Difference between revisions of "SSDv4"

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|'''FSQ1025'''||'''Ethical Socially Responsible'''||FD||Is the fund a green or SRI (socially responsible investment) fund, in which the choice of investments is influenced by one or more social, environmental or other ethical criterion ?||string (3)||"YES"/"NO"||||YES||
|'''FSQ1025'''||'''Ethical Socially Responsible'''||FD||Is the fund a green or SRI (socially responsible investment) fund, in which the choice of investments is influenced by one or more social, environmental or other ethical criterion ?||string (3)||"YES"/"NO"||||YES||
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|'''FSQ1026'''||'''Is Passive Fund'''||FD||Follows the fund very closely an index?||string (3) ||"YES "/ "NO"||||YES
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|'''FSQ1027'''||'''US investors accepted'''||FD||Is the Investor from the U.S. admissible to invest in a given fund.||string (3) ||"YES "/ "NO"||||NO
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|'''FSQ1028'''||'''Fund Valuation Point'''||FD||The valuation time at which the NAV of the fund is calculated.<br>Please indicate the relevant date in field FSQ1029 ""Fund Valuation Point Time Zone""||string (5)||HH:mm||||14:00
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|'''FSQ1029'''||'''Fund Valuation Point Time Zone'''||FD||Relevant time zone for FSQ1029 ""Fund Valuation Point"".<br>List of local standard time zones, e.g. EST, CST, PST, CET, HKT, SST, etc.<br>Abbreviations can be found at https://www.timeanddate.com/time/zones ||string (6) ||free text of maximum 6 characters||||EST
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|'''FSQ1030'''||'''Single Pricing Type'''||FD||They refer to the Value ""single"" in field FSQ1031 ""Pricing Methodology"".||string (20)||""no swing NAV"" / ""full swing NAV"" / ""partial swing NAV""||'''no swing NAV''' = A fund which calculates only one single NAV per share which is used for all capital activities and does not apply a swing factor.<br>'''full swing NAV''' = The unswung NAV is adjusted each time there is capital activity,irrespective of its size or significance to the fund. The direction of the swing isdetermined by the net capital activity of the day.<br>'''partial swing NAV''' = The NAV only swings if a predetermined net capital activity threshold (the swing threshold) is exceeded on a dealing day. As with full swing the direction of the swing is determined by the net capital activity of the day. Partial swing can also be referred to as semi-swing pricing.||no swing NAV<br>
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|'''FSQ1031'''||'''Pricing Methodology'''||FD||The value ""dual pricing"" refers to a fund, which calculates two NAVs, firstly the so-called ""offer price"", a NAV for subscribers derived from underlying security offer prices and secondly the so-called ""bid price"", a NAV for redeemers, derived from underlying security bid prices.<br>A ""single pricing"" fund calculates only one single NAV per share, which is used for all capital activities regardless whether inflows or outflows are affected. However there are three different main methods for calculating the single NAV.||string (6)||""SINGLE""  / ""DUAL""||||DUAL
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|'''FSQ1032'''||'''Market exposure to Decisive Market'''||FD||Main Market/s for which the fund is open for trading (market/s that regulate the trading calendar / valuation day for the fund in question; or specific countries where the fund is closed).||string (60)||ISO 3166-1 alpha-2 codes, separated by one space character. Order alphabetic ASC
Multiple markets are separated by pipe ""|"" (ASCII 124) ||||LU US ES
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|'''FSQ1033'''||'''Is Short'''||FD||Does the fund inverse the index performances? This field is mainly used for ETFs reversing the index performance, e.g., if the underlying index advances by 1% the short ETF declines by 1%.||string (3) ||"YES "/ "NO"||||NO
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|'''FSQ1034'''||'''Is Swiss Investment Foundation'''||FD||Is the fund a Swiss investment foundation (German: Anlagestiftung)? This field only applies for funds domiciled in Switzerland.||string (3) ||"YES "/ "NO"||||YES
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|'''FSQ1035'''||'''Is Sharia Compliant'''||FD||Is the fund sharia compliant and in accordance with the principles of the Muslim religion?||string (3) ||"YES "/ "NO"||||YES
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|'''FSQ1036'''||'''Is REIT'''||FD||Is the Fund a Real Estate Investment Trust (REIT) ?||string (3) ||"YES "/ "NO"||||YES
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|'''FSQ1037'''||'''Is ETC'''||FD||Is the investment vehicle an Exchange Traded Commodity (ETC)?||string (3) ||"YES "/ "NO"||||YES
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|'''FSQ1038'''||'''Is PIR Compliant'''||FD||Does the Fund comply with the requirements of the PIR (Piani Individuali di Risparmio) regulation introduced in Italy? PIR means in English tax-exempt and long-term individual savings plan.<br>PIR funds are not necessarily Italian funds. Funds of other domiciles can be PIR funds as well.||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1039'''||'''Has Securities Lending'''||FD||Is a security lending allowed within a financial instruments or not. Securities lending is the act of loaning a stock, derivative or other security to an investor or firm. Securities lending requires the borrower to put up collateral, whether cash, security or a letter of credit. When a security is loaned, the title and the ownership are also transferred to the borrower.
Please indicate the name in field FSQ1040 ""Securities Lending Counterparties Name""||string (3) ||""YES ""/ ""NO""||||YES"
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|'''FSQ1040'''||'''Securities Lending Counterparties Name'''||FD||Lending counterparties name that, at the term of the contract, are compensated in form of upon agreed fees.||string (200)||free text of maximum 200 characters. Order alphabetic ASC
Multiple Counterpartie names are separated by pipe ""|"" (ASCII 124) as company names may contain commas. ||||Fundsquare S.A."
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|'''FSQ1041'''||'''Has Swap'''||FD||Are fund holdings swapped to other parties?||string (3) ||"YES "/ "NO"||||YES
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|'''FSQ1042'''||'''Has Hedge Fund Strategy'''||FD||Are the fund's asset managed along one or more hedge fund strategies?
Some examples of common hedge fund strategies:<br>""Long/Short Equity""; ""Fixed Income Arbitrage""; ""Convertible Arbitrage""; ""Relative Value Arbitrage""; ""Merger Arbitrage""; ""Event Driven""; ""Global Macro""; ""Distressed""||string (3) ||""YES ""/ ""NO""||||YES"
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|'''FSQ1043'''||'''Is Feeder Fund'''||FD||Does it follow a master-feeder structure?<br>If yes, please indicate one representative ISIN code of the master fund in field FSQ1091 ""Representative ISIN Code Of Master Fund"".||string (3) ||""YES ""/ ""NO""||||YES"
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|'''FSQ1044'''||'''PEA (Plan Epargne en Actions)'''||FD||Does the fund fulfill the requirements to be PEA-eligible? This means that the fund must be made up of a permanently minimum 75% of shares in companies that are headquartered in the European Community.||string (3) ||"YES "/ "NO"||||YES
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|'''FSQ1045'''||'''AIF Indicator'''||FD||Can be categorized as an Alternative Investment Fund or not.||string (3) ||"YES "/ "NO"||||NO
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|'''FSQ1046'''||'''Open-ended Or Closed-ended Fund Structure'''||FD||Is it possible to subscribe or redeem shares of the fund on a regular basis, i.e. daily?<br>If yes, it is an open-ended fund. If no, it is a closed-ended fund.||string (20)||""open-ended fund"" / ""closed-ended fund""||||OEF"
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|'''FSQ1047'''||'''Management Company'''||FD||The name of the legal entity that is in charge of managing the fund (this includes, in general, portfolio management, administration and distribution).<br>A common fund (FCP) must be managed by a Management Company. For a self-managed SICAV it is the name of the SICAV itself. ||string (100)||free text of maximum 100 characters||||Fundsquare Asset Management S.A."
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|'''FSQ1048'''||'''LEI of Management Company'''||FD||The Legal Entity Identifier (LEI) for the company entity FSQ1047 ""Management Company"". The Legal Entity Identifier (LEI) code is designed to create a global reference data system that uniquely identifies every legal entity or structure, in any jurisdiction, that is part of a financial transaction.<br>The 20 digit alpha numeric code is constructed as follows: Local Operating Unit (4 characters) - Reserved characters (2) - Entity Identifier (12) - Verification ID (2).||string (30)||free text of maximum 30 characters||||815600AD4568B1B9DF12"
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|'''FSQ1049'''||'''Management Company Address'''||FD||Address of the Management Company in charge of managing a given fund if the last fund is not self-managed or internally managed by an investment company.||string (100)||free text of maximum 100 characters||||35, Boulevard Joseph II
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|'''FSQ1050'''||'''Management Company Domicile'''||FD||Domicile of the Management Company.||string (2)||ISO 3166-1 alpha-2 codes||||LU
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|'''FSQ1051'''||'''Management Company State'''||FD||State of the Management Company.||string (50)||free text of maximum 50 characters||||Luxembourg
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|'''FSQ1052'''||'''Management Company City'''||FD||City of the Management Company.||string (50)||free text of maximum 50 characters||||Luxembourg
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|'''FSQ1053'''||'''Management Company ZIP Code'''||FD||ZIP Code of the Management Company.||string (10)||free text of maximum 10 characters||||57100
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|'''FSQ1054'''||'''Management Company Phone Number'''||FD||Phone number of the Management Company.||string (50)||free text of maximum 50 characters||||+352477936300
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|'''FSQ1055'''||'''Management Company Fund Website'''||FD||Website (URL) of the Management Company.||string (100)||free text of maximum 100 characters||||https://www.fundsquare.net
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|'''FSQ1056'''||'''Fund Promoter Name'''||FD||Typically a specialized asset management company that uses one or more third party fund providers to set up their funds. Usually the fund promoter does the asset management and the promotion of the fund by itself.||string (100)||free text of maximum 100 characters||||Fundsquare S.A.
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|'''FSQ1057'''||'''Transfer Agent Name'''||FD||Name of a trust company, bank or similar institution assigned by a corporation, for the purposes of maintaining an investor's financial records and tracking his or her account balance. The transfer agent records transactions, cancels and issues certificates, processes investor mailings and handles a host of other investor problems, including reissuing lost or stolen certificates.||string (100)||free text of maximum 100 characters||||Bourse de Luxembourg S.A.
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|'''FSQ1058'''||'''Sub-Transfer Agent (Platform)'''||FD||Name of a fund's sub-transfer agent as explicitly defined in the prospectus (or assimilated official documentation).||string (100)||free text of maximum 100 characters||||Fundsquare S.A.
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|'''FSQ1059'''||'''Custodian Bank Name'''||FD||Name of custodian bank as listed in official documents (i.e. prospectus).
Please indicate the domicile in field FSQ1060 ""Custodian Bank Domicile"" and FSQ1061 ""LEI Of Custodian Bank""||string (100)||free text of maximum 100 characters||||Fundsquare Bank"
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|'''FSQ1060'''||'''Custodian Bank Domicile'''||FD||Domicile of the custodian bank.||string (2)||ISO 3166-1 alpha-2 codes||||LU
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|'''FSQ1061'''||'''LEI Of Custodian Bank'''||FD||Legal Entity Identifier (LEI) for the custodian bank entity ||string (30)||free text of maximum 30 characters||||815600AD4568B1B9DF12
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|'''FSQ1062'''||'''Auditor Name'''||FD||Name of the firm responsible for auditing the financial statements of the mutual fund company.||string (100)||free text of maximum 100 characters||||Fundsquare Auditor
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|'''FSQ1063'''||'''Distribution Agent Name'''||FD||Name of a fund's distributing agent as explicitly defined in the prospectus (or assimilated official documentation).||string (100)||free text of maximum 100 characters. Order alphabetic ASC
Multiple distributing agent names are separated by pipe ""|"" (ASCII 124) as company names may contain commas.||||Fundsquare Distributing Agent"
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|'''FSQ1064'''||'''Domiciliary Agent Name'''||FD||The fund's domiciliary agent as explicitly defined in the prospectus (or assimilated official documentation).||string (100)||free text of maximum 100 characters. Order alphabetic ASC
Multiple domiciliary agent names are separated by pipe ""|"" (ASCII 124) as company names may contain commas.||||Fundsquare Domiciliary Agent"
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|'''FSQ1065'''||'''Investment Company Name'''||FD||Denomination of a fund's investment company as explicitly defined in the prospectus (or assimilated official documentation).||string (100)||free text of maximum 100 characters||||Fundsquare Investment Co S.A.
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|'''FSQ1066'''||'''Legal Advisor Name'''||FD||Denomination of a fund's legal counsel as explicitly defined in the prospectus (or assimilated official documentation).||string (100)||free text of maximum 100 characters||||Fundsquare Legal S.A.
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|'''FSQ1067'''||'''Portfolio Managing Company Name'''||FD||Name of the Company that is making the main investment decisions and usually is triggering the trades.||string (100)||free text of maximum 100 characters||||Fundsquare Investment Co S.A.
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|'''FSQ1068'''||'''Investment Advisor Name'''||FD||Name of the investment Advisor which is an individual or a company that makes investment recommendations or conducts securities analysis in return for a fee, whether through direct management of clients' assets or via written publications.||string (100)||free text of maximum 100 characters||||Luxembourg Advisor S.A.
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|'''FSQ1069'''||'''Fund Administrator Name'''||FD||Name of the fund administrator as mentioned in official documents (i.e. prospectus).||string (100)||free text of maximum 100 characters||||Fundsquare Accounting Services S.A.
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|'''FSQ1070'''||'''Collateral Manager Name'''||FD||Name of the company who is managing the collateral of the Swap.
Please indicate the date in field FSQ1071 ""Collateral Manager Start Date""||string (100)||free text of maximum 100 characters||||Michael BROWN"
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|'''FSQ1071'''||'''Collateral Manager Start Date'''||FD||Start date of the competent collateral manager as stated in the prospectus or other assimilated official documentation.||string (10)||DD/MM/YYYY ||||31/12/2016
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|'''FSQ1072'''||'''Has Swiss Paying Agent'''||FD||Has the fund a Swiss paying agent or not.
Please indicate the name in field FSQ1073 ""Swiss Paying Agent Name""||string (3) ||""YES ""/ ""NO""||||YES"
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|'''FSQ1073'''||'''Swiss Paying Agent Name'''||FD||Paying Agent's name in Switzerland.||string (100)||free text of maximum 100 characters||||Fundsquare S.A.
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|'''FSQ1074'''||'''Has Swiss Representative'''||FD||Has the fund a Swiss representative or not.
Please indicate the name in field FSQ1075 ""Swiss Representative""||string (3) ||""YES ""/ ""NO""||||YES"
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|'''FSQ1075'''||'''Swiss Representative'''||FD||Representative's name in Switzerland. ||string (100)||free text of maximum 100 characters||||Fundsquare S.A.
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|'''FSQ1076'''||'''Swap Counterparty Name'''||FD||Company names.||string (200)||free text of maximum 200 characters. Order alphabetic ASC
Multiple Company names are separated by pipe ""|"" (ASCII 124) as company names may contain commas.||||Fundsquare S.A."
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|'''FSQ1077'''||'''Marketmaker Name'''||FD||Company names performing market making at this stock exchange.
Please note that this field is only meaningful for ETFs. Therefore, leave empty for non ETFs.||string (100)||free text of maximum 100 characters. Order alphabetic ASC
Multiple marketmaker names are separated by pipe ""|"" (ASCII 124) as company names may contain commas.||||China Merchants Securities (HK) Co., Limited | Bank Julius Bär & Co. AG | Société Générale S.A. Frankfurt"
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|'''FSQ1078'''||'''Replication Methodology First Level'''||FD||Replication methodology for ETFs or passive funds. This field is linked to FSQ1079 ""Replication Methodology Second Level"" , that specifies the details of this field.<br>Please note, that one can use this field without completing field FSQ1079 ""Replication Methodology Second Level"", whereas this is not possible for the other way around.||string (12)||""physical"" / ""synthetical"" / ""others""||||synthetical"
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|'''FSQ1079'''||'''Replication Methodology Second Level'''||FD||Specification of replication methodology for ETFs or passive funds. This field is linked to FSQ1078 ""Replication Methodology First Level"".
Please note, that one must not use this field without completing field FSQ1078 ""Replication Methodology First Level"".||string (40)||""full"" / ""optimized (equities) / sampled (bonds)"" / ""physically backed"" / ""unfunded swap"" / ""funded swap"" / ""combination unfunded and funded swap"" / ""futures""||related to FSQ1079 ""Replication Methodology First Level""
possible combinations:
physical - full
physical - optimized (equities) / sampled (bonds)
physical - physically backed
synthetical - unfunded swap
synthetical - funded swap
synthetical - combination unfunded and funded swap
others - futures||physical - optimized (equities) / sampled (bonds)"
|-
|'''FSQ1080'''||'''Centrale Administration Code'''||FD||Central administration's internal identification code.||string (10)||free text of maximum 10 characters||||0213
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|'''FSQ1081'''||'''BaFin Code (Mco)'''||FD||BaFin-ID code of the Management Company.||string (10)||free text of maximum 10 characters||||13875
|-
|'''FSQ1082'''||'''GPS Fund Code'''||FD||The GPS (BNP instrument code) on the fund level.||string (10)||free text of maximum 10 characters||||
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|'''FSQ1083'''||'''CSSF Fund Code'''||FD||The 'Fund CSSF Code' is a unique code for a fund, attributed by the Commision de Surveillance du Secteur Financier (CSSF) once the authorisation process is completed.||string (10)||free text of maximum 10 characters||||X5100
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|'''FSQ1084'''||'''F2C Fund Code'''||FD||The 'F2C Fund code' refers to the F2C code at the fund level.||string (10)||free text of maximum 10 characters||||50246592
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|'''FSQ1085'''||'''FSMA Fund Code'''||FD||The 'FSMA Fund Code' refers to the identification code for funds operating under the Belgian Financial Services and Markets Authority, namely the FSMA.||string (20)||free text of maximum 20 characters||||ABCD1
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|'''FSQ1086'''||'''NAF Fund Code'''||FD||The classification activity code in France at the fund level.||string (10)||free text of maximum 10 characters||||97.91B<br>|-
|'''FSQ1087'''||'''PWC Fund Code'''||FD||The PricewaterhouseCoopers code at the fund level.||string (20)||free text of maximum 20 characters||||
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|'''FSQ1088'''||'''SEQVOIA Code'''||FD||The SEQVOIA code at the fund level.||string (20)||free text of maximum 20 characters||||
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|'''FSQ1089'''||'''Swiss Fund Data Fund Code '''||FD||The Swiss Fund Data Code (SWX - SIX Swiss Exchange) at the fund level.||string (4)||free text of maximum 4 characters||||2400
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|'''FSQ1090'''||'''Administration Centrale Fund Code'''||FD||The central administration's code at the fund level.||string (20)||free text of maximum 20 characters||||
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|'''FSQ1091'''||'''Representative ISIN Code Of Master Fund'''||FD||If the fund follows a master-feeder structure (= the value of FSQ1043 ""Is Feeder
Fund"" is ""yes""), what is one representative ISIN code of the master fund?||string (12)||free text of maximum 12 characters||||AT0000831408"
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|'''FSQ1092'''||'''Is German Investment Fund'''||FD||Is the fund a German investment fund according to §1 of the German Investment Tax Act?
The relevant paragraphs can be found at (only in German):
https://www.buzer.de/gesetz/12129/a199912.htm||string (3) ||""YES ""/ ""NO""||||YES"
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|'''FSQ1093'''||'''Is Fund Without Domestic Income In Germany'''||FD||Is the fund without domestic income in Germany? If an investment fund does NOT generate domestic income in Germany as per §6 (3) – (5) of the German investment tax act, the fund is not subject to the German Investment Tax Act and no application as per §8 for the exemption of income as per §6 (2) needs to be made.
The relevant paragraphs can be found at (only in German):
https://www.buzer.de/gesetz/12129/a199918.htm
https://www.buzer.de/gesetz/12129/a199920.htm||string (3) ||""YES ""/ ""NO""||||YES"
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|'''FSQ1094'''||'''Applicable Tax Procedure In Germany'''||FD||Which tax procedure applies according to German investment tax act? The possible procedures are Public Fund or Special Investment Fund.||string (25)||"Public Fund" / "Special Investment Fund"||||Public Fund
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|'''FSQ1095'''||'''Is Fund With Tax Exemption In Germany'''||FD||Is this Fund a fund with tax exemption due to tax-privileged investors as per §8 of the German Investment Tax Act?
The relevant paragraph can be found at (only in German):
https://www.buzer.de/s1.htm?a=%C2%A7+8&g=&kurz=InvStG&ag=12129||string (3) ||""YES ""/ ""NO""||||YES"
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|'''FSQ1096'''||'''Investment Fund With Partial Tax Exemption In Germany'''||FD||The German Fund Category depends on the fund's capital participation ratio (in German ""Kapitalbeteiligungsquote""). Further, this category defines what kind of tax
reduction the investor may apply on the fund's distribution of dividends, advanced lump sum and price profits.
- ""Equity Funds"": at least 51% of fund's value in equity shares, tax reduction: 30%
- ""Mixed Funds"": at least 25% of fund's value in equity shares, tax reduction: 15%
- ""German Real Estate Fund"": at least 51% of fund's value in domestic real estate or real estate related business, tax reduction: 60%
- ""Foreign Real Estate Fund"": at least 51% of fund's value in foreign real estate or real estate related business, tax reduction: 80%
- ""Other Funds"": no tax reduction
The relevant paragraph can be found at (only in German):
https://www.buzer.de/s1.htm?a=%C2%A7+20&g=&kurz=InvStG&ag=12129||string (25)||""Equity Fund"" / ""Mixed Fund"" / ""Real Estate Fund"" / ""Foreign Real Estate Fund"" / ""Other Funds""||||Equity Fund"
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|'''FSQ1097'''||'''Is Special Investment Fund As Defined In Par 26 Number 4 Letter H In Germany'''||FD||Does the Special Investment Fund meet the requirements of § 26 no. 4 letter H?
The relevant paragraph can be found at (only in German):
https://www.buzer.de/s1.htm?a=%C2%A7+26&g=&kurz=InvStG&ag=12129||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1098'''||'''Is Transparency Option Exercised As Defined In Par 30 And 31 In Germany'''||FD||Is the transparency option exercised as defined in paragraph 30 and 31?
The relevant paragraphs can be found at (only in German):
https://www.buzer.de/s1.htm?a=%C2%A7+30&g=&kurz=InvStG&ag=12129
https://www.buzer.de/s1.htm?a=%C2%A7+31&g=&kurz=InvStG&ag=12129||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1099'''||'''Type Of Transparency Option In Germany'''||FD||The transparency option can be exercised for:
- domestic share and real-estate income;
- domestic share income; or
- domestic real-estate income.
The relevant paragraphs can be found at (only in German):
https://www.buzer.de/s1.htm?a=%C2%A7+30&g=&kurz=InvStG&ag=12129
https://www.buzer.de/s1.htm?a=%C2%A7+31&g=&kurz=InvStG&ag=12129||string (4)||""DSREI"" / ""DSINC"" / ""DSRIN""||DSREI = domestic share and real-estate income / DSINC = domestic share income / DSRIN = domestic realestate income||domestic realestate income"
|-
|'''FSQ1100'''||'''Has Tax Exemption For Business Tax In Germany'''||FD||Has the fund a tax exemption for the business tax (in German Gewerbesteuer)?
The relevant paragraph can be found at (only in German):
https://www.buzer.de/s1.htm?a=%C2%A7+15&g=&kurz=InvStG&ag=12129||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1101'''||'''Structured UCITS (under Section 36 of EU Regulation 583/2010)'''||FD||Structured UCITS (under Section 36 of EU Regulation 583)
Italian Retail Distribution Specific fields||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1102'''||'''Is UCITS with Leveraged Benchmark'''||FD||UCITS with leveraged benchmark<br>Italian Retail Distribution Specific fields||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1103'''||'''Is UCITS  with leverage > 1'''||FD||UCITS  with leverage > 1<br>Italian Retail Distribution Specific fields||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1104'''||'''Assogestioni Category'''||FD||Identification category assigned by the Assogestioni Servizi Srl for reference purposes.||string (15)||"AZIONARI" / "BILANCIATI" / "OBBLIGAZIONARI" / "LIQUIDITÀ" / "FLESSIBILI"||please refer to tab "Assogestioni Category"||BILANCIATI
|-
|'''FSQ1105'''||'''Assogestioni Sub-Category'''||FD||Identification sub-category assigned by the Assogestioni Servizi Srl for reference purposes.||string (60)||please refer to tab "Assogestioni Category"||||Azionari Italia
|-
|'''FSQ1106'''||'''Singapore Classification Of Investment Products'''||FD||Classification of investment products under MAS scheme, which determines whether a wider range of investment funds including ETFs can be easier accessed by retail investors.||string (12)||"EIP" / "SIP" / "Unlisted SIP" / "OLIP"||EIP = excluded investment products (EIP) / SIP = specified investment products /  unlisted SIP = unlisted specified investment products / OLIP = overseas-listed investment products||EIP
|-
|'''FSQ1107'''||'''CNMV Registry Number'''||FD||Register number in Comisión Nacional del Mercado de Valores (CNMV): numberic code assigned by CNMV to 'foreign funds' when legally registered in CNMV for their distribution in Spain and for funds domiciled in Spain.
For more information please refer to https://www.cnmv.es/portal/home.aspx||string (20)||free text of maximum 20 characters||||123"
|-
|'''FSQ1108'''||'''Master IIC Type'''||FD||In case you have stated your fund as a Feeder Fund, please indicate the type defined in CNMV records of the Master Fund, which may be: FUND, SICAV or FIA (AIF).||string (5)||FUND / SICAV / FIA||||SICAV
|-
|'''FSQ1109'''||'''Master IIC CNMV Registry Number'''||FD||In case you have stated your fund as a Feeder Fund, please provide with the Master’s registry number within the CNMV (Spanish Markets Authority)||string (20)||free text of maximum 20 characters||||123
|-
|'''FSQ1110'''||'''Master IIC LEI Code'''||FD||In case you have stated your fund as a Feeder Fund, please provide with the LEI code for the Master Fund.||string (20)||free text of maximum 20 characters||||123456…
|-
|'''FSQ1111'''||'''Master IIC Domicile'''||FD||Domicile of the Custodian.||string (2)||ISO 3166-1 alpha-2 codes||||AU
|-
|'''FSQ1112'''||'''Master IIC: CNMV Main Category'''||FD||In case you have stated your fund as a Feeder Fund, please indicate the Master IIC Main Category.
CNMV document: page 6 https://www.cnmv.es/DocPortal/legislacion/ModelosNormalizados/IIC/ManualCumpA01-C_2_2017.pdf||string (20)||""MMF Funds"" / ""Fixed Income Funds"" / ""Equities Funds"" / ""Hedge Funds"" / ""Mixed Funds"" / ""Real Estate Funds"" / ""Other Funds""||||MMF Funds"
|-
|'''FSQ1113'''||'''Is Great Britain ISA Compliant'''||FD||Is the fund ISA (Individual Savings Account) compliant?||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1114'''||'''CBI Code (Central Bank of Ireland) Fund'''||FD||The Central Bank of Ireland code at the fund level.||string (20)||free text of maximum 20 characters||||
|-
|'''FSQ1115'''||'''CS Type Of Fund '''||FD||First level asset class categorisation according to Credit Suisse scheme.||string (20)||"Absolute Return Fund" / "Alternative Fund" / "Bond Fund" / "Commodity Fund" / "Equity Fund" / "Fund of Hedge Funds" / "Money Market Fund" / "Portfolio Fund" / "Real Estate Fund" / "Single Hedge Fund"||||Bond Fund
|-
|'''FSQ1116'''||'''Is Recognised By FCA'''||FD||Is the fund recognised by the FCA (Financial Conduct Authority, a UK financial regulatory body responsible for regulation of conduct by both retail and wholesale financial services firms)?
A fund that is established outside the UK must be recognised to be promoted to retail investors in the UK. A recognised fund may also be called a ‘recognised CIS’ or ‘overseas scheme’. A UCITS established in another EEA country must be recognised, under section 264 of the Financial Services Markets Act 2000 (FSMA). Other funds established in another EEA country, including an alternative investment fund (AIF) authorised in another EEA country, must be recognised under section 272 of FSMA.
For more information please consider: http://www.legislation.gov.uk/ukpga/2000/8/pdfs/ukpga_20000008_en.pdf||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1117'''||'''Is Authorised By FCA'''||FD||Is the fund authorised by the FCA (Financial Conduct Authority, a UK financial regulatory body responsible for regulation of conduct by both retail and wholesale financial services firms)?
An authorised fund, which may also be called an ""authorised CIS"", must be established in the UK and take one of the following legal forms:
- authorised contractual scheme (ACS)
- authorised unit trust (AUT)
- investment company with variable capital (ICVC)
It must also be classified, based on a marketing strategy, as one of the following:
- undertaking for collective investment in transferable securities scheme (UCITS)
- non-UCITS retail scheme (NURS)
- qualified investor scheme (QIS)||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1118'''||'''Sub-fund Name'''||SF||Name of a sub-fund as listed in the prospectus or in the KIID.||string (100)||free text of maximum 100 characters||||FSQ Fundsquare Sub-Fund
|-
|'''FSQ1119'''||'''Sub-fund Currency'''||SF||The sub-fund currency (Base currency) reflects the accounting currency for the fund and should not be mixed up with the Share Class Currency (FSQ1165).||string (3)||ISO 4217 currency code||||EUR
|-
|'''FSQ1120'''||'''Sub-fund Creation Date'''||SF||The date of the creation of the sub-fund/compartment according to the constitutional documents or agreement of the sub-fund.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1121'''||'''Sub-fund Launch Date'''||SF||Date when the sub-fund was launched.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1122'''||'''Sub-fund End Date'''||SF||Date where a given sub-fund will presumptively be dissolved.||string (10)||DD/MM/YYYY ||||42735
|-
|'''FSQ1123'''||'''Public Indicator'''||SF||Is a sub-fund published or not.||string (3) ||"YES "/ "NO"||||NO
|-
|'''FSQ1124'''||'''Sub-fund Status'''||SF||Is a sub-fund's status active or inactive||string (3)||"ACT" / "INA"||||PAST
|-
|'''FSQ1125'''||'''Is leveraged'''||SF||Is it allowed to leverage the fund's asset in order to achieve accelerated returns?
""YES"", if the following two conditions are cumulatively true:
- The allowed leverage should be above 10%.
- Leverage is to be used as an active element for generating income in portfolio management.
""NO"" if the leverage is less than 10%, only passively tolerated or mentioned in the prospectus for legal reasons.||string (3) ||""YES ""/ ""NO""||||NO"
|-
|'''FSQ1126'''||'''AMF Code'''||SF||Identification code for financial instruments assigned by the French Regulatory Authority (l'authorité des Marchés Financiers). This code permit the identification for unlisted financial instruments.||string (20)||free text of maximum 20 characters||||LU07654321
|-
|'''FSQ1127'''||'''IA Sector'''||SF||The Investment Association (IA) Sector
https://www.theia.org/industry-data/fund-sectors/definitions||string (4)||""STMM"" / ""SDMM"" / ""UKGI"" / ""UKIG"" / ""SCBD"" / ""SSBD"" / ""SHYD"" / ""GLBD"" / ""GEHC"" / ""GELC"" / ""GEBL"" / ""UKEI"" / ""GEIN"" / ""UKEB"" / ""UKAC"" / ""UKSC"" / ""JAPA"" / ""JASM"" / ""APIJ"" / ""APEJ"" / ""CGCI"" / ""NTAM"" / ""NTAS"" / ""EUIU"" / ""EUEU"" / ""EUSC"" / ""GLOB"" / ""GLEM"" / ""M35S"" / ""M60S"" / ""M85S"" / ""FLIN"" / ""UKDP"" / ""PROT"" / ""SPEC"" / ""TETE"" / ""UNCL"" / ""TARE"" / ""VOMA""||Funds principally targeting capital protection:
STMM = Volatility Managed / SDMM = Standard Money Market
Fixed Income Sectors:
UKGI = UK Gilts / UKIG = UK Index Linked Gilts / SCBD = Sterling Corporate Bond / SSBD = Sterling Strategic Bond / SHYD = Sterling High Yield / GLBD = Global Bonds / GEHC = Global Emerging Markets Bond - Hard Currency / GELC = Global Emerging Markets Bond - Local Currency / GEBL = Global Emerging Markets Bond - Blended
Equity Sectors:
UKEI = UK Equity Income / GEIN = Global Equity Income
Mixed Asset Sectors:
UKEB = UK Equity and Bond Income
UK Equities:
UKAC = UK All Companies / UKSC = UK Smaller Companies
Overseas equities:
JAPA = Japan / JASM = Japanese Smaller Companies / APIJ = Asia Pacific including Japan / APEJ = Asia Pacific excluding Japan / CGCI = China\Greater China / NTAM = North America / NTAS = North American Smaller Companies / EUIU = Europe including UK / EUEU = Europe excluding UK / EUSC = European Smaller Companies / GLOB = Global / GLEM = Global Emerging Markets
Mixed Asset:
M35S = Mixed Investment 0-35% Shares / M60S = Mixed Investment 20-60% Shares / M85S = Mixed Investment 40-85% Shares / FLIN = Flexible Investment
Specialist funds:
UKDP = UK Direct Property / PROT = Property Other / SPEC = Specialist / TETE = Technology & Telecommunications
Unclassified:
UNCL = Unclassified
Funds principally targeting an outcome:
TARE =  Targeted Absolute Return / VOMA = Volatility Managed||Volatility Managed"
|-
|'''FSQ1128'''||'''GPS sub-fund Code'''||SF||The GPS (BNP code) at the sub-fund level.||string (10)||free text of maximum 10 characters||||
|-
|'''FSQ1129'''||'''CSSF sub-fund Code'''||SF||The 'Sub-Fund CSSF Code' is a unique code for a sub-fund, assigned by the Commission de Surveillance du Secteur Financier (CSSF), which allows its identification on the list of authorised sub-funds.||string (4)||free text of maximum 4 characters||||4
|-
|'''FSQ1130'''||'''F2C sub-fund Code'''||SF||The 'F2C Fund code' refers to the F2C code at the sub-fund level.||string (10)||free text of maximum 10 characters||||50246578
|-
|'''FSQ1131'''||'''Administration Centrale sub-fund Code'''||SF||The central administration's code at the sub-fund level.||string (20)||free text of maximum 20 characters||||
|-
|'''FSQ1132'''||'''GIIN Code sub-fund'''||SF||Global Intermediary Identification Number (GIIN) code at the sub-fund level.||string (20)||free text of maximum 20 characters||||THI6ZZ.99999.SL.751
|-
|'''FSQ1133'''||'''CBI Code (Central Bank of Ireland) sub-fund'''||SF||The Central Bank of Ireland code at the sub-fund level.||string (20)||free text of maximum 20 characters||||
|-
|'''FSQ1134'''||'''NAF Sub-fund Code'''||SF||The classification activity code in France at the sub-fund level||string (10)||free text of maximum 10 characters||||97.91B<br>|-
|'''FSQ1135'''||'''PWC Sub-Fund Code'''||SF||The PricewaterhouseCoopers code at the sub-fund level||string (20)||free text of maximum 20 characters||||
|-
|'''FSQ1136'''||'''Swiss Fund Data sub-fund Code '''||SF||The Swiss Fund Data Code (SWX - SIX Swiss Exchange) at the sub-fund level.||string (3)||free text of maximum 3 characters||||19
|-
|'''FSQ1137'''||'''Hong Kong SFC Security Classification'''||SF||As set out in paragraph 6.2 of the Guidelines on Online Distribution and Advisory Platforms (Guidelines), a Platform Operator should determine whether a product may be treated as non-complex or complex with regard to the factors set out in paragraph 6.1 of the Guidelines and the non-exhaustive list of examples of non-complex and complex products set out on the SFC’s website:
https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/
A non-exhaustive list of examples of investment products that are considered to be ""non-complex"" are available under the following link:
https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/
Under the same link a non-exhaustive list of examples of investment products that are considered to be complex products is available.
The SFC may revise the list of non-complex products from time to time where appropriate.
||string (15)||""non-complex"" / ""complex"" / ""other complex""||||complex"
|-
|'''FSQ1138'''||'''Is A Derivative Fund Under The SFC Code On Unit Trusts And Mutual Funds'''||SF||Is the fund considered as a ""derivative fund"" under the prevailing SFC Code on Unit Trusts and Mutual Funds? This field is for SFC authorised funds only.
Note: For SFC-authorised funds, it is considered by the fund manager as a ""derivative fund"" on the same basis as provided to the SFC for disclosure on the SFC website.
||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1139'''||'''Is A Derivative Fund Under The SFC Code On Unit Trusts And Mutual Funds Date'''||SF||As of Date for Derivative Fund entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required.
The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting.
||string (10)||DD/MM/YYYY ||||31/12/2016"
|-
|'''FSQ1140'''||'''Jurisdiction And Publicity'''||SF||This field regarding the Regulation in Hong Kong about complex and non-complex funds. A non-exhaustive list of examples of non-complex and complex products can be found on the SFC’s website:
https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complexand-complex-products/
This field is to indicate if the fund is
- a fund in a specified jurisdition or
- a public fund in a non-specified jurisdition or
- a non-public fund in a non-specified jurisdiction.
This field is for non-SFC authorised funds only
To obtain a list of specified jurisdiction please consider<br>https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.
||string (15)||""SPEC"" / ""NOSP"" / ""NSNP""||SPEC = specified /  NOSP = non-specified and public / NSNP = non-specified and non-public""||SPEC"
|-
|'''FSQ1141'''||'''Has Fund Used Derivatives For Investment Purposes'''||SF||Has the fund used derivatives for investment purposes during the past 12 months?
Investment purposes do not include:
- netting, hedging or risk mitigation
- cash flow management
- market access or exposure replication (without incrementalleverage at the fund portfolio level)
- investments in conventional convertible bonds
This field is to be used, if the fund is a registered retail fund in a specified jurisdiction. To obtain a list of specified jurisdiction please consider<br>https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1142'''||'''Does Fund Intend To Use Or Invest In Derivatives'''||SF||Does the fund intend to use or invest in derivatives in excess of:
1)50% of the fund’s NAV based on the Net Derivative Exposure (NDE) or Commitment approach; or
2)100% of the benchmark Value-at-Risk (VaR) on relative VAR approach; or
3)10% VAR on absolute VAR approach.
Fund managers are expected to update the responses above if the actual investment in derivatives go above the below percentages other than on an occasional or temporary basis in between annual reviews.
||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1143'''||'''Does Fund Intend To Use Or Invest In Derivatives Date'''||SF||As of Date for Fund Intend To Use Or Invest in Derivatives entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required.<br>
The nature of this date field is a verification. Depending on the internal data processes the content of this field is not stored in the senders data base but populated while exporting.
||string (10)||DD/MM/YYYY ||||31/12/2016"
|-
|'''FSQ1144'''||'''Is Fund Not Understandable For Retail Investors'''||SF||Please refer to fund manager's opinion.<br>
Does the fund manager consider the product is an investment product whose, terms, features and risks are not reasonably likely to be understood by a retail investor in the jurisdiction where the product is domiciled/established or distributed (> 10% of the product’s NAV were raised), whichever is more relevant, because of its complex structure?
This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider
https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1145'''||'''Is Investment Strategy Considered Complex'''||SF||Please refer to fund manager's opinion.<br>
Does the fund manager consider this fund’s investment strategy to be complex and use derivatives extensively for investment purpose?
This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider
https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1146'''||'''Does Fund Invest In Instruments Without Secondary Market'''||SF||Please refer to fund manager's opinion.<br>
Does the fund invest in any underlying investments that do not have a secondary market with publicly available prices?
This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider
https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.
||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1147'''||'''Does Fund Intended To Hold More Than 50 Percent Of NAV In Loss-absorption Products Date'''||SF||As of Date for Loss Absorption Products entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required.<br>The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting.||string (10)||DD/MM/YYYY ||||31/12/2016"
|-
|'''FSQ1148'''||'''Does Fund Invest In Instruments Without Transparent Information For Retail Investors'''||SF||Please refer to fund manager's opinion.<br>
Does the fund invest in any underlying investments where there is no adequate and transparent information available to retail investors?
This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider
https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1149'''||'''Does Fund Invest In Instruments That May Lose More Than Invested Amount'''||SF||Please refer to fund manager's opinion.<br>
Does the fund invest in any underlying investments where there is risk of losing more than the amount invested?
This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider
https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1150'''||'''Does Fund Invest In Instruments Which Terms Could Fundamentally Changes The Nature Or Risk Or Pay-out Profile'''||SF||Please refer to fund manager's opinion.<br>
Does the fund invest in any underlying investments where their features or investment terms could:
- fundamentally alter the nature or risk of the underlying investment; or
- pay-out profile includes multiple variables or complicated formulas to determine the return?
Note: This would include, for example, investments that incorporate a right for the investment product issuer to convert the instrument into a different investment.
This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider<br>https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1151'''||'''Does Fund Invest In Instruments Which Terms Might Harm Liquidity Or Recoverability'''||SF||Please refer to fund manager's opinion.
Does the fund invest in underlying investments where any features or terms of the underlying investments might render the investment illiquid and/or difficult to value?
This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider<br>https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1152'''||'''Does Fund Intend To Hold More Than 50 Percent Of NAV In Loss-absorption Products'''||SF||Does the fund intend to hold more than 50% of its NAV in loss-absorption products?
Loss absorption products is as defined in HKMA Circular dated 30 Oct 2018 (https://www.hkma.gov.hk/media/eng/doc/key-information/guidelines-and-circular/2018/20181030e2.pdf)<br>
and any subsequent written clarifications issued by HKMA.
https://www.hkma.gov.hk/media/eng/doc/key-information/guidelines-and-circular/2019/20190708e1a1.pdf||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1153'''||'''Is Maximum Exposure To Virtual Assets More Than 10 Percent Of GAV'''||SF||Is the fund’s maximum exposure to virtual assets more than 10% of its GAV?
For more information about the distribution of virtual assets funds in Asia please consider https://www.sfc.hk/edistributionWeb/gateway/EN/circular/doc?refNo=18EC77
||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1154'''||'''Is Maximum Exposure To Virtual Assets More Than 10 Percent Of GAV Date'''||SF||As of Date for Virtual Assets entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required.<br>The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting.
||string (10)||DD/MM/YYYY ||||31/12/2016"
|-
|'''FSQ1155'''||'''Does Fund Intend To Hold More Than 50 Percent Of NAV In High-Yield Bonds'''||SF||Does the fund intend to hold more than 50% of its NAV in high-yield bonds as its investment strategy?
High-yield bonds refer to bonds, which are generally below investment grade or are unrated.<br>
For more information please consider SFC circular on Selling of Fixed Income Products: https://www.sfc.hk/edistributionWeb/gateway/EN/circular/doc?refNo=12EC12
||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1156'''||'''Does Fund Intend To Hold More Than 50 Percent Of NAV In High-Yield Bonds Date'''||SF||As of Date for High Yield Bonds entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required.<br>The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting.
||string (10)||DD/MM/YYYY ||||31/12/2016"
|-
|'''FSQ1157'''||'''Is RQFII Fund'''||SF||Is the fund a Renminbi Qualified Foreign Institutional Investor (RQFII) fund? According to the SFC an RQFII fund comprises at least 80% renminbi debt instruments issued in mainland China and an optional not-more-than 20% of A-shares or other permissible investments in that market. Subscriptions and redemptions of fund units are settled in renminbi.
For more information, please consider
https://www.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?refNo=12PR2
||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1158'''||'''Is RQFII Fund Date'''||SF||As of Date for RQFII entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required.<br>The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting.
||string (10)||DD/MM/YYYY ||||31/12/2016"
|-
|'''FSQ1159'''||'''Share Class Name'''||SC||Identifier of the share class. Usually this is one or two letters, like "A" or "B" or "XL" followed by additional information about distribution policy, hedging, currency etc. as stated in the official prospectus.||string (100)||free text of maximum 100 characters||||A EUR
|-
|'''FSQ1160'''||'''Share Class Creation Date'''||SC||The date at which a given share class was created according to the prospectus.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1161'''||'''Inception Date'''||SC||The first date of the subscription period for this share class. Usually this date is before the FSQ1163 "Share Class Launch Date". Other terms of this field are 'initial launch date' or Subscription Period Start Date'.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1162'''||'''Inception Price'''||SC||Price at first listing at this exchange place||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000  etc||||100
|-
|'''FSQ1163'''||'''Share Class Launch Date'''||SC||Launch date of the share class. The launch date of this share class must not be elder than the fund's launch date.
To distinguish launch date from inception date
1) Launch date: offering period is closed and a net asset value (NAV) is calculated.
2) Inception date: date when share class juridically came into existence. Usually there will be an offering period. In this case the inception date would be equal to the FSQ1161 ""Inception Date"". However, there might be situations without offering periods, i.e. if there was a fund merger. In this case the inception date would be the FSQ1163 ""Share Class Launch Date"".||string (10)||DD/MM/YYYY ||||31/12/2016"
|-
|'''FSQ1164'''||'''Share Class End Date'''||SC||Date where a given share class will presumptively be dissolved.||string (10)||DD/MM/YYYY ||||42735
|-
|'''FSQ1165'''||'''Share Class Currency'''||SC||The reference currency of the share class.||string (3)||ISO 4217 currency code||||EUR
|-
|'''FSQ1166'''||'''Quotation Currency'''||SC||Currency a given share class is quoted (e.g. EUR, USD, GBP, etc.). In a direct quote valuation, the share class quote currency is the foreign currency, while in an indirect quote valuation; the share class quote currency is the domestic currency.||string (160)||ISO 4217 currency code. Order alphabetic ASC limited to 160 characters.
Multiple currencies are separated by pipe ""|"" (ASCII 124)||ISO 4217 currency code, separated by one space character. Order alphabetic ASC||EUR GBP USD"
|-
|'''FSQ1167'''||'''Multi-Currency Indicator'''||SC||Does the fund house (not the bank of fund distributor) provide the possibility to subscribe and redeem this share class (this ISIN) additionally in other currencies than the FSQ1165 "Share Class Currency"?||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1168'''||'''Currencies Of Multicurrency Share Class'''||SC||Which additional currencies are accepted by the multicurrency share class? ||string (50)||ISO 4217 currency code. Order alphabetic ASC limited to 50 characters.
Multiple currencies are separated by pipe ""|"" (ASCII 124).||||EUR|GBP|USD"
|-
|'''FSQ1169'''||'''Share class Status'''||SC||Is a share class is active or inactive.<br>Inactive means that the fund had been approved by the CSSF, but not been launched thereafter (not been sold to anyone).||string (3)||""ACT"" / ""INA""||||INA"
|-
|'''FSQ1170'''||'''Termination Date'''||SC||The date at which the share class is liquidated and ceases to exist.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1171'''||'''Distribution Policy'''||SC||Is this share class distributing or accumulating dividends?||string (4)||"CAPI" / "DIST" / "CADI"||CAPI = Accumulation / DIST = Income / CADI = Accumulation and/or Income||CAPI
|-
|'''FSQ1172'''||'''Public Indicator'''||SC||Is a share class published or not.||string (3) ||"YES "/ "NO"||||NO
|-
|'''FSQ1173'''||'''Dividend Payment Frequency'''||SC||Frequency at which the next dividend payment is expected to take place.||string (4)||"YEAR" / "TWYR" / "TOWK" / "TOMN" / "TWMN" / "WEEK" / "OFRQ" / "DAIL" / "MNTH" / "TRIE" / "SEMI" / "QURT" / "MLTD"||YEAR = Annual / TWYR = Twice a year / TOWK = Twice a week / TOMN = Every two months / TWMN = Twice a month / WEEK = Weekly / OFRQ = Other frequency / DAIL = Daily / MNTH = Monthly / TRIE = Every four months / SEMI = Every six months / QURT = Every three months / MLTD = Multi-daily||TOWK
|-
|'''FSQ1174'''||'''Distributions - Interest/ Dividend
(For UK funds only)'''||SC||Depending on the underlying investments, income arising may be a dividend distribution or an interest distribution.||string (1)||""I"" / ""D""||||D"
|-
|'''FSQ1175'''||'''Distributions - Gross/ Net'''||SC||Are the distribution flows paid in gross or net amount (if applicable).||string (5)||"GROSS" / "NET"||||NET
|-
|'''FSQ1176'''||'''Investor Type '''||SC||Investor's profile characteristics, such as his risk aversion, wealth, experience or knowledge about funds and financial markets.||string (4)||"ADVI" / "ACIN" / "QPUR" / "EXCL" / "INST" / "INSU" / "INVE" / "LIAS" / "PENS" / "REST" / "RETA" / "QINV" / "SERV" / "SUPA" / "WHSA"||ADVI = Advisor / ACIN = Accredited Investor / QPUR = Qualified Purchaser / EXCL = Exclusive / INST = Institutional / INSU = Insurance / INVE = Investor / LIAS = Life Assurance / PENS = Pension / REST = Restricted / RETA = Retail / QINV = Qualified Investor / SERV = Service / SUPA = Superannuation / WHSA = Wholesale||ADVI
|-
|'''FSQ1177'''||'''Is ETF'''||SC||Is the fund an Exchange Traded Fund or not. An ETF, or exchange traded fund, is a marketable security that tracks an index, a commodity, bonds, or a basket of assets like an index fund. Unlike mutual funds, an ETF trades like a common stock on a stock exchange. ETFs experience price changes throughout the day as they are bought and sold. ETFs typically have higher daily liquidity and lower fees than mutual fund shares, making them an attractive alternative for individual investors.||string (3) ||"YES "/ "NO"||||NO
|-
|'''FSQ1178'''||'''Is PAIF'''||SC||Is the fund a Property Authorized Investment Fund (PAIF)?<br>A PAIF is an authorized investment fund primarily invested in property and is a UK regulated fund vehicle.
There is no taxation of property profits at fund level. Only eligible investors (e.g. Individual Savings Account, Self-Invested Personal Pension) are allowed to invest in PAIF.||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1179'''||'''Hedge Type'''||SC||Hedge type applicable for a given share class (e.g. hedge type share class A, hedge type share class B).||string (3)||"CDH" / "DUH" / "NCH" / "SER" / "NOH"||CDH = currency and duration hedged/ DUH = duration hedged / NCH = NAV currency hedged / SER = spot exchange rate / NOH = no hedge||CURRENCY_AND_DURATION_HEDGED
|-
|'''FSQ1180'''||'''NAV Hedge'''||SC||Is there a currency hedge on this share class?
Please indicate the currency in field FSQ1181 ""NAV Hedge currency""||string (20)||""NO"" / ""YES, 100% NAV hedge"" / ""YES, residual hedge""||||YES100"
|-
|'''FSQ1181'''||'''NAV Hedge currency'''||SC||Relevant ISO currency code of any relevant hedge currency.||string (3)||ISO 4217 currency code||||EUR
|-
|'''FSQ1182'''||'''Initial Subscription Price'''||SC||The launch price is the purchase price at which an investor who has subscribed to fund units during the subscription period acquires the subscribed fund unit.
Please indicate the currency in field FSQ1183 ""Initial Subscription Price Currency"" and FSQ1184 ""Initial Subscription Price Date"".||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000  etc||||31234"
|-
|'''FSQ1183'''||'''Initial Subscription Price Currency'''||SC||Currency of the initial subscription price.||string (3)||ISO 4217 currency code||||EUR
|-
|'''FSQ1184'''||'''Initial Subscription Price Date'''||SC||Date of the initial subscription price.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1185'''||'''Maximal Number Of Possible Decimals Shares'''||SC||Maximal number of decimals used for transactions for this specific share classes.||integer||1-n||||2
|-
|'''FSQ1186'''||'''Maximal Number Of Possible Decimals NAV'''||SC||Maximal number of decimals used for NAV calculations, assuming that this figure is equal for all kind of NAVs calculated for this specific share class, e.g. valuation price, transaction price (single pricing) or bid and ask price with dual priced share classes.||integer||1-n||||3
|-
|'''FSQ1187'''||'''NAV Publication Time'''||SC||Time the NAV for this specific share class is published, once calculated and available, from the fund provider.||string (5)||HH:mm||||21:15
|-
|'''FSQ1188'''||'''Valuation Frequency'''||SC||Periodicity of fund's net asset calculation.||string (4)||"YEAR" / "TWYR" / "TOWK" / "TOMN" / "TWMN" / "WEEK" / "OFRQ" / "DAIL" / "MNTH" / "TRIE" / "SEMI" / "QURT" / "MLTD"||YEAR = Annual / TWYR = Twice a year / TOWK = Twice a week / TOMN= Every two months / TWMN = Twice a month / WEEK = Weekly / OFRQ = Other frequency / DAIL = Daily / MNTH = Monthly / TRIE = Every four months / SEMI = Every six months / QURT = Every three months / MLTD = Multi-daily||YEAR
|-
|'''FSQ1189'''||'''Subscription Frequency'''||SC||The length of the revolving time period within that one or more subscriptions can be executed.||string (4)||"YEAR" / "TWYR" / "TOWK" / "TOMN" / "TWMN" / "WEEK" / "OFRQ" / "DAIL" / "MNTH" / "TRIE" / "SEMI" / "QURT" / "MLTD"||YEAR = Annual / TWYR = Twice a year / TOWK = Twice a week / TOMN= Every two months / TWMN = Twice a month / WEEK = Weekly / OFRQ = Other frequency / DAIL = Daily / MNTH = Monthly / TRIE = Every four months / SEMI = Every six months / QURT = Every three months / MLTD = Multi-daily||TWYR
|-
|'''FSQ1190'''||'''Redemption Frequency'''||SC||The length of the revolving time period within that one or more redemptions can be executed. ||string (4)||"YEAR" / "TWYR" / "TOWK" / "TOMN" / "TWMN" / "WEEK" / "OFRQ" / "DAIL" / "MNTH" / "TRIE" / "SEMI" / "QURT" / "MLTD"||YEAR = Annual / TWYR = Twice a year / TOWK = Twice a week / TOMN= Every two months / TWMN = Twice a month / WEEK = Weekly / OFRQ = Other frequency / DAIL = Daily / MNTH = Monthly / TRIE = Every four months / SEMI = Every six months / QURT = Every three months / MLTD = Multi-daily||YEAR
|-
|'''FSQ1191'''||'''Subscription Settlement cycle'''||SC||Number of days that are needed to settle a subscription to this fund after the trade date, i.e. how many days does it take until the fund is transferred to the buyers securities account ?||string (3)||n||||3
|-
|'''FSQ1192'''||'''Redemption Settlement cycle'''||SC||Number of days that are needed to settle a redemption of this fund after the trade date,
i.e. how many days does it take until the cash is transferred to the sellers account ? ||string (3)||n||||2"
|-
|'''FSQ1193'''||'''Countries of Registration'''||SC||Country/countries where the fund is registered.||string (240)||ISO 3166-1 alpha-2 codes. Order alphabetic ASC limited to 240 characters.
Multiple currencies are separated by pipe ""|"" (ASCII 124).||||DE FR LU"
|-
|'''FSQ1194'''||'''Countries of Distribution'''||SC||Country/countries where the fund is authorized and available for distribution.||string (240)||ISO 3166-1 alpha-2 codes. Order alphabetic ASC limited to 240 characters.
Multiple currencies are separated by pipe ""|"" (ASCII 124).||||DE FR LU"
|-
|'''FSQ1195'''||'''Has Pre-payment for Subscription'''||SC||Is there a pre-payment period for the subscription?||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1196'''||'''Minimum Initial Subscription Amount'''||SC||The minimum amount for an initial investment in the mentioned currency?
Please indicate the currency in field FSQ1197 ""Minimum Initial Subscription Amount Currency""||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000  etc||||15000"
|-
|'''FSQ1197'''||'''Minimum Initial Subscription Amount Currency'''||SC||Currency of the minimum amount for an initial investment.||string (3)||ISO 4217 currency code||||EUR
|-
|'''FSQ1198'''||'''Minimum Subsequent Subscription Amount'''||SC||If subscriptions have to be done in amount: what is the minimum amount for a subsequent investment?||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000  etc||||1500
|-
|'''FSQ1199'''||'''Minimum Initial subscription shares'''||SC||The minimum number of shares for new investments?||integer||1-n||||5
|-
|'''FSQ1200'''||'''Minimum Subsequent Subscription Shares'''||SC||If subsequent subscriptions are in shares: what is the minimum number of shares for an additional investment?||integer||1-n||||2
|-
|'''FSQ1201'''||'''Minimum Holding Amount'''||SC||Minimum amount that an investor must hold at the least, before an automatic redemption process is launched.
Please indicate the currency in field FSQ1202 ""Minimum Holding Amount Currency""||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000  etc||||150"
|-
|'''FSQ1202'''||'''Minimum Holding Amount Currency'''||SC||Relevant ISO currency code of the minimum required amount of the share's/unit's value that must be maintained to avoid automatic redemption. If the amount of an investor's holdings fall below the minimum holding amount, his/her shares/units will be automatically be redeemed.||string (3)||ISO 4217 currency code||||EUR
|-
|'''FSQ1203'''||'''Minimum Holding Shares'''||SC||Minimum required number of shares that must be held by an investor to avoid automatic redemption. If the number of shares held by an investor fall below that minimum required number of shares, his shares will automatically be redeemed.||integer||1-n||||3
|-
|'''FSQ1204'''||'''Minimum Holding Period'''||SC||Period following the issuance of the shares, during which the relevant shares must be held by an investor before any redemption is allowed.||string (100)||free text limited to maximum 100 characters||||
|-
|'''FSQ1205'''||'''Redemption Category'''||SC||Is it possible to redeem an amount of money? This usually assumes fractions of units.||string (20)||"shares" / "amount" / "shares and amount"||||SH
|-
|'''FSQ1206'''||'''Redemption Right'''||SC||Holders of domestic and foreign funds have the right to return their units to the capital investment  company in question||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1207'''||'''Minimum Redemption Amount'''||SC||The minimal initial amount for redemptions in the mentioned currency?
Please indicate the currency in field FSQ1208 ""Minimum Redemption Amount Currency""||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000  etc||||31234"
|-
|'''FSQ1208'''||'''Minimum Redemption Amount Currency'''||SC||Ccurrency code of any relevant minimum redemption amount.  ||string (3)||ISO 4217 currency code||||EUR
|-
|'''FSQ1209'''||'''Minimum Redemption Shares'''||SC||Minimal number of shares for redemption?||integer||1-n||||2
|-
|'''FSQ1210'''||'''Fund Manager(s)'''||SC||Portfolio manager's first name and surname.
Please indicate the date in field FSQ1211 ""Fund Manager(s) Start Date(s)""||string (150)||free text limited to maximum 150 characters. Order alphabetic ASC
Multiple Manager Names are separated by pipe ""|"" (ASCII 124) as names may contain commas.||||Michael BROWN | Philippe JACKSON"
|-
|'''FSQ1211'''||'''Fund Manager(s) Start Date(s)'''||SC||Starting date where a given asset manager began to be responsible for the implementation of a fund's investing strategy.||string (50)||DD/MM/YYYY , limited to maximum 50 characters. Order alphabetic ASC
Multiple Manager starte dates are separated by pipe ""|"" (ASCII 124) as names may contain commas.||||31/12/2016|15/06/2013"
|-
|'''FSQ1212'''||'''Redemption Policy (FIFO/LIFO/...)'''||SC||Type of the applicable redemption policy in accordance with the conditions laid down in the constitutional documents (e.g. First in first out, Last in first out, First in last out).||string (4)||"FIFO" / "LIFO" / "FEFO" / "AVCO" / "SLDM" / "HIFO" / "HILT" / "LOFO" / "LILT" / "LIST"||FIFO = First IN First OUT / LIFO = Last IN First OUT / FEFO = First Expired First OUT / AVCO = Average Cost / SLDM = Specific Lot Depletion Metho / HIFO = Highest Cost First Out / HILT = Highest Cost Long Term / LOFO = Lowest Cost First Out / LILT = Lowest Cost In Long Term / LIST = Lowest Cost In Short Term||FIFO
|-
|'''FSQ1213'''||'''Portfolio Currency Hedge'''||SC||Indicates, if any, what kind of currency hedge is implemented within the portfolio.
Possible Values are:
No hedge: Currency exposure remains the same. Just calculation and accounting currency changes.
Full portfolio hedge: Full or near full hedging of non-Fund Currency positions within fund. Only use ""full portfolio hedge"", if portfolio's currency hedge is permanently 90% or more.
Currency overlay: Currency allocation is a separate process in the investment decision. It considers both active views and optimization aspects.
Partial hedge: Guidelines limit exposure to currencies other than the fund currency to 10%. Implementation can include tactical views of fund manager.||string (20)||""no hedge"" / ""full portfolio hedge"" / ""currency overlay"" / ""partial hedge""||||NH"
|-
|'''FSQ1214'''||'''Is Side Pocket'''||SC||Is the share class a side pocket or not. A side pocket is a type of account utilized in hedge funds to differentiate illiquid assets from more liquid investments.||string (3) ||"YES "/ "NO"||||NO
|-
|'''FSQ1215'''||'''Parent ISIN Code'''||SC||ISIN code of the parent fund when the fund is a side pocket fund.||string (12)||free text of maximum 12 characters||||LU0123456789
|-
|'''FSQ1216'''||'''Contract note delay'''||SC||Is an issuance of the contract note, such as the number of BD for instance, available or not.||string (10)||± 0||||+3
|-
|'''FSQ1217'''||'''Has 130/30 Strategy'''||SC||The 130-30 strategy, often called a long/short equity strategy, refers to an investing methodology used by institutional investors. A 130-30 designation implies using a ratio of 130% of starting capital allocated to long positions and accomplishing this by taking in 30% of the starting capital from shorting stocks.||string (3) ||"YES "/ "NO"||||NO
|-
|'''FSQ1218'''||'''Has Dilution Levy Applied By Fund'''||SC||Is there a possible dilution levy in favor of the fund that can be charged at the discretion of the fund manager to compensate for market transaction costs within the fund?||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1219'''||'''Marketing Fees'''||SC||Rate of expenses related to marketing and advertising a given fund.||number||floating decimal 100%=1  |  5%= 0.05
0.0000-1||||0.0065"
|-
|'''FSQ1220'''||'''Management Fee (max)'''||SC||Maximum management fee as mentioned in prospectus.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0065
|-
|'''FSQ1221'''||'''Management Fee (min)'''||SC||Minimum management fee.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0067
|-
|'''FSQ1222'''||'''Management Fee (applied)'''||SC||Actual management fee of this share class.
Please indicate the date in field FSQ1223 ""Management Fee (applied) Reference Date""||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0065"
|-
|'''FSQ1223'''||'''Management Fee (applied) Reference Date'''||SC||Reference date of applied management fee.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1224'''||'''Custodian Fee (max)'''||SC||Maximum fees charged by a broker or financial institution for safekeeping services||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0067
|-
|'''FSQ1225'''||'''Custodian Fee (min)'''||SC||Minimun fees charged by a broker or financial institution for safekeeping services||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0067
|-
|'''FSQ1226'''||'''Custodian Fee (applied)'''||SC||Actual percentage charged for depositary (custodian) commission.
Please indicate the date in field FSQ1227 ""Custodian Fee (applied) Reference Date""||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0067"
|-
|'''FSQ1227'''||'''Custodian Fee (applied) Reference Date'''||SC||Reference date of applied custodian fee.||string (10)||DD/MM/YYYY ||||42735
|-
|'''FSQ1228'''||'''Administration Fee (max)'''||SC||Maximum administration fee.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0067
|-
|'''FSQ1229'''||'''Administration Fee (min)'''||SC||Minimum administration fee.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0067
|-
|'''FSQ1230'''||'''Administration Fee (applied)'''||SC||Actual fees for the administration.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0067
|-
|'''FSQ1231'''||'''Subscription Fee (max)'''||SC||Maximum subscription fee as mentioned in prospectus.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0065
|-
|'''FSQ1232'''||'''Subscription Fee (min)'''||SC||Maximum subscription fee as mentioned in prospectus.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0065
|-
|'''FSQ1233'''||'''Subscription Fee (applied)'''||SC||Actual fee paid by investors when acquiring funds' units/shares.
Please indicate the date in field FSQ1234 ""Subscription Fee (applied) Reference Date""||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0066"
|-
|'''FSQ1234'''||'''Subscription Fee (applied) Reference Date'''||SC||Reference date of applied subscription fee.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1235'''||'''Redemption Fee (max)'''||SC||Maximum redemption fee as mentioned in prospectus.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0065
|-
|'''FSQ1236'''||'''Redemption Fee (min)'''||SC||Minimum redemption fee as mentioned in prospectus.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0065
|-
|'''FSQ1237'''||'''Redemption Fee (applied)'''||SC||Actual fees for the redemption.
Please indicate the date in field FSQ1238 ""Redemption Fee (applied) Reference Date""||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0065"
|-
|'''FSQ1238'''||'''Redemption Fee (applied) Reference Date'''||SC||Reference date of applied redemption fee.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1239'''||'''Distribution Fee (max)'''||SC||Maximum distribution fee.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0075
|-
|'''FSQ1240'''||'''Distribution Fee (min)'''||SC||Minimum distribution fee.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0075
|-
|'''FSQ1241'''||'''Distribution Fee (applied)'''||SC||Actual fees for the distribution.
Please indicate the date in field FSQ1242 ""Distribution Fee (applied) Reference Date""||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0075"
|-
|'''FSQ1242'''||'''Distribution Fee (applied) Reference Date'''||SC||Reference date of applied distribution fee.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1243'''||'''Performance Fees (max)'''||SC||Maximum performance fee as mentioned in prospectus.
Please indicate the date in field FSQ1244 ""Performance Fees (max) Reference Date""||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0055"
|-
|'''FSQ1244'''||'''Performance Fees (max) Reference Date'''||SC||Reference date of maximum performance fee.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1245'''||'''Performance Fees (min)'''||SC||Minimum performance fee.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0055
|-
|'''FSQ1246'''||'''Performance Fee (applied)'''||SC||Actual performance fee.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0075
|-
|'''FSQ1247'''||'''Has Equalization Method For Performance Fee'''||SC||Is an equalization method for the performance fee used?<br>Typically used by hedge funds, but not very common for mutual funds. Equalization is used by funds in order to ensure that every shareholder pays the same percentage of performance fee no matter when they subscribe to the fund.||string (3) ||""YES ""/ ""NO""||||NO"
|-
|'''FSQ1248'''||'''Switch Fee (max)'''||SC||Maximum fee levied by a fund management group when an investor moves money from one fund to another within the same group.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0055
|-
|'''FSQ1249'''||'''Switch Fee (min)'''||SC||Minumum fee levied by a fund management group when an investor moves money from one fund to another within the same group.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0055
|-
|'''FSQ1250'''||'''Switch Fee (applied)'''||SC||Actual fee applicable if investor switch fund within the same family of funds.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0055
|-
|'''FSQ1251'''||'''Switch IN Cut-off country Code'''||SC||Country location of the Fund Order Desk for switch in.||string (2)||ISO 3166-1 alpha-2 codes||||LU
|-
|'''FSQ1252'''||'''All-in Fee (max)'''||SC||All-in fee as mentioned in the sales prospectus. Usually includes fees for portfolio management, sales, administration, custody and others.
Please refer to FSQ1254 ""All-in Fee Includes Transaction Costs"" to choose, whether the all-in fee includes also transaction costs within the fund.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0,015"
|-
|'''FSQ1253'''||'''All-in Fee (applied)'''||SC||All-in fee this share class is actually charged with. Usually the all-in fee includes fees for portfolio management, sales, administration, custody and others.
Please refer to FSQ1254 ""All-in Fee Includes Transaction Costs"" to choose, whether the all-in fee includes also transaction costs within the fund.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0,015"
|-
|'''FSQ1254'''||'''All-in Fee Includes Transaction Costs'''||SC||Please choose "yes", if FSQ1252 "All-in Fee (max)" and FSQ1253 "All-in Fee (applied)" include transaction costs. If not, please choose "no||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1255'''||'''All-in Fee (max) Reference Date'''||SC||Effective date for all Fundsquare fields referring to All-in Fee, e.g. FSQ1252 "All-in Fee (max)", FSQ1253 "All-in Fee (applied)".||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1256'''||'''Is Trailer Fee Clean'''||SC||Answer «yes» only, if the fund or ManCo are not paying trailer fees for this specific share class||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1257'''||'''Trade Date'''||SC||The Trade Date Offset is defined as the difference in days between the trade date and the closing date also known as valuation date.<br>The closing date is the date on which the prices of underlying holdings are determined. The default value of is zero. It may occur that there is a notice period for subscriptions and redemptions.<br>The notice period specifies how many days in advance investors have to notify that they wish to subscribe or redeem a fund. If the notice period is equal for subscriptions and redemptions and less than or equal five business days, please use the field to display the notice period.<br>In case the notice period is different for subscriptions and redemptions or the trade should be placed long time in advanced, then the value of this field is zero and the fields FSQ1265 ""Subscription Notice Period"" and FSQ1274 ""Redemption Notice Period"" are used to indicate the according notification periods in days.||integer||1-7||||1"
|-
|'''FSQ1258'''||'''Time Zone For Cut-off For Subscription and Redemption'''||SC||Relevant time zone for FSQ1262 ""Subscription Cut-off time (in local time) STP ORDERS"" or FSQ1271 ""Redemption Cut-off time (in local time) STP ORDERS"" in local standard time format
Helpful links can be found at:
- https://en.wikipedia.org/wiki/List_of_time_zones_by_country
- https://en.wikipedia.org/wiki/Coordinated_Universal_Time
- https://www.timeanddate.com/time/zones
- https://en.wikipedia.org/wiki/Daylight_saving_time
- https://en.wikipedia.org/wiki/Tz_database
Commonly used standard time formats are:
- EST    Eastern Time Zone (USA); UTC-05:00
- CST  Central Time Zone (USA); UTC-06:00
- PST    Pacific Time Zone (USA); UTC-07:00
- CET  Central European Time; UTC+01:00
- HKT  Hong Kong Time; UTC+08:00
- SST    Singapore Standard Time; UTC+08:00||string (3)||free text of maximum 3 characters||||SST"
|-
|'''FSQ1259'''||'''Subscription forms required for each subsequent investment'''||SC||Are specific forms required for subsequent investment or not.||string (3) ||"YES "/ "NO"||||NO
|-
|'''FSQ1260'''||'''Subscription Cut-off country code'''||SC||Country location of the Fund Order Desk for subscription.||string (2)||ISO 3166-1 alpha-2 codes||||LU
|-
|'''FSQ1261'''||'''Subscription Cut-off city'''||SC||Name of the city's location of a given fund's order desk for subscription is located.||string (50)||free text of maximum 50 characters||||Luxembourg
|-
|'''FSQ1262'''||'''Subscription Cut-off time (in local time) STP ORDERS'''||SC||Provider cut-off time (deadline order placement) [hh:mm].<br>Additionally, it is necessary to mention the appropriate time zone in field FSQ1258 ""Time Zone For Cut-off For Subscription and Redemption"" ||string (5)||HH:mm||||21:15"
|-
|'''FSQ1263'''||'''Subscription Cut-off time description (from trade date in days)'''||SC||Period between the transaction day (usually referred to as day T), and the settlement day (usually referred to as day T+ x days) of a given subscription.||string (4)||± 0||||+2
|-
|'''FSQ1264'''||'''Subscription Cut-off time description (from trade date in text)'''||SC||Additional and optional comments and descriptions regarding the subscription Cut-off time.||string (255)||free text of maximum 255 characters||||
|-
|'''FSQ1265'''||'''Subscription Notice Period'''||SC||The Subscription Notice Period specifies how many days in advance investors have to notify that they wish to subscribe to a fund.||string (3)||1-n||||1
|-
|'''FSQ1266'''||'''TA Calendar Dealing - Subscription'''||SC||Does a fund dispose a specific calendar summarizing available trading days for subscriptions ?||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1267'''||'''Has Pre-notice For Subscription'''||SC||Is there a required pre-notice for subscriptions?<br>This field specifies how many days in advance investors have to notify that they wish to subscribe to a fund. If this field is filled with ""yes"", please provide the respective data in the field FSQ1265 ""Subscription Notice Period"". If there is no pre-notice for subscriptions required, please fill this field with ""no"" and leave the field FSQ1265 ""Subscription Notice Period"" empty.||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1268'''||'''Redemption Form required'''||SC||Are specific instruction/renunciation forms with regards to redemptions of a fund's units/shares required ?||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1269'''||'''Redemption Cut-off country code'''||SC||The country's location of the fund's order desk for redemption.||string (2)||ISO 3166-1 alpha-2 codes||||LU
|-
|'''FSQ1270'''||'''Redemption Cut-off city'''||SC||Denomination of the city, where the fund's order desk for redemption is located.||string (50)||free text of maximum 50 characters||||Luxembourg
|-
|'''FSQ1271'''||'''Redemption Cut-off time (in local time) STP ORDERS'''||SC||Provider cut-off time (deadline order placement) [hh:mm].<br>Additionally, it is necessary to mention the appropriate time zone in field FSQ1258 ""Time Zone For Cut-off For Subscription and Redemption"" ||string (5)||HH:mm||||21:15"
|-
|'''FSQ1272'''||'''Redemption Cut-off time description (from trade date in days)'''||SC||Period between the transaction day (usually referred to as day T), and the settlement day (usually referred to as day T + x days) of a given redemption.||string (4)||± 0||||+1
|-
|'''FSQ1273'''||'''Redemption Cut-off time description (from trade date in text)'''||SC||Additional and optional comments and descriptions regarding the redemption Cut-off time.||string (255)||free text of maximum 255 characters||||
|-
|'''FSQ1274'''||'''Redemption Notice Period'''||SC||The Redemption Notice Period specifies how many days in advance investors have to notify that they wish to redeem a fund.||string (3)||1-n||||1
|-
|'''FSQ1275'''||'''Redemption Trade Cycle Period'''||SC||The length of the revolving time period within that one or more redemptions can be executed.
To indicate a mix of different trade cycle periods (=multiple trade cycles) choose ""combined""||string (8)||""DAILY"" / ""WEEKLY"" / ""MONTHLY"" / ""YEARLY"" / ""COMBINED""||||YEARLY"
|-
|'''FSQ1276'''||'''TA Calendar Dealing - Redemption'''||SC||Does a fund dispose a specific calendar summarizing available trading days for redemptions ?||string (3) ||"YES "/ "NO"||||NO
|-
|'''FSQ1277'''||'''Has Pre-notice For Redemption'''||SC||Is there a required pre-notice for redemption?<br>Typically used by hedge funds, but not very common for mutual funds.<br>The field FSQ1274 ""Redemption Notice Period"" specifies how many days in advance investors have to notify that they wish to redeem a fund.
If this field is filled with ""yes"", please provide the respective data in the field FSQ1274 ""Redemption Notice Period"".<br>If there is no pre-notice for redemptions required, please fill this field with ""no"" and leave the field FSQ1274 ""Redemption Notice Period"" empty.||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1278'''||'''Has Lock-up For Redemption'''||SC||Indicates if the fund has a lock-up period for early redemption.||string (3) ||"YES "/ "NO"||||NO
|-
|'''FSQ1279'''||'''Lock-up Comment'''||SC||Free text to specify the lock-up. Please also include the kind of lock-up, i.e. if soft with a
penalty or hard without the option for early redemption.||string (150)||free text of maximum 150 characters||||1 year lock-up with a 1% penalty"
|-
|'''FSQ1280'''||'''Switch Allowed'''||SC||Are switches from one to another fund allowed or not.||string (3) ||"YES "/ "NO"||||NO
|-
|'''FSQ1281'''||'''Switch IN Cut-off (from trade date in days)'''||SC||Switch-IN Cut-off time for subscription legs (expressed in number of days) calculated from the trade date on.||string (4)||± 0||||+1
|-
|'''FSQ1282'''||'''Switch IN Cut-off city'''||SC||Name of the city, where the fund's order desk for switch IN of Cut-offs is located.||string (50)||free text of maximum 50 characters||||Luxembourg
|-
|'''FSQ1283'''||'''Switch IN Cut-off time (in local time)'''||SC||Provider cut-off time (deadline for the switch in order placement) [hh:mm].
Additionally, it is necessary to mention the appropriate time zone in field FSQ1258 ""Time Zone For Cut-off For Subscription and Redemption"" ||string (5)||HH:mm||||21:15"
|-
|'''FSQ1284'''||'''Switch IN Settlement cycle'''||SC||Changes regarding the period between a given transaction date and the date on which the settlement is due.||string (5)||||||3
|-
|'''FSQ1285'''||'''Switch OUT Cut-off country Code'''||SC||Country location of the Fund Order Desk for switch out.||string (2)||ISO 3166-1 alpha-2 codes||||LU
|-
|'''FSQ1286'''||'''Switch OUT Cut-off (from trade date in days)'''||SC||Switch OUT Cut-off time for redemption legs calculated from the trade date on.||string (4)||± 0||||+3
|-
|'''FSQ1287'''||'''Switch OUT Cut-off city'''||SC||Name of the city, where the fund's order desk for switch out of cut-off is located.||string (50)||free text of maximum 50 characters||||Luxembourg
|-
|'''FSQ1288'''||'''Switch OUT Cut-off time (in local time)'''||SC||Provider cut-off time (deadline for the switch out order placement) [hh:mm].
Additionally, it is necessary to mention the appropriate time zone in field FSQ1258 ""Time Zone For Cut-off For Subscription and Redemption"" ||string (5)||HH:mm||||21:15"
|-
|'''FSQ1289'''||'''Switch OUT Settlement cycle'''||SC||Changes regarding the period between a given trade date (usually denominated with T), and the date on which settlement will be due for orders placed within a main Fund Order Desk (usually expressed with T+ x days).||string (5)||||||2
|-
|'''FSQ1290'''||'''TA Calendar Dealing - Switches'''||SC||Is for a given fund a calendar enumerating all available days for trading and their corresponding frequency (monthly, quarterly or yearly) published regarding switches or not.||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1291'''||'''Account opening and/or subscription forms required for the initial investment'''||SC||Is a specific form concerning account openings and/or initial subscriptions required in order to acquire a fund's shares/units.||string (3) ||"YES "/ "NO"||||NO
|-
|'''FSQ1292'''||'''Dilution Levy Policy for Single-priced Funds'''||SC||Refers to the dilution levy policy that consists of explicit charges that fund managers can choose to apply to specific client deals to cover any dealing or other costs they may incur when buying or selling shares in the fund.<br>A dilution levy for single-priced funds is generally used in case of exceptionally large client transactions in relation to the size of the fund. The single price is flexible and may change on a daily basis; the fund manager may change the price up or down to protect existing investors from the costs associated with buying or selling the underlying investments as other investors join or leave the fund.||string (20)||""large deals"" / ""blanket sales""||||LARGE DEALS"
|-
|'''FSQ1293'''||'''Discount (EMX)'''||SC||Discount ascribed when using the EMX as channel of communication. EMX is frequently used by British platforms, such as Calastone or Euroclear for instance.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.4567
|-
|'''FSQ1294'''||'''Eligible for custodian pre-execution'''||SC||Is the fund eligible for custodian pre-execution||string (3) ||"YES "/ "NO"||||NO
|-
|'''FSQ1295'''||'''Eligible for direct order processing'''||SC||Is the given fund eligible for direct order processing or not.||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1296'''||'''Mode(s) of transfer accepted'''||SC||Different accepted mode(s) for the execution of financial instruments transfers.||string (4)||"SLTR" / "MTCH" / "BOTH"||SLTR = Single Leg Transfer  / MTCH = Matching (Multi Leg Transfer with matching) / BOTH = Single or Multi Leg Transfer with matching accepted||SLT
|-
|'''FSQ1297'''||'''ORD Data latest revision Date'''||SC||Latest date on which an order routine data check has been performed by a fund's management company.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1298'''||'''Share Transfer restrictions'''||SC||Are share-transfer restrictions permissible or not (e.g. within client accounts, client accounts to other client accounts, specific AML process, etc.).||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1299'''||'''Is Primary Listing'''||SC||Is this listing the primary listing of this ISIN ?
The prices of this listing are used to calculate
Premium/Discount. This field is only available for ETFs.||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1300'''||'''Investment Status'''||SC||Status of share class for new or existing investors.
open
soft closed: closed for new investors or limited subscription amounts; redemption is possible
hard closed: closed for all investors or any amount, but redemption is possible
closed for redemption: no redemption possible, but still open for subscription
closed for subscription and redemption
Please indicate the date in field FSQ1301 ""Hard Closed Start Date"" and if applicable FSQ1302 ""Hard Closed End Date""
Please indicate the date in field FSQ1303 ""Soft Closed Start Date"" and if applicable FSQ1304 ""Soft Closed End Date""||string (4)||""OPEN"" / ""SOCL"" / ""HACL"" / ""CLRE"" / CLSR""||OPEN = open / SOCL = soft closed / HACL = hard closed / CLRE = closed for redemption / CLSR = closed for subscription and redemption
||OPEN"
|-
|'''FSQ1301'''||'''Hard Closed Start Date'''||SC||Start date of which a fund is closed for all investors or any amount, but redemption is possible.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1302'''||'''Hard Closed End Date  '''||SC||End date of which a fund is closed for all investors or any amount, but redemption is possible.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1303'''||'''Soft Closed Start Date'''||SC||Start date of which a fund is closed for new investors or limited subscription amounts; redemption is possible.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1304'''||'''Soft Closed End Date'''||SC||End date of which a fund is closed for new investors or limited subscription amounts; redemption is possible.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1305'''||'''Rounding Method - cash (dealing)'''||SC||Rounding method applicable for cash transactions (For both subscription and redemption transactions).
MATHEMATICAL:  If a number or decimal position is equal to or is higher than 5, it is rounded up.<br>                                    If a number or decimal position is less than 5, it is rounded down<br>                                    (i.e. 1.234 rounded as 1.23 and 1.235 rounded as 1.24).
UP:                              Number is rounded up (i.e. 1.234 rounded as 1.24)
DOWN:                      Number is rounded down (i.e. 1.235 rounded as 1.23)||string (12)||""UP"" / ""DOWN"" / ""MATHEMATICAL""||||UP"
|-
|'''FSQ1306'''||'''Rounding Method - Prices'''||SC||Rounding method applicable to a fund's unit/share prices.
MATHEMATICAL:  If a number or decimal position is equal to or is higher than 5, it is rounded up.<br>                                    If a number or decimal position is less than 5, it is rounded down<br>                                    (i.e. 1.234 rounded as 1.23 and 1.235 rounded as 1.24).
UP:                            Number is rounded up (i.e. 1.234 rounded as 1.24)
DOWN:                      Number is rounded down (i.e. 1.235 rounded as 1.23)||string (12)||""UP"" / ""DOWN"" / ""MATHEMATICAL""||||UP"
|-
|'''FSQ1307'''||'''Rounding Method - shares (dealing)'''||SC||Applied rounding method of the value of a fund's share/unit during share transactions (For both subscription and redemption transactions).
MATHEMATICAL:  If a number or decimal position is equal to or is higher than 5, it is rounded up.<br>                                    If a number or decimal position is less than 5, it is rounded down<br>                                    (i.e. 1.234 rounded as 1.23 and 1.235 rounded as 1.24).
UP:                            Number is rounded up (i.e. 1.234 rounded as 1.24)
DOWN:                      Number is rounded down (i.e. 1.235 rounded as 1.23)||string (12)||""UP"" / ""DOWN"" / ""MATHEMATICAL""||||UP"
|-
|'''FSQ1308'''||'''Valoren Code (CH)'''||SC||Swiss Securities identification number  (Valor)||string (20)||free text of maximum 20 characters||||56560601
|-
|'''FSQ1309'''||'''RIC Lipper Code'''||SC||The fund's code composed of a mix of characters and numbers assigned by Lipper for identification purposes on the Lipper Alpha Insight website.||string (20)||free text of maximum 20 characters||||68454171
|-
|'''FSQ1310'''||'''RIC Reuters Code'''||SC||Code used by Thomson Reuters to identify financial instruments and indices.||string (20)||free text of maximum 20 characters||||.MIUS0001vNUS
|-
|'''FSQ1311'''||'''Bloomberg Code'''||SC||Bloomberg code, composed of characters and numbers allowing the identification of a given fund on the Bloomberg platform.
Please indicate the relevant data in field FSQ1346 ""Exchange""||string (20)||free text of maximum 20 characters||alphanumeric, composed  of 10 caracters: group of 7 first folowed by one space caracter, and 2 caracters||ABCDEFG HJ"
|-
|'''FSQ1312'''||'''MEXID Code'''||SC||The MEXID is a symbol unique to each fund to allow it to be easily identified.  It is the four to six character code, consisting of letters and numbers. ||string (6)||free text of maximum 6 characters||||KMF4EA
|-
|'''FSQ1313'''||'''COMMON Code'''||SC||A common code is nine-digit identification code issued jointly by Clearstream and Euroclear.||string (9)||free text of maximum 9 characters||||1A3B5C7D9
|-
|'''FSQ1314'''||'''WKN'''||SC||German securities identification number (Wertpapierkennnummer).||string (10)||free text of maximum 10 characters||||
|-
|'''FSQ1315'''||'''SEDOL'''||SC||The Stock Exchange Daily Official List number. A code used by the London Stock Exchange to identify foreign stocks, especially those that aren't actively traded in the U.S. and don't have a CUSIP number.||string (10)||free text of maximum 10 characters||||
|-
|'''FSQ1316'''||'''CUSIP'''||SC||A 9-character alphanumeric code which identifies a North American financial security.<br>CUSIP stands for Committee on Uniform Securities Identification Procedures.||string (9)||free text of maximum 9 characters||||"
|-
|'''FSQ1317'''||'''Has UK Reporting Status'''||SC||Does the fund applied (already confirmed by HMRC) for or is intending to apply for the reporting fund status in the UK.
This field is applicable only for non-UK domiciled funds. However, for legacy reasons this boolean field must be filled out. Therefore, UK domiciled funds will default to yes.||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1318'''||'''Country Legal Registration - Singapore'''||SC||Legal restriction Singapore||string (3)||"YES" / "RES" / "NO"||please refer to tab "Country Spec. Res"||YES
|-
|'''FSQ1319'''||'''Country Specific Restrictions - Singapore'''||SC||Specific Restriction Singapore||string (30)||"autorised CIS" / "restricted authorised CIS" /  [blank]||please refer to tab "Country Spec. Res"||authorised CIS<br>|-
|'''FSQ1320'''||'''Country Legal Registration - Liechtenstein'''||SC||Legal restriction Liechtenstein||string (3)||"YES" / "RES" / "NO"||please refer to tab "Country Spec. Res"||YES
|-
|'''FSQ1321'''||'''Country Specific Restrictions - Liechtenstein'''||SC||Specific Restriction Liechtenstein||string (45)||"authorised for professional investors" / "professional clients" /  [blank]||please refer to tab "Country Spec. Res"||authorized for professional investors
|-
|'''FSQ1322'''||'''Country Legal Registration - Italy'''||SC||Legal restriction Italy||string (3)||"YES" / "RES" / "NO"||please refer to tab "Country Spec. Res"||YES
|-
|'''FSQ1323'''||'''Country Specific Restrictions - Italy'''||SC||Specific Restriction Italy||string (20)||"professional clients" / [blank]||please refer to tab "Country Spec. Res"||professional clients
|-
|'''FSQ1324'''||'''Italian Reduced Rate Percentage'''||SC||The Italian Reduced Rate Percentage (IRRP) to apply for the semester. The so-called White List is a list of countries that allow an adequate exchange of information with Italy. It is contained in a Ministerial Decree of 4 September 1996, which should be updated every six months.
Capital gains on non-qualifying shares in a resident non-listed company are exempt from 26 percent substitute tax if the seller is a resident of a White-List country. As from 1 January 2012, direct investment in government bonds are subject to a lower<br>rate (i.e. 12.5%) than comparable investments made through Italian or Luxembourg regulated investment funds. To allow the application of the 12.5% tax rate to investment funds investing into Italian government bonds and assimilated securities, investment funds may perform an asset test which estimates the percentage of the portfolio invested in qualifying government bonds.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0,05"
|-
|'''FSQ1325'''||'''Italian Reduced Rate Percentage Start Date'''||SC||Initial date of the semester where the FSQ1324 "Italian Reduced Rate Percentage" applies.||string (10)||DD/MM/YYYY ||||43465
|-
|'''FSQ1326'''||'''Italian Reduced Rate Percentage End Date'''||SC||End date of the semester where the FSQ1324 "Italian Reduced Rate Percentage" applies.||string (10)||DD/MM/YYYY ||||43465
|-
|'''FSQ1327'''||'''Italian Reduced Rate Percentage Calculation Date'''||SC||The date when the FSQ1324 "Italian Reduced Rate Percentage" was calculated.||string (10)||DD/MM/YYYY ||||43465
|-
|'''FSQ1328'''||'''Country Legal Registration - Switzerland'''||SC||Legal restriction Switzerland||string (3)||"YES" / "RES" / "NO"||please refer to tab "Country Spec. Res"||YES
|-
|'''FSQ1329'''||'''Country Specific Restrictions - Switzerland'''||SC||Specific Restriction Switzerland||string (30)||"fund for qualified investors" / [blank]||please refer to tab "Country Spec. Res"||fund for qualified investors
|-
|'''FSQ1330'''||'''Singapore GST Liable'''||SC||GST (Goods and Services Tax) treatment of services provided or received by fund
managers in Singapore
https://www.iras.gov.sg/irashome/uploadedFiles/IRASHome/eTax_Guides/etaxguide_GST_Guide%20for%20the%20Fund%20Management%20Industry_2015-03-18.pdf
https://www.iras.gov.sg/irashome/GST/GST-registeredbusinesses/Learning-the-basics/Goods-and-Services-Tax--GST---What-It-Is-and-How-ItWorks/ ||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1331'''||'''Singapore CPFIS-OA'''||SC||Please indicate in this field whether the share class is a Central Provident Fund
Investment Scheme (CPFIS) where investors invest their Ordinary Account (OA) savings
in a wider range of investments (= ""yes"") or not (= ""no"").
For further information about CPFIS-OA please visit the following website:
https://www.cpf.gov.sg/members/schemes/schemes/optimising-my-cpf/cpfinvestment-schemes
For further information about CPF please visit:
https://www.cpf.gov.sg/Members/AboutUs/about-us-info/cpf-overview||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1332'''||'''Singapore CPFIS-SA'''||SC||Please indicate in this field whether the share class is a Central Provident Fund Investment Scheme (CPFIS) where investors invest their Special Account (SA) savings in a wider range of investments (= ""yes"") or not (= ""no"").
For further information about CPFIS-SA please visit the following website:
https://www.cpf.gov.sg/members/schemes/schemes/optimising-my-cpf/cpfinvestment-schemes
For further information about CPF please visit:
https://www.cpf.gov.sg/Members/AboutUs/about-us-info/cpf-overview||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1333'''||'''Singapore SRS'''||SC||Please indicate in this field whether the share class is a Supplementary Retirement Scheme (SRS) (= ""yes"") or not (= ""no"").<br>
For further information about a SRS please visit the following website:
https://www.cpf.gov.sg/Members/faq/schemes/Other-Matters/Others?ajsrc=FS&#faq2192593||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1334'''||'''PTR annual (audited)'''||SC||Annual audited Portfolio Turnover Rate.
Please indicate the relevant date in field FSQ1335 ""PTR annual (audited) Date""||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.4567"
|-
|'''FSQ1335'''||'''PTR annual (audited) Date'''||SC||Date at which the audited Portfolio Turnover Rate is calculated.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1336'''||'''PTR semi-annual (non-audited)'''||SC||Semi-annual non-audited Portfolio Turnover Rate.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.4567
|-
|'''FSQ1337'''||'''TER annual (audited)'''||SC||The total expense ratio (TER) is a measure of the total costs associated with managing and operating an investment fund, such as a mutual fund. These costs consist primarily of management fees and additional expenses, such as trading fees, legal fees, auditor fees, and other operational expenses.
The total cost of the fund is divided by the fund's total assets to arrive at a percentage amount, which represents the TER. TER is also known as the 'net expense ratio' or 'after reimbursement expense ratio'.
Please indicate the relevant date in field FSQ1338 ""TER annual (audited) Date""||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.4567"
|-
|'''FSQ1338'''||'''TER annual (audited) Date'''||SC||Date at which the audited Total Expense Ratio is calculated.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1339'''||'''TER semi-annual (non-audited)'''||SC||Semi-annual non-audited Total Expense Ratio.
Please indicate the relevant date in field FSQ1340 ""TER semi-annual (non-audited) Date""||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.4567"
|-
|'''FSQ1340'''||'''TER semi-annual (non-audited) Date'''||SC||Date on which the non-audited Total Expense Ratio is calculated.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1341'''||'''TER Including Performance Fee'''||SC||Latest available Total Expense Ratio (TER) that is calculated including the performance fee. If the fund invests into other funds, the target fund's TER should be included into the calculation of the fund's TER.
Please indicate the relevant date in field FSQ1342 ""TER Including Performance Fee Date""||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0055"
|-
|'''FSQ1342'''||'''TER Including Performance Fee Date'''||SC||Date at which the Total Expense Ratio (TER) including performance fee is calculated.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1343'''||'''TER Excluding Performance Fee'''||SC||Latest available Total Expense Ratio (TER) that is calculated without accounting for a possible performance fee. If the fund invests into other funds, the target fund's TER should be included into the calculation of the fund's TER.
Please indicate the relevant date in field FSQ1344 ""TER Excluding Performance Fee Date"".||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0,05"
|-
|'''FSQ1344'''||'''TER Excluding Performance Fee Date'''||SC||Date at which the Total Expense Ratio (TER) excluding performance fee is calculated.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1345'''||'''Has Contingent Deferred Sales Charge Fee'''||SC||Contingent deferred sales charge fee (CDSC Fee).||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1346'''||'''Exchange'''||SC||The instrument exchange to which a relevant instrument refers to.||string (2)||""AV"" / ""BB"" / ""BH"" / ""CP"" / ""DC"" / ""FH"" / ""FP"" / ""GA"" / ""GR"" / ""GU"" / ""HK"" / ""ID"" / ""IM"" / ""IO"" / ""IR"" / ""KY"" / ""LE"" / ""LN"" / ""LX"" / ""NA"" / ""NO"" / ""PL"" / ""PW"" / ""SM"" / ""SP"" / ""SS"" / ""SV"" / ""SW"" / ""US"" / ""VI""||List of code separated by a space character:<br>AV = Austria / BB = Belgium / BH = Bermuda / CP = Czech Republic / DC = Denmark / FH = Finland / FP = France / GA = Greece / GR = Germany / GU = Guernsey / HK = Hong Kong / ID = Ireland / IM = Italy / IO = Isle Of Man / IR = Iceland / KY = Cayman Islands / LE = Liechtenstein / LN = United Kingdom / LX = Luxembourg / NA = Netherland / NO = Norway / PL = Portugal / PW = Poland / SM = Spain / SP = Singapore / SS = Sweden / SV = Slovenia / SW = Switzerland / US = United States / VI = British Virgin Islands||FP"
|-
|'''FSQ1347'''||'''SRRI'''||SC||Synthetic Risk and Reward Indicator (SRRI) is a component of the Key Investor Information Document. SRRI illustrates a fund’s risk and reward profile through an integer number between 1 and 7.<br>
More details about the indicator and its computation methodology can be obtained under: https://www.esma.europa.eu/sites/default/files/library/2015/11/10_673.pdf
Please indicate the relevant date in field FSQ1348 ""SRRI Record Date""||integer||1-7||||5"
|-
|'''FSQ1348'''||'''SRRI Record Date'''||SC||"As of" date as printed on the second page of the latest published Key Investor Information Document (KIID). ||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1349'''||'''Early Withdraw Charge'''||SC||Amount of charges/fees applicable to early withdrawals||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0067
|-
|'''FSQ1350'''||'''High Water Mark'''||SC||If performance fee applies: is there a high water mark as basis for the calculation of the performance fee?||string (4)||"NHWM" / "HWMR" / "HWMN"||NHWM = no high water mark / HWMR = high water mark, reset / HWMN = high water mark, no reset||NHWM
|-
|'''FSQ1351'''||'''Hurdle Rate'''||SC||If performance fee applies: is there a hurdle rate which is used for the calculation of the performance fee? (ex. 5%; Benchmark + 3%).||string (50)||free text of maximum 50 characters||||Libor + 5%
|-
|'''FSQ1352'''||'''TA deadline for subscription / switch IN (minutes)'''||SC||Transfer agent's deadline for subscription with respect to the official Cut-off time.||integer||1-n||||35
|-
|'''FSQ1353'''||'''TA deadline for redemption / switch OUT (minutes)'''||SC||Transfer agent's deadline to consider when redeeming a fund's shares with respect to the official cut-off time.||integer||1-n||||45
|-
|'''FSQ1354'''||'''Benchmark'''||SC||Benchmark that is used to compare share class' performance. In case of long names use abbreviations (i.e. MSCI World).<br>For ETFs Benchmark should be the same as FSQ1400 ""Index Name"".||string (255)||free text of maximum 255 characters||||S&P 500"
|-
|'''FSQ1355'''||'''Geographical exposure'''||SC||Geographic areas that contingently can expose a fund's real investments to a given type of risk (e.g. risk related to geographic areas, continents, countries, etc.).||string (255)||free text of maximum 255 characters||||
|-
|'''FSQ1356'''||'''Ongoing Charges'''||SC||Ongoing charges as described in the esma guidelines - ""Methodology for calculation of the Ongoing Charges figure in the Key Investor Information Document"":
https://www.esma.europa.eu/document/guidelines-methodology-calculation-ongoing-charges-figure-in-key-investor-information.<br>This value is supposed to be listed on the UCITS KIIDs.
Please indicate the relevant date in field FSQ1357 ""Ongoing Charges Date""||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0067"
|-
|'''FSQ1357'''||'''Ongoing Charges Date'''||SC||Relevant dates applicable for the determination of ongoing charges.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1358'''||'''Is RDR Compliant'''||SC||Does the share class comply with the rules of the Retail Distribution Review (RDR) in the UK?<br>Please leave empty for all non-UK domiciled funds without a registration for sale in the UK.||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1359'''||'''Is Registered in Spain'''||SC||Is the share class registered in Spain.||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1360'''||'''Is Authorized for distribution in Italy'''||SC||Is the share class authorized to be distributed in Italy.||string (3) ||"YES "/ "NO"||||NO
|-
|'''FSQ1361'''||'''Is Austrian Tax Reporting Fund'''||SC||If the fund is a tax reporting fund the value of this field should be "yes". If it is a non-tax reporting fund please answer with "no". This replaces the former "Bluetenweiss" or "Weiss" etc.||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1362'''||'''Has Swiss Tax Reporting'''||SC||Has the required data been delivered to the Swiss Tax Authorities? Please be aware that data should be available yearly until the end of January latest on the EstV webpage
https://www.ictax.admin.ch/extern/de.html#/ratelist||string (20)||""ESTV REPORTING"" / ""NO ESTV REPORTING""||||ESTV REPORTING"
|-
|'''FSQ1363'''||'''Share Class Life Cycle Status'''||SC||Current status of a given share class cycle.||string (20)||"ACTIVE" / "INACTIVE" / "TO_BE_LAUCHED" / "PROJECTED" / "DORMANT" / "IN_LIQUIDATION" / "LIQUIDATED"||||LAUNCHED
|-
|'''FSQ1364'''||'''Cascade'''||SC||Percentage by which a Fund Administrator may invest in other investment funds= % in which a fund can invest in another fund||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0.0067
|-
|'''FSQ1365'''||'''Abbreviated Share Class Name'''||SC||Abbreviated fund name including umbrella and share class specifications. As the value of this field might be changed by the recipient, it is also tagged as a hybrid field.||string (50)||free text of maximum 50 characters||||Lux Fd - Eq AX EUR
|-
|'''FSQ1366'''||'''Is Restricted To Separate Fee Arrangement'''||SC||Indicates if this share class is only available as per prospectus to end investors with feebased advisory agreement or similar.||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1367'''||'''Calendar Or Business Days For Transactions'''||SC||This field defines whether a period of days, e.g. for settlement or notification refers to calendar days or to business days.||string (13)||"calendar days" / "business days"||||BUSINESS DAYS
|-
|'''FSQ1368'''||'''Exit Cost Description'''||SC||In case no exit fees exist, this field should be empty. However, if there are exit costs, a short explanation of these would be expected, especially if there are exit cost, that are dependent on the time span the investor was invested.||string (100)||free text of maximum 100 characters||||
|-
|'''FSQ1369'''||'''Has Tripartite Report'''||SC||Is there a Tripartite Report available for the share class? See the details at https://www.theinvestmentassociation.org/investment-industry-information/currentinitiatives/solvency-ii.html||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1370'''||'''Is BVV2 Compliant'''||SC||Are the funds' investments in conformance with the Ordinance of the Swiss Pension's Act (Verordnung über die berufliche Alters-, Hinterlassenen- und Invalidenvorsorge (BVV 2)) Art. 53 and Art. 55? Please be aware that this ordinance has been tightened on January 1st, 2015. Typically, these funds are set up and distributed only to pension funds.||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1371'''||'''Luxembourg Taxe d'Abonnement'''||SC||Taxe rate of Luxembourg taxe d'abonnement.||number||floating decimal 100%=1  |  5%= 0.05 0.0000-1||||0,0005
|-
|'''FSQ1372'''||'''Is Eligible For Tax Deferred Fund Switch In Spain'''||SC||Does the fund fulfill the requirements for 'traspaso'? For that the fund has to be registered in Spain and if it is not a FCP but a SICAV there must be more than 500 investors.<br>This fiscal regulation applies only to international regulated funds (=SICAVs) registered for sale in Spain. The number is counted at fund level.<br>Thus, if a fund has in total more than 500 shareholders ALL shares classes (provided they are registered in Spain) are considered capital gain tax exempt.
The Spanish word ""traspaso"" makes reference to transfer implying money can be transferred between funds without paying capital gain tax.
Please be aware, that all Spanish domestic funds and all FCPs registered in Spain must be set to ""yes"" by default.||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1373'''||'''Is US Tax Forms W8 W9 Needed'''||SC||Does the investment fund require investors to deliver US tax forms (W-8, W9)?||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1374'''||'''Is Flow-Through Entity By US Tax Law'''||SC||Is the investment fund treated as flow-through entity (e.g. partnership) according to US tax law?||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1375'''||'''Subject To FATCA Withholding Taxation'''||SC||Please mention whether the Fund, Hedge Fund or ETF is subject to FATCA, i.e. receiving interests, dividends, coupons in USD or payments in USD subject to US Withholding Tax including USD denominated share classes.||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1376'''||'''Has Forward Pricing'''||SC||Forward pricing is the principle of fixing a subscription or redemption price after the time when the order must be placed, i.e. some time after the official cut-off time.
Therefore, when the subscription or redemption is placed, the price is not known. This is to ensure that there is no speculation against the fund.||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1377'''||'''Is Suitable For Swiss Retail Clients'''||SC||From a fund houses perspective: May this share class be distributed to Swiss retail clients?
Retail Clients are according to article 4 paragraph 2 of the Financial Services Act (FinSA), in German ""Finanzdienstleistungsgesetz"" (FIDLEG), clients which are not professional clients.
According to article 4 paragraph 3 professional clients are considered to be:
a. financial intermediaries under the Banking Act of 8 November 1934, the Financial Institutions Act of...6 and the Collective Investment Schemes Act of 23 June 2006
b. insurance companies in accordance with the Insurance Supervision Act of 17 December 2004
c. foreign customers, who have an equivalent prudential supervision as the persons of letter a and b
d. central banks
e. public-law corporations with professional vaults
f. pension schemes and institutions whose purpose is to provide occupational pension with professional vaulting
g. Company with professional vaults
For more information please consider the following links:
https://www.newsd.admin.ch/newsd/message/attachments/41567.pdf (only in German available) https://www.efd.admin.ch/efd/en/home/themen/wirtschaft--waehrung--finanzplatz/finanzmarktpolitik/fidleg-finig/fb-fidleg-finig.html (available in English, French, German and Italian)||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1378'''||'''Is Minimum Subscription Waived'''||SC||Is Minimum Subscription Waived for Clearstream||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1379'''||'''Is Minimal Redemption Waived'''||SC||Is Minimum Redemption Waived for Clearstream||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1380'''||'''Country Legal Registration - Hong Kong'''||SC||Legal restriction Hong Kong
Please indicate the date in field FSQ1381 ""Country Legal Registration Date - Hong Kong""||string (3) ||""YES"" / ""RES"" / ""NO""||please refer to tab ""Country Spec. Res""||YES"
|-
|'''FSQ1381'''||'''Country Legal Registration Date - Hong Kong'''||SC||Registration date in Hong Kong||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1382'''||'''Country Marketing Distribution - Hong Kong'''||SC||Marketing distribution in Hong Kong
Please indicate the date in field FSQ1383 ""Country Distribution Start Date - Hong Kong""||string (3) ||""YES"" / ""RES"" / ""NO""||please refer to tab ""Country Spec. Res""||YES"
|-
|'''FSQ1383'''||'''Country Distribution Start Date - Hong Kong'''||SC||Distribution start date in Hong Kong.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1384'''||'''Country Distribution End Date - Hong Kong'''||SC||Registration end date in Hong Kong.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1385'''||'''Country Deregistration Date - Hong Kong'''||SC||Deregistration date in Hong Kong. ||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1386'''||'''Index Currency'''||SC||Currency of the index, that refers to the corresponding share class. Please use ISO 4217 (e.g. EUR) and leave empty, if index is a local currency index.||string (3)||ISO 4217 currency code||||EUR
|-
|'''FSQ1387'''||'''Denomination Base'''||SC||Ratio of fund price versus index (please indicate multiplier, in digits only).<br>The formula for calculation is:  Denomination Base = Fund Price (numerator) / Index (denominator).||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000  etc||||10"
|-
|'''FSQ1388'''||'''Listing Date'''||SC||Date of first listing at the respective stock exchange.||string (10)||DD/MM/YYYY ||||31/12/2016
|-
|'''FSQ1389'''||'''Market Identifier Code'''||SC||The Market Identifier Code (MIC) is a unique identification code used to identify securities trading exchanges, regulated and non-regulated trading markets. The MIC is a four alpha character code and is defined in ISO 10383 by International Organization for Standardization (ISO).  <br>Important: Please use ""MIC"" and not ""Operating MIC"".
The MIC is updated by ISO regularly and can be downloaded from https://www.iso10383.org||string (4)||free text of maximum 4 characters||||XARM"
|-
|'''FSQ1390'''||'''Exchange Place'''||SC||Stock exchange where ETF is listed. Please note, that an ETF share class may have several listings while having only one ISIN, i.e. there is an 1:n relation between share class and exchange places.
//Notice: Please use FSQ1389 ""Market Identifier Code"" instead. If you are using both fields, make sure that this field contains ""NAME-INSTITUTION DESCRIPTION"" that corresponds with FSQ1389 ""Market Identifier Code"" as it is defined in:
http://www.iso15022.org/MIC/homepageMIC.htm/||string (100)||free text of maximum 100 characters||||BANK OF AMERICA - MERRILL LYNCH OTC"
|-
|'''FSQ1391'''||'''GPS Share Class Code'''||SC||The GPS (BNP instrument code) on the share class level||string (10)||free text of maximum 10 characters||||
|-
|'''FSQ1392'''||'''CSSF Share Class Code'''||SC||The 'Share class CSSF code' is a unique code for a share class, assigned by the Commission de Surveillance du Secteur Financier (CSSF), which allows its identification on the list of authorised share classes.||string (20)||free text of maximum 20 characters||||05
|-
|'''FSQ1393'''||'''F2C Share Class Code'''||SC||The 'F2C Fund code' refers to the F2C instrument code at the share class level.||string (10)||free text of maximum 10 characters||||50246578
|-
|'''FSQ1394'''||'''PWC Share Class Code'''||SC||The PricewaterhouseCoopers code on share class level||string (20)||free text of maximum 20 characters||||
|-
|'''FSQ1395'''||'''Swiss Fund Data Share Class Code '''||SC||The Swiss Fund Data Code (SWX - SIX Swiss Exchange) at the share class level.||string (3)||free text of maximum 3 characters||||05
|-
|'''FSQ1396'''||'''Administration Centrale Share Class Code'''||SC||The central administration's code at the share class level.||string (20)||free text of maximum 20 characters||||
|-
|'''FSQ1398'''||'''CBI Code (Central Bank of Ireland) share class'''||SC||The Central Bank of Ireland instrument code at the share class level.||string (20)||free text of maximum 20 characters||||
|-
|'''FSQ1399'''||'''Citicode (Financial Express et Trustnet)'''||SC||The Citi instrument code.||string (20)||free text of maximum 20 characters||||
|-
|'''FSQ1400'''||'''Index Name'''||SC||Index name which is tracked by the ETF.||string (250)||free text of maximum 250 characters||||MSCI World Equities
|-
|'''FSQ1401'''||'''Index Type'''||SC||Specification of index type: performance (total return) or price index.||string (30)||"price" / "performance" / "performance net dividends" / "performance gross dividends"||||performance<br>|-
|'''FSQ1402'''||'''Bloomberg Code Of Underlying Index'''||SC||Bloomberg code of index tracked by the ETF.||string (15)||free text of maximum 15 characters||||EUFDCSTR
|-
|'''FSQ1403'''||'''Reuters Code Of Underlying Index'''||SC||Reuters code of index tracked by the ETF. Please take good care, that Reuters codes are case sensitive:
.MIUS0000vNUS stands for MSCI USA Quality and
.MIUS0000VNUS stands for MSCI USA Value||string (30)||free text of maximum 30 characters||||.MIUS0000vNUS"
|-
|'''FSQ1404'''||'''Status Of Listing'''||SC||Determines the actual status of a share class' listing. For an existing listing of a share class the default value is "active".||string (10)||"planned" / "active" / "suspended" / "delisted"||||delisted
|-
|'''FSQ1405'''||'''Listing Currency'''||SC||Currency in which ETF is listed at the respective stock exchange||string (3)||ISO 4217 currency code||||EUR
|-
|'''FSQ1406'''||'''Bloomberg Code Of Listing'''||SC||Bloomberg code of ETF listed at respective stock exchange, including country abbreviation (e.g. LX for Luxembourg).||string (2)||free text of maximum 2 characters||||LX
|-
|'''FSQ1407'''||'''Reuters Code Of Listing'''||SC||Reuters code (RIC) of ETF listed at respective stock exchange, including abbreviation (e.g. .PA for Euronext Paris).||string (2)||free text of maximum 2 characters||||PA
|-
|'''FSQ1408'''||'''iNAV Bloomberg Code Of Listing'''||SC||Bloomberg code for the intraday NAV at this exchange place.||string (2)||free text of maximum 2 characters||||LX
|-
|'''FSQ1409'''||'''iNAV Reuters Code Of Listing'''||SC||Reuters code for the intraday NAV at this exchange place.||string (2)||free text of maximum 2 characters||||PA
|-
|'''FSQ1410'''||'''FATCA Status V2'''||SC||FATCA status as given by the Internal Revenue Service (IRS)||string (5)||"501CO" / "ATNFA" / "ANFFE" / "CIENF" / "CDFLV" / "CDLLI" / "CDNLB" / "CDSIV" / "DNFFE" / "EOEBO" / "EIFFI" / "ENELB" / "ENGCE" / "ENSUC" / "ENNFE" / "EREPL" / "FUSFB" / "NPFFI" / "NPORG" / "NRFFI" / "ODFFI" / "PAFFI" / "PNFFE" / "PNFPT" / "RDFFI" / "R1FFI" / "R2FFI" / "REDIS" / "SNFFE" / "SPFFI" / "TFIIN"||501CO = 501(c) organization / ATNFA = Account that is not a financial account / ANFFE = Active NFFE / CIENF = Certain investment entities that do not maintain financial accounts / CDFLV = Certified deemed-compliant FFI with only low-value accounts / CDLLI = Certified deemed-compliant limited life debt investment entity / CDNLB = Certified deemed-compliant nonregistering local bank / CDSIV = Certified deemed-compliant sponsored, closely held investment vehicle / DNFFE = Direct reporting NFFE / EOEBO = Entity wholly owned by exempt beneficial owners / EIFFI = Excepted inter-affiliate FFI / ENELB = Excepted nonfinancial entity in liquidation or bankruptcy / ENGCE = Excepted nonfinancial group entity / ENSUC = Excepted nonfinancial start-up company / ENNFE = Excepted territory NFFE / EREPL = Exempt retirement plans / FUSFB = Foreign government, government of a U.S. possession, or foreign central bank of issue International organization / NPFFI = Nonparticipating FFI (including an FFI related to a Reporting IGA FFI other than a deemed-compliant FFI, participating FFI, or exempt beneficial owner) / NPORG = Nonprofit organization / NRFFI = Nonreporting IGA FFI / ODFFI = Owner-documented FFI / PAFFI = Participating FFI / PNFFE = Passive NFFE / PNFPT = Publicly traded NFFE or NFFE affiliate of a publicly traded corporation / RDFFI = Registered deemed-compliant FFI (other than a reporting Model 1 FFI, sponsored FFI, or nonreporting IGA FFI covered in Part XII) / R1FFI = Reporting Model 1 FFI / R2FFI = Reporting Model 2 FFI / REDIS = Restricted distributor / SNFFE = Sponsored direct reporting NFFE / SPFFI = Sponsored FFI / TFIIN = Territory financial institution ||Account that is not a financial account
|-
|'''FSQ1411'''||'''Has Forced Redemption'''||SC||Indicates if an investor has to sell this share class, if he cancels the fee based advisory mandate as mentioned in FSQ1366 "Is Restricted To Separate Fee Arrangement".||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1412'''||'''Has Duration Hedge '''||SC||Is it very likely, that there is a duration hedge implemented within this share class?||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1413'''||'''Product Governance Procedure'''||SC||An indication of how closely the manufacturer's product governance procedure follows MiFID II.
A = Product governance procedure pursuant to MiFID II
B = Product governance procedure comparable to MiFID II
C = Product governance procedure not in accordance with MiFID II
D = No information is requested from the issuer ||string (1)||""A ""/ ""B"" / ""C"" / ""D""||A = Product governance procedure pursuant to MIFID II
B = Product governance procedure comparable to MIFID II
C = Product governance procedure not in accordance with MIFID II
D = No information is requested from the issuer||YES"
|-
|'''FSQ1414'''||'''CS Retail Or Institutional'''||SC||Indicates if a share class is for CS retail or institutional investors.
Cannot be empty in case FSQ1414 ""Under CS Distribution Agreement"" is ""yes"" (i.e. share class is under CS distribution agreement).||string (4)||""RETA"" / ""INST""||RETA = Retail / INST = Institutional||RETA"
|-
|'''FSQ1415'''||'''Under CS Distribution Agreement'''||SC||Indicates if a share class is included in the distribution agreement between the Fund Provider and Credit Suisse (CS). ||string (3) ||"YES "/ "NO"||||YES
|-
|'''FSQ1416'''||'''CS Eligible For Private Clients Without Discretionary Mandate'''||SC||Indicates if an ISIN, marked as ""institutional"" in the field FSQ1414 ""CS Retail Or Institutional"", is available to non-discretionary private clients of CS as per prospectus.
If it's ""retail"", leave empty. If it's ""institutional"" then choose the correct value (either ""yes"" or ""no"").||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1417'''||'''CS Forced Redemption If Fee-based Advisory Agreement Is Terminated'''||SC||Indicates if the holdings in a share class available to investors with a fee-based advisory agreement have to be sold or the position switched if the advisory agreement with the distributor is terminated. If the share class is not available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available To End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""no""), leave this field empty.<br>If the share class is available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available to End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""yes"" or ""yes, only for fee-based advisory agreement""), choose the correct value (""yes"", ""no"" or ""yes, switch into another share class"").||string (35)||""YES"" / ""NO"" / ""YES, switch into another share class""||||YES"
|-
|'''FSQ1418'''||'''CS Available To End Clients - Indicate If Only For Fee-based Advisory Agreement'''||SC||Indicates if an ISIN is available as per prospectus to end investors with fee-based advisory agreement/separate fee arrangement or similar. If this is an institutional share class (FSQ1414 ""CS Retail Or Institutional"" = ""institutional""), which is not eligible for CS private clients without discretionary mandate (FSQ1416 ""CS Eligible For Private Clients Without Discretionary Mandate"" = ""no""), indicate ""no"".<br>If this is an institutional share class (FSQ1414 ""CS Retail Or Institutional"" = ""institutional""), which is eligible for private clients without discretionary mandate (FSQ1416 ""CS Eligible For Private Clients Without Discretionary Mandate"" = ""yes""), choose the correct value (""yes"" or ""yes, only for fee-based advisory agreement"").
If this is a retail share class (FSQ1414 ""CS Retail Or Institutional"" = retail""), choose the correct value (""yes"" or ""yes, only for fee-based advisory agreement""). The value ""yes"" would mean it is available to all clients, while ""yes, only for fee-based advisory agreement"" means it is only for clients with fee-based advisory agreement. Cannot be empty in case FSQ1415 ""Under CS Distribution Agreement"" is ""yes"" (i.e. share class is under CS distribution agreement).||string (40)||""YES"" / ""NO"" / ""YES, only for fee-based advisory agreement""||||YES"
|-
|'''FSQ1419'''||'''CS Available To End Clients With Fee-based Advisory Agreement And With Minimum Subscription Amount Restrictions'''||SC||Indicates if an ISIN is available as per prospectus to end investors with fee-based advisory agreement/separate fee arrangement and additionally has minimum initial and/or subsequent subscription requirements that have not been waived at end investor level. The answer here depends on whether the share class has a minimum or not.<br>If the share class is not available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available To End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""no""), leave this field empty. If the share class is available to CS end clients with fee-based advisory agreement (FSQ1418 ""CS Available To End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""yes"" or ""yes, only for fee-based advisory agreement""), choose the correct value (""yes"" or ""no"").||string (3) ||""YES ""/ ""NO""||||YES"
|-
|'''FSQ1420'''||'''CS Minimum Initial Subscription Amount Waived For CS'''||SC||Indicates if the minimum initial subscription amount is waived for CS.
If only ""0"" values are reported for FSQ1199 ""Minimum Initial Subscription Shares"" and/or FSQ1196 ""Minimum Initial Subscription Amount"", then leave empty.
If either FSQ1199 ""Minimum Initial Subscription In Shares"" or FSQ1196 ""Minimum Initial Subscription Amount"" or both of them report a non-zero value, choose the correct value (""yes"", ""no"" or ""yes, with restrictions""). ""yes"" being equivalent to a general waiver, ""yes, with restrictions"" a waiver for certain clients (e.g. clients with a fee-based agreement, to be further specified) and ""no"" equals no waiver.||string (20)||""YES"" / ""NO"" / ""YES, with restrictions""||||YES"
|-
|'''FSQ1421'''||'''CS Restrictions Of Minimum Initial Subscription Amount Waiver'''||SC||The field needs to be completed only if FSQ1420 "CS Minimum Initial Subscription Amount Waived For CS" has been marked with "yes, with restrictions, otherwise, leave empty. This field indicates the restrictions attached to the waiver, e.g. only for RDR investors etc.||string (150)||free text (without line brakes, bullets etc.) limited to 150 characters||||Only for investors in the UK<br>|-
|'''FSQ1422'''||'''CS Minimum Subsequent Subscription Amount Waived For CS'''||SC||Indicates if the minimum subsequent subscription amount is waived for CS.
If only ""0"" values are reported for FSQ1200 ""Minimum Subsequent Subscription Shares"" and/or FSQ1198 "" Minimum Subsequent Subscription Amount"" are both ""0"", then leave empty.
If FSQ1200 ""Minimum Subsequent Subscription Shares"" or FSQ1198 ""Minimum Subsequent Subscription Amount"" or both report a non-zero value, choose the correct value (""yes"", ""no"" or ""yes, with restrictions""). The value implicates the same as under field FSQ1420 ""CS Minimum Initial Subscription Amount Waived For CS"".||string (20)||""YES"" / ""NO"" / ""YES, with restrictions""||||YES"
|-
|'''FSQ1423'''||'''CS Restrictions Of Minimum Subsequent Subscription Amount Waiver'''||SC||The field needs to be completed only if FSQ1422 "CS Minimum Subsequent Subscription Amount Waived for CS" has been marked with "YES, with restrictions", otherwise, leave empty. This field indicates the restrictions attached to the waiver, e.g. only for RDR investors.||string (150)||free text (without line brakes, bullets etc.) limited to 150 characters||||Only for investors in the UK<br>|-
|'''FSQ1424'''||'''CS Available To End Clients With Fee-based Advisory Agreement With Country Restrictions'''||SC||Indicates if an ISIN is available as per prospectus to end investors with fee-based advisory agreement/separate fee arrangement with country restrictions.<br>If the share class is not available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available to End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""no""), leave this field empty.
If the share class is available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available to End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""yes"" or ""yes, only for fee-based advisory agreement""), choose the correct value (""no"" or ISO 3166-1-alpha-3 code (i.e. SWE for Sweden).).||string (50)||NO / or [List] of ISO 3166-1-alpha-3 country codes limited to 50 characters. Order alphabetic ASC
Multiple countries are separated by pipe ""|"" (ASCII 124).||ISO 3166-1-alpha-3 country codes as it can be found on https://en.wikipedia.org/wiki/ISO_3166-1 or on https://www.iso.org.||NO"
|-
|'''FSQ1425'''||'''UBS Asset Classification'''||SF||The asset class according to the UBS Unified Fund Classification (UAC).
Please be aware that FS1425 ""UBS Asset Classification"", FSQ1426 ""UBS Asset Classification - Asset Class Sub-Category"" and FSQ1427 ""UBS Asset Classification - Asset Class Investment Style"" are linked together. ||string (50)||please refer to tab ""UBS Asset Classification""||||Allocation"
|-
|'''FSQ1426'''||'''UBS Asset Classification - Asset Class Sub-Category'''||SF||The asset class sub-category according to the UBS Unified Fund Classification (UAC). ||string (50)||please refer to tab "UBS Asset Classification"||||Absolute Return
|-
|'''FSQ1427'''||'''UBS Asset Classification - Asset Class Investment Style'''||SF||The asset class Investment style according to the UBS Unified Fund Classification (UAC). ||string (30)||please refer to tab "UBS Asset Classification"||||Multi-Strategy
|-
|-
|}
|}

Revision as of 15:52, 7 July 2021

Introduction

The aim of this page is to described the different fields of the SSDv4 file and how to complete it



Data catalog

Please find below the description and explanition on the 426 fields of the template

FSQ id Name Level
FD = Fund
SF = Sub-Fund
SC = Share Class
 Definition Format Spec Format Explanation Example
FSQ1001 ISIN SC International Securities Identification Number (ISIN) of the share class. string (12) free text of maximum 12 characters LU0095453105
FSQ1002 Fund Name FD Legal name of the collective investment scheme as mentioned
in official documents (i.e. prospectus, KIID).		 string (100) free text of maximum 100 characters Fundsquare
FSQ1003 Legal Form FD Legal form of the fund, e.g. contractual fund,
company with variable capital (SICAV),
open-ended investment company (OEIC) or others.		 string (14) "FCP" / "SICV" / "SICF" /
"OPCA" / "SICR" / "OTIT" /
"UT" / "ASEP" / "SEPC" /
"OEIC" / "RAIF" / "OCIS" /
"LP" / "LLP" / "ELP" /
"LLC" / "UMF"		 FCP = Common fund / SICV = SICAV / SICF = SICAF /
OPCA = Other fund/ SICR = SICAR /
OTIT = Securitisation entities /UIT = Unit Investment Trust /
ASEP = Pension Savings Associations /
SEPC = Pension savings companies with variable capital /
OEIC = Open-Ended Investment Companies /
RAIF = Reserved Alternative Investment Fund /
OCIS = Other investment collective scheme /
LP = Limited Partnership /
LLP = Limited Liability Partnership /
ELP = Exempted Limited Partnership /
LLC = Limited Liability Company /
UMF = US Mutual Fund		 SICV
FSQ1004 Fund Domicile FD Domicile of the fund. string (2) ISO 3166-1 alpha-2 codes LU
FSQ1005 Investment Directive FD Indicates, whether the fund is an UCITS as outlined in EU Directives 2009/65/EC
or an AIF as described in the Alternative Investment Fund Managers Directive 2011/61/EU.		 string (5) "UCITS" / "AIF" / "OTHER" UCITS
FSQ1006 UCITS Indicator FD Is the fund compliant with UCITS definition as stated in the law of the 17th December 2010 transposing the UCITS Directive. string (3) "YES"/"NO" YES
FSQ1007 UCITS Version FD This field specifies the UCITS version the fund complies with. integer 1-n 5
FSQ1008 Home Country Legal Type Of Fund FD The legal classification of funds based on national regulations. string (6) "SEF" / "REF" / "OTI" / "OAI" / "PA1" / "PA2" /
"SIF" / "RAIF" / "RET" / "QIF" / "PIF" / "FOF" /
"IOGAW" / "OIPAIF" / "GIPAIF" / "OISAIF" / "GISAIF" / "ACIS" / "RACIS"		 Switzerland:
SEF = securities fund / REF = real estate fund / OTI = other funds for traditional investments /
OAI = other funds for alternative investments
Luxembourg:
PA1 = partie I / PA2 = partie II / SIF = specialized investment fund (SIF) /
RAIF = reserved alternative investment fund (RAIF)
Ireland:
RET = retail fund / QIF = qualifying investor fund (QIF) / PIF = professional investor fund (PIF) /
PFP = foreign fund
Germany:
IOGAW = inländischer OGAW (162ff KAGB) /
OIPAIF = offener inländischer Publikums-AIF (214ff KAGB) /
GIPAIF = geschlossener inländischer Publikums-AIF (261ff KAGB) /
OISAIF = offener inländischer Spezial-AIF (278ff KAGB) /
GISAIF = geschlossener inländischer Spezial-AIF (285ff KAGB)
Singapore:
ACIS = authorised CIS / RACIS = restricted authorised CIS		 PA1
FSQ1009 Umbrella Structure FD Can the fund be categorized as umbrella fund or not. string (3) "YES"/"NO" YES
FSQ1010 Fund Type FD Investment approach or objective that a fund manager uses. Style guides how a fund manager selects securities for the fund's portfolio. string (4) "IIOF" / "EQFD" / "EQFD" / "FIFD" / "MX70" / "M+70" / "MMFD" /
"MMOF" / "RPFD" / "FWMF" / "CEVC" / "HGFD" / "FOFD" /
"RFOF" / "LIFD" / "PSFD" / "PMFD" / "FOPT"		 IIOF = Index and Index oriented Funds /
EQFD = Equity and similar Funds (including Certificates) /
FIFD = Fixed Income and similar Funds / MX70 = Mixed Funds up to 70% Shares /
M+70 = Mixed Funds more than 70% Shares / MMFD = Money Market Funds /
MMOF = Money Market oriented Funds / RPFD = Real Property Funds /
FWMF = Forward Market Funds /
CEVC = Closed-end Venture Capital Funds (Ships, Media, Wind Power, Leasing, etc.) /
HGFD = Hedge Funds /
FOFD = Fund of Funds / RFOF = Real Property Fund of Funds / LIFD = Life Insurance Funds /
PSFD = Pension Scheme Funds / PMFD = Precious Metal Funds / FOPT = Funds on Options		 YES
FSQ1011 Is Self-Managed Company FD Is the investment company (société d'investissement à capital variable) managed by itself or not ? string (3) "YES"/ "NO" NO
FSQ1012 Fund Status FD Status whether a fund is active or inactive. string (3) "ACT"/ "INA" ACT
FSQ1013 Fund Creation Date FD The date on which the fund was activated. string (10) DD/MM/YYYY 31/12/2016
FSQ1014 Fund Launch Date FD Date of launch of the fund, i.e. its first share class. This field represents the age of the fund even if the eldest share class is dormant or liquidated. string (10) DD/MM/YYYY 31/12/2016
FSQ1015 Fund End Date FD The expected date where a given fund will presumptively be dissolved. string (10) DD/MM/YYYY 31/12/2016
FSQ1016 Fiscal Year End FD Fiscal year end of the fund. string (5) DD/MM 31/12
FSQ1017 Fund Currency FD The fund`s consolidated ISO currency code. string (3) ISO 4217 currency code EUR
FSQ1018 LEI Code (Fund) FD Legal Entity Identifier of the fund (if not an Umbrella structure). string (30) free text of maximum 30 characters 815600AD4568B1B9DF12
FSQ1019 LEI Code (Umbrella) FD The Legal Entity Identifier (LEI) for an Umbrella where this is applicable.
If it is not applicable, please leave this field empty and only populate the field FSQ1018 "LEI Code (Fund)" instead.		 string (30) free text of maximum 30 characters 815600AD4568B1B9DF12
FSQ1020 GIIN Code Fund FD Global Intermediary Identification Number (GIIN) code at the fund level. free text of maximum 20 characters N5LG33.99999.SL.311
FSQ1021 Is Fund Of Funds FD Is the fund a fund of funds?
A fund of funds may invest a maximum of 20% of the fund assets in a target fund, whereby the investment may not exceed 10% of the target fund assets.		 string (3) "YES "/ "NO" YES
FSQ1022 Public Indicator FD Is a fund published or not. string (3) "YES"/"NO" YES
FSQ1023 Cleared Fund FD Is the current balance in an account able to be immediately withdrawn, or will it be subject of further financial transactions ? string (3) "YES"/"NO" YES
FSQ1024 Investment Objective FD Description of the investment objectives of a given fund, in accordance with its investment policy that is legally required to be stated in the prospectus. string (3500) free text of maximum 3500 characters YES
FSQ1025 Ethical Socially Responsible FD Is the fund a green or SRI (socially responsible investment) fund, in which the choice of investments is influenced by one or more social, environmental or other ethical criterion ? string (3) "YES"/"NO" YES
FSQ1026 Is Passive Fund FD Follows the fund very closely an index? string (3) "YES "/ "NO" YES
FSQ1027 US investors accepted FD Is the Investor from the U.S. admissible to invest in a given fund. string (3) "YES "/ "NO" NO
FSQ1028 Fund Valuation Point FD The valuation time at which the NAV of the fund is calculated.
Please indicate the relevant date in field FSQ1029 ""Fund Valuation Point Time Zone""		 string (5) HH:mm 14:00
FSQ1029 Fund Valuation Point Time Zone FD Relevant time zone for FSQ1029 ""Fund Valuation Point"".
List of local standard time zones, e.g. EST, CST, PST, CET, HKT, SST, etc.
Abbreviations can be found at https://www.timeanddate.com/time/zones		 string (6) free text of maximum 6 characters EST
FSQ1030 Single Pricing Type FD They refer to the Value ""single"" in field FSQ1031 ""Pricing Methodology"". string (20) ""no swing NAV"" / ""full swing NAV"" / ""partial swing NAV"" no swing NAV = A fund which calculates only one single NAV per share which is used for all capital activities and does not apply a swing factor.
full swing NAV = The unswung NAV is adjusted each time there is capital activity,irrespective of its size or significance to the fund. The direction of the swing isdetermined by the net capital activity of the day.
partial swing NAV = The NAV only swings if a predetermined net capital activity threshold (the swing threshold) is exceeded on a dealing day. As with full swing the direction of the swing is determined by the net capital activity of the day. Partial swing can also be referred to as semi-swing pricing.		 no swing NAV
FSQ1031 Pricing Methodology FD The value ""dual pricing"" refers to a fund, which calculates two NAVs, firstly the so-called ""offer price"", a NAV for subscribers derived from underlying security offer prices and secondly the so-called ""bid price"", a NAV for redeemers, derived from underlying security bid prices.
A ""single pricing"" fund calculates only one single NAV per share, which is used for all capital activities regardless whether inflows or outflows are affected. However there are three different main methods for calculating the single NAV.		 string (6) ""SINGLE"" / ""DUAL"" DUAL
FSQ1032 Market exposure to Decisive Market FD Main Market/s for which the fund is open for trading (market/s that regulate the trading calendar / valuation day for the fund in question; or specific countries where the fund is closed). string (60) ISO 3166-1 alpha-2 codes, separated by one space character. Order alphabetic ASC

Multiple markets are separated by pipe ""|"" (ASCII 124) ||||LU US ES

FSQ1033 Is Short FD Does the fund inverse the index performances? This field is mainly used for ETFs reversing the index performance, e.g., if the underlying index advances by 1% the short ETF declines by 1%. string (3) "YES "/ "NO" NO
FSQ1034 Is Swiss Investment Foundation FD Is the fund a Swiss investment foundation (German: Anlagestiftung)? This field only applies for funds domiciled in Switzerland. string (3) "YES "/ "NO" YES
FSQ1035 Is Sharia Compliant FD Is the fund sharia compliant and in accordance with the principles of the Muslim religion? string (3) "YES "/ "NO" YES
FSQ1036 Is REIT FD Is the Fund a Real Estate Investment Trust (REIT) ? string (3) "YES "/ "NO" YES
FSQ1037 Is ETC FD Is the investment vehicle an Exchange Traded Commodity (ETC)? string (3) "YES "/ "NO" YES
FSQ1038 Is PIR Compliant FD Does the Fund comply with the requirements of the PIR (Piani Individuali di Risparmio) regulation introduced in Italy? PIR means in English tax-exempt and long-term individual savings plan.
PIR funds are not necessarily Italian funds. Funds of other domiciles can be PIR funds as well.		 string (3) ""YES ""/ ""NO"" YES"
FSQ1039 Has Securities Lending FD Is a security lending allowed within a financial instruments or not. Securities lending is the act of loaning a stock, derivative or other security to an investor or firm. Securities lending requires the borrower to put up collateral, whether cash, security or a letter of credit. When a security is loaned, the title and the ownership are also transferred to the borrower.

Please indicate the name in field FSQ1040 ""Securities Lending Counterparties Name""||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1040 Securities Lending Counterparties Name FD Lending counterparties name that, at the term of the contract, are compensated in form of upon agreed fees. string (200) free text of maximum 200 characters. Order alphabetic ASC

Multiple Counterpartie names are separated by pipe ""|"" (ASCII 124) as company names may contain commas. ||||Fundsquare S.A."

FSQ1041 Has Swap FD Are fund holdings swapped to other parties? string (3) "YES "/ "NO" YES
FSQ1042 Has Hedge Fund Strategy FD Are the fund's asset managed along one or more hedge fund strategies?

Some examples of common hedge fund strategies:
""Long/Short Equity""; ""Fixed Income Arbitrage""; ""Convertible Arbitrage""; ""Relative Value Arbitrage""; ""Merger Arbitrage""; ""Event Driven""; ""Global Macro""; ""Distressed""||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1043 Is Feeder Fund FD Does it follow a master-feeder structure?
If yes, please indicate one representative ISIN code of the master fund in field FSQ1091 ""Representative ISIN Code Of Master Fund"".		 string (3) ""YES ""/ ""NO"" YES"
FSQ1044 PEA (Plan Epargne en Actions) FD Does the fund fulfill the requirements to be PEA-eligible? This means that the fund must be made up of a permanently minimum 75% of shares in companies that are headquartered in the European Community. string (3) "YES "/ "NO" YES
FSQ1045 AIF Indicator FD Can be categorized as an Alternative Investment Fund or not. string (3) "YES "/ "NO" NO
FSQ1046 Open-ended Or Closed-ended Fund Structure FD Is it possible to subscribe or redeem shares of the fund on a regular basis, i.e. daily?
If yes, it is an open-ended fund. If no, it is a closed-ended fund.		 string (20) ""open-ended fund"" / ""closed-ended fund"" OEF"
FSQ1047 Management Company FD The name of the legal entity that is in charge of managing the fund (this includes, in general, portfolio management, administration and distribution).
A common fund (FCP) must be managed by a Management Company. For a self-managed SICAV it is the name of the SICAV itself.		 string (100) free text of maximum 100 characters Fundsquare Asset Management S.A."
FSQ1048 LEI of Management Company FD The Legal Entity Identifier (LEI) for the company entity FSQ1047 ""Management Company"". The Legal Entity Identifier (LEI) code is designed to create a global reference data system that uniquely identifies every legal entity or structure, in any jurisdiction, that is part of a financial transaction.
The 20 digit alpha numeric code is constructed as follows: Local Operating Unit (4 characters) - Reserved characters (2) - Entity Identifier (12) - Verification ID (2).		 string (30) free text of maximum 30 characters 815600AD4568B1B9DF12"
FSQ1049 Management Company Address FD Address of the Management Company in charge of managing a given fund if the last fund is not self-managed or internally managed by an investment company. string (100) free text of maximum 100 characters 35, Boulevard Joseph II
FSQ1050 Management Company Domicile FD Domicile of the Management Company. string (2) ISO 3166-1 alpha-2 codes LU
FSQ1051 Management Company State FD State of the Management Company. string (50) free text of maximum 50 characters Luxembourg
FSQ1052 Management Company City FD City of the Management Company. string (50) free text of maximum 50 characters Luxembourg
FSQ1053 Management Company ZIP Code FD ZIP Code of the Management Company. string (10) free text of maximum 10 characters 57100
FSQ1054 Management Company Phone Number FD Phone number of the Management Company. string (50) free text of maximum 50 characters +352477936300
FSQ1055 Management Company Fund Website FD Website (URL) of the Management Company. string (100) free text of maximum 100 characters https://www.fundsquare.net
FSQ1056 Fund Promoter Name FD Typically a specialized asset management company that uses one or more third party fund providers to set up their funds. Usually the fund promoter does the asset management and the promotion of the fund by itself. string (100) free text of maximum 100 characters Fundsquare S.A.
FSQ1057 Transfer Agent Name FD Name of a trust company, bank or similar institution assigned by a corporation, for the purposes of maintaining an investor's financial records and tracking his or her account balance. The transfer agent records transactions, cancels and issues certificates, processes investor mailings and handles a host of other investor problems, including reissuing lost or stolen certificates. string (100) free text of maximum 100 characters Bourse de Luxembourg S.A.
FSQ1058 Sub-Transfer Agent (Platform) FD Name of a fund's sub-transfer agent as explicitly defined in the prospectus (or assimilated official documentation). string (100) free text of maximum 100 characters Fundsquare S.A.
FSQ1059 Custodian Bank Name FD Name of custodian bank as listed in official documents (i.e. prospectus).

Please indicate the domicile in field FSQ1060 ""Custodian Bank Domicile"" and FSQ1061 ""LEI Of Custodian Bank""||string (100)||free text of maximum 100 characters||||Fundsquare Bank"

FSQ1060 Custodian Bank Domicile FD Domicile of the custodian bank. string (2) ISO 3166-1 alpha-2 codes LU
FSQ1061 LEI Of Custodian Bank FD Legal Entity Identifier (LEI) for the custodian bank entity string (30) free text of maximum 30 characters 815600AD4568B1B9DF12
FSQ1062 Auditor Name FD Name of the firm responsible for auditing the financial statements of the mutual fund company. string (100) free text of maximum 100 characters Fundsquare Auditor
FSQ1063 Distribution Agent Name FD Name of a fund's distributing agent as explicitly defined in the prospectus (or assimilated official documentation). string (100) free text of maximum 100 characters. Order alphabetic ASC

Multiple distributing agent names are separated by pipe ""|"" (ASCII 124) as company names may contain commas.||||Fundsquare Distributing Agent"

FSQ1064 Domiciliary Agent Name FD The fund's domiciliary agent as explicitly defined in the prospectus (or assimilated official documentation). string (100) free text of maximum 100 characters. Order alphabetic ASC

Multiple domiciliary agent names are separated by pipe ""|"" (ASCII 124) as company names may contain commas.||||Fundsquare Domiciliary Agent"

FSQ1065 Investment Company Name FD Denomination of a fund's investment company as explicitly defined in the prospectus (or assimilated official documentation). string (100) free text of maximum 100 characters Fundsquare Investment Co S.A.
FSQ1066 Legal Advisor Name FD Denomination of a fund's legal counsel as explicitly defined in the prospectus (or assimilated official documentation). string (100) free text of maximum 100 characters Fundsquare Legal S.A.
FSQ1067 Portfolio Managing Company Name FD Name of the Company that is making the main investment decisions and usually is triggering the trades. string (100) free text of maximum 100 characters Fundsquare Investment Co S.A.
FSQ1068 Investment Advisor Name FD Name of the investment Advisor which is an individual or a company that makes investment recommendations or conducts securities analysis in return for a fee, whether through direct management of clients' assets or via written publications. string (100) free text of maximum 100 characters Luxembourg Advisor S.A.
FSQ1069 Fund Administrator Name FD Name of the fund administrator as mentioned in official documents (i.e. prospectus). string (100) free text of maximum 100 characters Fundsquare Accounting Services S.A.
FSQ1070 Collateral Manager Name FD Name of the company who is managing the collateral of the Swap.

Please indicate the date in field FSQ1071 ""Collateral Manager Start Date""||string (100)||free text of maximum 100 characters||||Michael BROWN"

FSQ1071 Collateral Manager Start Date FD Start date of the competent collateral manager as stated in the prospectus or other assimilated official documentation. string (10) DD/MM/YYYY 31/12/2016
FSQ1072 Has Swiss Paying Agent FD Has the fund a Swiss paying agent or not.

Please indicate the name in field FSQ1073 ""Swiss Paying Agent Name""||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1073 Swiss Paying Agent Name FD Paying Agent's name in Switzerland. string (100) free text of maximum 100 characters Fundsquare S.A.
FSQ1074 Has Swiss Representative FD Has the fund a Swiss representative or not.

Please indicate the name in field FSQ1075 ""Swiss Representative""||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1075 Swiss Representative FD Representative's name in Switzerland. string (100) free text of maximum 100 characters Fundsquare S.A.
FSQ1076 Swap Counterparty Name FD Company names. string (200) free text of maximum 200 characters. Order alphabetic ASC

Multiple Company names are separated by pipe ""|"" (ASCII 124) as company names may contain commas.||||Fundsquare S.A."

FSQ1077 Marketmaker Name FD Company names performing market making at this stock exchange.

Please note that this field is only meaningful for ETFs. Therefore, leave empty for non ETFs.||string (100)||free text of maximum 100 characters. Order alphabetic ASC Multiple marketmaker names are separated by pipe ""|"" (ASCII 124) as company names may contain commas.||||China Merchants Securities (HK) Co., Limited | Bank Julius Bär & Co. AG | Société Générale S.A. Frankfurt"

FSQ1078 Replication Methodology First Level FD Replication methodology for ETFs or passive funds. This field is linked to FSQ1079 ""Replication Methodology Second Level"" , that specifies the details of this field.
Please note, that one can use this field without completing field FSQ1079 ""Replication Methodology Second Level"", whereas this is not possible for the other way around.		 string (12) ""physical"" / ""synthetical"" / ""others"" synthetical"
FSQ1079 Replication Methodology Second Level FD Specification of replication methodology for ETFs or passive funds. This field is linked to FSQ1078 ""Replication Methodology First Level"".

Please note, that one must not use this field without completing field FSQ1078 ""Replication Methodology First Level"".||string (40)||""full"" / ""optimized (equities) / sampled (bonds)"" / ""physically backed"" / ""unfunded swap"" / ""funded swap"" / ""combination unfunded and funded swap"" / ""futures""||related to FSQ1079 ""Replication Methodology First Level"" possible combinations: physical - full physical - optimized (equities) / sampled (bonds) physical - physically backed synthetical - unfunded swap synthetical - funded swap synthetical - combination unfunded and funded swap others - futures||physical - optimized (equities) / sampled (bonds)"

FSQ1080 Centrale Administration Code FD Central administration's internal identification code. string (10) free text of maximum 10 characters 0213
FSQ1081 BaFin Code (Mco) FD BaFin-ID code of the Management Company. string (10) free text of maximum 10 characters 13875
FSQ1082 GPS Fund Code FD The GPS (BNP instrument code) on the fund level. string (10) free text of maximum 10 characters
FSQ1083 CSSF Fund Code FD The 'Fund CSSF Code' is a unique code for a fund, attributed by the Commision de Surveillance du Secteur Financier (CSSF) once the authorisation process is completed. string (10) free text of maximum 10 characters X5100
FSQ1084 F2C Fund Code FD The 'F2C Fund code' refers to the F2C code at the fund level. string (10) free text of maximum 10 characters 50246592
FSQ1085 FSMA Fund Code FD The 'FSMA Fund Code' refers to the identification code for funds operating under the Belgian Financial Services and Markets Authority, namely the FSMA. string (20) free text of maximum 20 characters ABCD1
FSQ1086 NAF Fund Code FD The classification activity code in France at the fund level. string (10) free text of maximum 10 characters - FSQ1087 PWC Fund Code FD The PricewaterhouseCoopers code at the fund level. string (20) free text of maximum 20 characters
FSQ1088 SEQVOIA Code FD The SEQVOIA code at the fund level. string (20) free text of maximum 20 characters
FSQ1089 Swiss Fund Data Fund Code FD The Swiss Fund Data Code (SWX - SIX Swiss Exchange) at the fund level. string (4) free text of maximum 4 characters 2400
FSQ1090 Administration Centrale Fund Code FD The central administration's code at the fund level. string (20) free text of maximum 20 characters
FSQ1091 Representative ISIN Code Of Master Fund FD If the fund follows a master-feeder structure (= the value of FSQ1043 ""Is Feeder

Fund"" is ""yes""), what is one representative ISIN code of the master fund?||string (12)||free text of maximum 12 characters||||AT0000831408"

FSQ1092 Is German Investment Fund FD Is the fund a German investment fund according to §1 of the German Investment Tax Act?

The relevant paragraphs can be found at (only in German): https://www.buzer.de/gesetz/12129/a199912.htm%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1093 Is Fund Without Domestic Income In Germany FD Is the fund without domestic income in Germany? If an investment fund does NOT generate domestic income in Germany as per §6 (3) – (5) of the German investment tax act, the fund is not subject to the German Investment Tax Act and no application as per §8 for the exemption of income as per §6 (2) needs to be made.

The relevant paragraphs can be found at (only in German): https://www.buzer.de/gesetz/12129/a199918.htm https://www.buzer.de/gesetz/12129/a199920.htm%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1094 Applicable Tax Procedure In Germany FD Which tax procedure applies according to German investment tax act? The possible procedures are Public Fund or Special Investment Fund. string (25) "Public Fund" / "Special Investment Fund" Public Fund
FSQ1095 Is Fund With Tax Exemption In Germany FD Is this Fund a fund with tax exemption due to tax-privileged investors as per §8 of the German Investment Tax Act?

The relevant paragraph can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+8&g=&kurz=InvStG&ag=12129%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1096 Investment Fund With Partial Tax Exemption In Germany FD The German Fund Category depends on the fund's capital participation ratio (in German ""Kapitalbeteiligungsquote""). Further, this category defines what kind of tax

reduction the investor may apply on the fund's distribution of dividends, advanced lump sum and price profits.

- ""Equity Funds"": at least 51% of fund's value in equity shares, tax reduction: 30% - ""Mixed Funds"": at least 25% of fund's value in equity shares, tax reduction: 15% - ""German Real Estate Fund"": at least 51% of fund's value in domestic real estate or real estate related business, tax reduction: 60% - ""Foreign Real Estate Fund"": at least 51% of fund's value in foreign real estate or real estate related business, tax reduction: 80% - ""Other Funds"": no tax reduction

The relevant paragraph can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+20&g=&kurz=InvStG&ag=12129%7C%7Cstring (25)||""Equity Fund"" / ""Mixed Fund"" / ""Real Estate Fund"" / ""Foreign Real Estate Fund"" / ""Other Funds""||||Equity Fund"

FSQ1097 Is Special Investment Fund As Defined In Par 26 Number 4 Letter H In Germany FD Does the Special Investment Fund meet the requirements of § 26 no. 4 letter H?

The relevant paragraph can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+26&g=&kurz=InvStG&ag=12129%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1098 Is Transparency Option Exercised As Defined In Par 30 And 31 In Germany FD Is the transparency option exercised as defined in paragraph 30 and 31?

The relevant paragraphs can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+30&g=&kurz=InvStG&ag=12129 https://www.buzer.de/s1.htm?a=%C2%A7+31&g=&kurz=InvStG&ag=12129%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1099 Type Of Transparency Option In Germany FD The transparency option can be exercised for:

- domestic share and real-estate income; - domestic share income; or - domestic real-estate income.

The relevant paragraphs can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+30&g=&kurz=InvStG&ag=12129 https://www.buzer.de/s1.htm?a=%C2%A7+31&g=&kurz=InvStG&ag=12129%7C%7Cstring (4)||""DSREI"" / ""DSINC"" / ""DSRIN""||DSREI = domestic share and real-estate income / DSINC = domestic share income / DSRIN = domestic realestate income||domestic realestate income"

FSQ1100 Has Tax Exemption For Business Tax In Germany FD Has the fund a tax exemption for the business tax (in German Gewerbesteuer)?

The relevant paragraph can be found at (only in German): https://www.buzer.de/s1.htm?a=%C2%A7+15&g=&kurz=InvStG&ag=12129%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1101 Structured UCITS (under Section 36 of EU Regulation 583/2010) FD Structured UCITS (under Section 36 of EU Regulation 583)

Italian Retail Distribution Specific fields||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1102 Is UCITS with Leveraged Benchmark FD UCITS with leveraged benchmark
Italian Retail Distribution Specific fields		 string (3) ""YES ""/ ""NO"" YES"
FSQ1103 Is UCITS with leverage > 1 FD UCITS with leverage > 1
Italian Retail Distribution Specific fields		 string (3) ""YES ""/ ""NO"" YES"
FSQ1104 Assogestioni Category FD Identification category assigned by the Assogestioni Servizi Srl for reference purposes. string (15) "AZIONARI" / "BILANCIATI" / "OBBLIGAZIONARI" / "LIQUIDITÀ" / "FLESSIBILI" please refer to tab "Assogestioni Category" BILANCIATI
FSQ1105 Assogestioni Sub-Category FD Identification sub-category assigned by the Assogestioni Servizi Srl for reference purposes. string (60) please refer to tab "Assogestioni Category" Azionari Italia
FSQ1106 Singapore Classification Of Investment Products FD Classification of investment products under MAS scheme, which determines whether a wider range of investment funds including ETFs can be easier accessed by retail investors. string (12) "EIP" / "SIP" / "Unlisted SIP" / "OLIP" EIP = excluded investment products (EIP) / SIP = specified investment products / unlisted SIP = unlisted specified investment products / OLIP = overseas-listed investment products EIP
FSQ1107 CNMV Registry Number FD Register number in Comisión Nacional del Mercado de Valores (CNMV): numberic code assigned by CNMV to 'foreign funds' when legally registered in CNMV for their distribution in Spain and for funds domiciled in Spain.

For more information please refer to https://www.cnmv.es/portal/home.aspx%7C%7Cstring (20)||free text of maximum 20 characters||||123"

FSQ1108 Master IIC Type FD In case you have stated your fund as a Feeder Fund, please indicate the type defined in CNMV records of the Master Fund, which may be: FUND, SICAV or FIA (AIF). string (5) FUND / SICAV / FIA SICAV
FSQ1109 Master IIC CNMV Registry Number FD In case you have stated your fund as a Feeder Fund, please provide with the Master’s registry number within the CNMV (Spanish Markets Authority) string (20) free text of maximum 20 characters 123
FSQ1110 Master IIC LEI Code FD In case you have stated your fund as a Feeder Fund, please provide with the LEI code for the Master Fund. string (20) free text of maximum 20 characters 123456…
FSQ1111 Master IIC Domicile FD Domicile of the Custodian. string (2) ISO 3166-1 alpha-2 codes AU
FSQ1112 Master IIC: CNMV Main Category FD In case you have stated your fund as a Feeder Fund, please indicate the Master IIC Main Category.

CNMV document: page 6 https://www.cnmv.es/DocPortal/legislacion/ModelosNormalizados/IIC/ManualCumpA01-C_2_2017.pdf%7C%7Cstring (20)||""MMF Funds"" / ""Fixed Income Funds"" / ""Equities Funds"" / ""Hedge Funds"" / ""Mixed Funds"" / ""Real Estate Funds"" / ""Other Funds""||||MMF Funds"

FSQ1113 Is Great Britain ISA Compliant FD Is the fund ISA (Individual Savings Account) compliant? string (3) "YES "/ "NO" YES
FSQ1114 CBI Code (Central Bank of Ireland) Fund FD The Central Bank of Ireland code at the fund level. string (20) free text of maximum 20 characters
FSQ1115 CS Type Of Fund FD First level asset class categorisation according to Credit Suisse scheme. string (20) "Absolute Return Fund" / "Alternative Fund" / "Bond Fund" / "Commodity Fund" / "Equity Fund" / "Fund of Hedge Funds" / "Money Market Fund" / "Portfolio Fund" / "Real Estate Fund" / "Single Hedge Fund" Bond Fund
FSQ1116 Is Recognised By FCA FD Is the fund recognised by the FCA (Financial Conduct Authority, a UK financial regulatory body responsible for regulation of conduct by both retail and wholesale financial services firms)?

A fund that is established outside the UK must be recognised to be promoted to retail investors in the UK. A recognised fund may also be called a ‘recognised CIS’ or ‘overseas scheme’. A UCITS established in another EEA country must be recognised, under section 264 of the Financial Services Markets Act 2000 (FSMA). Other funds established in another EEA country, including an alternative investment fund (AIF) authorised in another EEA country, must be recognised under section 272 of FSMA.

For more information please consider: http://www.legislation.gov.uk/ukpga/2000/8/pdfs/ukpga_20000008_en.pdf%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1117 Is Authorised By FCA FD Is the fund authorised by the FCA (Financial Conduct Authority, a UK financial regulatory body responsible for regulation of conduct by both retail and wholesale financial services firms)?

An authorised fund, which may also be called an ""authorised CIS"", must be established in the UK and take one of the following legal forms:

- authorised contractual scheme (ACS) - authorised unit trust (AUT) - investment company with variable capital (ICVC)

It must also be classified, based on a marketing strategy, as one of the following: - undertaking for collective investment in transferable securities scheme (UCITS) - non-UCITS retail scheme (NURS) - qualified investor scheme (QIS)||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1118 Sub-fund Name SF Name of a sub-fund as listed in the prospectus or in the KIID. string (100) free text of maximum 100 characters FSQ Fundsquare Sub-Fund
FSQ1119 Sub-fund Currency SF The sub-fund currency (Base currency) reflects the accounting currency for the fund and should not be mixed up with the Share Class Currency (FSQ1165). string (3) ISO 4217 currency code EUR
FSQ1120 Sub-fund Creation Date SF The date of the creation of the sub-fund/compartment according to the constitutional documents or agreement of the sub-fund. string (10) DD/MM/YYYY 31/12/2016
FSQ1121 Sub-fund Launch Date SF Date when the sub-fund was launched. string (10) DD/MM/YYYY 31/12/2016
FSQ1122 Sub-fund End Date SF Date where a given sub-fund will presumptively be dissolved. string (10) DD/MM/YYYY 42735
FSQ1123 Public Indicator SF Is a sub-fund published or not. string (3) "YES "/ "NO" NO
FSQ1124 Sub-fund Status SF Is a sub-fund's status active or inactive string (3) "ACT" / "INA" PAST
FSQ1125 Is leveraged SF Is it allowed to leverage the fund's asset in order to achieve accelerated returns?

""YES"", if the following two conditions are cumulatively true:

- The allowed leverage should be above 10%. - Leverage is to be used as an active element for generating income in portfolio management.

""NO"" if the leverage is less than 10%, only passively tolerated or mentioned in the prospectus for legal reasons.||string (3) ||""YES ""/ ""NO""||||NO"

FSQ1126 AMF Code SF Identification code for financial instruments assigned by the French Regulatory Authority (l'authorité des Marchés Financiers). This code permit the identification for unlisted financial instruments. string (20) free text of maximum 20 characters LU07654321
FSQ1127 IA Sector SF The Investment Association (IA) Sector

https://www.theia.org/industry-data/fund-sectors/definitions%7C%7Cstring (4)||""STMM"" / ""SDMM"" / ""UKGI"" / ""UKIG"" / ""SCBD"" / ""SSBD"" / ""SHYD"" / ""GLBD"" / ""GEHC"" / ""GELC"" / ""GEBL"" / ""UKEI"" / ""GEIN"" / ""UKEB"" / ""UKAC"" / ""UKSC"" / ""JAPA"" / ""JASM"" / ""APIJ"" / ""APEJ"" / ""CGCI"" / ""NTAM"" / ""NTAS"" / ""EUIU"" / ""EUEU"" / ""EUSC"" / ""GLOB"" / ""GLEM"" / ""M35S"" / ""M60S"" / ""M85S"" / ""FLIN"" / ""UKDP"" / ""PROT"" / ""SPEC"" / ""TETE"" / ""UNCL"" / ""TARE"" / ""VOMA""||Funds principally targeting capital protection: STMM = Volatility Managed / SDMM = Standard Money Market Fixed Income Sectors: UKGI = UK Gilts / UKIG = UK Index Linked Gilts / SCBD = Sterling Corporate Bond / SSBD = Sterling Strategic Bond / SHYD = Sterling High Yield / GLBD = Global Bonds / GEHC = Global Emerging Markets Bond - Hard Currency / GELC = Global Emerging Markets Bond - Local Currency / GEBL = Global Emerging Markets Bond - Blended Equity Sectors: UKEI = UK Equity Income / GEIN = Global Equity Income Mixed Asset Sectors: UKEB = UK Equity and Bond Income UK Equities: UKAC = UK All Companies / UKSC = UK Smaller Companies Overseas equities: JAPA = Japan / JASM = Japanese Smaller Companies / APIJ = Asia Pacific including Japan / APEJ = Asia Pacific excluding Japan / CGCI = China\Greater China / NTAM = North America / NTAS = North American Smaller Companies / EUIU = Europe including UK / EUEU = Europe excluding UK / EUSC = European Smaller Companies / GLOB = Global / GLEM = Global Emerging Markets Mixed Asset: M35S = Mixed Investment 0-35% Shares / M60S = Mixed Investment 20-60% Shares / M85S = Mixed Investment 40-85% Shares / FLIN = Flexible Investment Specialist funds: UKDP = UK Direct Property / PROT = Property Other / SPEC = Specialist / TETE = Technology & Telecommunications Unclassified: UNCL = Unclassified Funds principally targeting an outcome: TARE = Targeted Absolute Return / VOMA = Volatility Managed||Volatility Managed"

FSQ1128 GPS sub-fund Code SF The GPS (BNP code) at the sub-fund level. string (10) free text of maximum 10 characters
FSQ1129 CSSF sub-fund Code SF The 'Sub-Fund CSSF Code' is a unique code for a sub-fund, assigned by the Commission de Surveillance du Secteur Financier (CSSF), which allows its identification on the list of authorised sub-funds. string (4) free text of maximum 4 characters 4
FSQ1130 F2C sub-fund Code SF The 'F2C Fund code' refers to the F2C code at the sub-fund level. string (10) free text of maximum 10 characters 50246578
FSQ1131 Administration Centrale sub-fund Code SF The central administration's code at the sub-fund level. string (20) free text of maximum 20 characters
FSQ1132 GIIN Code sub-fund SF Global Intermediary Identification Number (GIIN) code at the sub-fund level. string (20) free text of maximum 20 characters THI6ZZ.99999.SL.751
FSQ1133 CBI Code (Central Bank of Ireland) sub-fund SF The Central Bank of Ireland code at the sub-fund level. string (20) free text of maximum 20 characters
FSQ1134 NAF Sub-fund Code SF The classification activity code in France at the sub-fund level string (10) free text of maximum 10 characters - FSQ1135 PWC Sub-Fund Code SF The PricewaterhouseCoopers code at the sub-fund level string (20) free text of maximum 20 characters
FSQ1136 Swiss Fund Data sub-fund Code SF The Swiss Fund Data Code (SWX - SIX Swiss Exchange) at the sub-fund level. string (3) free text of maximum 3 characters 19
FSQ1137 Hong Kong SFC Security Classification SF As set out in paragraph 6.2 of the Guidelines on Online Distribution and Advisory Platforms (Guidelines), a Platform Operator should determine whether a product may be treated as non-complex or complex with regard to the factors set out in paragraph 6.1 of the Guidelines and the non-exhaustive list of examples of non-complex and complex products set out on the SFC’s website:

https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/

A non-exhaustive list of examples of investment products that are considered to be ""non-complex"" are available under the following link:

https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/

Under the same link a non-exhaustive list of examples of investment products that are considered to be complex products is available.

The SFC may revise the list of non-complex products from time to time where appropriate.

string (15) ""non-complex"" / ""complex"" / ""other complex"" complex"
FSQ1138 Is A Derivative Fund Under The SFC Code On Unit Trusts And Mutual Funds SF Is the fund considered as a ""derivative fund"" under the prevailing SFC Code on Unit Trusts and Mutual Funds? This field is for SFC authorised funds only.

Note: For SFC-authorised funds, it is considered by the fund manager as a ""derivative fund"" on the same basis as provided to the SFC for disclosure on the SFC website.

string (3) ""YES ""/ ""NO"" YES"
FSQ1139 Is A Derivative Fund Under The SFC Code On Unit Trusts And Mutual Funds Date SF As of Date for Derivative Fund entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required.

The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting.

string (10) DD/MM/YYYY 31/12/2016"
FSQ1140 Jurisdiction And Publicity SF This field regarding the Regulation in Hong Kong about complex and non-complex funds. A non-exhaustive list of examples of non-complex and complex products can be found on the SFC’s website:

https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complexand-complex-products/

This field is to indicate if the fund is - a fund in a specified jurisdition or - a public fund in a non-specified jurisdition or - a non-public fund in a non-specified jurisdiction.

This field is for non-SFC authorised funds only

To obtain a list of specified jurisdiction please consider
https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.

string (15) ""SPEC"" / ""NOSP"" / ""NSNP"" SPEC = specified / NOSP = non-specified and public / NSNP = non-specified and non-public"" SPEC"
FSQ1141 Has Fund Used Derivatives For Investment Purposes SF Has the fund used derivatives for investment purposes during the past 12 months?

Investment purposes do not include:

- netting, hedging or risk mitigation - cash flow management - market access or exposure replication (without incrementalleverage at the fund portfolio level) - investments in conventional convertible bonds

This field is to be used, if the fund is a registered retail fund in a specified jurisdiction. To obtain a list of specified jurisdiction please consider
https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1142 Does Fund Intend To Use Or Invest In Derivatives SF Does the fund intend to use or invest in derivatives in excess of:

1)50% of the fund’s NAV based on the Net Derivative Exposure (NDE) or Commitment approach; or 2)100% of the benchmark Value-at-Risk (VaR) on relative VAR approach; or 3)10% VAR on absolute VAR approach.

Fund managers are expected to update the responses above if the actual investment in derivatives go above the below percentages other than on an occasional or temporary basis in between annual reviews.

string (3) ""YES ""/ ""NO"" YES"
FSQ1143 Does Fund Intend To Use Or Invest In Derivatives Date SF As of Date for Fund Intend To Use Or Invest in Derivatives entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required.

The nature of this date field is a verification. Depending on the internal data processes the content of this field is not stored in the senders data base but populated while exporting.

string (10) DD/MM/YYYY 31/12/2016"
FSQ1144 Is Fund Not Understandable For Retail Investors SF Please refer to fund manager's opinion.

Does the fund manager consider the product is an investment product whose, terms, features and risks are not reasonably likely to be understood by a retail investor in the jurisdiction where the product is domiciled/established or distributed (> 10% of the product’s NAV were raised), whichever is more relevant, because of its complex structure?

This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1145 Is Investment Strategy Considered Complex SF Please refer to fund manager's opinion.

Does the fund manager consider this fund’s investment strategy to be complex and use derivatives extensively for investment purpose?

This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1146 Does Fund Invest In Instruments Without Secondary Market SF Please refer to fund manager's opinion.

Does the fund invest in any underlying investments that do not have a secondary market with publicly available prices?

This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.

string (3) ""YES ""/ ""NO"" YES"
FSQ1147 Does Fund Intended To Hold More Than 50 Percent Of NAV In Loss-absorption Products Date SF As of Date for Loss Absorption Products entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required.
The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting.		 string (10) DD/MM/YYYY 31/12/2016"
FSQ1148 Does Fund Invest In Instruments Without Transparent Information For Retail Investors SF Please refer to fund manager's opinion.

Does the fund invest in any underlying investments where there is no adequate and transparent information available to retail investors?

This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1149 Does Fund Invest In Instruments That May Lose More Than Invested Amount SF Please refer to fund manager's opinion.

Does the fund invest in any underlying investments where there is risk of losing more than the amount invested?

This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1150 Does Fund Invest In Instruments Which Terms Could Fundamentally Changes The Nature Or Risk Or Pay-out Profile SF Please refer to fund manager's opinion.

Does the fund invest in any underlying investments where their features or investment terms could: - fundamentally alter the nature or risk of the underlying investment; or - pay-out profile includes multiple variables or complicated formulas to determine the return?

Note: This would include, for example, investments that incorporate a right for the investment product issuer to convert the instrument into a different investment.

This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider
https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1151 Does Fund Invest In Instruments Which Terms Might Harm Liquidity Or Recoverability SF Please refer to fund manager's opinion.

Does the fund invest in underlying investments where any features or terms of the underlying investments might render the investment illiquid and/or difficult to value?

This field is to be used, if the fund is a public fund in a non-specified jurisdiction. To obtain a list of specified jurisdiction please consider
https://www.sfc.hk/web/EN/rules-and-standards/suitability-requirement/non-complex-and-complex-products/list-of-specified-jurisdictions.html.%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1152 Does Fund Intend To Hold More Than 50 Percent Of NAV In Loss-absorption Products SF Does the fund intend to hold more than 50% of its NAV in loss-absorption products?

Loss absorption products is as defined in HKMA Circular dated 30 Oct 2018 (https://www.hkma.gov.hk/media/eng/doc/key-information/guidelines-and-circular/2018/20181030e2.pdf)
and any subsequent written clarifications issued by HKMA. https://www.hkma.gov.hk/media/eng/doc/key-information/guidelines-and-circular/2019/20190708e1a1.pdf%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1153 Is Maximum Exposure To Virtual Assets More Than 10 Percent Of GAV SF Is the fund’s maximum exposure to virtual assets more than 10% of its GAV?

For more information about the distribution of virtual assets funds in Asia please consider https://www.sfc.hk/edistributionWeb/gateway/EN/circular/doc?refNo=18EC77

string (3) ""YES ""/ ""NO"" YES"
FSQ1154 Is Maximum Exposure To Virtual Assets More Than 10 Percent Of GAV Date SF As of Date for Virtual Assets entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required.
The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting. 		string (10) DD/MM/YYYY 31/12/2016"
FSQ1155 Does Fund Intend To Hold More Than 50 Percent Of NAV In High-Yield Bonds SF Does the fund intend to hold more than 50% of its NAV in high-yield bonds as its investment strategy?

High-yield bonds refer to bonds, which are generally below investment grade or are unrated.
For more information please consider SFC circular on Selling of Fixed Income Products: https://www.sfc.hk/edistributionWeb/gateway/EN/circular/doc?refNo=12EC12

string (3) ""YES ""/ ""NO"" YES"
FSQ1156 Does Fund Intend To Hold More Than 50 Percent Of NAV In High-Yield Bonds Date SF As of Date for High Yield Bonds entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required.
The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting. 		string (10) DD/MM/YYYY 31/12/2016"
FSQ1157 Is RQFII Fund SF Is the fund a Renminbi Qualified Foreign Institutional Investor (RQFII) fund? According to the SFC an RQFII fund comprises at least 80% renminbi debt instruments issued in mainland China and an optional not-more-than 20% of A-shares or other permissible investments in that market. Subscriptions and redemptions of fund units are settled in renminbi.

For more information, please consider https://www.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?refNo=12PR2

string (3) ""YES ""/ ""NO"" YES"
FSQ1158 Is RQFII Fund Date SF As of Date for RQFII entry. According to the PWMA the Fund manager must supply an ""as of date"", for individual distributor to determine the ""freshness"" of the information and if follow up required.
The nature of this date field is the verification of the respective field's value. Depending on the database structure this field may not be stored, but populated while exporting. 		string (10) DD/MM/YYYY 31/12/2016"
FSQ1159 Share Class Name SC Identifier of the share class. Usually this is one or two letters, like "A" or "B" or "XL" followed by additional information about distribution policy, hedging, currency etc. as stated in the official prospectus. string (100) free text of maximum 100 characters A EUR
FSQ1160 Share Class Creation Date SC The date at which a given share class was created according to the prospectus. string (10) DD/MM/YYYY 31/12/2016
FSQ1161 Inception Date SC The first date of the subscription period for this share class. Usually this date is before the FSQ1163 "Share Class Launch Date". Other terms of this field are 'initial launch date' or Subscription Period Start Date'. string (10) DD/MM/YYYY 31/12/2016
FSQ1162 Inception Price SC Price at first listing at this exchange place number 0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc 100
FSQ1163 Share Class Launch Date SC Launch date of the share class. The launch date of this share class must not be elder than the fund's launch date.

To distinguish launch date from inception date

1) Launch date: offering period is closed and a net asset value (NAV) is calculated.

2) Inception date: date when share class juridically came into existence. Usually there will be an offering period. In this case the inception date would be equal to the FSQ1161 ""Inception Date"". However, there might be situations without offering periods, i.e. if there was a fund merger. In this case the inception date would be the FSQ1163 ""Share Class Launch Date"".||string (10)||DD/MM/YYYY ||||31/12/2016"

FSQ1164 Share Class End Date SC Date where a given share class will presumptively be dissolved. string (10) DD/MM/YYYY 42735
FSQ1165 Share Class Currency SC The reference currency of the share class. string (3) ISO 4217 currency code EUR
FSQ1166 Quotation Currency SC Currency a given share class is quoted (e.g. EUR, USD, GBP, etc.). In a direct quote valuation, the share class quote currency is the foreign currency, while in an indirect quote valuation; the share class quote currency is the domestic currency. string (160) ISO 4217 currency code. Order alphabetic ASC limited to 160 characters.

Multiple currencies are separated by pipe ""|"" (ASCII 124)||ISO 4217 currency code, separated by one space character. Order alphabetic ASC||EUR GBP USD"

FSQ1167 Multi-Currency Indicator SC Does the fund house (not the bank of fund distributor) provide the possibility to subscribe and redeem this share class (this ISIN) additionally in other currencies than the FSQ1165 "Share Class Currency"? string (3) "YES "/ "NO" YES
FSQ1168 Currencies Of Multicurrency Share Class SC Which additional currencies are accepted by the multicurrency share class? string (50) ISO 4217 currency code. Order alphabetic ASC limited to 50 characters.

Multiple currencies are separated by pipe ""|"" (ASCII 124).||||EUR|GBP|USD"

FSQ1169 Share class Status SC Is a share class is active or inactive.
Inactive means that the fund had been approved by the CSSF, but not been launched thereafter (not been sold to anyone).		 string (3) ""ACT"" / ""INA"" INA"
FSQ1170 Termination Date SC The date at which the share class is liquidated and ceases to exist. string (10) DD/MM/YYYY 31/12/2016
FSQ1171 Distribution Policy SC Is this share class distributing or accumulating dividends? string (4) "CAPI" / "DIST" / "CADI" CAPI = Accumulation / DIST = Income / CADI = Accumulation and/or Income CAPI
FSQ1172 Public Indicator SC Is a share class published or not. string (3) "YES "/ "NO" NO
FSQ1173 Dividend Payment Frequency SC Frequency at which the next dividend payment is expected to take place. string (4) "YEAR" / "TWYR" / "TOWK" / "TOMN" / "TWMN" / "WEEK" / "OFRQ" / "DAIL" / "MNTH" / "TRIE" / "SEMI" / "QURT" / "MLTD" YEAR = Annual / TWYR = Twice a year / TOWK = Twice a week / TOMN = Every two months / TWMN = Twice a month / WEEK = Weekly / OFRQ = Other frequency / DAIL = Daily / MNTH = Monthly / TRIE = Every four months / SEMI = Every six months / QURT = Every three months / MLTD = Multi-daily TOWK
FSQ1174 Distributions - Interest/ Dividend

(For UK funds only)||SC||Depending on the underlying investments, income arising may be a dividend distribution or an interest distribution.||string (1)||""I"" / ""D""||||D"

FSQ1175 Distributions - Gross/ Net SC Are the distribution flows paid in gross or net amount (if applicable). string (5) "GROSS" / "NET" NET
FSQ1176 Investor Type SC Investor's profile characteristics, such as his risk aversion, wealth, experience or knowledge about funds and financial markets. string (4) "ADVI" / "ACIN" / "QPUR" / "EXCL" / "INST" / "INSU" / "INVE" / "LIAS" / "PENS" / "REST" / "RETA" / "QINV" / "SERV" / "SUPA" / "WHSA" ADVI = Advisor / ACIN = Accredited Investor / QPUR = Qualified Purchaser / EXCL = Exclusive / INST = Institutional / INSU = Insurance / INVE = Investor / LIAS = Life Assurance / PENS = Pension / REST = Restricted / RETA = Retail / QINV = Qualified Investor / SERV = Service / SUPA = Superannuation / WHSA = Wholesale ADVI
FSQ1177 Is ETF SC Is the fund an Exchange Traded Fund or not. An ETF, or exchange traded fund, is a marketable security that tracks an index, a commodity, bonds, or a basket of assets like an index fund. Unlike mutual funds, an ETF trades like a common stock on a stock exchange. ETFs experience price changes throughout the day as they are bought and sold. ETFs typically have higher daily liquidity and lower fees than mutual fund shares, making them an attractive alternative for individual investors. string (3) "YES "/ "NO" NO
FSQ1178 Is PAIF SC Is the fund a Property Authorized Investment Fund (PAIF)?
A PAIF is an authorized investment fund primarily invested in property and is a UK regulated fund vehicle.

There is no taxation of property profits at fund level. Only eligible investors (e.g. Individual Savings Account, Self-Invested Personal Pension) are allowed to invest in PAIF.||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1179 Hedge Type SC Hedge type applicable for a given share class (e.g. hedge type share class A, hedge type share class B). string (3) "CDH" / "DUH" / "NCH" / "SER" / "NOH" CDH = currency and duration hedged/ DUH = duration hedged / NCH = NAV currency hedged / SER = spot exchange rate / NOH = no hedge CURRENCY_AND_DURATION_HEDGED
FSQ1180 NAV Hedge SC Is there a currency hedge on this share class?

Please indicate the currency in field FSQ1181 ""NAV Hedge currency""||string (20)||""NO"" / ""YES, 100% NAV hedge"" / ""YES, residual hedge""||||YES100"

FSQ1181 NAV Hedge currency SC Relevant ISO currency code of any relevant hedge currency. string (3) ISO 4217 currency code EUR
FSQ1182 Initial Subscription Price SC The launch price is the purchase price at which an investor who has subscribed to fund units during the subscription period acquires the subscribed fund unit.

Please indicate the currency in field FSQ1183 ""Initial Subscription Price Currency"" and FSQ1184 ""Initial Subscription Price Date"".||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc||||31234"

FSQ1183 Initial Subscription Price Currency SC Currency of the initial subscription price. string (3) ISO 4217 currency code EUR
FSQ1184 Initial Subscription Price Date SC Date of the initial subscription price. string (10) DD/MM/YYYY 31/12/2016
FSQ1185 Maximal Number Of Possible Decimals Shares SC Maximal number of decimals used for transactions for this specific share classes. integer 1-n 2
FSQ1186 Maximal Number Of Possible Decimals NAV SC Maximal number of decimals used for NAV calculations, assuming that this figure is equal for all kind of NAVs calculated for this specific share class, e.g. valuation price, transaction price (single pricing) or bid and ask price with dual priced share classes. integer 1-n 3
FSQ1187 NAV Publication Time SC Time the NAV for this specific share class is published, once calculated and available, from the fund provider. string (5) HH:mm 21:15
FSQ1188 Valuation Frequency SC Periodicity of fund's net asset calculation. string (4) "YEAR" / "TWYR" / "TOWK" / "TOMN" / "TWMN" / "WEEK" / "OFRQ" / "DAIL" / "MNTH" / "TRIE" / "SEMI" / "QURT" / "MLTD" YEAR = Annual / TWYR = Twice a year / TOWK = Twice a week / TOMN= Every two months / TWMN = Twice a month / WEEK = Weekly / OFRQ = Other frequency / DAIL = Daily / MNTH = Monthly / TRIE = Every four months / SEMI = Every six months / QURT = Every three months / MLTD = Multi-daily YEAR
FSQ1189 Subscription Frequency SC The length of the revolving time period within that one or more subscriptions can be executed. string (4) "YEAR" / "TWYR" / "TOWK" / "TOMN" / "TWMN" / "WEEK" / "OFRQ" / "DAIL" / "MNTH" / "TRIE" / "SEMI" / "QURT" / "MLTD" YEAR = Annual / TWYR = Twice a year / TOWK = Twice a week / TOMN= Every two months / TWMN = Twice a month / WEEK = Weekly / OFRQ = Other frequency / DAIL = Daily / MNTH = Monthly / TRIE = Every four months / SEMI = Every six months / QURT = Every three months / MLTD = Multi-daily TWYR
FSQ1190 Redemption Frequency SC The length of the revolving time period within that one or more redemptions can be executed. string (4) "YEAR" / "TWYR" / "TOWK" / "TOMN" / "TWMN" / "WEEK" / "OFRQ" / "DAIL" / "MNTH" / "TRIE" / "SEMI" / "QURT" / "MLTD" YEAR = Annual / TWYR = Twice a year / TOWK = Twice a week / TOMN= Every two months / TWMN = Twice a month / WEEK = Weekly / OFRQ = Other frequency / DAIL = Daily / MNTH = Monthly / TRIE = Every four months / SEMI = Every six months / QURT = Every three months / MLTD = Multi-daily YEAR
FSQ1191 Subscription Settlement cycle SC Number of days that are needed to settle a subscription to this fund after the trade date, i.e. how many days does it take until the fund is transferred to the buyers securities account ? string (3) n 3
FSQ1192 Redemption Settlement cycle SC Number of days that are needed to settle a redemption of this fund after the trade date,

i.e. how many days does it take until the cash is transferred to the sellers account ? ||string (3)||n||||2"

FSQ1193 Countries of Registration SC Country/countries where the fund is registered. string (240) ISO 3166-1 alpha-2 codes. Order alphabetic ASC limited to 240 characters.

Multiple currencies are separated by pipe ""|"" (ASCII 124).||||DE FR LU"

FSQ1194 Countries of Distribution SC Country/countries where the fund is authorized and available for distribution. string (240) ISO 3166-1 alpha-2 codes. Order alphabetic ASC limited to 240 characters.

Multiple currencies are separated by pipe ""|"" (ASCII 124).||||DE FR LU"

FSQ1195 Has Pre-payment for Subscription SC Is there a pre-payment period for the subscription? string (3) "YES "/ "NO" YES
FSQ1196 Minimum Initial Subscription Amount SC The minimum amount for an initial investment in the mentioned currency?

Please indicate the currency in field FSQ1197 ""Minimum Initial Subscription Amount Currency""||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc||||15000"

FSQ1197 Minimum Initial Subscription Amount Currency SC Currency of the minimum amount for an initial investment. string (3) ISO 4217 currency code EUR
FSQ1198 Minimum Subsequent Subscription Amount SC If subscriptions have to be done in amount: what is the minimum amount for a subsequent investment? number 0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc 1500
FSQ1199 Minimum Initial subscription shares SC The minimum number of shares for new investments? integer 1-n 5
FSQ1200 Minimum Subsequent Subscription Shares SC If subsequent subscriptions are in shares: what is the minimum number of shares for an additional investment? integer 1-n 2
FSQ1201 Minimum Holding Amount SC Minimum amount that an investor must hold at the least, before an automatic redemption process is launched.

Please indicate the currency in field FSQ1202 ""Minimum Holding Amount Currency""||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc||||150"

FSQ1202 Minimum Holding Amount Currency SC Relevant ISO currency code of the minimum required amount of the share's/unit's value that must be maintained to avoid automatic redemption. If the amount of an investor's holdings fall below the minimum holding amount, his/her shares/units will be automatically be redeemed. string (3) ISO 4217 currency code EUR
FSQ1203 Minimum Holding Shares SC Minimum required number of shares that must be held by an investor to avoid automatic redemption. If the number of shares held by an investor fall below that minimum required number of shares, his shares will automatically be redeemed. integer 1-n 3
FSQ1204 Minimum Holding Period SC Period following the issuance of the shares, during which the relevant shares must be held by an investor before any redemption is allowed. string (100) free text limited to maximum 100 characters
FSQ1205 Redemption Category SC Is it possible to redeem an amount of money? This usually assumes fractions of units. string (20) "shares" / "amount" / "shares and amount" SH
FSQ1206 Redemption Right SC Holders of domestic and foreign funds have the right to return their units to the capital investment company in question string (3) "YES "/ "NO" YES
FSQ1207 Minimum Redemption Amount SC The minimal initial amount for redemptions in the mentioned currency?

Please indicate the currency in field FSQ1208 ""Minimum Redemption Amount Currency""||number||0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc||||31234"

FSQ1208 Minimum Redemption Amount Currency SC Ccurrency code of any relevant minimum redemption amount. string (3) ISO 4217 currency code EUR
FSQ1209 Minimum Redemption Shares SC Minimal number of shares for redemption? integer 1-n 2
FSQ1210 Fund Manager(s) SC Portfolio manager's first name and surname.

Please indicate the date in field FSQ1211 ""Fund Manager(s) Start Date(s)""||string (150)||free text limited to maximum 150 characters. Order alphabetic ASC Multiple Manager Names are separated by pipe ""|"" (ASCII 124) as names may contain commas.||||Michael BROWN | Philippe JACKSON"

FSQ1211 Fund Manager(s) Start Date(s) SC Starting date where a given asset manager began to be responsible for the implementation of a fund's investing strategy. string (50) DD/MM/YYYY , limited to maximum 50 characters. Order alphabetic ASC

Multiple Manager starte dates are separated by pipe ""|"" (ASCII 124) as names may contain commas.||||31/12/2016|15/06/2013"

FSQ1212 Redemption Policy (FIFO/LIFO/...) SC Type of the applicable redemption policy in accordance with the conditions laid down in the constitutional documents (e.g. First in first out, Last in first out, First in last out). string (4) "FIFO" / "LIFO" / "FEFO" / "AVCO" / "SLDM" / "HIFO" / "HILT" / "LOFO" / "LILT" / "LIST" FIFO = First IN First OUT / LIFO = Last IN First OUT / FEFO = First Expired First OUT / AVCO = Average Cost / SLDM = Specific Lot Depletion Metho / HIFO = Highest Cost First Out / HILT = Highest Cost Long Term / LOFO = Lowest Cost First Out / LILT = Lowest Cost In Long Term / LIST = Lowest Cost In Short Term FIFO
FSQ1213 Portfolio Currency Hedge SC Indicates, if any, what kind of currency hedge is implemented within the portfolio.

Possible Values are: No hedge: Currency exposure remains the same. Just calculation and accounting currency changes. Full portfolio hedge: Full or near full hedging of non-Fund Currency positions within fund. Only use ""full portfolio hedge"", if portfolio's currency hedge is permanently 90% or more. Currency overlay: Currency allocation is a separate process in the investment decision. It considers both active views and optimization aspects. Partial hedge: Guidelines limit exposure to currencies other than the fund currency to 10%. Implementation can include tactical views of fund manager.||string (20)||""no hedge"" / ""full portfolio hedge"" / ""currency overlay"" / ""partial hedge""||||NH"

FSQ1214 Is Side Pocket SC Is the share class a side pocket or not. A side pocket is a type of account utilized in hedge funds to differentiate illiquid assets from more liquid investments. string (3) "YES "/ "NO" NO
FSQ1215 Parent ISIN Code SC ISIN code of the parent fund when the fund is a side pocket fund. string (12) free text of maximum 12 characters LU0123456789
FSQ1216 Contract note delay SC Is an issuance of the contract note, such as the number of BD for instance, available or not. string (10) ± 0 +3
FSQ1217 Has 130/30 Strategy SC The 130-30 strategy, often called a long/short equity strategy, refers to an investing methodology used by institutional investors. A 130-30 designation implies using a ratio of 130% of starting capital allocated to long positions and accomplishing this by taking in 30% of the starting capital from shorting stocks. string (3) "YES "/ "NO" NO
FSQ1218 Has Dilution Levy Applied By Fund SC Is there a possible dilution levy in favor of the fund that can be charged at the discretion of the fund manager to compensate for market transaction costs within the fund? string (3) "YES "/ "NO" YES
FSQ1219 Marketing Fees SC Rate of expenses related to marketing and advertising a given fund. number 5%= 0.05

0.0000-1||||0.0065"

FSQ1220 Management Fee (max) SC Maximum management fee as mentioned in prospectus. number 5%= 0.05 0.0000-1 0.0065
FSQ1221 Management Fee (min) SC Minimum management fee. number 5%= 0.05 0.0000-1 0.0067
FSQ1222 Management Fee (applied) SC Actual management fee of this share class.

Please indicate the date in field FSQ1223 ""Management Fee (applied) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0065"

FSQ1223 Management Fee (applied) Reference Date SC Reference date of applied management fee. string (10) DD/MM/YYYY 31/12/2016
FSQ1224 Custodian Fee (max) SC Maximum fees charged by a broker or financial institution for safekeeping services number 5%= 0.05 0.0000-1 0.0067
FSQ1225 Custodian Fee (min) SC Minimun fees charged by a broker or financial institution for safekeeping services number 5%= 0.05 0.0000-1 0.0067
FSQ1226 Custodian Fee (applied) SC Actual percentage charged for depositary (custodian) commission.

Please indicate the date in field FSQ1227 ""Custodian Fee (applied) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0067"

FSQ1227 Custodian Fee (applied) Reference Date SC Reference date of applied custodian fee. string (10) DD/MM/YYYY 42735
FSQ1228 Administration Fee (max) SC Maximum administration fee. number 5%= 0.05 0.0000-1 0.0067
FSQ1229 Administration Fee (min) SC Minimum administration fee. number 5%= 0.05 0.0000-1 0.0067
FSQ1230 Administration Fee (applied) SC Actual fees for the administration. number 5%= 0.05 0.0000-1 0.0067
FSQ1231 Subscription Fee (max) SC Maximum subscription fee as mentioned in prospectus. number 5%= 0.05 0.0000-1 0.0065
FSQ1232 Subscription Fee (min) SC Maximum subscription fee as mentioned in prospectus. number 5%= 0.05 0.0000-1 0.0065
FSQ1233 Subscription Fee (applied) SC Actual fee paid by investors when acquiring funds' units/shares.

Please indicate the date in field FSQ1234 ""Subscription Fee (applied) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0066"

FSQ1234 Subscription Fee (applied) Reference Date SC Reference date of applied subscription fee. string (10) DD/MM/YYYY 31/12/2016
FSQ1235 Redemption Fee (max) SC Maximum redemption fee as mentioned in prospectus. number 5%= 0.05 0.0000-1 0.0065
FSQ1236 Redemption Fee (min) SC Minimum redemption fee as mentioned in prospectus. number 5%= 0.05 0.0000-1 0.0065
FSQ1237 Redemption Fee (applied) SC Actual fees for the redemption.

Please indicate the date in field FSQ1238 ""Redemption Fee (applied) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0065"

FSQ1238 Redemption Fee (applied) Reference Date SC Reference date of applied redemption fee. string (10) DD/MM/YYYY 31/12/2016
FSQ1239 Distribution Fee (max) SC Maximum distribution fee. number 5%= 0.05 0.0000-1 0.0075
FSQ1240 Distribution Fee (min) SC Minimum distribution fee. number 5%= 0.05 0.0000-1 0.0075
FSQ1241 Distribution Fee (applied) SC Actual fees for the distribution.

Please indicate the date in field FSQ1242 ""Distribution Fee (applied) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0075"

FSQ1242 Distribution Fee (applied) Reference Date SC Reference date of applied distribution fee. string (10) DD/MM/YYYY 31/12/2016
FSQ1243 Performance Fees (max) SC Maximum performance fee as mentioned in prospectus.

Please indicate the date in field FSQ1244 ""Performance Fees (max) Reference Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0055"

FSQ1244 Performance Fees (max) Reference Date SC Reference date of maximum performance fee. string (10) DD/MM/YYYY 31/12/2016
FSQ1245 Performance Fees (min) SC Minimum performance fee. number 5%= 0.05 0.0000-1 0.0055
FSQ1246 Performance Fee (applied) SC Actual performance fee. number 5%= 0.05 0.0000-1 0.0075
FSQ1247 Has Equalization Method For Performance Fee SC Is an equalization method for the performance fee used?
Typically used by hedge funds, but not very common for mutual funds. Equalization is used by funds in order to ensure that every shareholder pays the same percentage of performance fee no matter when they subscribe to the fund.		 string (3) ""YES ""/ ""NO"" NO"
FSQ1248 Switch Fee (max) SC Maximum fee levied by a fund management group when an investor moves money from one fund to another within the same group. number 5%= 0.05 0.0000-1 0.0055
FSQ1249 Switch Fee (min) SC Minumum fee levied by a fund management group when an investor moves money from one fund to another within the same group. number 5%= 0.05 0.0000-1 0.0055
FSQ1250 Switch Fee (applied) SC Actual fee applicable if investor switch fund within the same family of funds. number 5%= 0.05 0.0000-1 0.0055
FSQ1251 Switch IN Cut-off country Code SC Country location of the Fund Order Desk for switch in. string (2) ISO 3166-1 alpha-2 codes LU
FSQ1252 All-in Fee (max) SC All-in fee as mentioned in the sales prospectus. Usually includes fees for portfolio management, sales, administration, custody and others.

Please refer to FSQ1254 ""All-in Fee Includes Transaction Costs"" to choose, whether the all-in fee includes also transaction costs within the fund.||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0,015"

FSQ1253 All-in Fee (applied) SC All-in fee this share class is actually charged with. Usually the all-in fee includes fees for portfolio management, sales, administration, custody and others.

Please refer to FSQ1254 ""All-in Fee Includes Transaction Costs"" to choose, whether the all-in fee includes also transaction costs within the fund.||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0,015"

FSQ1254 All-in Fee Includes Transaction Costs SC Please choose "yes", if FSQ1252 "All-in Fee (max)" and FSQ1253 "All-in Fee (applied)" include transaction costs. If not, please choose "no string (3) "YES "/ "NO" YES
FSQ1255 All-in Fee (max) Reference Date SC Effective date for all Fundsquare fields referring to All-in Fee, e.g. FSQ1252 "All-in Fee (max)", FSQ1253 "All-in Fee (applied)". string (10) DD/MM/YYYY 31/12/2016
FSQ1256 Is Trailer Fee Clean SC Answer «yes» only, if the fund or ManCo are not paying trailer fees for this specific share class string (3) "YES "/ "NO" YES
FSQ1257 Trade Date SC The Trade Date Offset is defined as the difference in days between the trade date and the closing date also known as valuation date.
The closing date is the date on which the prices of underlying holdings are determined. The default value of is zero. It may occur that there is a notice period for subscriptions and redemptions.
The notice period specifies how many days in advance investors have to notify that they wish to subscribe or redeem a fund. If the notice period is equal for subscriptions and redemptions and less than or equal five business days, please use the field to display the notice period.
In case the notice period is different for subscriptions and redemptions or the trade should be placed long time in advanced, then the value of this field is zero and the fields FSQ1265 ""Subscription Notice Period"" and FSQ1274 ""Redemption Notice Period"" are used to indicate the according notification periods in days.		 integer 1-7 1"
FSQ1258 Time Zone For Cut-off For Subscription and Redemption SC Relevant time zone for FSQ1262 ""Subscription Cut-off time (in local time) STP ORDERS"" or FSQ1271 ""Redemption Cut-off time (in local time) STP ORDERS"" in local standard time format

Helpful links can be found at: - https://en.wikipedia.org/wiki/List_of_time_zones_by_country - https://en.wikipedia.org/wiki/Coordinated_Universal_Time - https://www.timeanddate.com/time/zones - https://en.wikipedia.org/wiki/Daylight_saving_time - https://en.wikipedia.org/wiki/Tz_database

Commonly used standard time formats are: - EST Eastern Time Zone (USA); UTC-05:00 - CST Central Time Zone (USA); UTC-06:00 - PST Pacific Time Zone (USA); UTC-07:00 - CET Central European Time; UTC+01:00 - HKT Hong Kong Time; UTC+08:00 - SST Singapore Standard Time; UTC+08:00||string (3)||free text of maximum 3 characters||||SST"

FSQ1259 Subscription forms required for each subsequent investment SC Are specific forms required for subsequent investment or not. string (3) "YES "/ "NO" NO
FSQ1260 Subscription Cut-off country code SC Country location of the Fund Order Desk for subscription. string (2) ISO 3166-1 alpha-2 codes LU
FSQ1261 Subscription Cut-off city SC Name of the city's location of a given fund's order desk for subscription is located. string (50) free text of maximum 50 characters Luxembourg
FSQ1262 Subscription Cut-off time (in local time) STP ORDERS SC Provider cut-off time (deadline order placement) [hh:mm].
Additionally, it is necessary to mention the appropriate time zone in field FSQ1258 ""Time Zone For Cut-off For Subscription and Redemption""		 string (5) HH:mm 21:15"
FSQ1263 Subscription Cut-off time description (from trade date in days) SC Period between the transaction day (usually referred to as day T), and the settlement day (usually referred to as day T+ x days) of a given subscription. string (4) ± 0 +2
FSQ1264 Subscription Cut-off time description (from trade date in text) SC Additional and optional comments and descriptions regarding the subscription Cut-off time. string (255) free text of maximum 255 characters
FSQ1265 Subscription Notice Period SC The Subscription Notice Period specifies how many days in advance investors have to notify that they wish to subscribe to a fund. string (3) 1-n 1
FSQ1266 TA Calendar Dealing - Subscription SC Does a fund dispose a specific calendar summarizing available trading days for subscriptions ? string (3) "YES "/ "NO" YES
FSQ1267 Has Pre-notice For Subscription SC Is there a required pre-notice for subscriptions?
This field specifies how many days in advance investors have to notify that they wish to subscribe to a fund. If this field is filled with ""yes"", please provide the respective data in the field FSQ1265 ""Subscription Notice Period"". If there is no pre-notice for subscriptions required, please fill this field with ""no"" and leave the field FSQ1265 ""Subscription Notice Period"" empty.		 string (3) ""YES ""/ ""NO"" YES"
FSQ1268 Redemption Form required SC Are specific instruction/renunciation forms with regards to redemptions of a fund's units/shares required ? string (3) "YES "/ "NO" YES
FSQ1269 Redemption Cut-off country code SC The country's location of the fund's order desk for redemption. string (2) ISO 3166-1 alpha-2 codes LU
FSQ1270 Redemption Cut-off city SC Denomination of the city, where the fund's order desk for redemption is located. string (50) free text of maximum 50 characters Luxembourg
FSQ1271 Redemption Cut-off time (in local time) STP ORDERS SC Provider cut-off time (deadline order placement) [hh:mm].
Additionally, it is necessary to mention the appropriate time zone in field FSQ1258 ""Time Zone For Cut-off For Subscription and Redemption""		 string (5) HH:mm 21:15"
FSQ1272 Redemption Cut-off time description (from trade date in days) SC Period between the transaction day (usually referred to as day T), and the settlement day (usually referred to as day T + x days) of a given redemption. string (4) ± 0 +1
FSQ1273 Redemption Cut-off time description (from trade date in text) SC Additional and optional comments and descriptions regarding the redemption Cut-off time. string (255) free text of maximum 255 characters
FSQ1274 Redemption Notice Period SC The Redemption Notice Period specifies how many days in advance investors have to notify that they wish to redeem a fund. string (3) 1-n 1
FSQ1275 Redemption Trade Cycle Period SC The length of the revolving time period within that one or more redemptions can be executed.

To indicate a mix of different trade cycle periods (=multiple trade cycles) choose ""combined""||string (8)||""DAILY"" / ""WEEKLY"" / ""MONTHLY"" / ""YEARLY"" / ""COMBINED""||||YEARLY"

FSQ1276 TA Calendar Dealing - Redemption SC Does a fund dispose a specific calendar summarizing available trading days for redemptions ? string (3) "YES "/ "NO" NO
FSQ1277 Has Pre-notice For Redemption SC Is there a required pre-notice for redemption?
Typically used by hedge funds, but not very common for mutual funds.
The field FSQ1274 ""Redemption Notice Period"" specifies how many days in advance investors have to notify that they wish to redeem a fund.

If this field is filled with ""yes"", please provide the respective data in the field FSQ1274 ""Redemption Notice Period"".
If there is no pre-notice for redemptions required, please fill this field with ""no"" and leave the field FSQ1274 ""Redemption Notice Period"" empty.||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1278 Has Lock-up For Redemption SC Indicates if the fund has a lock-up period for early redemption. string (3) "YES "/ "NO" NO
FSQ1279 Lock-up Comment SC Free text to specify the lock-up. Please also include the kind of lock-up, i.e. if soft with a

penalty or hard without the option for early redemption.||string (150)||free text of maximum 150 characters||||1 year lock-up with a 1% penalty"

FSQ1280 Switch Allowed SC Are switches from one to another fund allowed or not. string (3) "YES "/ "NO" NO
FSQ1281 Switch IN Cut-off (from trade date in days) SC Switch-IN Cut-off time for subscription legs (expressed in number of days) calculated from the trade date on. string (4) ± 0 +1
FSQ1282 Switch IN Cut-off city SC Name of the city, where the fund's order desk for switch IN of Cut-offs is located. string (50) free text of maximum 50 characters Luxembourg
FSQ1283 Switch IN Cut-off time (in local time) SC Provider cut-off time (deadline for the switch in order placement) [hh:mm].

Additionally, it is necessary to mention the appropriate time zone in field FSQ1258 ""Time Zone For Cut-off For Subscription and Redemption"" ||string (5)||HH:mm||||21:15"

FSQ1284 Switch IN Settlement cycle SC Changes regarding the period between a given transaction date and the date on which the settlement is due. string (5) 3
FSQ1285 Switch OUT Cut-off country Code SC Country location of the Fund Order Desk for switch out. string (2) ISO 3166-1 alpha-2 codes LU
FSQ1286 Switch OUT Cut-off (from trade date in days) SC Switch OUT Cut-off time for redemption legs calculated from the trade date on. string (4) ± 0 +3
FSQ1287 Switch OUT Cut-off city SC Name of the city, where the fund's order desk for switch out of cut-off is located. string (50) free text of maximum 50 characters Luxembourg
FSQ1288 Switch OUT Cut-off time (in local time) SC Provider cut-off time (deadline for the switch out order placement) [hh:mm].

Additionally, it is necessary to mention the appropriate time zone in field FSQ1258 ""Time Zone For Cut-off For Subscription and Redemption"" ||string (5)||HH:mm||||21:15"

FSQ1289 Switch OUT Settlement cycle SC Changes regarding the period between a given trade date (usually denominated with T), and the date on which settlement will be due for orders placed within a main Fund Order Desk (usually expressed with T+ x days). string (5) 2
FSQ1290 TA Calendar Dealing - Switches SC Is for a given fund a calendar enumerating all available days for trading and their corresponding frequency (monthly, quarterly or yearly) published regarding switches or not. string (3) "YES "/ "NO" YES
FSQ1291 Account opening and/or subscription forms required for the initial investment SC Is a specific form concerning account openings and/or initial subscriptions required in order to acquire a fund's shares/units. string (3) "YES "/ "NO" NO
FSQ1292 Dilution Levy Policy for Single-priced Funds SC Refers to the dilution levy policy that consists of explicit charges that fund managers can choose to apply to specific client deals to cover any dealing or other costs they may incur when buying or selling shares in the fund.
A dilution levy for single-priced funds is generally used in case of exceptionally large client transactions in relation to the size of the fund. The single price is flexible and may change on a daily basis; the fund manager may change the price up or down to protect existing investors from the costs associated with buying or selling the underlying investments as other investors join or leave the fund.		 string (20) ""large deals"" / ""blanket sales"" LARGE DEALS"
FSQ1293 Discount (EMX) SC Discount ascribed when using the EMX as channel of communication. EMX is frequently used by British platforms, such as Calastone or Euroclear for instance. number 5%= 0.05 0.0000-1 0.4567
FSQ1294 Eligible for custodian pre-execution SC Is the fund eligible for custodian pre-execution string (3) "YES "/ "NO" NO
FSQ1295 Eligible for direct order processing SC Is the given fund eligible for direct order processing or not. string (3) "YES "/ "NO" YES
FSQ1296 Mode(s) of transfer accepted SC Different accepted mode(s) for the execution of financial instruments transfers. string (4) "SLTR" / "MTCH" / "BOTH" SLTR = Single Leg Transfer / MTCH = Matching (Multi Leg Transfer with matching) / BOTH = Single or Multi Leg Transfer with matching accepted SLT
FSQ1297 ORD Data latest revision Date SC Latest date on which an order routine data check has been performed by a fund's management company. string (10) DD/MM/YYYY 31/12/2016
FSQ1298 Share Transfer restrictions SC Are share-transfer restrictions permissible or not (e.g. within client accounts, client accounts to other client accounts, specific AML process, etc.). string (3) "YES "/ "NO" YES
FSQ1299 Is Primary Listing SC Is this listing the primary listing of this ISIN ?

The prices of this listing are used to calculate Premium/Discount. This field is only available for ETFs.||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1300 Investment Status SC Status of share class for new or existing investors.

open soft closed: closed for new investors or limited subscription amounts; redemption is possible hard closed: closed for all investors or any amount, but redemption is possible closed for redemption: no redemption possible, but still open for subscription closed for subscription and redemption Please indicate the date in field FSQ1301 ""Hard Closed Start Date"" and if applicable FSQ1302 ""Hard Closed End Date"" Please indicate the date in field FSQ1303 ""Soft Closed Start Date"" and if applicable FSQ1304 ""Soft Closed End Date""||string (4)||""OPEN"" / ""SOCL"" / ""HACL"" / ""CLRE"" / CLSR""||OPEN = open / SOCL = soft closed / HACL = hard closed / CLRE = closed for redemption / CLSR = closed for subscription and redemption

OPEN"
FSQ1301 Hard Closed Start Date SC Start date of which a fund is closed for all investors or any amount, but redemption is possible. string (10) DD/MM/YYYY 31/12/2016
FSQ1302 Hard Closed End Date SC End date of which a fund is closed for all investors or any amount, but redemption is possible. string (10) DD/MM/YYYY 31/12/2016
FSQ1303 Soft Closed Start Date SC Start date of which a fund is closed for new investors or limited subscription amounts; redemption is possible. string (10) DD/MM/YYYY 31/12/2016
FSQ1304 Soft Closed End Date SC End date of which a fund is closed for new investors or limited subscription amounts; redemption is possible. string (10) DD/MM/YYYY 31/12/2016
FSQ1305 Rounding Method - cash (dealing) SC Rounding method applicable for cash transactions (For both subscription and redemption transactions).

MATHEMATICAL: If a number or decimal position is equal to or is higher than 5, it is rounded up.
If a number or decimal position is less than 5, it is rounded down
(i.e. 1.234 rounded as 1.23 and 1.235 rounded as 1.24).

UP: Number is rounded up (i.e. 1.234 rounded as 1.24) DOWN: Number is rounded down (i.e. 1.235 rounded as 1.23)||string (12)||""UP"" / ""DOWN"" / ""MATHEMATICAL""||||UP"

FSQ1306 Rounding Method - Prices SC Rounding method applicable to a fund's unit/share prices.

MATHEMATICAL: If a number or decimal position is equal to or is higher than 5, it is rounded up.
If a number or decimal position is less than 5, it is rounded down
(i.e. 1.234 rounded as 1.23 and 1.235 rounded as 1.24).

UP: Number is rounded up (i.e. 1.234 rounded as 1.24) DOWN: Number is rounded down (i.e. 1.235 rounded as 1.23)||string (12)||""UP"" / ""DOWN"" / ""MATHEMATICAL""||||UP"

FSQ1307 Rounding Method - shares (dealing) SC Applied rounding method of the value of a fund's share/unit during share transactions (For both subscription and redemption transactions).

MATHEMATICAL: If a number or decimal position is equal to or is higher than 5, it is rounded up.
If a number or decimal position is less than 5, it is rounded down
(i.e. 1.234 rounded as 1.23 and 1.235 rounded as 1.24).

UP: Number is rounded up (i.e. 1.234 rounded as 1.24) DOWN: Number is rounded down (i.e. 1.235 rounded as 1.23)||string (12)||""UP"" / ""DOWN"" / ""MATHEMATICAL""||||UP"

FSQ1308 Valoren Code (CH) SC Swiss Securities identification number (Valor) string (20) free text of maximum 20 characters 56560601
FSQ1309 RIC Lipper Code SC The fund's code composed of a mix of characters and numbers assigned by Lipper for identification purposes on the Lipper Alpha Insight website. string (20) free text of maximum 20 characters 68454171
FSQ1310 RIC Reuters Code SC Code used by Thomson Reuters to identify financial instruments and indices. string (20) free text of maximum 20 characters .MIUS0001vNUS
FSQ1311 Bloomberg Code SC Bloomberg code, composed of characters and numbers allowing the identification of a given fund on the Bloomberg platform.

Please indicate the relevant data in field FSQ1346 ""Exchange""||string (20)||free text of maximum 20 characters||alphanumeric, composed of 10 caracters: group of 7 first folowed by one space caracter, and 2 caracters||ABCDEFG HJ"

FSQ1312 MEXID Code SC The MEXID is a symbol unique to each fund to allow it to be easily identified. It is the four to six character code, consisting of letters and numbers. string (6) free text of maximum 6 characters KMF4EA
FSQ1313 COMMON Code SC A common code is nine-digit identification code issued jointly by Clearstream and Euroclear. string (9) free text of maximum 9 characters 1A3B5C7D9
FSQ1314 WKN SC German securities identification number (Wertpapierkennnummer). string (10) free text of maximum 10 characters
FSQ1315 SEDOL SC The Stock Exchange Daily Official List number. A code used by the London Stock Exchange to identify foreign stocks, especially those that aren't actively traded in the U.S. and don't have a CUSIP number. string (10) free text of maximum 10 characters
FSQ1316 CUSIP SC A 9-character alphanumeric code which identifies a North American financial security.
CUSIP stands for Committee on Uniform Securities Identification Procedures.		 string (9) free text of maximum 9 characters "
FSQ1317 Has UK Reporting Status SC Does the fund applied (already confirmed by HMRC) for or is intending to apply for the reporting fund status in the UK.

This field is applicable only for non-UK domiciled funds. However, for legacy reasons this boolean field must be filled out. Therefore, UK domiciled funds will default to yes.||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1318 Country Legal Registration - Singapore SC Legal restriction Singapore string (3) "YES" / "RES" / "NO" please refer to tab "Country Spec. Res" YES
FSQ1319 Country Specific Restrictions - Singapore SC Specific Restriction Singapore string (30) "autorised CIS" / "restricted authorised CIS" / [blank] please refer to tab "Country Spec. Res" - FSQ1320 Country Legal Registration - Liechtenstein SC Legal restriction Liechtenstein string (3) "YES" / "RES" / "NO" please refer to tab "Country Spec. Res" YES
FSQ1321 Country Specific Restrictions - Liechtenstein SC Specific Restriction Liechtenstein string (45) "authorised for professional investors" / "professional clients" / [blank] please refer to tab "Country Spec. Res" authorized for professional investors
FSQ1322 Country Legal Registration - Italy SC Legal restriction Italy string (3) "YES" / "RES" / "NO" please refer to tab "Country Spec. Res" YES
FSQ1323 Country Specific Restrictions - Italy SC Specific Restriction Italy string (20) "professional clients" / [blank] please refer to tab "Country Spec. Res" professional clients
FSQ1324 Italian Reduced Rate Percentage SC The Italian Reduced Rate Percentage (IRRP) to apply for the semester. The so-called White List is a list of countries that allow an adequate exchange of information with Italy. It is contained in a Ministerial Decree of 4 September 1996, which should be updated every six months.

Capital gains on non-qualifying shares in a resident non-listed company are exempt from 26 percent substitute tax if the seller is a resident of a White-List country. As from 1 January 2012, direct investment in government bonds are subject to a lower
rate (i.e. 12.5%) than comparable investments made through Italian or Luxembourg regulated investment funds. To allow the application of the 12.5% tax rate to investment funds investing into Italian government bonds and assimilated securities, investment funds may perform an asset test which estimates the percentage of the portfolio invested in qualifying government bonds.||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0,05"

FSQ1325 Italian Reduced Rate Percentage Start Date SC Initial date of the semester where the FSQ1324 "Italian Reduced Rate Percentage" applies. string (10) DD/MM/YYYY 43465
FSQ1326 Italian Reduced Rate Percentage End Date SC End date of the semester where the FSQ1324 "Italian Reduced Rate Percentage" applies. string (10) DD/MM/YYYY 43465
FSQ1327 Italian Reduced Rate Percentage Calculation Date SC The date when the FSQ1324 "Italian Reduced Rate Percentage" was calculated. string (10) DD/MM/YYYY 43465
FSQ1328 Country Legal Registration - Switzerland SC Legal restriction Switzerland string (3) "YES" / "RES" / "NO" please refer to tab "Country Spec. Res" YES
FSQ1329 Country Specific Restrictions - Switzerland SC Specific Restriction Switzerland string (30) "fund for qualified investors" / [blank] please refer to tab "Country Spec. Res" fund for qualified investors
FSQ1330 Singapore GST Liable SC GST (Goods and Services Tax) treatment of services provided or received by fund

managers in Singapore

https://www.iras.gov.sg/irashome/uploadedFiles/IRASHome/eTax_Guides/etaxguide_GST_Guide%20for%20the%20Fund%20Management%20Industry_2015-03-18.pdf

https://www.iras.gov.sg/irashome/GST/GST-registeredbusinesses/Learning-the-basics/Goods-and-Services-Tax--GST---What-It-Is-and-How-ItWorks/ ||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1331 Singapore CPFIS-OA SC Please indicate in this field whether the share class is a Central Provident Fund

Investment Scheme (CPFIS) where investors invest their Ordinary Account (OA) savings in a wider range of investments (= ""yes"") or not (= ""no"").

For further information about CPFIS-OA please visit the following website: https://www.cpf.gov.sg/members/schemes/schemes/optimising-my-cpf/cpfinvestment-schemes

For further information about CPF please visit: https://www.cpf.gov.sg/Members/AboutUs/about-us-info/cpf-overview%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1332 Singapore CPFIS-SA SC Please indicate in this field whether the share class is a Central Provident Fund Investment Scheme (CPFIS) where investors invest their Special Account (SA) savings in a wider range of investments (= ""yes"") or not (= ""no"").

For further information about CPFIS-SA please visit the following website: https://www.cpf.gov.sg/members/schemes/schemes/optimising-my-cpf/cpfinvestment-schemes

For further information about CPF please visit: https://www.cpf.gov.sg/Members/AboutUs/about-us-info/cpf-overview%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1333 Singapore SRS SC Please indicate in this field whether the share class is a Supplementary Retirement Scheme (SRS) (= ""yes"") or not (= ""no"").

For further information about a SRS please visit the following website: https://www.cpf.gov.sg/Members/faq/schemes/Other-Matters/Others?ajsrc=FS&#faq2192593%7C%7Cstring (3) ||""YES ""/ ""NO""||||YES"

FSQ1334 PTR annual (audited) SC Annual audited Portfolio Turnover Rate.

Please indicate the relevant date in field FSQ1335 ""PTR annual (audited) Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.4567"

FSQ1335 PTR annual (audited) Date SC Date at which the audited Portfolio Turnover Rate is calculated. string (10) DD/MM/YYYY 31/12/2016
FSQ1336 PTR semi-annual (non-audited) SC Semi-annual non-audited Portfolio Turnover Rate. number 5%= 0.05 0.0000-1 0.4567
FSQ1337 TER annual (audited) SC The total expense ratio (TER) is a measure of the total costs associated with managing and operating an investment fund, such as a mutual fund. These costs consist primarily of management fees and additional expenses, such as trading fees, legal fees, auditor fees, and other operational expenses.

The total cost of the fund is divided by the fund's total assets to arrive at a percentage amount, which represents the TER. TER is also known as the 'net expense ratio' or 'after reimbursement expense ratio'. Please indicate the relevant date in field FSQ1338 ""TER annual (audited) Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.4567"

FSQ1338 TER annual (audited) Date SC Date at which the audited Total Expense Ratio is calculated. string (10) DD/MM/YYYY 31/12/2016
FSQ1339 TER semi-annual (non-audited) SC Semi-annual non-audited Total Expense Ratio.

Please indicate the relevant date in field FSQ1340 ""TER semi-annual (non-audited) Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.4567"

FSQ1340 TER semi-annual (non-audited) Date SC Date on which the non-audited Total Expense Ratio is calculated. string (10) DD/MM/YYYY 31/12/2016
FSQ1341 TER Including Performance Fee SC Latest available Total Expense Ratio (TER) that is calculated including the performance fee. If the fund invests into other funds, the target fund's TER should be included into the calculation of the fund's TER.

Please indicate the relevant date in field FSQ1342 ""TER Including Performance Fee Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0055"

FSQ1342 TER Including Performance Fee Date SC Date at which the Total Expense Ratio (TER) including performance fee is calculated. string (10) DD/MM/YYYY 31/12/2016
FSQ1343 TER Excluding Performance Fee SC Latest available Total Expense Ratio (TER) that is calculated without accounting for a possible performance fee. If the fund invests into other funds, the target fund's TER should be included into the calculation of the fund's TER.

Please indicate the relevant date in field FSQ1344 ""TER Excluding Performance Fee Date"".||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0,05"

FSQ1344 TER Excluding Performance Fee Date SC Date at which the Total Expense Ratio (TER) excluding performance fee is calculated. string (10) DD/MM/YYYY 31/12/2016
FSQ1345 Has Contingent Deferred Sales Charge Fee SC Contingent deferred sales charge fee (CDSC Fee). string (3) "YES "/ "NO" YES
FSQ1346 Exchange SC The instrument exchange to which a relevant instrument refers to. string (2) ""AV"" / ""BB"" / ""BH"" / ""CP"" / ""DC"" / ""FH"" / ""FP"" / ""GA"" / ""GR"" / ""GU"" / ""HK"" / ""ID"" / ""IM"" / ""IO"" / ""IR"" / ""KY"" / ""LE"" / ""LN"" / ""LX"" / ""NA"" / ""NO"" / ""PL"" / ""PW"" / ""SM"" / ""SP"" / ""SS"" / ""SV"" / ""SW"" / ""US"" / ""VI"" List of code separated by a space character:
AV = Austria / BB = Belgium / BH = Bermuda / CP = Czech Republic / DC = Denmark / FH = Finland / FP = France / GA = Greece / GR = Germany / GU = Guernsey / HK = Hong Kong / ID = Ireland / IM = Italy / IO = Isle Of Man / IR = Iceland / KY = Cayman Islands / LE = Liechtenstein / LN = United Kingdom / LX = Luxembourg / NA = Netherland / NO = Norway / PL = Portugal / PW = Poland / SM = Spain / SP = Singapore / SS = Sweden / SV = Slovenia / SW = Switzerland / US = United States / VI = British Virgin Islands		 FP"
FSQ1347 SRRI SC Synthetic Risk and Reward Indicator (SRRI) is a component of the Key Investor Information Document. SRRI illustrates a fund’s risk and reward profile through an integer number between 1 and 7.

More details about the indicator and its computation methodology can be obtained under: https://www.esma.europa.eu/sites/default/files/library/2015/11/10_673.pdf Please indicate the relevant date in field FSQ1348 ""SRRI Record Date""||integer||1-7||||5"

FSQ1348 SRRI Record Date SC "As of" date as printed on the second page of the latest published Key Investor Information Document (KIID). string (10) DD/MM/YYYY 31/12/2016
FSQ1349 Early Withdraw Charge SC Amount of charges/fees applicable to early withdrawals number 5%= 0.05 0.0000-1 0.0067
FSQ1350 High Water Mark SC If performance fee applies: is there a high water mark as basis for the calculation of the performance fee? string (4) "NHWM" / "HWMR" / "HWMN" NHWM = no high water mark / HWMR = high water mark, reset / HWMN = high water mark, no reset NHWM
FSQ1351 Hurdle Rate SC If performance fee applies: is there a hurdle rate which is used for the calculation of the performance fee? (ex. 5%; Benchmark + 3%). string (50) free text of maximum 50 characters Libor + 5%
FSQ1352 TA deadline for subscription / switch IN (minutes) SC Transfer agent's deadline for subscription with respect to the official Cut-off time. integer 1-n 35
FSQ1353 TA deadline for redemption / switch OUT (minutes) SC Transfer agent's deadline to consider when redeeming a fund's shares with respect to the official cut-off time. integer 1-n 45
FSQ1354 Benchmark SC Benchmark that is used to compare share class' performance. In case of long names use abbreviations (i.e. MSCI World).
For ETFs Benchmark should be the same as FSQ1400 ""Index Name"".		 string (255) free text of maximum 255 characters S&P 500"
FSQ1355 Geographical exposure SC Geographic areas that contingently can expose a fund's real investments to a given type of risk (e.g. risk related to geographic areas, continents, countries, etc.). string (255) free text of maximum 255 characters
FSQ1356 Ongoing Charges SC Ongoing charges as described in the esma guidelines - ""Methodology for calculation of the Ongoing Charges figure in the Key Investor Information Document"":

https://www.esma.europa.eu/document/guidelines-methodology-calculation-ongoing-charges-figure-in-key-investor-information.
This value is supposed to be listed on the UCITS KIIDs. Please indicate the relevant date in field FSQ1357 ""Ongoing Charges Date""||number||floating decimal 100%=1 | 5%= 0.05 0.0000-1||||0.0067"

FSQ1357 Ongoing Charges Date SC Relevant dates applicable for the determination of ongoing charges. string (10) DD/MM/YYYY 31/12/2016
FSQ1358 Is RDR Compliant SC Does the share class comply with the rules of the Retail Distribution Review (RDR) in the UK?
Please leave empty for all non-UK domiciled funds without a registration for sale in the UK.		 string (3) ""YES ""/ ""NO"" YES"
FSQ1359 Is Registered in Spain SC Is the share class registered in Spain. string (3) "YES "/ "NO" YES
FSQ1360 Is Authorized for distribution in Italy SC Is the share class authorized to be distributed in Italy. string (3) "YES "/ "NO" NO
FSQ1361 Is Austrian Tax Reporting Fund SC If the fund is a tax reporting fund the value of this field should be "yes". If it is a non-tax reporting fund please answer with "no". This replaces the former "Bluetenweiss" or "Weiss" etc. string (3) "YES "/ "NO" YES
FSQ1362 Has Swiss Tax Reporting SC Has the required data been delivered to the Swiss Tax Authorities? Please be aware that data should be available yearly until the end of January latest on the EstV webpage

https://www.ictax.admin.ch/extern/de.html#/ratelist%7C%7Cstring (20)||""ESTV REPORTING"" / ""NO ESTV REPORTING""||||ESTV REPORTING"

FSQ1363 Share Class Life Cycle Status SC Current status of a given share class cycle. string (20) "ACTIVE" / "INACTIVE" / "TO_BE_LAUCHED" / "PROJECTED" / "DORMANT" / "IN_LIQUIDATION" / "LIQUIDATED" LAUNCHED
FSQ1364 Cascade SC Percentage by which a Fund Administrator may invest in other investment funds= % in which a fund can invest in another fund number 5%= 0.05 0.0000-1 0.0067
FSQ1365 Abbreviated Share Class Name SC Abbreviated fund name including umbrella and share class specifications. As the value of this field might be changed by the recipient, it is also tagged as a hybrid field. string (50) free text of maximum 50 characters Lux Fd - Eq AX EUR
FSQ1366 Is Restricted To Separate Fee Arrangement SC Indicates if this share class is only available as per prospectus to end investors with feebased advisory agreement or similar. string (3) "YES "/ "NO" YES
FSQ1367 Calendar Or Business Days For Transactions SC This field defines whether a period of days, e.g. for settlement or notification refers to calendar days or to business days. string (13) "calendar days" / "business days" BUSINESS DAYS
FSQ1368 Exit Cost Description SC In case no exit fees exist, this field should be empty. However, if there are exit costs, a short explanation of these would be expected, especially if there are exit cost, that are dependent on the time span the investor was invested. string (100) free text of maximum 100 characters
FSQ1369 Has Tripartite Report SC Is there a Tripartite Report available for the share class? See the details at https://www.theinvestmentassociation.org/investment-industry-information/currentinitiatives/solvency-ii.html string (3) "YES "/ "NO" YES
FSQ1370 Is BVV2 Compliant SC Are the funds' investments in conformance with the Ordinance of the Swiss Pension's Act (Verordnung über die berufliche Alters-, Hinterlassenen- und Invalidenvorsorge (BVV 2)) Art. 53 and Art. 55? Please be aware that this ordinance has been tightened on January 1st, 2015. Typically, these funds are set up and distributed only to pension funds. string (3) "YES "/ "NO" YES
FSQ1371 Luxembourg Taxe d'Abonnement SC Taxe rate of Luxembourg taxe d'abonnement. number 5%= 0.05 0.0000-1 0,0005
FSQ1372 Is Eligible For Tax Deferred Fund Switch In Spain SC Does the fund fulfill the requirements for 'traspaso'? For that the fund has to be registered in Spain and if it is not a FCP but a SICAV there must be more than 500 investors.
This fiscal regulation applies only to international regulated funds (=SICAVs) registered for sale in Spain. The number is counted at fund level.
Thus, if a fund has in total more than 500 shareholders ALL shares classes (provided they are registered in Spain) are considered capital gain tax exempt.

The Spanish word ""traspaso"" makes reference to transfer implying money can be transferred between funds without paying capital gain tax. Please be aware, that all Spanish domestic funds and all FCPs registered in Spain must be set to ""yes"" by default.||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1373 Is US Tax Forms W8 W9 Needed SC Does the investment fund require investors to deliver US tax forms (W-8, W9)? string (3) "YES "/ "NO" YES
FSQ1374 Is Flow-Through Entity By US Tax Law SC Is the investment fund treated as flow-through entity (e.g. partnership) according to US tax law? string (3) "YES "/ "NO" YES
FSQ1375 Subject To FATCA Withholding Taxation SC Please mention whether the Fund, Hedge Fund or ETF is subject to FATCA, i.e. receiving interests, dividends, coupons in USD or payments in USD subject to US Withholding Tax including USD denominated share classes. string (3) "YES "/ "NO" YES
FSQ1376 Has Forward Pricing SC Forward pricing is the principle of fixing a subscription or redemption price after the time when the order must be placed, i.e. some time after the official cut-off time.

Therefore, when the subscription or redemption is placed, the price is not known. This is to ensure that there is no speculation against the fund.||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1377 Is Suitable For Swiss Retail Clients SC From a fund houses perspective: May this share class be distributed to Swiss retail clients?

Retail Clients are according to article 4 paragraph 2 of the Financial Services Act (FinSA), in German ""Finanzdienstleistungsgesetz"" (FIDLEG), clients which are not professional clients. According to article 4 paragraph 3 professional clients are considered to be: a. financial intermediaries under the Banking Act of 8 November 1934, the Financial Institutions Act of...6 and the Collective Investment Schemes Act of 23 June 2006 b. insurance companies in accordance with the Insurance Supervision Act of 17 December 2004 c. foreign customers, who have an equivalent prudential supervision as the persons of letter a and b d. central banks e. public-law corporations with professional vaults f. pension schemes and institutions whose purpose is to provide occupational pension with professional vaulting g. Company with professional vaults

For more information please consider the following links: https://www.newsd.admin.ch/newsd/message/attachments/41567.pdf (only in German available) https://www.efd.admin.ch/efd/en/home/themen/wirtschaft--waehrung--finanzplatz/finanzmarktpolitik/fidleg-finig/fb-fidleg-finig.html (available in English, French, German and Italian)||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1378 Is Minimum Subscription Waived SC Is Minimum Subscription Waived for Clearstream string (3) "YES "/ "NO" YES
FSQ1379 Is Minimal Redemption Waived SC Is Minimum Redemption Waived for Clearstream string (3) "YES "/ "NO" YES
FSQ1380 Country Legal Registration - Hong Kong SC Legal restriction Hong Kong

Please indicate the date in field FSQ1381 ""Country Legal Registration Date - Hong Kong""||string (3) ||""YES"" / ""RES"" / ""NO""||please refer to tab ""Country Spec. Res""||YES"

FSQ1381 Country Legal Registration Date - Hong Kong SC Registration date in Hong Kong string (10) DD/MM/YYYY 31/12/2016
FSQ1382 Country Marketing Distribution - Hong Kong SC Marketing distribution in Hong Kong

Please indicate the date in field FSQ1383 ""Country Distribution Start Date - Hong Kong""||string (3) ||""YES"" / ""RES"" / ""NO""||please refer to tab ""Country Spec. Res""||YES"

FSQ1383 Country Distribution Start Date - Hong Kong SC Distribution start date in Hong Kong. string (10) DD/MM/YYYY 31/12/2016
FSQ1384 Country Distribution End Date - Hong Kong SC Registration end date in Hong Kong. string (10) DD/MM/YYYY 31/12/2016
FSQ1385 Country Deregistration Date - Hong Kong SC Deregistration date in Hong Kong. string (10) DD/MM/YYYY 31/12/2016
FSQ1386 Index Currency SC Currency of the index, that refers to the corresponding share class. Please use ISO 4217 (e.g. EUR) and leave empty, if index is a local currency index. string (3) ISO 4217 currency code EUR
FSQ1387 Denomination Base SC Ratio of fund price versus index (please indicate multiplier, in digits only).
The formula for calculation is: Denomination Base = Fund Price (numerator) / Index (denominator).		 number 0.01 / 0.1 / 1 / 10 / 50 / 100 / 1000 etc 10"
FSQ1388 Listing Date SC Date of first listing at the respective stock exchange. string (10) DD/MM/YYYY 31/12/2016
FSQ1389 Market Identifier Code SC The Market Identifier Code (MIC) is a unique identification code used to identify securities trading exchanges, regulated and non-regulated trading markets. The MIC is a four alpha character code and is defined in ISO 10383 by International Organization for Standardization (ISO).
Important: Please use ""MIC"" and not ""Operating MIC"".

The MIC is updated by ISO regularly and can be downloaded from https://www.iso10383.org%7C%7Cstring (4)||free text of maximum 4 characters||||XARM"

FSQ1390 Exchange Place SC Stock exchange where ETF is listed. Please note, that an ETF share class may have several listings while having only one ISIN, i.e. there is an 1:n relation between share class and exchange places.

//Notice: Please use FSQ1389 ""Market Identifier Code"" instead. If you are using both fields, make sure that this field contains ""NAME-INSTITUTION DESCRIPTION"" that corresponds with FSQ1389 ""Market Identifier Code"" as it is defined in: http://www.iso15022.org/MIC/homepageMIC.htm/%7C%7Cstring (100)||free text of maximum 100 characters||||BANK OF AMERICA - MERRILL LYNCH OTC"

FSQ1391 GPS Share Class Code SC The GPS (BNP instrument code) on the share class level string (10) free text of maximum 10 characters
FSQ1392 CSSF Share Class Code SC The 'Share class CSSF code' is a unique code for a share class, assigned by the Commission de Surveillance du Secteur Financier (CSSF), which allows its identification on the list of authorised share classes. string (20) free text of maximum 20 characters 05
FSQ1393 F2C Share Class Code SC The 'F2C Fund code' refers to the F2C instrument code at the share class level. string (10) free text of maximum 10 characters 50246578
FSQ1394 PWC Share Class Code SC The PricewaterhouseCoopers code on share class level string (20) free text of maximum 20 characters
FSQ1395 Swiss Fund Data Share Class Code SC The Swiss Fund Data Code (SWX - SIX Swiss Exchange) at the share class level. string (3) free text of maximum 3 characters 05
FSQ1396 Administration Centrale Share Class Code SC The central administration's code at the share class level. string (20) free text of maximum 20 characters
FSQ1398 CBI Code (Central Bank of Ireland) share class SC The Central Bank of Ireland instrument code at the share class level. string (20) free text of maximum 20 characters
FSQ1399 Citicode (Financial Express et Trustnet) SC The Citi instrument code. string (20) free text of maximum 20 characters
FSQ1400 Index Name SC Index name which is tracked by the ETF. string (250) free text of maximum 250 characters MSCI World Equities
FSQ1401 Index Type SC Specification of index type: performance (total return) or price index. string (30) "price" / "performance" / "performance net dividends" / "performance gross dividends" - FSQ1402 Bloomberg Code Of Underlying Index SC Bloomberg code of index tracked by the ETF. string (15) free text of maximum 15 characters EUFDCSTR
FSQ1403 Reuters Code Of Underlying Index SC Reuters code of index tracked by the ETF. Please take good care, that Reuters codes are case sensitive:

.MIUS0000vNUS stands for MSCI USA Quality and .MIUS0000VNUS stands for MSCI USA Value||string (30)||free text of maximum 30 characters||||.MIUS0000vNUS"

FSQ1404 Status Of Listing SC Determines the actual status of a share class' listing. For an existing listing of a share class the default value is "active". string (10) "planned" / "active" / "suspended" / "delisted" delisted
FSQ1405 Listing Currency SC Currency in which ETF is listed at the respective stock exchange string (3) ISO 4217 currency code EUR
FSQ1406 Bloomberg Code Of Listing SC Bloomberg code of ETF listed at respective stock exchange, including country abbreviation (e.g. LX for Luxembourg). string (2) free text of maximum 2 characters LX
FSQ1407 Reuters Code Of Listing SC Reuters code (RIC) of ETF listed at respective stock exchange, including abbreviation (e.g. .PA for Euronext Paris). string (2) free text of maximum 2 characters PA
FSQ1408 iNAV Bloomberg Code Of Listing SC Bloomberg code for the intraday NAV at this exchange place. string (2) free text of maximum 2 characters LX
FSQ1409 iNAV Reuters Code Of Listing SC Reuters code for the intraday NAV at this exchange place. string (2) free text of maximum 2 characters PA
FSQ1410 FATCA Status V2 SC FATCA status as given by the Internal Revenue Service (IRS) string (5) "501CO" / "ATNFA" / "ANFFE" / "CIENF" / "CDFLV" / "CDLLI" / "CDNLB" / "CDSIV" / "DNFFE" / "EOEBO" / "EIFFI" / "ENELB" / "ENGCE" / "ENSUC" / "ENNFE" / "EREPL" / "FUSFB" / "NPFFI" / "NPORG" / "NRFFI" / "ODFFI" / "PAFFI" / "PNFFE" / "PNFPT" / "RDFFI" / "R1FFI" / "R2FFI" / "REDIS" / "SNFFE" / "SPFFI" / "TFIIN" 501CO = 501(c) organization / ATNFA = Account that is not a financial account / ANFFE = Active NFFE / CIENF = Certain investment entities that do not maintain financial accounts / CDFLV = Certified deemed-compliant FFI with only low-value accounts / CDLLI = Certified deemed-compliant limited life debt investment entity / CDNLB = Certified deemed-compliant nonregistering local bank / CDSIV = Certified deemed-compliant sponsored, closely held investment vehicle / DNFFE = Direct reporting NFFE / EOEBO = Entity wholly owned by exempt beneficial owners / EIFFI = Excepted inter-affiliate FFI / ENELB = Excepted nonfinancial entity in liquidation or bankruptcy / ENGCE = Excepted nonfinancial group entity / ENSUC = Excepted nonfinancial start-up company / ENNFE = Excepted territory NFFE / EREPL = Exempt retirement plans / FUSFB = Foreign government, government of a U.S. possession, or foreign central bank of issue International organization / NPFFI = Nonparticipating FFI (including an FFI related to a Reporting IGA FFI other than a deemed-compliant FFI, participating FFI, or exempt beneficial owner) / NPORG = Nonprofit organization / NRFFI = Nonreporting IGA FFI / ODFFI = Owner-documented FFI / PAFFI = Participating FFI / PNFFE = Passive NFFE / PNFPT = Publicly traded NFFE or NFFE affiliate of a publicly traded corporation / RDFFI = Registered deemed-compliant FFI (other than a reporting Model 1 FFI, sponsored FFI, or nonreporting IGA FFI covered in Part XII) / R1FFI = Reporting Model 1 FFI / R2FFI = Reporting Model 2 FFI / REDIS = Restricted distributor / SNFFE = Sponsored direct reporting NFFE / SPFFI = Sponsored FFI / TFIIN = Territory financial institution Account that is not a financial account
FSQ1411 Has Forced Redemption SC Indicates if an investor has to sell this share class, if he cancels the fee based advisory mandate as mentioned in FSQ1366 "Is Restricted To Separate Fee Arrangement". string (3) "YES "/ "NO" YES
FSQ1412 Has Duration Hedge SC Is it very likely, that there is a duration hedge implemented within this share class? string (3) "YES "/ "NO" YES
FSQ1413 Product Governance Procedure SC An indication of how closely the manufacturer's product governance procedure follows MiFID II.

A = Product governance procedure pursuant to MiFID II B = Product governance procedure comparable to MiFID II C = Product governance procedure not in accordance with MiFID II D = No information is requested from the issuer ||string (1)||""A ""/ ""B"" / ""C"" / ""D""||A = Product governance procedure pursuant to MIFID II B = Product governance procedure comparable to MIFID II C = Product governance procedure not in accordance with MIFID II D = No information is requested from the issuer||YES"

FSQ1414 CS Retail Or Institutional SC Indicates if a share class is for CS retail or institutional investors.

Cannot be empty in case FSQ1414 ""Under CS Distribution Agreement"" is ""yes"" (i.e. share class is under CS distribution agreement).||string (4)||""RETA"" / ""INST""||RETA = Retail / INST = Institutional||RETA"

FSQ1415 Under CS Distribution Agreement SC Indicates if a share class is included in the distribution agreement between the Fund Provider and Credit Suisse (CS). string (3) "YES "/ "NO" YES
FSQ1416 CS Eligible For Private Clients Without Discretionary Mandate SC Indicates if an ISIN, marked as ""institutional"" in the field FSQ1414 ""CS Retail Or Institutional"", is available to non-discretionary private clients of CS as per prospectus.

If it's ""retail"", leave empty. If it's ""institutional"" then choose the correct value (either ""yes"" or ""no"").||string (3) ||""YES ""/ ""NO""||||YES"

FSQ1417 CS Forced Redemption If Fee-based Advisory Agreement Is Terminated SC Indicates if the holdings in a share class available to investors with a fee-based advisory agreement have to be sold or the position switched if the advisory agreement with the distributor is terminated. If the share class is not available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available To End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""no""), leave this field empty.
If the share class is available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available to End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""yes"" or ""yes, only for fee-based advisory agreement""), choose the correct value (""yes"", ""no"" or ""yes, switch into another share class"").		 string (35) ""YES"" / ""NO"" / ""YES, switch into another share class"" YES"
FSQ1418 CS Available To End Clients - Indicate If Only For Fee-based Advisory Agreement SC Indicates if an ISIN is available as per prospectus to end investors with fee-based advisory agreement/separate fee arrangement or similar. If this is an institutional share class (FSQ1414 ""CS Retail Or Institutional"" = ""institutional""), which is not eligible for CS private clients without discretionary mandate (FSQ1416 ""CS Eligible For Private Clients Without Discretionary Mandate"" = ""no""), indicate ""no"".
If this is an institutional share class (FSQ1414 ""CS Retail Or Institutional"" = ""institutional""), which is eligible for private clients without discretionary mandate (FSQ1416 ""CS Eligible For Private Clients Without Discretionary Mandate"" = ""yes""), choose the correct value (""yes"" or ""yes, only for fee-based advisory agreement"").

If this is a retail share class (FSQ1414 ""CS Retail Or Institutional"" = retail""), choose the correct value (""yes"" or ""yes, only for fee-based advisory agreement""). The value ""yes"" would mean it is available to all clients, while ""yes, only for fee-based advisory agreement"" means it is only for clients with fee-based advisory agreement. Cannot be empty in case FSQ1415 ""Under CS Distribution Agreement"" is ""yes"" (i.e. share class is under CS distribution agreement).||string (40)||""YES"" / ""NO"" / ""YES, only for fee-based advisory agreement""||||YES"

FSQ1419 CS Available To End Clients With Fee-based Advisory Agreement And With Minimum Subscription Amount Restrictions SC Indicates if an ISIN is available as per prospectus to end investors with fee-based advisory agreement/separate fee arrangement and additionally has minimum initial and/or subsequent subscription requirements that have not been waived at end investor level. The answer here depends on whether the share class has a minimum or not.
If the share class is not available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available To End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""no""), leave this field empty. If the share class is available to CS end clients with fee-based advisory agreement (FSQ1418 ""CS Available To End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""yes"" or ""yes, only for fee-based advisory agreement""), choose the correct value (""yes"" or ""no"").		 string (3) ""YES ""/ ""NO"" YES"
FSQ1420 CS Minimum Initial Subscription Amount Waived For CS SC Indicates if the minimum initial subscription amount is waived for CS.

If only ""0"" values are reported for FSQ1199 ""Minimum Initial Subscription Shares"" and/or FSQ1196 ""Minimum Initial Subscription Amount"", then leave empty. If either FSQ1199 ""Minimum Initial Subscription In Shares"" or FSQ1196 ""Minimum Initial Subscription Amount"" or both of them report a non-zero value, choose the correct value (""yes"", ""no"" or ""yes, with restrictions""). ""yes"" being equivalent to a general waiver, ""yes, with restrictions"" a waiver for certain clients (e.g. clients with a fee-based agreement, to be further specified) and ""no"" equals no waiver.||string (20)||""YES"" / ""NO"" / ""YES, with restrictions""||||YES"

FSQ1421 CS Restrictions Of Minimum Initial Subscription Amount Waiver SC The field needs to be completed only if FSQ1420 "CS Minimum Initial Subscription Amount Waived For CS" has been marked with "yes, with restrictions, otherwise, leave empty. This field indicates the restrictions attached to the waiver, e.g. only for RDR investors etc. string (150) free text (without line brakes, bullets etc.) limited to 150 characters - FSQ1422 CS Minimum Subsequent Subscription Amount Waived For CS SC Indicates if the minimum subsequent subscription amount is waived for CS.

If only ""0"" values are reported for FSQ1200 ""Minimum Subsequent Subscription Shares"" and/or FSQ1198 "" Minimum Subsequent Subscription Amount"" are both ""0"", then leave empty. If FSQ1200 ""Minimum Subsequent Subscription Shares"" or FSQ1198 ""Minimum Subsequent Subscription Amount"" or both report a non-zero value, choose the correct value (""yes"", ""no"" or ""yes, with restrictions""). The value implicates the same as under field FSQ1420 ""CS Minimum Initial Subscription Amount Waived For CS"".||string (20)||""YES"" / ""NO"" / ""YES, with restrictions""||||YES"

FSQ1423 CS Restrictions Of Minimum Subsequent Subscription Amount Waiver SC The field needs to be completed only if FSQ1422 "CS Minimum Subsequent Subscription Amount Waived for CS" has been marked with "YES, with restrictions", otherwise, leave empty. This field indicates the restrictions attached to the waiver, e.g. only for RDR investors. string (150) free text (without line brakes, bullets etc.) limited to 150 characters - FSQ1424 CS Available To End Clients With Fee-based Advisory Agreement With Country Restrictions SC Indicates if an ISIN is available as per prospectus to end investors with fee-based advisory agreement/separate fee arrangement with country restrictions.
If the share class is not available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available to End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""no""), leave this field empty.

If the share class is available to end clients with fee-based advisory agreement (FSQ1418 ""CS Available to End Clients - Indicate If Only For Fee-based Advisory Agreement"" = ""yes"" or ""yes, only for fee-based advisory agreement""), choose the correct value (""no"" or ISO 3166-1-alpha-3 code (i.e. SWE for Sweden).).||string (50)||NO / or [List] of ISO 3166-1-alpha-3 country codes limited to 50 characters. Order alphabetic ASC Multiple countries are separated by pipe ""|"" (ASCII 124).||ISO 3166-1-alpha-3 country codes as it can be found on https://en.wikipedia.org/wiki/ISO_3166-1 or on https://www.iso.org.%7C%7CNO"

FSQ1425 UBS Asset Classification SF The asset class according to the UBS Unified Fund Classification (UAC).

Please be aware that FS1425 ""UBS Asset Classification"", FSQ1426 ""UBS Asset Classification - Asset Class Sub-Category"" and FSQ1427 ""UBS Asset Classification - Asset Class Investment Style"" are linked together. ||string (50)||please refer to tab ""UBS Asset Classification""||||Allocation"

FSQ1426 UBS Asset Classification - Asset Class Sub-Category SF The asset class sub-category according to the UBS Unified Fund Classification (UAC). string (50) please refer to tab "UBS Asset Classification" Absolute Return
FSQ1427 UBS Asset Classification - Asset Class Investment Style SF The asset class Investment style according to the UBS Unified Fund Classification (UAC). string (30) please refer to tab "UBS Asset Classification" Multi-Strategy
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