Difference between revisions of "ProductCoverage"

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<div style="text-align: right; direction: ltr; margin-left: 1em;">[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]</div>
<div style="text-align: right; direction: ltr; margin-left: 1em;">[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]</div>


Through its dedicated electronic platform, '''e-file.lu''', the '''Luxembourg Stock Exchange''' and '''Fundsquare''' are able to provide an ideal solution for filing entities for all reporting requirements.
Through its dedicated electronic platform, '''e-file.lu''', the '''Luxembourg Stock Exchange''' and '''Fundsquare''' are able to provide an ideal solution for filing entities for all reporting requirements.


*e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as: <br />
*e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:
-Commission de Surveillance du Secteur Financier ([http://www.cssf.lu/en/ CSSF]) <br />
 
-Banque Centrale du Luxembourg ([http://www.bcl.lu/en/index.html BCL]) <br />
  - Commission de Surveillance du Secteur Financier ([http://www.cssf.lu/en/ CSSF])
-Administration des contributions directes ([http://www.impotsdirects.public.lu/fr/echanges_electroniques.html ACD]) <br />
  - Banque Centrale du Luxembourg ([https://www.bcl.lu/en/index.html BCL])
-Commissariat aux Assurances ([http://www.commassu.lu/ CAA])
  - Administration des contributions directes ([http://www.impotsdirects.public.lu/fr/echanges_electroniques.html ACD])
  - Commissariat aux Assurances ([https://www.caa.lu/ CAA])
  - Service de Police judiciaire ([https://police.public.lu/fr/votre-police/services-et-unites/police-judiciaire.html SPJ])


*It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS). <br />
*It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).


*e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.
*e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.
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'''List of all Regulartoy Reporting types to be transmitted to National Competent Authorities (NCA) through e-file''' <br />
'''List of all Reporting types that can be used with e-file'''




Line 29: Line 36:
! scope="col" | '''Details'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|-
||<span style="background:yellow"> '''NEW:''' TAFREP </span>
||TAFREP
||TAF
||TAF
||Article 26 of Regulation <br /> No 600/2014: <br /> Obligation to report transactions <br /> (Markets in financial instruments => MiFIR)''
||Article 26 of Regulation <br /> No 600/2014: <br /> Obligation to report transactions <br /> (Markets in financial instruments => MiFIR)''
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Publications/Communiques/Communiques_2016/PR1643_Article_26_MiFIR_131216.pdf (-) CSSF - Press release 16/43]
||[https://www.cssf.lu/en/2016/12/communication-regarding-article-26-obligation-to-report-transactions-of-mifir-2/ (-) CSSF - Press release 16/43]


[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_674.pdf (-) CSSF - Circular 17/674]
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_674_eng.pdf (-) CSSF - Circular 17/674]


[http://www.cssf.lu/fileadmin/files/MAF/MIFID/TAF_Handbook_v1.2.pdf (-) CSSF - TAF Handbook]
[https://www.cssf.lu/en/Document/taf-handbook/ (-) CSSF - TAF Handbook]


||[[Encryption_Module#File_transmission | Transmission module]] <br />   <span style="color: #868686">[[MIFIR|(-) FAQ MiFIR]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">[[MIFIR|(-) FAQ MiFIR]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||TAF
||TAF
Line 55: Line 62:
||2.1.23
||2.1.23
||<span style="color: #868686"> <small>''71''</small/> </span>
||<span style="color: #868686"> <small>''71''</small/> </span>
|-
|-  
|}
|}


==Institutions for Occupational Retirement Provision==
<div style="text-align: left;">
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||SUFREP
||IORP
||Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019''
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf (-) CSSF - Circular 19/726]<br />


[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention]<br />
[https://www.cssf.lu/en/Document/technical-note-for-iorps/ (-) Technical note]<br />
[https://www.eiopa.europa.eu/tools-and-data/supervisory-reporting-dpm-and-xbrl_en (-) XBRL taxonomies to be used>]<br />




||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">
||[[Sending_Service|Sending Service]]
||IORP
||reportingIORP.state=up
||Reporting IORP
||2.1.27
||<span style="color: #868686"> <small>''80''</small/> </span>
|-
|}


==Credit Institutions==
==Money Market Funds (MMF) ==


<div style="text-align: left;">
<div style="text-align: left;">
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! scope="col" | '''Details'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|-
||<span style="color: #868686"> <small>''ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q''</small/> </span>
||MMFREP
||<span style="color: #868686"> <small>''ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q''</small/> </span>
||MMF
||<span style="color: #868686"> <small>''AnaCredit: <br /> Collection of granular credit and credit risk data <br /> (ECB/2016/13)''</small/> </span>
||
||<span style="color: #868686"> <small>''BCL''</small/> </span>
•  According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF must report information to the competent authority (CSSF) of the MMF, at least on a quarterly basis or - for MMF with assets under management of less than Eur 100 million  - on at least an annual basis. <br />
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/AnaCredit/index.html <span style="color: #868686"> <small>''BCL - Reporting instructions''</small/> </span>]
•  The first quarterly report should be sent to the competent authority of the MMF no later than 30 days after the end of Q1 2020.  
||[[Encryption_Module#Transmission_tab|<span style="color: #868686"> <small>''Transmission Module''</small/> </span>]]
||[[Sending_Service|<span style="color: #868686"> <small>''Sending Service''</small/> </span>]]
||<span style="color: #868686"> <small>''Anacredit''</small/> </span>
||<span style="color: #868686"> <small>''reportingAnacredit.state=up''</small/> </span>
||<span style="color: #868686"> <small>''Rapport Anacredit''</small/> </span>
||<span style="color: #868686"> <small>''2.1.24''</small/> </span>
||<span style="color: #868686"> <small>''74''</small/> </span>
|-
||FRCREP
||B2.4
||Information on participating interest <br /> and subordinated loans
||CSSF
||CSSF
||[https://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/prudential-reporting/information-on-participating-interests-and-subordinated-loans/ CSSF - Reporting instructions]
||[https://www.cssf.lu/en/money-market-funds/ (-) CSSF Informations]<br />
||[[Encryption_Module#Transmission_tab|Transmission Module]]
[https://blog.fundsquare.net/money-market-funds-reporting/ (-) Fundsquare Solution]<br /> [https://www.cssf.lu/wp-content/uploads/MMFR_Handbook.pdf (-) CSSF Handbook]
 
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||FINREP
||MMF
||reportingFINREP.state=up
||reportingMMF.state=up
||Rapport FINREP
||Reporting MMF
||2.1.3
||1.6
||<span style="color: #868686"> <small>''73''</small/> </span>
||<span style="color: #868686"> <small>''83''</small/> </span>
|-
|}
 
==Credit Institutions==
 
<div style="text-align:left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q
||ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q
||AnaCredit:  <br /> Collection of granular credit and credit risk data
||BCL
||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/AnaCredit/index.html BCL - Reporting instructions]
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||Anacredit
||reportingAnacredit.state=up
||Rapport Anacredit
||2.1.24
||<span style="color: #868686"> <small>''74''</small/> </span>
|-
|-
||FRCREP
||CSDREP
||B2.5
||CSDR
||Information on staff costs and taxes <br /> and subordinated loans
||Reporting CSDR:<br /> Introduction of quarterly internalised settlement reporting requirements
pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_664.pdf (-) CSSF Circular 17/664] <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_664.pdf (-) CSSF - Reporting instructions]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf CSSF - Circular 19/709]
||[[Encryption_Module#File_transmission | Transmission module]]
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CSDR
||reportingCSDR.state=up
||Reporting CSDR-9
||2.1.26
||<span style="color: #868686"> <small>''78''</small/> </span>
|-
||SHSGRP
||SHSGRP
||«SHS-Group» report:<br /> Statistics on holdings of securities by reporting banking groups
||BCL
||[https://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf BCL - Reporting instructions]
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||GRP_BNK
||GRP_BNK.state=up
||BCL SHS report
||
||<span style="color: #868686"> <small>''75''</small/> </span>
|-
||FRCREP
||B2.4
||Information on participating interest <br /> and subordinated loans
||CSSF
||[https://www.cssf.lu/en/Document/circular-cssf-18-686/ (-) CSSF - Circular CSSF 18/686] <br /> [https://www.cssf.lu/en/Document/luxembourgish-xbrl-taxonomy-for-b2-4-and-b2-5-reportings/ (-) CSSF - Reporting instructions B2.4] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||FINREP
||reportingFINREP.state=up
||Rapport FINREP
||2.1.3
||<span style="color: #868686"> <small>''73''</small/> </span>
|-
||FRCREP
||B2.5
||Information on staff costs and taxes <br /> and subordinated loans
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_664.pdf (-) CSSF - Circular 17/664] <br /> [https://www.cssf.lu/en/Document/tables-b-2-5-band-b-2-5-e/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||FINREP
||FINREP
Line 124: Line 232:
||List of head offices, agencies, <br /> branches and representative offices
||List of head offices, agencies, <br /> branches and representative offices
||CSSF
||CSSF
||[https://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/prudential-reporting/list-head-offices-agencies-branches-representative-offices/ CSSF - Reporting instructions]
||[https://www.cssf.lu/en/prudential-reporting-credit-institutions (-) CSSF - Reporting instructions Edifact B4.4] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission | Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||FINREP\EDIFACT
||FINREP\EDIFACT
Line 134: Line 242:
|-
|-
||COFREP
||COFREP
||<small>SCOREP <br /> SLAREX <br /> SLCRXX <br /> SNSFRX <br /> SALMXX <br /> CCOREP <br /> CLAREX <br /> CLCRXX <br /> CNSFRX <br /> CALMXX <br /> CFINRP <br /> SFINRP <br /> CAEXXX <br /> SAEXXX <br /> CFPXXX <br /> SFPXXX <br /> CSBPXX <br /> SSBPXX <br /> CSBPIM <br /> SSBPIM <br /> CLCRDA <br /> SLCRDA</small/>
||<small>SCOREP <br /> SLAREX <br /> SLCRXX <br /> SNSFRX <br /> SALMXX <br /> CCOREP <br /> CLAREX <br /> CLCRXX <br /> CNSFRX <br /> CALMXX <br /> CFINRP <br /> SFINRP <br /> CAEXXX <br /> SAEXXX <br /> CFPXXX <br /> SFPXXX <br /> CSBPXX <br /> SSBPXX <br /> CSBPIM <br /> SSBPIM <br /> CLCRDA <br /> SLCRDA <br /> SRESOL <br /> SFRTBX <br /> CFRTBX  <br />  CGSIIX <br />  MRDECI <br /> SMRTLA  <br /> CMRTLA  </small/>




||<small>(-) SCOREP: SSOLV, SIPLO, SLEVR <br /> (-) SLAREX: SLAREX <br />  (-) SLCRXX: SLCR <br />  (-) SNSFRX: SNSFR <br />  (-) SALMXX: SALM <br />  (-) CCOREP: CSOLV, IPLO, CLEVR <br />  (-) CLAREX: CLAREX <br />  (-) CLCRXX: CLCR <br />  (-) CNSFRX: CNSFR <br />  (-) CALMXX: CALMM <br />  (-) CFINRP: CFINRP <br /> (-) SFINRP: SFINRP <br />  (-) CAEXXX: CAE <br />  (-) SAEXXX: SAE <br />  (-) CFPXXX: CFP <br />  (-) SFPXXX: SFP <br />  (-) CSBPXX: CSBP <br />  (-) SSBPXX: SSBP <br />  (-) CSBPIM: CSBPIM <br />  (-) SSBPIM: SSBPIM <br />  (-) CLCRDA: CLCRDA <br />  (-) SLCRDA: SLCRDA</small/>
||<small>(-) SCOREP: SSOLV, SIPLO, SLEVR <br /> (-) SLAREX: SLAREX <br />  (-) SLCRXX: SLCR <br />  (-) SNSFRX: SNSFR <br />  (-) SALMXX: SALM <br />  (-) CCOREP: CSOLV, IPLO, CLEVR <br />  (-) CLAREX: CLAREX <br />  (-) CLCRXX: CLCR <br />  (-) CNSFRX: CNSFR <br />  (-) CALMXX: CALMM <br />  (-) CFINRP: CFINRP <br /> (-) SFINRP: SFINRP <br />  (-) CAEXXX: CAE <br />  (-) SAEXXX: SAE <br />  (-) CFPXXX: CFP <br />  (-) SFPXXX: SFP <br />  (-) CSBPXX: CSBP <br />  (-) SSBPXX: SSBP <br />  (-) CSBPIM: CSBPIM <br />  (-) SSBPIM: SSBPIM <br />  (-) CLCRDA: CLCRDA <br />  (-) SLCRDA: SLCRDA <br />  (-) SRESOL: SRESOL</small/>
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/Reporting_requirements_final_090218.pdf CSSF - Reporting instructions]
||[https://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32014R0680&from=EN (-) Regulation (EU) No 680/2014] <br /> [https://www.cssf.lu/en/prudential-reporting-credit-institutions/ (-) CSSF - Reporting requirements for credit institutions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf <br /> (-) Naming convention for CSSF reporting]<br />
||[[Encryption_Module#File_transmission | Transmission module]]
 
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||COREP
||COREP
Line 152: Line 261:
||Annual Report
||Annual Report
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf CSSf - Circular 15/624]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission | Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||DOC_BNK
Line 162: Line 271:
|-
|-
||DOCREP
||DOCREP
||CO
||AS
||Compliance Report
||<br />
Annual report consolidated
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf CSSF - Circular 15/624]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission | Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||DOC_BNK
Line 175: Line 285:
|-
|-
||DOCREP
||DOCREP
||GR
||CO
||Governance Report
||Compliance Report
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf CSSF - Circular 15/624]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission | Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_BNK||reportingDOCBNK.state=up
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||GR
||Governance Report
||CSSF
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||(-) 1.1 <br /> (-) 2.1.17
Line 189: Line 312:
||IA
||IA
||Internal Audit Report
||Internal Audit Report
||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf CSSF - Circular 5/624]
||CSSF
||[[Encryption_Module#File_transmission | Transmission module]]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||DOC_BNK
Line 202: Line 326:
||ICAAP
||ICAAP
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf CSSF - Circular 15/624]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission | Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]||DOC_BNK
||[[Sending_Service|Sending Service]]||DOC_BNK
||reportingDOCBNK.state=up
||reportingDOCBNK.state=up
Line 211: Line 335:
|-
|-
||DOCREP
||DOCREP
||LF
||ID
||Long Form Report
||<br />
ICAAP Consolidated
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf CSSF - Circular 10/457]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission | Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||DOC_BNK
Line 224: Line 349:
|-
|-
||DOCREP
||DOCREP
||ML
||LF
||Management Letter
||Long Form Report
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf CSSF - Circular 10/457]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission | Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_BNK||reportingDOCBNK.state=up
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||(-) 1.1 <br /> (-) 2.1.17
Line 236: Line 362:
|-
|-
||DOCREP
||DOCREP
||RC
||LC
||Risk Control Report
||<br />
Long Form Consolidated
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf CSSF - Circular 5/624]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission | Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_BNK||reportingDOCBNK.state=up
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||(-) 1.1 <br /> (-) 2.1.17
Line 248: Line 376:
|-
|-
||DOCREP
||DOCREP
||RP
||LD
||Recovery Plan
||<br />
Long Form Branch or Specific Participation
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf CSSF - Circular 15/624]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission | Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||DOC_BNK
Line 261: Line 390:
|-
|-
||DOCREP
||DOCREP
||SC
||ML
||Single Customer View
||Management Letter
||CSSF
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||MC
||<br />
Management Letter Consolidated
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf CSSF - Circular 15/624]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission | Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||DOC_BNK
Line 273: Line 415:
||<span style="color: #868686"> <small>''27''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0001
||DOCREP
||S0.1
||RC
||Daily deposit
||Risk Control Report
||BCL
||CSSF
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK||reportingDOCBNK.state=up
||reportingBCLStat.state=up
||Reporting  des  établissements  de  crédit
||Statistiques BCL
||(-) 1.1 <br /> (-) 2.1.17
||2.1.5
||<span style="color: #868686"> <small>''27''</small/> </span>
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||S0101
||DOCREP
||S1.1
||RP
||Monthly statistical balance sheet
||Recovery Plan
||BCL
||CSSF
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics||reportingBCLStat.state=up
||DOC_BNK
||Statistiques BCL
||reportingDOCBNK.state=up
||2.1.5
||Reporting  des  établissements  de  crédit
||<span style="color: #868686"> <small>''13''</small/> </span>
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0104
||DOCREP
||S1.4
||SC
||Adjustments due to valuation effects|
||Single Customer View
||BCL
||CSSF
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
||[https://www.cssf.lu/fr/Document/circulaire-cssf-19-731/ (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics||reportingBCLStat.state=up
||DOC_BNK
||Statistiques BCL
||reportingDOCBNK.state=up
||2.1.5
||Reporting  des  établissements  de  crédit
||<span style="color: #868686"> <small>''13''</small/> </span>
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0105
||DOCREP
||S1.5
||LG
||Information on interest rates in EUR
||<br />
||BCL
Reconciliation LuxGAAP FINREP
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
||CSSF
||[[Encryption_Module#File_transmission |Transmission module]]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0108||S1.8||Information on securititation <br /> transactions launched <br /> by credit institutions
||DOCREP
||BCL
||RR
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
||<br />  
||[[Encryption_Module#File_transmission |Transmission module]]
Results Distribution
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0109||S1.9||Information on CNY (renmibi) operations
||DOCREP
||BCL
||BD
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
||<br />
||[[Encryption_Module#File_transmission |Transmission module]]
AC Member List
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0205-L
||DOCREP
||S2.5-L
||IL
||Quarterly statistical balance sheet
||<br />
||BCL
ILAAP
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
||CSSF
||[[Encryption_Module#File_transmission |Transmission module]]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||IM
||<br />
ILAAP Consolidated
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics||reportingBCLStat.state=up
||DOC_BNK
||Statistiques BCL
||reportingDOCBNK.state=up
||2.1.5
||Reporting  des  établissements  de  crédit
||<span style="color: #868686"> <small>''13''</small/> </span>
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0205-N
||DOCREP
||S2.5-N
||AC
||Quarterly statistical balance sheet <br /> of credit institutions - <br /> Luxembourg entity and its branches
||<br />  
||BCL
Audit Report on AML/CTF
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
||CSSF
||[[Encryption_Module#File_transmission |Transmission module]]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up|
||reportingDOCBNK.state=up
|Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0208||S2.8||Real estate loans for <br /> Lxuembourg buildings
||DOCREP
||BCL
||MF
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
||<br />  
||[[Encryption_Module#File_transmission |Transmission module]]
Audit report on rules of conduct
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics||reportingBCLStat.state=up
||DOC_BNK
||Statistiques BCL
||reportingDOCBNK.state=up
||2.1.5
||Reporting  des  établissements  de  crédit
||<span style="color: #868686"> <small>''13''</small/> </span>
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0209-L
||DOCREP
||S2.9-L
||MM
||Staff report - <br /> Luxembourg entity
||<br />  
||BCL
Head quarter annual report
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
||CSSF
||[[Encryption_Module#File_transmission |Transmission module]]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0209-N
||DOCREP
||S2.9-N
||RE
||Staff report - <br /> Luxembourg entity and its branches
||<br />  
||BCL
Report on out-of-court complaint resolution
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
||CSSF
||[[Encryption_Module#File_transmission |Transmission module]]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0302
||DOCREP
||S3.2
||TR
||Non balance sheet information
||<br />
Table on out-of-court complaint resolution
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||AD
||</span></small/> <br />
Circ. 18/697 annexe1
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||S0001
||S0.1
||Daily deposit
||BCL
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||BCL_Statistics
Line 419: Line 620:
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||TPTBBL
||S0101
||TPTBBL
||S1.1
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
||Monthly statistical balance sheet
||BCL
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report Generation <br /> e-form]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||TPT
||BCL_Statistics||reportingBCLStat.state=up
||reportingTPTB.state=up
||Statistiques BCL
||Titre par Titre Bancaire
||2.1.5
||2.1.6
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''20''</small/> </span>
 
|-
|-
||TPTBBN
||S0104
||TPTBBN
||S1.4
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
||Adjustments due to valuation effects|
||BCL
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report Generation <br /> e-form]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||TPT
||BCL_Statistics||reportingBCLStat.state=up
||reportingTPTB.state=up
||Statistiques BCL
||Titre par Titre Bancaire
||2.1.5
||2.1.6
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''20''</small/> </span>
|-
|-
||TPTBHR
||S0105
||TPTBHR
||S1.5
||Security by security report– <br /> Off-balance sheet data– <br /> Resident customers
||Information on interest rates in EUR
||BCL
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report Generation <br /> e-form]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||TPT||reportingTPTB.state=up
||BCL_Statistics
||Titre par Titre Bancaire
||reportingBCLStat.state=up
||2.1.6
||Statistiques BCL
||<span style="color: #868686"> <small>''20''</small/> </span>
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||TPTBHN
||S0108||S1.8||Information on securititation <br /> transactions launched <br /> by credit institutions
||TPTBHN
||Security by security report– <br /> Off-balance sheet data– <br /> Non-resident
||BCL
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report Generation <br /> e-form]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||TPT
||BCL_Statistics
||reportingTPTB.state=up
||reportingBCLStat.state=up
||Titre par Titre Bancaire
||Statistiques BCL
||2.1.6
||2.1.5
||<span style="color: #868686"> <small>''20''</small/> </span>
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||BOP101
||S0109||S1.9||Information on CNY (renmibi) operations
||BOP1.1
||Balance of payments reporting
||BCL
||BCL
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Instructions/index.html BCL - Reporting instructions]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BOP
||BCL_Statistics
||reportingBOP.state=up
||reportingBCLStat.state=up
||Balance des Paiements
||Statistiques BCL
||2.1.7
||2.1.5
||<span style="color: #868686"> <small>''12''</small/> </span>
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||BOP102
||S0112-L
||BOP1.2
||S1.12-L
||Cross-border payments <br /> executed for the account <br /> of the resident counterparts
||Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary
||BCL
||BCL
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Instructions/index.html BCL - Reporting instructions]
||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/S0112/S0112-L_L0_instructions_EN.pdf (-) BCL - Report S 1.12-L] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BOP||reportingBOP.state=up
||BCL_Statistics
||Balance des Paiements
||reportingBCLStat.state=up
||2.1.7
||Reporting S1.12
||<span style="color: #868686"> <small>''12''</small/> </span>
||2.1.25
||<span style="color: #868686"> <small>''76''</small/> </span>
|-
|-
||SPJ
||S0205-L
||646REP <br /> 663REP <br /> 664REP
||S2.5-L
||Notification and execution of court orders
||Quarterly statistical balance sheet
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf CSSF - Circular 13/566]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||n/a
||[[Sending_Service|Sending Service]]
||n/a
||BCL_Statistics
||n/a
||reportingBCLStat.state=up
||Perquisitions électroniques
||Statistiques BCL
||2.1.14
||2.1.5
||<span style="color: #868686"> <small>''48''</small/> </span>
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||ESPREP
||S0205-N
||STT
||S2.5-N
||Stress test in order to assess <br /> the interest rate risk <br /> arising from non-trading <br /> book activities
||Quarterly statistical balance sheet <br /> of credit institutions - <br /> Luxembourg entity and its branches
||CSSF
||BCL
||[http://www.cssf.lu/surveillance/banques/reporting-legal/recueil/rapports-ad-hoc/ CSSF - Ad hoc reports]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||ESP
||BCL_Statistics
||reportingESP.state=up
||reportingBCLStat.state=up|
||Rapport Enquête
|Statistiques BCL
||2.1.18
||2.1.5
||<span style="color: #868686"> <small>''15''</small/> </span>                
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||ESPREP
||S0208||S2.8||Real estate loans for <br /> Lxuembourg buildings
||DCO
||BCL
||Fonds de garantie <br /> des dépôts Luxembourg <br /> (FGDL)
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[http://www.cssf.lu/surveillance/banques/reporting-legal/recueil/rapports-ad-hoc/ CSSF - Ad hoc reports]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||ESP
||BCL_Statistics||reportingBCLStat.state=up
||reportingESP.state=up
||Statistiques BCL
||Rapport Enquête
||2.1.5
||2.1.18
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''15''</small/> </span>                    
|-
|-
||ESPREP
||S0209-L
||BRA
||S2.9-L
||Quarterly reporting on the <br /> financial health of the branches <br /> parent entities
||Staff report - <br /> Luxembourg entity
||CSSF
||BCL
||[http://www.cssf.lu/surveillance/banques/reporting-legal/recueil/rapports-ad-hoc/ CSSF - Ad hoc reports]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||ESP
||BCL_Statistics
||reportingESP.state=up
||reportingBCLStat.state=up
||Rapport Enquête
||Statistiques BCL
||2.1.18
||2.1.5
||<span style="color: #868686"> <small>''15''</small/> </span>                  
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||ESPREP
||S0209-N
||DEP
||S2.9-N
||Residential credit deposits
||Staff report - <br /> Luxembourg entity and its branches
||CSSF
||BCL
||[http://www.cssf.lu/surveillance/banques/reporting-legal/recueil/rapports-ad-hoc/ CSSF - Ad hoc reports]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||ESP||reportingESP.state=up||Rapport Enquête
||BCL_Statistics
||2.1.18
||reportingBCLStat.state=up
||<span style="color: #868686"> <small>''15''</small/> </span>                    
||Statistiques BCL
|-  
||2.1.5
|}
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
||S0302
 
||S3.2
 
||Non balance sheet information
 
||BCL
==Payment Institutions==
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||reportingBCLStat.state=up
||Statistiques BCL
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
||TPTBBL
||TPTBBL
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
||BCL
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||TPT
||reportingTPTB.state=up
||Titre par Titre Bancaire
||2.1.6
||<span style="color: #868686"> <small>''20''</small/> </span>


<div style="text-align: left;">
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
! scope="col" | '''Report <br /> naming convention'''
||TPTBBN
! scope="col" | '''Table'''
||TPTBBN
! scope="col" | '''Details'''
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
! scope="col" | '''NCA'''
||BCL
! scope="col" | '''NCA information'''
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
! scope="col" | '''e-file <br /(-) User Guides<br /> (-) FAQ '''
||[[ReportGeneration|Report generation <br /> with e-form]]
! scope="col" | '''Automatic file transmission'''
||[[Sending_Service|Sending Service]]
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
||TPT
! scope="col" | '''Sending Service <br /> listener'''
||reportingTPTB.state=up
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
||Titre par Titre Bancaire
! scope="col" | '''Fundsquare product catalog <br /> reference'''
||2.1.6
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''20''</small/> </span>
|-
|-
||EDPREP
||TPTBHR
||Z1.1
||TPTBHR
||Balance sheet
||Security by security report– <br /> Off-balance sheet data– <br /> Resident customers
||CSSF
||BCL
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ CSSF - Circular 10/462 and CSSF - Circular 11/511]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EDP
||TPT||reportingTPTB.state=up
||reportingEDP.state=up
||Titre par Titre Bancaire
||Reporting EDP
||2.1.6
||2.1.10
||<span style="color: #868686"> <small>''20''</small/> </span>
||<span style="color: #868686"> <small>''29''</small/> </span>                    
|-
|-
||EDPREP
||TPTBHN
||Z1.2
||TPTBHN
||Identification of third-party <br /> funds held and incorporated in the balance sheet
||Security by security report– <br /> Off-balance sheet data– <br /> Non-resident
||CSSF
||BCL
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ CSSF - Circular CSSF 10/462 and CSSF - Circular11/511]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EDP
||TPT
||reportingEDP.state=up
||reportingTPTB.state=up
||Reporting EDP
||Titre par Titre Bancaire
||2.1.10
||2.1.6
||<span style="color: #868686"> <small>''29''</small/> </span>                      
||<span style="color: #868686"> <small>''20''</small/> </span>
|-
|-
||EDPREP
||BOP101
||Z1.4
||BOP1.1
||Capital adequacy of <br /> payment institutions
||Balance of payments reporting
||CSSF
||BCL
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ CSSF - Circular 10/462 and CSSF - Circular 11/511]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EDP
||BOP
||reportingEDP.state=up
||reportingBOP.state=up
||Reporting EDP
||Balance des Paiements
||2.1.10
||2.1.7
||<span style="color: #868686"> <small>''29''</small/> </span>                      
||<span style="color: #868686"> <small>''12''</small/> </span>
|-
|-
||EDPREP
||BOP102
||Z2.1
||BOP1.2
||Profit and loss accoount
||Cross-border payments <br /> executed for the account <br /> of the resident counterparts
||CSSF
||BCL
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ CSSF - Circular 10/462 andCSSF - Circular 11/511]
||[https://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EDP
||BOP||reportingBOP.state=up
||reportingEDP.state=up
||Balance des Paiements
||Reporting EDP
||2.1.7
||2.1.10
||<span style="color: #868686"> <small>''12''</small/> </span>
||<span style="color: #868686"> <small>''29''</small/> </span>                      
|-
|}
</div>
 
 
 
 
 
==Electronic Money Institutions==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
! scope="col" | '''Report <br /> naming convention'''
||SPJ
! scope="col" | '''Table'''
||646REP <br /> 663REP <br /> 664REP
! scope="col" | '''Details'''
||Notification and execution of court orders
! scope="col" | '''NCA'''
||SPJ
! scope="col" | '''NCA information'''
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf CSSF - Circular 13/566]
! scope="col" | '''e-file <br /(-) User Guides<br /> (-) FAQ '''
||[[SPJ Manual#SPJ Manual | (-) SPJ Manual]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
! scope="col" | '''Automatic file transmission'''
||n/a
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
||n/a
! scope="col" | '''Sending Service <br /> listener'''
||n/a
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
||Perquisitions électroniques
! scope="col" | '''Fundsquare product catalog <br /> reference'''
||2.1.14
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''48''</small/> </span>
|-
|-
||EMEREP
||ESPREP
||W1.1
||STT
||Balance sheet
||Stress test in order to assess <br /> the interest rate risk <br /> arising from non-trading <br /> book activities
||CSSF
||CSSF
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF - Circular 10/462 and CSSF - Circular 11/522]
||[https://www.cssf.lu/en/credit-institutions/ (-) Ad hoc reports] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EME
||ESP
||reportingEME.state=up
||reportingESP.state=up
||Reporting EME
||Rapport Enquête
||2.1.11
||2.1.18
||<span style="color: #868686"> <small>''34''</small/> </span>                      
||<span style="color: #868686"> <small>''15''</small/> </span>                
|-
|-
||EMEREP
||ESPREP
||W1.2
||DCO
||Identification of third-party <br /> funds held and incorporated <br /> in the balance sheet
||Fonds de garantie <br /> des dépôts Luxembourg <br /> (FGDL)
||CSSF
||CSSF
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF - Circular 10/462 and CSSF - Circular 11/522]
||[https://www.cssf.lu/en/credit-institutions/ (-) Ad hoc reports]<br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EME
||ESP
||reportingEME.state=up
||reportingESP.state=up
||Reporting EME
||Rapport Enquête
||2.1.11
||2.1.18
||<span style="color: #868686"> <small>''34''</small/> </span>                        
||<span style="color: #868686"> <small>''15''</small/> </span>                    
|-
|-
||EMEREP
||ESPREP
||W1.3
||BRA
||Statement of <br /> authorised reinvestments
||Quarterly reporting on the <br /> financial health of the branches <br /> parent entities
||CSSF
||CSSF
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF - Circular 10/462 and CSSF - Circular 11/522]
||[https://www.cssf.lu/en/credit-institutions/ (-) Ad hoc reports]<br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EME
||ESP
||reportingEME.state=up
||reportingESP.state=up
||Reporting EME
||Rapport Enquête
||2.1.11
||2.1.18
||<span style="color: #868686"> <small>''34''</small/> </span>                        
||<span style="color: #868686"> <small>''15''</small/> </span>                  
|-
|-
||EMEREP
||ESPREP
||W1.4
||DEP
||Capital adequacy of <br /> electronic money institutions
||Residential credit deposits
||CSSF
||CSSF
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF - Circular 10/462 and CSSF - Circular 11/522]
||[https://www.cssf.lu/en/credit-institutions/ (-) Ad hoc reports] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EME
||ESP||reportingESP.state=up||Rapport Enquête
||reportingEME.state=up
||2.1.18
||Reporting EME
||<span style="color: #868686"> <small>''15''</small/> </span>                    
||2.1.11
|-  
||<span style="color: #868686"> <small>''34''</small/> </span>                        
||ESPREP
|-
||RES
||EMEREP
||Residential real estate market
||W2.1
||Profit and loss account
||CSSF
||CSSF
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF - Circular 10/462 and CSSF - Circular 11/522]
||[https://www.cssf.lu/en/credit-institutions/ (-) Ad hoc reports] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EME
||ESP||reportingESP.state=up||Rapport Enquête
||reportingEME.state=up
||2.1.18
||Reporting EME
||<span style="color: #868686"> <small>''15''</small/> </span>                    
||2.1.11
|-  
||<span style="color: #868686"> <small>''34''</small/> </span>                
|}
|-
||EMEREP
||W4.5
||Analysis of shareholdings
||CSSF
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF - Circular 10/462 and CSSF - Circular 11/522]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Sending_Service|Sending Service]]
||EME
||reportingEME.state=up
||Reporting EME
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                         
|}
</div>
 
 
 


 
==Payment Institutions==
==Payment Institutions/Electronic Money Institutions==


<div style="text-align: left;">
<div style="text-align: left;">
Line 756: Line 930:
! scope="col" | '''Details'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|-
||V0101
||EDPREP
||V1.1
||Z1.1
||Customer transfers
||Balance sheet
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL Regulation 2011/9]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||EDP
||Collecte des données de paiement (CDP)
||reportingEDP.state=up
||2.1.13
||Reporting EDP
||<span style="color: #868686"> <small>''36''</small/> </span>                        
||2.1.10
||<span style="color: #868686"> <small>''29''</small/> </span>                    
|-
|-
||V0102
||EDPREP
||V1.2
||Z1.2
||Interbank transfers
||Identification of third-party <br /> funds held and incorporated in the balance sheet
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP
||EDP
||reportingDP.state=up
||reportingEDP.state=up
||Collecte des données de paiement (CDP)
||Reporting EDP
||2.1.13
||2.1.10
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''29''</small/> </span>                      
|-
|-
||V0103
||EDPREP
||V1.3
||Z1.4
||Domiciliations
||Capital adequacy of  <br /> payment institutions
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
||EDP
||2.1.13
||reportingEDP.state=up
||<span style="color: #868686"> <small>''36''</small/> </span>
||Reporting EDP
||2.1.10
||<span style="color: #868686"> <small>''29''</small/> </span>                      
|-
|-
||V0104
||EDPREP
||V1.4
||Z2.1
||Inventory cards / terminals
||Profit and loss accoount
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP
||EDP
||reportingDP.state=up
||reportingEDP.state=up
||Collecte des données de paiement (CDP)
||Reporting EDP
||2.1.13
||2.1.10
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''29''</small/> </span>                      
|-
|}
</div>
 
 
 
 
 
==Electronic Money Institutions==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
||V0105
! scope="col" | '''Report <br /> naming convention'''
||V1.5
! scope="col" | '''Table'''
||Card transactiosn (Issuing part)
! scope="col" | '''Details'''
||BCL
! scope="col" | '''NCA'''
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
||[[Encryption_Module#File_transmission |Transmission module]]
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
||[[Sending_Service|Sending Service]]
! scope="col" | '''e-file - <br /> Automatic file transmission <br />  (-) User guides'''
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
||2.1.13
! scope="col" | '''Sending Service <br /> listener'''
||<span style="color: #868686"> <small>''36''</small/> </span>
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|-
||V0106
||EMEREP
||V1.6
||W1.1
||Card transactiosn (Acquiring part)
||Balance sheet
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
||EME
||2.1.13
||reportingEME.state=up
||<span style="color: #868686"> <small>''36''</small/> </span>
||Reporting EME
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                      
|-
|-
||V0107
||EMEREP
||V1.7
||W1.2
||Cheques and money orders
||Identification of third-party <br /> funds held and incorporated <br /> in the balance sheet
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||EME
||Collecte des données de paiement (CDP)
||reportingEME.state=up
||2.1.13
||Reporting EME
||<span style="color: #868686"> <small>''36''</small/> </span>
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                        
|-
|-
||V0108
||EMEREP
||V1.8
||W1.3
||Electronic money scheme
||Statement of <br /> authorised reinvestments
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||EME
||Collecte des données de paiement (CDP)
||reportingEME.state=up
||2.1.13
||Reporting EME
||<span style="color: #868686"> <small>''36''</small/> </span>
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                        
|-
|-
||V0109
||EMEREP
||V1.9
||W1.4
||Card based e-money schemes
||Capital adequacy of <br /> electronic money institutions
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||EME
||Collecte des données de paiement (CDP)
||reportingEME.state=up
||2.1.13
||Reporting EME
||<span style="color: #868686"> <small>''36''</small/> </span>
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                        
|-
|-
||V0110
||EMEREP
||V1.10
||W2.1
||Stock taking of payment accounts in bank money
||Profit and loss account
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP
||EME
||reportingDP.state=up
||reportingEME.state=up
||Collecte des données de paiement (CDP)
||Reporting EME
||2.1.13
||2.1.11
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''34''</small/> </span>                
|-
|-
||V0111
||EMEREP
||V1.11
||W4.5
||OTC cash transactions
||Analysis of shareholdings
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [https://www.cssf.lu/en/legal-reporting-aisp-emoney-institution-payment-institution/ (-) CSSF - Reporting instructions] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||EME
||Collecte des données de paiement (CDP)
||reportingEME.state=up
||2.1.13
||Reporting EME
||<span style="color: #868686"> <small>''36''</small/> </span>
||2.1.11
|-
||<span style="color: #868686"> <small>''34''</small/> </span>                         
||V0112
|}
||V1.12
</div>
||Transactions via telecommunication, digital or IT device
 
 
 
 
 
==Payment Institutions/Electronic Money Institutions==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||V0101
||V1.1
||Customer transfers
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP
||CDP||reportingDP.state=up
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||Collecte des données de paiement (CDP)
||2.1.13
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>                        
|-
|-
||V0113
||V0102
||V1.13
||V1.2
||Credits to the accounts by simple book entry
||Interbank transfers
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP
||CDP
Line 923: Line 1,145:
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
||V0114
||V0103
||V1.14
||V1.3
||Debits from the account by simple book entry
||Domiciliations
||BCL
||[https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0104
||V1.4
||Inventory cards / terminals
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP
||CDP
Line 935: Line 1,168:
||2.1.13
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|}
==Investment Funds==
<div style="text-align: left;">
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
! scope="col" | '''Report <br /> naming convention'''
||V0105
! scope="col" | '''Table'''
||V1.5
! scope="col" | '''Details'''
||Card transactiosn (Issuing part)
! scope="col" | '''NCA'''
||BCL
! scope="col" | '''NCA information'''
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
! scope="col" | '''e-file <br /> (-) User Guides<br /> (-) FAQ '''
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
! scope="col" | '''Automatic file transmission'''
||[[Sending_Service|Sending Service]]
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
! scope="col" | '''Sending Service <br /> listener'''
||2.1.13
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
||<span style="color: #868686"> <small>''36''</small/> </span>
! scope="col" | '''Fundsquare product catalog <br /> reference'''
|-
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||V0106
||V1.6
||Card transactiosn (Acquiring part)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
||-
||V0107
||O4.1
||V1.7
||Yearly financial information
||Cheques and money orders
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf CSSF - Circular IML 97/136]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report Generation <br /> e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up
||CDP||reportingDP.state=up
||Station Finesti
||Collecte des données de paiement (CDP)
||1.1
||2.1.13
||<span style="color: #868686"> <small>''8''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
||-
||V0108
||O4.2
||V1.8
||Interventions on the futures and options markets
||Electronic money scheme
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf CSSF - Circular IML 97/136]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report Generation <br /> e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP||reportingDP.state=up
||reportingOPC.automatique.state=up
||Collecte des données de paiement (CDP)
||Station Finesti
||2.1.13
||1.1
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''8''</small/> </span>  
|-
|-
||-
||V0109
||O1.2
||V1.9
||Monthly financial information for guaranteed funds
||Card based e-money schemes
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf CSSF - Circular IML 97/136]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report Generation <br /> e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP||reportingDP.state=up
||reportingOPC.automatique.state=up
||Collecte des données de paiement (CDP)
||Station Finesti
||2.1.13
||1.1
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''8''</small/> </span>
|-
|-
||U11
||V0110
||U1.1
||V1.10
||Monthly financial information UCITS and UCI
||Stock taking of payment accounts in bank money
||CSSF
||BCL
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF -F ile naming convention U1.1 reporting]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|(-) Report Generation <br /> e-form]] <br /> [[Encryption_Module#Transmission_tab|(-) Transmission Module]]<br />[[Transmission_follow-up#How_to_reply_to_U1.1_Global_feedback|(-) CSSF - Global feedback]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP
||reportingOPC.automatique.state=up
||reportingDP.state=up
||Station Finesti
||Collecte des données de paiement (CDP)
||1.1
||2.1.13
||<span style="color: #868686"> <small>''8''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
||S0103
||V0111
||S1.3
||V1.11
||Monthly statistical balance sheet for money market funds (MMF)
||OTC cash transactions
||BCL
||BCL
||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/index.html BCL - Reporting instructions]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report Generation <br /> e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP||reportingDP.state=up
||reportingOPC.automatique.state=up
||Collecte des données de paiement (CDP)
||Station Finesti
||2.1.13
||1.1
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''8''</small/> </span>
|-
|-
|S0106
||V0112
||S1.6
||V1.12
||Monthly statistical balance sheet for money market funds (MMF)
||Transactions via telecommunication, digital or IT device
||BCL
||BCL
||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/index.html BCL - Reporting instructions]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report Generation <br /> e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP
||reportingOPC.automatique.state=up
||reportingDP.state=up
||Station Finesti
||Collecte des données de paiement (CDP)
||1.1
||2.1.13
||<span style="color: #868686"> <small>''8''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|S02013
||V0113
||S2.13
||V1.13
||Quarterly statistical balance sheet for non-MMF investment funds
||Credits to the accounts by simple book entry
||BCL
||BCL
||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/index.html BCL - Reporting instructions]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report Generation <br /> e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP
||reportingOPC.automatique.state=up
||reportingDP.state=up
||Station Finesti
||Collecte des données de paiement (CDP)
||1.1
||2.1.13
||<span style="color: #868686"> <small>''8''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|TPTOBS
||V0114
||TPTOBS
||V1.14
||Monthly Security by security reporting for investment funds
||Debits from the account by simple book entry
||BCL
||BCL
||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/index.html BCL - Reporting instructions]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report Generation <br /> e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP
||reportingOPC.automatique.state=up
||reportingDP.state=up
||Station Finesti
||Collecte des données de paiement (CDP)
||1.1
||2.1.13
||<span style="color: #868686"> <small>''8''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-  
|SIC
||V0120
||K3.1
||V1.20
||Financial information to be submitted by investment companies in risk capital (SICARs)
||Customer Credit transfers sent (payments)
||CSSF
||BCL
||[http://www.cssf.lu/en/supervision/ivm/sicar/legal-reporting/ Circulars <br /> (-) CSSF 08/376  <br /> (-) CSSF 08/334 <br /> (-) CSSF 15/627]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||SICAR
||CDP
||reportingSICAR.state=up
||reportingDP.state=up
||Reporting SICAR
||Collecte des données de paiement (CDP)
||1.1
||2.1.13
||<span style="color: #868686"> <small>''17''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-  
|-  
|PDRREP <br /> DOCREP
||V0120-F
||LF <br /> RR
||V120-F
||Long Form reports (LF) <br /> Other auditor report (RR)
||Customer Credit transfers sent (Fraud)
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf (-) CSSF 09/423] <br />[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF-File name convention]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Long_Form||reportingLF.state=up||Doc OPC et FIS (circ. CSSF)
||CDP
||(-) 1.1 <br /> (-) 1.5
||reportingDP.state=up
||<span style="color: #868686"> <small>''21''</small/> </span>  
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-  
|-  
|PDRREP <br /> DOCREP
||V0121
||ML <br /> RR
||V1.21
||Management Letters (ML) <br /> Other auditor report (RR)
|| Customer credit transfers received
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br />[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF-File name convention]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_Letter
||CDP
||reportingML.state=up
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||(-) 1.1 <br /> (-) 1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|DOCREP
||V0130
||<small>(-) PC <br /> (-) PS <br /> (-) DE <br /> (-) LE</small/>
||V1.30
||<small>SIF: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Offering document (DE) <br /> (-) Letter of explanation (LE)</small/>
|| Direct debits - reporting as creditor's PSP (payments)  
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf CSSF-File name convention]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\PROSP_FIS
||CDP
||reportingPFIS.state=up
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||(-) 1.1 <br /> (-) 1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|DOCREP
||V0130-F
||<small>(-) PC <br /> (-) PS <br /> (-) LE</small/>
||V1.30-F
||<small>UCI: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Letter of explanation (LE)</small/>
|| Direct debits - reporting as creditor's PSP (fraud)  
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf CSSF-File name convention]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\PROSP_OPC
||CDP
||reportingPOPC.state=up
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||(-) 1.1 <br /> (-) 1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-  
|-
|DOCREP
||V0131
||(-) <small>AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM <br /></small/>
||V1.31
||<small>SIF:  <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM)</small/>
|| Direct debits - reporting as debtor's PSP  
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf CSSF-File name convention]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Report_FIS
||CDP
||reportingRAFIS.state=up
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||(-) 1.1 <br /> (-) 1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|DOCREP
||V0140
||<small>(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM</small/>
||V1.40
||<small>UCI: <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report(RO) <br /> (-) Movements in the securities portfolios (MP)</small/>
|| SEPA R-transactions 
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf CSSF-File name convention]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Report_OPC
||CDP
||reportingRFOPC.state=up
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||(-) 1.1 <br /> (-) 1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-  
|-
|DOCREP
||V0141
||KI
||V1.41
||Key Investor Information Document
|| Interbank payment transactions   
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf CSSF-File name convention]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission | (-) Transmission module]] <br /> [[PRIIPS|(-) <span style="background:yellow"> '''NEW:''' </span> PRIIPs KID]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\KID_OPC
||CDP
||reportingKID.state=up
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||(-) 1.1 <br /> (-) 1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-  
|-
|DOCREP
||V0142
||MR
||V1.42
||Management Regulations of UCITS
|| Intermediated payment transactions   
||CSSF
||BCL
||Circulars <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509] <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF-File name convention]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_REGUL
||CDP
||reportingMR.state=up
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||(-) 1.1 <br /> (-) 1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-  
|-
|DOCREP
||V0150
||AR
||V1.50
||Articles of Incorporation of UCITS
|| Card transactions with cards issued by resident PSPs (payments)   
||CSSF
||BCL
||Circulars <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509] <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF-File name convention]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\ART_INCORP||reportingAI.state=up
||CDP
||Doc OPC et FIS (circ. CSSF)
||reportingDP.state=up
||(-) 1.1 <br /> (-) 1.5
||Collecte des données de paiement (CDP)
||<span style="color: #868686"> <small>''21''</small/> </span>  
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
||n/a
||V0150-F
||n/a
||V1.50-F
||Request for delivery of attestations
|| Card transactions with cards issued by resident PSPs (fraud)   
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF-File name convention]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||n/a
||[[Sending_Service|Sending Service]]
||n/a
||CDP
||n/a
||reportingDP.state=up
||Doc OPC et FIS (circ. CSSF)
||Collecte des données de paiement (CDP)
||(-) 1.1 <br /> (-) 1.5
||2.1.13
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0151
||V1.51
|| Electronic card transactions with cards issued by resident PSPs, split by Merchant Category Codes (MCC)   
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|NOTREP
||V0152
||INI ''or'' <br /> UPD
||V1.52
||Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union
|| Card transactions acquired by resident PSPs (payments)   
||CSSF
||BCL
||UCITS IV notification module
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\NOTIFICATIONS_UCITSIV
||CDP
||reportingNotifUcitsIV.state=up
||reportingDP.state=up
||(-) Gestion documentaire <br /> (-) Dashboard <br /> (-) Matrice d'enregistrement et de distribution
||Collecte des données de paiement (CDP)
||1.2
||2.1.13
||<span style="color: #868686"> <small>''28''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|}
</div>
 
 
 
 
 
==Alternative Investment Fund Managers (AIFM)==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
! scope="col" | '''Report <br /> naming convention'''
||V0152F
! scope="col" | '''Table'''
||V1.52F
! scope="col" | '''Details'''
|| Card transactions acquired by resident PSPs (Fraud)   
! scope="col" | '''NCA'''
||BCL
! scope="col" | '''NCA information'''
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
! scope="col" | '''Automatic file transmission'''
||[[Sending_Service|Sending Service]]
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
||CDP
! scope="col" | '''Sending Service <br /> listener'''
||reportingDP.state=up
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
||Collecte des données de paiement (CDP)
! scope="col" | '''Fundsquare product catalog <br /> reference'''
||2.1.13
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|AIF
||V0153
||MAN
||V1.53
||Alternative Investment Fund reporting (AIF Manager)
|| Fundings and withdrawals related to prepaid cards     
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Reporting obligations for Alternative Investment Fund Managers]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf | (-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||AIF||reportingAIF.state=up
||CDP
||(-) AIF <br /> (-) AMfine
||reportingDP.state=up
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
||Collecte des données de paiement (CDP)
||<span style="color: #868686"> <small>''54''</small/> </span>  
||2.1.13
|-  
||<span style="color: #868686"> <small>''36''</small/> </span>
|AIF
|-
||AIF
||V0160
||Alternative Investment Fund reporting
||V1.60
||CSSF
|| Cheques and money remittances (payments)     
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Reporting obligations for Alternative Investment Fund Managers]
||BCL
||[[Encryption_Module#File_transmission |(-) Transmission module]]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
 
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf | (-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||AIF
||CDP
||reportingAIF.state=up
||reportingDP.state=up
||(-) AIF <br /> (-) AMfine
||Collecte des données de paiement (CDP)
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
||2.1.13
||<span style="color: #868686"> <small>''54''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|}
</div>
 
 
 
 
 
==Management Companies==
Management companies (Chapter 15 (UCITS), Chapter 16 (SIF), AIFM)
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
! scope="col" | '''Report <br /> naming convention'''
||V0160-F
! scope="col" | '''Table'''
||V1.60-F
! scope="col" | '''Details'''
|| Cheques and money remittances (Fraud)     
! scope="col" | '''NCA'''
||BCL
! scope="col" | '''NCA information'''
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
! scope="col" | '''e-file <br /> (-) User Guides<br /> (-) FAQ '''
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
! scope="col" | '''Automatic file transmission'''
||[[Sending_Service|Sending Service]]
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
||CDP
! scope="col" | '''Sending Service <br /> listener'''
||reportingDP.state=up
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
||Collecte des données de paiement (CDP)
! scope="col" | '''Fundsquare product catalog <br /> reference'''
||2.1.13
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V0170
||V1.70
|| Over-the-counter (OTC) cash transactions     
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|SGOREP
||V0180
||G21
||V1.80
||<small>(-) SG 1A: Financial situation <br /> (-) SG 1B: Profit and loss account <br /> (-) SG 1C: Table relating to other activities <br /> (-) SG 2: Other activities <br /> (-) SG: Personnel Table relating to staff</small/>
|| Book entries       
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf (-) CSSF - Circular 10/467] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf (-) CSSF - Circular 15/633]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Wiki Sending Service]]
||[[Sending_Service|Sending Service]]
||SGO
||CDP
||reportingSGO.state=up
||reportingDP.state=up
||Rapport Société de Gestion
||Collecte des données de paiement (CDP)
||(-) 1.1 <br /> (-) 2.1.16
||2.1.13
||<span style="color: #868686"> <small>''26''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|}
</div>
 
 
 
 
 
==Professionals of the Financial Sector (PFS)==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
! scope="col" | '''Report <br /> naming convention'''
||V0190
! scope="col" | '''Table'''
||V1.90
! scope="col" | '''Details'''
|| Fundings and withdrawals in e-money (except prepaid cards)
! scope="col" | '''NCA'''
||BCL
! scope="col" | '''NCA information'''
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
! scope="col" | '''Automatic file transmission'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|PSFREP
||Basic reporting
||<small>(-) PSF: P11 <br /> (-) PSF de support: I11</small/>
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf05_187eng.pdf CSSF - Circular 05/178] <br /> [http://www.cssf.lu/en/supervision/pfs/ CSSF - PFS]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||PSF
||CDP
||reportingPSF.state=up
||reportingDP.state=up
||Rapport PSF
||Collecte des données de paiement (CDP)
||2.1.8
||2.1.13
||<span style="color: #868686"> <small>''18''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|PSFREP
||V0191
||Ad hoc reporting
||V1.91
||<small>(-) PSF: P21 <br /> (-) PSF de support: I21</small/>
|| E-money transfers (payments)
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf05_187eng.pdf CSSF - Circular 05/178] <br /> [http://www.cssf.lu/en/supervision/pfs/ CSSF - PFS]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||PSF
||CDP
||reportingPSF.state=up
||reportingDP.state=up
||Rapport PSF
||Collecte des données de paiement (CDP)
||2.1.8
||2.1.13
||<span style="color: #868686"> <small>''18''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
||DOCREP
||V0191-F
||LF
||V1.91-F
||Long Form Report
|| E-money transfers (Fraud)
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf CSSF - Circular 10/457]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||CDP
||reportingDOCBNK.state=up
||reportingDP.state=up
||Rapport des établissements de crédit
||Collecte des données de paiement (CDP)
||(-) 1.1 <br />  (-) 2.1.17
||2.1.13
||<span style="color: #868686"> <small>''27''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
||DOCREP
||V01100
||ML
||V1.100
||Management Letter
|| Payment services provided by e-money institutions and payment institutions without the provision of payment accounts
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf CSSF - Circular 10/457]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Encryption_Module#File_transmission |Transmission module]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||CDP
||reportingDOCBNK.state=up
||reportingDP.state=up
||Rapport des établissements de crédit
||Collecte des données de paiement (CDP)
||(-) 1.1 <br />  (-) 2.1.17
||2.1.13
||<span style="color: #868686"> <small>''27''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|COFREP||
||V01110
<small>
||V1.110
SCOREP<br />  
|| Payment initiation services (payments)
SLAREX<br />  
||BCL
SLCRXX<br />
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
SNSFRX<br />
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
CCOREP<br />
||[[Sending_Service|Sending Service]]
CLAREX<br />
||CDP
CLCRXX<br />  
||reportingDP.state=up
CNSFRS<br />  
||Collecte des données de paiement (CDP)
CAEXXX<br />
||2.1.13
SAEXXX<br />  
||<span style="color: #868686"> <small>''36''</small/> </span>
CALMXX<br />  
|-
SALMXX<br />
||V01110-F
 
||V1.110-F
||<small>
|| Payment initiation services (Fraud)  
(-) SCOREP: SSOLV, SIPLO, SLEVDA <br /
||BCL
(-) SLAREX: SLAREX <br />
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
(-) SLCRXX: SLCR <br /
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
(-) SNSFRX: SNSFR <br /
||[[Sending_Service|Sending Service]]
(-) CCOREP: CSOLV, CIPLO, CLEVDA <br /
||CDP
(-) CLAREX: CLAREX <br /> 
||reportingDP.state=up
(-) CLCRXX: CLCR <br />
||Collecte des données de paiement (CDP)
(-) CNSFRS: CNSFR <br /> 
||2.1.13
(-) CAEXXX: tbd <br />
||<span style="color: #868686"> <small>''36''</small/> </span>
(-) SAEXXX: tbd <br />
|-
(-) CALMXX: CALMM <br />
||V01200
(-) SALMXX: SALMM <br />
||V1.200
||CSSF
|| Stock of issued payment cards 
||[http://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32014R0680&from=EN (-) Commission Regulation 680/2014] <br /> [http://www.cssf.lu/en/supervision/pfs/ (-) CSSF - PFS]
||BCL
||[[Encryption_Module#File_transmission |Transmission module]]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||COREP||reportingCOREP.state=up
||CDP
||Rapport COREP
||reportingDP.state=up
||2.1.4
||Collecte des données de paiement (CDP)
||<span style="color: #868686"> <small>''72''</small/> </span>
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|}
||V01201
 
||V1.201
 
|| Stock of distributed payment cards 
 
||BCL
 
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
 
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
==Securitisation Vehicles==
||[[Sending_Service|Sending Service]]
 
||CDP
<div style="text-align: left;">
||reportingDP.state=up
 
||Collecte des données de paiement (CDP)
{| border="1" cellspacing="2" cellpadding="10"
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
! scope="col" | '''Report <br /> naming convention'''
||V01210
! scope="col" | '''Table'''
||V1.210
! scope="col" | '''Details'''
|| Stock of terminals by terminal type   
! scope="col" | '''NCA'''
||BCL
! scope="col" | '''NCA information'''
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
! scope="col" | '''Automatic file transmission'''
||[[Sending_Service|Sending Service]]
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
||CDP
! scope="col" | '''Sending Service <br /> listener'''
||reportingDP.state=up
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
||Collecte des données de paiement (CDP)
! scope="col" | '''Fundsquare product catalog <br /> reference'''
||2.1.13
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|S0214
||V01220
||S2.14
||V1.220
||Quarterly statistical balance
|| Stock of accounts (except e-money accounts)   
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/index.html (-) BCL Securitation vehicles]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report Generation <br /> e-form]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||Securisation
||CDP
||reportingSecurisation.state=up
||reportingDP.state=up
||Véhicule titrisation
||Collecte des données de paiement (CDP)
||2.1.9
||2.1.13
||<span style="color: #868686"> <small>''23''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|S0215
||V01221
||S2.15
||V1.221
||Transactions and write-offs/write-downs on securitised loans
|| Stock of e-money accounts   
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/index.html (-) BCL Securitation vehicles]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report Generation <br /> e-form]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||Securisation
||CDP
||reportingSecurisation.state=up
||reportingDP.state=up
||Véhicule titrisation
||Collecte des données de paiement (CDP)
||2.1.9
||2.1.13
||<span style="color: #868686"> <small>''23''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|TPTTBS
||V01222
||TPTTBS
||V1.222
||Security by security reporting
|| Stock of accessed accounts - account information services (AIS)   
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/index.html (-) BCL Securitation vehicles]
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report Generation <br /> e-form]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||Securisation||reportingSecurisation.state=up
||CDP
||Véhicule titrisation
||reportingDP.state=up
||2.1.9
||Collecte des données de paiement (CDP)
||<span style="color: #868686"> <small>''23''</small/> </span>
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01230
||V1.230
|| Number of customers     
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
||V01300-F
||V1.300-F
|| Losses due to fraud per liability bearer     
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/reglements_bcl/_reglements_de_la_bcl/Reglement-BCL-2021_30.pdf (-) BCL - Regulation 2021/30] <br /> [https://www.bcl.lu/en/payment-systems/Reporting/Instructions-de-reporting/Technical_information.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|}
|}
</div>


==Investment Funds==


<div style="text-align: left;">


 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
==Financial Companies==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|-
|S0216
||-
||S2.16
||O4.1
||Quarterly statistical balance of Financial Companies
||Yearly financial information
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/index.html (-) BCL Financial Companies]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[ReportGeneration|Report Generation <br /> e-form]]  
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||SE
||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up
||reportingSE.state=up
||Station Finesti
||Reporting des sociétés émettrices
||1.1
||2.1.12
||<span style="color: #868686"> <small>''8''</small/> </span>  
||<span style="color: #868686"> <small>''35''</small/> </span>
|-
|-
|S0217
||-
||S2.17
||O4.2
||Transactions of Financial Companies
||Interventions on the futures and options markets
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/index.html (-) BCL Financial Companies]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[ReportGeneration|Report Generation <br /> e-form]]  
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||SE
||OPC\envoi_Automatique\fichiersCCLUX
||reportingSE.state=up
||reportingOPC.automatique.state=up
||Reporting des sociétés émettrices
||Station Finesti
||2.1.12
||1.1
||<span style="color: #868686"> <small>''35''</small/> </span>
||<span style="color: #868686"> <small>''8''</small/> </span>  
|-
|-
|TPTIBS
||-
||TPTIBS
||O1.2
||Monthly security by security reporting of Financial Companies
||Monthly financial information for guaranteed funds
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/index.html (-) BCL Financial Companies]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[ReportGeneration|Report Generation <br /> e-form]]  
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||SE
||OPC\envoi_Automatique\fichiersCCLUX
||reportingSE.state=up
||reportingOPC.automatique.state=up
||Reporting des sociétés émettrices
||Station Finesti
||2.1.12
||1.1
||<span style="color: #868686"> <small>''35''</small/> </span>
||<span style="color: #868686"> <small>''8''</small/> </span>
|-
|-
|}
||U11
</div>
||U1.1
 
||Monthly financial information UCITS and UCI
 
||CSSF
 
||[https://www.cssf.lu/en/Document/circular-cssf-15-627/ (-) CSSF - Circular 15/627] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] <br />  
 
[https://www.cssf.lu/en/Document/u1-1-reporting-life-cycle-2/ (-) CSSF - File naming convention U1.1 reporting]
 
||[[ReportGeneration|(-) Report Generation <br /> with e-form]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />[[https://www.e-file.lu/wiki/index.php/Transmission_Monitoring#Reply|(-) How to reply to Global Feedback]]
== Insurance Corporations==
||[[Sending_Service|Sending Service]]
 
||OPC\envoi_Automatique\fichiersCCLUX
<div style="text-align: left;">
||reportingOPC.automatique.state=up
 
||Station Finesti
{| border="1" cellspacing="2" cellpadding="10"
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
|-
! scope="col" | '''Report <br /> naming convention'''
||S0103
! scope="col" | '''Table'''
||S1.3
! scope="col" | '
||Monthly statistical balance sheet for money market funds (MMF)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
|S0106
||S1.6
||Monthly statistical balance sheet for non-money market funds (non-MMF)
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
|S0213
||S2.13
||Quarterly statistical balance sheet for non-MMF investment funds
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
|TPTOBS
||TPTOBS
||Monthly Security by security reporting for investment funds
||BCL
||[https://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [https://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||reportingOPC.automatique.state=up
||Station Finesti
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span> 
|-
|SIC
||K3.1
||Financial information to be submitted by investment companies in risk capital (SICARs)
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf (-) CSSF - Circular 08/376] <br />[https://www.cssf.lu/en/Document/circular-cssf-15-627/ (-) CSSF - Circular 15/627] <br /> [https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||SICAR
||reportingSICAR
|-
|-
|}
|}
</div>
</div>


==Financial Institutions - Foreign Account Tax Compliance Act (FATCA)==
==Financial Institutions - Foreign Account Tax Compliance Act (FATCA)==
Line 1,629: Line 2,844:
! scope="col" | '''Details'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|-
Line 1,643: Line 2,858:
||ACD
||ACD
||[http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf (-) Circulaire ECHA - n° 3 du 19 janvier 2017] <br /> [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html (-) ACD-FATCA]
||[http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf (-) Circulaire ECHA - n° 3 du 19 janvier 2017] <br /> [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html (-) ACD-FATCA]
||[[FATCA_Manual|(-) FATCA - User Guide of e-form]] <br /> [[FATCA|(-) FATCA - Onboarding & FAQ]]
||[[FATCA_Manual|(-) FATCA - User Guide of e-form]] <br /> [[FATCA Onboarding|(-) FATCA - Onboarding & FAQ]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||FATCA
||FATCA
Line 1,668: Line 2,883:
! scope="col" | '''Details'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|-
Line 1,682: Line 2,897:
||ACD
||ACD
||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html (-) ACD-CRS] <br /> [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html (-) Newsletter 06/02/2017] <br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf (-) ECHA-n°4 06/02/2017]
||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html (-) ACD-CRS] <br /> [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html (-) Newsletter 06/02/2017] <br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf (-) ECHA-n°4 06/02/2017]
||[[CRS_Manual|(-) CRS - User Guide of e-form]] <br /> [[CRS|(-) CRS - Onboarding & FAQ]]
||[[CRS_Manual|(-) CRS - User Guide of e-form]] <br /> [[CRS Onboarding|(-) CRS - Onboarding & FAQ]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CRS
||CRS
Line 1,705: Line 2,920:
! scope="col" | '''Details'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\''' <br /> '' [[Sending_Service_java-less_version#Sending_Folders|-> click for java-less SD]]''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|-
Line 1,718: Line 2,933:
||Other reporting
||Other reporting
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf Convention de nom reportings CSSF]
||[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||[[Encryption_Module#File_transmission | Transmission module]]
||OTH
||OTH
||reportingOTH.state=up
||reportingOTH.state=up
Line 1,731: Line 2,946:
||Various correspondence
||Various correspondence
||BCL
||BCL
||-
||[https://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_22-0112.pdf BCL Reporting Instructions OTXREP]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||[[Encryption_Module#File_transmission | Transmission module]]
||Various_Correspondence
||Various_Correspondence
||reportingCD.state=up
||reportingCD.state=up

Latest revision as of 16:05, 15 January 2024

Home page Return homepage

Through its dedicated electronic platform, e-file.lu, the Luxembourg Stock Exchange and Fundsquare are able to provide an ideal solution for filing entities for all reporting requirements.

  • e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:
 - Commission de Surveillance du Secteur Financier (CSSF)
 - Banque Centrale du Luxembourg (BCL)
 - Administration des contributions directes (ACD)
 - Commissariat aux Assurances (CAA)
 - Service de Police judiciaire (SPJ)
  • It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
  • e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.


List of all Reporting types that can be used with e-file


MiFID II / MiFIR

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
TAFREP TAF Article 26 of Regulation
No 600/2014:
Obligation to report transactions
(Markets in financial instruments => MiFIR)
CSSF (-) CSSF - Press release 16/43

(-) CSSF - Circular 17/674

(-) CSSF - TAF Handbook

(-) Manual file transmission
(-) Sending types - Examples
(-) FAQ MiFIR
Sending Service TAF reportingTAF.state=up Report TAF-MIFID 2.1.23 71

Institutions for Occupational Retirement Provision

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
SUFREP IORP Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019 CSSF (-) CSSF - Circular 19/726

(-) Naming convention
(-) Technical note
(-) XBRL taxonomies to be used>


(-) Manual file transmission
(-) Sending types - Examples
Sending Service IORP reportingIORP.state=up Reporting IORP 2.1.27 80

Money Market Funds (MMF)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
MMFREP MMF

• According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF must report information to the competent authority (CSSF) of the MMF, at least on a quarterly basis or - for MMF with assets under management of less than Eur 100 million - on at least an annual basis.
• The first quarterly report should be sent to the competent authority of the MMF no later than 30 days after the end of Q1 2020.

CSSF (-) CSSF Informations

(-) Fundsquare Solution
(-) CSSF Handbook

(-) Manual file transmission
(-) Sending types - Examples
Sending Service MMF reportingMMF.state=up Reporting MMF 1.6 83

Credit Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
ANTREF
ANTT1M
ANTT2M
ANTT2Q
ANTREF
ANTT1M
ANTT2M
ANTT2Q
AnaCredit:
Collection of granular credit and credit risk data
BCL BCL - Reporting instructions (-) Manual file transmission
(-) Sending types - Examples
Sending Service Anacredit reportingAnacredit.state=up Rapport Anacredit 2.1.24 74
CSDREP CSDR Reporting CSDR:
Introduction of quarterly internalised settlement reporting requirements

pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)

CSSF CSSF - Circular 19/709 (-) Manual file transmission
(-) Sending types - Examples
Sending Service CSDR reportingCSDR.state=up Reporting CSDR-9 2.1.26 78
SHSGRP SHSGRP «SHS-Group» report:
Statistics on holdings of securities by reporting banking groups
BCL BCL - Reporting instructions (-) Manual file transmission
(-) Sending types - Examples
Sending Service GRP_BNK GRP_BNK.state=up BCL SHS report 75
FRCREP B2.4 Information on participating interest
and subordinated loans
CSSF (-) CSSF - Circular CSSF 18/686
(-) CSSF - Reporting instructions B2.4
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP reportingFINREP.state=up Rapport FINREP 2.1.3 73
FRCREP B2.5 Information on staff costs and taxes
and subordinated loans
CSSF (-) CSSF - Circular 17/664
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP reportingFINREP.state=up Rapport FINREP 2.1.3 73
BNNNN B4.4 List of head offices, agencies,
branches and representative offices
CSSF (-) CSSF - Reporting instructions Edifact B4.4
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP\EDIFACT reportingFINREP.EDIFACT.state=up Reporting EDIFACT 2.1.3 16
COFREP SCOREP
SLAREX
SLCRXX
SNSFRX
SALMXX
CCOREP
CLAREX
CLCRXX
CNSFRX
CALMXX
CFINRP
SFINRP
CAEXXX
SAEXXX
CFPXXX
SFPXXX
CSBPXX
SSBPXX
CSBPIM
SSBPIM
CLCRDA
SLCRDA
SRESOL
SFRTBX
CFRTBX
CGSIIX
MRDECI
SMRTLA
CMRTLA


(-) SCOREP: SSOLV, SIPLO, SLEVR
(-) SLAREX: SLAREX
(-) SLCRXX: SLCR
(-) SNSFRX: SNSFR
(-) SALMXX: SALM
(-) CCOREP: CSOLV, IPLO, CLEVR
(-) CLAREX: CLAREX
(-) CLCRXX: CLCR
(-) CNSFRX: CNSFR
(-) CALMXX: CALMM
(-) CFINRP: CFINRP
(-) SFINRP: SFINRP
(-) CAEXXX: CAE
(-) SAEXXX: SAE
(-) CFPXXX: CFP
(-) SFPXXX: SFP
(-) CSBPXX: CSBP
(-) SSBPXX: SSBP
(-) CSBPIM: CSBPIM
(-) SSBPIM: SSBPIM
(-) CLCRDA: CLCRDA
(-) SLCRDA: SLCRDA
(-) SRESOL: SRESOL
CSSF (-) Regulation (EU) No 680/2014
(-) CSSF - Reporting requirements for credit institutions

(-) Naming convention for CSSF reporting

(-) Manual file transmission
(-) Sending types - Examples
Sending Service COREP reportingCOREP.state=up Rapport COREP 2.1.4 72
DOCREP AR Annual Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP AS

Annual report consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP CO Compliance Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP GR Governance Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IA Internal Audit Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IC ICAAP CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ID

ICAAP Consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LF Long Form Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LC

Long Form Consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LD

Long Form Branch or Specific Participation

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ML Management Letter CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP MC

Management Letter Consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RC Risk Control Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RP Recovery Plan CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP SC Single Customer View CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LG

Reconciliation LuxGAAP FINREP

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RR

Results Distribution

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP BD

AC Member List

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IL

ILAAP

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IM

ILAAP Consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP AC

Audit Report on AML/CTF

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP MF

Audit report on rules of conduct

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP MM

Head quarter annual report

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RE

Report on out-of-court complaint resolution

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP TR

Table on out-of-court complaint resolution

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP AD

Circ. 18/697 annexe1

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
S0001 S0.1 Daily deposit BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0101 S1.1 Monthly statistical balance sheet BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0104 S1.4 Adjustments due to valuation effects| BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0105 S1.5 Information on interest rates in EUR BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0108 S1.8 Information on securititation
transactions launched
by credit institutions
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0109 S1.9 Information on CNY (renmibi) operations BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0112-L S1.12-L Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary BCL (-) BCL - Report S 1.12-L
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Reporting S1.12 2.1.25 76
S0205-L S2.5-L Quarterly statistical balance sheet BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0205-N S2.5-N Quarterly statistical balance sheet
of credit institutions -
Luxembourg entity and its branches
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up| Statistiques BCL 2.1.5 13
S0208 S2.8 Real estate loans for
Lxuembourg buildings
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0209-L S2.9-L Staff report -
Luxembourg entity
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0209-N S2.9-N Staff report -
Luxembourg entity and its branches
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0302 S3.2 Non balance sheet information BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
TPTBBL TPTBBL Security by security report–
Balance sheet data–
Luxembourg
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBBN TPTBBN Security by security report–
Balance sheet data–
Luxembourg
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBHR TPTBHR Security by security report–
Off-balance sheet data–
Resident customers
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBHN TPTBHN Security by security report–
Off-balance sheet data–
Non-resident
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
BOP101 BOP1.1 Balance of payments reporting BCL (-) BCL - Circular 2007/216
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BOP reportingBOP.state=up Balance des Paiements 2.1.7 12
BOP102 BOP1.2 Cross-border payments
executed for the account
of the resident counterparts
BCL (-) BCL - Circular 2007/216
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BOP reportingBOP.state=up Balance des Paiements 2.1.7 12
SPJ 646REP
663REP
664REP
Notification and execution of court orders SPJ CSSF - Circular 13/566 (-) SPJ Manual
(-) Sending types - Examples
n/a n/a n/a Perquisitions électroniques 2.1.14 48
ESPREP STT Stress test in order to assess
the interest rate risk
arising from non-trading
book activities
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP DCO Fonds de garantie
des dépôts Luxembourg
(FGDL)
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP BRA Quarterly reporting on the
financial health of the branches
parent entities
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP DEP Residential credit deposits CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP RES Residential real estate market CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15

Payment Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
EDPREP Z1.1 Balance sheet CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z1.2 Identification of third-party
funds held and incorporated in the balance sheet
CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z1.4 Capital adequacy of
payment institutions
CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z2.1 Profit and loss accoount CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29



Electronic Money Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
EMEREP W1.1 Balance sheet CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.2 Identification of third-party
funds held and incorporated
in the balance sheet
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.3 Statement of
authorised reinvestments
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.4 Capital adequacy of
electronic money institutions
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W2.1 Profit and loss account CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W4.5 Analysis of shareholdings CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34



Payment Institutions/Electronic Money Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
V0101 V1.1 Customer transfers BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0102 V1.2 Interbank transfers BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0103 V1.3 Domiciliations BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0104 V1.4 Inventory cards / terminals BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0105 V1.5 Card transactiosn (Issuing part) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0106 V1.6 Card transactiosn (Acquiring part) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0107 V1.7 Cheques and money orders BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0108 V1.8 Electronic money scheme BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0109 V1.9 Card based e-money schemes BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0110 V1.10 Stock taking of payment accounts in bank money BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0111 V1.11 OTC cash transactions BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0112 V1.12 Transactions via telecommunication, digital or IT device BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0113 V1.13 Credits to the accounts by simple book entry BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0114 V1.14 Debits from the account by simple book entry BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0120 V1.20 Customer Credit transfers sent (payments) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0120-F V120-F Customer Credit transfers sent (Fraud) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0121 V1.21 Customer credit transfers received BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0130 V1.30 Direct debits - reporting as creditor's PSP (payments) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0130-F V1.30-F Direct debits - reporting as creditor's PSP (fraud) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0131 V1.31 Direct debits - reporting as debtor's PSP BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0140 V1.40 SEPA R-transactions BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0141 V1.41 Interbank payment transactions BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0142 V1.42 Intermediated payment transactions BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0150 V1.50 Card transactions with cards issued by resident PSPs (payments) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0150-F V1.50-F Card transactions with cards issued by resident PSPs (fraud) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0151 V1.51 Electronic card transactions with cards issued by resident PSPs, split by Merchant Category Codes (MCC) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0152 V1.52 Card transactions acquired by resident PSPs (payments) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0152F V1.52F Card transactions acquired by resident PSPs (Fraud) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0153 V1.53 Fundings and withdrawals related to prepaid cards BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0160 V1.60 Cheques and money remittances (payments) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0160-F V1.60-F Cheques and money remittances (Fraud) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0170 V1.70 Over-the-counter (OTC) cash transactions BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0180 V1.80 Book entries BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0190 V1.90 Fundings and withdrawals in e-money (except prepaid cards) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0191 V1.91 E-money transfers (payments) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0191-F V1.91-F E-money transfers (Fraud) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01100 V1.100 Payment services provided by e-money institutions and payment institutions without the provision of payment accounts BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01110 V1.110 Payment initiation services (payments) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01110-F V1.110-F Payment initiation services (Fraud) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01200 V1.200 Stock of issued payment cards BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01201 V1.201 Stock of distributed payment cards BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01210 V1.210 Stock of terminals by terminal type BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01220 V1.220 Stock of accounts (except e-money accounts) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01221 V1.221 Stock of e-money accounts BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01222 V1.222 Stock of accessed accounts - account information services (AIS) BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01230 V1.230 Number of customers BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V01300-F V1.300-F Losses due to fraud per liability bearer BCL (-) BCL - Regulation 2021/30
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36

Investment Funds

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
- O4.1 Yearly financial information CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
- O4.2 Interventions on the futures and options markets CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
- O1.2 Monthly financial information for guaranteed funds CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
U11 U1.1 Monthly financial information UCITS and UCI CSSF (-) CSSF - Circular 15/627
(-) CSSF - Circular 12/540

(-) CSSF - File naming convention U1.1 reporting

(-) Report Generation
with e-form

(-) Sending types - Examples
[How to reply to Global Feedback]
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S0103 S1.3 Monthly statistical balance sheet for money market funds (MMF) BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S0106 S1.6 Monthly statistical balance sheet for non-money market funds (non-MMF) BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S0213 S2.13 Quarterly statistical balance sheet for non-MMF investment funds BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
TPTOBS TPTOBS Monthly Security by security reporting for investment funds BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
SIC K3.1 Financial information to be submitted by investment companies in risk capital (SICARs) CSSF (-) CSSF - Circular 08/376
(-) CSSF - Circular 15/627
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service SICAR reportingSICAR.state=up Reporting SICAR 1.1 17
DOCREP LF

Long Form reports (UCI Law 2010)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Long_Form reportingLF.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP ML

Management letters
(-) O: OPC Law 2010
(-) O: Law 2007
(-) K: SICAR

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_Letter reportingML.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP ML

Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_GFI reportingMLGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP RR

HK

Auditor report
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)

Report Hong Kong Securities and Futures (HK)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/OTHER reportingDOC_OTH.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP


(-) GR
(-) ID
(-) FC
(-) IA
(-) BC
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN
(-) BD
(-) CO
(-) ET


Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\DOC_GFI reportingGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP (-) PC
(-) DE
(-) LE
SIF:
(-) Prospectus (PC)
(-) Offering document (DE)
(-) Letter of explanation (LE)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\PROSP_FIS reportingPFIS.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP (-) PC
(-) PS
(-) LE
UCI:
(-) Prospectus (PC)
(-) Simplified prospectus (PS)
(-) Letter of explanation (LE)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\PROSP_OPC reportingPOPC.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21


DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM
SIF Law 2007:
(-) Annual Report (AR)
(-) Semi-annual report SIF (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM)

SICAR:
(-) Annual Report (AR)
(-) Other periodic report (RO)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Report_FIS reportingRAFIS.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21



DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM
UCI Law 2010:
(-) Annual Report (AR)
(-) Semi-annual report (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (MP)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Report_OPC reportingRFOPC.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP AR
RO

Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI)(FR)
(-) Annual Report (AR)
(-) Other periodic report (RO)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/REPORT_GFI reportingRGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21


DOCREP KI Key Investor Information Document

(-) O: OPC Law 2010 and Loi 2007
(-) K: SICAR
(-) V: non-reglem.

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
(-) PRIIPs KID
Sending Service DOC_FIS_OPC\KID_OPC reportingKID.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP MR Management Regulations of UCITS

(-) O: OPC Law 2010
(-) O: Law 2007

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_REGUL reportingMR.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP AI Articles of Incorporation of UCITS

(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\ART_INCORP reportingAI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
n/a n/a Request for delivery of attestations CSSF (-) CSSF - Circulars 19/708

(-) Annexe

(-) UCI attestation request
(-) Sending types - Examples
n/a n/a n/a Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
NOTREP INI or
UPD
Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union CSSF (-) CSSF 11/509
e-file Notification Tool Sending Service DOC_FIS_OPC\NOTIFICATIONS_UCITSIV reportingNotifUcitsIV.state=up (-) Gestion documentaire
(-) Dashboard
(-) Matrice d'enregistrement et de distribution
1.2 28

Alternative Investment Fund Managers (AIFM)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
AIF MAN Alternative Investment Fund reporting (AIF Manager) CSSF CSSF 23/844 circular
CSSF Technical guidance
(-) Manual file transmission
(-) Sending types - Examples

AIFMD reporting with Fundsquare Report Generation form

Sending Service AIF reportingAIF.state=up (-) AIF
(-) AMfine
1.1 (filing)
1.3 (if not 1.1)
1.4 (AMFine)
54
AIF AIF Alternative Investment Fund reporting CSSF CSSF 23/844 circular
CSSF Technical guidance
(-) Manual file transmission
(-) Sending types - Examples

AIFMD reporting with Fundsquare Report Generation form

Sending Service AIF reportingAIF.state=up (-) AIF
(-) AMfine
1.1 (filing)
1.3 (if not 1.1)
1.4 (AMFine)
54

Management Companies

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
SGOREP G21 (-) SG 1A: Financial situation
(-) SG 1B: Profit and loss account
(-) SG 1C: Table relating to other activities
(-) SG 2: Other activities
(-) SG: Personnel Table relating to staff
CSSF (-) CSSF - Circular 10/467
(-) CSSF - Circular 15/633
(-) Naming convention for CSSF reportings
(-) G2.1 template by the CSSF
(-) Manual file transmission
(-) Sending types - Examples
Wiki Sending Service SGO reportingSGO.state=up Rapport Société de Gestion (-) 1.1
(-) 2.1.16
26
DOCREP ML

Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_GFI reportingMLGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP AR

Annual report of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/REPORT_GFI reportingRGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP RR

HK

Auditor report
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)

Report Hong Kong Securities and Futures (HK)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/OTHER reportingDOC_OTH.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP


(-) GR
(-) ID
(-) FC
(-) IA
(-) BC
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN
(-) BD
(-) CO
(-) ET


Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)


CSSF (-) CSSF - Circulars 18/698

(-) CSSF - Circulars 19/708
(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\DOC_GFI reportingGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP

(-) BD
(-) CO
(-) ET
(-) BC
(-) LE


(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
-) LBC/FT Obligation (BC)
(-) Letter of explanation (LE)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)
Attention.jpg E-file should no longer be used for this procedure -ET-!!!!!!


CSSF (-) CSSF - Circulars 18/698

(-) CSSF - Circulars 19/708
(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/AML_AIFM_REG reportingAML-AIFM-REG.state=up Doc OPC et FIS (circ. CSSF) 1.5 21

Professionals of the Financial Sector (PFS)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
PSFREP (-) Basic reporting
(-) Ad hoc reporting
(-) Annual information
Reporting population:
(-) Investment firms
(-) Specialised PFS
(-) Support PFS
CSSF (-) CSSF - PFS
(-) CSSF 05/187
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service PSF reportingPSF.state=up Rapport PSF 2.1.8 18
DOCREP LF Long Form Report CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Rapport des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ML Management Letter CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Rapport des établissements de crédit (-) 1.1
(-) 2.1.17
27
COFREP

SCOREP
SLAREX
SLCRXX
SNSFRX
CCOREP
CLAREX
CLCRXX
CNSFRS
CAEXXX
SAEXXX
CALMXX
SALMXX
SRESOL

(-) SCOREP: SSOLV, SIPLO, SLEVDA
(-) SLAREX: SLAREX
(-) SLCRXX: SLCR
(-) SNSFRX: SNSFR
(-) CCOREP: CSOLV, CIPLO, CLEVDA
(-) CLAREX: CLAREX
(-) CLCRXX: CLCR
(-) CNSFRS: CNSFR
(-) CAEXXX: tbd
(-) SAEXXX: tbd
(-) CALMXX: CALMM
(-) SALMXX: SALMM
(-) SRESOL: SRESOL

CSSF (-) CSSF - Reporting requirements for investment firms
(-) Naming convention for CSSF reportings

(-) CIR Reporting

(-) Manual file transmission
(-) Sending types - Examples
Sending Service COREP reportingCOREP.state=up Rapport COREP 2.1.4 72

Securitisation Vehicles

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
S0214 S2.14 Quarterly statistical balance BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.15, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23
S0215 S2.15 Transactions and write-offs/write-downs on securitised loans BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.15, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23
TPTTBS TPTTBS Security by security reporting BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.15, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23

Financial Companies

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
S0216 S2.16 Quarterly statistical balance of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35
S0217 S2.17 Transactions of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35
TPTIBS TPTIBS Monthly security by security reporting of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35



Insurance Corporations

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
CPR Source file reception from CAA Compte rendu CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 35)
RAC Source file reception from CAA Rapport actuariel CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 36)
RDI Source file reception from CAA Rapport distinct du réviseur CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 37)
RGO Source file reception from CAA Rapport de gouvernance CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 38)
RLB Source file reception from CAA Rapport LBCFT CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 39)
RRE Source file reception from CAA Rapports sur le traitement des réclamations CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 40)
ESP Source file reception from CAA Enquête spécifique CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 41)
ETR Source file reception from CAA Etat trimestriel CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 45)
RSO Source file reception from CAA Rapport distinct Solvabilité 2 du réviseur CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 62)
FIR Source file reception from CAA Fiche de renseignement CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 65)
N01 (Comp); N02 (Comp); N03 (Comp);
N04 (Comp); N05 (Réviseur); N06( Réviseur);
N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp)
n/a Rapports narratifs CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual Wiki Sending Service CAA reportingCAA.state=up Reporting CAA 2.1.20 62
(wkf 63 (Réviseur)/
wkf 64 (Compagnie)
S01; S02; S03; S04; S05;
S06 (Réviseur); S07; S08;
S09; S10; S11; S12; S13;
S14; S15; S16; S17; S18;
S19; S20; S23
n/a XBRL reports Solvency II CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual Sending Service CAA reportingCAA.state=up Reporting CAA 2.1.20 62
(wkf 44)
S0218-L n/a Quarterly statistical balance sheet of insurance corporations – Luxembourg entity BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf42)
S0219-L n/a Information on valuation effects on the balance sheet of insurance corporations BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)
S0403-L n/a Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)
TPTASS n/a Monthly Security by security reporting of insurance corporations BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Wiki Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)

Financial Institutions - Foreign Account Tax Compliance Act (FATCA)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
FATCA FATCA Foreign Account Tax Compliance Act Reporting ACD (-) Circulaire ECHA - n° 3 du 19 janvier 2017
(-) ACD-FATCA
(-) FATCA - User Guide of e-form
(-) FATCA - Onboarding & FAQ
Sending Service FATCA reportingFATCA.state=up Rapport FATCA 2.1.19; 2.2 60



Financial Institutions - Common Reporting Standard (CRS)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
CRS CRS Automatic exchange of
financial account information
on a global level
ACD (-) ACD-CRS
(-) Newsletter 06/02/2017
(-) ECHA-n°4 06/02/2017
(-) CRS - User Guide of e-form
(-) CRS - Onboarding & FAQ
Sending Service CRS reportingCRS.state=up Reporting CRS (-) 2.1.22
(-) 2.3
68



Other reporting CSSF BCL

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\

-> click for java-less SD
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
OTHREP OTH Other reporting CSSF Naming convention for CSSF reportings (-) Manual file transmission
(-) Sending types - Examples
Sending Service OTH reportingOTH.state=up Reporting OTHER (CSSF) - 19
OTXREP OTX Various correspondence BCL BCL Reporting Instructions OTXREP (-) Manual file transmission
(-) Sending types - Examples
Sending Service Various_Correspondence reportingCD.state=up Reporting OTHER (BCL) - 22