Difference between revisions of "Transmission Module"

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= Operating mode=
= '''Main functionalities''' =
 
 
*Encryption and decryption of documents (files are encrypted with pkcs7 format)
*Transmission of documents to supervisory authorities (The envelope/filing are encrypted and signed, the content is encrypted with AES-256-CBC algorthim)
*Keystore setup on the workstation


= '''System requirements''' =


The Transmission Module is a '''Java application''' automatically launched  through '''JavaWebStart''' by clicking a web page hyperlink.<br>
e-file is compatible with all '''Windows''' and '''Mac Os''' versions.
JavaWebStart can also manage the automatic update if a new version of the module is available on the server.
<br><br>
<u>Main functionalities of the Transmission Module:</u>
*Encryption and decryption of documents
*Transmission of documents to supervisory authorities
*Keystore generation
*Certificate Request generation and activation


Here see the prerequisites for the transmission module, and there those for the sending service : [[Sending_Service#Prerequisites]]


== Reporting services using www.e-file.lu ==


Using this version of the transmission module : [[File:IconTransmissionModule.png | border]], you need :




= System requirements =  
{|border="1" cellspacing="2" cellpadding="10" style="text-align:left; width=80%;"


e-file is compatible with all '''Windows''' and '''Mac Os''' versions.
|-
|
! scope="col" | Prerequisites
|-
! scope="row" | Proxy, antivirus
| The ports '''80''' (HTTP) and '''443''' (HTTPS) must be enabled<br>as well as those technical URLs : '''www.e-file.lu/WSEfileFlex''' and  '''www.e-file.lu/WSEfile'''
|-
! scope="row" | Cookies
|Cookies have to be '''enabled''' <br> [https://www.whatismybrowser.com/guides/how-to-enable-cookies/ How to enable Cookies]
|-
! scope="row" | Web browsers
| e-file is compliant with most current browsers, in their default setup :  [[File:Icon Chrome.png | 30px]] [[File:Edge Chromium.jpg | 45px]] [[File:logo_ff.jpg | 35px]] [[File:logo_safari.jpg | 40px]]<br>Please call us if you have a particular configuration.
|}


The only real requirement, in addition to '''internet access''', is to have a <span style="color: #C00000">'''1.7''' </span> or above execution environment'''
<br>
This can be downloaded directly from [http://java.com Java official webpage], and following the default installation link.<br><br>


== Reporting services using www.e-file.lu ==
If, for some exceptional circumstances, you are still using the former module : [[File:IconTransmissionModule_old.png | border]], you still need this :


  {|border="1" cellspacing="2" cellpadding="10" style="text-align:left; width=80%;"
  {|border="1" cellspacing="2" cellpadding="10" style="text-align:left; width=80%;"
Line 34: Line 51:
  |-
  |-
  ! scope="row" | Java Runtime Environment (JRE)
  ! scope="row" | Java Runtime Environment (JRE)
  |At least <span style="color: #C00000">'''Java version 1.7 or above''' </span> needs to be installed on each computer that needs to encrypt or decrypt data.
  |At least <span style="color: #C00000">'''Java version 1.8''' </span> needs to be installed on each computer that needs to encrypt or decrypt data.
Alternative installation are:
* Archive Java 8 download, before the change of licence : https://www.oracle.com/java/technologies/javase/javase8-archive-downloads.html
* OpenJDK: [[OpenJdk_for_the_transmission_module| installation guide]]
  |-
  |-
  ! scope="row" | Java web start enabled
  ! scope="row" | Java web start enabled
  | The Transmission Module is launched using '''Java Web Start''' which is part of the default installation of a JRE.
  | The Transmission Module is launched using '''Java Web Start''' which is part of the default installation of a JRE. <br> You have to associate this kind of file (.jnlp) with Java Webstart. <br> To do so you have to make a right click on the file :<br> 
|-
• Open with <br>
! scope="row" | Java settings
• Browse to retrieve the path of Java Webstart
|[[Transmission Module#Java_settings_-_Control_Panel|General and Security level settings within the Java Control Panel]]
By default the path is :
C:\Program Files (x86)\Java\YOUR_JAVA_VERSION\bin\javaws.exe
 
  |-
  |-
! scope="row" | Proxy, antivirus
  ! scope="row" | Proxy, antivirus
  | Your system (proxy, antivirus,...) must allow '''.jar''' and '''.jnlp''' files to be downloaded <br> The ports '''80''' (HTTP) and '''443''' (HTTPS) must be enabled<br>as well as those URLs : '''www.e-file.lu/WSEfileFlex''',  '''www.e-file.lu/WSEfile''',  '''www.e-file.lu/ECH'''
  | Your system (proxy, antivirus,...) must allow '''.jar''' and '''.jnlp''' files to be downloaded <br> The ports '''80''' (HTTP) and '''443''' (HTTPS) must be enabled<br>as well as those technical URLs : '''www.e-file.lu/WSEfileFlex''',  '''www.e-file.lu/WSEfile''',  '''www.e-file.lu/ECH'''


  |-
  |-
  ! scope="row" | Read and write access to e-file working folders
  ! scope="row" | Read and write access to e-file working folders
  |The Transmission Module needs [[Transmission Module#Write rights|read and write access]] to e-file working folders.<br>Therefore, the keystore is imported by default in the "workdir" directory on the C:\ drive: '''C:\Users\<username> \efile\workdir'''.
  |The Transmission Module needs [[Transmission Module#Write rights|read and write access]] to e-file working folders.<br>Therefore, the keystore is imported by default in the "workdir" directory on the C:\ drive: '''C:\Users\<username> \efile\workdir'''.
|-
! scope="row" | Adobe Flash Player
|Adobe Flash Player 10.2.0 or above has to be installed on your computer.
  |-
  |-
  ! scope="row" | Cookies
  ! scope="row" | Cookies
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  | The default installation of Chrome works correctly.
  | The default installation of Chrome works correctly.
  |-
  |-
  ! scope="row" | Internet Explorer <br> [[File:logo_ie.jpg | 75px]]<br>
  ! scope="row" | Edge <br> [[File:Edge Chromium.jpg | 75px]]
| (-) At least <span style="color: #C00000">'''Internet Explorer version 11''' </span> needs to be installed on your computer.
  | The default installation of Edge works correctly.
 
(-) 'Do not save encrypted pages to disk' [[Transmission_Module#Running_JNLP|has to be unchecked]].<br>
(-) 'Run ActiveX controls and plug-ins' [[Transmission_Module#activeX|has to be enabled]].
 
<span style="color: #868686"> <small>''Warning (only e-file version 1, previous e-file portal): Particular case for IE8.''</small/> </span><br>
<span style="color: #868686"> <small>''A [[Transmission Module#fakepath|security setting]] needs to be changed directly in the browser.''</small/> </span>
  |-
  |-
  ! scope="row" | Firefox <br> [[File:logo_ff.jpg | 75px]]
  ! scope="row" | Firefox <br> [[File:logo_ff.jpg | 75px]]
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== Luxtrust certificate ==
== Luxtrust certificate ==


{|border="1" cellspacing="2" cellpadding="10" style="text-align:left; width=80%;"


{|border="1" cellspacing="2" cellpadding="10" style="text-align:left; width=80%;"
|-
|-
  |
  |
  ! scope="col" | Additional information  
  ! scope="col" | Additional information  
  |-
  |-
  ! scope="row" | LuxTrust certificate order
  ! scope="row" | LuxTrust certificate order
  | For encryption purposes, a Luxtrust SSL certificate is mandatory to use our services.<br>
  | ''All reporting files transmitted to the CSSF through the external transmission channels must be encrypted according to the standards defined in the related document of Circular CSSF 23/833 “Methods of transmitting reports via external channels”.'' ([https://www.cssf.lu/en/file-transport-and-data-protection/ See more about data protection])<br>
To be able to order the certificate on Luxtrust’s webpage [http://www.easyssl.lu www.easyssl.lu] you need to use a modern browser (Chrome, Firefox, Safari, IE10 ...)<br>
For encryption purposes, a Luxtrust SSL certificate is mandatory to use our services.<br>
<br>
To be able to order the certificate on Luxtrust’s webpage [http://www.easyssl.lu www.easyssl.lu] you need to use a modern browser (Chrome, Edge, Firefox, Safari, ...)
NB : The certificate ordering procedure is not necessarily performed on an e-file workstation, <br>
 
it can be achieved on a different one or even a laptop (you just need to transfer the certificateRequest.txt file generated during the ordering).
[[E-file Administration#LUXTRUST_certificate_purchase_order|'''=> How to order your Luxtrust certificate''']]
  |}
  |}


 
= '''Manual file transmission''' =
 
 
 
= LUXTRUST certificate purchase order=
 
All reporting files transmitted to the supervisory authorities must be encrypted.
 
The only certificates authorised for the file encryption by the reporting entity are SSL certificates from the certification authority [https://www.easyssl.lu/?product=e-file LUXTRUST].
 
 
 
== Key and Certificate Request generation ==
 
Please be informed that during the next steps two files will be generated:
 
- the keystore file '''keystore.ks''' containing your new keys
 
- the certificate request file '''Certificate Request.txt''' containing a copy of your new keys. This file will be renamed to '''Certificate Request.csr''' and uploaded on LUXTRUST´s website during your purchase order.
[[Transmission Module#Finalize your LUXTRUST purchase order|=>Chapter 3.2 Finalize your purchase order of LUXTRUST e-file SSL certificate]]
 
 
'''Step 1'''
 
  <span style="color: #C00000">'''Important note : the Luxtrust SSL certificate purchase order and its activation have to be performed on the same computer workstation.</span>'''
 
 
 
 
'''Step 2'''
 
Connect to [https://e-file.lu/ECH e-file v1] with your [[E-file Administration|'''e-file administrator''']] credentials (adminXXX)
 
 
 
 
'''Step 3'''
 
Click the link '''Certificate activation'''
 
 
 
 
'''Step 4'''
 
Click the link '''Generate encryption keys and a certificate request for your entity'''
 
 
 
 
'''Step 5'''
 
The form '''Generate keys and certificate request''' opens :
[[File:Form generate keys.png |350px]]
 
 
 
 
'''Step 6'''
 
Complete the form
 
a. <u>Password</u>
 
If you order the certificate for the '''very first time''', you have to define a brand-new '''keystore password'''.
  <span style="color: #C00000">''' Important note : the keystore password has to be shared with all e-file users who have to transmit encrypted documents or decrypt feedback files received from the supervisory authorities. </span>.
 
  <span style="color: #C00000">''' Important note : if you loose your keystore password, you will have to generate a new key and order a new certificate. </span>
 
In the case you have to '''renew''' your certificate, e.g. its validity date expired, you have to use the '''keystore password''' that had been created when you ordered the certificate for the '''very first time'''.
 
 
 
 
b. <u>Confirm</u>
 
Confirm the password
 
 
 
 
c. <u>Path of keystore</u>
 
Click the Browse button. A Save As dialog box opens. Complete the required information:
 
-Current directory:
 
If you order the certificate for the '''very first time''', select the folder where the keystore file will be stored.
<span style="color: #C00000">'''Important note : please ensure that you have write access to this folder''' </span>.
 
We suggest using your personal folder: C:\Users\xxx\efile\workdir.
 
In the case you have to '''renew''' your certificate, you have to select your '''current''' and '''valid''' keystore.ks. Normally, the system remembers the path where it had been stored.
 
- File name:  choose your keystore name, for example '''keystore.ks'''
 
- File type : .ks
 
 
 
 
d. <u>Name</u>, <u>Department</u>, <u>Entity</u>, <u>City</u>, <u>State (USA only) </u>, <u>Country (ISO code) </u> should be completed as indicated in the above print screen.
 
 
 
 
e. <u>Path of request</u>
 
Click the Browse button. A Save As dialog box opens. Complete the required information:
 
- Current directory: select the folder where the Certificate Request file will be stored.
<span style="color: #C00000">'''Important note : please ensure that you have write access to this folder''' </span>.
 
We suggest using your personal folder: C:\Users\xxx\efile\workdir
 
- File name:  '''CertificateRequest.txt'''
 
- File type : .txt
 
 
 
 
f. <u>Generate</u>
 
Click the '''Generate button'''.
A window will pop up and confirm that two files have been generated: '''keystore.ks''' and '''CertificateRequest.txt''' on  e.g. C:\Users\xxx\efile\workdir.
 
<span style="color: #C00000">'''Important note : if you renew your certificate, please ensure that the modification date of your current kestore.ks has been updated. If it is not the case it is highly probable that Java has no write access to the folder where the keystore.ks is located ''' </span>
 
 
<span style="color: #C00000">'''Important note : we advise you to back up the keystore.ks and CertificateRequest files.''' </span>
 
 
 
 
'''Step 7'''
 
LUXTRUST´s website where the Certificate Request file will be uploaded, only allows '''.csr''' file extension. Therefore, you must rename your CertificateRequest.txt as follows '''CertificateRequest.csr'''
 
 
 
 
 
==  Finalize your LUXTRUST purchase order ==
 
-Open the [https://www.easyssl.lu/?product=e-file LUXTRUST easy SSL e-file website].
 
-Choose the period of validity of your certificate (1 or 3 years) and click the ORDER E-FILE button.
 
-If you do not have a LUXTRUST easy SSL e-file account you have to get registered.
 
-Once registered, complete the whole order form and finalize your purchase order by uploading your '''CertificateRequest.crs''' file, accepting the TERMS AND CONDITIONS and clicking the PLACE ORDER button.
 
-Shortly afterwards, you will receive an e-mail from LUXTRUST confirming your purchase order.
 
-Please follow all instructions provided in the e-mail and its PDF attachment (Send signed PDF by post with all required documents to the address indicated inside, process the payment etc.)
 
 
 
 
 
==  Activation of your LUXTRUST certificate ==
 
The certificate file will be sent to the e-mail address you provided in your purchase order.
 
The extension of this file will be .txt, in order to prevent your firewall from blocking the attached file.
 
 
'''Step 1'''
 
<span style="color: #C00000">'''Important note: save the file .txt on your computer workstation and replace the .txt extension by .cer </span>
 
 
Open the .cer file. You should be able to see your certificate as shown below:
 
[[File:Certif_Visu.jpg | 300px]]
 
 
 
 
'''Step 2'''
 
  <span style="color: #C00000">'''Important note : the Luxtrust SSL certificate ordering and its activation have to be performed on the same computer workstation.</span>'''
 
Connect to [https://e-file.lu/ECH e-file v1] with your [[E-file Administration|'''e-file administrator''']] credentials (adminXXX)
 
 
 
 
'''Step 3'''
 
Click the '''Certificate activation''' link
 
[[File:Certif_Activation1_EN.jpg | 600px]]
 
 
 
 
'''Step 4'''
 
Click the '''Activate the certificate''' link.
 
[[File:Activate certif.png| 600px]]
 
 
 
 
'''Step 5'''
 
A dialogue box '''Activate certificate''' opens
 
[[File:Certif_Activation3_EN.jpg | 600px]]
 
 
 
 
'''Step 6'''
 
Complete the required information
 
 
<u>Password</u>
 
Enter your keystore password
 
 
 
<u>Path of certificate</u>
 
Select your certificate file ('''.cer''')
 
 
 
<u>Activate</u>
 
Click the Activate button.
 
A window will pop up and inform you that the activation has been done successfully.
 
Your keystore.ks is now activated. It contains your LUXTRUST certificate and your encryption keys.
 
<span style="color: #C00000">'''Important note : we advise you to back up the activated keystore.ks and its password''' </span>
 
<span style="color: #C00000">'''Important note : if you loose your keystore and/or its password,you will have to generate a new encryption key and order a new certificate. </span>.
 
 
 
 
 
==  Deploying the keystore ==
 
The activated keystore, containing your LUXTRUST certificate and your encryption keys must now be provided to the workstations of each e-file user.
 
[[Transmission Module#Installing a new e-file workstation|=> Installing a new e-file workstation e-file v1 and e-file v2]]
 
 
'''Sending Service'''
 
In the case you are using the Sending Service for your automatic reporting transmission, the activated keystore.ks must be provided as well.
 
[[Sending_Service|Wiki-Sending Service]]
 
 
 
 
 
 
= Registration of your certificate with the CSSF =
 
For some reportings, the LUXTRUST e-file SSL certificate used by the reporting entity must be registered with the CSSF, before sending any files, according to the registration procedure described in the CSSF 08/334.
 
The LUXTRUST e-file SSL certificate must be registered with the CSSF for the below reportings:
 
- FINREP (CSSF circular 08/344)
 
- COFREP (CSSF circular 08/344)
 
- ESP (Special enquiries; CIRCULAR CSSF 08/344)
 
- PFS reporting (Other professionals of the financial sector; CIRCULAR CSSF 08/369)
 
- SICAR (Sociétés d´investissement en capital à risque)
 
- Bank Reporting (CIRCULAR CSSF 10/457; CIRCULAR CSSF 15/624)
 
- Management companies (CIRCULAR CSSF 10/467)
 
- Payment institutions (CIRCULAR CSSF 11/511)
 
- Electronic money institutions (CIRCULAR CSSF 11/522)
 
- OTHER reporting
 
- AIFMD reporting (CIRCULAR CSSF 14/581)
 
 
 
[[Media:ManuUtil EFile CSSF Certificate registration EN.pdf |=> e-file User Guide: CSSF Certificate registration - General]]
 
[[Media:ManuUtil EFile CSSF Certificate registration AIF EN.pdf |=> e-file User Guide: CSSF Certificate registration - AIFMD]]
 
 
 
 
 
= Installing a new e-file workstation =
 
Installing a new e-file workstation is '''quick and easy'''
 
 
 
== Installation of e-file v1 workstation ==
 
Connect to [https://e-file.lu/ECH e-file v1] with your '''user credentials.'''
 
Click the link '''Configure my workstation security settings.'''
 
Click the '''Configure my workstation security''' link at the top right of home page, then on '''Import''' link  (Point 2 in new window)
 
Enter your keystore '''Password''' (password you use each time you send encrypted files via the Transmission Module) <br>[[File:import3.9_EN.jpg]]
 
Click the first ''' Browse'''  button and select the '''valid''' keystore file (.ks) of your company ('''Path of keys to be imported''')
 
Click the second '''Browse''' button and select the drive and folder where the keystore will be stored ('''Full path to target keystore''').
 
Please ensure that you have write access to this folder. By default, we suggest to use your personal folders ex: C:\users\xxx\efile\workdir.
 
[[File:importSave_EN.jpg]]
 
Once the folder selected, you have to enter the '''File name''' of your destination keystore file. We strongly advise you to use the same name you used for the source file.
 
Click the ''''Import'''' button.
 
A window will pop up and confirm that the keystore.ks has been imported.
 
 
 
 
== Installation of e-file v2 workstation ==
 
The Transmission Module has to be configured when it is used for the first time (or after each Java update).
 
Connect to [https://e-file.lu/e-file e-file v2] with your '''user credentials.'''
 
The path to the keystore has to be selected with the [[File:BrowseButton.png | border]] button and the key (locally or on a server) will have to be imported with the [[File:ImportButton.png |border]] button :
 
[[File:2tmm.png | 500px]]
 
Once the keystore.ks has been imported, the access to the keystore is memorized by the application.
 
In order to be more user friendly and to speed up the sending process, the Transmission Module will then run as a background process on your desktop.
 
If you need to end the process, right click on the icon in the taskbar and select “CloseTransmission Module” :
 
[[File:2Tmet.png |250 px]]
 
 
 
 
== Managing Alerts ==
 
To be informed easily and as soon as possible, the e-file user can receive an alert message when a particular event occurs for himself or for his user-group (eg a new envelope has been received or a new procedure has been created).
 
 
There are two types of configurable alerts. <br>
When specific events occurs, an information message may appear on the '''e-file home page''' or a '''mail''' can be sent to the address associated to the user account
<br><br>
 
Configuring alerts is available by clicking the button on the homepage : <br>
[[File:GestAlerte01en.jpg | border | 800px]]
<br> 
<br>
 
The screen below shows all the events that can trigger an alert.<br> 
[[File:Gestalerte02en.jpeg| border  | 800px]]
<br> 
<br>
The first table is used to configure alerts to be sent to the email address associated to the user account<br>
The second allows configuration of alerts to be displayed on the E-file home page once you're logged in.
<br>
<br>
To respond more quickly, it is recommended to check the box'' 'Receiving an envelope''' to be notified when a new enveloppe is created for you in E-file.
<br>
<br>
The check-boxes of "Ignore the alerts of the group" column allows to activate only the alerts that apply to your own user account and ignore the events initiated by other members of your user-group.
 
 
 
 
 
= File transmission =


Our Transmission Module allows you to submit reports and documents to Luxembourg authorities.
Our Transmission Module allows you to submit reports and documents to Luxembourg authorities.
Line 492: Line 114:




== How to access the Transmission Module ==
== Transmission Module Migration==


Step 1: Select your environment
E-file Crypto JAVA application is replaced by a new transmission module application that opens directly in the browser.


Production environment : '''https://www.e-file.lu/e-file/'''


Homologation environment (Test) : '''https://homologation.e-file.lu/e-file/'''


=== Transmission Module Technologie ===




[[File:Transmission Module technologi After(1).PNG| 600px]]


=== Transmission Section===


Step 2: Enter your e-file login credentials (user name and password) and click the Access button
[[File:Transmission Module Section After(1).PNG| 1000px]]


[[File:Identification.jpg]]
=== Keystore Selection ===


<u>Important</u>: If you do not have an e-file user account or if you do not remember your password, you might contact your [[E-file Administration|'''e-file administrator''']] of your company.


[[File:Keystore selection After(1).PNG| 600px]]


=== Sending types ===
[[Media:SendingTypes.xlsx|See them '''on excel''']] or below


<div style="height:700px; width:auto; overflow-y:scroll">


 
{| class="sortable" border="1" cellspacing="2" cellpadding="1"
Step 3: Double-click the Transmission Module icon:
|- <div style="position:sticky;top:-1px;z-index:10">
 
[[File:NE_TransmissionModule.PNG]]
 
 
 
<u>Result</u>: the EfileCrypto.jnlp file is generated
 
[[File:Jplg.jpg|250 px]]
 
<u>Important</u>:  the '''.jnlp''' file has to be '''downloaded''' locally on your computer and must be '''opened''' to launch the '''Transmission Module'''.
 
<u>Note</u>: the '''Transmission Module''' is a Java application. The Transmission module aims at encrypting documents before they are sent to authorithies. It is also used to decrypt documents and feedbacks.
 
[[Transmission Module#System requirements|=> System requirements]]
 
 
 
 
 
Step 4: Click the Open button of the EfileCrypto.jnlp file [[File:Jplg.jpg|250 px]]
 
<u>Result</u>: the window below opens
 
[[File:JavaEfileWindow.png | border]]
 
 
 
 
 
Step 5: Click the [[File:RunButton.png | border]] button
 
[[File:JavaEfileWindow.png | border]]
 
 
<u>Result</u>: the Transmission Module is launched
 
[[File:2tm.png| 400px]]
 
 
 
 
 
 
==  Transmission tab ==
 
 
The Transmission tab has to be used if your file / document is ready to be submitted to the supervisory authority.
 
 
 
===  How to submit documents/reports to regulators: ===
 
-Select the Transmission tab of the Transmission Module
-Select the [[#Filing types|Sending type]]
-Enter the Sending subject
-Click the Upload button and upload your file or drag & drop your file in the middle of the window (=>drag & drop files here)
-Enter your Keystore password
-Check if all fields are completed
-If the Control light becomes green you can click the Send button
 
[[File:2tm.png| border | 400px]]
 
 
 
 
 
=== Sending types ===
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Sending type'''
! scope="col" | '''Sending type'''
! scope="col" | '''Reporting'''
! scope="col" | '''Reporting'''
! scope="col" | '''Example'''
! scope="col" | '''Example'''
! style="font-style:italic;" | Multiples<br />      possible
! scope="col" | '''Detailed information'''
! scope="col" | '''Detailed information'''
|<span style="color: #868686"> <small>''Internal <br /> technical <br /> business ID''</small/> </span>
! <span> <small>''Internal <br /> business ID''</small/> </span>
|-
</div>
||Mifir reporting
||<small> TAFREP </small/>
|| <small> TAFREP-B00000001-2017-04-15-123456.xml </small/>
||[http://www.cssf.lu/fileadmin/files/MAF/MIFID/TAF_Handbook.pdf <small> CSSF - TAF Handbook </small/>]
||<span style="color: #868686"> <small>''bus 71'' <br /> ''wkf 111''</small/> </span>
|-
||AnaCredit
||<small> ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q </small/>
||<small> ANTREF_201801_LUB00999_20180205-001.xml <br />  ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml <br /> ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml <br /> ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml </small/> <br />
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/AnaCredit/Instructions/AnaCredit_Technical_specifications.pdf <small> BCL - Reporting instructions </small/>]
||<span style="color: #868686"> <small>''bus 74'' <br /> ''wkf 122'' </small/> </span>
|-
|-
||FINREP report
| style="vertical-align:middle; color:#202122;" | 08/371 FIS prospectus
||<small> B2.4 <br /> B2.5 </small/>
| style="vertical-align:middle; color:#202122;" | SIF:<br />     (-) Prospectus (PC)<br />     (-) Offering document (DE)<br />     (-) Letter of explanation (LE)
||<small> FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML <br /> FRCREP-B9999-2007-12-B24-L2-L-N--.zip </small/>
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf <small> Naming convention for CSSF reportings </small/>]
| style="text-align:center; vertical-align:middle;" | Yes
||<span style="color: #868686"> <small>''bus 73'' <br /> ''wkf 86''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />     wkf 83
|-
|-
||Reporting EDIFACT
| style="vertical-align:middle; color:#202122;" | 08/371 FIS report
||<small> B4.4 (Credit institutions) </small/>
| style="vertical-align:middle; color:#202122;" | SIF:<br />     (-) Annual Report (AR)<br />    (-) Letter of explanation (LE)<br />     (-) Other periodic report (RO)<br />     (-) Movements in the securities portfolios (PM)<br />     SICAR:<br />    (-) Annual Report (AR)<br />    (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />    (-) Movements in the securities portfolios (PM)
||<small> B0001809.T01 </small/>
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/Edifact_R_1003.pdf <small> (-) CSSF - Reporting instructions Edifact B4.4 </small/>] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf <small> (-) Naming convention for CSSF reportings </small/>]
| style="text-align:center; vertical-align:middle;" | Yes
||<span style="color: #868686"> <small>''bus 73'' <br /> ''wkf 86''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
 
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />     wkf 87
|-
|-
||COREP report
| style="vertical-align:middle; color:#202122;" | 08/371 report
||<small> COFREP </small/>
| style="vertical-align:middle; color:#202122;" | UCI:<br />    (-) Annual Report (AR)<br />    (-) Semi-annual report (SR)<br />     (-) Letter of explanation (LE)<br />    (-) Other periodic report (RO)<br />     (-) Movements in the securities portfolios (MP)
||<small> COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl <br /> COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip </small/>
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
||[https://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/Reporting_requirements_final_090218.pdf <small> (-) CSSF - Reporting requirements for credit institutions</small/>] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf <small> (-) Naming convention for CSSF reportings</small/>]
| style="text-align:center; vertical-align:middle;" | Yes
||<span style="color: #868686"> <small>''bus 72'' <br /> ''wkf 85''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />     wkf 89
|-
|-
||Credit institution reporting
| style="vertical-align:middle; color:#202122;" | 08/371 report not in 08/371
||<small>AR: Annual Report <br /> CO: Compliance Report <br /> GR: Governance Report <br /> IA: Internal Audit Report <br /> IC: ICAAP <br /> LF: Long Form Report <br />ML:ManagementLetter <br /> RC: Risk Control Report <br /> RP: Recovery Plan <br /> SC: Single Customer View </small/>
| style="vertical-align:middle; color:#202122;" | (-) Auditor  report (RR)<br />     (-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)
||<small> DOCREP-B00000998-00000000-0000-2009-12-31-AR-DE-0000.pdf </small/>  
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf  (OPC Loi 2010)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi  2010)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi  2007)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund  Manag.)<br />     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
||
| style="text-align:center; vertical-align:middle;" | Yes
[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf <small> (-) CSSF - Circular 15/624</small/>] <br />  
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf <small> (-) CSSF - Circular 10/457</small/>] <br />
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />     wkf 88
[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf <small> (-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 27'' <br /> ''wkf 92''</small/> </span>
|-
|-
||BCL statistics
| style="vertical-align:middle; color:#202122;" | 08/371 UCI prospectus
||<small> S0.1; S1.1; S1.4; S1.5; <br /> S1.8; S1.9; S2.5-L; S2.5-N; <br /> S2.8; S2.9-L; S 2.9-N; S3.2</small/>
| style="vertical-align:middle; color:#202122;" | UCI:<br />     (-) Prospectus (PC)<br />     (-) Simplified prospectus (PS)<br />     (-) Letter of explanation (LE)
||<small> S0001_L1_20130616_B000000999_B000000999_20130617_001.xml  </small/>  
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf <small> (-) BCL - Manual of electronic transmission for statistical reports of banks </small/>]
| style="text-align:center; vertical-align:middle;" | Yes
||<span style="color: #868686"> <small>''bus 13'' <br /> ''wkf 96''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />     wkf 84
|-
|-
||Security by security Banks
| style="vertical-align:middle; color:#202122;" | AIF Reporting
||<small> TPTBBL; TPTBBN; TPTBHR; TPTBHN </small/>
| style="vertical-align:middle; color:#202122;" | AIFREP
||<small> TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml </small/>  
| style="vertical-align:middle; color:#202122;" | AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip<br />     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf <small> (-) BCL - Manual of electronic transmission for statistical reports of banks </small/>]
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 20'' <br /> ''wkf 97''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Alternative_Investment_Fund_Managers_(AIFM)]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 54<br />     wkf 24
|-
|-
||Payments balance
| style="vertical-align:middle; color:#202122;" | AnaCredit
||<small> BOP </small/>
| style="vertical-align:middle; color:#202122;" | ANTREF<br />     ANTT1M<br />    ANTT2M<br />     ANTT2Q
||<small> BOP101_20130616_B000000999_B000000999_20130617_001.xml   </small/>  
| style="vertical-align:middle; color:#202122;" | ANTREF_201801_LUB00999_20180205-001.xml<br />     ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml<br />    ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml<br />     ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf <small> (-) BCL - Manual of electronic transmission for statistical reports of banks </small/>]
| style="text-align:center; vertical-align:middle;" | Yes
||<span style="color: #868686"> <small>''bus 12'' <br /> ''wkf 105''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 74<br />     wkf 122
|-
|-
||CSSF enquiry
| style="vertical-align:middle; color:#202122;" | BCL statistics
||<small> ESPREP </small/>
| style="vertical-align:middle; color:#202122;" | S0.1; S1.1;  S1.4; S1.5;<br />     S1.8; S1.9; S2.5-L; S2.5-N;<br />     S2.8; S2.9-L; S 2.9-N; S3.2
||<small> ESPREP-B0999-2008-06-STT.xls </small/>
| style="vertical-align:middle; color:#202122;" | S0001_L1_20130616_B000000999_B000000999_20130617_001.xml
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf <small> (-) Naming convention for CSSF reportings</small/>]
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 15'' <br /> ''wkf 78''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 13<br />     wkf 96
|-
|-
||EDP report
| style="vertical-align:middle; color:#202122;" | COREP report
||<small> EDPREP </small/>
| style="vertical-align:middle; color:#202122;" | COFREP
||<small> EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls </small/>  
| style="vertical-align:middle; color:#202122;" | COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl<br />     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip<br />     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ <small>(-) CSSF - Reporting instructions</small/>] <br />  
| style="text-align:center; vertical-align:middle;" | No
[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf <small>(-) Naming convention for CSSF reportings</small/>]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
||<span style="color: #868686"> <small>''bus 29'' <br /> ''wkf 109''</small/> </span>
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 72<br />     wkf 85
|-
|-
||EME report
| style="vertical-align:middle; color:#202122;" | Credit institution reporting
||<small> EMEREP </small/>
| style="vertical-align:middle; color:#202122;" | AR: Annual  Report<br />    AS: Annual report consolidated<br />    CO: Compliance Report<br />    GR: Governance Report<br />    IA: Internal Audit Report<br />    IC: ICAAP<br />    ID: ICAAP Consolidated<br />    LF: Long Form Report<br />    LC: Long Form consolidated<br />    LD: Long form branch or specific participation<br />    ML:ManagementLetter<br />    MC: Management letter consolidated<br />     RC: Risk Control Report<br />    RP: Recovery Plan<br />     SC: Single Customer View<br />    LG: Reconciliation LuxGAAP FINREP<br />    RR: Results distribution <br />      <br />    BD: AC member list <br />      IL: ILAAP <br />      IM: ILAAP consolidated <br />    AC: Audit report on AML/CTF<br />    MF: Audit report on rules of conduct<br />    MM: Head quarter annual report<br />    RE: Report on out-of-court complaint resolution<br />    TR: Table on out-of-court complaint resolution<br />    AD: Circ. 18/697 annexe1
||<small> EMEREP-W9999-2011-03-W11-L0-L-N--.xls </small/>  
| style="vertical-align:middle; color:#202122;" | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf<br />     DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf<br />     DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf<br />     DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf<br />     DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf<br />     DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf<br />    DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf<br />     DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf<br />     DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ <small>(-) CSSF - Reporting instructions</small/>] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf <small>(-) Naming convention for CSSF reportings</small/>]
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 34'' <br /> ''wkf 110''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 27<br />     wkf 92
|-
|-
||Data payment collection (CDP)
| style="vertical-align:middle; color:#202122;" | CRS report
||<small> V1.1 - V1.14 </small/>
| style="text-decoration:underline; color:#0563C1;" | CRS
||<small> V0101_L2_201601_W000000003_B000000999_20160201_001.xml </small/>
| style="vertical-align:middle; color:#202122;" | CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf <small>BCL - File name convention</small/>]
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 36'' <br /> ''wkf 74''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Institutions_-_Common_Reporting_Standard_(CRS)]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 68<br />     wkf
|-
|-
||Reporting U
| style="vertical-align:middle; color:#202122;" | CSSF attestation
||<small> U1.1 </small/>
| style="text-decoration:underline; color:#0563C1;" | CSSF attestation  request
||<small> U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml </small/>
| style="vertical-align:middle; color:#202122;" | -
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf <small> (-) CSSF - Circular 15/627</small/>] <br />
| style="text-align:center; vertical-align:middle;" | No
[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf <small> (-) CSSF - File naming convention U1.1 reporting</small/>]
| style="vertical-align:middle; color:#202122;" | -
||<span style="color: #868686"> <small>''bus 8'' <br /> ''wkf ''</small/> </span>
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />     wkf 104
|-
|-
||Reporting Sicar
| style="vertical-align:middle; color:#202122;" | CSSF enquiry
||<small> SICREP </small/>
| style="vertical-align:middle; color:#202122;" | ESPREP
||<small> SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls </small/>
| style="vertical-align:middle; color:#202122;" | ESPREP-B0999-2008-06-STT.xls
||
| style="text-align:center; vertical-align:middle;" | No
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf <small>(-) CSSF - Circular 08/376</small/>] <br /> 
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf <small>(-) CSSF - Circular 15/627</small/>] <br />
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 15<br />     wkf 78
[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf <small>(-) CSSF - File naming convention U1.1 reporting</small/>] <br />
[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 17'' <br /> ''wkf 112''</small/> </span>
|-
|-
||Management letters CSSF 09/423
| style="vertical-align:middle; color:#202122;" | Data payment collection (CDP)
||<small> Management letters (ML) =>PDRREP <br /> Other auditor report (RR) =>DOCREP </small/>
| style="vertical-align:middle; color:#202122;" | V1.1 - V1.300-F
||<small> PDRREP-O000001234-2018-01-15-ML.pdf <br /> DOCREP-O00001234-00000014-0001-2018-01-15-RO-EN-0000.pdf </small/>
| style="vertical-align:middle; color:#202122;" | V0101_L2_201601_W000000003_B000000999_20160201_001.xml
||
| style="text-align:center; vertical-align:middle;" | Yes
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf <small>(-) CSSF 09/423</small/>] <br />
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Payment_Institutions/Electronic_Money_Institutions]]
[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf <small>(-) CSSF - Document transmission <br /> Circulars 08/371, 09/423, 11/509</small/>]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 36<br />     wkf 74
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 82''</small/> </span>
|- style="vertical-align:middle;"
| style="color:#202122;" | Informations diverses d'ordre général
| style="color:#202122;" | Amendment to an  existing instrument
| style="color:#202122;" | No file name  convention
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5<br />     wkf 73
|-
|-
||Long forms CSSF 09/423
| style="vertical-align:middle; color:#202122;" | EDP report
||<small> Long Form reports (LF) =>PDRREP <br /> Other auditor report (RR) =>DOCREP </small/>
| style="vertical-align:middle; color:#202122;" | EDPREP
||<small> PDRREP-O000001234-2018-01-15-LF.pdf <br />  DOCREP-O00001234-00000014-0001-2018-01-15-RO-EN-0000.pdf </small/>
| style="vertical-align:middle; color:#202122;" | EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls
||
| style="text-align:center; vertical-align:middle;" | No
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf <small>(-) CSSF 09/423</small/>] <br />
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Electronic_Money_Institutions]]
[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf <small>(-) CSSF - Document transmission <br /> Circulars 08/371, 09/423, 11/509</small/>]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 29<br />     wkf 109
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 81''</small/> </span>
|-
|-
||08/371 FIS prospectus
| style="vertical-align:middle; color:#202122;" | EME report
||<small>SIF: <br />
| style="vertical-align:middle; color:#202122;" | EMEREP
(-) Prospectus (PC) <br />
| style="vertical-align:middle; color:#202122;" | EMEREP-W9999-2011-03-W11-L0-L-N--.xls
(-) Simplified prospectus (PS) <br />
| style="text-align:center; vertical-align:middle;" | No
(-) Offering document (DE) <br />
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Electronic_Money_Institutions]]
(-) Letter of explanation (LE)</small/>
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 34<br />     wkf 110
||
<small> DOCREP-O00001234-00000014-0001-2018-01-15-PC-EN-0000.pdf <br />
DOCREP-O00001234-00000014-0001-2018-01-15-PS-EN-0000.pdf <br />
DOCREP-O00001234-00000014-0001-2018-01-15-DE-EN-0000.pdf </small/>
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf <small>CSSF - Document transmission <br /> Circulars 08/371, 09/423, 11/509</small/> ]
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 83''</small/> </span>
|-
|-
||08/371 UCI prospectus
| style="vertical-align:middle; color:#202122;" | FATCA sending
||<small>UCI: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Letter of explanation (LE)</small/>
| style="text-decoration:underline; color:#0563C1;" | FATCA
||  
| style="vertical-align:middle; color:#202122;" | FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml
<small> DOCREP-O00004321-00000014-0001-2018-01-15-PC-EN-0000.pdf <br />
| style="text-align:center; vertical-align:middle;" | No
DOCREP-O00004321-00000004-0001-2018-01-15-PS-EN-0000.pdf <br />
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Institutions_-_Foreign_Account_Tax_Compliance_Act_(FATCA]]
DOCREP-O00004321-00000004-0001-2018-01-15-LE-EN-0000.pdf </small/>
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 60<br />     wkf
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf <small>CSSF - Document transmission <br /> Circulars 08/371, 09/423, 11/509</small/> ]
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 84''</small/> </span>
|-
|-
||08/371 FIS report
| style="vertical-align:middle; color:#202122;" | Fin. Rep. of GFI
||<small>SIF:  <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM)</small/>
| style="vertical-align:middle; color:#202122;" | (-) Annual   management company report (AR)<br />     (-) Letter of explanation (LE)<br />     (-) Management company rep., other frequency (RO)<br />     (-) Response to the CSSF<br />     (-) Miscellaneous report
||<small>
| style="vertical-align:middle; color:#202122;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br />     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br />     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br />     no naming convention<br />     no naming convention<br />     no naming convention
DOCREP-O00001234-00000014-0001-2018-01-15-ARR-EN-0000.pdf <br />  
| style="text-align:center; vertical-align:middle;" | Yes
DOCREP-O00001234-00000014-0001-2018-01-15-SR-EN-0000.pdf <br />  
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
DOCREP-O00001234-00000014-0001-2018-01-15-LE-EN-0000.pdf <br />  
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />     wkf 80
DOCREP-O00001234-00000014-0001-2018-01-15-RO-EN-0000.pdf <br />  
DOCREP-O00001234-00000014-0001-2018-01-15-PM-EN-0000.pdf </small/>  
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf <small>CSSF - Document transmission <br /> Circulars 08/371, 09/423, 11/509</small/> ]
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 87''</small/> </span>
|-
|-
||08/371 report
| style="vertical-align:middle; color:#202122;" | FINREP report
||<small>UCI: <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (MP)</small/>
| style="vertical-align:middle; color:#202122;" | B2.4<br />     B2.5
||<small>
| style="vertical-align:middle; color:#202122;" | FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML<br />     FRCREP-B9999-2007-12-B24-L2-L-N--.zip
DOCREP-O00004321-00000014-0001-2018-01-15-AR-EN-0000.pdf <br />  
| style="text-align:center; vertical-align:middle;" | No
DOCREP-O00004321-00000004-0001-2018-01-15-SR-EN-0000.pdf <br />
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
DOCREP-O00004321-00000004-0001-2018-01-15-LE-EN-0000.pdf <br />  
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 73<br />     wkf 86
DOCREP-O00004321-00000014-0001-2018-01-15-RO-EN-0000.pdf <br />
DOCREP-O00004321-00000004-0001-2018-01-15-PM-EN-0000.pdf <br /> </small/>
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf <small>CSSF - Document transmission <br /> Circulars 08/371, 09/423, 11/509</small/> ]
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 89''</small/> </span>
|-
|-
||Management regulation/status
| style="vertical-align:middle; color:#202122;" | Issuing companies reporting
||<small> (-) DOCREP MR: Management Regulations of UCITS (MR) <br /> (-) DOCREP AI: Articles of Incorporation of UCITS (AI) </small/>
| style="vertical-align:middle; color:#202122;" | S2.16<br />     S2.17
||<small>
| style="vertical-align:middle; color:#202122;" | S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml<br />     S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
DOCREP-O00004321-00000014-0001-2018-01-15-MR-EN-0000.pdf <br />  
| style="text-align:center; vertical-align:middle;" | Yes
DOCREP-O00004321-00000004-0001-2018-01-15-AI-EN-0000.pdf </small/>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Companies]]
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf <small>CSSF - Document transmission <br /> Circulars 08/371, 09/423, 11/509</small/> ]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 35<br />     wkf 90
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 108''</small/> </span>
|-
|-
||Key investor document
| style="vertical-align:middle; color:#202122;" | Key investor document
||<small> Key Investor Information Document </small/>
| style="vertical-align:middle; color:#202122;" | Key Investor   Information Document
||<small> DDOCREP-O00009876-00000004-0008-2018-01-15-KI-EN-0000.pdf </small/>  
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf   (OPC Loi 2010)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi  2007)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf<br />     DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf <small>(-) CSSF 11/509</small/>] <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf <small>(-) CSSF - Document transmission <br /> Circulars 08/371, 09/423, 11/509</small/>]
| style="text-align:center; vertical-align:middle;" | Yes
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 106''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />     wkf 108
|-
|-
||CSSF attestation
| style="vertical-align:middle; color:#202122;" | Long forms CSSF 09/423
||[[Efile_Migration#Request_a_CSSF_attestation|<small> CSSF attestation request </small/> ]]
| style="vertical-align:middle; color:#202122;" | (-)Long Form  reports (LF)
||<small> - </small/>
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf
||-
| style="text-align:center; vertical-align:middle;" | Yes
||<span style="color: #868686"> <small>''bus 21'' <br /> ''wkf 104''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />     wkf 81
|-
|-
||AIF Reporting
| style="vertical-align:middle; color:#202122;" | Management company report
||<small> AIFREP </small/>
| style="vertical-align:middle; color:#202122;" | SGOREP
||<small> AIFREP-P12345678-A00000001-F00000000-000000000-MAN-20140129145000.zip  <br />  AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip </small/>
| style="vertical-align:middle; color:#202122;" | SGOREP-S9999-2009-03-G21-L2-S-N--.xls
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf <small> CSSF - Circular 14/581</small/>]
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 54'' <br /> ''wkf 24''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" |
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 26<br />     wkf 95
|-
|-
||Management company report
| style="vertical-align:middle; color:#202122;" | Management letters CSSF 09/423
||<small> SGOREP </small/>
| style="vertical-align:middle; color:#202122;" | Management  letters (ML)<br />     (OPC Loi 2010, OPC Loi 2007, SICAR)
||<small> SGOREP-S9999-2009-03-G21-L2-S-N--.xls </small/>
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf   (OPC Loi 2010)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi  2007)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)
||
| style="text-align:center; vertical-align:middle;" | No
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf <small>(-) CSSF - Circular 10/467</small/>] <br />  
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf <small>(-) CSSF - Circular 15/633</small/>] <br />  
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />     wkf 82
[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 26'' <br /> ''wkf 95''</small/> </span>
|-
|-
||PSF report
| style="vertical-align:middle; color:#202122;" | Management letters of GFI
||<small> PSFREP </small/>
| style="vertical-align:middle; color:#202122;" | (-) Management  letters (ML)<br />     (Investment fund manager (IFM)<br />    Gestionnaire des fonds d'investissment (GFI))<br />     (-) Letter of explanation (LE)
||<small> PSFREP-P9999-2008-03-P11-L1-L-N--.xls </small/>  
| style="vertical-align:middle; color:#202122;" | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br />     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
||
| style="text-align:center; vertical-align:middle;" | No
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf05_187eng.pdf <small>(-) CSSF - Circular 05/178</small/>] <br />  
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
[http://www.cssf.lu/en/supervision/pfs/ <small>(-) CSSF - PFS</small/>]] <br />
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />     wkf 125
[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf <small>(-) Naming convention for CSSF reportings</small/>]
||<span style="color: #868686"> <small>''bus 18'' <br /> ''wkf 94''</small/> </span>
|-
|-
||Titrisation vehicles
| style="vertical-align:middle; color:#202122;" | Management regulation/status
||<small> S2.14 <br /> S2.15 <br /> TPTTBS </small/>
| style="vertical-align:middle; color:#202122;" | (-) DOCREP MR:  Management Regulations of UCITS (MR)<br />     (-) DOCREP AI: Articles of Incorporation of UCITS (AI)<br />     (-)DOCREP AI: Articles of Incorporation of SICAR (AI)
||<small> S0214_L1_201412_T000000999_T000123001_20150120_001.xml <br /> S0215_L1_201412_T000000999_T000123001_20150120_001.xml <br /> TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml <br />  
| style="vertical-align:middle; color:#202122;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf  (OPC Loi 2010)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi  2007)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi  2010)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi  2007)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR)
||
| style="text-align:center; vertical-align:middle;" | Yes
[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf <small>(-) Circular 2014/236</small/>] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf <small>(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS</small/>]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
||<span style="color: #868686"> <small>''bus 23'' <br /> ''wkf 98''</small/> </span>
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />     wkf 108
|-
|-
||Issuing companies reporting
| style="vertical-align:middle; color:#202122;" | Mifir reporting
||<small> S2.16 <br /> S2.17 </small/>
| style="vertical-align:middle; color:#202122;" | TAFREP
||<small> S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml <br />  S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml </small/>
| style="vertical-align:middle; color:#202122;" | TAFREP-B00000001-2017-04-15-123456.xml
||[http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf <small> (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS </small/>]
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 35'' <br /> ''wkf 90''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#MiFID_II_/_MiFIR]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 71<br />     wkf 115
|-
|-
||Reporting securities by securities of issuing companies
| style="vertical-align:middle; color:#202122;" | Reporting Money Market Fund
||<small> TPTIBS </small/>
| style="vertical-align:middle; color:#202122;" | MMFREP
||<small> TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml </small/>
| style="vertical-align:middle; color:#202122;" | MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip<br />    MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip
||[http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf <small> (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS </small/>]
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 35'' <br /> ''wkf 90''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" |
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 83
|- style="vertical-align:middle;"
| style="color:#202122;" | Modification group UCI
| style="color:#202122;" | (-)  Prospectus<br />    (-) Prospectus Addendum<br />    (-) Registration request<br />     (-) Incorporating documents<br />    (-) Other informational and marketing documents<br />     (-) Depositary bank agreement<br />     (-) Management agreement<br />    (-) Advisory agreement<br />     (-) Distribution agreement<br />    (-) Domiciliation agreementt
| style="color:#202122;" | No file name  convention
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />    wkf 69
|- style="vertical-align:middle;"
| style="color:#202122;" | Modification UCI
| style="color:#202122;" | (-)  Prospectus<br />    (-) Prospectus Addendum<br />    (-) Registration request<br />    (-) Incorporating documents<br />    (-) Other informational and marketing documents<br />    (-) Depositary bank agreement<br />    (-) Management agreement<br />     (-) Advisory agreement<br />    (-) Distribution agreement<br />     (-) Domiciliation agreementt
| style="color:#202122;" | No file name  convention
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />     wkf 68
|- style="vertical-align:middle;"
| style="color:#202122;" | Non LU UCI registration
| style="color:#202122;" | KIID,  prospectus, FactSheet...
| style="color:#202122;" | KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 30<br />     wkf 107
|-
|-
||Rapport narratif (CAA) (Companie) - <br /> Governance Re
| style="vertical-align:middle; color:#202122;" | Other closing documents of GFI
||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|<small> VN01; N02; N03; N04; N07; N08; N09; N10 <br /> '''no source files'''</small/>]]
| style="vertical-align:middle; color:#202122;" | (-) Risk  management function(GR)<br />    (-) OPCVM instruments information (ID)<br />    (-) Compliance Function (FC)<br />     (-) Internal audit function report (IA)<br />    (-) LBC/FT Obligation (BC)<br />    (-) Complaints handling (TP)<br />    (-) Authorized third party complaints (LP)<br />    (-) Risk Management Procedure (PG)<br />    (-) Organization chart (OG)<br />    (-) Mandates table (TM)<br />    (-) Delegates of RFI (RD)<br />    (-) Branch activity (AS),<br />    (-) Own funds ratio (FP)<br />    (-) Risk management procedure AIFM (PN)<br />     (-) Minutes of meetings of the governing body (Board of directors or  management board) (BD)<br />     (-) Minutes of the conducting officers' meeting during the year 2018,  during which LBC / FT topics were discussed (CO)<br />    (-) Evidence that all of the manager's employees have completed AML / CFT  training (ET)<br />
||<small> N01V-LU-01-20160331-CAA-LEIDéclarant-LEIDéposant.xbrl </small/>
| style="vertical-align:middle; color:#202122;" | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi  2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15  Loi 2010)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls  (SIAG/FIAAG)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)  (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)<br />     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)<br />     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf  (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)<br />    DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG)<br />    DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)<br />     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)<br />    DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)<br />    DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf  (SIAG/FIAAG)<br />     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG)
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf <small> (-) Circulaire 15/10</small/>] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf <small> (-) File naming convention</small/>]
| style="text-align:center; vertical-align:middle;" | Yes
||<span style="color: #868686"> <small>''bus 62'' <br /> ''wkf 64''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 21<br />     wkf 126
|-
|-
||Rapport narratif (CAA) (Réviseur) - <br /> Governance Rep
| style="vertical-align:middle; color:#202122;" | OTHER reporting<br />     (=> CSSF)
||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|<small> N05; N06 <br /> '''no source files'''</small/>]]
| style="vertical-align:middle; color:#202122;" | OTHREP
||<small> N05V-LU-01-20160331-CAA-LEIDéclarant-LEIDéposant.xbrl
| style="vertical-align:middle; color:#202122;" | OTHREP-B9999-HELLO_WORLD.xlsx
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf <small> (-) Circulaire 15/10</small/>] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf <small> (-) File naming convention</small/>]
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 62'' <br /> ''wkf 63''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Other_reporting_CSSF_BCL]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 19<br />     wkf 93
|-
|-
||Solvency II Reporting
| style="vertical-align:middle; color:#202122;" | Payments balance
||[[CAA Manual#Filing of XBRL Solvency II reports and Narrative reports (no source files)|<small> XBRL Solvency II reports <br /> '''no source files'''</small/>]]
| style="vertical-align:middle; color:#202122;" | BOP
||<small> S01V-LU-01-20160331-CAA-LEIDéclarant-LEIDéposant.xbrl</small/>
| style="vertical-align:middle; color:#202122;" | BOP101_20130616_B000000999_B000000999_20130617_001.xml
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf <small> (-) Circulaire 15/10</small/>] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf <small> (-) File naming convention</small/>]
| style="text-align:center; vertical-align:middle;" | Yes
||<span style="color: #868686"> <small>''bus 62'' <br /> ''wkf 44''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 12<br />     wkf 105
|-
|-
||FATCA sending
| style="vertical-align:middle; color:#202122;" | PSF report
||<small> [[FATCA_Manual|FATCA]] </small/>
| style="vertical-align:middle; color:#202122;" | PSFREP
||<small> FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml </small/>
| style="vertical-align:middle; color:#202122;" | PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx
||
| style="text-align:center; vertical-align:middle;" | No
[http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf <small> (-) Circulaire ECHA - n° 3 du 19 janvier 2017</small/>] <br /> [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html <small> (-) ACD-FATCA</small/>]
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Professionals_of_the_Financial_Sector_(PFS)]]
||<span style="color: #868686"> <small>''bus 60'' <br /> ''wkf ''</small/> </span>
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 18<br />     wkf 94
|-
|-
||CRS report
| style="vertical-align:middle; color:#202122;" | Rapport narratif (CAA) (Companie) -<br />     Governance Re
||<small> [[CRS Manual|CRS]] </small/>
| style="text-decoration:underline; color:#0563C1;" | no source files
||<small> CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml </small/>
| style="vertical-align:middle; color:#202122;" | N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html <small>(-) ACD-CRS</small/>] <br /> [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html <small>(-) Newsletter 06/02/2017</small/>] <br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf <small>(-) ECHA-n°4 06/02/2017</small/>]
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 68'' <br /> ''wkf ''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />     wkf 64
|-
|-
||OTHER reporting (=> CSSF)
| style="vertical-align:middle; color:#202122;" | Rapport narratif (CAA) (Réviseur) -<br />     Governance Rep
||<small> OTHREP  </small/>
| style="text-decoration:underline; color:#0563C1;" | no source files
||<small> OTHREP-B9999-HELLO_WORLD.xlsx </small/>
| style="vertical-align:middle; color:#202122;" | N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf <small>Naming convention for CSSF reportings</small/>]
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 19'' <br /> ''wkf 93''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />     wkf 63
|-
|-
||Various correspondence (OTH)
| style="vertical-align:middle; color:#202122;" | Reporting CSDR
||<small> OTXREP  </small/>
| style="vertical-align:middle; color:#202122;" | CSDREP
||<small> OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls </small/>
| style="vertical-align:middle; color:#202122;" | CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_16_0282_FDI_2015.pdf <small>BCL Reporting Instructions</small/>]
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 22'' <br /> ''wkf 93''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 78<br />     wkfxxx
|-
|-
||Non LU UCI registration'''
| style="vertical-align:middle; color:#202122;" | Reporting EDIFACT
||<small> KIID, prospectus, FactSheet... </small/>
| style="vertical-align:middle; color:#202122;" | B4.4 (Credit  institutions)
||<small> KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf  </small/>
| style="vertical-align:middle; color:#202122;" | B0001809.T01
||-
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 30'' <br /> ''wkf 107''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 73<br />     wkf 86
|-
|-
||Divers/Autres
| style="vertical-align:middle; color:#202122;" | Reporting IORP
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | SUFREP
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip
||-
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 5'' <br /> ''wkf 73''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Institutions_for_Occupational_Retirement_Provision]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 80<br />     wkf 130
|-
|-
||SIAG (03/108)
| style="vertical-align:middle; color:#202122;" | Reporting S1.12-L
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | S1.12-L
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml
||-
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 71''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 76<br />     wkf 124
|-
|-
||Management company end
| style="vertical-align:middle; color:#202122;" | Reporting securities by securities of issuing companies
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | TPTIBS
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
||-
| style="text-align:center; vertical-align:middle;" | Yes
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 80''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Financial_Companies]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 35<br />     wkf 90
|-
|-
||Modification société gestion
| style="vertical-align:middle; color:#202122;" | Sicar reporting
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | SICREP
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls
||-
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 70''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 17<br />     wkf 112
|-
|-
||Modification group UCI
| style="vertical-align:middle; color:#202122;" | Reporting U
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | U1.1
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml
||-
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 69''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Investment_Funds]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 8<br />     wkf
|-
|-
||Modification UCI
| style="vertical-align:middle; color:#202122;" | Security by security Banks
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | TPTBBL; TPTBBN;  TPTBHR; TPTBHN
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml
||-
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 68''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 20<br />     wkf 97
|-
|-
||Agrément société de gestion
| style="vertical-align:middle; color:#202122;" | BCL SHS
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | SHSGRP
||<small> tbd </small/>  
| style="vertical-align:middle; color:#202122;" | SHSGRP_201709_LUB00999_20171206_001.xml
||-
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 67''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Credit_Institutions]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 75<br />     wkf 123
|- style="vertical-align:middle;"
| style="color:#202122;" | SIAG (03/108)
| style="color:#202122;" | (-)  Miscellaneous<br />     (-) Miscellaneous report<br />     (-) Reponse to the CSSF
| style="color:#202122;" | No file name  convention
| style="text-align:center;" | No
| style="color:#202122;" | -
| style="font-style:italic; color:#868686;" | bus 5 and 1<br />     wkf 71
|-
|-
||UCI agreement'''
| style="vertical-align:middle; color:#202122;" | Solvency II Reporting
||<small> tbd </small/>
| style="text-decoration:underline; color:#0563C1;" | no source files
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf
||-
| style="text-align:center; vertical-align:middle;" | No
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 66''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 62<br />     wkf 44
|-
|-
||08/371 report not in 08/371
| style="vertical-align:middle; color:#202122;" | Titrisation vehicles
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | S2.14<br />     S2.15<br />     TPTTBS
||<small> tbd </small/>  
| style="vertical-align:middle; color:#202122;" | S0214_L1_201412_T000000999_T000123001_20150120_001.xml<br />     S0215_L1_201412_T000000999_T000123001_20150120_001.xml<br />     TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml
||-
| style="text-align:center; vertical-align:middle;" | Yes
||<span style="color: #868686"> <small>''bus 5 and 1'' <br /> ''wkf 66''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Securitisation_Vehicles]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 23<br />     wkf 98
|-
|-
||Envoi de documents à la CSSF
| style="vertical-align:middle; color:#202122;" | Various correspondence (OTH)<br />     (=> BCL -OTHER reporting)
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | OTXREP
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls
||-
| style="text-align:center; vertical-align:middle;" | Yes
||<span style="color: #868686"> <small>''bus 1'' <br /> ''wkf 79''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Other_reporting_CSSF_BCL]]
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 22<br />     wkf 75
|-
|-
||Notification 2002/77
| style="vertical-align:middle; color:#202122;" | BCL report for insurances
||<small> tbd </small/>
| style="vertical-align:middle; color:#202122;" | S2.18<br />     S2.19<br />    S4.3<br />     TPTASS
||<small> tbd </small/>  
| style="vertical-align:middle; color:#202122;" | S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn<br />     S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn<br />    S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn<br />     TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
||-
| style="text-align:center; vertical-align:middle;" | Yes
||<span style="color: #868686"> <small>''bus 1'' <br /> ''wkf 72''</small/> </span>
| style="text-decoration:underline; color:#0563C1;" | [[ProductCoverage#Insurance_Corporations]]
 
| style="vertical-align:middle; font-style:italic; color:#868686;" | bus 63<br />     wkf 42
|}
|}
</div>


<br />
<br />


== Special case: CSSF attestation request ==


The request of CSSF attestation can be done '''via the Transmission module'''


You need to use the Sending Type : '''CSSF Attestation'''


== Configuration tab ==
[[File:Attestation_Sending_Type.png| 1200px]]
 
The Transmission Module has to be configured when it is used for the first time or after each Java update.
Then enter your request in the description area, no document is required
 
[[File:2tmm.png | 400px]]
 
The path to the keystore has to be selected with the [[File:BrowseButton.png | border]] button and the key (locally or on a server) has to be imported with the [[File:ImportButton.png |border]] button. The access to the keystore will be automaticaly memorized by the application <br/>
 
In order to be more user friendly and to speed up the sending process, the Transmission Module will then run as a background process on your desktop.
 
If you need to end the process, right click on the icon in the taskbar and select “Close Transmission Module” :
 
[[File:2Tmet.png |250 px]]
 
 
 


= '''Solving the most common problems''' =


== General tab ==
This section is suitable for the former transmission module : [[File:IconTransmissionModule_old.png]] only.
 
 
'''The General tab has to be used in the following cases:'''
 
<u> '''Case 1''': </u>
 
'''(-) Transmission of all reportings that have been generated by our [[ReportGeneration|Report Generation module]] and transmitted through the [[ReportGeneration#File transmission|Transmission button]] available in the form.'''
 
[[ReportGeneration#List of all reportings that can be created manually with our Report generator|=> List of all reportings that can be created manually with our Report generator]]
 
 
 
 
<u> '''Case 2''': </u>
 
'''(-) Transmission of replies to source files initiated by the supervising authorities'''
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Detail'''
! scope="col" | '''Supervising authority'''
! scope="col" | '''Circular'''
! scope="col" | '''e-file User Guide'''
 
|-
||SPJ||<u>Replies to </u> '''Notification and execution of court orders'''<br />646REP <br /> 663REP <br /> 664REP
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf Circular 13/566]
||[[Transmission_follow-up#How_to_reply_to_court_orders_issued_by_investigating_judges_of_Luxembourg|How to reply to court orders issued by investigating judges of Luxembourg]]
|-
||U11
||<u>Replies to </u> to U11 ('''Global Feedback''')
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF - File naming convention U1.1 reporting]
||[[Transmission_follow-up#How_to_reply_to_U1.1_Global_feedback|How to reply to U1.1 Global feedback]]
|-
|CPR, RAC, RDI,<br />RGO,RLB, RRE, ESP,<br />ETR, RSO,FIR
||<u>Replies to </u>'''source files''' received from the CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
|-
|}
 
 
 
 
 
= Solving the most common problems =
 




Line 1,033: Line 559:
-Click on the Java icon to access the Java Control Panel
-Click on the Java icon to access the Java Control Panel


=== General tab ===
== Delete Java cache ==


(More information on how the start the Java Control Panel [[#Java_settings_-_Control_Panel|above]]).


On the General tab, click on "Settings", then "Delete Files..." and finally "OK" (and "OK" twice more to leave the Java Control Panel)


[[File:Delete_java_cache.png | 800 px]]


=== General tab ===
==== Java temporary Files settings ====


  (2) Configure the Java temporary files settings as indicated on the printscreen below:
  (2) Configure the Java temporary files settings as indicated on the printscreen below:


[[File:KeepTemporatyFiles.png | 500 px]]
[[File:KeepTemporatyFiles.png | 500 px]]
=== Security tab ===
(3) Configure the Java security settings as indicated on the printscreen below:
[[File:Exeption Site List.png | 500 px]]
=== Advanced tab ===
In case of Java error messages, we strongly recommand to enable your computer's Java Console.
The Java Console provides information about the Java version, user home directory, and any error messages that may occur.
<u>'''How to enable Java Console in Control Panel:</u>
1. Click '''Start'''.
2. Select '''Settings'''.
3. Select '''Control Panel'''.
4. Double click the '''Java''' icon.
5. Click the '''Advance''' tab.
6. Click on the '''+''' sign
7. Select '''Show Console''' and click '''Apply'''.
[[Image:ConsJava_EN.jpg]]
The console will be launched at the first Java call and display all application logs.
'''<u>Note</u>: We invite you to send us these logs as plain text copied / pasted into an e-mail'''.
<span id="warnSIGN">  </span>
== First use warning ==
The messages below are security warnings which mainly popup during the first use of e-file.
[[File:warnSign_1_en.jpg | 400 px]]
[[File:warnSign_2_en.jpg | 400 px]]
'''<u>Solution:</u>'''
Select the checkbox label '''Always trust content form this publisher''' to prevent these warnings to appear every time you use the Transmission Module.
<br style="clear:both;" />
<span id="fakepath">  </span>
== IE 8 Configuration - Fakepath Problem==
Version 8 of Internet Explorer do not allow to retrieve the full path of a document when it is selected from the local file system.
You may receive the below Alert:
[[File:FakePath_en.jpg|600 px]]
'''<u>Solution:</u>'''
1. In '''Internet Explorer 8''', navigate to '''Tools > Internet Options'''.
2. On the '''Security''' tab, select a network zone.
3. Click '''Custom Level'''.
4. Scroll down to the '''Include local directory path when uploading files to a server entry'''.
5. Select '''Enable'''.
6. Click '''OK''' and click '''Apply'''.
[[File:FakePath_option_EN.jpg]]
<br style="clear:both;" />
<span id="compression">  </span>
== Reporter is blocked==
The message below is generated if your LUXTRUST e-file SSL certificate has not been registered with the CSSF.
[[File:reporterisblocked.bmp|250 px]]
For some reportings, the LUXTRUST e-file SSL certificate used by the reporting entity must be registered with the CSSF, before sending any files, according to the registration procedure described in the CSSF 08/334.
The LUXTRUST e-file SSL certificate registration must be applied to the below reportings:
- FINREP (CSSF circular 08/344)
- COFREP (CSSF circular 08/344)
- ESP (Special enquiries; CIRCULAR CSSF 08/344)
- PFS reporting (Other professionals of the financial sector; CIRCULAR CSSF 08/369)
- SICAR (Sociétés d´investissement en capital à risque)
- Bank Reporting (CIRCULAR CSSF 10/457; CIRCULAR CSSF 15/624)
- Management companies (CIRCULAR CSSF 10/467)
- Payment institutions (CIRCULAR CSSF 11/511)
- Electronic money institutions (CIRCULAR CSSF 11/522)
- AIFMD reporting (CIRCULAR CSSF 14/581)
[[Media:ManuUtil EFile CSSF Certificate registration EN.pdf |=> CSSF Certificate registration - General]]
[[Media:ManuUtil EFile CSSF Certificate registration AIF EN.pdf |=> CSSF Certificate registration - AIFMD]]




Line 1,180: Line 581:
The Transmission Module requires '''read AND write access''' on the '''e-file directory''' in order to run properly. <br>
The Transmission Module requires '''read AND write access''' on the '''e-file directory''' in order to run properly. <br>
[[Error messages list#compression|These error messages]] reflect access problems.<br>
[[Error messages list#compression|These error messages]] reflect access problems.<br>
You will find the path of the e-file directory as follows :
1. Connect to [https://e-file.lu/ECH e-file v1]
2. Click the link '''Configure my workstation security'''
3. Click the link '''Configure the encryption module'''
4. A Java windows opens, click '''Browse'''
5. The path of the '''e-file directory''' will be written here :
[[File:eFileDirectoryEN.png| 800px ]]


In order to get '''read AND write access''' on the '''e-file directory''', please follow the steps below:
In order to get '''read AND write access''' on the '''e-file directory''', please follow the steps below:
Line 1,204: Line 591:


<u>'''Note'''</u>: If you are not allowed to perform such an action, we invite you to contact your IT department so that they can do it for you.  
<u>'''Note'''</u>: If you are not allowed to perform such an action, we invite you to contact your IT department so that they can do it for you.  




Line 1,211: Line 597:
<br style="clear:both;" />
<br style="clear:both;" />
<span id="FF3"> </span>
<span id="FF3"> </span>
== Firefox and Safari compatibility==
== Firefox and Safari compatibility==
 
The default installation of Firefox and Safari with mac needs some tweek in order to work :
Like IE8, Firefox version 3 and the Safari browser don't retrieve by default the full path of a document when it is selected from the local file system<br>
Unlike the Microsoft browser, Firefox and Safari do not allow the user to modify the security settings by himself. <br>
We have adapted our application for this particular case by replacing the 'browse' button by a simple text field.<br><br>
'''To join a document to an envelope, the user has to copy/paste the whole path of the file in this text field'''<br><br>
<u>PC Example</u> : ''C:\Documents and Settings\xxx\Desktop\[myFile].[myExtension]''<br>
<u>MAC Example</u> : ''/users/[myUser]/Desktop/[myFile].[myExtension]''<br>
 
 
 
<br style="clear:both;" />
<span id="jnlp">  </span>
 




=== firefox ===


When the transmission module starts, Firefox will download the EFileCrypto.jnlp file but add .html at the end.
In order to start it, you need to remove the .html at the end of the file.


== Running JNLP ==
As the Transmission Module is based on ''Java Web Start'', it is mandatory that the '''JNLP''' files are properly supported by Java.<br>
'''This association is automatically set up when installing [http://www.java.com Java]''', but sometimes a specific Internet Explorer option may prevent it to run properly.


<u>'''Solution:'''</u>
=== Safari (mac) ===
On Mac you might have an error message when you try to start the EFileCrypto.jnlp file stating that it belongs to a "unauthorized developper"


1. In '''Internet Explorer''', navigate to '''Tools > Internet Options'''.
If you have this message, you will need admin right on the machine :
Go to : Mac icon -> System preference -> Security & Privacy


2. Select the '''Advanced''' tab.  
[[File:Mac_security_validation.png | 600px]]


3. Scroll down to '''Do not save encrypted pages to disk'''.
On this screen you have to select "Open Anyway"


5. Disable the checkbox label '''Do not save encrypted pages to disk'''.


6. Click '''OK''' and click '''Apply'''.


[[File:doNotSaveEncrypted.jpg]]


<span id="activeX">  </span>
<br style="clear:both;" />
== Running ActiveX==
== Running ActiveX==
The Transmission Module needs the '''ActiveX controls and plug-ins''' to be enabled.
The Transmission Module needs the '''ActiveX controls and plug-ins''' to be enabled.
Line 1,273: Line 641:
[[File:runActiveX.jpg]]
[[File:runActiveX.jpg]]


= '''KeyTool''' =


KeyTool is an independent Java software which can be '''downloaded''' by clicking the link below:


[[Media:KeytoolIUI.zip | Download KeytoolIUI.zip]]


To open it, double click on '''keytooliui.jar'''


==Error message: Waiting files to transmit...==
[[File:Keytool.jar.png| 180 px]]   ➡️  [[File:Keytool manage view.png| 500 px]]
 
[[File:Icon17.png| 600 px]]
 
This message might occur when there is a connection problem between your '''proxy''' and the '''Transmission Module'''.
 
Close the Transmission Module :
 
[[File:2Tmet.png |250 px]]
 
[[Transmission_Module#Show the console in case of other Java issue|Activate the Java Console]], try to resend your files and check the logs.
 
If an '''error 407''' appears, it means that the Transmission Module is not able to authenticate on your proxy (407 Proxy Authentication Required)
 
As a consequence all communications with e-file are blocked.
 
In that case the solutions to resolve this problem are the following :
 
By-pass the proxy for the communication with:
 
'''www.e-file.lu/WSEfileFlex'''
 
'''www.e-file.lu/WSEfile'''
 
'''www.e-file.lu/ECH'''
 
 
 
 
 
==Error message: The process takes too much time==
 
[[File:ErrorTransmission.png| border | 600 px]]
 
The error message occurs when the Transmission Module could not be launched in time.
 
<u>Please ensure that</u>:
 
(-) Your system (proxy, antivirus,...) allows '''.jar''' and '''.jnlp''' files to be downloaded
 
(-) The ports '''80''' (HTTP) and '''443''' (HTTPS) are enabled
 
(-) your proxy by-passes the communication with:
 
'''www.e-file.lu/WSEfileFlex'''
 
'''www.e-file.lu/WSEfile'''
 
'''www.e-file.lu/ECH'''
 
 
 
 
 
<br style="clear:both;" />
= KeyTool =
 
KeyTool is an independent Java software which can be downloaded at the following link : [[http://www.e-file.lu/download/KeytoolIUI.zip|KeytoolIUI]].
 
To open it, double click on '''keytooliui.jar'''.
 
 




Line 1,348: Line 659:


This article explains how to merge two keystores.
This article explains how to merge two keystores.




Line 1,366: Line 675:
On the previous sketch, the certificate D has been inserted in a new keystore (keystore 2). For convenience reasons, we prefer putting it in the other keystore (keystore 1) at the top of the pile.
On the previous sketch, the certificate D has been inserted in a new keystore (keystore 2). For convenience reasons, we prefer putting it in the other keystore (keystore 1) at the top of the pile.
<br/>
<br/>





Latest revision as of 08:36, 12 December 2023

Home page Return homepage

Main functionalities

  • Encryption and decryption of documents (files are encrypted with pkcs7 format)
  • Transmission of documents to supervisory authorities (The envelope/filing are encrypted and signed, the content is encrypted with AES-256-CBC algorthim)
  • Keystore setup on the workstation

System requirements

e-file is compatible with all Windows and Mac Os versions.

Here see the prerequisites for the transmission module, and there those for the sending service : Sending_Service#Prerequisites

Reporting services using www.e-file.lu

Using this version of the transmission module : IconTransmissionModule.png, you need :


Prerequisites
Proxy, antivirus The ports 80 (HTTP) and 443 (HTTPS) must be enabled
as well as those technical URLs : www.e-file.lu/WSEfileFlex and www.e-file.lu/WSEfile
Cookies Cookies have to be enabled
How to enable Cookies
Web browsers e-file is compliant with most current browsers, in their default setup : Icon Chrome.png Edge Chromium.jpg Logo ff.jpg Logo safari.jpg
Please call us if you have a particular configuration.


If, for some exceptional circumstances, you are still using the former module : IconTransmissionModule old.png, you still need this :

Additional information
Java Runtime Environment (JRE) At least Java version 1.8 needs to be installed on each computer that needs to encrypt or decrypt data.

Alternative installation are:

Java web start enabled The Transmission Module is launched using Java Web Start which is part of the default installation of a JRE.
You have to associate this kind of file (.jnlp) with Java Webstart.
To do so you have to make a right click on the file :

• Open with
• Browse to retrieve the path of Java Webstart By default the path is : C:\Program Files (x86)\Java\YOUR_JAVA_VERSION\bin\javaws.exe

Proxy, antivirus Your system (proxy, antivirus,...) must allow .jar and .jnlp files to be downloaded
The ports 80 (HTTP) and 443 (HTTPS) must be enabled
as well as those technical URLs : www.e-file.lu/WSEfileFlex, www.e-file.lu/WSEfile, www.e-file.lu/ECH
Read and write access to e-file working folders The Transmission Module needs read and write access to e-file working folders.
Therefore, the keystore is imported by default in the "workdir" directory on the C:\ drive: C:\Users\<username> \efile\workdir.
Cookies Cookies have to be enabled
How to enable Cookies
Web browsers e-file is compliant with most current browsers.
Please call us if you have a particular configuration.
Chrome
Icon Chrome.png
The default installation of Chrome works correctly.
Edge
Edge Chromium.jpg
The default installation of Edge works correctly.
Firefox
Logo ff.jpg
The default installation of Firefox works correctly
Please refer to the section : Firefox and Safari compatibility.
Safari
Logo safari.jpg
The default installation of Safari works correctly
Please refer to the section : Firefox and Safari compatibility.


Luxtrust certificate

Additional information
LuxTrust certificate order All reporting files transmitted to the CSSF through the external transmission channels must be encrypted according to the standards defined in the related document of Circular CSSF 23/833 “Methods of transmitting reports via external channels”. (See more about data protection)

For encryption purposes, a Luxtrust SSL certificate is mandatory to use our services.
To be able to order the certificate on Luxtrust’s webpage www.easyssl.lu you need to use a modern browser (Chrome, Edge, Firefox, Safari, ...)

=> How to order your Luxtrust certificate

Manual file transmission

Our Transmission Module allows you to submit reports and documents to Luxembourg authorities.


Transmission Module Migration

E-file Crypto JAVA application is replaced by a new transmission module application that opens directly in the browser.


Transmission Module Technologie

Transmission Module technologi After(1).PNG

Transmission Section

Transmission Module Section After(1).PNG

Keystore Selection

Keystore selection After(1).PNG

Sending types

See them on excel or below

Sending type Reporting Example Multiples
possible
Detailed information Internal
business ID
08/371 FIS prospectus SIF:
(-) Prospectus (PC)
(-) Offering document (DE)
(-) Letter of explanation (LE)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
Yes ProductCoverage#Investment_Funds bus 21
wkf 83
08/371 FIS report SIF:
(-) Annual Report (AR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM)
SICAR:
(-) Annual Report (AR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
Yes ProductCoverage#Investment_Funds bus 21
wkf 87
08/371 report UCI:
(-) Annual Report (AR)
(-) Semi-annual report (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (MP)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf
Yes ProductCoverage#Investment_Funds bus 21
wkf 89
08/371 report not in 08/371 (-) Auditor report (RR)
(-) Report on agreed-upon procdrues to meet Hong Kong Securities (HK)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)
Yes ProductCoverage#Investment_Funds bus 21
wkf 88
08/371 UCI prospectus UCI:
(-) Prospectus (PC)
(-) Simplified prospectus (PS)
(-) Letter of explanation (LE)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
Yes ProductCoverage#Investment_Funds bus 21
wkf 84
AIF Reporting AIFREP AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip
AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip
No ProductCoverage#Alternative_Investment_Fund_Managers_(AIFM) bus 54
wkf 24
AnaCredit ANTREF
ANTT1M
ANTT2M
ANTT2Q
ANTREF_201801_LUB00999_20180205-001.xml
ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml
ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml
ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml
Yes ProductCoverage#Credit_Institutions bus 74
wkf 122
BCL statistics S0.1; S1.1; S1.4; S1.5;
S1.8; S1.9; S2.5-L; S2.5-N;
S2.8; S2.9-L; S 2.9-N; S3.2
S0001_L1_20130616_B000000999_B000000999_20130617_001.xml No ProductCoverage#Credit_Institutions bus 13
wkf 96
COREP report COFREP COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl
COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip
COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip
No ProductCoverage#Credit_Institutions bus 72
wkf 85
Credit institution reporting AR: Annual Report
AS: Annual report consolidated
CO: Compliance Report
GR: Governance Report
IA: Internal Audit Report
IC: ICAAP
ID: ICAAP Consolidated
LF: Long Form Report
LC: Long Form consolidated
LD: Long form branch or specific participation
ML:ManagementLetter
MC: Management letter consolidated
RC: Risk Control Report
RP: Recovery Plan
SC: Single Customer View
LG: Reconciliation LuxGAAP FINREP
RR: Results distribution

BD: AC member list
IL: ILAAP
IM: ILAAP consolidated
AC: Audit report on AML/CTF
MF: Audit report on rules of conduct
MM: Head quarter annual report
RE: Report on out-of-court complaint resolution
TR: Table on out-of-court complaint resolution
AD: Circ. 18/697 annexe1
DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf
DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf
No ProductCoverage#Credit_Institutions bus 27
wkf 92
CRS report CRS CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml No ProductCoverage#Financial_Institutions_-_Common_Reporting_Standard_(CRS) bus 68
wkf
CSSF attestation CSSF attestation request - No - bus 21
wkf 104
CSSF enquiry ESPREP ESPREP-B0999-2008-06-STT.xls No ProductCoverage#Credit_Institutions bus 15
wkf 78
Data payment collection (CDP) V1.1 - V1.300-F V0101_L2_201601_W000000003_B000000999_20160201_001.xml Yes ProductCoverage#Payment_Institutions/Electronic_Money_Institutions bus 36
wkf 74
Informations diverses d'ordre général Amendment to an existing instrument No file name convention No - bus 5
wkf 73
EDP report EDPREP EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls No ProductCoverage#Electronic_Money_Institutions bus 29
wkf 109
EME report EMEREP EMEREP-W9999-2011-03-W11-L0-L-N--.xls No ProductCoverage#Electronic_Money_Institutions bus 34
wkf 110
FATCA sending FATCA FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml No ProductCoverage#Financial_Institutions_-_Foreign_Account_Tax_Compliance_Act_(FATCA bus 60
wkf
Fin. Rep. of GFI (-) Annual management company report (AR)
(-) Letter of explanation (LE)
(-) Management company rep., other frequency (RO)
(-) Response to the CSSF
(-) Miscellaneous report
DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf
DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf
DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf
no naming convention
no naming convention
no naming convention
Yes ProductCoverage#Investment_Funds bus 21
wkf 80
FINREP report B2.4
B2.5
FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML
FRCREP-B9999-2007-12-B24-L2-L-N--.zip
No ProductCoverage#Credit_Institutions bus 73
wkf 86
Issuing companies reporting S2.16
S2.17
S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml
Yes ProductCoverage#Financial_Companies bus 35
wkf 90
Key investor document Key Investor Information Document DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf
Yes ProductCoverage#Investment_Funds bus 21
wkf 108
Long forms CSSF 09/423 (-)Long Form reports (LF) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf Yes ProductCoverage#Investment_Funds bus 21
wkf 81
Management company report SGOREP SGOREP-S9999-2009-03-G21-L2-S-N--.xls No bus 26
wkf 95
Management letters CSSF 09/423 Management letters (ML)
(OPC Loi 2010, OPC Loi 2007, SICAR)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)
No ProductCoverage#Investment_Funds bus 21
wkf 82
Management letters of GFI (-) Management letters (ML)
(Investment fund manager (IFM)
Gestionnaire des fonds d'investissment (GFI))
(-) Letter of explanation (LE)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf
No ProductCoverage#Investment_Funds bus 21
wkf 125
Management regulation/status (-) DOCREP MR: Management Regulations of UCITS (MR)
(-) DOCREP AI: Articles of Incorporation of UCITS (AI)
(-)DOCREP AI: Articles of Incorporation of SICAR (AI)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR)
Yes ProductCoverage#Investment_Funds bus 21
wkf 108
Mifir reporting TAFREP TAFREP-B00000001-2017-04-15-123456.xml No ProductCoverage#MiFID_II_/_MiFIR bus 71
wkf 115
Reporting Money Market Fund MMFREP MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip
MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip
No bus 83
Modification group UCI (-) Prospectus
(-) Prospectus Addendum
(-) Registration request
(-) Incorporating documents
(-) Other informational and marketing documents
(-) Depositary bank agreement
(-) Management agreement
(-) Advisory agreement
(-) Distribution agreement
(-) Domiciliation agreementt
No file name convention No - bus 5 and 1
wkf 69
Modification UCI (-) Prospectus
(-) Prospectus Addendum
(-) Registration request
(-) Incorporating documents
(-) Other informational and marketing documents
(-) Depositary bank agreement
(-) Management agreement
(-) Advisory agreement
(-) Distribution agreement
(-) Domiciliation agreementt
No file name convention No - bus 5 and 1
wkf 68
Non LU UCI registration KIID, prospectus, FactSheet... KIIDOC-2017-12-21-EN-LU-2017-12-21-IE0012345678-12121212.pdf No - bus 30
wkf 107
Other closing documents of GFI (-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS),
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-BC-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-BD-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-CO-LL-0000.pdf (FIAAG)
DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)
DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (IFMs)
DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (SIAG/FIAAG)
DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-ET-LL-0000.pdf (FIAAG)
Yes ProductCoverage#Investment_Funds bus 21
wkf 126
OTHER reporting
(=> CSSF)
OTHREP OTHREP-B9999-HELLO_WORLD.xlsx No ProductCoverage#Other_reporting_CSSF_BCL bus 19
wkf 93
Payments balance BOP BOP101_20130616_B000000999_B000000999_20130617_001.xml Yes ProductCoverage#Credit_Institutions bus 12
wkf 105
PSF report PSFREP PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx No ProductCoverage#Professionals_of_the_Financial_Sector_(PFS) bus 18
wkf 94
Rapport narratif (CAA) (Companie) -
Governance Re
no source files N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf No ProductCoverage#Insurance_Corporations bus 62
wkf 64
Rapport narratif (CAA) (Réviseur) -
Governance Rep
no source files N05V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf No ProductCoverage#Insurance_Corporations bus 62
wkf 63
Reporting CSDR CSDREP CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip No ProductCoverage#Credit_Institutions bus 78
wkfxxx
Reporting EDIFACT B4.4 (Credit institutions) B0001809.T01 No ProductCoverage#Credit_Institutions bus 73
wkf 86
Reporting IORP SUFREP SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip No ProductCoverage#Institutions_for_Occupational_Retirement_Provision bus 80
wkf 130
Reporting S1.12-L S1.12-L S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml No ProductCoverage#Credit_Institutions bus 76
wkf 124
Reporting securities by securities of issuing companies TPTIBS TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml Yes ProductCoverage#Financial_Companies bus 35
wkf 90
Sicar reporting SICREP SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls No ProductCoverage#Investment_Funds bus 17
wkf 112
Reporting U U1.1 U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml No ProductCoverage#Investment_Funds bus 8
wkf
Security by security Banks TPTBBL; TPTBBN; TPTBHR; TPTBHN TPTBBL_L4_201804_B000000999_B000000999_20180617_001.xml No ProductCoverage#Credit_Institutions bus 20
wkf 97
BCL SHS SHSGRP SHSGRP_201709_LUB00999_20171206_001.xml No ProductCoverage#Credit_Institutions bus 75
wkf 123
SIAG (03/108) (-) Miscellaneous
(-) Miscellaneous report
(-) Reponse to the CSSF
No file name convention No - bus 5 and 1
wkf 71
Solvency II Reporting no source files S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf No ProductCoverage#Insurance_Corporations bus 62
wkf 44
Titrisation vehicles S2.14
S2.15
TPTTBS
S0214_L1_201412_T000000999_T000123001_20150120_001.xml
S0215_L1_201412_T000000999_T000123001_20150120_001.xml
TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml
Yes ProductCoverage#Securitisation_Vehicles bus 23
wkf 98
Various correspondence (OTH)
(=> BCL -OTHER reporting)
OTXREP OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls Yes ProductCoverage#Other_reporting_CSSF_BCL bus 22
wkf 75
BCL report for insurances S2.18
S2.19
S4.3
TPTASS
S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn
Yes ProductCoverage#Insurance_Corporations bus 63
wkf 42



Special case: CSSF attestation request

The request of CSSF attestation can be done via the Transmission module

You need to use the Sending Type : CSSF Attestation

Attestation Sending Type.png

Then enter your request in the description area, no document is required

Solving the most common problems

This section is suitable for the former transmission module : IconTransmissionModule old.png only.


Java settings - Control Panel

(1) Open the Java Control Panel

(-) Launch the Java Control Panel on Windows

-Launch the Windows Start menu

-Click on Programs (All Apps on Windows 10)

-Find the Java program listing

-Click Configure Java to launch the Java Control Panel


(-) Launch the Java Control Panel on Mac (10.7.3 or above)

-Click on Apple icon on upper left of screen

-Go to System Preferences

-Click on the Java icon to access the Java Control Panel

General tab

Delete Java cache

(More information on how the start the Java Control Panel above).

On the General tab, click on "Settings", then "Delete Files..." and finally "OK" (and "OK" twice more to leave the Java Control Panel)

Delete java cache.png

Java temporary Files settings

(2) Configure the Java temporary files settings as indicated on the printscreen below:

KeepTemporatyFiles.png


Write rights

The Transmission Module requires read AND write access on the e-file directory in order to run properly.
These error messages reflect access problems.

In order to get read AND write access on the e-file directory, please follow the steps below:

Right click on the e-file directory > properties ... > disable the checkbox label 'Read Only'

Droits prop.jpg

If your internal security allows that action, you must also adapt your user rights to all e-file sub-directories.

Note: If you are not allowed to perform such an action, we invite you to contact your IT department so that they can do it for you.




Firefox and Safari compatibility

The default installation of Firefox and Safari with mac needs some tweek in order to work :


firefox

When the transmission module starts, Firefox will download the EFileCrypto.jnlp file but add .html at the end. In order to start it, you need to remove the .html at the end of the file.


Safari (mac)

On Mac you might have an error message when you try to start the EFileCrypto.jnlp file stating that it belongs to a "unauthorized developper"

If you have this message, you will need admin right on the machine : Go to : Mac icon -> System preference -> Security & Privacy

Mac security validation.png

On this screen you have to select "Open Anyway"



Running ActiveX

The Transmission Module needs the ActiveX controls and plug-ins to be enabled. This association is automatically set up when installing Java, but sometimes a specific Internet Explorer option may prevents it to run properly.

Solution:

1. In Internet Explorer, navigate to Tools > Internet Options.

2. On the Security tab, select a network zone.

3. Click Custom Level.

4. Scroll down to the Run ActiveX controls and plug-ins.

5. Select the checkbox label Run ActiveX controls and plug-ins.

6. Click OK and click Apply.

RunActiveX.jpg

KeyTool

KeyTool is an independent Java software which can be downloaded by clicking the link below:

Download KeytoolIUI.zip

To open it, double click on keytooliui.jar

Keytool.jar.png ➡️ Keytool manage view.png


Why to merge two keystores

While renewing a Luxtrust certificate, the Transmission Module sometimes creates a new keystore file instead of amending the existing one. This happens when the existing keystore is not selected during the keys generation. The new keystore then allows all E-file functionnalities. However, documents encrypted with or for one of your old certificates cannot be opened.

This article explains how to merge two keystores.


How does a keystore work

SchemaKeystore.jpg

Keystore is a Java technology that keeps an history of your certificates like a stack. It is a small file which extension is ".ks" and contains a list of certificates.


Every certificate contains a public key but also a private key which is protected by a password (symbolized CleJaune1.jpg). The keystore access is protected by a password as well (symbolized CleNoire1.jpg). The private key password and the keystore password must always match, thus CleJaune1.jpg= CleNoire1.jpg. For this reason make sure to always use the same password while handling the keystore.
During encryption or decryption, the Transmission Module will browse the different keystore's certificates in order to find the associated private key. That's why it's better to have all your company's certificates inside the same keystore. On the previous sketch, the certificate D has been inserted in a new keystore (keystore 2). For convenience reasons, we prefer putting it in the other keystore (keystore 1) at the top of the pile.


How to merge two keystores

The merging of two keystores is done thanks to an independent Java software called KeyTool which can be downloaded at the following link : [[1]]. To open it, double click on keytooliui.jar.

Follow all the steps to import public and private key from a certificate to another.

1vue.png

  • Select "Import private key from other keystore" as shown on the above printscreen (step 1)
  • Click on the two icons in the "Source" section in order to select the keystore containing the certificate to import (step 2). The source keystore corresponds to Keystore 2 of the "How does a keystore work" section sketch.
  • Do the sane for the target section that selects the keystore on which import the certificate (step 3). The target keystore corresponds to the Keystore 1 of the of the "How does a keystore work" section sketch.
  • Click OK (step 4)

2vue.pngf

  • Select the certificate (that contains the private key) of the source keystore that you desire to import, input its password in the specific field at the bottom of the window.

Click OK

3vue.png

Input the name of the new private key that will be generated in the target keystore. The naming convention is :

cleprivalid_ + incremented number.

As an example, if the target keystore contains already 4 certificates, it has the following entries :

  • cleprivalid_1
  • cleprivalid_2
  • cleprivalid_3
  • cleprivalid_4

The new key name will be cleprivalid_5.

  • Input the password that will be associated to the new key. Warning : it must be the same as the other private key's password of the target keystore (the one of the keystore). Confirm password.
  • Click Ok

4vue.png

The following window appears to indicate the success of the import. When clicking Ok you will see the target keystore content that should contain the imported certificate.

FinalVue.png