Difference between revisions of "ProductCoverage"

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Through its dedicated electronic platform, '''e-file.lu''', the '''Luxembourg Stock Exchange''' and '''Fundsquare''' are able to provide an ideal solution for filing entities for all reporting requirements.
 
Through its dedicated electronic platform, '''e-file.lu''', the '''Luxembourg Stock Exchange''' and '''Fundsquare''' are able to provide an ideal solution for filing entities for all reporting requirements.
  
*e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as: <br />
+
*e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:
-Commission de Surveillance du Secteur Financier ([http://www.cssf.lu/en/ CSSF]) <br />
+
-Banque Centrale du Luxembourg ([http://www.bcl.lu/en/index.html BCL]) <br />
+
-Administration des contributions directes ([http://www.impotsdirects.public.lu/fr/echanges_electroniques.html ACD]) <br />
+
-Commissariat aux Assurances ([http://www.commassu.lu/ CAA])
+
  
*It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS). <br />
+
- Commission de Surveillance du Secteur Financier ([http://www.cssf.lu/en/ CSSF])
 +
 
 +
- Banque Centrale du Luxembourg ([http://www.bcl.lu/en/index.html BCL])
 +
 +
- Administration des contributions directes ([http://www.impotsdirects.public.lu/fr/echanges_electroniques.html ACD])
 +
 
 +
- Commissariat aux Assurances ([http://www.commassu.lu/ CAA])
 +
 
 +
*It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
  
 
*e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.
 
*e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.
Line 15: Line 19:
  
  
'''List of all Regulartoy Reporting types to be transmitted to National Competent Authorities (NCA) through e-file''' <br />
+
'''List of all Reporting types that can be used with e-file'''
  
  
Line 29: Line 33:
 
! scope="col" | '''Details'''
 
! scope="col" | '''Details'''
 
! scope="col" | '''NCA'''
 
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
+
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
+
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
+
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
+
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||<span style="background:yellow"> '''NEW:''' TAFREP </span>
+
||TAFREP
 
||TAF
 
||TAF
 
||Article 26 of Regulation <br /> No 600/2014: <br /> Obligation to report transactions <br /> (Markets in financial instruments => MiFIR)''
 
||Article 26 of Regulation <br /> No 600/2014: <br /> Obligation to report transactions <br /> (Markets in financial instruments => MiFIR)''
Line 44: Line 48:
 
||[http://www.cssf.lu/fileadmin/files/Publications/Communiques/Communiques_2016/PR1643_Article_26_MiFIR_131216.pdf (-) CSSF - Press release 16/43]
 
||[http://www.cssf.lu/fileadmin/files/Publications/Communiques/Communiques_2016/PR1643_Article_26_MiFIR_131216.pdf (-) CSSF - Press release 16/43]
  
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_674.pdf (-) CSSF - Circular 17/674]
+
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_674_eng.pdf (-) CSSF - Circular 17/674]
  
[http://www.cssf.lu/fileadmin/files/MAF/MIFID/TAF_Handbook_v1.2.pdf (-) CSSF - TAF Handbook]
+
[http://www.cssf.lu/en/supervision/banks/legal-reporting/transaction-reporting/taf-handbook/ (-) CSSF - TAF Handbook]
  
||[[Encryption_Module#File_transmission | (-) Transmission module]] <br />   <span style="color: #868686">[[MIFIR|(-) FAQ MiFIR]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">[[MIFIR|(-) FAQ MiFIR]]
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||TAF
 
||TAF
Line 55: Line 59:
 
||2.1.23
 
||2.1.23
 
||<span style="color: #868686"> <small>''71''</small/> </span>
 
||<span style="color: #868686"> <small>''71''</small/> </span>
|-
+
|-  
 
|}
 
|}
  
  
 +
==Institutions for Occupational Retirement Provision==
  
 +
<div style="text-align: left;">
  
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
||SUFREP
 +
||IORP
 +
||Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019''
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf (-) CSSF - Circular 19/726]<br />
 +
 +
[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention]<br />
 +
[http://www.cssf.lu/fileadmin/files/Metier_OPC/Technical_Note_for_IORPs.pdf (-) Technical note]<br />
 +
[https://eiopa.europa.eu/regulation-supervision/insurance/reporting-format/data-point-model-and-xbrl (-) XBRL taxonomies to be used>]<br />
 +
 +
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">
 +
||[[Sending_Service|Sending Service]]
 +
||IORP
 +
||reportingIORP.state=up
 +
||Reporting IORP
 +
||
 +
||<span style="color: #868686"> <small>''80''</small/> </span>
 +
|-
 +
|}
  
 
==Credit Institutions==
 
==Credit Institutions==
Line 72: Line 113:
 
! scope="col" | '''Details'''
 
! scope="col" | '''Details'''
 
! scope="col" | '''NCA'''
 
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
+
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
+
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
+
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
+
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
|<span style="background:yellow"> '''NEW:''' AnaCredit </span>  
+
||ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q
||AnaCredit
+
||ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q
||Collection of granular credit and credit risk data <br /> (ECB/2016/13)
+
||AnaCredit:  <br /> Collection of granular credit and credit risk data
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/AnaCredit/index.html BCL - Reporting instructions]
+
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/AnaCredit/Instructions/AnaCredit_Technical_specifications.pdf BCL - Reporting instructions]
||[[Encryption_Module#Transmission_tab|Transmission Module]]  
+
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||Anacredit
 
||Anacredit
Line 93: Line 134:
 
||2.1.24
 
||2.1.24
 
||<span style="color: #868686"> <small>''74''</small/> </span>
 
||<span style="color: #868686"> <small>''74''</small/> </span>
 +
|-
 +
||CSDREP
 +
||CSDR
 +
||Reporting CSDR:<br />  Introduction of quarterly internalised settlement reporting requirements
 +
pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf CSSF - Circular 19/709]
 +
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CSDR
 +
||reportingCSDR.state=up
 +
||Reporting CSDR-9
 +
||2.1.26
 +
||<span style="color: #868686"> <small>''78''</small/> </span>
 +
|-
 +
||SHSGRP
 +
||SHSGRP
 +
||«SHS-Group» report:<br /> Statistics on holdings of securities by reporting banking groups
 +
||BCL
 +
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf BCL - Reporting instructions]
 +
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||GRP_BNK
 +
||GRP_BNK.state=up
 +
||BCL SHS report
 +
||
 +
||<span style="color: #868686"> <small>''75''</small/> </span>
 
|-
 
|-
 
||FRCREP
 
||FRCREP
Line 98: Line 166:
 
||Information on participating interest <br /> and subordinated loans
 
||Information on participating interest <br /> and subordinated loans
 
||CSSF
 
||CSSF
||[https://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/prudential-reporting/information-on-participating-interests-and-subordinated-loans/ CSSF - Reporting instructions]
+
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_686.pdf (-) CSSF - Circular CSSF 18/686] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/SOC2_4.pdf (-) CSSF - Reporting instructions B2.4] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||FINREP
 
||FINREP
Line 111: Line 179:
 
||Information on staff costs and taxes <br /> and subordinated loans
 
||Information on staff costs and taxes <br /> and subordinated loans
 
||CSSF
 
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_664.pdf (-) CSSF Circular 17/664] <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_664.pdf (-) CSSF - Reporting instructions]
+
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_664.pdf (-) CSSF - Circular 17/664] <br /> [https://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/prudential-reporting/recensement-des-charges-de-personnel-et-des-impots-b-25-b-et-b-25-e/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||FINREP
 
||FINREP
Line 124: Line 192:
 
||List of head offices, agencies, <br /> branches and representative offices
 
||List of head offices, agencies, <br /> branches and representative offices
 
||CSSF
 
||CSSF
||[https://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/prudential-reporting/list-head-offices-agencies-branches-representative-offices/ CSSF - Reporting instructions]
+
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/Edifact_R_1003.pdf (-) CSSF - Reporting instructions Edifact B4.4] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||FINREP\EDIFACT
 
||FINREP\EDIFACT
Line 139: Line 207:
 
||<small>(-) SCOREP: SSOLV, SIPLO, SLEVR <br /> (-) SLAREX: SLAREX <br />  (-) SLCRXX: SLCR <br />  (-) SNSFRX: SNSFR <br />  (-) SALMXX: SALM <br />  (-) CCOREP: CSOLV, IPLO, CLEVR <br />  (-) CLAREX: CLAREX <br />  (-) CLCRXX: CLCR <br />  (-) CNSFRX: CNSFR <br />  (-) CALMXX: CALMM <br />  (-) CFINRP: CFINRP <br /> (-) SFINRP: SFINRP <br />  (-) CAEXXX: CAE <br />  (-) SAEXXX: SAE <br />  (-) CFPXXX: CFP <br />  (-) SFPXXX: SFP <br />  (-) CSBPXX: CSBP <br />  (-) SSBPXX: SSBP <br />  (-) CSBPIM: CSBPIM <br />  (-) SSBPIM: SSBPIM <br />  (-) CLCRDA: CLCRDA <br />  (-) SLCRDA: SLCRDA</small/>
 
||<small>(-) SCOREP: SSOLV, SIPLO, SLEVR <br /> (-) SLAREX: SLAREX <br />  (-) SLCRXX: SLCR <br />  (-) SNSFRX: SNSFR <br />  (-) SALMXX: SALM <br />  (-) CCOREP: CSOLV, IPLO, CLEVR <br />  (-) CLAREX: CLAREX <br />  (-) CLCRXX: CLCR <br />  (-) CNSFRX: CNSFR <br />  (-) CALMXX: CALMM <br />  (-) CFINRP: CFINRP <br /> (-) SFINRP: SFINRP <br />  (-) CAEXXX: CAE <br />  (-) SAEXXX: SAE <br />  (-) CFPXXX: CFP <br />  (-) SFPXXX: SFP <br />  (-) CSBPXX: CSBP <br />  (-) SSBPXX: SSBP <br />  (-) CSBPIM: CSBPIM <br />  (-) SSBPIM: SSBPIM <br />  (-) CLCRDA: CLCRDA <br />  (-) SLCRDA: SLCRDA</small/>
 
||CSSF
 
||CSSF
||[https://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/Reporting_requirements_final_090218.pdf CSSF - Reporting instructions]
+
||[http://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32014R0680&from=EN (-) Regulation (EU) No 680/2014] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/Reporting_requirements_final_29032018.pdf (-) CSSF - Reporting requirements for credit institutions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||COREP
 
||COREP
Line 152: Line 220:
 
||Annual Report
 
||Annual Report
 
||CSSF
 
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf CSSf - Circular 15/624]
+
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_BNK
 
||DOC_BNK
Line 165: Line 233:
 
||Compliance Report
 
||Compliance Report
 
||CSSF
 
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf CSSF - Circular 15/624]
+
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_BNK
 
||DOC_BNK
Line 178: Line 246:
 
||Governance Report
 
||Governance Report
 
||CSSF
 
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf CSSF - Circular 15/624]
+
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_BNK||reportingDOCBNK.state=up
 
||DOC_BNK||reportingDOCBNK.state=up
Line 189: Line 257:
 
||IA
 
||IA
 
||Internal Audit Report
 
||Internal Audit Report
||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf CSSF - Circular 5/624]
+
||CSSF
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_BNK
 
||DOC_BNK
Line 202: Line 271:
 
||ICAAP
 
||ICAAP
 
||CSSF
 
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf CSSF - Circular 15/624]
+
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]||DOC_BNK
 
||[[Sending_Service|Sending Service]]||DOC_BNK
 
||reportingDOCBNK.state=up
 
||reportingDOCBNK.state=up
Line 214: Line 283:
 
||Long Form Report
 
||Long Form Report
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf CSSF - Circular 10/457]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_BNK
 
||DOC_BNK
Line 227: Line 296:
 
||Management Letter
 
||Management Letter
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf CSSF - Circular 10/457]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_BNK||reportingDOCBNK.state=up
 
||DOC_BNK||reportingDOCBNK.state=up
Line 239: Line 308:
 
||Risk Control Report
 
||Risk Control Report
 
||CSSF
 
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf CSSF - Circular 5/624]
+
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_BNK||reportingDOCBNK.state=up
 
||DOC_BNK||reportingDOCBNK.state=up
Line 251: Line 320:
 
||Recovery Plan
 
||Recovery Plan
 
||CSSF
 
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf CSSF - Circular 15/624]
+
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_BNK
 
||DOC_BNK
Line 264: Line 333:
 
||Single Customer View
 
||Single Customer View
 
||CSSF
 
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf CSSF - Circular 15/624]
+
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_BNK
 
||DOC_BNK
Line 277: Line 346:
 
||Daily deposit
 
||Daily deposit
 
||BCL
 
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||BCL_Statistics
 
||BCL_Statistics
Line 290: Line 359:
 
||Monthly statistical balance sheet
 
||Monthly statistical balance sheet
 
||BCL
 
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||BCL_Statistics||reportingBCLStat.state=up
 
||BCL_Statistics||reportingBCLStat.state=up
Line 302: Line 371:
 
||Adjustments due to valuation effects|
 
||Adjustments due to valuation effects|
 
||BCL
 
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||BCL_Statistics||reportingBCLStat.state=up
 
||BCL_Statistics||reportingBCLStat.state=up
Line 314: Line 383:
 
||Information on interest rates in EUR
 
||Information on interest rates in EUR
 
||BCL
 
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||BCL_Statistics
 
||BCL_Statistics
Line 325: Line 394:
 
||S0108||S1.8||Information on securititation <br /> transactions launched <br /> by credit institutions
 
||S0108||S1.8||Information on securititation <br /> transactions launched <br /> by credit institutions
 
||BCL
 
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||BCL_Statistics
 
||BCL_Statistics
Line 336: Line 405:
 
||S0109||S1.9||Information on CNY (renmibi) operations
 
||S0109||S1.9||Information on CNY (renmibi) operations
 
||BCL
 
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||BCL_Statistics
 
||BCL_Statistics
Line 344: Line 413:
 
||2.1.5
 
||2.1.5
 
||<span style="color: #868686"> <small>''13''</small/> </span>
 
||<span style="color: #868686"> <small>''13''</small/> </span>
 +
|-
 +
||S0112-L
 +
||S1.12-L
 +
||Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Reporting S1.12
 +
||2.1.25
 +
||<span style="color: #868686"> <small>''76''</small/> </span>
 
|-
 
|-
 
||S0205-L
 
||S0205-L
Line 349: Line 431:
 
||Quarterly statistical balance sheet
 
||Quarterly statistical balance sheet
 
||BCL
 
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
||BCL_Statistics||reportingBCLStat.state=up
+
||BCL_Statistics
 +
||reportingBCLStat.state=up
 
||Statistiques BCL
 
||Statistiques BCL
 
||2.1.5
 
||2.1.5
Line 361: Line 444:
 
||Quarterly statistical balance sheet <br /> of credit institutions - <br /> Luxembourg entity and its branches
 
||Quarterly statistical balance sheet <br /> of credit institutions - <br /> Luxembourg entity and its branches
 
||BCL
 
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||BCL_Statistics
 
||BCL_Statistics
Line 372: Line 455:
 
||S0208||S2.8||Real estate loans for <br /> Lxuembourg buildings
 
||S0208||S2.8||Real estate loans for <br /> Lxuembourg buildings
 
||BCL
 
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||BCL_Statistics||reportingBCLStat.state=up
 
||BCL_Statistics||reportingBCLStat.state=up
Line 384: Line 467:
 
||Staff report - <br /> Luxembourg entity
 
||Staff report - <br /> Luxembourg entity
 
||BCL
 
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||BCL_Statistics
 
||BCL_Statistics
Line 397: Line 480:
 
||Staff report - <br /> Luxembourg entity and its branches
 
||Staff report - <br /> Luxembourg entity and its branches
 
||BCL
 
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||BCL_Statistics
 
||BCL_Statistics
Line 410: Line 493:
 
||Non balance sheet information
 
||Non balance sheet information
 
||BCL
 
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||BCL_Statistics
 
||BCL_Statistics
Line 423: Line 506:
 
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
 
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
 
||BCL
 
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report Generation <br /> e-form]]  
+
||[[ReportGeneration|Report generation <br /> with e-form]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||TPT
 
||TPT
Line 437: Line 520:
 
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
 
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
 
||BCL
 
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report Generation <br /> e-form]]  
+
||[[ReportGeneration|Report generation <br /> with e-form]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||TPT
 
||TPT
Line 450: Line 533:
 
||Security by security report– <br /> Off-balance sheet data– <br /> Resident customers
 
||Security by security report– <br /> Off-balance sheet data– <br /> Resident customers
 
||BCL
 
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report Generation <br /> e-form]]  
+
||[[ReportGeneration|Report generation <br /> with e-form]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||TPT||reportingTPTB.state=up
 
||TPT||reportingTPTB.state=up
Line 462: Line 545:
 
||Security by security report– <br /> Off-balance sheet data– <br /> Non-resident
 
||Security by security report– <br /> Off-balance sheet data– <br /> Non-resident
 
||BCL
 
||BCL
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html BCL - Reporting Instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[ReportGeneration|Report Generation <br /> e-form]]  
+
||[[ReportGeneration|Report generation <br /> with e-form]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||TPT
 
||TPT
Line 475: Line 558:
 
||Balance of payments reporting
 
||Balance of payments reporting
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Instructions/index.html BCL - Reporting instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||BOP
 
||BOP
Line 488: Line 571:
 
||Cross-border payments <br /> executed for the account <br /> of the resident counterparts
 
||Cross-border payments <br /> executed for the account <br /> of the resident counterparts
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Instructions/index.html BCL - Reporting instructions]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||BOP||reportingBOP.state=up
 
||BOP||reportingBOP.state=up
Line 501: Line 584:
 
||CSSF
 
||CSSF
 
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf CSSF - Circular 13/566]
 
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf CSSF - Circular 13/566]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||n/a
 
||n/a
 
||n/a
 
||n/a
Line 513: Line 596:
 
||Stress test in order to assess <br /> the interest rate risk <br /> arising from non-trading <br /> book activities  
 
||Stress test in order to assess <br /> the interest rate risk <br /> arising from non-trading <br /> book activities  
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/surveillance/banques/reporting-legal/recueil/rapports-ad-hoc/ CSSF - Ad hoc reports]
+
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||ESP
 
||ESP
Line 526: Line 609:
 
||Fonds de garantie <br /> des dépôts Luxembourg <br /> (FGDL)  
 
||Fonds de garantie <br /> des dépôts Luxembourg <br /> (FGDL)  
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/surveillance/banques/reporting-legal/recueil/rapports-ad-hoc/ CSSF - Ad hoc reports]
+
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||ESP
 
||ESP
Line 539: Line 622:
 
||Quarterly reporting on the <br /> financial health of the branches <br /> parent entities
 
||Quarterly reporting on the <br /> financial health of the branches <br /> parent entities
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/surveillance/banques/reporting-legal/recueil/rapports-ad-hoc/ CSSF - Ad hoc reports]
+
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||ESP
 
||ESP
Line 552: Line 635:
 
||Residential credit deposits
 
||Residential credit deposits
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/surveillance/banques/reporting-legal/recueil/rapports-ad-hoc/ CSSF - Ad hoc reports]
+
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||ESP||reportingESP.state=up||Rapport Enquête
 
||ESP||reportingESP.state=up||Rapport Enquête
Line 560: Line 643:
 
|-  
 
|-  
 
|}
 
|}
 
 
 
 
  
 
==Payment Institutions==
 
==Payment Institutions==
Line 575: Line 654:
 
! scope="col" | '''Details'''
 
! scope="col" | '''Details'''
 
! scope="col" | '''NCA'''
 
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
+
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
+
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
+
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
+
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
Line 588: Line 667:
 
||Balance sheet
 
||Balance sheet
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ CSSF - Circular 10/462 and CSSF - Circular 11/511]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||EDP
 
||EDP
Line 601: Line 680:
 
||Identification of third-party <br /> funds held and incorporated in the balance sheet
 
||Identification of third-party <br /> funds held and incorporated in the balance sheet
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ CSSF - Circular CSSF 10/462 and CSSF - Circular11/511]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||EDP
 
||EDP
Line 614: Line 693:
 
||Capital adequacy of  <br /> payment institutions
 
||Capital adequacy of  <br /> payment institutions
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ CSSF - Circular 10/462 and CSSF - Circular 11/511]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||EDP
 
||EDP
Line 627: Line 706:
 
||Profit and loss accoount
 
||Profit and loss accoount
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ CSSF - Circular 10/462 andCSSF - Circular 11/511]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||EDP
 
||EDP
Line 653: Line 732:
 
! scope="col" | '''Details'''
 
! scope="col" | '''Details'''
 
! scope="col" | '''NCA'''
 
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
+
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
+
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
+
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
+
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
Line 666: Line 745:
 
||Balance sheet
 
||Balance sheet
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF - Circular 10/462 and CSSF - Circular 11/522]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||EME
 
||EME
Line 679: Line 758:
 
||Identification of third-party <br /> funds held and incorporated <br /> in the balance sheet
 
||Identification of third-party <br /> funds held and incorporated <br /> in the balance sheet
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF - Circular 10/462 and CSSF - Circular 11/522]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||EME
 
||EME
Line 692: Line 771:
 
||Statement of <br /> authorised reinvestments
 
||Statement of <br /> authorised reinvestments
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF - Circular 10/462 and CSSF - Circular 11/522]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||EME
 
||EME
Line 705: Line 784:
 
||Capital adequacy of <br /> electronic money institutions
 
||Capital adequacy of <br /> electronic money institutions
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF - Circular 10/462 and CSSF - Circular 11/522]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||EME
 
||EME
Line 718: Line 797:
 
||Profit and loss account
 
||Profit and loss account
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF - Circular 10/462 and CSSF - Circular 11/522]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||EME
 
||EME
Line 731: Line 810:
 
||Analysis of shareholdings
 
||Analysis of shareholdings
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF - Circular 10/462 and CSSF - Circular 11/522]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||EME
 
||EME
Line 756: Line 835:
 
! scope="col" | '''Details'''
 
! scope="col" | '''Details'''
 
! scope="col" | '''NCA'''
 
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
+
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
+
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
+
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
+
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
Line 769: Line 848:
 
||Customer transfers
 
||Customer transfers
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL Regulation 2011/9]
+
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||CDP||reportingDP.state=up
 
||CDP||reportingDP.state=up
Line 781: Line 860:
 
||Interbank transfers
 
||Interbank transfers
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
+
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||CDP
 
||CDP
Line 794: Line 873:
 
||Domiciliations
 
||Domiciliations
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
+
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
 
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
Line 805: Line 884:
 
||Inventory cards / terminals
 
||Inventory cards / terminals
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
+
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||CDP
 
||CDP
Line 818: Line 897:
 
||Card transactiosn (Issuing part)
 
||Card transactiosn (Issuing part)
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
+
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
 
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
Line 829: Line 908:
 
||Card transactiosn (Acquiring part)
 
||Card transactiosn (Acquiring part)
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
+
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
 
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
Line 840: Line 919:
 
||Cheques and money orders
 
||Cheques and money orders
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
+
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||CDP||reportingDP.state=up
 
||CDP||reportingDP.state=up
Line 852: Line 931:
 
||Electronic money scheme
 
||Electronic money scheme
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
+
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||CDP||reportingDP.state=up
 
||CDP||reportingDP.state=up
Line 864: Line 943:
 
||Card based e-money schemes
 
||Card based e-money schemes
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
+
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||CDP||reportingDP.state=up
 
||CDP||reportingDP.state=up
Line 876: Line 955:
 
||Stock taking of payment accounts in bank money
 
||Stock taking of payment accounts in bank money
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
+
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||CDP
 
||CDP
Line 889: Line 968:
 
||OTC cash transactions
 
||OTC cash transactions
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
+
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||CDP||reportingDP.state=up
 
||CDP||reportingDP.state=up
Line 901: Line 980:
 
||Transactions via telecommunication, digital or IT device
 
||Transactions via telecommunication, digital or IT device
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
+
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||CDP
 
||CDP
Line 914: Line 993:
 
||Credits to the accounts by simple book entry
 
||Credits to the accounts by simple book entry
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
+
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||CDP
 
||CDP
Line 927: Line 1,006:
 
||Debits from the account by simple book entry
 
||Debits from the account by simple book entry
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html BCL - Regulation 2011/9]
+
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||CDP
 
||CDP
Line 952: Line 1,031:
 
! scope="col" | '''Details'''
 
! scope="col" | '''Details'''
 
! scope="col" | '''NCA'''
 
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
+
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
+
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
+
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
+
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
Line 965: Line 1,044:
 
||Yearly financial information
 
||Yearly financial information
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf CSSF - Circular IML 97/136]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[ReportGeneration|Report Generation <br /> e-form]]
+
||[[ReportGeneration|Report generation <br /> with e-form]]
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up
 
||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up
Line 977: Line 1,056:
 
||Interventions on the futures and options markets
 
||Interventions on the futures and options markets
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf CSSF - Circular IML 97/136]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[ReportGeneration|Report Generation <br /> e-form]]
+
||[[ReportGeneration|Report generation <br /> with e-form]]
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||OPC\envoi_Automatique\fichiersCCLUX
 
||OPC\envoi_Automatique\fichiersCCLUX
Line 990: Line 1,069:
 
||Monthly financial information for guaranteed funds
 
||Monthly financial information for guaranteed funds
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf CSSF - Circular IML 97/136]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[ReportGeneration|Report Generation <br /> e-form]]
+
||[[ReportGeneration|Report generation <br /> with e-form]]
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||OPC\envoi_Automatique\fichiersCCLUX
 
||OPC\envoi_Automatique\fichiersCCLUX
Line 1,003: Line 1,082:
 
||Monthly financial information UCITS and UCI
 
||Monthly financial information UCITS and UCI
 
||CSSF
 
||CSSF
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF -F ile naming convention U1.1 reporting]
+
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF - File naming convention U1.1 reporting]
||[[ReportGeneration|(-) Report Generation <br /> e-form]] <br /> [[Encryption_Module#Transmission_tab|(-) Transmission Module]]<br />[[Transmission_follow-up#How_to_reply_to_U1.1_Global_feedback|(-) CSSF - Global feedback]]
+
||[[ReportGeneration|(-) Report Generation <br /> with e-form]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />[[Transmission_follow-up#How_to_reply_to_U1.1_Global_feedbacks_from_the_CSSF|(-) How to reply to Global Feedback]]
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||OPC\envoi_Automatique\fichiersCCLUX
 
||OPC\envoi_Automatique\fichiersCCLUX
Line 1,016: Line 1,095:
 
||Monthly statistical balance sheet for money market funds (MMF)
 
||Monthly statistical balance sheet for money market funds (MMF)
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/index.html BCL - Reporting instructions]
+
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[ReportGeneration|Report Generation <br /> e-form]]
+
||[[ReportGeneration|Report generation <br /> with e-form]]
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||OPC\envoi_Automatique\fichiersCCLUX
 
||OPC\envoi_Automatique\fichiersCCLUX
Line 1,029: Line 1,108:
 
||Monthly statistical balance sheet for money market funds (MMF)
 
||Monthly statistical balance sheet for money market funds (MMF)
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/index.html BCL - Reporting instructions]
+
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[ReportGeneration|Report Generation <br /> e-form]]
+
||[[ReportGeneration|Report generation <br /> with e-form]]
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||OPC\envoi_Automatique\fichiersCCLUX
 
||OPC\envoi_Automatique\fichiersCCLUX
Line 1,042: Line 1,121:
 
||Quarterly statistical balance sheet for non-MMF investment funds
 
||Quarterly statistical balance sheet for non-MMF investment funds
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/index.html BCL - Reporting instructions]
+
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[ReportGeneration|Report Generation <br /> e-form]]
+
||[[ReportGeneration|Report generation <br /> with e-form]]
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||OPC\envoi_Automatique\fichiersCCLUX
 
||OPC\envoi_Automatique\fichiersCCLUX
Line 1,055: Line 1,134:
 
||Monthly Security by security reporting for investment funds
 
||Monthly Security by security reporting for investment funds
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/index.html BCL - Reporting instructions]
+
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
||[[ReportGeneration|Report Generation <br /> e-form]]
+
||[[ReportGeneration|Report generation <br /> with e-form]]
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||OPC\envoi_Automatique\fichiersCCLUX
 
||OPC\envoi_Automatique\fichiersCCLUX
Line 1,068: Line 1,147:
 
||Financial information to be submitted by investment companies in risk capital (SICARs)
 
||Financial information to be submitted by investment companies in risk capital (SICARs)
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/en/supervision/ivm/sicar/legal-reporting/ Circulars <br /> (-) CSSF 08/376 <br /> (-) CSSF 08/334 <br /> (-) CSSF 15/627]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf (-) CSSF - Circular 08/376] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||SICAR
 
||SICAR
Line 1,077: Line 1,156:
 
||<span style="color: #868686"> <small>''17''</small/> </span>  
 
||<span style="color: #868686"> <small>''17''</small/> </span>  
 
|-  
 
|-  
|PDRREP <br /> DOCREP
+
|DOCREP
||LF <br /> RR
+
||LF
||Long Form reports (LF) <br /> Other auditor report (RR)
+
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />  
 +
Long Form reports (UCI Law 2010)  
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf (-) CSSF 09/423] <br />[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF-File name convention]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_FIS_OPC\Long_Form||reportingLF.state=up||Doc OPC et FIS (circ. CSSF)
 
||DOC_FIS_OPC\Long_Form||reportingLF.state=up||Doc OPC et FIS (circ. CSSF)
Line 1,088: Line 1,169:
 
||<span style="color: #868686"> <small>''21''</small/> </span>  
 
||<span style="color: #868686"> <small>''21''</small/> </span>  
 
|-  
 
|-  
|PDRREP <br /> DOCREP
+
||DOCREP
||ML <br /> RR
+
||ML
||Management Letters (ML) <br /> Other auditor report (RR)
+
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />  
 +
Management letters  <br />
 +
(-) O: OPC Law 2010<br />  
 +
(-) O: Law 2007 <br />
 +
(-) K: SICAR<br />
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br />[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF-File name convention]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_FIS_OPC\MGMT_Letter
 
||DOC_FIS_OPC\MGMT_Letter
Line 1,102: Line 1,188:
 
|-
 
|-
 
|DOCREP
 
|DOCREP
||<small>(-) PC <br /> (-) PS <br /> (-) DE <br /> (-) LE</small/>
+
||ML
||<small>SIF: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Offering document (DE) <br /> (-) Letter of explanation (LE)</small/>
+
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
Management letters of Investment fund managers (IFM) ('''EN''') <br />
 +
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF -  Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\MGMT_GFI
 +
||reportingMLGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||RR<br />  
 +
HK
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/>
 +
Auditor report<br />
 +
(-) O: UCI Law 2010<br />
 +
(-) O: UCI Law 2007<br />
 +
(-) K: SICAR<br />
 +
(-) S: Investment fund manager (IFM) <br />
 +
(-) A: Investment fund manager (IFM) <br />
 +
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />  
 +
Report Hong Kong Securities and Futures (HK) <br />
 +
 
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/OTHER
 +
||reportingDOC_OTH.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP<br />
 +
||
 +
<small>
 +
 
 +
 
 +
 
 +
(-) GR <br />
 +
(-) ID <br />
 +
(-) FC <br />
 +
(-) IA <br />
 +
(-) BC <br /> 
 +
(-) TP <br />
 +
(-) LP <br />
 +
(-) PG <br /> 
 +
(-) OG <br />
 +
(-) TM <br /> 
 +
(-) RD <br />
 +
(-) AS <br />
 +
(-) FP <br />
 +
(-) PN <br />
 +
(-) BD <br />
 +
(-) CO <br />
 +
(-) ET <br />
 +
</small/>   
 +
||
 +
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
'''Investment fund managers (IFM)''': <br />
 +
<small>
 +
(-) Risk management function(GR) <br />
 +
(-) OPCVM instruments information (ID) <br />
 +
(-) Compliance Function (FC)<br />
 +
(-) Internal audit function report (IA)<br />
 +
(-) LBC/FT Obligation (BC) <br /> 
 +
(-) Complaints handling (TP) <br />
 +
(-) Authorized third party complaints (LP) <br />
 +
(-) Risk Management Procedure (PG)<br /> 
 +
(-) Organization chart (OG) <br />
 +
(-) Mandates table (TM) <br /> 
 +
(-) Delegates of RFI (RD) <br />
 +
(-) Branch activity (AS) <br />
 +
(-) Own funds ratio (FP) <br />
 +
(-) Risk management procedure AIFM (PN) <br />
 +
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD) <br />
 +
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) <br />
 +
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />
 +
</small/>
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\DOC_GFI
 +
||reportingGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||(-) PC <br /> (-) DE <br /> (-) LE
 +
||SIF: <br /> (-) Prospectus (PC) <br /> (-) Offering document (DE) <br /> (-) Letter of explanation (LE)
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf CSSF-File name convention]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br />
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\PROSP_FIS
+
||DOC_FIS_OPC\PROSP_FIS  
 
||reportingPFIS.state=up
 
||reportingPFIS.state=up
 
||Doc OPC et FIS (circ. CSSF)
 
||Doc OPC et FIS (circ. CSSF)
Line 1,115: Line 1,299:
 
|-
 
|-
 
|DOCREP
 
|DOCREP
||<small>(-) PC <br /> (-) PS <br /> (-) LE</small/>
+
||(-) PC <br /> (-) PS <br /> (-) LE
||<small>UCI: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Letter of explanation (LE)</small/>
+
||UCI: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Letter of explanation (LE)
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf CSSF-File name convention]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br />
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_FIS_OPC\PROSP_OPC
 
||DOC_FIS_OPC\PROSP_OPC
Line 1,126: Line 1,311:
 
||(-) 1.1 <br /> (-) 1.5
 
||(-) 1.1 <br /> (-) 1.5
 
||<span style="color: #868686"> <small>''21''</small/> </span>  
 
||<span style="color: #868686"> <small>''21''</small/> </span>  
 +
 +
 
|-  
 
|-  
 
|DOCREP
 
|DOCREP
||(-) <small>AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM <br /></small/>
+
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM  
||<small>SIF:  <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM)</small/>  
+
||SIF Law 2007:  <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report SIF (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM) <br />
 +
<small><span style="background:yellow"> '''NEW'''</span></small/> SICAR: <br />
 +
(-) Annual Report (AR) <br />
 +
(-) Other periodic report (RO)
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf CSSF-File name convention]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br />
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
||DOC_FIS_OPC\Report_FIS
+
||DOC_FIS_OPC\Report_FIS  
 
||reportingRAFIS.state=up
 
||reportingRAFIS.state=up
 
||Doc OPC et FIS (circ. CSSF)
 
||Doc OPC et FIS (circ. CSSF)
 
||(-) 1.1 <br /> (-) 1.5
 
||(-) 1.1 <br /> (-) 1.5
 
||<span style="color: #868686"> <small>''21''</small/> </span>  
 
||<span style="color: #868686"> <small>''21''</small/> </span>  
 +
 +
 +
 +
 
|-
 
|-
 
|DOCREP
 
|DOCREP
||<small>(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM</small/>
+
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
||<small>UCI: <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report(RO) <br /> (-) Movements in the securities portfolios (MP)</small/>
+
||UCI Law 2010: <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report SIF (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (MP)
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf CSSF-File name convention]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br />
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_FIS_OPC\Report_OPC
 
||DOC_FIS_OPC\Report_OPC
Line 1,152: Line 1,348:
 
||(-) 1.1 <br /> (-) 1.5
 
||(-) 1.1 <br /> (-) 1.5
 
||<span style="color: #868686"> <small>''21''</small/> </span>  
 
||<span style="color: #868686"> <small>''21''</small/> </span>  
 +
 +
|-
 +
|DOCREP
 +
||AR <br /> RO
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/><br />
 +
Investment fund managers (IFM) ('''EN''') <br />
 +
Gestionnaires des fonds d'investissement (GFI)('''FR''')<br />
 +
(-) Annual Report (AR) <br />
 +
(-) Other periodic report (RO) <br />
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/REPORT_GFI
 +
||reportingRGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
 +
 
|-  
 
|-  
 
|DOCREP
 
|DOCREP
 
||KI
 
||KI
||Key Investor Information Document
+
||Key Investor Information Document <br />
 +
(-) O: OPC Law 2010 and Loi 2007 <br />
 +
(-) K: SICAR<br />
 +
(-) V: non-reglem.
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf CSSF-File name convention]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
||[[Encryption_Module#Transmission_tab| (-) Transmission Module]] <br /> [[PRIIPS|(-) <span style="background:yellow"> '''NEW:''' </span> PRIIPs KID]]  
+
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br /> [[PRIIPS|(-) PRIIPs KID]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_FIS_OPC\KID_OPC
 
||DOC_FIS_OPC\KID_OPC
Line 1,169: Line 1,390:
 
||MR
 
||MR
 
||Management Regulations of UCITS
 
||Management Regulations of UCITS
 +
(-) O: OPC Law 2010<br />
 +
(-) O: Law 2007 <br />
 
||CSSF
 
||CSSF
||Circulars <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509] <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF-File name convention]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_FIS_OPC\MGMT_REGUL
 
||DOC_FIS_OPC\MGMT_REGUL
Line 1,180: Line 1,404:
 
|-  
 
|-  
 
|DOCREP
 
|DOCREP
||AR
+
||AI
 
||Articles of Incorporation of UCITS
 
||Articles of Incorporation of UCITS
 +
(-) O: UCI Law 2010 <br />
 +
(-) O: UCI Law 2007 <br />
 +
(-) <small><span style="background:yellow"> '''NEW'''</span></small/> K: SICAR <br />
 
||CSSF
 
||CSSF
||Circulars <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509] <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF-File name convention]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_FIS_OPC\ART_INCORP||reportingAI.state=up
 
||DOC_FIS_OPC\ART_INCORP||reportingAI.state=up
Line 1,195: Line 1,423:
 
||Request for delivery of attestations
 
||Request for delivery of attestations
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF-File name convention]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
||[[Encryption_Module#Transmission_tab|Transmission Module]]
+
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe]
 +
||[[Transmission_Module#Special_case:_UCI_attestation_request | (-) UCI attestation request]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||n/a
 
||n/a
 
||n/a
 
||n/a
Line 1,208: Line 1,437:
 
||Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union
 
||Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union
 
||CSSF
 
||CSSF
||UCITS IV notification module
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf (-) CSSF 11/509] <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF - Circulars 08/371, 09/423, 11/509]
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]
+
||[[E-file_Light_EN#Notification_Tool|e-file Notification Tool]]
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_FIS_OPC\NOTIFICATIONS_UCITSIV
 
||DOC_FIS_OPC\NOTIFICATIONS_UCITSIV
Line 1,219: Line 1,448:
 
|}
 
|}
 
</div>
 
</div>
 
 
 
 
  
 
==Alternative Investment Fund Managers (AIFM)==
 
==Alternative Investment Fund Managers (AIFM)==
Line 1,234: Line 1,459:
 
! scope="col" | '''Details'''
 
! scope="col" | '''Details'''
 
! scope="col" | '''NCA'''
 
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
+
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
+
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
+
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
+
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
Line 1,247: Line 1,472:
 
||Alternative Investment Fund reporting (AIF Manager)
 
||Alternative Investment Fund reporting (AIF Manager)
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Reporting obligations for Alternative Investment Fund Managers]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581]  
||[[Encryption_Module#Transmission_tab| (-) Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br />
 
+
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]  
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf | (-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]  
+
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||AIF||reportingAIF.state=up
 
||AIF||reportingAIF.state=up
Line 1,261: Line 1,485:
 
||Alternative Investment Fund reporting
 
||Alternative Investment Fund reporting
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Reporting obligations for Alternative Investment Fund Managers]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581]  
||[[Encryption_Module#Transmission_tab| (-) Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br />
 
+
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]  
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf | (-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]  
+
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
||AIF||reportingAIF.state=up
+
||AIF
 +
||reportingAIF.state=up
 
||(-) AIF <br /> (-) AMfine
 
||(-) AIF <br /> (-) AMfine
 
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
 
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
Line 1,279: Line 1,503:
  
 
==Management Companies==
 
==Management Companies==
Management companies (Chapter 15 (UCITS), Chapter 16 (SIF), AIFM)
+
 
 
<div style="text-align: left;">
 
<div style="text-align: left;">
  
Line 1,288: Line 1,512:
 
! scope="col" | '''Details'''
 
! scope="col" | '''Details'''
 
! scope="col" | '''NCA'''
 
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
+
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
+
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
+
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
+
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
Line 1,301: Line 1,525:
 
||<small>(-) SG 1A: Financial situation <br /> (-) SG 1B: Profit and loss account <br /> (-) SG 1C: Table relating to other activities <br /> (-) SG 2: Other activities <br /> (-) SG: Personnel Table relating to staff</small/>
 
||<small>(-) SG 1A: Financial situation <br /> (-) SG 1B: Profit and loss account <br /> (-) SG 1C: Table relating to other activities <br /> (-) SG 2: Other activities <br /> (-) SG: Personnel Table relating to staff</small/>
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf (-) CSSF - Circular 10/467] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf (-) CSSF - Circular 15/633]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf (-) CSSF - Circular 10/467] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf (-) CSSF - Circular 15/633] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab| Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Wiki Sending Service]]
 
||[[Sending_Service|Wiki Sending Service]]
 
||SGO
 
||SGO
Line 1,310: Line 1,534:
 
||<span style="color: #868686"> <small>''26''</small/> </span>  
 
||<span style="color: #868686"> <small>''26''</small/> </span>  
 
|-  
 
|-  
|}
+
|DOCREP
</div>
+
||ML
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
Management letters of Investment fund managers (IFM) ('''EN''') <br />
 +
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\MGMT_GFI
 +
||reportingMLGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||AR
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
Annual report of Investment fund managers (IFM) ('''EN''') <br />
 +
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/REPORT_GFI
 +
||reportingRGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||RR<br />
 +
HK
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/>
 +
Auditor report<br />
 +
(-) S: Investment fund manager (IFM) <br />
 +
(-) A: Investment fund manager (IFM) <br />
 +
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
Report Hong Kong Securities and Futures (HK) <br />  
  
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/OTHER
 +
||reportingDOC_OTH.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP<br />
 +
||
 +
<small>
  
  
  
 +
(-) GR <br />
 +
(-) ID <br />
 +
(-) FC <br />
 +
(-) IA <br />
 +
(-) BC <br /> 
 +
(-) TP <br />
 +
(-) LP <br />
 +
(-) PG <br /> 
 +
(-) OG <br />
 +
(-) TM <br /> 
 +
(-) RD <br />
 +
(-) AS <br />
 +
(-) FP <br />
 +
(-) PN <br />
 +
(-) BD <br />
 +
(-) CO <br />
 +
(-) ET <br />
 +
</small/>   
 +
||
 +
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
'''Investment fund managers (IFM)''': <br />
 +
<small>
 +
(-) Risk management function(GR) <br />
 +
(-) OPCVM instruments information (ID) <br />
 +
(-) Compliance Function (FC)<br />
 +
(-) Internal audit function report (IA)<br />
 +
(-) LBC/FT Obligation (BC) <br /> 
 +
(-) Complaints handling (TP) <br />
 +
(-) Authorized third party complaints (LP) <br />
 +
(-) Risk Management Procedure (PG)<br /> 
 +
(-) Organization chart (OG) <br />
 +
(-) Mandates table (TM) <br /> 
 +
(-) Delegates of RFI (RD) <br />
 +
(-) Branch activity (AS) <br />
 +
(-) Own funds ratio (FP) <br />
 +
(-) Risk management procedure AIFM (PN)<br />
 +
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)<br />
 +
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)<br />
 +
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />
 +
</small/>
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_698.pdf (-) CSSF - Circulars 18/698]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\DOC_GFI
 +
||reportingGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|}
 +
</div>
  
 
==Professionals of the Financial Sector (PFS)==
 
==Professionals of the Financial Sector (PFS)==
Line 1,327: Line 1,659:
 
! scope="col" | '''Details'''
 
! scope="col" | '''Details'''
 
! scope="col" | '''NCA'''
 
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
+
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
+
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
+
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
+
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
 
|PSFREP
 
|PSFREP
||Basic reporting
+
||(-) Basic reporting <br /> (-) Ad hoc reporting <br /> (-) Annual information
||<small>(-) PSF: P11 <br /> (-) PSF de support: I11</small/>
+
||Reporting population: <br /> (-) Investment firms <br /> (-) Specialised PFS  <br /> (-) Support PFS
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf05_187eng.pdf CSSF - Circular 05/178] <br /> [http://www.cssf.lu/en/supervision/pfs/ CSSF - PFS]
+
||[http://www.cssf.lu/en/supervision/pfs/ (-) CSSF - PFS] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab| Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
||[[Sending_Service|Sending Service]]
+
||PSF
+
||reportingPSF.state=up
+
||Rapport PSF
+
||2.1.8
+
||<span style="color: #868686"> <small>''18''</small/> </span>
+
|-
+
|PSFREP
+
||Ad hoc reporting
+
||<small>(-) PSF: P21 <br /> (-) PSF de support: I21</small/>
+
||CSSF
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf05_187eng.pdf CSSF - Circular 05/178] <br /> [http://www.cssf.lu/en/supervision/pfs/ CSSF - PFS]
+
||[[Encryption_Module#Transmission_tab| Transmission Module]]
+
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||PSF
 
||PSF
Line 1,366: Line 1,685:
 
||Long Form Report
 
||Long Form Report
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf CSSF - Circular 10/457]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab| Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_BNK
 
||DOC_BNK
Line 1,379: Line 1,698:
 
||Management Letter
 
||Management Letter
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf CSSF - Circular 10/457]
+
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab| Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||DOC_BNK
 
||DOC_BNK
Line 1,417: Line 1,736:
 
(-) SALMXX: SALMM <br />
 
(-) SALMXX: SALMM <br />
 
||CSSF
 
||CSSF
||[http://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32014R0680&from=EN (-) Commission Regulation 680/2014] <br /> [http://www.cssf.lu/en/supervision/pfs/ (-) CSSF - PFS]
+
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_EI/IF_reporting_requirements_121216.pdf (-) CSSF - Reporting requirements for investment firms ] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
||[[Encryption_Module#Transmission_tab| Transmission Module]]
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||COREP||reportingCOREP.state=up
 
||COREP||reportingCOREP.state=up
Line 1,441: Line 1,760:
 
! scope="col" | '''Details'''
 
! scope="col" | '''Details'''
 
! scope="col" | '''NCA'''
 
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
+
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
+
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
+
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
+
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
Line 1,453: Line 1,772:
 
||S2.14
 
||S2.14
 
||Quarterly statistical balance
 
||Quarterly statistical balance
||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/index.html (-) BCL Securitation vehicles]
+
||BCL
||[[ReportGeneration|Report Generation <br /> e-form]]  
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||Securisation
 
||Securisation
Line 1,466: Line 1,786:
 
||Transactions and write-offs/write-downs on securitised loans
 
||Transactions and write-offs/write-downs on securitised loans
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/index.html (-) BCL Securitation vehicles]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS]
||[[ReportGeneration|Report Generation <br /> e-form]]  
+
||[[ReportGeneration|Report generation <br /> with e-form]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||Securisation
 
||Securisation
Line 1,479: Line 1,799:
 
||Security by security reporting
 
||Security by security reporting
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/index.html (-) BCL Securitation vehicles]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS]
||[[ReportGeneration|Report Generation <br /> e-form]]  
+
||[[ReportGeneration|Report generation <br /> with e-form]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||Securisation||reportingSecurisation.state=up
 
||Securisation||reportingSecurisation.state=up
Line 1,504: Line 1,824:
 
! scope="col" | '''Details'''
 
! scope="col" | '''Details'''
 
! scope="col" | '''NCA'''
 
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
+
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
+
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
+
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
+
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
Line 1,517: Line 1,837:
 
||Quarterly statistical balance of Financial Companies
 
||Quarterly statistical balance of Financial Companies
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/index.html (-) BCL Financial Companies]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
||[[ReportGeneration|Report Generation <br /> e-form]]  
+
||[[ReportGeneration|Report generation <br /> with e-form]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||SE
 
||SE
Line 1,530: Line 1,850:
 
||Transactions of Financial Companies
 
||Transactions of Financial Companies
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/index.html (-) BCL Financial Companies]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
||[[ReportGeneration|Report Generation <br /> e-form]]  
+
||[[ReportGeneration|Report generation <br /> with e-form]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||SE
 
||SE
Line 1,543: Line 1,863:
 
||Monthly security by security reporting of Financial Companies
 
||Monthly security by security reporting of Financial Companies
 
||BCL
 
||BCL
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/index.html (-) BCL Financial Companies]
+
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
||[[ReportGeneration|Report Generation <br /> e-form]]  
+
||[[ReportGeneration|Report generation <br /> with e-form]]  
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||SE
 
||SE
Line 1,569: Line 1,889:
 
! scope="col" | '''Details'''
 
! scope="col" | '''Details'''
 
! scope="col" | '''NCA'''
 
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
+
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
+
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
+
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
+
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
|CPR||Source file reception from CAA||Compte rendu||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/upload/files/507/CAA-FNC_v103.pdf (-) File naming convention]||[[CAA_Manual|Wiki-CAA Manual]]||n/a||n/a||n/a||Reporting CAA||2.1.20||<span style="color: #868686"> <small>''62 <br /> (wkf 35)''</small/> </span>
+
|CPR
 +
||Source file reception from CAA
 +
||Compte rendu
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 35)''</small/> </span>
 
|-
 
|-
|RAC||Source file reception from CAA||Rapport actuariel||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/upload/files/507/CAA-FNC_v103.pdf (-) File naming convention]||[[CAA_Manual|Wiki-CAA Manual]]||n/a||n/a||n/a||Reporting CAA||2.1.20||<span style="color: #868686"> <small>''62 <br /> (wkf 36)''</small/> </span>
+
|RAC
 +
||Source file reception from CAA
 +
||Rapport actuariel
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 36)''</small/> </span>
 
|-
 
|-
|RDI||Source file reception from CAA||Rapport distinct du réviseur||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/upload/files/507/CAA-FNC_v103.pdf (-) File naming convention]||[[CAA_Manual|Wiki-CAA Manual]]||n/a||n/a||n/a||Reporting CAA||2.1.20||<span style="color: #868686"> <small>''62 <br /> (wkf 37)''</small/> </span>
+
|RDI
 +
||Source file reception from CAA
 +
||Rapport distinct du réviseur
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 37)''</small/> </span>
 
|-
 
|-
|RGO||Source file reception from CAA||Rapport de gouvernance||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/upload/files/507/CAA-FNC_v103.pdf (-) File naming convention]||[[CAA_Manual|Wiki-CAA Manual]]||n/a||n/a||n/a||Reporting CAA||2.1.20||<span style="color: #868686"> <small>''62 <br /> (wkf 38)''</small/> </span>
+
|RGO
 +
||Source file reception from CAA||Rapport de gouvernance
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 38)''</small/> </span>
 
|-
 
|-
|RLB||Source file reception from CAA||Rapport LBCFT||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/upload/files/507/CAA-FNC_v103.pdf (-) File naming convention]||[[CAA_Manual|Wiki-CAA Manual]]||n/a||n/a||n/a||Reporting CAA||2.1.20||<span style="color: #868686"> <small>''62 <br /> (wkf 39)''</small/> </span>
+
|RLB
 +
||Source file reception from CAA
 +
||Rapport LBCFT
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 39)''</small/> </span>
 
|-
 
|-
|RRE||Source file reception from CAA||Rapports sur le traitement des réclamations||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/upload/files/507/CAA-FNC_v103.pdf (-) File naming convention]||[[CAA_Manual|Wiki-CAA Manual]]||n/a||n/a||n/a||Reporting CAA||2.1.20||<span style="color: #868686"> <small>''62 <br /> (wkf 40)''</small/> </span>
+
|RRE
 +
||Source file reception from CAA||Rapports sur le traitement des réclamations
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 40)''</small/> </span>
 
|-
 
|-
|ESP||Source file reception from CAA||Enquête spécifique||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/upload/files/507/CAA-FNC_v103.pdf (-) File naming convention]||[[CAA_Manual|Wiki-CAA Manual]]||n/a||n/a||n/a||Reporting CAA||2.1.20||<span style="color: #868686"> <small>''62 <br /> (wkf 41)''</small/> </span>
+
|ESP
 +
||Source file reception from CAA||Enquête spécifique
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 41)''</small/> </span>
 
|-
 
|-
|ETR||Source file reception from CAA||Etat trimestriel||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/upload/files/507/CAA-FNC_v103.pdf (-) File naming convention]||[[CAA_Manual|Wiki-CAA Manual]]||n/a||n/a||n/a||Reporting CAA||2.1.20||<span style="color: #868686"> <small>''62 <br /> (wkf 45)''</small/> </span>
+
|ETR
 +
||Source file reception from CAA
 +
||Etat trimestriel
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 45)''</small/> </span>
 
|-
 
|-
|RSO||Source file reception from CAA||Rapport distinct Solvabilité 2 du réviseur||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/upload/files/507/CAA-FNC_v103.pdf (-) File naming convention]||[[CAA_Manual|Wiki-CAA Manual]]||n/a||n/a||n/a||Reporting CAA||2.1.20||<span style="color: #868686"> <small>''62 <br /> (wkf 62)''</small/> </span>
+
|RSO
 +
||Source file reception from CAA
 +
||Rapport distinct Solvabilité 2 du réviseur
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 62)''</small/> </span>
 
|-
 
|-
|FIR||Source file reception from CAA||Fiche de renseignement||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/upload/files/507/CAA-FNC_v103.pdf (-) File naming convention]||[[CAA_Manual|Wiki-CAA Manual]]||n/a||n/a||n/a||Reporting CAA||2.1.20||<span style="color: #868686"> <small>''62 <br /> (wkf 65)''</small/> </span>
+
|FIR
 +
||Source file reception from CAA
 +
||Fiche de renseignement
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 65)''</small/> </span>
 
|-
 
|-
|N01 (Comp); N02 (Comp); N03 (Comp); <br /> N04 (Comp); N05 (Réviseur); N06( Réviseur); <br /> N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp)||n/a||Rapports narratifs||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/upload/files/507/CAA-FNC_v103.pdf (-) File naming convention]||[[CAA_Manual|Wiki-CAA Manual]]||[[Sending_Service|Wiki Sending Service]]||CAA||reportingCAA.state=up||Reporting CAA||2.1.20|| <span style="color: #868686"> <small>''62 <br /> (wkf 63 (Réviseur)/ <br /> wkf 64 (Compagnie)''</small/> </span>
+
|N01 (Comp); N02 (Comp); N03 (Comp); <br /> N04 (Comp); N05 (Réviseur); N06( Réviseur); <br /> N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp)
 +
||n/a
 +
||Rapports narratifs
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||[[Sending_Service|Wiki Sending Service]]
 +
||CAA||reportingCAA.state=up
 +
||Reporting CAA
 +
||2.1.20
 +
|| <span style="color: #868686"> <small>''62 <br /> (wkf 63 (Réviseur)/ <br /> wkf 64 (Compagnie)''</small/> </span>
 
|-
 
|-
|S01; S02; S03; S04; S05; <br /> S06 (Réviseur); S07; S08; <br />  S09; S10; S11; S12; S13; <br />  S14; S15; S16; S17; S18; <br />  S19; S20; S23||n/a||XBRL reports Solvency II||CAA||[http://www.commassu.lu/upload/files/483/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.commassu.lu/upload/files/507/CAA-FNC_v103.pdf (-) File naming convention]||[[CAA_Manual|Wiki-CAA Manual]]||[[Sending_Service|Sending Service]]||CAA||reportingCAA.state=up||Reporting CAA||2.1.20|| <span style="color: #868686"> <small>''62 <br /> (wkf 44)''</small/> </span>
+
|S01; S02; S03; S04; S05; <br /> S06 (Réviseur); S07; S08; <br />  S09; S10; S11; S12; S13; <br />  S14; S15; S16; S17; S18; <br />  S19; S20; S23
 +
||n/a
 +
||XBRL reports Solvency II
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||[[Sending_Service|Sending Service]]
 +
||CAA||reportingCAA.state=up
 +
||Reporting CAA
 +
||2.1.20
 +
|| <span style="color: #868686"> <small>''62 <br /> (wkf 44)''</small/> </span>
 
|-
 
|-
|S0218-L||n/a||Quarterly statistical balance sheet of insurance corporations – Luxembourg entity||BCL||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/index.html Reporting instructions]||[[ReportGeneration|Report Generation <br /> e-form]] ||[[Sending_Service|Sending Service]]||ASS||reportingASS.state=up||Reporting BCL pour les assurances||2.1.21||<span style="color: #868686"> <small>''63 <br /> (wkf42)''</small/> </span>
+
|S0218-L
 +
||n/a
 +
||Quarterly statistical balance sheet of insurance corporations – Luxembourg entity
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||ASS
 +
||reportingASS.state=up
 +
||Reporting BCL pour les assurances
 +
||2.1.21||<span style="color: #868686"> <small>''63 <br /> (wkf42)''</small/> </span>
 
|-
 
|-
|S0219-L||n/a||Information on valuation effects on the balance sheet of insurance corporations||BCL||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/index.html Reporting instructions]||[[ReportGeneration|Report Generation <br /> e-form]] ||[[Sending_Service|Sending Service]]||ASS||reportingASS.state=up||Reporting BCL pour les assurances||2.1.21||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
+
|S0219-L
 +
||n/a
 +
||Information on valuation effects on the balance sheet of insurance corporations
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||ASS
 +
||reportingASS.state=up
 +
||Reporting BCL pour les assurances
 +
||2.1.21
 +
||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
 
|-
 
|-
|S0403-L||n/a||Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity||BCL||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br />[http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/index.html Reporting instructions]||[[ReportGeneration|Report Generation <br /> e-form]] ||[[Sending_Service|Sending Service]]||ASS||reportingASS.state=up||Reporting BCL pour les assurances||2.1.21||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
+
|S0403-L
 +
||n/a
 +
||Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br />[http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||ASS
 +
||reportingASS.state=up
 +
||Reporting BCL pour les assurances
 +
||2.1.21
 +
||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
 
|-
 
|-
|TPTASS||n/a||Monthly Security by security reporting of insurance corporations||BCL||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/index.html Reporting instructions]||[[ReportGeneration|Report Generation <br /> e-form]] ||[[Sending_Service|Wiki Sending Service]]||ASS||reportingASS.state=up||Reporting BCL pour les assurances||2.1.21||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
+
|TPTASS
 +
||n/a
 +
||Monthly Security by security reporting of insurance corporations
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Wiki Sending Service]]
 +
||ASS
 +
||reportingASS.state=up
 +
||Reporting BCL pour les assurances
 +
||2.1.21
 +
||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
 
|-
 
|-
 
|}
 
|}
 
</div>
 
</div>
 
 
 
 
  
 
==Financial Institutions - Foreign Account Tax Compliance Act (FATCA)==
 
==Financial Institutions - Foreign Account Tax Compliance Act (FATCA)==
Line 1,627: Line 2,113:
 
! scope="col" | '''Details'''
 
! scope="col" | '''Details'''
 
! scope="col" | '''NCA'''
 
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
+
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
+
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
+
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
+
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
Line 1,641: Line 2,127:
 
||ACD
 
||ACD
 
||[http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf (-) Circulaire ECHA - n° 3 du 19 janvier 2017] <br /> [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html (-) ACD-FATCA]
 
||[http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf (-) Circulaire ECHA - n° 3 du 19 janvier 2017] <br /> [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html (-) ACD-FATCA]
||[[FATCA_Manual|(-) FATCA - User Guide of e-form]] <br /> [[FATCA|(-) FATCA - Onboarding & FAQ]]
+
||[[FATCA_Manual|(-) FATCA - User Guide of e-form]] <br /> [[FATCA Onboarding|(-) FATCA - Onboarding & FAQ]]
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||FATCA
 
||FATCA
Line 1,666: Line 2,152:
 
! scope="col" | '''Details'''
 
! scope="col" | '''Details'''
 
! scope="col" | '''NCA'''
 
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
+
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
+
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
+
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
+
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
Line 1,680: Line 2,166:
 
||ACD
 
||ACD
 
||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html (-) ACD-CRS] <br /> [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html (-) Newsletter 06/02/2017] <br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf (-) ECHA-n°4 06/02/2017]
 
||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html (-) ACD-CRS] <br /> [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html (-) Newsletter 06/02/2017] <br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf (-) ECHA-n°4 06/02/2017]
||[[CRS_Manual|(-) CRS - User Guide of e-form]] <br /> [[CRS|(-) CRS - Onboarding & FAQ]]
+
||[[CRS_Manual|(-) CRS - User Guide of e-form]] <br /> [[CRS Onboarding|(-) CRS - Onboarding & FAQ]]
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||CRS
 
||CRS
Line 1,703: Line 2,189:
 
! scope="col" | '''Details'''
 
! scope="col" | '''Details'''
 
! scope="col" | '''NCA'''
 
! scope="col" | '''NCA'''
! scope="col" | '''NCA information'''
+
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
! scope="col" | '''e-file <br />  (-) User Guides<br /> (-) FAQ '''
+
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
! scope="col" | '''Automatic file transmission'''
+
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''Sending Service <br /> listener'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
! scope="col" | '''Fundsquare product catalog <br /> reference'''
+
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
Line 1,715: Line 2,201:
 
||OTH
 
||OTH
 
||Other reporting
 
||Other reporting
||-
 
 
||CSSF
 
||CSSF
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf Convention de nom reportings CSSF]
+
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf Naming convention for CSSF reportings]
||-
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
||OTH||reportingOTH.state=up
+
||OTH
 +
||reportingOTH.state=up
 
||Reporting OTHER (CSSF)
 
||Reporting OTHER (CSSF)
 +
||-
 
||<span style="color: #868686"> <small>''19''</small/> </span>
 
||<span style="color: #868686"> <small>''19''</small/> </span>
 
|-
 
|-
Line 1,727: Line 2,214:
 
||OTX
 
||OTX
 
||Various correspondence
 
||Various correspondence
||-
 
 
||BCL
 
||BCL
||-
+
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_16_0282_FDI_2015.pdf BCL Reporting Instructions OTXREP]
||-
+
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 
||[[Sending_Service|Sending Service]]
 
||[[Sending_Service|Sending Service]]
 
||Various_Correspondence
 
||Various_Correspondence
 
||reportingCD.state=up
 
||reportingCD.state=up
 
||Reporting OTHER (BCL)
 
||Reporting OTHER (BCL)
 +
||-
 
||<span style="color: #868686"> <small>''22''</small/> </span>
 
||<span style="color: #868686"> <small>''22''</small/> </span>
 
|-
 
|-

Latest revision as of 11:40, 6 November 2019

Through its dedicated electronic platform, e-file.lu, the Luxembourg Stock Exchange and Fundsquare are able to provide an ideal solution for filing entities for all reporting requirements.

  • e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:

- Commission de Surveillance du Secteur Financier (CSSF)

- Banque Centrale du Luxembourg (BCL)

- Administration des contributions directes (ACD)

- Commissariat aux Assurances (CAA)

  • It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
  • e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.


List of all Reporting types that can be used with e-file


MiFID II / MiFIR

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
TAFREP TAF Article 26 of Regulation
No 600/2014:
Obligation to report transactions
(Markets in financial instruments => MiFIR)
CSSF (-) CSSF - Press release 16/43

(-) CSSF - Circular 17/674

(-) CSSF - TAF Handbook

(-) Manual file transmission
(-) Sending types - Examples
(-) FAQ MiFIR
Sending Service TAF reportingTAF.state=up Report TAF-MIFID 2.1.23 71


Institutions for Occupational Retirement Provision

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
SUFREP IORP Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019 CSSF (-) CSSF - Circular 19/726

(-) Naming convention
(-) Technical note
(-) XBRL taxonomies to be used>


(-) Manual file transmission
(-) Sending types - Examples
Sending Service IORP reportingIORP.state=up Reporting IORP 80

Credit Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
ANTREF
ANTT1M
ANTT2M
ANTT2Q
ANTREF
ANTT1M
ANTT2M
ANTT2Q
AnaCredit:
Collection of granular credit and credit risk data
BCL BCL - Reporting instructions (-) Manual file transmission
(-) Sending types - Examples
Sending Service Anacredit reportingAnacredit.state=up Rapport Anacredit 2.1.24 74
CSDREP CSDR Reporting CSDR:
Introduction of quarterly internalised settlement reporting requirements

pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)

CSSF CSSF - Circular 19/709 (-) Manual file transmission
(-) Sending types - Examples
Sending Service CSDR reportingCSDR.state=up Reporting CSDR-9 2.1.26 78
SHSGRP SHSGRP «SHS-Group» report:
Statistics on holdings of securities by reporting banking groups
BCL BCL - Reporting instructions (-) Manual file transmission
(-) Sending types - Examples
Sending Service GRP_BNK GRP_BNK.state=up BCL SHS report 75
FRCREP B2.4 Information on participating interest
and subordinated loans
CSSF (-) CSSF - Circular CSSF 18/686
(-) CSSF - Reporting instructions B2.4
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP reportingFINREP.state=up Rapport FINREP 2.1.3 73
FRCREP B2.5 Information on staff costs and taxes
and subordinated loans
CSSF (-) CSSF - Circular 17/664
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP reportingFINREP.state=up Rapport FINREP 2.1.3 73
BNNNN B4.4 List of head offices, agencies,
branches and representative offices
CSSF (-) CSSF - Reporting instructions Edifact B4.4
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP\EDIFACT reportingFINREP.EDIFACT.state=up Reporting EDIFACT 2.1.3 16
COFREP SCOREP
SLAREX
SLCRXX
SNSFRX
SALMXX
CCOREP
CLAREX
CLCRXX
CNSFRX
CALMXX
CFINRP
SFINRP
CAEXXX
SAEXXX
CFPXXX
SFPXXX
CSBPXX
SSBPXX
CSBPIM
SSBPIM
CLCRDA
SLCRDA


(-) SCOREP: SSOLV, SIPLO, SLEVR
(-) SLAREX: SLAREX
(-) SLCRXX: SLCR
(-) SNSFRX: SNSFR
(-) SALMXX: SALM
(-) CCOREP: CSOLV, IPLO, CLEVR
(-) CLAREX: CLAREX
(-) CLCRXX: CLCR
(-) CNSFRX: CNSFR
(-) CALMXX: CALMM
(-) CFINRP: CFINRP
(-) SFINRP: SFINRP
(-) CAEXXX: CAE
(-) SAEXXX: SAE
(-) CFPXXX: CFP
(-) SFPXXX: SFP
(-) CSBPXX: CSBP
(-) SSBPXX: SSBP
(-) CSBPIM: CSBPIM
(-) SSBPIM: SSBPIM
(-) CLCRDA: CLCRDA
(-) SLCRDA: SLCRDA
CSSF (-) Regulation (EU) No 680/2014
(-) CSSF - Reporting requirements for credit institutions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service COREP reportingCOREP.state=up Rapport COREP 2.1.4 72
DOCREP AR Annual Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP CO Compliance Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP GR Governance Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IA Internal Audit Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IC ICAAP CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LF Long Form Report CSSF (-) CSSF - Circular 10/457
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ML Management Letter CSSF (-) CSSF - Circular 10/457
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RC Risk Control Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RP Recovery Plan CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP SC Single Customer View CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
S0001 S0.1 Daily deposit BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0101 S1.1 Monthly statistical balance sheet BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0104 S1.4 Adjustments due to valuation effects| BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0105 S1.5 Information on interest rates in EUR BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0108 S1.8 Information on securititation
transactions launched
by credit institutions
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0109 S1.9 Information on CNY (renmibi) operations BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0112-L S1.12-L Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Reporting S1.12 2.1.25 76
S0205-L S2.5-L Quarterly statistical balance sheet BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0205-N S2.5-N Quarterly statistical balance sheet
of credit institutions -
Luxembourg entity and its branches
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up| Statistiques BCL 2.1.5 13
S0208 S2.8 Real estate loans for
Lxuembourg buildings
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0209-L S2.9-L Staff report -
Luxembourg entity
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0209-N S2.9-N Staff report -
Luxembourg entity and its branches
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0302 S3.2 Non balance sheet information BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
TPTBBL TPTBBL Security by security report–
Balance sheet data–
Luxembourg
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBBN TPTBBN Security by security report–
Balance sheet data–
Luxembourg
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBHR TPTBHR Security by security report–
Off-balance sheet data–
Resident customers
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBHN TPTBHN Security by security report–
Off-balance sheet data–
Non-resident
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
BOP101 BOP1.1 Balance of payments reporting BCL (-) BCL - Circular 2007/216
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BOP reportingBOP.state=up Balance des Paiements 2.1.7 12
BOP102 BOP1.2 Cross-border payments
executed for the account
of the resident counterparts
BCL (-) BCL - Circular 2007/216
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BOP reportingBOP.state=up Balance des Paiements 2.1.7 12
SPJ 646REP
663REP
664REP
Notification and execution of court orders CSSF CSSF - Circular 13/566 (-) Manual file transmission
(-) Sending types - Examples
n/a n/a n/a Perquisitions électroniques 2.1.14 48
ESPREP STT Stress test in order to assess
the interest rate risk
arising from non-trading
book activities
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP DCO Fonds de garantie
des dépôts Luxembourg
(FGDL)
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP BRA Quarterly reporting on the
financial health of the branches
parent entities
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP DEP Residential credit deposits CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15

Payment Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
EDPREP Z1.1 Balance sheet CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z1.2 Identification of third-party
funds held and incorporated in the balance sheet
CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z1.4 Capital adequacy of
payment institutions
CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z2.1 Profit and loss accoount CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29



Electronic Money Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
EMEREP W1.1 Balance sheet CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.2 Identification of third-party
funds held and incorporated
in the balance sheet
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.3 Statement of
authorised reinvestments
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.4 Capital adequacy of
electronic money institutions
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W2.1 Profit and loss account CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W4.5 Analysis of shareholdings CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34



Payment Institutions/Electronic Money Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
V0101 V1.1 Customer transfers BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0102 V1.2 Interbank transfers BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0103 V1.3 Domiciliations BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0104 V1.4 Inventory cards / terminals BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0105 V1.5 Card transactiosn (Issuing part) BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0106 V1.6 Card transactiosn (Acquiring part) BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0107 V1.7 Cheques and money orders BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0108 V1.8 Electronic money scheme BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0109 V1.9 Card based e-money schemes BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0110 V1.10 Stock taking of payment accounts in bank money BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0111 V1.11 OTC cash transactions BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0112 V1.12 Transactions via telecommunication, digital or IT device BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0113 V1.13 Credits to the accounts by simple book entry BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0114 V1.14 Debits from the account by simple book entry BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36



Investment Funds

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
- O4.1 Yearly financial information CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
- O4.2 Interventions on the futures and options markets CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
- O1.2 Monthly financial information for guaranteed funds CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
U11 U1.1 Monthly financial information UCITS and UCI CSSF (-) CSSF - Circular 15/627
(-) CSSF - Circular 12/540
(-) CSSF - File naming convention U1.1 reporting
(-) Report Generation
with e-form

(-) Sending types - Examples
(-) How to reply to Global Feedback
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S0103 S1.3 Monthly statistical balance sheet for money market funds (MMF) BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S0106 S1.6 Monthly statistical balance sheet for money market funds (MMF) BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S02013 S2.13 Quarterly statistical balance sheet for non-MMF investment funds BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
TPTOBS TPTOBS Monthly Security by security reporting for investment funds BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
SIC K3.1 Financial information to be submitted by investment companies in risk capital (SICARs) CSSF (-) CSSF - Circular 08/376
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service SICAR reportingSICAR.state=up Reporting SICAR 1.1 17
DOCREP LF NEW:

Long Form reports (UCI Law 2010)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Long_Form reportingLF.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP ML NEW:

Management letters
(-) O: OPC Law 2010
(-) O: Law 2007
(-) K: SICAR

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_Letter reportingML.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP ML NEW:

Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_GFI reportingMLGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP RR

HK

NEW:

Auditor report
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)
NEW:
Report Hong Kong Securities and Futures (HK)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/OTHER reportingDOC_OTH.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP


(-) GR
(-) ID
(-) FC
(-) IA
(-) BC
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN
(-) BD
(-) CO
(-) ET

NEW:
Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\DOC_GFI reportingGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP (-) PC
(-) DE
(-) LE
SIF:
(-) Prospectus (PC)
(-) Offering document (DE)
(-) Letter of explanation (LE)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\PROSP_FIS reportingPFIS.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP (-) PC
(-) PS
(-) LE
UCI:
(-) Prospectus (PC)
(-) Simplified prospectus (PS)
(-) Letter of explanation (LE)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\PROSP_OPC reportingPOPC.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21


DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM
SIF Law 2007:
(-) Annual Report (AR)
(-) Semi-annual report SIF (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM)

NEW SICAR:
(-) Annual Report (AR)
(-) Other periodic report (RO)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Report_FIS reportingRAFIS.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21



DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM
UCI Law 2010:
(-) Annual Report (AR)
(-) Semi-annual report SIF (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (MP)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Report_OPC reportingRFOPC.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP AR
RO
NEW:

Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI)(FR)
(-) Annual Report (AR)
(-) Other periodic report (RO)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/REPORT_GFI reportingRGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21


DOCREP KI Key Investor Information Document

(-) O: OPC Law 2010 and Loi 2007
(-) K: SICAR
(-) V: non-reglem.

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
(-) PRIIPs KID
Sending Service DOC_FIS_OPC\KID_OPC reportingKID.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP MR Management Regulations of UCITS

(-) O: OPC Law 2010
(-) O: Law 2007

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_REGUL reportingMR.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP AI Articles of Incorporation of UCITS

(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) NEW K: SICAR

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\ART_INCORP reportingAI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
n/a n/a Request for delivery of attestations CSSF (-) CSSF - Circulars 19/708

(-) Annexe

(-) UCI attestation request
(-) Sending types - Examples
n/a n/a n/a Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
NOTREP INI or
UPD
Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union CSSF (-) CSSF 11/509
(-) CSSF - Circulars 08/371, 09/423, 11/509
e-file Notification Tool Sending Service DOC_FIS_OPC\NOTIFICATIONS_UCITSIV reportingNotifUcitsIV.state=up (-) Gestion documentaire
(-) Dashboard
(-) Matrice d'enregistrement et de distribution
1.2 28

Alternative Investment Fund Managers (AIFM)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
AIF MAN Alternative Investment Fund reporting (AIF Manager) CSSF CSSF - Circular 14/581 (-) Manual file transmission
(-) Sending types - Examples

(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0

Sending Service AIF reportingAIF.state=up (-) AIF
(-) AMfine
1.1 (filing)
1.3 (if not 1.1)
1.4 (AMFine)
54
AIF AIF Alternative Investment Fund reporting CSSF CSSF - Circular 14/581 (-) Manual file transmission
(-) Sending types - Examples

(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0

Sending Service AIF reportingAIF.state=up (-) AIF
(-) AMfine
1.1 (filing)
1.3 (if not 1.1)
1.4 (AMFine)
54



Management Companies

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
SGOREP G21 (-) SG 1A: Financial situation
(-) SG 1B: Profit and loss account
(-) SG 1C: Table relating to other activities
(-) SG 2: Other activities
(-) SG: Personnel Table relating to staff
CSSF (-) CSSF - Circular 10/467
(-) CSSF - Circular 15/633
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Wiki Sending Service SGO reportingSGO.state=up Rapport Société de Gestion (-) 1.1
(-) 2.1.16
26
DOCREP ML NEW:

Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_GFI reportingMLGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP AR NEW:

Annual report of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/REPORT_GFI reportingRGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP RR

HK

NEW:

Auditor report
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)
NEW:
Report Hong Kong Securities and Futures (HK)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/OTHER reportingDOC_OTH.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP


(-) GR
(-) ID
(-) FC
(-) IA
(-) BC
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN
(-) BD
(-) CO
(-) ET

NEW:
Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)

CSSF (-) CSSF - Circulars 18/698

(-) CSSF - Circulars 19/708
(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\DOC_GFI reportingGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21

Professionals of the Financial Sector (PFS)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
PSFREP (-) Basic reporting
(-) Ad hoc reporting
(-) Annual information
Reporting population:
(-) Investment firms
(-) Specialised PFS
(-) Support PFS
CSSF (-) CSSF - PFS
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service PSF reportingPSF.state=up Rapport PSF 2.1.8 18
DOCREP LF Long Form Report CSSF (-) CSSF - Circular 10/457
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Rapport des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ML Management Letter CSSF (-) CSSF - Circular 10/457
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Rapport des établissements de crédit (-) 1.1
(-) 2.1.17
27
COFREP

SCOREP
SLAREX
SLCRXX
SNSFRX
CCOREP
CLAREX
CLCRXX
CNSFRS
CAEXXX
SAEXXX
CALMXX
SALMXX

(-) SCOREP: SSOLV, SIPLO, SLEVDA
(-) SLAREX: SLAREX
(-) SLCRXX: SLCR
(-) SNSFRX: SNSFR
(-) CCOREP: CSOLV, CIPLO, CLEVDA
(-) CLAREX: CLAREX
(-) CLCRXX: CLCR
(-) CNSFRS: CNSFR
(-) CAEXXX: tbd
(-) SAEXXX: tbd
(-) CALMXX: CALMM
(-) SALMXX: SALMM

CSSF (-) CSSF - Reporting requirements for investment firms
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service COREP reportingCOREP.state=up Rapport COREP 2.1.4 72



Securitisation Vehicles

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
S0214 S2.14 Quarterly statistical balance BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23
S0215 S2.15 Transactions and write-offs/write-downs on securitised loans BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23
TPTTBS TPTTBS Security by security reporting BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23



Financial Companies

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
S0216 S2.16 Quarterly statistical balance of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35
S0217 S2.17 Transactions of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35
TPTIBS TPTIBS Monthly security by security reporting of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35



Insurance Corporations

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
CPR Source file reception from CAA Compte rendu CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 35)
RAC Source file reception from CAA Rapport actuariel CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 36)
RDI Source file reception from CAA Rapport distinct du réviseur CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 37)
RGO Source file reception from CAA Rapport de gouvernance CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 38)
RLB Source file reception from CAA Rapport LBCFT CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 39)
RRE Source file reception from CAA Rapports sur le traitement des réclamations CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 40)
ESP Source file reception from CAA Enquête spécifique CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 41)
ETR Source file reception from CAA Etat trimestriel CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 45)
RSO Source file reception from CAA Rapport distinct Solvabilité 2 du réviseur CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 62)
FIR Source file reception from CAA Fiche de renseignement CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 65)
N01 (Comp); N02 (Comp); N03 (Comp);
N04 (Comp); N05 (Réviseur); N06( Réviseur);
N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp)
n/a Rapports narratifs CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual Wiki Sending Service CAA reportingCAA.state=up Reporting CAA 2.1.20 62
(wkf 63 (Réviseur)/
wkf 64 (Compagnie)
S01; S02; S03; S04; S05;
S06 (Réviseur); S07; S08;
S09; S10; S11; S12; S13;
S14; S15; S16; S17; S18;
S19; S20; S23
n/a XBRL reports Solvency II CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual Sending Service CAA reportingCAA.state=up Reporting CAA 2.1.20 62
(wkf 44)
S0218-L n/a Quarterly statistical balance sheet of insurance corporations – Luxembourg entity BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf42)
S0219-L n/a Information on valuation effects on the balance sheet of insurance corporations BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)
S0403-L n/a Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)
TPTASS n/a Monthly Security by security reporting of insurance corporations BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Wiki Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)

Financial Institutions - Foreign Account Tax Compliance Act (FATCA)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
FATCA FATCA Foreign Account Tax Compliance Act Reporting ACD (-) Circulaire ECHA - n° 3 du 19 janvier 2017
(-) ACD-FATCA
(-) FATCA - User Guide of e-form
(-) FATCA - Onboarding & FAQ
Sending Service FATCA reportingFATCA.state=up Rapport FATCA 2.1.19; 2.2 60



Financial Institutions - Common Reporting Standard (CRS)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
CRS CRS Automatic exchange of
financial account information
on a global level
ACD (-) ACD-CRS
(-) Newsletter 06/02/2017
(-) ECHA-n°4 06/02/2017
(-) CRS - User Guide of e-form
(-) CRS - Onboarding & FAQ
Sending Service CRS reportingCRS.state=up Reporting CRS (-) 2.1.22
(-) 2.3
68



Other reporting CSSF BCL

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
OTHREP OTH Other reporting CSSF Naming convention for CSSF reportings (-) Manual file transmission
(-) Sending types - Examples
Sending Service OTH reportingOTH.state=up Reporting OTHER (CSSF) - 19
OTXREP OTX Various correspondence BCL BCL Reporting Instructions OTXREP (-) Manual file transmission
(-) Sending types - Examples
Sending Service Various_Correspondence reportingCD.state=up Reporting OTHER (BCL) - 22