Difference between revisions of "Transmission Module"

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'''After'''
'''After'''


[[File:Transmission Module Section After(1).PNG| 900px]]
[[File:Transmission Module Section After(1).PNG| 1000px]]


=== Keystore Selection ===  
=== Keystore Selection ===  

Revision as of 14:03, 14 September 2021

Home page Return homepage

Operating mode

Main functionalities of the Transmission Module:

  • Encryption and decryption of documents
  • Transmission of documents to supervisory authorities
  • Keystore generation
  • Certificate Request generation and activation



System requirements

e-file is compatible with all Windows and Mac Os versions.


Reporting services using www.e-file.lu

Additional information
Proxy, antivirus Your system (proxy, antivirus,...) must allow .jar and .jnlp files to be downloaded
The ports 80 (HTTP) and 443 (HTTPS) must be enabled
as well as those technical URLs : www.e-file.lu/WSEfileFlex, www.e-file.lu/WSEfile, www.e-file.lu/ECH
Read and write access to e-file working folders The Transmission Module needs read and write access to e-file working folders.
Therefore, the keystore is imported by default in the "workdir" directory on the C:\ drive: C:\Users\<username> \efile\workdir.
Cookies Cookies have to be enabled
How to enable Cookies
Web browsers e-file is compliant with most current browsers.
Please call us if you have a particular configuration.
Chrome
Icon Chrome.png
The default installation of Chrome works correctly.
Edge Chromium
Edge Chromium.jpg
The new Microsoft Edge is based on Chromium and was released on January 15, 2020. It is compatible with all supported versions of Windows, and macOS..
Internet Explorer
Logo ie.jpg
(-) At least Internet Explorer version 11 needs to be installed on your computer.

(-) 'Do not save encrypted pages to disk' has to be unchecked.
(-) 'Run ActiveX controls and plug-ins' has to be enabled.

Firefox
Logo ff.jpg
The default installation of Firefox works correctly
Please refer to the section : Firefox and Safari compatibility.
Safari
Logo safari.jpg
The default installation of Safari works correctly
Please refer to the section : Firefox and Safari compatibility.



Luxtrust certificate

Additional information
LuxTrust certificate order For encryption purposes, a Luxtrust SSL certificate is mandatory to use our services.

To be able to order the certificate on Luxtrust’s webpage www.easyssl.lu you need to use a modern browser (Chrome, Firefox, Safari, IE10 ...)

=> How to order your Luxtrust certificate



Manual file transmission

Our Transmission Module allows you to submit reports and documents to Luxembourg authorities.


Transmission Module Migration

E-file Crypto JAVA application is replaced by a new transmission module application that opens directly in the browser.


Transmission Module Technologie

Before

Transmission Module technologi Before(1).PNG


After

Transmission Module technologi After(1).PNG

Transmission Section

Before

Transmission Section Before(1).PNG


After

Transmission Module Section After(1).PNG

Keystore Selection

Before

Keystore selection Before(1).PNG


After

Keystore selection After(1).PNG

Sending types

Sending type Reporting Example Detailed information Internal
technical
business ID
MMF reporting MMFREP MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip
MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip

CSSF - Money market fund
CSSF - Legal reporting
CSSF - MMFR Handbook

bus 83
wkf 131
Mifir reporting TAFREP TAFREP-B00000001-2017-04-15-123456.xml CSSF - TAF Handbook bus 71
wkf 111
Reporting IORP SUFREP SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip (-) CSSF - Legal reporting

(-) CIRCULAR CSSF 19/726
(-) New naming convention SUFREP
(-) Technical note
(-) XBRL taxonomies to be used

bus 80
wkf 130
AnaCredit ANTREF
ANTT1M
ANTT2M
ANTT2Q
ANTREF_201801_LUB00999_20180205-001.xml
ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml
ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml
ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml

BCL - Reporting instructions bus 74
wkf 122
SHS-Group reporting SHSGRP SHSGRP_201709_LUB00999_20171206_001.xml BCL - Reporting instructions bus 75
wkf 123
FINREP report B2.4
B2.5
FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML
FRCREP-B9999-2007-12-B24-L2-L-N--.zip
Naming convention for CSSF reportings bus 73
wkf 86
Reporting EDIFACT B4.4 (Credit institutions) B0001809.T01 (-) CSSF - Reporting instructions Edifact B4.4
(-) Naming convention for CSSF reportings
bus 73
wkf 86
Reporting CSDR CSDREP CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip (-) CSSF - Circular 19/709
bus 78
wkfxxx
COREP report COFREP COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl
COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip
COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip
(-) CSSF - Reporting requirements for credit institutions
(-) Naming convention for CSSF reportings
bus 72
wkf 85
Credit institution reporting AR: Annual Report
AS: Annual report consolidated
CO: Compliance Report
GR: Governance Report
IA: Internal Audit Report
IC: ICAAP
ID: ICAAP Consolidated
LF: Long Form Report
LC: Long Form consolidated

LD: Long form branch or specific participation
ML:ManagementLetter
MC: Management letter consolidated
RC: Risk Control Report
RP: Recovery Plan
SC: Single Customer View
LG: Reconciliation LuxGAAP FINREP

RR: Results distribution 
BD: AC member list
IL: ILAAP
IM: ILAAP consolidated


AC: Audit report on AML/CTF
MF: Audit report on rules of conduct
MM: Head quarter annual report
RE: Report on out-of-court complaint resolution
TR: Table on out-of-court complaint resolution
AD: Circ. 18/697 annexe1

DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf

(-) CSSF - Circular 19/731

bus 27
wkf 92
BCL statistics S0.1; S1.1; S1.4; S1.5;
S1.8; S1.9; S2.5-L; S2.5-N;
S2.8; S2.9-L; S 2.9-N; S3.2
S0001_L1_20130616_B000000999_B000000999_20130617_001.xml (-) BCL - Manual of electronic transmission for statistical reports of banks bus 13
wkf 96
Reporting S1.12-L S1.12-L S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml (-) BCL - Manual of electronic transmission for statistical reports of banks bus 76
wkf 124
Security by security Banks TPTBBL; TPTBBN; TPTBHR; TPTBHN TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml (-) BCL - Manual of electronic transmission for statistical reports of banks bus 20
wkf 97
Payments balance BOP BOP101_20130616_B000000999_B000000999_20130617_001.xml (-) BCL - Manual of electronic transmission for statistical reports of banks bus 12
wkf 105
CSSF enquiry ESPREP ESPREP-B0999-2008-06-STT.xls (-) Naming convention for CSSF reportings bus 15
wkf 78
EDP report EDPREP EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls (-) CSSF - Reporting instructions

(-) Naming convention for CSSF reportings

bus 29
wkf 109
EME report EMEREP EMEREP-W9999-2011-03-W11-L0-L-N--.xls (-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
bus 34
wkf 110
Data payment collection (CDP) V1.1 - V1.14 V0101_L2_201601_W000000003_B000000999_20160201_001.xml BCL - File name convention bus 36
wkf 74
Reporting U U1.1 U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml (-) CSSF - Circular 15/627

(-) CSSF - File naming convention U1.1 reporting

bus 8
wkf
Reporting Sicar SICREP SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls

(-) CSSF - Circular 08/376
(-) CSSF - Circular 15/627
(-) Naming convention for CSSF reportings

bus 17
wkf 112


Management letters CSSF 09/423 Management letters (ML)
(OPC Loi 2010, OPC Loi 2007, SICAR)

DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)

(-) CSSF - CIRCULAIRE CSSF 19/708

(-) Naming convention for CSSF reportings

bus 21
wkf 82
Management letters of GFI (-) Management letters (ML)
(Investment fund manager (IFM)
Gestionnaire des fonds d'investissment (GFI))

(-) Letter of explanation (LE)

DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf

(-) CSSF - CIRCULAIRE CSSF 19/708

(-) Naming convention for CSSF reportings

bus 21
wkf 125
Long forms CSSF 09/423

(-)Long Form reports (LF)

DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf

(-) CSSF - CIRCULAIRE CSSF 19/708

(-) Naming convention for CSSF reportings

bus 21
wkf 81
Fin. Rep. of GFI

(-) Annual management company report (AR)
(-) Letter of explanation (LE)
(-) Management company rep., other frequency (RO)
(-) Response to the CSSF
(-) Miscellaneous report

DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
no naming convention
no naming convention
no naming convention

(-) CSSF - CIRCULAIRE CSSF 19/708

(-) Naming convention for CSSF reportings

bus 21
wkf 80
08/371 report not in 08/371 (-) Auditor report (RR)

(-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)

DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)

(-) CSSF - CIRCULAIRE CSSF 19/708

(-) Naming convention for CSSF reportings

bus 21
wkf 88
Other closing documents of GFI

(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS),
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)



DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG)

CSSF - Document transmission
Circulars 19/708
bus 21
wkf 126


AML_AIFM_REG Reporting

(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) LBC/FT Obligation (BC)
(-) Letter of explanation (LE)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)
Attention.jpg E-file should no longer be used for this procedure -ET-!!!!!!

DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BD-LL-0000.pdf
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-CO-LL-0000.pdf
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ET-LL-0000.pdf
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf

CSSF - Document transmission
Circulars 19/708
bus 21
wkf 133
08/371 FIS prospectus SIF:

(-) Prospectus (PC)
(-) Offering document (DE)
(-) Letter of explanation (LE)

DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf

(-) CSSF - CIRCULAIRE CSSF 19/708

(-) Naming convention for CSSF reportings

bus 21
wkf 83
08/371 UCI prospectus UCI:
(-) Prospectus (PC)
(-) Simplified prospectus (PS)
(-) Letter of explanation (LE)

DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf

(-) CSSF - CIRCULAIRE CSSF 19/708

(-) Naming convention for CSSF reportings

bus 21
wkf 84
08/371 FIS report SIF:
(-) Annual Report (AR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM)

SICAR:
(-) Annual Report (AR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM)

DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf

(-) CSSF - CIRCULAIRE CSSF 19/708

(-) Naming convention for CSSF reportings

bus 21
wkf 87
08/371 report UCI:
(-) Annual Report (AR)
(-) Semi-annual report (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (MP)

DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf

(-) CSSF - CIRCULAIRE CSSF 19/708

(-) Naming convention for CSSF reportings

bus 21
wkf 89
Management regulation/status (-) DOCREP MR: Management Regulations of UCITS (MR)
(-) DOCREP AI: Articles of Incorporation of UCITS (AI)

(-)DOCREP AI: Articles of Incorporation of SICAR (AI)

DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR)

(-) CSSF - CIRCULAIRE CSSF 19/708

(-) Naming convention for CSSF reportings

bus 21
wkf 108
Key investor document Key Investor Information Document

DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf

(-) CSSF 11/509
(-) CSSF - Document transmission
Circulars 08/371, 09/423, 11/509
bus 21
wkf 11
CSSF attestation CSSF attestation request - - bus 21
wkf 104
AIF Reporting AIFREP AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip
AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
CSSF - Circular 14/581 bus 54
wkf 24
Management company report SGOREP SGOREP-S9999-2009-03-G21-L2-S-N--.xls

(-) CSSF - Circular 10/467
(-) CSSF - Circular 15/633
(-) Naming convention for CSSF reportings
(-) G2.1 template provided in the CSSF website

bus 26
wkf 95
PSF report PSFREP PSFREP-P9999-2008-03-P11-L1-L-N--.xls

(-) CSSF - Circular 05/178
(-) CSSF - PFS]
(-) Naming convention for CSSF reportings

bus 18
wkf 94
Titrisation vehicles
(=> BCL - Securitisation Vehicles reporting)
S2.14
S2.15
TPTTBS
S0214_L1_201412_T000000999_T000123001_20150120_001.xml
S0215_L1_201412_T000000999_T000123001_20150120_001.xml
TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml

(-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS

bus 23
wkf 98
Issuing companies reporting
(=> BCL - Financial Companies reporting)
S2.16
S2.17
S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS bus 35
wkf 90
Reporting securities by securities of issuing companies
(=> BCL - Financial Companies reporting)
TPTIBS TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS bus 35
wkf 90
Rapport narratif (CAA) (Companie) -
Governance Re
N01; N02; N03; N04; N07; N08; N09; N10; N11
no source files
N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf (-) Circulaire 15/10
(-) File naming convention
bus 62
wkf 64
Rapport narratif (CAA) (Réviseur) -
Governance Rep
N05; N06
no source files
N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf (-) Circulaire 15/10
(-) File naming convention
bus 62
wkf 63
Solvency II Reporting XBRL Solvency II reports
no source files
S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf (-) Circulaire 15/10
(-) File naming convention
bus 62
wkf 44
FATCA sending FATCA FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml

(-) Circulaire ECHA - n° 3 du 19 janvier 2017
(-) ACD-FATCA

bus 60
wkf
CRS report CRS CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml (-) ACD-CRS
(-) Newsletter 06/02/2017
(-) ECHA-n°4 06/02/2017
bus 68
wkf
OTHER reporting
(=> CSSF)
OTHREP OTHREP-B9999-HELLO_WORLD.xlsx Naming convention for CSSF reportings bus 19
wkf 93
Various correspondence (OTH)
(=> BCL -OTHER reporting)
OTXREP OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls BCL Reporting Instructions bus 22
wkf 75
Non LU UCI registration KIID, prospectus, FactSheet... KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf - bus 30
wkf 107
Divers/Autres tbd tbd - bus 5
wkf 73
SIAG (03/108) (-) Miscellaneous
(-) Miscellaneous report
(-) Reponse to the CSSF
No file name convention - bus 5 and 1
wkf 71
Wrong name: Management company end
the right name should be => Financial reports of Management companies)
(-) Management letters
(-) Annual management company report
(-) Semi-annual management company report
(-) Management company report, other frequency
(-) Miscellaneous report
(-) Response to the CSSF
(-) Explanation letter
(-) Auditor's report
No file name convention - bus 5 and 1
wkf 80
Modification société gestion tbd tbd - bus 5 and 1
wkf 70
Modification group UCI (-) Prospectus
(-) Prospectus Addendum
(-) Registration request
(-) Incorporating documents
(-) Other informational and marketing documents
(-) Depositary bank agreement
(-) Management agreement
(-) Advisory agreement
(-) Distribution agreement
(-) Domiciliation agreementt
No file name convention - bus 5 and 1
wkf 69
Modification UCI (-) Prospectus
(-) Prospectus Addendum
(-) Registration request
(-) Incorporating documents
(-) Other informational and marketing documents
(-) Depositary bank agreement
(-) Management agreement
(-) Advisory agreement
(-) Distribution agreement
(-) Domiciliation agreementt
No file name convention - bus 5 and 1
wkf 68
Agrément société de gestion tbd tbd - bus 5 and 1
wkf 67
UCI agreement

Since 01/11/2019 the creation and transmission of the 5001 procedure via our channel is no longer possible.

(-) Prospectus
(-) Registration request
(-) Incorporating document
(-) Other informational and marketing documents
(-) Depositary bank agreement
(-) Management agreement
(-) Advisory agreement
(-) Distribution agreement
(-) Domiciliation agreementt
(-) Miscellaneous agreement
No file name convention - bus 5 and 1
wkf 66
Envoi de documents à la CSSF tbd tbd - bus 1
wkf 79
Notification 2002/77 tbd tbd - bus 1
wkf 72

General tab

The General tab has to be used in the following cases:

Case 1:

(-) Transmission of all reportings that have been generated by our Report Generation module and transmitted through the Transmission button available in the form.

=> List of all reportings that can be created manually with our Report generator



Case 2:

(-) Transmission of replies to source files initiated by the supervising authorities

Report
naming convention
Detail Supervising authority Circular e-file User Guide
SPJ Replies to Notification and execution of court orders
646REP
663REP
664REP
CSSF Circular 13/566 How to reply to court orders issued by investigating judges of Luxembourg
U11 Replies to to U11 (Global Feedback) CSSF (-) CSSF - Circular 15/627
(-) CSSF - Circular 12/540
(-) CSSF - File naming convention U1.1 reporting
How to reply to U1.1 Global feedback
CPR, RAC, RDI,
RGO,RLB, RRE, ESP,
ETR, RSO,FIR
Replies to source files received from the CAA CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual

Solving the most common problems

Reporter is blocked

The message below is generated if your LUXTRUST e-file SSL certificate has not been registered with the CSSF.

Error creating thumbnail: Image type not supported


For some reportings, the LUXTRUST e-file SSL certificate used by the reporting entity must be registered with the CSSF, before sending any files, according to the registration procedure described in the CSSF 08/334.

The LUXTRUST e-file SSL certificate must be registered with the CSSF for the below reportings:

- FINREP (CSSF circular 08/344)

- COFREP (CSSF circular 08/344)

- ESP (Special enquiries; CIRCULAR CSSF 08/344)

- PFS reporting (Other professionals of the financial sector; CIRCULAR CSSF 08/369)

- SICAR (Sociétés d´investissement en capital à risque)

- Bank Reporting (CIRCULAR CSSF 10/457; CIRCULAR CSSF 15/624)

- Management companies (CIRCULAR CSSF 10/467)

- Payment institutions (CIRCULAR CSSF 11/511)

- Electronic money institutions (CIRCULAR CSSF 11/522)

- OTHER reporting

- AIFMD reporting (CIRCULAR CSSF 14/581)


=> e-file User Guide: CSSF Certificate registration - General

=> e-file User Guide: CSSF Certificate registration - AIFMD


Write rights

The Transmission Module requires read AND write access on the e-file directory in order to run properly.
These error messages reflect access problems.


How to retrieve the path of your e-file directory:

1. Connect to e-file v1

2. Click the link Configure my workstation security

3. Click the link Configure the encryption module

4. A Java windows opens, click Browse

5. The path of the e-file directory will be written here :

EFileDirectoryEN.png


In order to get read AND write access on the e-file directory, please follow the steps below:

Right click on the e-file directory > properties ... > disable the checkbox label 'Read Only'

Droits prop.jpg

If your internal security allows that action, you must also adapt your user rights to all e-file sub-directories.

Note: If you are not allowed to perform such an action, we invite you to contact your IT department so that they can do it for you.





Firefox and Safari compatibility

The default installation of Firefox and Safari with mac needs some tweek in order to work :


firefox

When the transmission module starts, Firefox will download the EFileCrypto.jnlp file but add .html at the end. In order to start it, you need to remove the .html at the end of the file.


Safari (mac)

On Mac you might have an error message when you try to start the EFileCrypto.jnlp file stating that it belongs to a "unauthorized developper"

If you have this message, you will need admin right on the machine : Go to : Mac icon -> System preference -> Security & Privacy

Mac security validation.png

On this screen you have to select "Open Anyway"



Running ActiveX

The Transmission Module needs the ActiveX controls and plug-ins to be enabled. This association is automatically set up when installing Java, but sometimes a specific Internet Explorer option may prevents it to run properly.

Solution:

1. In Internet Explorer, navigate to Tools > Internet Options.

2. On the Security tab, select a network zone.

3. Click Custom Level.

4. Scroll down to the Run ActiveX controls and plug-ins.

5. Select the checkbox label Run ActiveX controls and plug-ins.

6. Click OK and click Apply.

RunActiveX.jpg



Teamviewer

Click the link below in order to get remote assistance:

(-) Get remote assistance Windows compatible executable

(-) Get remote assistance MAC compatible executable





KeyTool

KeyTool is an independent Java software which can be downloaded by clicking the link below:

=> Download KeytoolIUI.zip.


To open it, double click on keytooliui.jar

Keytool.jar.png ➡️ Keytool manage view.png


Why to merge two keystores

While renewing a Luxtrust certificate, the Transmission Module sometimes creates a new keystore file instead of amending the existing one. This happens when the existing keystore is not selected during the keys generation. The new keystore then allows all E-file functionnalities. However, documents encrypted with or for one of your old certificates cannot be opened.

This article explains how to merge two keystores.


How does a keystore work

SchemaKeystore.jpg

Keystore is a Java technology that keeps an history of your certificates like a stack. It is a small file which extension is ".ks" and contains a list of certificates.


Every certificate contains a public key but also a private key which is protected by a password (symbolized CleJaune1.jpg). The keystore access is protected by a password as well (symbolized CleNoire1.jpg). The private key password and the keystore password must always match, thus CleJaune1.jpg= CleNoire1.jpg. For this reason make sure to always use the same password while handling the keystore.
During encryption or decryption, the Transmission Module will browse the different keystore's certificates in order to find the associated private key. That's why it's better to have all your company's certificates inside the same keystore. On the previous sketch, the certificate D has been inserted in a new keystore (keystore 2). For convenience reasons, we prefer putting it in the other keystore (keystore 1) at the top of the pile.


How to merge two keystores

The merging of two keystores is done thanks to an independent Java software called KeyTool which can be downloaded at the following link : [[1]]. To open it, double click on keytooliui.jar.

Follow all the steps to import public and private key from a certificate to another.

1vue.png

  • Select "Import private key from other keystore" as shown on the above printscreen (step 1)
  • Click on the two icons in the "Source" section in order to select the keystore containing the certificate to import (step 2). The source keystore corresponds to Keystore 2 of the "How does a keystore work" section sketch.
  • Do the sane for the target section that selects the keystore on which import the certificate (step 3). The target keystore corresponds to the Keystore 1 of the of the "How does a keystore work" section sketch.
  • Click OK (step 4)

2vue.pngf

  • Select the certificate (that contains the private key) of the source keystore that you desire to import, input its password in the specific field at the bottom of the window.

Click OK

3vue.png

Input the name of the new private key that will be generated in the target keystore. The naming convention is :

cleprivalid_ + incremented number.

As an example, if the target keystore contains already 4 certificates, it has the following entries :

  • cleprivalid_1
  • cleprivalid_2
  • cleprivalid_3
  • cleprivalid_4

The new key name will be cleprivalid_5.

  • Input the password that will be associated to the new key. Warning : it must be the same as the other private key's password of the target keystore (the one of the keystore). Confirm password.
  • Click Ok

4vue.png

The following window appears to indicate the success of the import. When clicking Ok you will see the target keystore content that should contain the imported certificate.

FinalVue.png