Difference between revisions of "ProductCoverage"

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<span id="BackToTop"></span>
<div class="noprint" style="background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;">
<span style="color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; ">
[[#BackToTop|Back to the Top]]
</div>
<div style="text-align: right; direction: ltr; margin-left: 1em;">[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]</div>
<div style="text-align: right; direction: ltr; margin-left: 1em;">[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]</div>


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*e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:
*e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:


- Commission de Surveillance du Secteur Financier ([http://www.cssf.lu/en/ CSSF])
  - Commission de Surveillance du Secteur Financier ([http://www.cssf.lu/en/ CSSF])
 
  - Banque Centrale du Luxembourg ([https://www.bcl.lu/en/index.html BCL])
- Banque Centrale du Luxembourg ([http://www.bcl.lu/en/index.html BCL])
  - Administration des contributions directes ([http://www.impotsdirects.public.lu/fr/echanges_electroniques.html ACD])
  - Commissariat aux Assurances ([https://www.caa.lu/ CAA])
- Administration des contributions directes ([http://www.impotsdirects.public.lu/fr/echanges_electroniques.html ACD])
  - Service de Police judiciaire ([https://police.public.lu/fr/votre-police/services-et-unites/police-judiciaire.html SPJ])
 
- Commissariat aux Assurances ([http://www.commassu.lu/ CAA])


*It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
*It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
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! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
Line 46: Line 49:
||Article 26 of Regulation <br /> No 600/2014: <br /> Obligation to report transactions <br /> (Markets in financial instruments => MiFIR)''
||Article 26 of Regulation <br /> No 600/2014: <br /> Obligation to report transactions <br /> (Markets in financial instruments => MiFIR)''
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Publications/Communiques/Communiques_2016/PR1643_Article_26_MiFIR_131216.pdf (-) CSSF - Press release 16/43]
||[https://www.cssf.lu/en/2016/12/communication-regarding-article-26-obligation-to-report-transactions-of-mifir-2/ (-) CSSF - Press release 16/43]


[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_674_eng.pdf (-) CSSF - Circular 17/674]
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_674_eng.pdf (-) CSSF - Circular 17/674]


[http://www.cssf.lu/fileadmin/files/MAF/MIFID/TAF_Handbook.pdf (-) CSSF - TAF Handbook]
[https://www.cssf.lu/en/Document/taf-handbook/ (-) CSSF - TAF Handbook]


||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">[[MIFIR|(-) FAQ MiFIR]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">[[MIFIR|(-) FAQ MiFIR]]
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||2.1.23
||2.1.23
||<span style="color: #868686"> <small>''71''</small/> </span>
||<span style="color: #868686"> <small>''71''</small/> </span>
|-
|-  
|}
|}


==Institutions for Occupational Retirement Provision==


<div style="text-align: left;">


{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||SUFREP
||IORP
||Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019''
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf (-) CSSF - Circular 19/726]<br />
[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention]<br />
[https://www.cssf.lu/en/Document/technical-note-for-iorps/ (-) Technical note]<br />
[https://www.eiopa.europa.eu/tools-and-data/supervisory-reporting-dpm-and-xbrl_en (-) XBRL taxonomies to be used>]<br />




==Credit Institutions==
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">
||[[Sending_Service|Sending Service]]
||IORP
||reportingIORP.state=up
||Reporting IORP
||2.1.27
||<span style="color: #868686"> <small>''80''</small/> </span>
|-
|}
 
==Money Market Funds (MMF) ==


<div style="text-align: left;">
<div style="text-align: left;">
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! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||MMFREP
||MMF
||
•  According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF must report information to the competent authority (CSSF) of the MMF, at least on a quarterly basis or - for MMF with assets under management of less than Eur 100 million  - on at least an annual basis. <br />
•  The first quarterly report should be sent to the competent authority of the MMF no later than 30 days after the end of Q1 2020.
||CSSF
||[https://www.cssf.lu/en/money-market-funds/ (-) CSSF Informations]<br />
[https://blog.fundsquare.net/money-market-funds-reporting/ (-) Fundsquare Solution]<br /> [https://www.cssf.lu/wp-content/uploads/MMFR_Handbook.pdf (-) CSSF Handbook]
 
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">
||[[Sending_Service|Sending Service]]
||MMF
||reportingMMF.state=up
||Reporting MMF
||1.6
||<span style="color: #868686"> <small>''83''</small/> </span>
|-
|}
 
==Credit Institutions==
 
<div style="text-align:left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|-
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||AnaCredit:  <br /> Collection of granular credit and credit risk data
||AnaCredit:  <br /> Collection of granular credit and credit risk data
||BCL
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/AnaCredit/Instructions/AnaCredit_Technical_specifications.pdf BCL - Reporting instructions]
||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/AnaCredit/index.html BCL - Reporting instructions]
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
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||<span style="color: #868686"> <small>''74''</small/> </span>
||<span style="color: #868686"> <small>''74''</small/> </span>
|-
|-
||CSDR
||CSDREP
||CSDR
||CSDR
||Reporting CSDR:<br />  Introduction of quarterly internalised settlement reporting requirements
||Reporting CSDR:<br />  Introduction of quarterly internalised settlement reporting requirements
pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)
pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)  
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf CSSF - Circular 19/709]
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CSDR
||CSDR
||reportingCSDR.state=up
||reportingCSDR.state=up
||Rapport CSDR
||Reporting CSDR-9
||
||2.1.26
||<span style="color: #868686"> <small>''78''</small/> </span>
||<span style="color: #868686"> <small>''78''</small/> </span>
|-
|-
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||«SHS-Group» report:<br /> Statistics on holdings of securities by reporting banking groups  
||«SHS-Group» report:<br /> Statistics on holdings of securities by reporting banking groups  
||BCL
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf BCL - Reporting instructions]
||[https://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf BCL - Reporting instructions]
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
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||Information on participating interest <br /> and subordinated loans
||Information on participating interest <br /> and subordinated loans
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_686.pdf (-) CSSF - Circular CSSF 18/686] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/SOC2_4.pdf (-) CSSF - Reporting instructions B2.4] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/en/Document/circular-cssf-18-686/ (-) CSSF - Circular CSSF 18/686] <br /> [https://www.cssf.lu/en/Document/luxembourgish-xbrl-taxonomy-for-b2-4-and-b2-5-reportings/ (-) CSSF - Reporting instructions B2.4] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
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||Information on staff costs and taxes <br /> and subordinated loans
||Information on staff costs and taxes <br /> and subordinated loans
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_664.pdf (-) CSSF - Circular 17/664] <br /> [https://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/prudential-reporting/recensement-des-charges-de-personnel-et-des-impots-b-25-b-et-b-25-e/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_664.pdf (-) CSSF - Circular 17/664] <br /> [https://www.cssf.lu/en/Document/tables-b-2-5-band-b-2-5-e/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
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||List of head offices, agencies, <br /> branches and representative offices
||List of head offices, agencies, <br /> branches and representative offices
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/Edifact_R_1003.pdf (-) CSSF - Reporting instructions Edifact B4.4] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/en/prudential-reporting-credit-institutions (-) CSSF - Reporting instructions Edifact B4.4] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
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|-
|-
||COFREP
||COFREP
||<small>SCOREP <br /> SLAREX <br /> SLCRXX <br /> SNSFRX <br /> SALMXX <br /> CCOREP <br /> CLAREX <br /> CLCRXX <br /> CNSFRX <br /> CALMXX <br /> CFINRP <br /> SFINRP <br /> CAEXXX <br /> SAEXXX <br /> CFPXXX <br /> SFPXXX <br /> CSBPXX <br /> SSBPXX <br /> CSBPIM <br /> SSBPIM <br /> CLCRDA <br /> SLCRDA</small/>
||<small>SCOREP <br /> SLAREX <br /> SLCRXX <br /> SNSFRX <br /> SALMXX <br /> CCOREP <br /> CLAREX <br /> CLCRXX <br /> CNSFRX <br /> CALMXX <br /> CFINRP <br /> SFINRP <br /> CAEXXX <br /> SAEXXX <br /> CFPXXX <br /> SFPXXX <br /> CSBPXX <br /> SSBPXX <br /> CSBPIM <br /> SSBPIM <br /> CLCRDA <br /> SLCRDA <br /> SRESOL <br /> SFRTBX <br /> CFRTBX  <br />  CGSIIX <br />  MRDECI <br /> SMRTLA  <br /> CMRTLA  </small/>




||<small>(-) SCOREP: SSOLV, SIPLO, SLEVR <br /> (-) SLAREX: SLAREX <br />  (-) SLCRXX: SLCR <br />  (-) SNSFRX: SNSFR <br />  (-) SALMXX: SALM <br />  (-) CCOREP: CSOLV, IPLO, CLEVR <br />  (-) CLAREX: CLAREX <br />  (-) CLCRXX: CLCR <br />  (-) CNSFRX: CNSFR <br />  (-) CALMXX: CALMM <br />  (-) CFINRP: CFINRP <br /> (-) SFINRP: SFINRP <br />  (-) CAEXXX: CAE <br />  (-) SAEXXX: SAE <br />  (-) CFPXXX: CFP <br />  (-) SFPXXX: SFP <br />  (-) CSBPXX: CSBP <br />  (-) SSBPXX: SSBP <br />  (-) CSBPIM: CSBPIM <br />  (-) SSBPIM: SSBPIM <br />  (-) CLCRDA: CLCRDA <br />  (-) SLCRDA: SLCRDA</small/>
||<small>(-) SCOREP: SSOLV, SIPLO, SLEVR <br /> (-) SLAREX: SLAREX <br />  (-) SLCRXX: SLCR <br />  (-) SNSFRX: SNSFR <br />  (-) SALMXX: SALM <br />  (-) CCOREP: CSOLV, IPLO, CLEVR <br />  (-) CLAREX: CLAREX <br />  (-) CLCRXX: CLCR <br />  (-) CNSFRX: CNSFR <br />  (-) CALMXX: CALMM <br />  (-) CFINRP: CFINRP <br /> (-) SFINRP: SFINRP <br />  (-) CAEXXX: CAE <br />  (-) SAEXXX: SAE <br />  (-) CFPXXX: CFP <br />  (-) SFPXXX: SFP <br />  (-) CSBPXX: CSBP <br />  (-) SSBPXX: SSBP <br />  (-) CSBPIM: CSBPIM <br />  (-) SSBPIM: SSBPIM <br />  (-) CLCRDA: CLCRDA <br />  (-) SLCRDA: SLCRDA <br />  (-) SRESOL: SRESOL</small/>
||CSSF
||CSSF
||[http://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32014R0680&from=EN (-) Regulation (EU) No 680/2014] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/Reporting_requirements_final_29032018.pdf (-) CSSF - Reporting requirements for credit institutions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32014R0680&from=EN (-) Regulation (EU) No 680/2014] <br /> [https://www.cssf.lu/en/prudential-reporting-credit-institutions/ (-) CSSF - Reporting requirements for credit institutions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf <br /> (-) Naming convention for CSSF reporting]<br />
 
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 183: Line 261:
||Annual Report
||Annual Report
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 193: Line 271:
|-
|-
||DOCREP
||DOCREP
||CO
||AS
||Compliance Report
||<br />
Annual report consolidated
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 206: Line 285:
|-
|-
||DOCREP
||DOCREP
||GR
||CO
||Compliance Report
||CSSF
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||GR
||Governance Report
||Governance Report
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 221: Line 313:
||Internal Audit Report
||Internal Audit Report
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 234: Line 326:
||ICAAP
||ICAAP
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]||DOC_BNK
||[[Sending_Service|Sending Service]]||DOC_BNK
Line 243: Line 335:
|-
|-
||DOCREP
||DOCREP
||LF
||ID
||Long Form Report
||<br />
ICAAP Consolidated
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 256: Line 349:
|-
|-
||DOCREP
||DOCREP
||ML
||LF
||Management Letter
||Long Form Report
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_BNK||reportingDOCBNK.state=up
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||(-) 1.1 <br /> (-) 2.1.17
Line 268: Line 362:
|-
|-
||DOCREP
||DOCREP
||RC
||LC
||Risk Control Report
||<br />
Long Form Consolidated
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_BNK||reportingDOCBNK.state=up
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||(-) 1.1 <br /> (-) 2.1.17
Line 280: Line 376:
|-
|-
||DOCREP
||DOCREP
||RP
||LD
||Recovery Plan
||<br />
Long Form Branch or Specific Participation
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 293: Line 390:
|-
|-
||DOCREP
||DOCREP
||SC
||ML
||Single Customer View
||Management Letter
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||MC
||<br />
Management Letter Consolidated
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 305: Line 415:
||<span style="color: #868686"> <small>''27''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0001
||DOCREP
||S0.1
||RC
||Daily deposit
||Risk Control Report
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK||reportingDOCBNK.state=up
||reportingBCLStat.state=up
||Reporting  des  établissements  de  crédit
||Statistiques BCL
||(-) 1.1 <br /> (-) 2.1.17
||2.1.5
||<span style="color: #868686"> <small>''27''</small/> </span>
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||S0101
||DOCREP
||S1.1
||RP
||Monthly statistical balance sheet
||Recovery Plan
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics||reportingBCLStat.state=up
||DOC_BNK
||Statistiques BCL
||reportingDOCBNK.state=up
||2.1.5
||Reporting  des  établissements  de  crédit
||<span style="color: #868686"> <small>''13''</small/> </span>
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0104
||DOCREP
||S1.4
||SC
||Adjustments due to valuation effects|
||Single Customer View
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics||reportingBCLStat.state=up
||DOC_BNK
||Statistiques BCL
||reportingDOCBNK.state=up
||2.1.5
||Reporting  des  établissements  de  crédit
||<span style="color: #868686"> <small>''13''</small/> </span>
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0105
||DOCREP
||S1.5
||LG
||Information on interest rates in EUR
||<br />
||BCL
Reconciliation LuxGAAP FINREP
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0108||S1.8||Information on securititation <br /> transactions launched <br /> by credit institutions
||DOCREP
||BCL
||RR
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||<br />  
Results Distribution
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0109||S1.9||Information on CNY (renmibi) operations
||DOCREP
||BCL
||BD
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||<br />
AC Member List
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0112-L
||DOCREP
||S1.12-L
||IL
||Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary
||<br />
||BCL
ILAAP
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.25
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''76''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0205-L
||DOCREP
||S2.5-L
||IM
||Quarterly statistical balance sheet
||<br />
||BCL
ILAAP Consolidated
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0205-N
||DOCREP
||S2.5-N
||AC
||Quarterly statistical balance sheet <br /> of credit institutions - <br /> Luxembourg entity and its branches
||<br />  
||BCL
Audit Report on AML/CTF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up|
||reportingDOCBNK.state=up
|Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0208||S2.8||Real estate loans for <br /> Lxuembourg buildings
||DOCREP
||BCL
||MF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||<br />  
Audit report on rules of conduct
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics||reportingBCLStat.state=up
||DOC_BNK
||Statistiques BCL
||reportingDOCBNK.state=up
||2.1.5
||Reporting  des  établissements  de  crédit
||<span style="color: #868686"> <small>''13''</small/> </span>
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0209-L
||DOCREP
||S2.9-L
||MM
||Staff report - <br /> Luxembourg entity
||<br />  
||BCL
Head quarter annual report
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0209-N
||DOCREP
||S2.9-N
||RE
||Staff report - <br /> Luxembourg entity and its branches
||<br />  
||BCL
Report on out-of-court complaint resolution
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0302
||DOCREP
||S3.2
||TR
||Non balance sheet information
||<br />
||BCL
Table on out-of-court complaint resolution
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||TPTBBL
||DOCREP
||TPTBBL
||AD
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
||</span></small/> <br />  
||BCL
Circ. 18/697 annexe1
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||TPT
||DOC_BNK
||reportingTPTB.state=up
||reportingDOCBNK.state=up
||Titre par Titre Bancaire
||Reporting  des  établissements  de  crédit
||2.1.6
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''20''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
|-
||TPTBBN
||S0001
||TPTBBN
||S0.1
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
||Daily deposit
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||TPT
||BCL_Statistics
||reportingTPTB.state=up
||reportingBCLStat.state=up
||Titre par Titre Bancaire
||Statistiques BCL
||2.1.6
||2.1.5
||<span style="color: #868686"> <small>''20''</small/> </span>
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||TPTBHR
||S0101
||TPTBHR
||S1.1
||Security by security report– <br /> Off-balance sheet data– <br /> Resident customers
||Monthly statistical balance sheet
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||TPT||reportingTPTB.state=up
||BCL_Statistics||reportingBCLStat.state=up
||Titre par Titre Bancaire
||Statistiques BCL
||2.1.6
||2.1.5
||<span style="color: #868686"> <small>''20''</small/> </span>
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||TPTBHN
||S0104
||TPTBHN
||S1.4
||Security by security report– <br /> Off-balance sheet data– <br /> Non-resident
||Adjustments due to valuation effects|
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||TPT
||BCL_Statistics||reportingBCLStat.state=up
||reportingTPTB.state=up
||Statistiques BCL
||Titre par Titre Bancaire
||2.1.5
||2.1.6
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''20''</small/> </span>
|-
|-
||BOP101
||S0105
||BOP1.1
||S1.5
||Balance of payments reporting
||Information on interest rates in EUR
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BOP
||BCL_Statistics
||reportingBOP.state=up
||reportingBCLStat.state=up
||Balance des Paiements
||Statistiques BCL
||2.1.7
||2.1.5
||<span style="color: #868686"> <small>''12''</small/> </span>
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||BOP102
||S0108||S1.8||Information on securititation <br /> transactions launched <br /> by credit institutions
||BOP1.2
||Cross-border payments <br /> executed for the account <br /> of the resident counterparts
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BOP||reportingBOP.state=up
||BCL_Statistics
||Balance des Paiements
||reportingBCLStat.state=up
||2.1.7
||Statistiques BCL
||<span style="color: #868686"> <small>''12''</small/> </span>
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||SPJ
||S0109||S1.9||Information on CNY (renmibi) operations
||646REP <br /> 663REP <br /> 664REP
||BCL
||Notification and execution of court orders
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf CSSF - Circular 13/566]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||n/a
||[[Sending_Service|Sending Service]]
||n/a
||BCL_Statistics
||n/a
||reportingBCLStat.state=up
||Perquisitions électroniques
||Statistiques BCL
||2.1.14
||2.1.5
||<span style="color: #868686"> <small>''48''</small/> </span>
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||ESPREP
||S0112-L
||STT
||S1.12-L
||Stress test in order to assess <br /> the interest rate risk <br /> arising from non-trading <br /> book activities
||Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary
||CSSF
||BCL
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/S0112/S0112-L_L0_instructions_EN.pdf (-) BCL - Report S 1.12-L] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||ESP
||BCL_Statistics
||reportingESP.state=up
||reportingBCLStat.state=up
||Rapport Enquête
||Reporting S1.12
||2.1.18
||2.1.25
||<span style="color: #868686"> <small>''15''</small/> </span>                
||<span style="color: #868686"> <small>''76''</small/> </span>
|-
|-
||ESPREP
||S0205-L
||DCO
||S2.5-L
||Fonds de garantie <br /> des dépôts Luxembourg <br /> (FGDL)
||Quarterly statistical balance sheet
||CSSF
||BCL
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||ESP
||BCL_Statistics
||reportingESP.state=up
||reportingBCLStat.state=up
||Rapport Enquête
||Statistiques BCL
||2.1.18
||2.1.5
||<span style="color: #868686"> <small>''15''</small/> </span>                    
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||ESPREP
||S0205-N
||BRA
||S2.5-N
||Quarterly reporting on the <br /> financial health of the branches <br /> parent entities
||Quarterly statistical balance sheet <br /> of credit institutions - <br /> Luxembourg entity and its branches
||CSSF
||BCL
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||ESP
||BCL_Statistics
||reportingESP.state=up
||reportingBCLStat.state=up|
||Rapport Enquête
|Statistiques BCL
||2.1.18
||2.1.5
||<span style="color: #868686"> <small>''15''</small/> </span>                  
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||ESPREP
||S0208||S2.8||Real estate loans for <br /> Lxuembourg buildings
||DEP
||BCL
||Residential credit deposits
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||ESP||reportingESP.state=up||Rapport Enquête
||BCL_Statistics||reportingBCLStat.state=up
||2.1.18
||Statistiques BCL
||<span style="color: #868686"> <small>''15''</small/> </span>                    
||2.1.5
|-  
||<span style="color: #868686"> <small>''13''</small/> </span>
|}
|-
 
||S0209-L
==Payment Institutions==
||S2.9-L
 
||Staff report - <br /> Luxembourg entity
<div style="text-align: left;">
||BCL
 
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||EDPREP
||Z1.1
||Balance sheet
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EDP
||BCL_Statistics
||reportingEDP.state=up
||reportingBCLStat.state=up
||Reporting EDP
||Statistiques BCL
||2.1.10
||2.1.5
||<span style="color: #868686"> <small>''29''</small/> </span>                    
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||EDPREP
||S0209-N
||Z1.2
||S2.9-N
||Identification of third-party <br /> funds held and incorporated in the balance sheet
||Staff report - <br /> Luxembourg entity and its branches
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EDP
||BCL_Statistics
||reportingEDP.state=up
||reportingBCLStat.state=up
||Reporting EDP
||Statistiques BCL
||2.1.10
||2.1.5
||<span style="color: #868686"> <small>''29''</small/> </span>                      
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||EDPREP
||S0302
||Z1.4
||S3.2
||Capital adequacy of  <br /> payment institutions
||Non balance sheet information
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EDP
||BCL_Statistics
||reportingEDP.state=up
||reportingBCLStat.state=up
||Reporting EDP
||Statistiques BCL
||2.1.10
||2.1.5
||<span style="color: #868686"> <small>''29''</small/> </span>                      
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||EDPREP
||TPTBBL
||Z2.1
||TPTBBL
||Profit and loss accoount
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EDP
||TPT
||reportingEDP.state=up
||reportingTPTB.state=up
||Reporting EDP
||Titre par Titre Bancaire
||2.1.10
||2.1.6
||<span style="color: #868686"> <small>''29''</small/> </span>                      
||<span style="color: #868686"> <small>''20''</small/> </span>
|-
 
|}
</div>
 
 
 
 
 
==Electronic Money Institutions==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
! scope="col" | '''Report <br /> naming convention'''
||TPTBBN
! scope="col" | '''Table'''
||TPTBBN
! scope="col" | '''Details'''
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
! scope="col" | '''NCA'''
||BCL
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
! scope="col" | '''e-file - <br /> Manual file transmission <br /(-) User guides <br /> (-) FAQ '''
||[[ReportGeneration|Report generation <br /> with e-form]]
! scope="col" | '''e-file - <br /> Automatic file transmission <br /(-) User guides'''
||[[Sending_Service|Sending Service]]
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
||TPT
! scope="col" | '''Sending Service <br /> listener'''
||reportingTPTB.state=up
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
||Titre par Titre Bancaire
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||2.1.6
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''20''</small/> </span>
|-
|-
||EMEREP
||TPTBHR
||W1.1
||TPTBHR
||Balance sheet
||Security by security report– <br /> Off-balance sheet data– <br /> Resident customers
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EME
||TPT||reportingTPTB.state=up
||reportingEME.state=up
||Titre par Titre Bancaire
||Reporting EME
||2.1.6
||2.1.11
||<span style="color: #868686"> <small>''20''</small/> </span>
||<span style="color: #868686"> <small>''34''</small/> </span>                      
|-
|-
||EMEREP
||TPTBHN
||W1.2
||TPTBHN
||Identification of third-party <br /> funds held and incorporated <br /> in the balance sheet
||Security by security report– <br /> Off-balance sheet data– <br /> Non-resident
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||TPT
||reportingTPTB.state=up
||Titre par Titre Bancaire
||2.1.6
||<span style="color: #868686"> <small>''20''</small/> </span>
|-
||BOP101
||BOP1.1
||Balance of payments reporting
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EME
||BOP
||reportingEME.state=up
||reportingBOP.state=up
||Reporting EME
||Balance des Paiements
||2.1.11
||2.1.7
||<span style="color: #868686"> <small>''34''</small/> </span>                        
||<span style="color: #868686"> <small>''12''</small/> </span>
|-
|-
||EMEREP
||BOP102
||W1.3
||BOP1.2
||Statement of <br /> authorised reinvestments
||Cross-border payments <br /> executed for the account <br /> of the resident counterparts
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EME
||BOP||reportingBOP.state=up
||reportingEME.state=up
||Balance des Paiements
||Reporting EME
||2.1.7
||2.1.11
||<span style="color: #868686"> <small>''12''</small/> </span>
||<span style="color: #868686"> <small>''34''</small/> </span>                        
|-
||SPJ
||646REP <br /> 663REP <br /> 664REP
||Notification and execution of court orders
||SPJ
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf CSSF - Circular 13/566]
||[[SPJ Manual#SPJ Manual | (-) SPJ Manual]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||n/a
||n/a
||n/a
||Perquisitions électroniques
||2.1.14
||<span style="color: #868686"> <small>''48''</small/> </span>
|-
|-
||EMEREP
||ESPREP
||W1.4
||STT
||Capital adequacy of <br /> electronic money institutions
||Stress test in order to assess <br /> the interest rate risk <br /> arising from non-trading <br /> book activities
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/en/credit-institutions/ (-) Ad hoc reports] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EME
||ESP
||reportingEME.state=up
||reportingESP.state=up
||Reporting EME
||Rapport Enquête
||2.1.11
||2.1.18
||<span style="color: #868686"> <small>''34''</small/> </span>                        
||<span style="color: #868686"> <small>''15''</small/> </span>                
|-
|-
||EMEREP
||ESPREP
||W2.1
||DCO
||Profit and loss account
||Fonds de garantie <br /> des dépôts Luxembourg <br /> (FGDL)
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/en/credit-institutions/ (-) Ad hoc reports]<br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EME
||ESP
||reportingEME.state=up
||reportingESP.state=up
||Reporting EME
||Rapport Enquête
||2.1.11
||2.1.18
||<span style="color: #868686"> <small>''34''</small/> </span>                
||<span style="color: #868686"> <small>''15''</small/> </span>                    
|-
|-
||EMEREP
||ESPREP
||W4.5
||BRA
||Analysis of shareholdings
||Quarterly reporting on the <br /> financial health of the branches <br /> parent entities
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/en/credit-institutions/ (-) Ad hoc reports]<br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EME
||ESP
||reportingEME.state=up
||reportingESP.state=up
||Reporting EME
||Rapport Enquête
||2.1.11
||2.1.18
||<span style="color: #868686"> <small>''34''</small/> </span>                        
||<span style="color: #868686"> <small>''15''</small/> </span>                  
|-
||ESPREP
||DEP
||Residential credit deposits
||CSSF
||[https://www.cssf.lu/en/credit-institutions/ (-) Ad hoc reports] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||ESP||reportingESP.state=up||Rapport Enquête
||2.1.18
||<span style="color: #868686"> <small>''15''</small/> </span>                     
|-
||ESPREP
||RES
||Residential real estate market
||CSSF
||[https://www.cssf.lu/en/credit-institutions/ (-) Ad hoc reports] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||ESP||reportingESP.state=up||Rapport Enquête
||2.1.18
||<span style="color: #868686"> <small>''15''</small/> </span>                     
|-
|}
|}
</div>


==Payment Institutions==


<div style="text-align: left;">


 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
==Payment Institutions/Electronic Money Institutions==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Table'''
Line 801: Line 933:
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
Line 807: Line 939:
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|-
||V0101
||EDPREP
||V1.1
||Z1.1
||Customer transfers
||Balance sheet
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||EDP
||Collecte des données de paiement (CDP)
||reportingEDP.state=up
||2.1.13
||Reporting EDP
||<span style="color: #868686"> <small>''36''</small/> </span>                        
||2.1.10
||<span style="color: #868686"> <small>''29''</small/> </span>                    
|-
|-
||V0102
||EDPREP
||V1.2
||Z1.2
||Interbank transfers
||Identification of third-party <br /> funds held and incorporated in the balance sheet
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP
||EDP
||reportingDP.state=up
||reportingEDP.state=up
||Collecte des données de paiement (CDP)
||Reporting EDP
||2.1.13
||2.1.10
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''29''</small/> </span>                      
|-
|-
||V0103
||EDPREP
||V1.3
||Z1.4
||Domiciliations
||Capital adequacy of  <br /> payment institutions
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
||EDP
||2.1.13
||reportingEDP.state=up
||<span style="color: #868686"> <small>''36''</small/> </span>
||Reporting EDP
||2.1.10
||<span style="color: #868686"> <small>''29''</small/> </span>                      
|-
|-
||V0104
||EDPREP
||V1.4
||Z2.1
||Inventory cards / terminals
||Profit and loss accoount
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP
||EDP
||reportingDP.state=up
||reportingEDP.state=up
||Collecte des données de paiement (CDP)
||Reporting EDP
||2.1.13
||2.1.10
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''29''</small/> </span>                      
|-
|}
</div>
 
 
 
 
 
==Electronic Money Institutions==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
||V0105
! scope="col" | '''Report <br /> naming convention'''
||V1.5
! scope="col" | '''Table'''
||Card transactiosn (Issuing part)
! scope="col" | '''Details'''
||BCL
! scope="col" | '''NCA'''
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||EMEREP
||W1.1
||Balance sheet
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
||EME
||2.1.13
||reportingEME.state=up
||<span style="color: #868686"> <small>''36''</small/> </span>
||Reporting EME
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                      
|-
|-
||V0106
||EMEREP
||V1.6
||W1.2
||Card transactiosn (Acquiring part)
||Identification of third-party <br /> funds held and incorporated <br /> in the balance sheet
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0107
||V1.7
||Cheques and money orders
||BCL
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||EME
||Collecte des données de paiement (CDP)
||reportingEME.state=up
||2.1.13
||Reporting EME
||<span style="color: #868686"> <small>''36''</small/> </span>
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                        
|-
|-
||V0108
||EMEREP
||V1.8
||W1.3
||Electronic money scheme
||Statement of <br /> authorised reinvestments
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||EME
||Collecte des données de paiement (CDP)
||reportingEME.state=up
||2.1.13
||Reporting EME
||<span style="color: #868686"> <small>''36''</small/> </span>
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                        
|-
|-
||V0109
||EMEREP
||V1.9
||W1.4
||Card based e-money schemes
||Capital adequacy of <br /> electronic money institutions
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||EME
||Collecte des données de paiement (CDP)
||reportingEME.state=up
||2.1.13
||Reporting EME
||<span style="color: #868686"> <small>''36''</small/> </span>
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                        
|-
|-
||V0110
||EMEREP
||V1.10
||W2.1
||Stock taking of payment accounts in bank money
||Profit and loss account
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP
||EME
||reportingDP.state=up
||reportingEME.state=up
||Collecte des données de paiement (CDP)
||Reporting EME
||2.1.13
||2.1.11
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''34''</small/> </span>                
|-
|-
||V0111
||EMEREP
||V1.11
||W4.5
||OTC cash transactions
||Analysis of shareholdings
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||EME
||Collecte des données de paiement (CDP)
||reportingEME.state=up
||2.1.13
||Reporting EME
||<span style="color: #868686"> <small>''36''</small/> </span>
||2.1.11
|-
||<span style="color: #868686"> <small>''34''</small/> </span>                         
||V0112
|}
||V1.12
</div>
||Transactions via telecommunication, digital or IT device
 
 
 
 
 
==Payment Institutions/Electronic Money Institutions==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||V0101
||V1.1
||Customer transfers
||BCL
||BCL
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP
||CDP||reportingDP.state=up
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||Collecte des données de paiement (CDP)
||2.1.13
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>                        
|-
|-
||V0113
||V0102
||V1.13
||V1.2
||Credits to the accounts by simple book entry
||Interbank transfers
||BCL
||BCL
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 965: Line 1,145:
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
||V0114
||V0103
||V1.14
||V1.3
||Debits from the account by simple book entry
||Domiciliations
||BCL
||[https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0104
||V1.4
||Inventory cards / terminals
||BCL
||BCL
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 977: Line 1,168:
||2.1.13
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|}
==Investment Funds==
<div style="text-align: left;">
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
! scope="col" | '''Report <br /> naming convention'''
||V0105
! scope="col" | '''Table'''
||V1.5
! scope="col" | '''Details'''
||Card transactiosn (Issuing part)
! scope="col" | '''NCA'''
||BCL
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ '''
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
! scope="col" | '''e-file -  <br /> Automatic file transmission <br /> (-) User guides'''
||[[Sending_Service|Sending Service]]
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
! scope="col" | '''Sending Service <br /> listener'''
||2.1.13
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
||<span style="color: #868686"> <small>''36''</small/> </span>
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
|-
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||V0106
||V1.6
||Card transactiosn (Acquiring part)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
||-
||V0107
||O4.1
||V1.7
||Yearly financial information
||Cheques and money orders
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up
||CDP||reportingDP.state=up
||Station Finesti
||Collecte des données de paiement (CDP)
||1.1
||2.1.13
||<span style="color: #868686"> <small>''8''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
||-
||V0108
||O4.2
||V1.8
||Interventions on the futures and options markets
||Electronic money scheme
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP||reportingDP.state=up
||reportingOPC.automatique.state=up
||Collecte des données de paiement (CDP)
||Station Finesti
||2.1.13
||1.1
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''8''</small/> </span>  
|-
|-
||-
||V0109
||O1.2
||V1.9
||Monthly financial information for guaranteed funds
||Card based e-money schemes
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP||reportingDP.state=up
||reportingOPC.automatique.state=up
||Collecte des données de paiement (CDP)
||Station Finesti
||2.1.13
||1.1
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''8''</small/> </span>
|-
|-
||U11
||V0110
||U1.1
||V1.10
||Monthly financial information UCITS and UCI
||Stock taking of payment accounts in bank money
||CSSF
||BCL
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF - File naming convention U1.1 reporting]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|(-) Report Generation <br /> with e-form]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />[[Transmission_follow-up#How_to_reply_to_U1.1_Global_feedbacks_from_the_CSSF|(-) How to reply to Global Feedback]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP
||reportingOPC.automatique.state=up
||reportingDP.state=up
||Station Finesti
||Collecte des données de paiement (CDP)
||1.1
||2.1.13
||<span style="color: #868686"> <small>''8''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
||S0103
||V0111
||S1.3
||V1.11
||Monthly statistical balance sheet for money market funds (MMF)
||OTC cash transactions
||BCL
||BCL
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP||reportingDP.state=up
||reportingOPC.automatique.state=up
||Collecte des données de paiement (CDP)
||Station Finesti
||2.1.13
||1.1
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''8''</small/> </span>
|-
|-
|S0106
||V0112
||S1.6
||V1.12
||Monthly statistical balance sheet for money market funds (MMF)
||Transactions via telecommunication, digital or IT device
||BCL
||BCL
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP
||reportingOPC.automatique.state=up
||reportingDP.state=up
||Station Finesti
||Collecte des données de paiement (CDP)
||1.1
||2.1.13
||<span style="color: #868686"> <small>''8''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|S02013
||V0113
||S2.13
||V1.13
||Quarterly statistical balance sheet for non-MMF investment funds
||Credits to the accounts by simple book entry
||BCL
||BCL
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP
||reportingOPC.automatique.state=up
||reportingDP.state=up
||Station Finesti
||Collecte des données de paiement (CDP)
||1.1
||2.1.13
||<span style="color: #868686"> <small>''8''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|TPTOBS
||V0114
||TPTOBS
||V1.14
||Monthly Security by security reporting for investment funds
||Debits from the account by simple book entry
||BCL
||BCL
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
|SIC
||K3.1
||Financial information to be submitted by investment companies in risk capital (SICARs)
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf (-) CSSF - Circular 08/376] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||SICAR
||CDP
||reportingSICAR.state=up
||reportingDP.state=up
||Reporting SICAR
||Collecte des données de paiement (CDP)
||1.1
||2.1.13
||<span style="color: #868686"> <small>''17''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-  
|-  
|DOCREP
||V0120
||LF
||V1.20
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
||Customer Credit transfers sent (payments)
Long Form reports (UCI Law 2010)  
||BCL
||CSSF
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Document transmission <br /> Circulars 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Long_Form||reportingLF.state=up||Doc OPC et FIS (circ. CSSF)
||CDP
||(-) 1.1 <br /> (-) 1.5
||reportingDP.state=up
||<span style="color: #868686"> <small>''21''</small/> </span>  
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-  
|-  
||DOCREP
||V0120-F
||ML
||V120-F
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
||Customer Credit transfers sent (Fraud)
Management letters  <br />
||BCL
(-) O: OPC Law 2010<br />
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
(-) O: Law 2007 <br />
(-) K: SICAR<br />  
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Document transmission <br /> Circulars 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_Letter
||CDP
||reportingML.state=up
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||(-) 1.1 <br /> (-) 1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0121
||V1.21
|| Customer credit transfers received
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|DOCREP
||V0130
||ML
||V1.30
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
|| Direct debits - reporting as creditor's PSP (payments)  
Management letters of Investment fund managers (IFM) ('''EN''') <br />
||BCL
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Document transmission <br /> Circulars 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_GFI
||CDP
||reportingMLGFI.state=up
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||(-) 1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|DOCREP
||V0130-F
||RR<br />
||V1.30-F
HK
|| Direct debits - reporting as creditor's PSP (fraud)  
||<small><span style="background:yellow"> '''NEW:'''</span></small/>
||BCL
Auditor report<br />
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
(-) O: UCI Law 2010<br />
(-) O: UCI Law 2007<br />
(-) K: SICAR<br />
(-) S: Investment fund manager (IFM) <br />
(-) A: Investment fund manager (IFM) <br />
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
Report Hong Kong Securities and Futures (HK) <br />  
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Document transmission <br /> Circulars 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||not yet available
||[[Sending_Service|Sending Service]]
||not yet available
||CDP
||not yet available
||reportingDP.state=up
||Groupe principale + Manager profile
||Collecte des données de paiement (CDP)
||1.5
||2.1.13
||<span style="color: #868686"> <small>''5''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|DOCREP<br />
||V0131
||
||V1.31
<small>
|| Direct debits - reporting as debtor's PSP 
 
||BCL
 
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
 
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
(-) GR <br />  
||[[Sending_Service|Sending Service]]
(-) ID <br />
||CDP
(-) FC <br />  
||reportingDP.state=up
(-) IA <br />
||Collecte des données de paiement (CDP)
(-) BC <br />
||2.1.13
(-) TP <br />  
||<span style="color: #868686"> <small>''36''</small/> </span>
(-) LP <br />
|-
(-) PG <br />
||V0140
(-) OG <br />
||V1.40
(-) TM <br /
|| SEPA R-transactions 
(-) RD <br />
||BCL
(-) AS <br />  
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
(-) FP <br />
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
(-) PN <br />
||[[Sending_Service|Sending Service]]
</small/>   
||CDP
||
||reportingDP.state=up
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
||Collecte des données de paiement (CDP)
'''Investment fund managers (IFM)''': <br />
||2.1.13
<small>
||<span style="color: #868686"> <small>''36''</small/> </span>
(-) Risk management function(GR) <br />  
|-
(-) OPCVM instruments information (ID) <br />
||V0141
(-) Compliance Function (FC)<br />
||V1.41
(-) Internal audit function report (IA)<br />
|| Interbank payment transactions   
(-) LBC/FT Obligation (BC) <br /
||BCL
(-) Complaints handling (TP) <br />
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
(-) Authorized third party complaints (LP) <br />
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
(-) Risk Management Procedure (PG)<br />
||[[Sending_Service|Sending Service]]
(-) Organization chart (OG) <br />  
||CDP
(-) Mandates table (TM) <br />
||reportingDP.state=up
(-) Delegates of RFI (RD) <br />  
||Collecte des données de paiement (CDP)
(-) Branch activity (AS) <br />  
||2.1.13
(-) Own funds ratio (FP) <br />
||<span style="color: #868686"> <small>''36''</small/> </span>
(-) Risk management procedure AIFM (PN)
|-
</small/>
||V0142
||CSSF
||V1.42
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Document transmission <br /> Circulars 19/708]
|| Intermediated payment transactions   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\DOC_GFI
||CDP
||reportingGFI.state=up
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|DOCREP
||V0150
||(-) PC <br /> (-) DE <br /> (-) LE
||V1.50
||SIF: <br /> (-) Prospectus (PC) <br /> (-) Offering document (DE) <br /> (-) Letter of explanation (LE)
|| Card transactions with cards issued by resident PSPs (payments)    
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Document transmission <br /> Circulars 19/708]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\PROSP_FIS
||CDP
||reportingPFIS.state=up
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||(-) 1.1 <br /> (-) 1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|DOCREP
||V0150-F
||(-) PC <br /> (-) PS <br /> (-) LE
||V1.50-F
||UCI: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Letter of explanation (LE)
|| Card transactions with cards issued by resident PSPs (fraud)    
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Document transmission <br /> Circulars 19/708]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\PROSP_OPC
||CDP
||reportingPOPC.state=up
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||(-) 1.1 <br /> (-) 1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
||V0151
|-
||V1.51
|DOCREP
|| Electronic card transactions with cards issued by resident PSPs, split by Merchant Category Codes (MCC)    
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
||BCL
||SIF Law 2007: <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report SIF (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM) <br />
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
<small><span style="background:yellow"> '''NEW'''</span></small/> SICAR: <br />
(-) Annual Report (AR) <br />
(-) Annual Report (RO)
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Document transmission <br /> Circulars 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Report_FIS
||CDP
||reportingRAFIS.state=up
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||(-) 1.1 <br /> (-) 1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
 
 
 
 
|-
|-
|DOCREP
||V0152
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
||V1.52
||UCI Law 2010: <br /> (-) Annual Report (AR)  <br /> (-) Semi-annual report SIF (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (MP)
|| Card transactions acquired by resident PSPs (payments)    
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Document transmission <br /> Circulars 19/708]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Report_OPC
||CDP
||reportingRFOPC.state=up
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||(-) 1.1 <br /> (-) 1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
||V0152F
||V1.52F
|| Card transactions acquired by resident PSPs (Fraud)    
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|DOCREP
||V0153
||AR <br /> RO
||V1.53
||<small><span style="background:yellow"> '''NEW:'''</span></small/><br />
|| Fundings and withdrawals related to prepaid cards     
Investment fund managers (IFM) ('''EN''') <br />
||BCL
Gestionnaires des fonds d'investissement (GFI)('''FR''')<br />
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
(-)Annual Report (AR) <br />
(-)Annual Report (RO) <br />
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Document transmission <br /> Circulars 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC/REPORT_GFI
||CDP
||reportingRGFI.state=up
||reportingDP.state=up
||Groupe princial  + Manager profile
||Collecte des données de paiement (CDP)
||1.5
||2.1.13
||<span style="color: #868686"> <small>''5''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
||V0160
|-  
||V1.60
|DOCREP
|| Cheques and money remittances (payments)    
||KI
||BCL
||Key Investor Information Document <br />
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
(-) O: OPC Law 2010 and Loi 2007 <br />
(-) K: SICAR<br />
(-) V: non-reglem.
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Document transmission <br /> Circulars 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br /> [[PRIIPS|(-) PRIIPs KID]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\KID_OPC
||reportingKID.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||MR
||Management Regulations of UCITS
(-) O: OPC Law 2010<br />
(-) O: Law 2007 <br />
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Document transmission <br /> Circulars 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_REGUL
||CDP
||reportingMR.state=up
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||(-) 1.1 <br /> (-) 1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-  
|-
|DOCREP
||V0160-F
||AI
||V1.60-F
||Articles of Incorporation of UCITS
|| Cheques and money remittances (Fraud)    
(-) O: UCI Law 2010 <br />
||BCL
(-) O: UCI Law 2007 <br />
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
(-) <small><span style="background:yellow"> '''NEW'''</span></small/> K: SICAR <br />
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Document transmission <br /> Circulars 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\ART_INCORP||reportingAI.state=up
||CDP
||Doc OPC et FIS (circ. CSSF)
||reportingDP.state=up
||(-) 1.1 <br /> (-) 1.5
||Collecte des données de paiement (CDP)
||<span style="color: #868686"> <small>''21''</small/> </span>  
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
||n/a
||V0170
||n/a
||V1.70
||Request for delivery of attestations
|| Over-the-counter (OTC) cash transactions     
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Document transmission <br /> Circulars 19/708]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Special_case:_UCI_attestation_request | (-) UCI attestation request]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||n/a
||[[Sending_Service|Sending Service]]
||n/a
||CDP
||n/a
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||(-) 1.1 <br /> (-) 1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|NOTREP
||V0180
||INI ''or'' <br /> UPD
||V1.80
||Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union
|| Book entries       
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf (-) CSSF 11/509] <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF - Document transmission <br /> Circulars 08/371, 09/423, 11/509]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[E-file_Light_EN#Notification_Tool|e-file Notification Tool]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\NOTIFICATIONS_UCITSIV
||CDP
||reportingNotifUcitsIV.state=up
||reportingDP.state=up
||(-) Gestion documentaire <br /> (-) Dashboard <br /> (-) Matrice d'enregistrement et de distribution
||Collecte des données de paiement (CDP)
||1.2
||2.1.13
||<span style="color: #868686"> <small>''28''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-  
|-
|}
||V0190
</div>
||V1.90
 
|| Fundings and withdrawals in e-money (except prepaid cards)
==Alternative Investment Fund Managers (AIFM)==
||BCL
 
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
<div style="text-align: left;">
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 
||[[Sending_Service|Sending Service]]
{| border="1" cellspacing="2" cellpadding="10"
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
! scope="col" | '''Report <br /> naming convention'''
||V0191
! scope="col" | '''Table'''
||V1.91
! scope="col" | '''Details'''
|| E-money transfers (payments)
! scope="col" | '''NCA'''
||BCL
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
! scope="col" | '''e-file -  <br /> Automatic file transmission <br /> (-) User guides'''
||[[Sending_Service|Sending Service]]
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
||CDP
! scope="col" | '''Sending Service <br /> listener'''
||reportingDP.state=up
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
||Collecte des données de paiement (CDP)
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||2.1.13
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|AIF
||V0191-F
||MAN
||V1.91-F
||Alternative Investment Fund reporting (AIF Manager)
|| E-money transfers (Fraud)
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581]  
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br />
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||AIF||reportingAIF.state=up
||CDP
||(-) AIF <br /> (-) AMfine
||reportingDP.state=up
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
||Collecte des données de paiement (CDP)
||<span style="color: #868686"> <small>''54''</small/> </span>  
||2.1.13
|-  
||<span style="color: #868686"> <small>''36''</small/> </span>
|AIF
|-
||AIF
||V01100
||Alternative Investment Fund reporting
||V1.100
||CSSF
|| Payment services provided by e-money institutions and payment institutions without the provision of payment accounts
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581]  
||BCL
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br />
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||AIF
||CDP
||reportingAIF.state=up
||reportingDP.state=up
||(-) AIF <br /> (-) AMfine
||Collecte des données de paiement (CDP)
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
||2.1.13
||<span style="color: #868686"> <small>''54''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|}
</div>
 
 
 
 
 
==Management Companies==
Management companies (Chapter 15 (UCITS), Chapter 16 (SIF), AIFM)
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
! scope="col" | '''Report <br /> naming convention'''
||V01110
! scope="col" | '''Table'''
||V1.110
! scope="col" | '''Details'''
|| Payment initiation services (payments)
! scope="col" | '''NCA'''
||BCL
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
||[[Sending_Service|Sending Service]]
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01110-F
||V1.110-F
|| Payment initiation services (Fraud)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01200
||V1.200
|| Stock of issued payment cards 
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01201
||V1.201
|| Stock of distributed payment cards 
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01210
||V1.210
|| Stock of terminals by terminal type   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01220
||V1.220
|| Stock of accounts (except e-money accounts)   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01221
||V1.221
|| Stock of e-money accounts   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01222
||V1.222
|| Stock of accessed accounts - account information services (AIS)   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01230
||V1.230
|| Number of customers     
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01300-F
||V1.300-F
|| Losses due to fraud per liability bearer     
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|}
 
==Investment Funds==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||-
||O4.1
||Yearly financial information
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span>
|-
||-
||O4.2
||Interventions on the futures and options markets
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span>
|-
||-
||O1.2
||Monthly financial information for guaranteed funds
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
||U11
||U1.1
||Monthly financial information UCITS and UCI
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-15-627/ (-) CSSF - Circular 15/627] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] <br />
[https://www.cssf.lu/en/Document/u1-1-reporting-life-cycle-2/ (-) CSSF - File naming convention U1.1 reporting]
||[[ReportGeneration|(-) Report Generation <br /> with e-form]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />[[https://www.e-file.lu/wiki/index.php/Transmission_Monitoring#Reply|(-) How to reply to Global Feedback]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
||S0103
||S1.3
||Monthly statistical balance sheet for money market funds (MMF)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
|S0106
||S1.6
||Monthly statistical balance sheet for non-money market funds (non-MMF)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
|S0213
||S2.13
||Quarterly statistical balance sheet for non-MMF investment funds
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
|TPTOBS
||TPTOBS
||Monthly Security by security reporting for investment funds
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
|SIC
||K3.1
||Financial information to be submitted by investment companies in risk capital (SICARs)
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf (-) CSSF - Circular 08/376] <br />[https://www.cssf.lu/en/Document/circular-cssf-15-627/ (-) CSSF - Circular 15/627] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||SICAR
||reportingSICAR.state=up
||Reporting SICAR
||1.1
||<span style="color: #868686"> <small>''17''</small/> </span>
|-
|DOCREP
||LF
||<br />
Long Form reports (UCI Law 2010)
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Long_Form||reportingLF.state=up||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
||DOCREP
||ML
||<br />
Management letters  <br />
(-) O: OPC Law 2010<br />
(-) O: Law 2007 <br />
(-) K: SICAR<br />
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_Letter
||reportingML.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||ML
||<br />
Management letters of Investment fund managers (IFM) ('''EN''') <br />
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF -  Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_GFI
||reportingMLGFI.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||RR<br />
HK
||
Auditor report<br />
(-) O: UCI Law 2010<br />
(-) O: UCI Law 2007<br />
(-) K: SICAR<br />
(-) S: Investment fund manager (IFM) <br />
(-) A: Investment fund manager (IFM) <br />
<br />
Report Hong Kong Securities and Futures (HK) <br />
 
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC/OTHER
||reportingDOC_OTH.state=up
||Doc OPC et FIS (circ. CSSF)
||1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP<br />
||
<small>
 
 
 
(-) GR <br />
(-) ID <br />
(-) FC <br />
(-) IA <br />
(-) BC <br /> 
(-) TP <br />
(-) LP <br />
(-) PG <br /> 
(-) OG <br />
(-) TM <br /> 
(-) RD <br />
(-) AS <br />
(-) FP <br />
(-) PN <br />
(-) BD <br />
(-) CO <br />
(-) ET <br />
</small/>   
||
<br />
'''Investment fund managers (IFM)''': <br />
<small>
(-) Risk management function(GR) <br />
(-) OPCVM instruments information (ID) <br />
(-) Compliance Function (FC)<br />
(-) Internal audit function report (IA)<br />
(-) LBC/FT Obligation (BC) <br /> 
(-) Complaints handling (TP) <br />
(-) Authorized third party complaints (LP) <br />
(-) Risk Management Procedure (PG)<br /> 
(-) Organization chart (OG) <br />
(-) Mandates table (TM) <br /> 
(-) Delegates of RFI (RD) <br />
(-) Branch activity (AS) <br />
(-) Own funds ratio (FP) <br />
(-) Risk management procedure AIFM (PN) <br />
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD) <br />
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) <br />
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />
<br />
 
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\DOC_GFI
||reportingGFI.state=up
||Doc OPC et FIS (circ. CSSF)
||1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||(-) PC <br /> (-) DE <br /> (-) LE
||SIF: <br /> (-) Prospectus (PC) <br /> (-) Offering document (DE) <br /> (-) Letter of explanation (LE)
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\PROSP_FIS
||reportingPFIS.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||(-) PC <br /> (-) PS <br /> (-) LE
||UCI: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Letter of explanation (LE)
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\PROSP_OPC
||reportingPOPC.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
 
 
|-
|DOCREP
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
||SIF Law 2007:  <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report SIF (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM) <br />
SICAR: <br />
(-) Annual Report (AR) <br />
(-) Other periodic report (RO)
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Report_FIS
||reportingRAFIS.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
 
 
 
 
|-
|DOCREP
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
||UCI Law 2010: <br /> (-) Annual Report (AR)  <br /> (-) Semi-annual report (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (MP)
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Report_OPC
||reportingRFOPC.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-
|DOCREP
||AR <br /> RO
||<br />
Investment fund managers (IFM) ('''EN''') <br />
Gestionnaires des fonds d'investissement (GFI)('''FR''')<br />
(-) Annual Report (AR) <br />
(-) Other periodic report (RO) <br />
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC/REPORT_GFI
||reportingRGFI.state=up
||Doc OPC et FIS (circ. CSSF)
||1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
 
 
|-
|DOCREP
||KI
||Key Investor Information Document <br />
(-) O: OPC Law 2010 and Loi 2007 <br />
(-) K: SICAR<br />
(-) V: non-reglem.
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br /> [[PRIIPS|(-) PRIIPs KID]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\KID_OPC
||reportingKID.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||MR
||Management Regulations of UCITS
(-) O: OPC Law 2010<br />
(-) O: Law 2007 <br />
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_REGUL
||reportingMR.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||AI
||Articles of Incorporation of UCITS
(-) O: UCI Law 2010 <br />
(-) O: UCI Law 2007 <br />
(-) K: SICAR <br />
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\ART_INCORP||reportingAI.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
||n/a
||n/a
||Request for delivery of attestations
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/  (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe]
||[[Transmission_Module#Special_case:_UCI_attestation_request | (-) UCI attestation request]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||n/a
||n/a
||n/a
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|NOTREP
||INI ''or'' <br /> UPD
||Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-11-509/ (-) CSSF 11/509] <br />
||[[E-file_Light_EN#Notification_Tool|e-file Notification Tool]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\NOTIFICATIONS_UCITSIV
||reportingNotifUcitsIV.state=up
||(-) Gestion documentaire <br /> (-) Dashboard <br /> (-) Matrice d'enregistrement et de distribution
||1.2
||<span style="color: #868686"> <small>''28''</small/> </span>
|-
|}
</div>
 
==Alternative Investment Fund Managers (AIFM)==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|AIF
||MAN
||Alternative Investment Fund reporting (AIF Manager)
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-23-844/ CSSF 23/844 circular] <br /> [https://www.cssf.lu/wp-content/uploads/AIFM_Reporting_Technical_Guidance.pdf  CSSF Technical guidance]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br />
[https://www.e-file.lu/wiki/AIFMD_form AIFMD reporting with Fundsquare Report Generation form]
||[[Sending_Service|Sending Service]]
||AIF||reportingAIF.state=up
||(-) AIF <br /> (-) AMfine
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
||<span style="color: #868686"> <small>''54''</small/> </span>
|-
|AIF
||AIF
||Alternative Investment Fund reporting
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-23-844/ CSSF 23/844 circular] <br /> [https://www.cssf.lu/wp-content/uploads/AIFM_Reporting_Technical_Guidance.pdf  CSSF Technical guidance]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br />
[https://www.e-file.lu/wiki/AIFMD_form AIFMD reporting with Fundsquare Report Generation form]
||[[Sending_Service|Sending Service]]
||AIF
||reportingAIF.state=up
||(-) AIF <br /> (-) AMfine
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
||<span style="color: #868686"> <small>''54''</small/> </span>
|-
|}
</div>
 
==Management Companies==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|SGOREP
||G21
||<small>(-) SG 1A: Financial situation <br /> (-) SG 1B: Profit and loss account <br /> (-) SG 1C: Table relating to other activities <br /> (-) SG 2: Other activities <br /> (-) SG: Personnel Table relating to staff</small/>
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf (-) CSSF - Circular 10/467] <br /> [https://www.cssf.lu/en/Document/circular-cssf-15-633/ (-) CSSF - Circular 15/633] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings] <br/> [https://www.cssf.lu/en/Document/g2-1-template/ (-) G2.1 template by the CSSF]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Wiki Sending Service]]
||SGO
||reportingSGO.state=up
||Rapport Société de Gestion
||(-) 1.1 <br /> (-) 2.1.16
||<span style="color: #868686"> <small>''26''</small/> </span>
|-
|DOCREP
||ML
||
Management letters of Investment fund managers (IFM) ('''EN''') <br />
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_GFI
||reportingMLGFI.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||AR
||<br />
Annual report of Investment fund managers (IFM) ('''EN''') <br />
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC/REPORT_GFI
||reportingRGFI.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||RR<br />
HK
||
Auditor report<br />
(-) S: Investment fund manager (IFM) <br />
(-) A: Investment fund manager (IFM) <br />
<br />
Report Hong Kong Securities and Futures (HK) <br />
 
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC/OTHER
||reportingDOC_OTH.state=up
||Doc OPC et FIS (circ. CSSF)
||1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP<br />
||
<small>
 
 
 
(-) GR <br />
(-) ID <br />
(-) FC <br />
(-) IA <br />
(-) BC <br /> 
(-) TP <br />
(-) LP <br />
(-) PG <br /> 
(-) OG <br />
(-) TM <br /> 
(-) RD <br />
(-) AS <br />
(-) FP <br />
(-) PN <br />
(-) BD <br />
(-) CO <br />
(-) ET <br />
</small/>   
||
<br />
'''Investment fund managers (IFM)''': <br />
<small>
(-) Risk management function(GR) <br />
(-) OPCVM instruments information (ID) <br />
(-) Compliance Function (FC)<br />
(-) Internal audit function report (IA)<br />
(-) LBC/FT Obligation (BC) <br /> 
(-) Complaints handling (TP) <br />
(-) Authorized third party complaints (LP) <br />
(-) Risk Management Procedure (PG)<br /> 
(-) Organization chart (OG) <br />
(-) Mandates table (TM) <br /> 
(-) Delegates of RFI (RD) <br />
(-) Branch activity (AS) <br />
(-) Own funds ratio (FP) <br />
(-) Risk management procedure AIFM (PN)<br />
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)<br />
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)<br />
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />
<br />
 
 
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-18-698/ (-) CSSF - Circulars 18/698]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\DOC_GFI
||reportingGFI.state=up
||Doc OPC et FIS (circ. CSSF)
||1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP<br />
||
<small>
(-) BD <br />
(-) CO <br />
(-) ET <br />
(-) BC <br />
(-) LE <br />
</small/>   
||
<br />
 
<small>
 
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)<br />
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)<br />
-) LBC/FT Obligation (BC) <br />
(-) Letter of explanation (LE) <br />
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br /> [[File:Attention.jpg|border|30px]]<span style="color: #C00000"> '''E-file should no longer be used for this procedure -ET-!!!!!!'''<br />
 
 
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-18-698/ (-) CSSF - Circulars 18/698]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708/ (-) CSSF - Circulars 19/708]<br />
[https://www.cssf.lu/en/Document/circular-cssf-19-708-appendix/ (-) Annexe cssf 19/708]
 
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC/AML_AIFM_REG
||reportingAML-AIFM-REG.state=up
||Doc OPC et FIS (circ. CSSF)
||1.5
||<span style="color: #868686"> <small>''21''</small/> </span>  
|-
|-
|SGOREP
||G21
||<small>(-) SG 1A: Financial situation <br /> (-) SG 1B: Profit and loss account <br /> (-) SG 1C: Table relating to other activities <br /> (-) SG 2: Other activities <br /> (-) SG: Personnel Table relating to staff</small/>
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf (-) CSSF - Circular 10/467] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf (-) CSSF - Circular 15/633] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Wiki Sending Service]]
||SGO
||reportingSGO.state=up
||Rapport Société de Gestion
||(-) 1.1 <br /> (-) 2.1.16
||<span style="color: #868686"> <small>''26''</small/> </span>
|-
|}
|}
</div>
</div>


==Professionals of the Financial Sector (PFS)==
==Professionals of the Financial Sector (PFS)==
Line 1,497: Line 2,398:
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
Line 1,507: Line 2,408:
||Reporting population: <br /> (-) Investment firms <br /> (-) Specialised PFS  <br /> (-) Support PFS
||Reporting population: <br /> (-) Investment firms <br /> (-) Specialised PFS  <br /> (-) Support PFS
||CSSF
||CSSF
||[http://www.cssf.lu/en/supervision/pfs/ (-) CSSF - PFS] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/en/support-pfs/ (-) CSSF - PFS] <br /> [https://www.cssf.lu/en/Document/circular-cssf-05-187/ (-) CSSF 05/187] <br/> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 1,520: Line 2,421:
||Long Form Report
||Long Form Report
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 1,533: Line 2,434:
||Management Letter
||Management Letter
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 1,555: Line 2,456:
SAEXXX<br />  
SAEXXX<br />  
CALMXX<br />  
CALMXX<br />  
SALMXX<br />  
SALMXX<br />
SRESOL<br />


||<small>
||<small>
Line 1,570: Line 2,472:
(-) CALMXX: CALMM <br />   
(-) CALMXX: CALMM <br />   
(-) SALMXX: SALMM <br />
(-) SALMXX: SALMM <br />
(-) SRESOL: SRESOL<br />
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_EI/IF_reporting_requirements_121216.pdf (-) CSSF - Reporting requirements for investment firms ] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_EI/IF_reporting_requirements_121216.pdf (-) CSSF - Reporting requirements for investment firms ] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]<br />
[[Media:CIR Reporting.pdf | (-) CIR Reporting]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 1,580: Line 2,484:
|-
|-
|}
|}


==Securitisation Vehicles==
==Securitisation Vehicles==
Line 1,598: Line 2,498:
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
Line 1,608: Line 2,508:
||Quarterly statistical balance
||Quarterly statistical balance
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.15, TPTTBS]
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 1,621: Line 2,521:
||Transactions and write-offs/write-downs on securitised loans
||Transactions and write-offs/write-downs on securitised loans
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.15, TPTTBS]
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 1,634: Line 2,534:
||Security by security reporting
||Security by security reporting
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.15, TPTTBS]
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 1,644: Line 2,544:
|}
|}
</div>
</div>


==Financial Companies==
==Financial Companies==
Line 1,662: Line 2,558:
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
Line 1,672: Line 2,568:
||Quarterly statistical balance of Financial Companies
||Quarterly statistical balance of Financial Companies
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 1,685: Line 2,581:
||Transactions of Financial Companies
||Transactions of Financial Companies
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 1,698: Line 2,594:
||Monthly security by security reporting of Financial Companies
||Monthly security by security reporting of Financial Companies
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 1,727: Line 2,623:
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
Line 1,737: Line 2,633:
||Compte rendu
||Compte rendu
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,750: Line 2,646:
||Rapport actuariel
||Rapport actuariel
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,763: Line 2,659:
||Rapport distinct du réviseur
||Rapport distinct du réviseur
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,775: Line 2,671:
||Source file reception from CAA||Rapport de gouvernance
||Source file reception from CAA||Rapport de gouvernance
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,788: Line 2,684:
||Rapport LBCFT
||Rapport LBCFT
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,800: Line 2,696:
||Source file reception from CAA||Rapports sur le traitement des réclamations
||Source file reception from CAA||Rapports sur le traitement des réclamations
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,812: Line 2,708:
||Source file reception from CAA||Enquête spécifique
||Source file reception from CAA||Enquête spécifique
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,825: Line 2,721:
||Etat trimestriel
||Etat trimestriel
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,838: Line 2,734:
||Rapport distinct Solvabilité 2 du réviseur
||Rapport distinct Solvabilité 2 du réviseur
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,851: Line 2,747:
||Fiche de renseignement
||Fiche de renseignement
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,860: Line 2,756:
||<span style="color: #868686"> <small>''62 <br /> (wkf 65)''</small/> </span>
||<span style="color: #868686"> <small>''62 <br /> (wkf 65)''</small/> </span>
|-
|-
|N01 (Comp); N02 (Comp); N03 (Comp); <br /> N04 (Comp); N05 (Réviseur); N06( Réviseur); <br /> N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp)
|N01 (Comp); N02 (Comp); N03 (Comp); <br /> N04 (Comp); N05 (Réviseur); N06( Réviseur); <br /> N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp)
||n/a
||n/a
||Rapports narratifs
||Rapports narratifs
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[Sending_Service|Wiki Sending Service]]
||[[Sending_Service|Wiki Sending Service]]
Line 1,876: Line 2,772:
||XBRL reports Solvency II
||XBRL reports Solvency II
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[https://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [https://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 1,888: Line 2,784:
||Quarterly statistical balance sheet of insurance corporations – Luxembourg entity
||Quarterly statistical balance sheet of insurance corporations – Luxembourg entity
||BCL
||BCL
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 1,900: Line 2,796:
||Information on valuation effects on the balance sheet of insurance corporations
||Information on valuation effects on the balance sheet of insurance corporations
||BCL
||BCL
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 1,913: Line 2,809:
||Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity
||Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity
||BCL
||BCL
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br />[http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br />[https://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 1,926: Line 2,822:
||Monthly Security by security reporting of insurance corporations
||Monthly Security by security reporting of insurance corporations
||BCL
||BCL
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Wiki Sending Service]]
||[[Sending_Service|Wiki Sending Service]]
Line 1,937: Line 2,833:
|}
|}
</div>
</div>


==Financial Institutions - Foreign Account Tax Compliance Act (FATCA)==
==Financial Institutions - Foreign Account Tax Compliance Act (FATCA)==
Line 1,955: Line 2,847:
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
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! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
Line 2,031: Line 2,923:
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
Line 2,041: Line 2,933:
||Other reporting
||Other reporting
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf Naming convention for CSSF reportings]
||[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 2,054: Line 2,946:
||Various correspondence
||Various correspondence
||BCL
||BCL
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_16_0282_FDI_2015.pdf BCL Reporting Instructions OTXREP]
||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_22-0112.pdf BCL Reporting Instructions OTXREP]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]

Latest revision as of 16:05, 15 January 2024

Home page Return homepage

Through its dedicated electronic platform, e-file.lu, the Luxembourg Stock Exchange and Fundsquare are able to provide an ideal solution for filing entities for all reporting requirements.

  • e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:
 - Commission de Surveillance du Secteur Financier (CSSF)
 - Banque Centrale du Luxembourg (BCL)
 - Administration des contributions directes (ACD)
 - Commissariat aux Assurances (CAA)
 - Service de Police judiciaire (SPJ)
  • It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
  • e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.


List of all Reporting types that can be used with e-file


MiFID II / MiFIR

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
TAFREP TAF Article 26 of Regulation
No 600/2014:
Obligation to report transactions
(Markets in financial instruments => MiFIR)
CSSF (-) CSSF - Press release 16/43

(-) CSSF - Circular 17/674

(-) CSSF - TAF Handbook

(-) Manual file transmission
(-) Sending types - Examples
(-) FAQ MiFIR
Sending Service TAF reportingTAF.state=up Report TAF-MIFID 2.1.23 71

Institutions for Occupational Retirement Provision

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
SUFREP IORP Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019 CSSF (-) CSSF - Circular 19/726

(-) Naming convention
(-) Technical note
(-) XBRL taxonomies to be used>


(-) Manual file transmission
(-) Sending types - Examples
Sending Service IORP reportingIORP.state=up Reporting IORP 2.1.27 80

Money Market Funds (MMF)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
MMFREP MMF

• According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF must report information to the competent authority (CSSF) of the MMF, at least on a quarterly basis or - for MMF with assets under management of less than Eur 100 million - on at least an annual basis.
• The first quarterly report should be sent to the competent authority of the MMF no later than 30 days after the end of Q1 2020.

CSSF (-) CSSF Informations

(-) Fundsquare Solution
(-) CSSF Handbook

(-) Manual file transmission
(-) Sending types - Examples
Sending Service MMF reportingMMF.state=up Reporting MMF 1.6 83

Credit Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
ANTREF
ANTT1M
ANTT2M
ANTT2Q
ANTREF
ANTT1M
ANTT2M
ANTT2Q
AnaCredit:
Collection of granular credit and credit risk data
BCL BCL - Reporting instructions (-) Manual file transmission
(-) Sending types - Examples
Sending Service Anacredit reportingAnacredit.state=up Rapport Anacredit 2.1.24 74
CSDREP CSDR Reporting CSDR:
Introduction of quarterly internalised settlement reporting requirements

pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)

CSSF CSSF - Circular 19/709 (-) Manual file transmission
(-) Sending types - Examples
Sending Service CSDR reportingCSDR.state=up Reporting CSDR-9 2.1.26 78
SHSGRP SHSGRP «SHS-Group» report:
Statistics on holdings of securities by reporting banking groups
BCL BCL - Reporting instructions (-) Manual file transmission
(-) Sending types - Examples
Sending Service GRP_BNK GRP_BNK.state=up BCL SHS report 75
FRCREP B2.4 Information on participating interest
and subordinated loans
CSSF (-) CSSF - Circular CSSF 18/686
(-) CSSF - Reporting instructions B2.4
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP reportingFINREP.state=up Rapport FINREP 2.1.3 73
FRCREP B2.5 Information on staff costs and taxes
and subordinated loans
CSSF (-) CSSF - Circular 17/664
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP reportingFINREP.state=up Rapport FINREP 2.1.3 73
BNNNN B4.4 List of head offices, agencies,
branches and representative offices
CSSF (-) CSSF - Reporting instructions Edifact B4.4
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP\EDIFACT reportingFINREP.EDIFACT.state=up Reporting EDIFACT 2.1.3 16
COFREP SCOREP
SLAREX
SLCRXX
SNSFRX
SALMXX
CCOREP
CLAREX
CLCRXX
CNSFRX
CALMXX
CFINRP
SFINRP
CAEXXX
SAEXXX
CFPXXX
SFPXXX
CSBPXX
SSBPXX
CSBPIM
SSBPIM
CLCRDA
SLCRDA
SRESOL
SFRTBX
CFRTBX
CGSIIX
MRDECI
SMRTLA
CMRTLA


(-) SCOREP: SSOLV, SIPLO, SLEVR
(-) SLAREX: SLAREX
(-) SLCRXX: SLCR
(-) SNSFRX: SNSFR
(-) SALMXX: SALM
(-) CCOREP: CSOLV, IPLO, CLEVR
(-) CLAREX: CLAREX
(-) CLCRXX: CLCR
(-) CNSFRX: CNSFR
(-) CALMXX: CALMM
(-) CFINRP: CFINRP
(-) SFINRP: SFINRP
(-) CAEXXX: CAE
(-) SAEXXX: SAE
(-) CFPXXX: CFP
(-) SFPXXX: SFP
(-) CSBPXX: CSBP
(-) SSBPXX: SSBP
(-) CSBPIM: CSBPIM
(-) SSBPIM: SSBPIM
(-) CLCRDA: CLCRDA
(-) SLCRDA: SLCRDA
(-) SRESOL: SRESOL
CSSF (-) Regulation (EU) No 680/2014
(-) CSSF - Reporting requirements for credit institutions

(-) Naming convention for CSSF reporting

(-) Manual file transmission
(-) Sending types - Examples
Sending Service COREP reportingCOREP.state=up Rapport COREP 2.1.4 72
DOCREP AR Annual Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP AS

Annual report consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP CO Compliance Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP GR Governance Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IA Internal Audit Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IC ICAAP CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ID

ICAAP Consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LF Long Form Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LC

Long Form Consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LD

Long Form Branch or Specific Participation

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ML Management Letter CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP MC

Management Letter Consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RC Risk Control Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RP Recovery Plan CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP SC Single Customer View CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LG

Reconciliation LuxGAAP FINREP

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RR

Results Distribution

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP BD

AC Member List

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IL

ILAAP

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IM

ILAAP Consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP AC

Audit Report on AML/CTF

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP MF

Audit report on rules of conduct

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP MM

Head quarter annual report

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RE

Report on out-of-court complaint resolution

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP TR

Table on out-of-court complaint resolution

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP AD

Circ. 18/697 annexe1

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
S0001 S0.1 Daily deposit BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0101 S1.1 Monthly statistical balance sheet BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0104 S1.4 Adjustments due to valuation effects| BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0105 S1.5 Information on interest rates in EUR BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0108 S1.8 Information on securititation
transactions launched
by credit institutions
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0109 S1.9 Information on CNY (renmibi) operations BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0112-L S1.12-L Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary BCL (-) BCL - Report S 1.12-L
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Reporting S1.12 2.1.25 76
S0205-L S2.5-L Quarterly statistical balance sheet BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0205-N S2.5-N Quarterly statistical balance sheet
of credit institutions -
Luxembourg entity and its branches
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up| Statistiques BCL 2.1.5 13
S0208 S2.8 Real estate loans for
Lxuembourg buildings
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0209-L S2.9-L Staff report -
Luxembourg entity
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0209-N S2.9-N Staff report -
Luxembourg entity and its branches
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0302 S3.2 Non balance sheet information BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
TPTBBL TPTBBL Security by security report–
Balance sheet data–
Luxembourg
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBBN TPTBBN Security by security report–
Balance sheet data–
Luxembourg
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBHR TPTBHR Security by security report–
Off-balance sheet data–
Resident customers
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBHN TPTBHN Security by security report–
Off-balance sheet data–
Non-resident
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
BOP101 BOP1.1 Balance of payments reporting BCL (-) BCL - Circular 2007/216
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BOP reportingBOP.state=up Balance des Paiements 2.1.7 12
BOP102 BOP1.2 Cross-border payments
executed for the account
of the resident counterparts
BCL (-) BCL - Circular 2007/216
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BOP reportingBOP.state=up Balance des Paiements 2.1.7 12
SPJ 646REP
663REP
664REP
Notification and execution of court orders SPJ CSSF - Circular 13/566 (-) SPJ Manual
(-) Sending types - Examples
n/a n/a n/a Perquisitions électroniques 2.1.14 48
ESPREP STT Stress test in order to assess
the interest rate risk
arising from non-trading
book activities
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP DCO Fonds de garantie
des dépôts Luxembourg
(FGDL)
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP BRA Quarterly reporting on the
financial health of the branches
parent entities
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP DEP Residential credit deposits CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP RES Residential real estate market CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15

Payment Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
EDPREP Z1.1 Balance sheet CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z1.2 Identification of third-party
funds held and incorporated in the balance sheet
CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z1.4 Capital adequacy of
payment institutions
CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z2.1 Profit and loss accoount CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29



Electronic Money Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
EMEREP W1.1 Balance sheet CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.2 Identification of third-party
funds held and incorporated
in the balance sheet
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.3 Statement of
authorised reinvestments
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.4 Capital adequacy of
electronic money institutions
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W2.1 Profit and loss account CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W4.5 Analysis of shareholdings CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34



Payment Institutions/Electronic Money Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
V0101 V1.1 Customer transfers BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0102 V1.2 Interbank transfers BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0103 V1.3 Domiciliations BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0104 V1.4 Inventory cards / terminals BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0105 V1.5 Card transactiosn (Issuing part) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0106 V1.6 Card transactiosn (Acquiring part) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0107 V1.7 Cheques and money orders BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0108 V1.8 Electronic money scheme BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0109 V1.9 Card based e-money schemes BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0110 V1.10 Stock taking of payment accounts in bank money BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0111 V1.11 OTC cash transactions BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0112 V1.12 Transactions via telecommunication, digital or IT device BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0113 V1.13 Credits to the accounts by simple book entry BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0114 V1.14 Debits from the account by simple book entry BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0120 V1.20 Customer Credit transfers sent (payments) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0120-F V120-F Customer Credit transfers sent (Fraud) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0121 V1.21 Customer credit transfers received BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0130 V1.30 Direct debits - reporting as creditor's PSP (payments) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0130-F V1.30-F Direct debits - reporting as creditor's PSP (fraud) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0131 V1.31 Direct debits - reporting as debtor's PSP BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0140 V1.40 SEPA R-transactions BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0141 V1.41 Interbank payment transactions BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0142 V1.42 Intermediated payment transactions BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0150 V1.50 Card transactions with cards issued by resident PSPs (payments) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0150-F V1.50-F Card transactions with cards issued by resident PSPs (fraud) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0151 V1.51 Electronic card transactions with cards issued by resident PSPs, split by Merchant Category Codes (MCC) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0152 V1.52 Card transactions acquired by resident PSPs (payments) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0152F V1.52F Card transactions acquired by resident PSPs (Fraud) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0153 V1.53 Fundings and withdrawals related to prepaid cards BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0160 V1.60 Cheques and money remittances (payments) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0160-F V1.60-F Cheques and money remittances (Fraud) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0170 V1.70 Over-the-counter (OTC) cash transactions BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0180 V1.80 Book entries BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0190 V1.90 Fundings and withdrawals in e-money (except prepaid cards) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0191 V1.91 E-money transfers (payments) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0191-F V1.91-F E-money transfers (Fraud) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01100 V1.100 Payment services provided by e-money institutions and payment institutions without the provision of payment accounts BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01110 V1.110 Payment initiation services (payments) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01110-F V1.110-F Payment initiation services (Fraud) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01200 V1.200 Stock of issued payment cards BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01201 V1.201 Stock of distributed payment cards BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01210 V1.210 Stock of terminals by terminal type BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01220 V1.220 Stock of accounts (except e-money accounts) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01221 V1.221 Stock of e-money accounts BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01222 V1.222 Stock of accessed accounts - account information services (AIS) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01230 V1.230 Number of customers BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01300-F V1.300-F Losses due to fraud per liability bearer BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36

Investment Funds

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
- O4.1 Yearly financial information CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
- O4.2 Interventions on the futures and options markets CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
- O1.2 Monthly financial information for guaranteed funds CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
U11 U1.1 Monthly financial information UCITS and UCI CSSF (-) CSSF - Circular 15/627
(-) CSSF - Circular 12/540

(-) CSSF - File naming convention U1.1 reporting

(-) Report Generation
with e-form

(-) Sending types - Examples
[How to reply to Global Feedback]
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S0103 S1.3 Monthly statistical balance sheet for money market funds (MMF) BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S0106 S1.6 Monthly statistical balance sheet for non-money market funds (non-MMF) BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S0213 S2.13 Quarterly statistical balance sheet for non-MMF investment funds BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
TPTOBS TPTOBS Monthly Security by security reporting for investment funds BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
SIC K3.1 Financial information to be submitted by investment companies in risk capital (SICARs) CSSF (-) CSSF - Circular 08/376
(-) CSSF - Circular 15/627
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service SICAR reportingSICAR.state=up Reporting SICAR 1.1 17
DOCREP LF

Long Form reports (UCI Law 2010)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Long_Form reportingLF.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP ML

Management letters
(-) O: OPC Law 2010
(-) O: Law 2007
(-) K: SICAR

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_Letter reportingML.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP ML

Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_GFI reportingMLGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP RR

HK

Auditor report
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)

Report Hong Kong Securities and Futures (HK)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/OTHER reportingDOC_OTH.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP


(-) GR
(-) ID
(-) FC
(-) IA
(-) BC
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN
(-) BD
(-) CO
(-) ET


Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\DOC_GFI reportingGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP (-) PC
(-) DE
(-) LE
SIF:
(-) Prospectus (PC)
(-) Offering document (DE)
(-) Letter of explanation (LE)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\PROSP_FIS reportingPFIS.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP (-) PC
(-) PS
(-) LE
UCI:
(-) Prospectus (PC)
(-) Simplified prospectus (PS)
(-) Letter of explanation (LE)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\PROSP_OPC reportingPOPC.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21


DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM
SIF Law 2007:
(-) Annual Report (AR)
(-) Semi-annual report SIF (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM)

SICAR:
(-) Annual Report (AR)
(-) Other periodic report (RO)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Report_FIS reportingRAFIS.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21



DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM
UCI Law 2010:
(-) Annual Report (AR)
(-) Semi-annual report (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (MP)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Report_OPC reportingRFOPC.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP AR
RO

Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI)(FR)
(-) Annual Report (AR)
(-) Other periodic report (RO)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/REPORT_GFI reportingRGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21


DOCREP KI Key Investor Information Document

(-) O: OPC Law 2010 and Loi 2007
(-) K: SICAR
(-) V: non-reglem.

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
(-) PRIIPs KID
Sending Service DOC_FIS_OPC\KID_OPC reportingKID.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP MR Management Regulations of UCITS

(-) O: OPC Law 2010
(-) O: Law 2007

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_REGUL reportingMR.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP AI Articles of Incorporation of UCITS

(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\ART_INCORP reportingAI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
n/a n/a Request for delivery of attestations CSSF (-) CSSF - Circulars 19/708

(-) Annexe

(-) UCI attestation request
(-) Sending types - Examples
n/a n/a n/a Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
NOTREP INI or
UPD
Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union CSSF (-) CSSF 11/509
e-file Notification Tool Sending Service DOC_FIS_OPC\NOTIFICATIONS_UCITSIV reportingNotifUcitsIV.state=up (-) Gestion documentaire
(-) Dashboard
(-) Matrice d'enregistrement et de distribution
1.2 28

Alternative Investment Fund Managers (AIFM)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
AIF MAN Alternative Investment Fund reporting (AIF Manager) CSSF CSSF 23/844 circular
CSSF Technical guidance
(-) Manual file transmission
(-) Sending types - Examples

AIFMD reporting with Fundsquare Report Generation form

Sending Service AIF reportingAIF.state=up (-) AIF
(-) AMfine
1.1 (filing)
1.3 (if not 1.1)
1.4 (AMFine)
54
AIF AIF Alternative Investment Fund reporting CSSF CSSF 23/844 circular
CSSF Technical guidance
(-) Manual file transmission
(-) Sending types - Examples

AIFMD reporting with Fundsquare Report Generation form

Sending Service AIF reportingAIF.state=up (-) AIF
(-) AMfine
1.1 (filing)
1.3 (if not 1.1)
1.4 (AMFine)
54

Management Companies

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
SGOREP G21 (-) SG 1A: Financial situation
(-) SG 1B: Profit and loss account
(-) SG 1C: Table relating to other activities
(-) SG 2: Other activities
(-) SG: Personnel Table relating to staff
CSSF (-) CSSF - Circular 10/467
(-) CSSF - Circular 15/633
(-) Naming convention for CSSF reportings
(-) G2.1 template by the CSSF
(-) Manual file transmission
(-) Sending types - Examples
Wiki Sending Service SGO reportingSGO.state=up Rapport Société de Gestion (-) 1.1
(-) 2.1.16
26
DOCREP ML

Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_GFI reportingMLGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP AR

Annual report of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/REPORT_GFI reportingRGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP RR

HK

Auditor report
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)

Report Hong Kong Securities and Futures (HK)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/OTHER reportingDOC_OTH.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP


(-) GR
(-) ID
(-) FC
(-) IA
(-) BC
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN
(-) BD
(-) CO
(-) ET


Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)


CSSF (-) CSSF - Circulars 18/698

(-) CSSF - Circulars 19/708
(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\DOC_GFI reportingGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP

(-) BD
(-) CO
(-) ET
(-) BC
(-) LE


(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
-) LBC/FT Obligation (BC)
(-) Letter of explanation (LE)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)
Attention.jpg E-file should no longer be used for this procedure -ET-!!!!!!


CSSF (-) CSSF - Circulars 18/698

(-) CSSF - Circulars 19/708
(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/AML_AIFM_REG reportingAML-AIFM-REG.state=up Doc OPC et FIS (circ. CSSF) 1.5 21

Professionals of the Financial Sector (PFS)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
PSFREP (-) Basic reporting
(-) Ad hoc reporting
(-) Annual information
Reporting population:
(-) Investment firms
(-) Specialised PFS
(-) Support PFS
CSSF (-) CSSF - PFS
(-) CSSF 05/187
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service PSF reportingPSF.state=up Rapport PSF 2.1.8 18
DOCREP LF Long Form Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Rapport des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ML Management Letter CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Rapport des établissements de crédit (-) 1.1
(-) 2.1.17
27
COFREP

SCOREP
SLAREX
SLCRXX
SNSFRX
CCOREP
CLAREX
CLCRXX
CNSFRS
CAEXXX
SAEXXX
CALMXX
SALMXX
SRESOL

(-) SCOREP: SSOLV, SIPLO, SLEVDA
(-) SLAREX: SLAREX
(-) SLCRXX: SLCR
(-) SNSFRX: SNSFR
(-) CCOREP: CSOLV, CIPLO, CLEVDA
(-) CLAREX: CLAREX
(-) CLCRXX: CLCR
(-) CNSFRS: CNSFR
(-) CAEXXX: tbd
(-) SAEXXX: tbd
(-) CALMXX: CALMM
(-) SALMXX: SALMM
(-) SRESOL: SRESOL

CSSF (-) CSSF - Reporting requirements for investment firms
(-) Naming convention for CSSF reportings

(-) CIR Reporting

(-) Manual file transmission
(-) Sending types - Examples
Sending Service COREP reportingCOREP.state=up Rapport COREP 2.1.4 72

Securitisation Vehicles

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
S0214 S2.14 Quarterly statistical balance BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.15, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23
S0215 S2.15 Transactions and write-offs/write-downs on securitised loans BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.15, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23
TPTTBS TPTTBS Security by security reporting BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.15, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23

Financial Companies

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
S0216 S2.16 Quarterly statistical balance of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35
S0217 S2.17 Transactions of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35
TPTIBS TPTIBS Monthly security by security reporting of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35



Insurance Corporations

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
CPR Source file reception from CAA Compte rendu CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 35)
RAC Source file reception from CAA Rapport actuariel CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 36)
RDI Source file reception from CAA Rapport distinct du réviseur CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 37)
RGO Source file reception from CAA Rapport de gouvernance CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 38)
RLB Source file reception from CAA Rapport LBCFT CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 39)
RRE Source file reception from CAA Rapports sur le traitement des réclamations CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 40)
ESP Source file reception from CAA Enquête spécifique CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 41)
ETR Source file reception from CAA Etat trimestriel CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 45)
RSO Source file reception from CAA Rapport distinct Solvabilité 2 du réviseur CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 62)
FIR Source file reception from CAA Fiche de renseignement CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 65)
N01 (Comp); N02 (Comp); N03 (Comp);
N04 (Comp); N05 (Réviseur); N06( Réviseur);
N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp)
n/a Rapports narratifs CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual Wiki Sending Service CAA reportingCAA.state=up Reporting CAA 2.1.20 62
(wkf 63 (Réviseur)/
wkf 64 (Compagnie)
S01; S02; S03; S04; S05;
S06 (Réviseur); S07; S08;
S09; S10; S11; S12; S13;
S14; S15; S16; S17; S18;
S19; S20; S23
n/a XBRL reports Solvency II CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual Sending Service CAA reportingCAA.state=up Reporting CAA 2.1.20 62
(wkf 44)
S0218-L n/a Quarterly statistical balance sheet of insurance corporations – Luxembourg entity BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf42)
S0219-L n/a Information on valuation effects on the balance sheet of insurance corporations BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)
S0403-L n/a Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)
TPTASS n/a Monthly Security by security reporting of insurance corporations BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Wiki Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)

Financial Institutions - Foreign Account Tax Compliance Act (FATCA)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
FATCA FATCA Foreign Account Tax Compliance Act Reporting ACD (-) Circulaire ECHA - n° 3 du 19 janvier 2017
(-) ACD-FATCA
(-) FATCA - User Guide of e-form
(-) FATCA - Onboarding & FAQ
Sending Service FATCA reportingFATCA.state=up Rapport FATCA 2.1.19; 2.2 60



Financial Institutions - Common Reporting Standard (CRS)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
CRS CRS Automatic exchange of
financial account information
on a global level
ACD (-) ACD-CRS
(-) Newsletter 06/02/2017
(-) ECHA-n°4 06/02/2017
(-) CRS - User Guide of e-form
(-) CRS - Onboarding & FAQ
Sending Service CRS reportingCRS.state=up Reporting CRS (-) 2.1.22
(-) 2.3
68



Other reporting CSSF BCL

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
OTHREP OTH Other reporting CSSF Naming convention for CSSF reportings (-) Manual file transmission
(-) Sending types - Examples
Sending Service OTH reportingOTH.state=up Reporting OTHER (CSSF) - 19
OTXREP OTX Various correspondence BCL BCL Reporting Instructions OTXREP (-) Manual file transmission
(-) Sending types - Examples
Sending Service Various_Correspondence reportingCD.state=up Reporting OTHER (BCL) - 22