foreign Account Tax Compliance Act (FATCA)==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|FATCA
||FATCA
||Foreign Account Tax Compliance Act Reporting
||ACD
||[http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf (-) Circulaire ECHA - n° 3 du 19 janvier 2017] <br /> [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html (-) ACD-FATCA]
||[[FATCA_Manual|(-) FATCA - User Guide of e-form]] <br /> [[FATCA Onboarding|(-) FATCA - Onboarding & FAQ]]
||[[Sending_Service|Sending Service]]
||FATCA
||reportingFATCA.state=up
||Rapport FATCA
||2.1.19; 2.2
||<span style="color: #868686"> <small>''60''</small/> </span>
|-
|-
| style="vertical-align:bottom;" | Investment  Funds
| style="vertical-align:bottom;" | DOCREP
| style="vertical-align:bottom;" | AR<br />    RO
| Investment fund managers (IFM) (EN)<br />    Gestionnaires des fonds d'investissement (GFI)(FR)<br />    (-) Annual Report (AR)<br />    (-) Other periodic report (RO)
| style="vertical-align:bottom;" | CSSF
| style="vertical-align:bottom;" | KS
| style="vertical-align:bottom;" | no
| style="vertical-align:bottom;" | Fin. Rep. of GFI
| style="vertical-align:bottom;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />    DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Credit Institutions
| CFEREP
| ALM
| ALMXXX
| CSSF
| S3
| no
| -
|
|- style="vertical-align:bottom;"
| Professionals  of the Financial Sector (PFS)
| DOCREP
| LF
| Long  Form Report
| CSSF
| KS
| no
|
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Management Companies
| DOCREP
| ML
| Management letters of Investment  fund managers (IFM) (EN)<br />    Gestionnaires des fonds d'investissement (GFI) (FR)
| CSSF
| KS
| no
|
|
|- style="vertical-align:bottom;"
| Professionals  of the Financial Sector (PFS)
| DOCREP
| ML
| Management  Letter
| CSSF
| KS
| no
|
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Investment Funds
| S0106
| S1.6
| Monthly statistical balance  sheet for non-money market funds (non-MMF)
| BCL
| KS
| yes
| -
| S0106_L1_202402_B000000999_NAF00000000000000_20240625_001.xml<br />    S0106_L1_202402_P000000999_O999990009_20240605_001.xml
|- style="vertical-align:bottom;"
| Investment  Funds
| S0213
| S2.13
| Quarterly  statistical balance sheet for non-MMF investment funds
| BCL
| KS
| yes
| -
| S0213_L1_202103_P000000999_O009990009_20240731_001.xml<br />    S0213_L1_202103_S000000999_O099990009_20240606_001.xml
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| CED
| Source file reception from CAA
| Etat de situation relatif aux  contrats en déshérence
| CAA
| KS
| no
| -
|
|- style="vertical-align:bottom;"
| Insurance  Corporations
| CPR
| Source  file reception from CAA
| Compte  rendu
| CAA
| KS
| no
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| ESP
| Source file reception from CAA
| Enquête spécifique
| CAA
| KS
| no
| -
|
|- style="vertical-align:bottom;"
| Insurance  Corporations
| ETR
| Source  file reception from CAA
| Etat  trimestriel
| CAA
| KS
| no
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| FIR
| Source file reception from CAA
| Fiche de renseignement
| CAA
| KS
| no
| -
|
|- style="vertical-align:bottom;"
| Insurance  Corporations
| PDA
| Source  file reception from CAA
| Rapport  PDAL (Procédure de Dissolution Administrative sans Liquidation)
| CAA
| KS
| no
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| RAC
| Source file reception from CAA
| Rapport actuariel
| CAA
| KS
| no
| -
|
|- style="vertical-align:bottom;"
| Insurance  Corporations
| RDC
| Source  file reception from CAA
| Rapport  distinct complémentaire du réviseur
| CAA
| KS
| no
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| RDI
| Source file reception from CAA
| Rapport distinct du réviseur
| CAA
| KS
| no
| -
|
|- style="vertical-align:bottom;"
| Insurance  Corporations
| RGO
| Source  file reception from CAA
| Rapport  de gouvernance
| CAA
| KS
| no
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| RLB
| Source file reception from CAA
| Rapport LBCFT
| CAA
| KS
| no
| -
|
|- style="vertical-align:bottom;"
| Insurance  Corporations
| RRE
| Source  file reception from CAA
| Rapports  sur le traitement des réclamations
| CAA
| KS
| no
| -
|
|- style="vertical-align:bottom; background-color:#CAEDFB;"
| Insurance Corporations
| RSE
| Source file reception from CAA
| Rapport distinct Solvabilité 2  de l'entreprise
| CAA
| KS
| no
| -
|
|- style="vertical-align:bottom;"
| Insurance  Corporations
| RSO
| Source  file reception from CAA
| Rapport  distinct Solvabilité 2 du réviseur
| CAA
| KS
| no
| -
|
|}
|}
</div>
</div>




 
Useful link :
 
<span class="plainlinks">[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf <span style="display: inline-block;
 
background-color: #009ACE;
==Financial Institutions - Common Reporting Standard (CRS)==
color: white; text-align: center; font-family: sans-serif; font-size:0.8vw;
 
  width: auto;  height: auto; 
<div style="text-align: left;">
  border: none; border-style: outset;  border-radius: 10px; 
 
padding: 0.5%;  margin: 1%;">CSSF Naming convention</span>]</span>
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|CRS
||CRS
||Automatic exchange of <br /> financial account information <br /> on a global level
||ACD
||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html (-) ACD-CRS] <br /> [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html (-) Newsletter 06/02/2017] <br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf (-) ECHA-n°4 06/02/2017]
||[[CRS_Manual|(-) CRS - User Guide of e-form]] <br /> [[CRS Onboarding|(-) CRS - Onboarding & FAQ]]
||[[Sending_Service|Sending Service]]
||CRS
||reportingCRS.state=up
||Reporting CRS
||(-) 2.1.22 <br /> (-) 2.3
||<span style="color: #868686"> <small>''68''</small/> </span>
|-
|}
 
 
 
 
 
==Other reporting CSSF BCL==
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||OTHREP
||OTH
||Other reporting
||CSSF
||[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||OTH
||reportingOTH.state=up
||Reporting OTHER (CSSF)
||-
||<span style="color: #868686"> <small>''19''</small/> </span>
|-
||OTXREP
||OTX
||Various correspondence
||BCL
||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_22-0112.pdf BCL Reporting Instructions OTXREP]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||Various_Correspondence
||reportingCD.state=up
||Reporting OTHER (BCL)
||-
||<span style="color: #868686"> <small>''22''</small/> </span>
|-
|}
 
 
[[Category: FAQ e-file]]

Latest revision as of 13:53, 10 September 2024

Page's last update : 10/09/2024

You can find below the list of reports that can be managed through e-file.

Available reports
Concerned companies Report
naming convention 		Table Details Authority Sending way An e-file form exists Sending type in transmission module Example
Investment Funds NOTREP INI or
UPD 		Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union CSSF S3 yes -
Investment Funds - O1.2 Monthly financial information for guaranteed funds CSSF KS no -
Investment Funds - O4.1 Yearly financial information CSSF KS yes -
Investment Funds - O4.2 Interventions on the futures and options markets CSSF KS yes -
Investment Funds S0103 S1.3 Monthly statistical balance sheet for money market funds (MMF) BCL KS yes - S0103_L3_202302_B000000999_O009990099_20240619_001.xml
Investment Funds TPTOBS TPTOBS Monthly Security by security reporting for investment funds BCL KS yes - TPTOBS_L2_202107_B000000009_O009990000_20240807_001.xml
TPTOBS_L2_202107_P000000999_NAF99999999900000_20240603_001.xml
Investment Funds DOCREP (-) PC
(-) DE
(-) LE 		SIF:
(-) Prospectus (PC)
(-) Offering document (DE)
(-) Letter of explanation (LE) 		CSSF KS no 08/371 FIS prospectus DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
Investment Funds DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM 		SIF Law 2007:
(-) Annual Report (AR)
(-) Semi-annual report SIF (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM)
SICAR:
(-) Annual Report (AR)
(-) Other periodic report (RO) 		CSSF KS no 08/371 FIS report DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
Investment Funds DOCREP RR
HK 		Auditor report
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)

Report Hong Kong Securities and Futures (HK) 		CSSF KS no 08/371 report not in 08/371 DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
Management Companies DOCREP RR
HK 		Auditor report
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)

Report Hong Kong Securities and Futures (HK) 		CSSF KS no 08/371 report not in 08/371 DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
Investment Funds DOCREP (-) PC
(-) PS
(-) LE 		UCI:
(-) Prospectus (PC)
(-) Simplified prospectus (PS)
(-) Letter of explanation (LE) 		CSSF KS no 08/371 UCI prospectus DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
Alternative Investment Fund Managers (AIFM) AIF AIF Alternative Investment Fund reporting CSSF S3 yes AIF Reporting AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip
AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
Alternative Investment Fund Managers (AIFM) AIF MAN Alternative Investment Fund reporting (AIF Manager) CSSF S3 yes AIF Reporting AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip
AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
Credit Institutions ANTREF
ANTT1M
ANTT2M
ANTT2Q 		ANTREF
ANTT1M
ANTT2M
ANTT2Q 		AnaCredit:
Collection of granular credit and credit risk data 		BCL KS no AnaCredit ANTREF_201801_LUB00999_20180205-001.xml
ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml
ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml
ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml
Insurance Corporations S0218-L n/a Quarterly statistical balance sheet of insurance corporations – Luxembourg entity BCL KS yes BCL report for insurances S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
Insurance Corporations S0219-L n/a Information on valuation effects on the balance sheet of insurance corporations BCL KS yes BCL report for insurances S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
Insurance Corporations S0403-L n/a Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity BCL KS yes BCL report for insurances S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
Insurance Corporations TPTASS n/a Monthly Security by security reporting of insurance corporations BCL KS yes BCL report for insurances TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
Credit Institutions SHSGRP SHSGRP «SHS-Group» report:
Statistics on holdings of securities by reporting banking groups 		BCL KS no BCL SHS SHSGRP_201709_LUB00999_20171206_001.xml
Credit Institutions S0001 S0.1 Daily deposit BCL KS no BCL statistics S0001_L2_20130616_B000000999_B000000999_20130617_001.xml
Credit Institutions S0101 S1.1 Monthly statistical balance sheet BCL KS no BCL statistics S0101_L6_202407_B000000999_B000000999_20240812_001.xml
Credit Institutions S0104 S1.4 BCL KS yes BCL statistics S0104_L3_202407_B000000999_B000000999_20240812_001.xml
Credit Institutions S0105 S1.5 Information on interest rates in EUR BCL KS yes BCL statistics S0105_L4_202407_B000000999_B000000999_20240808_001.xml
Credit Institutions S0108 S1.8 Information on securititation
transactions launched
by credit institutions 		BCL KS yes BCL statistics S0108_L2_202407_B000000999_B000000999_20240812_001.xml
Credit Institutions S0109 S1.9 Information on CNY (renmibi) operations BCL KS yes BCL statistics S0109_L0_202407_B000000999_B000000999_20240808_001.xml
Credit Institutions S0205-L S2.5-L Quarterly statistical balance sheet BCL KS no BCL statistics S0205-L_L0_202403_B000000999_B000000999_20240813_001.xml
Credit Institutions S0205-N S2.5-N Quarterly statistical balance sheet
of credit institutions -
Luxembourg entity and its branches 		BCL KS no BCL statistics S0205-N_L0_202403_B000000999_B000000999_20240813_001.xml
Credit Institutions S0208 S2.8 Real estate loans for
Lxuembourg buildings 		BCL KS no BCL statistics S0208_L0_202407_B000000999_B000000999_20240808_001.xml
Credit Institutions S0209-L S2.9-L Staff report -
Luxembourg entity 		BCL KS no BCL statistics S0209-L_L0_202403_B000000999_B000000999_20240813_001.xml
Credit Institutions S0209-N S2.9-N Staff report -
Luxembourg entity and its branches 		BCL KS no BCL statistics S0209-N_L0_202403_B000000999_B000000999_20240813_001.xml
Credit Institutions S0302 S3.2 Non balance sheet information BCL KS no BCL statistics S0302_L0_202407_B000000999_B000000999_20240808_001.xml
Professionals of the Financial Sector (PFS) COFREP SCOREP
SLAREX
SLCRXX
SNSFRX
CCOREP
CLAREX
CLCRXX
CNSFRS
CAEXXX
SAEXXX
CALMXX
SALMXX
SRESOL 		(-) SCOREP: SSOLV, SIPLO, SLEVDA
(-) SLAREX: SLAREX
(-) SLCRXX: SLCR
(-) SNSFRX: SNSFR
(-) CCOREP: CSOLV, CIPLO, CLEVDA
(-) CLAREX: CLAREX
(-) CLCRXX: CLCR
(-) CNSFRS: CNSFR
(-) CAEXXX: tbd
(-) SAEXXX: tbd
(-) CALMXX: CALMM
(-) SALMXX: SALMM
(-) SRESOL: SRESOL 		CSSF KS no COREP report COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl
COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip
COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip
CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip
Credit Institutions COFREP SCOREP
SLAREX
SLCRXX
SNSFRX
SALMXX
CCOREP
CLAREX
CLCRXX
CNSFRX
CALMXX
CFINRP
SFINRP
CAEXXX
SAEXXX
CFPXXX
SFPXXX
CSBPXX
SSBPXX
CSBPIM
SSBPIM
CLCRDA
SLCRDA
SRESOL
SFRTBX
CFRTBX
CGSIIX
MRDECI
SMRTLA
CMRTLA
 (-) SCOREP: SSOLV, SIPLO, SLEVR
(-) SLAREX: SLAREX
(-) SLCRXX: SLCR
(-) SNSFRX: SNSFR
(-) SALMXX: SALM
(-) CCOREP: CSOLV, IPLO, CLEVR
(-) CLAREX: CLAREX
(-) CLCRXX: CLCR
(-) CNSFRX: CNSFR
(-) CALMXX: CALMM
(-) CFINRP: CFINRP
(-) SFINRP: SFINRP
(-) CAEXXX: CAE
(-) SAEXXX: SAE
(-) CFPXXX: CFP
(-) SFPXXX: SFP
(-) CSBPXX: CSBP
(-) SSBPXX: SSBP
(-) CSBPIM: CSBPIM
(-) SSBPIM: SSBPIM
(-) CLCRDA: CLCRDA
(-) SLCRDA: SLCRDA
(-) SRESOL: SRESOL 		CSSF KS no COREP report COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl
COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip
COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip
CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip
Credit Institutions DOCREP AC Audit Report on AML/CTF CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf
Credit Institutions DOCREP AD Circ. 18/697 annexe1 CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf
Credit Institutions DOCREP AR Annual Report CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-AR-EN-0000.pdf
Credit Institutions DOCREP AS Annual report consolidated CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-AS-EN-0000.pdf
Credit Institutions DOCREP BD AC Member List CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf
Credit Institutions DOCREP CO Compliance Report CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-CO-EN-0000.pdf
Credit Institutions DOCREP GR Governance Report CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-GR-EN-0000.pdf
Credit Institutions DOCREP IA Internal Audit Report CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-IA-EN-0000.pdf
Credit Institutions DOCREP IC ICAAP CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-IC-EN-0000.pdf
Credit Institutions DOCREP ID ICAAP Consolidated CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-ID-EN-0000.pdf
Credit Institutions DOCREP IL ILAAP CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf
Credit Institutions DOCREP IM ILAAP Consolidated CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf
Credit Institutions DOCREP LC Long Form Consolidated CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-LC-EN-0000.pdf
Credit Institutions DOCREP LD Long Form Branch or Specific Participation CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-LD-EN-0000.pdf
Credit Institutions DOCREP LF Long Form Report CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-LF-EN-0000.pdf
Credit Institutions DOCREP LG Reconciliation LuxGAAP FINREP CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf
Credit Institutions DOCREP MC Management Letter Consolidated CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-MC-EN-0000.pdf
Credit Institutions DOCREP MF Audit report on rules of conduct CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf
Credit Institutions DOCREP ML Management Letter CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-ML-EN-0000.pdf
Credit Institutions DOCREP MM Head quarter annual report CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf
Credit Institutions DOCREP RC Risk Control Report CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-RC-EN-0000.pdf
Credit Institutions DOCREP RE Report on out-of-court complaint resolution CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf
Credit Institutions DOCREP RP Recovery Plan CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-RP-EN-0000.pdf
Credit Institutions DOCREP RR Results Distribution CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf
Credit Institutions DOCREP SC Single Customer View CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-SC-EN-0000.pdf
Credit Institutions DOCREP TR Table on out-of-court complaint resolution CSSF KS no Credit institution reporting DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf
Financial Institutions - Common Reporting Standard (CRS) CRS CRS Automatic exchange of
financial account information
on a global level 		ACD KS yes CRS report CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml
Credit Institutions ESPREP BRA Quarterly reporting on the
financial health of the branches
parent entities 		CSSF KS no CSSF enquiry ESPREP-B0999-2024-06-BRA.xlsx
Credit Institutions ESPREP DEP Residential credit deposits CSSF KS no CSSF enquiry ESPREP-B0999-2024-06-DEP.xlsx
Credit Institutions DCOR n/a Reporting Entity
B: Credit institution 		CSSF S3 no CSSF enquiry DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json
Professionals of the Financial Sector (PFS) DCOR n/a Reporting Entity
P: PFS 		CSSF S3 no CSSF enquiry DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json
Credit Institutions ESPREP RES Residential real estate market CSSF KS no CSSF enquiry ESPREP-B0999-2024-06-RES.xlsx
Credit Institutions ESPREP STT Stress test in order to assess
the interest rate risk
arising from non-trading
book activities 		CSSF KS no CSSF enquiry ESPREP-B0999-2008-06-STT.xls
Payment Institutions/Electronic Money Institutions V0101 V1.1 Customer transfers BCL KS no Data payment collection (CDP) V0101_L2_201601_W000000003_B000000999_20160201_001.xml
Payment Institutions/Electronic Money Institutions V0110 V1.10 Stock taking of payment accounts in bank money BCL KS no Data payment collection (CDP) V0110_L0_202407_Z000000999_Z000000999_20240808_001.xml
Payment Institutions/Electronic Money Institutions V01100 V1.100 Payment services provided by e-money institutions and payment institutions without the provision of payment accounts BCL KS no Data payment collection (CDP) V01100_L0_202407_Z000000999_Z000000999_20240808_001.xml
Payment Institutions/Electronic Money Institutions V0111 V1.11 OTC cash transactions BCL KS no Data payment collection (CDP) V0111_L0_202407_Z000000999_Z000000999_20240808_001.xml
Payment Institutions/Electronic Money Institutions V01110 V1.110 Payment initiation services (payments) BCL KS no Data payment collection (CDP) V01110_L0_202407_Z000000999_Z000000999_20240808_001.xml
Payment Institutions/Electronic Money Institutions V01110-F V1.110-F Payment initiation services (Fraud) BCL KS no Data payment collection (CDP) V01110-F_L0_202405_B000000999_B000000999_20240812_001.xml
Payment Institutions/Electronic Money Institutions V0112 V1.12 Transactions via telecommunication, digital or IT device BCL KS no Data payment collection (CDP) V0112_L0_202309_B000000099_B000000099_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0113 V1.13 Credits to the accounts by simple book entry BCL KS no Data payment collection (CDP) V0113_L0_202309_B000000099_B000000099_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0114 V1.14 Debits from the account by simple book entry BCL KS no Data payment collection (CDP) V0114_L0_202309_B000000099_B000000099_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0102 V1.2 Interbank transfers BCL KS no Data payment collection (CDP) V0102_L0_202309_B000000099_B000000099_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0120 V1.20 Customer Credit transfers sent (payments) BCL KS no Data payment collection (CDP) V0120_L0_202309_B000000099_B000000099_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0120-F V120-F Customer Credit transfers sent (Fraud) BCL KS no Data payment collection (CDP) V0120-F_L0_202405_B000000999_B000000999_20240806_001.xml
Payment Institutions/Electronic Money Institutions V01200 V1.200 Stock of issued payment cards BCL KS no Data payment collection (CDP) V01200_L0_202407_B000000999_B000000999_20240813_001.xml
Payment Institutions/Electronic Money Institutions V01201 V1.201 Stock of distributed payment cards BCL KS no Data payment collection (CDP) V01201_L0_202407_B000000099_B000000099_20240820_001.xml
Payment Institutions/Electronic Money Institutions V0121 V1.21 Customer credit transfers received BCL KS no Data payment collection (CDP) V0121_L0_202201_B000000999_B000000999_20230421_001.xml
Payment Institutions/Electronic Money Institutions V01210 V1.210 Stock of terminals by terminal type BCL KS no Data payment collection (CDP) V01210_L0_202407_B000000099_B000000099_20240809_001.xml
Payment Institutions/Electronic Money Institutions V01220 V1.220 Stock of accounts (except e-money accounts) BCL KS no Data payment collection (CDP) V01220_L0_202206_W000000099_W000000099_20240613_001.xml
Payment Institutions/Electronic Money Institutions V01221 V1.221 Stock of e-money accounts BCL KS no Data payment collection (CDP) V01221_L0_202407_B000000999_B000000999_20240806_001.xml
Payment Institutions/Electronic Money Institutions V01222 V1.222 Stock of accessed accounts - account information services (AIS) BCL KS no Data payment collection (CDP) V01222_L0_202407_B000000999_B000000999_20240814_001.xml
Payment Institutions/Electronic Money Institutions V01230 V1.230 Number of customers BCL KS no Data payment collection (CDP) V01230_L0_202407_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0103 V1.3 Domiciliations BCL KS no Data payment collection (CDP) V0130_L0_202407_B000000099_B000000099_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0130 V1.30 Direct debits - reporting as creditor's PSP (payments) BCL KS no Data payment collection (CDP) V0103_L0_202407_B000000099_B000000099_20240809_001.xml
Payment Institutions/Electronic Money Institutions V01300-F V1.300-F Losses due to fraud per liability bearer BCL KS no Data payment collection (CDP) V01300-F_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0130-F V1.30-F Direct debits - reporting as creditor's PSP (fraud) BCL KS no Data payment collection (CDP) V0130-F_L0_202403_B000000999_B000000999_20240412_001.xml
Payment Institutions/Electronic Money Institutions V0131 V1.31 Direct debits - reporting as debtor's PSP BCL KS no Data payment collection (CDP) V0131_L0_202407_B000000099_B000000099_20240820_001.xml
Payment Institutions/Electronic Money Institutions V0104 V1.4 Inventory cards / terminals BCL KS no Data payment collection (CDP) V0104_L0_202407_B000000999_B000000999_20240813_001.xml
Payment Institutions/Electronic Money Institutions V0140 V1.40 SEPA R-transactions BCL KS no Data payment collection (CDP) V0140_L0_202407_B000000999_B000000999_20240813_001.xml
Payment Institutions/Electronic Money Institutions V0141 V1.41 Interbank payment transactions BCL KS no Data payment collection (CDP) V0141_L0_202407_B000000999_B000000999_20240731_001.xml
Payment Institutions/Electronic Money Institutions V0142 V1.42 Intermediated payment transactions BCL KS no Data payment collection (CDP) V0142_L0_202407_B000000999_B000000999_20240813_001.xml
Payment Institutions/Electronic Money Institutions V0105 V1.5 Card transactiosn (Issuing part) BCL KS no Data payment collection (CDP) V0105_L0_202405_B000000099_B000000099_20240820_001.xml
Payment Institutions/Electronic Money Institutions V0150 V1.50 Card transactions with cards issued by resident PSPs (payments) BCL KS no Data payment collection (CDP) V0150_L0_202405_B000000099_B000000099_20240820_001.xml
Payment Institutions/Electronic Money Institutions V0150-F V1.50-F Card transactions with cards issued by resident PSPs (fraud) BCL KS no Data payment collection (CDP) V0150-F_L0_202405_B000000099_B000000099_20240820_001.xml
Payment Institutions/Electronic Money Institutions V0151 V1.51 Electronic card transactions with cards issued by resident PSPs, split by Merchant Category Codes (MCC) BCL KS no Data payment collection (CDP) V0151_L0_202407_B000000999_B000000999_20240813_001.xml
Payment Institutions/Electronic Money Institutions V0152 V1.52 Card transactions acquired by resident PSPs (payments) BCL KS no Data payment collection (CDP) V0152_L0_202405_B000000999_B000000999_20240802_001.xml
Payment Institutions/Electronic Money Institutions V0152F V1.52F Card transactions acquired by resident PSPs (Fraud) BCL KS no Data payment collection (CDP) V0152-F_L0_202405_B000000999_B000000999_20240802_001.xml
Payment Institutions/Electronic Money Institutions V0153 V1.53 Fundings and withdrawals related to prepaid cards BCL KS no Data payment collection (CDP) V0153_L0_202407_B000000999_B000000999_20240812_001.xml
Payment Institutions/Electronic Money Institutions V0106 V1.6 Card transactiosn (Acquiring part) BCL KS no Data payment collection (CDP) V0106_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0160 V1.60 Cheques and money remittances (payments) BCL KS no Data payment collection (CDP) V0160_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0160-F V1.60-F Cheques and money remittances (Fraud) BCL KS no Data payment collection (CDP) V0160-F_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0107 V1.7 Cheques and money orders BCL KS no Data payment collection (CDP) V0107_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0170 V1.70 Over-the-counter (OTC) cash transactions BCL KS no Data payment collection (CDP) V0170_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0108 V1.8 Electronic money scheme BCL KS no Data payment collection (CDP) V0108_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0180 V1.80 Book entries BCL KS no Data payment collection (CDP) V0180_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0109 V1.9 Card based e-money schemes BCL KS no Data payment collection (CDP) V0109_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0190 V1.90 Fundings and withdrawals in e-money (except prepaid cards) BCL KS no Data payment collection (CDP) V0190_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0191 V1.91 E-money transfers (payments) BCL KS no Data payment collection (CDP) V0191_L0_202405_B000000999_B000000999_20240809_001.xml
Payment Institutions/Electronic Money Institutions V0191-F V1.91-F E-money transfers (Fraud) BCL KS no Data payment collection (CDP) V0191-F_L0_202405_B000000999_B000000999_20240809_001.xml
Credit Institutions ESPREP DCO Fonds de garantie
des dépôts Luxembourg
(FGDL) 		CSSF KS no DCOR reporting DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json
DCOR-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json
Payment Institutions EDPREP Z1.1 Balance sheet CSSF KS no EDP report EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls
Payment Institutions EDPREP Z1.2 Identification of third-party
funds held and incorporated in the balance sheet 		CSSF KS no EDP report EDPREP-Z9999-2011-03-Z12-L0-L-N--.xls
Payment Institutions EDPREP Z1.4 Capital adequacy of
payment institutions 		CSSF KS no EDP report EDPREP-Z9999-2011-03-Z14-L0-L-N--.xls
Payment Institutions EDPREP Z2.1 Profit and loss accoount CSSF KS no EDP report EDPREP-Z9999-2011-03-Z21-L0-L-N--.xls
Electronic Money Institutions EMEREP W1.1 Balance sheet CSSF KS no EME report EMEREP-W9999-2011-03-W11-L0-L-N--.xls
Electronic Money Institutions EMEREP W1.2 Identification of third-party
funds held and incorporated
in the balance sheet 		CSSF KS no EME report EMEREP-W9999-2011-03-W12-L0-L-N--.xls
Electronic Money Institutions EMEREP W1.3 Statement of
authorised reinvestments 		CSSF KS no EME report EMEREP-W9999-2011-03-W13-L0-L-N--.xls
Electronic Money Institutions EMEREP W1.4 Capital adequacy of
electronic money institutions 		CSSF KS no EME report EMEREP-W9999-2011-03-W14-L0-L-N--.xls
Electronic Money Institutions EMEREP W2.1 Profit and loss account CSSF KS no EME report EMEREP-W9999-2011-03-W21-L0-L-N--.xls
Electronic Money Institutions EMEREP W4.5 Analysis of shareholdings CSSF KS no EME report EMEREP-W9999-2011-03-W45-L0-L-N--.xls
Financial Institutions - Foreign Account Tax Compliance Act (FATCA) FATCA FATCA Foreign Account Tax Compliance Act Reporting ACD KS yes FATCA sending FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml
Management Companies DOCREP (-) LE (-) Letter of explanation (LE)
 CSSF KS no Fin. Rep. of GFI DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
no naming convention
no naming convention
no naming convention
Management Companies DOCREP AR Annual report of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR) 		CSSF KS no Fin. Rep. of GFI DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
no naming convention
no naming convention
no naming convention
Credit Institutions FRCREP B2.4 Information on participating interest
and subordinated loans 		CSSF KS no FINREP report FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML
FRCREP-B9999-2007-12-B24-L2-L-N--.zip
Credit Institutions FRCREP B2.5 Information on staff costs and taxes
and subordinated loans 		CSSF KS no FINREP report
Credit Institutions CFEREP LCRDA LCRDAX CSSF S3 no FINREP report CFEREP-B00000999-2024-08-LCRDAX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip
Financial Companies S0216 S2.16 Quarterly statistical balance of Financial Companies BCL KS yes Issuing companies reporting S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
Financial Companies S0217 S2.17 Transactions of Financial Companies BCL KS yes Issuing companies reporting S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
Investment Funds DOCREP KI Key Investor Information Document
(-) O: OPC Law 2010 and Loi 2007
(-) K: SICAR
(-) V: non-reglem. 		CSSF KS no Key investor document DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
Investment Funds DOCREP LF Long Form reports (UCI Law 2010) CSSF KS no Long forms CSSF 09/423 DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf
Management Companies SGOREP G21 (-) SG 1A: Financial situation
(-) SG 1B: Profit and loss account
(-) SG 1C: Table relating to other activities
(-) SG 2: Other activities
(-) SG: Personnel Table relating to staff 		CSSF KS no Management company report SGOREP-S9999-2009-03-G21-L2-S-N--.xls
Investment Funds DOCREP ML Management letters
(-) O: OPC Law 2010
(-) O: Law 2007
(-) K: SICAR 		CSSF KS no Management letters CSSF 09/423 DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)
Investment Funds DOCREP ML Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR) 		CSSF KS no Management letters of GFI DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
Investment Funds DOCREP AI Articles of Incorporation of UCITS
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR 		CSSF KS no Management regulation/status DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR)
Investment Funds DOCREP MR Management Regulations of UCITS
(-) O: OPC Law 2010
(-) O: Law 2007 		CSSF KS no Management regulation/status DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR)
MiFID II / MiFIR TAFREP TAF Article 26 of Regulation
No 600/2014:
Obligation to report transactions
(Markets in financial instruments => MiFIR) 		CSSF KS no Mifir reporting TAFREP-B00000001-2017-04-15-123456.xml
Management Companies DOCREP (-) GR
(-) ID
(-) FC
(-) IA
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN 		Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
 CSSF KS no Other closing documents of GFI DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)
Other reporting CSSF BCL OTHREP OTH Other reporting CSSF KS no OTHER reporting
(=> CSSF) 		OTHREP-B9999-HELLO_WORLD.xlsx
Credit Institutions BOP101 BOP1.1 Balance of payments reporting BCL KS no Payments balance BOP101_20130616_B000000999_B000000999_20130617_001.xml
Credit Institutions BOP102 BOP1.2 Cross-border payments
executed for the account
of the resident counterparts 		BCL KS no Payments balance BOP102_20240731_B000000999_B000000999_20240801_001.xml
Professionals of the Financial Sector (PFS) PSFREP (-) Basic reporting
(-) Ad hoc reporting
(-) Annual information 		Reporting population:
(-) Investment firms
(-) Specialised PFS
(-) Support PFS 		CSSF KS no PSF report PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx
Insurance Corporations N01 (Comp); N02 (Comp); N03 (Comp);
N04 (Comp); N05 (Réviseur); N06( Réviseur);
N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12 (Réviseur) 		n/a Rapports narratifs CAA KS no Rapport narratif (CAA) (Companie) -
Governance Re

Rapport narratif (CAA) (Réviseur) -
Governance Rep 		N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
Credit Institutions CSDREP CSDR Reporting CSDR:
Introduction of quarterly internalised settlement reporting requirements
pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR) 		CSSF KS no Reporting CSDR CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip
Credit Institutions BNNNN B4.4 List of head offices, agencies,
branches and representative offices 		CSSF KS no Reporting EDIFACT B0001809.T01
Institutions for Occupational Retirement Provision SUFREP IORP Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019 CSSF KS no Reporting IORP SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip
Money Market Funds (MMF) MMFREP MMF • According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF must report information to the competent authority (CSSF) of the MMF, at least on a quarterly basis or - for MMF with assets under management of less than Eur 100 million - on at least an annual basis.
• The first quarterly report should be sent to the competent authority of the MMF no later than 30 days after the end of Q1 2020. 		CSSF KS no Reporting Money Market Fund MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip
MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip
Credit Institutions S0112-L S1.12-L Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary BCL KS no Reporting S1.12-L S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml
Financial Companies TPTIBS TPTIBS Monthly security by security reporting of Financial Companies BCL KS yes Reporting securities by securities of issuing companies TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
Investment Funds U11 U1.1 Monthly financial information UCITS and UCI CSSF KS yes Reporting U U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml
Credit Institutions TPTBBL TPTBBL Security by security report–
Balance sheet data–
Luxembourg 		BCL KS no Security by security Banks TPTBBL_L5_201804_B000000999_B000000999_20180617_001.xml
Credit Institutions TPTBBN TPTBBN Security by security report–
Balance sheet data–
Luxembourg 		BCL KS no Security by security Banks TPTBBN_L5_201804_B000000999_B000000999_20180617_001.xml
Credit Institutions TPTBHN TPTBHN Security by security report–
Off-balance sheet data–
Non-resident 		BCL KS no Security by security Banks TPTBHN_L2_201804_B000000999_B000000999_20180617_001.xml
Credit Institutions TPTBHR TPTBHR Security by security report–
Off-balance sheet data–
Resident customers 		BCL KS no Security by security Banks TPTBHR_L2_201804_B000000999_B000000999_20180617_001.xml
Investment Funds SFDR Periodical disclosures Reporting Entity
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR
(-) F: Pension Fund 		CSSF KS no SFDR Reporting SFDR-ENNNNNNNN-TTTTT-YYYY-MM-DD-UUID.zip
SFDR-O00000406-PERIO-2023-03-31-41c13c08-ef59-4183-870f-80d7a00c54e8
Investment Funds SFDR Precontractual disclosures Reporting Entity
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR
(-) F: Pension Fund 		CSSF KS no SFDR Reporting SFDR-ENNNNNNNN-PRECO-UUID.zip
SFDR-O00000406-PRECO-41c13c08-ef59-4183-870f-80d7a00c54e8.zip
Investment Funds SIC K3.1 Financial information to be submitted by investment companies in risk capital (SICARs) CSSF KS no Sicar reporting SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls
Investment Funds DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM 		UCI Law 2010:
(-) Annual Report (AR)
(-) Semi-annual report (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (MP) 		CSSF KS no SIF or SICAR : 08/371 FIS report
UCI : 08/371 report 		SIF:
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
SICAR:
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
UCI:
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
Insurance Corporations S01; S02; S03; S04; S05;
S06 (Réviseur); S07; S08;
S09; S10; S11; S12; S13;
S14; S15; S16; S17; S18;
S19; S20; S23 		n/a XBRL reports Solvency II CAA KS no Solvency II Reporting S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
Securitisation Vehicles S0214 S2.14 Quarterly statistical balance BCL KS yes Titrisation vehicles S0214_L1_201412_T000000999_T000123001_20150120_001.xml
Securitisation Vehicles S0215 S2.15 Transactions and write-offs/write-downs on securitised loans BCL KS yes Titrisation vehicles S0215_L1_201412_T000000999_T000123001_20150120_001.xml
Securitisation Vehicles TPTTBS TPTTBS Security by security reporting BCL KS no Titrisation vehicles TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml
Alternative Investment Fund Managers (AIFM) UCIAR n/a Reporting Entity
A: Alternative Investment fund manager (AIFM) 		CSSF KS no UCIAR Reporting UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
Credit Institutions UCIAR n/a Reporting Entity
B: Credit institution 		CSSF KS no UCIAR Reporting UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
Investment Funds UCIAR n/a Reporting Entity
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR 		CSSF KS no UCIAR Reporting UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
Management Companies UCIAR n/a Reporting Entity
S: Management company 		CSSF KS no UCIAR Reporting UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
Professionals of the Financial Sector (PFS) UCIAR n/a Reporting Entity
(-) P: PFS
(-) I: Support PFS 		CSSF S3 no UCIAR Reporting UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip
Other reporting CSSF BCL OTXREP OTX Various correspondence BCL KS no Various correspondence (OTH)
(=> BCL -OTHER reporting) 		OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls
Investment Funds DOCREP (-) GR
(-) ID
(-) FC
(-) IA
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN 		Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN) 		CSSF KS no Other closing documents of GFI DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)
Credit Institutions SPJ 646REP
663REP
664REP 		Notification and execution of court orders SPJ KS no -
Investment Funds DOCREP AR
RO 		Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI)(FR)
(-) Annual Report (AR)
(-) Other periodic report (RO) 		CSSF KS no Fin. Rep. of GFI DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
Credit Institutions CFEREP ALM ALMXXX CSSF S3 no -
Professionals of the Financial Sector (PFS) DOCREP LF Long Form Report CSSF KS no
Management Companies DOCREP ML Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR) 		CSSF KS no
Professionals of the Financial Sector (PFS) DOCREP ML Management Letter CSSF KS no
Investment Funds S0106 S1.6 Monthly statistical balance sheet for non-money market funds (non-MMF) BCL KS yes - S0106_L1_202402_B000000999_NAF00000000000000_20240625_001.xml
S0106_L1_202402_P000000999_O999990009_20240605_001.xml
Investment Funds S0213 S2.13 Quarterly statistical balance sheet for non-MMF investment funds BCL KS yes - S0213_L1_202103_P000000999_O009990009_20240731_001.xml
S0213_L1_202103_S000000999_O099990009_20240606_001.xml
Insurance Corporations CED Source file reception from CAA Etat de situation relatif aux contrats en déshérence CAA KS no -
Insurance Corporations CPR Source file reception from CAA Compte rendu CAA KS no -
Insurance Corporations ESP Source file reception from CAA Enquête spécifique CAA KS no -
Insurance Corporations ETR Source file reception from CAA Etat trimestriel CAA KS no -
Insurance Corporations FIR Source file reception from CAA Fiche de renseignement CAA KS no -
Insurance Corporations PDA Source file reception from CAA Rapport PDAL (Procédure de Dissolution Administrative sans Liquidation) CAA KS no -
Insurance Corporations RAC Source file reception from CAA Rapport actuariel CAA KS no -
Insurance Corporations RDC Source file reception from CAA Rapport distinct complémentaire du réviseur CAA KS no -
Insurance Corporations RDI Source file reception from CAA Rapport distinct du réviseur CAA KS no -
Insurance Corporations RGO Source file reception from CAA Rapport de gouvernance CAA KS no -
Insurance Corporations RLB Source file reception from CAA Rapport LBCFT CAA KS no -
Insurance Corporations RRE Source file reception from CAA Rapports sur le traitement des réclamations CAA KS no -
Insurance Corporations RSE Source file reception from CAA Rapport distinct Solvabilité 2 de l'entreprise CAA KS no -
Insurance Corporations RSO Source file reception from CAA Rapport distinct Solvabilité 2 du réviseur CAA KS no -


Useful link : CSSF Naming convention

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