Difference between revisions of "ProductCoverage"

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[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_674_eng.pdf (-) CSSF - Circular 17/674]
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_674_eng.pdf (-) CSSF - Circular 17/674]


[http://www.cssf.lu/fileadmin/files/MAF/MIFID/TAF_Handbook.pdf (-) CSSF - TAF Handbook]
[http://www.cssf.lu/en/supervision/banks/legal-reporting/transaction-reporting/taf-handbook/ (-) CSSF - TAF Handbook]


||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">[[MIFIR|(-) FAQ MiFIR]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">[[MIFIR|(-) FAQ MiFIR]]
Line 59: Line 59:
||2.1.23
||2.1.23
||<span style="color: #868686"> <small>''71''</small/> </span>
||<span style="color: #868686"> <small>''71''</small/> </span>
|-
|-  
|}
|}




==Institutions for Occupational Retirement Provision==
<div style="text-align: left;">
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||SUFREP
||IORP
||Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019''
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf (-) CSSF - Circular 19/726]<br />
[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention]<br />
[http://www.cssf.lu/fileadmin/files/Metier_OPC/Technical_Note_for_IORPs.pdf (-) Technical note]<br />
[https://eiopa.europa.eu/regulation-supervision/insurance/reporting-format/data-point-model-and-xbrl (-) XBRL taxonomies to be used>]<br />




||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">
||[[Sending_Service|Sending Service]]
||IORP
||reportingIORP.state=up
||Reporting IORP
||
||<span style="color: #868686"> <small>''80''</small/> </span>
|-
|}


==Credit Institutions==
==Credit Institutions==
Line 193: Line 230:
|-
|-
||DOCREP
||DOCREP
||CO
||AS
||Compliance Report
||<small><span style="background:red"> '''NEW:'''</span></small/> <br />
Annual report consolidated
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 206: Line 244:
|-
|-
||DOCREP
||DOCREP
||GR
||CO
||Compliance Report
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||GR
||Governance Report
||Governance Report
||CSSF
||CSSF
Line 243: Line 294:
|-
|-
||DOCREP
||DOCREP
||LF
||ID
||Long Form Report
||<small><span style="background:red"> '''NEW:'''</span></small/> <br />
ICAAP Consolidated
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 256: Line 308:
|-
|-
||DOCREP
||DOCREP
||ML
||LF
||Management Letter
||Long Form Report
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_BNK||reportingDOCBNK.state=up
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||(-) 1.1 <br /> (-) 2.1.17
Line 268: Line 321:
|-
|-
||DOCREP
||DOCREP
||RC
||LC
||Risk Control Report
||<small><span style="background:red"> '''NEW:'''</span></small/> <br />
Long Form Consolidated
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_BNK||reportingDOCBNK.state=up
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||(-) 1.1 <br /> (-) 2.1.17
Line 280: Line 335:
|-
|-
||DOCREP
||DOCREP
||RP
||LD
||Recovery Plan
||<small><span style="background:red"> '''NEW:'''</span></small/> <br />
||CSSF
Long Form Branch or Specific Participation
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 293: Line 349:
|-
|-
||DOCREP
||DOCREP
||SC
||ML
||Single Customer View
||Management Letter
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||MC
||<small><span style="background:red"> '''NEW:'''</span></small/> <br />
Management Letter Consolidated
||CSSF
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 305: Line 374:
||<span style="color: #868686"> <small>''27''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0001
||DOCREP
||S0.1
||RC
||Daily deposit
||Risk Control Report
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK||reportingDOCBNK.state=up
||reportingBCLStat.state=up
||Reporting  des  établissements  de  crédit
||Statistiques BCL
||(-) 1.1 <br /> (-) 2.1.17
||2.1.5
||<span style="color: #868686"> <small>''27''</small/> </span>
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||S0101
||DOCREP
||S1.1
||RP
||Monthly statistical balance sheet
||Recovery Plan
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics||reportingBCLStat.state=up
||DOC_BNK
||Statistiques BCL
||reportingDOCBNK.state=up
||2.1.5
||Reporting  des  établissements  de  crédit
||<span style="color: #868686"> <small>''13''</small/> </span>
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0104
||DOCREP
||S1.4
||SC
||Adjustments due to valuation effects|
||Single Customer View
||BCL
||CSSF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics||reportingBCLStat.state=up
||DOC_BNK
||Statistiques BCL
||reportingDOCBNK.state=up
||2.1.5
||Reporting  des  établissements  de  crédit
||<span style="color: #868686"> <small>''13''</small/> </span>
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0105
||DOCREP
||S1.5
||LG
||Information on interest rates in EUR
||<small><span style="background:red"> '''NEW:'''</span></small/> <br />
||BCL
Reconciliation LuxGAAP FINREP
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0108||S1.8||Information on securititation <br /> transactions launched <br /> by credit institutions
||DOCREP
||BCL
||RR
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||<small><span style="background:red"> '''NEW:'''</span></small/> <br />  
Results Distribution
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0109||S1.9||Information on CNY (renmibi) operations
||DOCREP
||BCL
||BD
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||<small><span style="background:red"> '''NEW:'''</span></small/> <br />
AC Member List
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0112-L
||DOCREP
||S1.12-L
||IL
||Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary
||<small><span style="background:red"> '''NEW:'''</span></small/> <br />
||BCL
ILAAP
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Reporting S1.12
||Reporting des  établissements  de  crédit
||2.1.25
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''76''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0205-L
||DOCREP
||S2.5-L
||IM
||Quarterly statistical balance sheet
||<small><span style="background:red"> '''NEW:'''</span></small/> <br />
||BCL
ILAAP Consolidated
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0205-N
||DOCREP
||S2.5-N
||AC
||Quarterly statistical balance sheet <br /> of credit institutions - <br /> Luxembourg entity and its branches
||<small><span style="background:red"> '''NEW:'''</span></small/> <br />  
||BCL
Audit Report on AML/CTF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up|
||reportingDOCBNK.state=up
|Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0208||S2.8||Real estate loans for <br /> Lxuembourg buildings
||DOCREP
||BCL
||MF
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||<small><span style="background:red"> '''NEW:'''</span></small/> <br />  
Audit report on rules of conduct
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics||reportingBCLStat.state=up
||DOC_BNK
||Statistiques BCL
||reportingDOCBNK.state=up
||2.1.5
||Reporting  des  établissements  de  crédit
||<span style="color: #868686"> <small>''13''</small/> </span>
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0209-L
||DOCREP
||S2.9-L
||MM
||Staff report - <br /> Luxembourg entity
||<small><span style="background:red"> '''NEW:'''</span></small/> <br />  
||BCL
Head quarter annual report
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0209-N
||DOCREP
||S2.9-N
||RE
||Staff report - <br /> Luxembourg entity and its branches
||<small><span style="background:red"> '''NEW:'''</span></small/> <br />  
||BCL
Report on out-of-court complaint resolution
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||DOCREP
||TR
||<small><span style="background:red"> '''NEW:'''</span></small/> <br />
Table on out-of-court complaint resolution
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||DOC_BNK
||reportingBCLStat.state=up
||reportingDOCBNK.state=up
||Statistiques BCL
||Reporting  des  établissements  de  crédit
||2.1.5
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
|-
||S0302
||DOCREP
||S3.2
||AD
||Non balance sheet information
||<small><span style="background:red"> '''NEW:'''</span></small/> <br />
||BCL
Circ. 18/697 annexe1
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_731.pdf (-) CSSF - Circular 19/731] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_BNK
||reportingDOCBNK.state=up
||Reporting  des  établissements  de  crédit
||(-) 1.1 <br /> (-) 2.1.17
||<span style="color: #868686"> <small>''27''</small/> </span>
|-
||S0001
||S0.1
||Daily deposit
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 465: Line 579:
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||TPTBBL
||S0101
||TPTBBL
||S1.1
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
||Monthly statistical balance sheet
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||TPT
||BCL_Statistics||reportingBCLStat.state=up
||reportingTPTB.state=up
||Statistiques BCL
||Titre par Titre Bancaire
||2.1.5
||2.1.6
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''20''</small/> </span>
 
|-
|-
||TPTBBN
||S0104
||TPTBBN
||S1.4
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
||Adjustments due to valuation effects|
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||TPT
||BCL_Statistics||reportingBCLStat.state=up
||reportingTPTB.state=up
||Statistiques BCL
||Titre par Titre Bancaire
||2.1.5
||2.1.6
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''20''</small/> </span>
|-
|-
||TPTBHR
||S0105
||TPTBHR
||S1.5
||Security by security report– <br /> Off-balance sheet data– <br /> Resident customers
||Information on interest rates in EUR
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||TPT||reportingTPTB.state=up
||BCL_Statistics
||Titre par Titre Bancaire
||reportingBCLStat.state=up
||2.1.6
||Statistiques BCL
||<span style="color: #868686"> <small>''20''</small/> </span>
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||TPTBHN
||S0108||S1.8||Information on securititation <br /> transactions launched <br /> by credit institutions
||TPTBHN
||Security by security report– <br /> Off-balance sheet data– <br /> Non-resident
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||TPT
||BCL_Statistics
||reportingTPTB.state=up
||reportingBCLStat.state=up
||Titre par Titre Bancaire
||Statistiques BCL
||2.1.6
||2.1.5
||<span style="color: #868686"> <small>''20''</small/> </span>
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||BOP101
||S0109||S1.9||Information on CNY (renmibi) operations
||BOP1.1
||Balance of payments reporting
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BOP
||BCL_Statistics
||reportingBOP.state=up
||reportingBCLStat.state=up
||Balance des Paiements
||Statistiques BCL
||2.1.7
||2.1.5
||<span style="color: #868686"> <small>''12''</small/> </span>
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||BOP102
||S0112-L
||BOP1.2
||S1.12-L
||Cross-border payments <br /> executed for the account <br /> of the resident counterparts
||Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary
||BCL
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||BOP||reportingBOP.state=up
||BCL_Statistics
||Balance des Paiements
||reportingBCLStat.state=up
||2.1.7
||Reporting S1.12
||<span style="color: #868686"> <small>''12''</small/> </span>
||2.1.25
||<span style="color: #868686"> <small>''76''</small/> </span>
|-
|-
||SPJ
||S0205-L
||646REP <br /> 663REP <br /> 664REP
||S2.5-L
||Notification and execution of court orders
||Quarterly statistical balance sheet
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf CSSF - Circular 13/566]
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||n/a
||[[Sending_Service|Sending Service]]
||n/a
||BCL_Statistics
||n/a
||reportingBCLStat.state=up
||Perquisitions électroniques
||Statistiques BCL
||2.1.14
||2.1.5
||<span style="color: #868686"> <small>''48''</small/> </span>
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||ESPREP
||S0205-N
||STT
||S2.5-N
||Stress test in order to assess <br /> the interest rate risk <br /> arising from non-trading <br /> book activities
||Quarterly statistical balance sheet <br /> of credit institutions - <br /> Luxembourg entity and its branches
||CSSF
||BCL
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||ESP
||BCL_Statistics
||reportingESP.state=up
||reportingBCLStat.state=up|
||Rapport Enquête
|Statistiques BCL
||2.1.18
||2.1.5
||<span style="color: #868686"> <small>''15''</small/> </span>                
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||ESPREP
||S0208||S2.8||Real estate loans for <br /> Lxuembourg buildings
||DCO
||BCL
||Fonds de garantie <br /> des dépôts Luxembourg <br /> (FGDL)
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||CSSF
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||ESP
||BCL_Statistics||reportingBCLStat.state=up
||reportingESP.state=up
||Statistiques BCL
||Rapport Enquête
||2.1.5
||2.1.18
||<span style="color: #868686"> <small>''13''</small/> </span>
||<span style="color: #868686"> <small>''15''</small/> </span>                    
|-
|-
||ESPREP
||S0209-L
||BRA
||S2.9-L
||Quarterly reporting on the <br /> financial health of the branches <br /> parent entities
||Staff report - <br /> Luxembourg entity
||CSSF
||BCL
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||ESP
||BCL_Statistics
||reportingESP.state=up
||reportingBCLStat.state=up
||Rapport Enquête
||Statistiques BCL
||2.1.18
||2.1.5
||<span style="color: #868686"> <small>''15''</small/> </span>                  
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
||ESPREP
||S0209-N
||DEP
||S2.9-N
||Residential credit deposits
||Staff report - <br /> Luxembourg entity and its branches
||CSSF
||BCL
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||ESP||reportingESP.state=up||Rapport Enquête
||BCL_Statistics
||2.1.18
||reportingBCLStat.state=up
||<span style="color: #868686"> <small>''15''</small/> </span>                    
||Statistiques BCL
|-  
||2.1.5
|}
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
==Payment Institutions==
||S0302
 
||S3.2
<div style="text-align: left;">
||Non balance sheet information
 
||BCL
{| border="1" cellspacing="2" cellpadding="10"
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||BCL_Statistics
||reportingBCLStat.state=up
||Statistiques BCL
||2.1.5
||<span style="color: #868686"> <small>''13''</small/> </span>
|-
|-
! scope="col" | '''Report <br /> naming convention'''
||TPTBBL
! scope="col" | '''Table'''
||TPTBBL
! scope="col" | '''Details'''
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
! scope="col" | '''NCA'''
||BCL
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
||[[ReportGeneration|Report generation <br /> with e-form]]  
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||EDPREP
||Z1.1
||Balance sheet
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EDP
||TPT
||reportingEDP.state=up
||reportingTPTB.state=up
||Reporting EDP
||Titre par Titre Bancaire
||2.1.10
||2.1.6
||<span style="color: #868686"> <small>''29''</small/> </span>                    
||<span style="color: #868686"> <small>''20''</small/> </span>
 
|-
|-
||EDPREP
||TPTBBN
||Z1.2
||TPTBBN
||Identification of third-party <br /> funds held and incorporated in the balance sheet
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EDP
||TPT
||reportingEDP.state=up
||reportingTPTB.state=up
||Reporting EDP
||Titre par Titre Bancaire
||2.1.10
||2.1.6
||<span style="color: #868686"> <small>''29''</small/> </span>                      
||<span style="color: #868686"> <small>''20''</small/> </span>
|-
|-
||EDPREP
||TPTBHR
||Z1.4
||TPTBHR
||Capital adequacy of  <br /> payment institutions
||Security by security report– <br /> Off-balance sheet data– <br /> Resident customers
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EDP
||TPT||reportingTPTB.state=up
||reportingEDP.state=up
||Titre par Titre Bancaire
||Reporting EDP
||2.1.6
||2.1.10
||<span style="color: #868686"> <small>''20''</small/> </span>
||<span style="color: #868686"> <small>''29''</small/> </span>                      
|-
|-
||EDPREP
||TPTBHN
||Z2.1
||TPTBHN
||Profit and loss accoount
||Security by security report– <br /> Off-balance sheet data– <br /> Non-resident
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[ReportGeneration|Report generation <br /> with e-form]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EDP
||TPT
||reportingEDP.state=up
||reportingTPTB.state=up
||Reporting EDP
||Titre par Titre Bancaire
||2.1.10
||2.1.6
||<span style="color: #868686"> <small>''29''</small/> </span>                      
||<span style="color: #868686"> <small>''20''</small/> </span>
|-
|}
</div>
 
 
 
 
 
==Electronic Money Institutions==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
! scope="col" | '''Report <br /> naming convention'''
||BOP101
! scope="col" | '''Table'''
||BOP1.1
! scope="col" | '''Details'''
||Balance of payments reporting
! scope="col" | '''NCA'''
||BCL
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
! scope="col" | '''e-file - <br /> Manual file transmission <br /(-) User guides <br /> (-) FAQ '''
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
! scope="col" | '''e-file -  <br /> Automatic file transmission <br /> (-) User guides'''
||[[Sending_Service|Sending Service]]
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
||BOP
! scope="col" | '''Sending Service <br /> listener'''
||reportingBOP.state=up
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
||Balance des Paiements
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||2.1.7
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''12''</small/> </span>
|-
|-
||EMEREP
||BOP102
||W1.1
||BOP1.2
||Balance sheet
||Cross-border payments <br /> executed for the account <br /> of the resident counterparts
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EME
||BOP||reportingBOP.state=up
||reportingEME.state=up
||Balance des Paiements
||Reporting EME
||2.1.7
||2.1.11
||<span style="color: #868686"> <small>''12''</small/> </span>
||<span style="color: #868686"> <small>''34''</small/> </span>                      
|-
|-
||EMEREP
||SPJ
||W1.2
||646REP <br /> 663REP <br /> 664REP
||Identification of third-party <br /> funds held and incorporated <br /> in the balance sheet
||Notification and execution of court orders
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf CSSF - Circular 13/566]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||n/a
||EME
||n/a
||reportingEME.state=up
||n/a
||Reporting EME
||Perquisitions électroniques
||2.1.11
||2.1.14
||<span style="color: #868686"> <small>''34''</small/> </span>                        
||<span style="color: #868686"> <small>''48''</small/> </span>
|-
|-
||EMEREP
||ESPREP
||W1.3
||STT
||Statement of <br /> authorised reinvestments
||Stress test in order to assess <br /> the interest rate risk <br /> arising from non-trading <br /> book activities
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EME
||ESP
||reportingEME.state=up
||reportingESP.state=up
||Reporting EME
||Rapport Enquête
||2.1.11
||2.1.18
||<span style="color: #868686"> <small>''34''</small/> </span>                        
||<span style="color: #868686"> <small>''15''</small/> </span>                
|-
|-
||EMEREP
||ESPREP
||W1.4
||DCO
||Capital adequacy of <br /> electronic money institutions
||Fonds de garantie <br /> des dépôts Luxembourg <br /> (FGDL)
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EME
||ESP
||reportingEME.state=up
||reportingESP.state=up
||Reporting EME
||Rapport Enquête
||2.1.11
||2.1.18
||<span style="color: #868686"> <small>''34''</small/> </span>                        
||<span style="color: #868686"> <small>''15''</small/> </span>                    
|-
|-
||EMEREP
||ESPREP
||W2.1
||BRA
||Profit and loss account
||Quarterly reporting on the <br /> financial health of the branches <br /> parent entities
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EME
||ESP
||reportingEME.state=up
||reportingESP.state=up
||Reporting EME
||Rapport Enquête
||2.1.11
||2.1.18
||<span style="color: #868686"> <small>''34''</small/> </span>                
||<span style="color: #868686"> <small>''15''</small/> </span>                  
|-
|-
||EMEREP
||ESPREP
||W4.5
||DEP
||Analysis of shareholdings
||Residential credit deposits
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||EME
||ESP||reportingESP.state=up||Rapport Enquête
||reportingEME.state=up
||2.1.18
||Reporting EME
||<span style="color: #868686"> <small>''15''</small/> </span>                    
||2.1.11
|-
||<span style="color: #868686"> <small>''34''</small/> </span>                        
|}
|}
</div>


 
==Payment Institutions==
 
 
 
==Payment Institutions/Electronic Money Institutions==


<div style="text-align: left;">
<div style="text-align: left;">
Line 807: Line 887:
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|-
||V0101
||EDPREP
||V1.1
||Z1.1
||Customer transfers
||Balance sheet
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||EDP
||Collecte des données de paiement (CDP)
||reportingEDP.state=up
||2.1.13
||Reporting EDP
||<span style="color: #868686"> <small>''36''</small/> </span>                        
||2.1.10
||<span style="color: #868686"> <small>''29''</small/> </span>                    
|-
|-
||V0102
||EDPREP
||V1.2
||Z1.2
||Interbank transfers
||Identification of third-party <br /> funds held and incorporated in the balance sheet
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP
||EDP
||reportingDP.state=up
||reportingEDP.state=up
||Collecte des données de paiement (CDP)
||Reporting EDP
||2.1.13
||2.1.10
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''29''</small/> </span>                      
|-
|-
||V0103
||EDPREP
||V1.3
||Z1.4
||Domiciliations
||Capital adequacy of  <br /> payment institutions
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
||EDP
||2.1.13
||reportingEDP.state=up
||<span style="color: #868686"> <small>''36''</small/> </span>
||Reporting EDP
||2.1.10
||<span style="color: #868686"> <small>''29''</small/> </span>                      
|-
|-
||V0104
||EDPREP
||V1.4
||Z2.1
||Inventory cards / terminals
||Profit and loss accoount
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP
||EDP
||reportingDP.state=up
||reportingEDP.state=up
||Collecte des données de paiement (CDP)
||Reporting EDP
||2.1.13
||2.1.10
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''29''</small/> </span>                      
|-
|-  
||V0105
|}
||V1.5
</div>
||Card transactiosn (Issuing part)
 
||BCL
 
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 
||[[Sending_Service|Sending Service]]
 
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
==Electronic Money Institutions==
||2.1.13
 
||<span style="color: #868686"> <small>''36''</small/> </span>
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
||V0106
! scope="col" | '''Report <br /> naming convention'''
||V1.6
! scope="col" | '''Table'''
||Card transactiosn (Acquiring part)
! scope="col" | '''Details'''
||BCL
! scope="col" | '''NCA'''
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ '''
||[[Sending_Service|Sending Service]]
! scope="col" | '''e-file - <br /> Automatic file transmission <br /> (-) User guides'''
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
||2.1.13
! scope="col" | '''Sending Service <br /> listener'''
||<span style="color: #868686"> <small>''36''</small/> </span>
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|-
||V0107
||EMEREP
||V1.7
||W1.1
||Cheques and money orders
||Balance sheet
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||EME
||Collecte des données de paiement (CDP)
||reportingEME.state=up
||2.1.13
||Reporting EME
||<span style="color: #868686"> <small>''36''</small/> </span>
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                      
|-
|-
||V0108
||EMEREP
||V1.8
||W1.2
||Electronic money scheme
||Identification of third-party <br /> funds held and incorporated <br /> in the balance sheet
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||EME
||Collecte des données de paiement (CDP)
||reportingEME.state=up
||2.1.13
||Reporting EME
||<span style="color: #868686"> <small>''36''</small/> </span>
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                        
|-
|-
||V0109
||EMEREP
||V1.9
||W1.3
||Card based e-money schemes
||Statement of <br /> authorised reinvestments
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||EME
||Collecte des données de paiement (CDP)
||reportingEME.state=up
||2.1.13
||Reporting EME
||<span style="color: #868686"> <small>''36''</small/> </span>
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                        
|-
|-
||V0110
||EMEREP
||V1.10
||W1.4
||Stock taking of payment accounts in bank money
||Capital adequacy of <br /> electronic money institutions
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP
||EME
||reportingDP.state=up
||reportingEME.state=up
||Collecte des données de paiement (CDP)
||Reporting EME
||2.1.13
||2.1.11
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''34''</small/> </span>                        
|-
|-
||V0111
||EMEREP
||V1.11
||W2.1
||OTC cash transactions
||Profit and loss account
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP||reportingDP.state=up
||EME
||Collecte des données de paiement (CDP)
||reportingEME.state=up
||2.1.13
||Reporting EME
||<span style="color: #868686"> <small>''36''</small/> </span>
||2.1.11
||<span style="color: #868686"> <small>''34''</small/> </span>                
|-
|-
||V0112
||EMEREP
||V1.12
||W4.5
||Transactions via telecommunication, digital or IT device
||Analysis of shareholdings
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP
||EME
||reportingDP.state=up
||reportingEME.state=up
||Collecte des données de paiement (CDP)
||Reporting EME
||2.1.13
||2.1.11
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''34''</small/> </span>                        
|}
</div>
 
 
 
 
 
==Payment Institutions/Electronic Money Institutions==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
||V0113
! scope="col" | '''Report <br /> naming convention'''
||V1.13
! scope="col" | '''Table'''
||Credits to the accounts by simple book entry
! scope="col" | '''Details'''
||BCL
! scope="col" | '''NCA'''
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||V0101
||V1.1
||Customer transfers
||BCL
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||CDP
||CDP||reportingDP.state=up
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||Collecte des données de paiement (CDP)
||2.1.13
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>                        
|-
|-
||V0114
||V0102
||V1.14
||V1.2
||Debits from the account by simple book entry
||Interbank transfers
||BCL
||BCL
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
Line 977: Line 1,092:
||2.1.13
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|}
==Investment Funds==
<div style="text-align: left;">
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
! scope="col" | '''Report <br /> naming convention'''
||V0103
! scope="col" | '''Table'''
||V1.3
! scope="col" | '''Details'''
||Domiciliations
! scope="col" | '''NCA'''
||BCL
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ '''
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
! scope="col" | '''e-file -  <br /> Automatic file transmission <br /> (-) User guides'''
||[[Sending_Service|Sending Service]]
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
! scope="col" | '''Sending Service <br /> listener'''
||2.1.13
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
||<span style="color: #868686"> <small>''36''</small/> </span>
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
|-
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
||V0104
||V1.4
||Inventory cards / terminals
||BCL
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||CDP
||reportingDP.state=up
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
||-
||V0105
||O4.1
||V1.5
||Yearly financial information
||Card transactiosn (Issuing part)
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
||Station Finesti
||2.1.13
||1.1
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''8''</small/> </span>  
|-
|-
||-
||V0106
||O4.2
||V1.6
||Interventions on the futures and options markets
||Card transactiosn (Acquiring part)
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
||reportingOPC.automatique.state=up
||2.1.13
||Station Finesti
||<span style="color: #868686"> <small>''36''</small/> </span>
||1.1
||<span style="color: #868686"> <small>''8''</small/> </span>  
|-
|-
||-
||V0107
||O1.2
||V1.7
||Monthly financial information for guaranteed funds
||Cheques and money orders
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP||reportingDP.state=up
||reportingOPC.automatique.state=up
||Collecte des données de paiement (CDP)
||Station Finesti
||2.1.13
||1.1
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''8''</small/> </span>
|-
|-
||U11
||V0108
||U1.1
||V1.8
||Monthly financial information UCITS and UCI
||Electronic money scheme
||CSSF
||BCL
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF - File naming convention U1.1 reporting]
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[ReportGeneration|(-) Report Generation <br /> with e-form]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />[[Transmission_follow-up#How_to_reply_to_U1.1_Global_feedbacks_from_the_CSSF|(-) How to reply to Global Feedback]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP||reportingDP.state=up
||reportingOPC.automatique.state=up
||Collecte des données de paiement (CDP)
||Station Finesti
||2.1.13
||1.1
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''8''</small/> </span>
|-
|-
||S0103
||V0109
||S1.3
||V1.9
||Monthly statistical balance sheet for money market funds (MMF)
||Card based e-money schemes
||BCL
||BCL
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP||reportingDP.state=up
||reportingOPC.automatique.state=up
||Collecte des données de paiement (CDP)
||Station Finesti
||2.1.13
||1.1
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''8''</small/> </span>
|-
|-
|S0106
||V0110
||S1.6
||V1.10
||Monthly statistical balance sheet for money market funds (MMF)
||Stock taking of payment accounts in bank money
||BCL
||BCL
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP
||reportingOPC.automatique.state=up
||reportingDP.state=up
||Station Finesti
||Collecte des données de paiement (CDP)
||1.1
||2.1.13
||<span style="color: #868686"> <small>''8''</small/> </span>
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|S02013
||V0111
||S2.13
||V1.11
||Quarterly statistical balance sheet for non-MMF investment funds
||OTC cash transactions
||BCL
||BCL
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP||reportingDP.state=up
||reportingOPC.automatique.state=up
||Collecte des données de paiement (CDP)
||Station Finesti
||2.1.13
||1.1
||<span style="color: #868686"> <small>''36''</small/> </span>
||<span style="color: #868686"> <small>''8''</small/> </span>
|-
|-
|TPTOBS
||V0112
||TPTOBS
||V1.12
||Monthly Security by security reporting for investment funds
||Transactions via telecommunication, digital or IT device
||BCL
||BCL
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||OPC\envoi_Automatique\fichiersCCLUX
||CDP
||reportingOPC.automatique.state=up
||reportingDP.state=up
||Station Finesti
||Collecte des données de paiement (CDP)
||1.1
||2.1.13
||<span style="color: #868686"> <small>''8''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-
|-
|SIC
||V0113
||K3.1
||V1.13
||Financial information to be submitted by investment companies in risk capital (SICARs)
||Credits to the accounts by simple book entry
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf (-) CSSF - Circular 08/376] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||SICAR
||CDP
||reportingSICAR.state=up
||reportingDP.state=up
||Reporting SICAR
||Collecte des données de paiement (CDP)
||1.1
||2.1.13
||<span style="color: #868686"> <small>''17''</small/> </span>  
||<span style="color: #868686"> <small>''36''</small/> </span>
|-  
|-
|DOCREP
||V0114
||LF
||V1.14
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />  
||Debits from the account by simple book entry
Long Form reports (UCI Law 2010)
||BCL
||CSSF
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Long_Form||reportingLF.state=up||Doc OPC et FIS (circ. CSSF)
||CDP
||(-) 1.1 <br /> (-) 1.5
||reportingDP.state=up
||<span style="color: #868686"> <small>''21''</small/> </span>  
||Collecte des données de paiement (CDP)
||2.1.13
||<span style="color: #868686"> <small>''36''</small/> </span>
|-  
|-  
||DOCREP
|}
||ML
 
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 
Management letters  <br />
 
(-) O: OPC Law 2010<br />
 
(-) O: Law 2007 <br />
 
(-) K: SICAR<br />
==Investment Funds==
||CSSF
 
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  (-) CSSF - Circulars 19/708]
<div style="text-align: left;">
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 
||[[Sending_Service|Sending Service]]
{| border="1" cellspacing="2" cellpadding="10"
||DOC_FIS_OPC\MGMT_Letter
||reportingML.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|-
|DOCREP
! scope="col" | '''Report <br /> naming convention'''
||ML
! scope="col" | '''Table'''
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />  
! scope="col" | '''Details'''
Management letters of Investment fund managers (IFM) ('''EN''') <br />  
! scope="col" | '''NCA'''
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
||-
||O4.1
||Yearly financial information
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_GFI
||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up
||reportingMLGFI.state=up
||Station Finesti
||Doc OPC et FIS (circ. CSSF)
||1.1
||(-) 1.5
||<span style="color: #868686"> <small>''8''</small/> </span>  
||<span style="color: #868686"> <small>''21''</small/> </span>  
|-
|-
|DOCREP
||-
||RR<br />
||O4.2
HK
||Interventions on the futures and options markets
||<small><span style="background:yellow"> '''NEW:'''</span></small/>
Auditor report<br />
(-) O: UCI Law 2010<br />
(-) O: UCI Law 2007<br />
(-) K: SICAR<br />
(-) S: Investment fund manager (IFM) <br />
(-) A: Investment fund manager (IFM) <br />
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
Report Hong Kong Securities and Futures (HK) <br />
 
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC/OTHER
||OPC\envoi_Automatique\fichiersCCLUX
||reportingDOC_OTH.state=up
||reportingOPC.automatique.state=up
||Doc OPC et FIS (circ. CSSF)
||Station Finesti
||1.5
||1.1
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''8''</small/> </span>  
|-
|-
|DOCREP<br />
||-
||
||O1.2
<small>
||Monthly financial information for guaranteed funds
 
||CSSF
 
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 
||[[ReportGeneration|Report generation <br /> with e-form]]
(-) GR <br />
||[[Sending_Service|Sending Service]]
(-) ID <br />
||OPC\envoi_Automatique\fichiersCCLUX
(-) FC <br />
||reportingOPC.automatique.state=up
(-) IA <br />  
||Station Finesti
(-) BC <br /
||1.1
(-) TP <br />
||<span style="color: #868686"> <small>''8''</small/> </span>
(-) LP <br />
|-
(-) PG <br /
||U11
(-) OG <br />
||U1.1
(-) TM <br /
||Monthly financial information UCITS and UCI
(-) RD <br />
||CSSF
(-) AS <br />
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF - File naming convention U1.1 reporting]
(-) FP <br />  
||[[ReportGeneration|(-) Report Generation <br /> with e-form]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />[[Transmission_follow-up#How_to_reply_to_U1.1_Global_feedbacks_from_the_CSSF|(-) How to reply to Global Feedback]]
(-) PN <br />
||[[Sending_Service|Sending Service]]
(-) BD <br />
||OPC\envoi_Automatique\fichiersCCLUX
(-) CO <br />
||reportingOPC.automatique.state=up
(-) ET <br />
||Station Finesti
</small/>   
||1.1
||
||<span style="color: #868686"> <small>''8''</small/> </span>   
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
|-
'''Investment fund managers (IFM)''': <br />
||S0103
<small>
||S1.3
(-) Risk management function(GR) <br />  
||Monthly statistical balance sheet for money market funds (MMF)
(-) OPCVM instruments information (ID) <br />
||BCL
(-) Compliance Function (FC)<br />
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
(-) Internal audit function report (IA)<br />  
||[[ReportGeneration|Report generation <br /> with e-form]]
(-) LBC/FT Obligation (BC) <br />
(-) Complaints handling (TP) <br />  
(-) Authorized third party complaints (LP) <br />
(-) Risk Management Procedure (PG)<br />
(-) Organization chart (OG) <br />  
(-) Mandates table (TM) <br />   
(-) Delegates of RFI (RD) <br />
(-) Branch activity (AS) <br />
(-) Own funds ratio (FP) <br />
(-) Risk management procedure AIFM (PN) <br />
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD) <br />
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) <br />
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />  
</small/>
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\DOC_GFI
||OPC\envoi_Automatique\fichiersCCLUX
||reportingGFI.state=up
||reportingOPC.automatique.state=up
||Doc OPC et FIS (circ. CSSF)
||Station Finesti
||1.5
||1.1
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''8''</small/> </span>
|-
|-
|DOCREP
|S0106
||(-) PC <br /> (-) DE <br /> (-) LE
||S1.6
||SIF: <br /> (-) Prospectus (PC) <br /> (-) Offering document (DE) <br /> (-) Letter of explanation (LE)
||Monthly statistical balance sheet for money market funds (MMF)
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\PROSP_FIS
||OPC\envoi_Automatique\fichiersCCLUX
||reportingPFIS.state=up
||reportingOPC.automatique.state=up
||Doc OPC et FIS (circ. CSSF)
||Station Finesti
||(-) 1.1 <br /> (-) 1.5
||1.1
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''8''</small/> </span>
|-
|-
|DOCREP
|S02013
||(-) PC <br /> (-) PS <br /> (-) LE
||S2.13
||UCI: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Letter of explanation (LE)
||Quarterly statistical balance sheet for non-MMF investment funds
||CSSF
||BCL
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[ReportGeneration|Report generation <br /> with e-form]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\PROSP_OPC
||OPC\envoi_Automatique\fichiersCCLUX
||reportingPOPC.state=up
||reportingOPC.automatique.state=up
||Doc OPC et FIS (circ. CSSF)
||Station Finesti
||(-) 1.1 <br /> (-) 1.5
||1.1
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''8''</small/> </span>
 
|-
 
|TPTOBS
|-
||TPTOBS
|DOCREP
||Monthly Security by security reporting for investment funds
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
||BCL
||SIF Law 2007: <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report SIF (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM) <br />
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
<small><span style="background:yellow"> '''NEW'''</span></small/> SICAR: <br />
||[[ReportGeneration|Report generation <br /> with e-form]]
(-) Annual Report (AR) <br />
(-) Other periodic report (RO)
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Report_FIS
||OPC\envoi_Automatique\fichiersCCLUX
||reportingRAFIS.state=up
||reportingOPC.automatique.state=up
||Doc OPC et FIS (circ. CSSF)
||Station Finesti
||(-) 1.1 <br /> (-) 1.5
||1.1
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''8''</small/> </span>  
 
 
 
 
|-
|-
|SIC
||K3.1
||Financial information to be submitted by investment companies in risk capital (SICARs)
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf (-) CSSF - Circular 08/376] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||SICAR
||reportingSICAR.state=up
||Reporting SICAR
||1.1
||<span style="color: #868686"> <small>''17''</small/> </span>
|-
|DOCREP
|DOCREP
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
||LF
||UCI Law 2010: <br /> (-) Annual Report (AR)  <br /> (-) Semi-annual report SIF (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (MP)
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />  
Long Form reports (UCI Law 2010)  
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  CSSF - Circulars 19/708]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  (-) CSSF - Circulars 19/708]<br />
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Report_OPC
||DOC_FIS_OPC\Long_Form||reportingLF.state=up||Doc OPC et FIS (circ. CSSF)
||reportingRFOPC.state=up
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
||DOCREP
||ML
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
Management letters  <br />
(-) O: OPC Law 2010<br />
(-) O: Law 2007 <br />
(-) K: SICAR<br />
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  (-) CSSF - Circulars 19/708]<br />
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_Letter
||reportingML.state=up
||Doc OPC et FIS (circ. CSSF)
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''21''</small/> </span>  
|-
|-
|DOCREP
|DOCREP
||AR <br /> RO
||ML
||<small><span style="background:yellow"> '''NEW:'''</span></small/><br />
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />  
Investment fund managers (IFM) ('''EN''') <br />
Management letters of Investment fund managers (IFM) ('''EN''') <br />  
Gestionnaires des fonds d'investissement (GFI)('''FR''')<br />
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
(-) Annual Report (AR) <br />
(-) Other periodic report (RO) <br />
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC/REPORT_GFI
||DOC_FIS_OPC\MGMT_GFI
||reportingRGFI.state=up
||reportingMLGFI.state=up
||Doc OPC et FIS (circ. CSSF)
||Doc OPC et FIS (circ. CSSF)
||1.5
||(-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''21''</small/> </span>  
|-
|DOCREP
||RR<br />
HK
||<small><span style="background:yellow"> '''NEW:'''</span></small/>
Auditor report<br />
(-) O: UCI Law 2010<br />
(-) O: UCI Law 2007<br />
(-) K: SICAR<br />
(-) S: Investment fund manager (IFM) <br />
(-) A: Investment fund manager (IFM) <br />
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
Report Hong Kong Securities and Futures (HK) <br />


|-
|DOCREP
||KI
||Key Investor Information Document <br />
(-) O: OPC Law 2010 and Loi 2007 <br />
(-) K: SICAR<br />
(-) V: non-reglem.
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br /> [[PRIIPS|(-) PRIIPs KID]]  
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\KID_OPC
||DOC_FIS_OPC/OTHER
||reportingKID.state=up
||reportingDOC_OTH.state=up
||Doc OPC et FIS (circ. CSSF)
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||MR
||Management Regulations of UCITS
(-) O: OPC Law 2010<br />
(-) O: Law 2007 <br />
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  (-) CSSF - Circulars 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_REGUL
||reportingMR.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||AI
||Articles of Incorporation of UCITS
(-) O: UCI Law 2010 <br />
(-) O: UCI Law 2007 <br />
(-) <small><span style="background:yellow"> '''NEW'''</span></small/> K: SICAR <br />
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  (-) CSSF - Circulars 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\ART_INCORP||reportingAI.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''21''</small/> </span>  
|-
|-
||n/a
|DOCREP<br />
||n/a
||
||Request for delivery of attestations
<small>
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  (-) CSSF - Circulars 19/708]
||[[Transmission_Module#Special_case:_UCI_attestation_request | (-) UCI attestation request]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||n/a
||n/a
||n/a
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|NOTREP
||INI ''or'' <br /> UPD
||Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf (-) CSSF 11/509] <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF - Circulars 08/371, 09/423, 11/509]
||[[E-file_Light_EN#Notification_Tool|e-file Notification Tool]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\NOTIFICATIONS_UCITSIV
||reportingNotifUcitsIV.state=up
||(-) Gestion documentaire <br /> (-) Dashboard <br /> (-) Matrice d'enregistrement et de distribution
||1.2
||<span style="color: #868686"> <small>''28''</small/> </span>
|-
|}
</div>


==Alternative Investment Fund Managers (AIFM)==


<div style="text-align: left;">


{| border="1" cellspacing="2" cellpadding="10"
(-) GR <br />
|-
(-) ID <br />
! scope="col" | '''Report <br /> naming convention'''
(-) FC <br />  
! scope="col" | '''Table'''
(-) IA <br />
! scope="col" | '''Details'''
(-) BC <br /> 
! scope="col" | '''NCA'''
(-) TP <br />
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
(-) LP <br />
! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ '''
(-) PG <br />
! scope="col" | '''e-file -  <br /> Automatic file transmission <br /> (-) User guides'''
(-) OG <br />
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
(-) TM <br /> 
! scope="col" | '''Sending Service <br /> listener'''
(-) RD <br />  
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
(-) AS <br />  
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
(-) FP <br />  
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
(-) PN <br />
|-
(-) BD <br />  
|AIF
(-) CO <br />  
||MAN
(-) ET <br />
||Alternative Investment Fund reporting (AIF Manager)
</small/>   
||
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
'''Investment fund managers (IFM)''': <br />
<small>
(-) Risk management function(GR) <br />
(-) OPCVM instruments information (ID) <br />
(-) Compliance Function (FC)<br />  
(-) Internal audit function report (IA)<br />  
(-) LBC/FT Obligation (BC) <br />
(-) Complaints handling (TP) <br />  
(-) Authorized third party complaints (LP) <br />
(-) Risk Management Procedure (PG)<br />
(-) Organization chart (OG) <br />  
(-) Mandates table (TM) <br />
(-) Delegates of RFI (RD) <br />
(-) Branch activity (AS) <br />  
(-) Own funds ratio (FP) <br />  
(-) Risk management procedure AIFM (PN) <br />
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD) <br />
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) <br />
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />
</small/>
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581]  
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br />
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br />
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||AIF||reportingAIF.state=up
||DOC_FIS_OPC\DOC_GFI
||(-) AIF <br /> (-) AMfine
||reportingGFI.state=up
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
||Doc OPC et FIS (circ. CSSF)
||<span style="color: #868686"> <small>''54''</small/> </span>  
||1.5
|-  
||<span style="color: #868686"> <small>''21''</small/> </span>  
|AIF
|-
||AIF
|DOCREP
||Alternative Investment Fund reporting
||(-) PC <br /> (-) DE <br /> (-) LE
||SIF: <br /> (-) Prospectus (PC) <br /> (-) Offering document (DE) <br /> (-) Letter of explanation (LE)
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581]  
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br />
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br />
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||AIF
||DOC_FIS_OPC\PROSP_FIS
||reportingAIF.state=up
||reportingPFIS.state=up
||(-) AIF <br /> (-) AMfine
||Doc OPC et FIS (circ. CSSF)
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''54''</small/> </span>  
||<span style="color: #868686"> <small>''21''</small/> </span>
|-  
|-
|}
|DOCREP
</div>
||(-) PC <br /> (-) PS <br /> (-) LE
||UCI: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Letter of explanation (LE)
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  CSSF - Circulars 19/708]<br />
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\PROSP_OPC
||reportingPOPC.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>  
 
 
|-  
|DOCREP
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
||SIF Law 2007:  <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report SIF (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM) <br />
<small><span style="background:yellow"> '''NEW'''</span></small/> SICAR: <br />
(-) Annual Report (AR) <br />
(-) Other periodic report (RO)
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  CSSF - Circulars 19/708]<br />
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Report_FIS
||reportingRAFIS.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
 






==Management Companies==
<div style="text-align: left;">
{| border="1" cellspacing="2" cellpadding="10"
|-
|-
! scope="col" | '''Report <br /> naming convention'''
|DOCREP
! scope="col" | '''Table'''
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
! scope="col" | '''Details'''
||UCI Law 2010: <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (MP)
! scope="col" | '''NCA'''
||CSSF
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br />
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|SGOREP
||G21
||<small>(-) SG 1A: Financial situation <br /> (-) SG 1B: Profit and loss account <br /> (-) SG 1C: Table relating to other activities <br /> (-) SG 2: Other activities <br /> (-) SG: Personnel Table relating to staff</small/>
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf (-) CSSF - Circular 10/467] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf (-) CSSF - Circular 15/633] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Wiki Sending Service]]
||SGO
||reportingSGO.state=up
||Rapport Société de Gestion
||(-) 1.1 <br /> (-) 2.1.16
||<span style="color: #868686"> <small>''26''</small/> </span>
|-
|DOCREP
||ML
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
Management letters of Investment fund managers (IFM) ('''EN''') <br />
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Document transmission <br /> Circulars 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_GFI
||DOC_FIS_OPC\Report_OPC
||reportingMLGFI.state=up
||reportingRFOPC.state=up
||Doc OPC et FIS (circ. CSSF)
||Doc OPC et FIS (circ. CSSF)
||(-) 1.5
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>  
||<span style="color: #868686"> <small>''21''</small/> </span>  
|-
|-
|DOCREP
|DOCREP
||RR<br />  
||AR <br /> RO
HK
||<small><span style="background:yellow"> '''NEW:'''</span></small/><br />
||<small><span style="background:yellow"> '''NEW:'''</span></small/>  
Investment fund managers (IFM) ('''EN''') <br />
Auditor report<br />  
Gestionnaires des fonds d'investissement (GFI)('''FR''')<br />
(-) S: Investment fund manager (IFM) <br />  
(-) Annual Report (AR) <br />
(-) A: Investment fund manager (IFM) <br />  
(-) Other periodic report (RO) <br />
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  CSSF - Circulars 19/708]<br />
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC/REPORT_GFI
||reportingRGFI.state=up
||Doc OPC et FIS (circ. CSSF)
||1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
 
 
|-
|DOCREP
||KI
||Key Investor Information Document <br />
(-) O: OPC Law 2010 and Loi 2007 <br />
(-) K: SICAR<br />
(-) V: non-reglem.
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  (-) CSSF - Circulars 19/708]<br />
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br /> [[PRIIPS|(-) PRIIPs KID]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\KID_OPC
||reportingKID.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||MR
||Management Regulations of UCITS
(-) O: OPC Law 2010<br />
(-) O: Law 2007 <br />
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  (-) CSSF - Circulars 19/708]<br />
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_REGUL
||reportingMR.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||AI
||Articles of Incorporation of UCITS
(-) O: UCI Law 2010 <br />
(-) O: UCI Law 2007 <br />
(-) <small><span style="background:yellow"> '''NEW'''</span></small/> K: SICAR <br />
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  (-) CSSF - Circulars 19/708]<br />
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\ART_INCORP||reportingAI.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
||n/a
||n/a
||Request for delivery of attestations
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  (-) CSSF - Circulars 19/708]<br />
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe]
||[[Transmission_Module#Special_case:_UCI_attestation_request | (-) UCI attestation request]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||n/a
||n/a
||n/a
||Doc OPC et FIS (circ. CSSF)
||(-) 1.1 <br /> (-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|NOTREP
||INI ''or'' <br /> UPD
||Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf (-) CSSF 11/509] <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF - Circulars 08/371, 09/423, 11/509]
||[[E-file_Light_EN#Notification_Tool|e-file Notification Tool]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\NOTIFICATIONS_UCITSIV
||reportingNotifUcitsIV.state=up
||(-) Gestion documentaire <br /> (-) Dashboard <br /> (-) Matrice d'enregistrement et de distribution
||1.2
||<span style="color: #868686"> <small>''28''</small/> </span>
|-
|}
</div>
 
==Alternative Investment Fund Managers (AIFM)==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|AIF
||MAN
||Alternative Investment Fund reporting (AIF Manager)
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br />
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]
||[[Sending_Service|Sending Service]]
||AIF||reportingAIF.state=up
||(-) AIF <br /> (-) AMfine
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
||<span style="color: #868686"> <small>''54''</small/> </span>
|-
|AIF
||AIF
||Alternative Investment Fund reporting
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br />
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]
||[[Sending_Service|Sending Service]]
||AIF
||reportingAIF.state=up
||(-) AIF <br /> (-) AMfine
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
||<span style="color: #868686"> <small>''54''</small/> </span>
|-
|}
</div>
 
 
 
 
 
==Management Companies==
 
<div style="text-align: left;">
 
{| border="1" cellspacing="2" cellpadding="10"
|-
! scope="col" | '''Report <br /> naming convention'''
! scope="col" | '''Table'''
! scope="col" | '''Details'''
! scope="col" | '''NCA'''
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
! scope="col" | '''Sending Service <br /> listener'''
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
|-
|SGOREP
||G21
||<small>(-) SG 1A: Financial situation <br /> (-) SG 1B: Profit and loss account <br /> (-) SG 1C: Table relating to other activities <br /> (-) SG 2: Other activities <br /> (-) SG: Personnel Table relating to staff</small/>
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf (-) CSSF - Circular 10/467] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf (-) CSSF - Circular 15/633] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Wiki Sending Service]]
||SGO
||reportingSGO.state=up
||Rapport Société de Gestion
||(-) 1.1 <br /> (-) 2.1.16
||<span style="color: #868686"> <small>''26''</small/> </span>
|-
|DOCREP
||ML
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
Management letters of Investment fund managers (IFM) ('''EN''') <br />
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\MGMT_GFI
||reportingMLGFI.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||AR
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
Annual report of Investment fund managers (IFM) ('''EN''') <br />
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC/REPORT_GFI
||reportingRGFI.state=up
||Doc OPC et FIS (circ. CSSF)
||(-) 1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP
||RR<br />  
HK
||<small><span style="background:yellow"> '''NEW:'''</span></small/>  
Auditor report<br />  
(-) S: Investment fund manager (IFM) <br />  
(-) A: Investment fund manager (IFM) <br />  
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />  
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />  
Report Hong Kong Securities and Futures (HK) <br />  
Report Hong Kong Securities and Futures (HK) <br />  
 
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC/OTHER
||reportingDOC_OTH.state=up
||Doc OPC et FIS (circ. CSSF)
||1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP<br />
||
<small>
 
 
 
(-) GR <br />
(-) ID <br />
(-) FC <br />
(-) IA <br />
(-) BC <br /> 
(-) TP <br />
(-) LP <br />
(-) PG <br /> 
(-) OG <br />
(-) TM <br /> 
(-) RD <br />
(-) AS <br />
(-) FP <br />
(-) PN <br />
(-) BD <br />
(-) CO <br />
(-) ET <br />
</small/>   
||
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
'''Investment fund managers (IFM)''': <br />
<small>
(-) Risk management function(GR) <br />
(-) OPCVM instruments information (ID) <br />
(-) Compliance Function (FC)<br />
(-) Internal audit function report (IA)<br />
(-) LBC/FT Obligation (BC) <br /> 
(-) Complaints handling (TP) <br />
(-) Authorized third party complaints (LP) <br />
(-) Risk Management Procedure (PG)<br /> 
(-) Organization chart (OG) <br />
(-) Mandates table (TM) <br /> 
(-) Delegates of RFI (RD) <br />
(-) Branch activity (AS) <br />
(-) Own funds ratio (FP) <br />
(-) Risk management procedure AIFM (PN)<br />
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)<br />
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)<br />
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />
</small/>
||CSSF
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Document transmission <br /> Circulars 19/708]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_698.pdf (-) CSSF - Circulars 18/698]<br />
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
||[[Sending_Service|Sending Service]]
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
||DOC_FIS_OPC/OTHER
||reportingDOC_OTH.state=up
||Doc OPC et FIS (circ. CSSF)
||1.5
||<span style="color: #868686"> <small>''21''</small/> </span>
|-
|DOCREP<br />
||
<small>
 
 


(-) GR <br />
(-) ID <br />
(-) FC <br />
(-) IA <br />
(-) BC <br /> 
(-) TP <br />
(-) LP <br />
(-) PG <br /> 
(-) OG <br />
(-) TM <br /> 
(-) RD <br />
(-) AS <br />
(-) FP <br />
(-) PN <br />
(-) BD <br />
(-) CO <br />
(-) ET <br />
</small/>   
||
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
'''Investment fund managers (IFM)''': <br />
<small>
(-) Risk management function(GR) <br />
(-) OPCVM instruments information (ID) <br />
(-) Compliance Function (FC)<br />
(-) Internal audit function report (IA)<br />
(-) LBC/FT Obligation (BC) <br /> 
(-) Complaints handling (TP) <br />
(-) Authorized third party complaints (LP) <br />
(-) Risk Management Procedure (PG)<br /> 
(-) Organization chart (OG) <br />
(-) Mandates table (TM) <br /> 
(-) Delegates of RFI (RD) <br />
(-) Branch activity (AS) <br />
(-) Own funds ratio (FP) <br />
(-) Risk management procedure AIFM (PN)<br />
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)<br />
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)<br />
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />
</small/>
||CSSF
| [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  CSSF - Document transmission <br /> Circulars 19/708]<br />
  [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_698.pdf  CSSF - Document transmission <br /> Circulars 18/698]
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 1,831: Line 2,126:
||Compte rendu
||Compte rendu
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,844: Line 2,139:
||Rapport actuariel
||Rapport actuariel
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,857: Line 2,152:
||Rapport distinct du réviseur
||Rapport distinct du réviseur
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,869: Line 2,164:
||Source file reception from CAA||Rapport de gouvernance
||Source file reception from CAA||Rapport de gouvernance
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,882: Line 2,177:
||Rapport LBCFT
||Rapport LBCFT
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,894: Line 2,189:
||Source file reception from CAA||Rapports sur le traitement des réclamations
||Source file reception from CAA||Rapports sur le traitement des réclamations
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,906: Line 2,201:
||Source file reception from CAA||Enquête spécifique
||Source file reception from CAA||Enquête spécifique
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,919: Line 2,214:
||Etat trimestriel
||Etat trimestriel
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,932: Line 2,227:
||Rapport distinct Solvabilité 2 du réviseur
||Rapport distinct Solvabilité 2 du réviseur
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,945: Line 2,240:
||Fiche de renseignement
||Fiche de renseignement
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||n/a
||n/a
Line 1,958: Line 2,253:
||Rapports narratifs
||Rapports narratifs
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[Sending_Service|Wiki Sending Service]]
||[[Sending_Service|Wiki Sending Service]]
Line 1,970: Line 2,265:
||XBRL reports Solvency II
||XBRL reports Solvency II
||CAA
||CAA
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v103-2.pdf (-) File naming convention]
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[CAA_Manual|Wiki-CAA Manual]]
||[[Sending_Service|Sending Service]]
||[[Sending_Service|Sending Service]]
Line 2,031: Line 2,326:
|}
|}
</div>
</div>


==Financial Institutions - Foreign Account Tax Compliance Act (FATCA)==
==Financial Institutions - Foreign Account Tax Compliance Act (FATCA)==

Revision as of 10:12, 26 February 2020

Home page Return homepage

Through its dedicated electronic platform, e-file.lu, the Luxembourg Stock Exchange and Fundsquare are able to provide an ideal solution for filing entities for all reporting requirements.

  • e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:

- Commission de Surveillance du Secteur Financier (CSSF)

- Banque Centrale du Luxembourg (BCL)

- Administration des contributions directes (ACD)

- Commissariat aux Assurances (CAA)

  • It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
  • e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.


List of all Reporting types that can be used with e-file


MiFID II / MiFIR

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
TAFREP TAF Article 26 of Regulation
No 600/2014:
Obligation to report transactions
(Markets in financial instruments => MiFIR)
CSSF (-) CSSF - Press release 16/43

(-) CSSF - Circular 17/674

(-) CSSF - TAF Handbook

(-) Manual file transmission
(-) Sending types - Examples
(-) FAQ MiFIR
Sending Service TAF reportingTAF.state=up Report TAF-MIFID 2.1.23 71


Institutions for Occupational Retirement Provision

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
SUFREP IORP Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019 CSSF (-) CSSF - Circular 19/726

(-) Naming convention
(-) Technical note
(-) XBRL taxonomies to be used>


(-) Manual file transmission
(-) Sending types - Examples
Sending Service IORP reportingIORP.state=up Reporting IORP 80

Credit Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
ANTREF
ANTT1M
ANTT2M
ANTT2Q
ANTREF
ANTT1M
ANTT2M
ANTT2Q
AnaCredit:
Collection of granular credit and credit risk data
BCL BCL - Reporting instructions (-) Manual file transmission
(-) Sending types - Examples
Sending Service Anacredit reportingAnacredit.state=up Rapport Anacredit 2.1.24 74
CSDREP CSDR Reporting CSDR:
Introduction of quarterly internalised settlement reporting requirements

pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)

CSSF CSSF - Circular 19/709 (-) Manual file transmission
(-) Sending types - Examples
Sending Service CSDR reportingCSDR.state=up Reporting CSDR-9 2.1.26 78
SHSGRP SHSGRP «SHS-Group» report:
Statistics on holdings of securities by reporting banking groups
BCL BCL - Reporting instructions (-) Manual file transmission
(-) Sending types - Examples
Sending Service GRP_BNK GRP_BNK.state=up BCL SHS report 75
FRCREP B2.4 Information on participating interest
and subordinated loans
CSSF (-) CSSF - Circular CSSF 18/686
(-) CSSF - Reporting instructions B2.4
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP reportingFINREP.state=up Rapport FINREP 2.1.3 73
FRCREP B2.5 Information on staff costs and taxes
and subordinated loans
CSSF (-) CSSF - Circular 17/664
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP reportingFINREP.state=up Rapport FINREP 2.1.3 73
BNNNN B4.4 List of head offices, agencies,
branches and representative offices
CSSF (-) CSSF - Reporting instructions Edifact B4.4
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP\EDIFACT reportingFINREP.EDIFACT.state=up Reporting EDIFACT 2.1.3 16
COFREP SCOREP
SLAREX
SLCRXX
SNSFRX
SALMXX
CCOREP
CLAREX
CLCRXX
CNSFRX
CALMXX
CFINRP
SFINRP
CAEXXX
SAEXXX
CFPXXX
SFPXXX
CSBPXX
SSBPXX
CSBPIM
SSBPIM
CLCRDA
SLCRDA


(-) SCOREP: SSOLV, SIPLO, SLEVR
(-) SLAREX: SLAREX
(-) SLCRXX: SLCR
(-) SNSFRX: SNSFR
(-) SALMXX: SALM
(-) CCOREP: CSOLV, IPLO, CLEVR
(-) CLAREX: CLAREX
(-) CLCRXX: CLCR
(-) CNSFRX: CNSFR
(-) CALMXX: CALMM
(-) CFINRP: CFINRP
(-) SFINRP: SFINRP
(-) CAEXXX: CAE
(-) SAEXXX: SAE
(-) CFPXXX: CFP
(-) SFPXXX: SFP
(-) CSBPXX: CSBP
(-) SSBPXX: SSBP
(-) CSBPIM: CSBPIM
(-) SSBPIM: SSBPIM
(-) CLCRDA: CLCRDA
(-) SLCRDA: SLCRDA
CSSF (-) Regulation (EU) No 680/2014
(-) CSSF - Reporting requirements for credit institutions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service COREP reportingCOREP.state=up Rapport COREP 2.1.4 72
DOCREP AR Annual Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP AS NEW:

Annual report consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP CO Compliance Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP GR Governance Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IA Internal Audit Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IC ICAAP CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ID NEW:

ICAAP Consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LF Long Form Report CSSF (-) CSSF - Circular 10/457
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LC NEW:

Long Form Consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LD NEW:

Long Form Branch or Specific Participation

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ML Management Letter CSSF (-) CSSF - Circular 10/457
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP MC NEW:

Management Letter Consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RC Risk Control Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RP Recovery Plan CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP SC Single Customer View CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LG NEW:

Reconciliation LuxGAAP FINREP

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RR NEW:

Results Distribution

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP BD NEW:

AC Member List

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IL NEW:

ILAAP

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IM NEW:

ILAAP Consolidated

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP AC NEW:

Audit Report on AML/CTF

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP MF NEW:

Audit report on rules of conduct

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP MM NEW:

Head quarter annual report

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RE NEW:

Report on out-of-court complaint resolution

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP TR NEW:

Table on out-of-court complaint resolution

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP AD NEW:

Circ. 18/697 annexe1

CSSF (-) CSSF - Circular 19/731
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
S0001 S0.1 Daily deposit BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0101 S1.1 Monthly statistical balance sheet BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0104 S1.4 Adjustments due to valuation effects| BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0105 S1.5 Information on interest rates in EUR BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0108 S1.8 Information on securititation
transactions launched
by credit institutions
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0109 S1.9 Information on CNY (renmibi) operations BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0112-L S1.12-L Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Reporting S1.12 2.1.25 76
S0205-L S2.5-L Quarterly statistical balance sheet BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0205-N S2.5-N Quarterly statistical balance sheet
of credit institutions -
Luxembourg entity and its branches
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up| Statistiques BCL 2.1.5 13
S0208 S2.8 Real estate loans for
Lxuembourg buildings
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0209-L S2.9-L Staff report -
Luxembourg entity
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0209-N S2.9-N Staff report -
Luxembourg entity and its branches
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0302 S3.2 Non balance sheet information BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
TPTBBL TPTBBL Security by security report–
Balance sheet data–
Luxembourg
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBBN TPTBBN Security by security report–
Balance sheet data–
Luxembourg
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBHR TPTBHR Security by security report–
Off-balance sheet data–
Resident customers
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBHN TPTBHN Security by security report–
Off-balance sheet data–
Non-resident
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
BOP101 BOP1.1 Balance of payments reporting BCL (-) BCL - Circular 2007/216
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BOP reportingBOP.state=up Balance des Paiements 2.1.7 12
BOP102 BOP1.2 Cross-border payments
executed for the account
of the resident counterparts
BCL (-) BCL - Circular 2007/216
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BOP reportingBOP.state=up Balance des Paiements 2.1.7 12
SPJ 646REP
663REP
664REP
Notification and execution of court orders CSSF CSSF - Circular 13/566 (-) Manual file transmission
(-) Sending types - Examples
n/a n/a n/a Perquisitions électroniques 2.1.14 48
ESPREP STT Stress test in order to assess
the interest rate risk
arising from non-trading
book activities
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP DCO Fonds de garantie
des dépôts Luxembourg
(FGDL)
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP BRA Quarterly reporting on the
financial health of the branches
parent entities
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP DEP Residential credit deposits CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15

Payment Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
EDPREP Z1.1 Balance sheet CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z1.2 Identification of third-party
funds held and incorporated in the balance sheet
CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z1.4 Capital adequacy of
payment institutions
CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z2.1 Profit and loss accoount CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29



Electronic Money Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
EMEREP W1.1 Balance sheet CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.2 Identification of third-party
funds held and incorporated
in the balance sheet
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.3 Statement of
authorised reinvestments
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.4 Capital adequacy of
electronic money institutions
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W2.1 Profit and loss account CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W4.5 Analysis of shareholdings CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34



Payment Institutions/Electronic Money Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
V0101 V1.1 Customer transfers BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0102 V1.2 Interbank transfers BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0103 V1.3 Domiciliations BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0104 V1.4 Inventory cards / terminals BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0105 V1.5 Card transactiosn (Issuing part) BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0106 V1.6 Card transactiosn (Acquiring part) BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0107 V1.7 Cheques and money orders BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0108 V1.8 Electronic money scheme BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0109 V1.9 Card based e-money schemes BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0110 V1.10 Stock taking of payment accounts in bank money BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0111 V1.11 OTC cash transactions BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0112 V1.12 Transactions via telecommunication, digital or IT device BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0113 V1.13 Credits to the accounts by simple book entry BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0114 V1.14 Debits from the account by simple book entry BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36



Investment Funds

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
- O4.1 Yearly financial information CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
- O4.2 Interventions on the futures and options markets CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
- O1.2 Monthly financial information for guaranteed funds CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
U11 U1.1 Monthly financial information UCITS and UCI CSSF (-) CSSF - Circular 15/627
(-) CSSF - Circular 12/540
(-) CSSF - File naming convention U1.1 reporting
(-) Report Generation
with e-form

(-) Sending types - Examples
(-) How to reply to Global Feedback
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S0103 S1.3 Monthly statistical balance sheet for money market funds (MMF) BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S0106 S1.6 Monthly statistical balance sheet for money market funds (MMF) BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S02013 S2.13 Quarterly statistical balance sheet for non-MMF investment funds BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
TPTOBS TPTOBS Monthly Security by security reporting for investment funds BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
SIC K3.1 Financial information to be submitted by investment companies in risk capital (SICARs) CSSF (-) CSSF - Circular 08/376
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service SICAR reportingSICAR.state=up Reporting SICAR 1.1 17
DOCREP LF NEW:

Long Form reports (UCI Law 2010)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Long_Form reportingLF.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP ML NEW:

Management letters
(-) O: OPC Law 2010
(-) O: Law 2007
(-) K: SICAR

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_Letter reportingML.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP ML NEW:

Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_GFI reportingMLGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP RR

HK

NEW:

Auditor report
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)
NEW:
Report Hong Kong Securities and Futures (HK)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/OTHER reportingDOC_OTH.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP


(-) GR
(-) ID
(-) FC
(-) IA
(-) BC
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN
(-) BD
(-) CO
(-) ET

NEW:
Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\DOC_GFI reportingGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP (-) PC
(-) DE
(-) LE
SIF:
(-) Prospectus (PC)
(-) Offering document (DE)
(-) Letter of explanation (LE)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\PROSP_FIS reportingPFIS.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP (-) PC
(-) PS
(-) LE
UCI:
(-) Prospectus (PC)
(-) Simplified prospectus (PS)
(-) Letter of explanation (LE)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\PROSP_OPC reportingPOPC.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21


DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM
SIF Law 2007:
(-) Annual Report (AR)
(-) Semi-annual report SIF (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM)

NEW SICAR:
(-) Annual Report (AR)
(-) Other periodic report (RO)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Report_FIS reportingRAFIS.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21



DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM
UCI Law 2010:
(-) Annual Report (AR)
(-) Semi-annual report (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (MP)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Report_OPC reportingRFOPC.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP AR
RO
NEW:

Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI)(FR)
(-) Annual Report (AR)
(-) Other periodic report (RO)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/REPORT_GFI reportingRGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21


DOCREP KI Key Investor Information Document

(-) O: OPC Law 2010 and Loi 2007
(-) K: SICAR
(-) V: non-reglem.

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
(-) PRIIPs KID
Sending Service DOC_FIS_OPC\KID_OPC reportingKID.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP MR Management Regulations of UCITS

(-) O: OPC Law 2010
(-) O: Law 2007

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_REGUL reportingMR.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP AI Articles of Incorporation of UCITS

(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) NEW K: SICAR

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\ART_INCORP reportingAI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
n/a n/a Request for delivery of attestations CSSF (-) CSSF - Circulars 19/708

(-) Annexe

(-) UCI attestation request
(-) Sending types - Examples
n/a n/a n/a Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
NOTREP INI or
UPD
Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union CSSF (-) CSSF 11/509
(-) CSSF - Circulars 08/371, 09/423, 11/509
e-file Notification Tool Sending Service DOC_FIS_OPC\NOTIFICATIONS_UCITSIV reportingNotifUcitsIV.state=up (-) Gestion documentaire
(-) Dashboard
(-) Matrice d'enregistrement et de distribution
1.2 28

Alternative Investment Fund Managers (AIFM)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
AIF MAN Alternative Investment Fund reporting (AIF Manager) CSSF CSSF - Circular 14/581 (-) Manual file transmission
(-) Sending types - Examples

(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0

Sending Service AIF reportingAIF.state=up (-) AIF
(-) AMfine
1.1 (filing)
1.3 (if not 1.1)
1.4 (AMFine)
54
AIF AIF Alternative Investment Fund reporting CSSF CSSF - Circular 14/581 (-) Manual file transmission
(-) Sending types - Examples

(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0

Sending Service AIF reportingAIF.state=up (-) AIF
(-) AMfine
1.1 (filing)
1.3 (if not 1.1)
1.4 (AMFine)
54



Management Companies

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
SGOREP G21 (-) SG 1A: Financial situation
(-) SG 1B: Profit and loss account
(-) SG 1C: Table relating to other activities
(-) SG 2: Other activities
(-) SG: Personnel Table relating to staff
CSSF (-) CSSF - Circular 10/467
(-) CSSF - Circular 15/633
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Wiki Sending Service SGO reportingSGO.state=up Rapport Société de Gestion (-) 1.1
(-) 2.1.16
26
DOCREP ML NEW:

Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_GFI reportingMLGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP AR NEW:

Annual report of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/REPORT_GFI reportingRGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP RR

HK

NEW:

Auditor report
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)
NEW:
Report Hong Kong Securities and Futures (HK)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/OTHER reportingDOC_OTH.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP


(-) GR
(-) ID
(-) FC
(-) IA
(-) BC
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN
(-) BD
(-) CO
(-) ET

NEW:
Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)

CSSF (-) CSSF - Circulars 18/698

(-) CSSF - Circulars 19/708
(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\DOC_GFI reportingGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21

Professionals of the Financial Sector (PFS)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
PSFREP (-) Basic reporting
(-) Ad hoc reporting
(-) Annual information
Reporting population:
(-) Investment firms
(-) Specialised PFS
(-) Support PFS
CSSF (-) CSSF - PFS
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service PSF reportingPSF.state=up Rapport PSF 2.1.8 18
DOCREP LF Long Form Report CSSF (-) CSSF - Circular 10/457
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Rapport des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ML Management Letter CSSF (-) CSSF - Circular 10/457
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Rapport des établissements de crédit (-) 1.1
(-) 2.1.17
27
COFREP

SCOREP
SLAREX
SLCRXX
SNSFRX
CCOREP
CLAREX
CLCRXX
CNSFRS
CAEXXX
SAEXXX
CALMXX
SALMXX

(-) SCOREP: SSOLV, SIPLO, SLEVDA
(-) SLAREX: SLAREX
(-) SLCRXX: SLCR
(-) SNSFRX: SNSFR
(-) CCOREP: CSOLV, CIPLO, CLEVDA
(-) CLAREX: CLAREX
(-) CLCRXX: CLCR
(-) CNSFRS: CNSFR
(-) CAEXXX: tbd
(-) SAEXXX: tbd
(-) CALMXX: CALMM
(-) SALMXX: SALMM

CSSF (-) CSSF - Reporting requirements for investment firms
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service COREP reportingCOREP.state=up Rapport COREP 2.1.4 72



Securitisation Vehicles

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
S0214 S2.14 Quarterly statistical balance BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23
S0215 S2.15 Transactions and write-offs/write-downs on securitised loans BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23
TPTTBS TPTTBS Security by security reporting BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23



Financial Companies

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
S0216 S2.16 Quarterly statistical balance of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35
S0217 S2.17 Transactions of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35
TPTIBS TPTIBS Monthly security by security reporting of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35



Insurance Corporations

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
CPR Source file reception from CAA Compte rendu CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 35)
RAC Source file reception from CAA Rapport actuariel CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 36)
RDI Source file reception from CAA Rapport distinct du réviseur CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 37)
RGO Source file reception from CAA Rapport de gouvernance CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 38)
RLB Source file reception from CAA Rapport LBCFT CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 39)
RRE Source file reception from CAA Rapports sur le traitement des réclamations CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 40)
ESP Source file reception from CAA Enquête spécifique CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 41)
ETR Source file reception from CAA Etat trimestriel CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 45)
RSO Source file reception from CAA Rapport distinct Solvabilité 2 du réviseur CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 62)
FIR Source file reception from CAA Fiche de renseignement CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 65)
N01 (Comp); N02 (Comp); N03 (Comp);
N04 (Comp); N05 (Réviseur); N06( Réviseur);
N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp)
n/a Rapports narratifs CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual Wiki Sending Service CAA reportingCAA.state=up Reporting CAA 2.1.20 62
(wkf 63 (Réviseur)/
wkf 64 (Compagnie)
S01; S02; S03; S04; S05;
S06 (Réviseur); S07; S08;
S09; S10; S11; S12; S13;
S14; S15; S16; S17; S18;
S19; S20; S23
n/a XBRL reports Solvency II CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual Sending Service CAA reportingCAA.state=up Reporting CAA 2.1.20 62
(wkf 44)
S0218-L n/a Quarterly statistical balance sheet of insurance corporations – Luxembourg entity BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf42)
S0219-L n/a Information on valuation effects on the balance sheet of insurance corporations BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)
S0403-L n/a Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)
TPTASS n/a Monthly Security by security reporting of insurance corporations BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Wiki Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)

Financial Institutions - Foreign Account Tax Compliance Act (FATCA)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
FATCA FATCA Foreign Account Tax Compliance Act Reporting ACD (-) Circulaire ECHA - n° 3 du 19 janvier 2017
(-) ACD-FATCA
(-) FATCA - User Guide of e-form
(-) FATCA - Onboarding & FAQ
Sending Service FATCA reportingFATCA.state=up Rapport FATCA 2.1.19; 2.2 60



Financial Institutions - Common Reporting Standard (CRS)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
CRS CRS Automatic exchange of
financial account information
on a global level
ACD (-) ACD-CRS
(-) Newsletter 06/02/2017
(-) ECHA-n°4 06/02/2017
(-) CRS - User Guide of e-form
(-) CRS - Onboarding & FAQ
Sending Service CRS reportingCRS.state=up Reporting CRS (-) 2.1.22
(-) 2.3
68



Other reporting CSSF BCL

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
OTHREP OTH Other reporting CSSF Naming convention for CSSF reportings (-) Manual file transmission
(-) Sending types - Examples
Sending Service OTH reportingOTH.state=up Reporting OTHER (CSSF) - 19
OTXREP OTX Various correspondence BCL BCL Reporting Instructions OTXREP (-) Manual file transmission
(-) Sending types - Examples
Sending Service Various_Correspondence reportingCD.state=up Reporting OTHER (BCL) - 22