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Reporting types that can be used with e-file
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<div style="text-align: right; direction: ltr; margin-left: 1em;">[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]</div>
General Presentation
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Through its dedicated electronic platform, e-file.lu, the Luxembourg Stock Exchange and Fundsquare are able to provide an ideal solution for filing entities for all the new reporting requirements.
+
Through its dedicated electronic platform, '''e-file.lu''', the '''Luxembourg Stock Exchange''' and '''Fundsquare''' are able to provide an ideal solution for filing entities for all reporting requirements.
 +
 
 +
*e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:
 +
 
 +
- Commission de Surveillance du Secteur Financier ([http://www.cssf.lu/en/ CSSF])
 +
 
 +
- Banque Centrale du Luxembourg ([http://www.bcl.lu/en/index.html BCL])
 +
 +
- Administration des contributions directes ([http://www.impotsdirects.public.lu/fr/echanges_electroniques.html ACD])
 +
 
 +
- Commissariat aux Assurances ([http://www.commassu.lu/ CAA])
 +
 
 +
*It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
  
*e-file is a communication platform for transmission and exchange of financial reports to the authorities. It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
 
 
*e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.
 
*e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.
  
==Credit institutions==
+
 
 +
 
 +
'''List of all Reporting types that can be used with e-file'''
 +
 
 +
 
 +
 
 +
==MiFID II / MiFIR==
  
 
<div style="text-align: left;">
 
<div style="text-align: left;">
Line 12: Line 29:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> Naming Convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission'''||'''Automatic file transmission'''||'''Sending Service\ReportingDiffusion\'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||TAFREP||TAF||Information on transactions in financial instruments||2.1.1 and <br /> 2.1.2||CSSF||[https://www.cssf.lu/surveillance/marches-dactifs-financiers/marchesreporting-tafmifid/ TAF/MiFID]
+
||TAFREP
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission] <br /> [https://www.e-file.lu/docs/EN/ManuUtil_EFile_SaisieTAF-MiFID_EN.pdf User manual - TAF MiFID Interface via bourse.lu]||[http://www.bourse.lu bourse.lu]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||TAF\ <br /> annulation_Rapport ''or'' <br /> annulation_Transaction ''or'' <br /> declaration_Transaction
+
||TAF
 +
||Article 26 of Regulation <br /> No 600/2014: <br /> Obligation to report transactions <br /> (Markets in financial instruments => MiFIR)''
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Publications/Communiques/Communiques_2016/PR1643_Article_26_MiFIR_131216.pdf (-) CSSF - Press release 16/43]
 +
 
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_674_eng.pdf (-) CSSF - Circular 17/674]
 +
 
 +
[http://www.cssf.lu/en/supervision/banks/legal-reporting/transaction-reporting/taf-handbook/ (-) CSSF - TAF Handbook]
 +
 
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">[[MIFIR|(-) FAQ MiFIR]]
 +
||[[Sending_Service|Sending Service]]
 +
||TAF
 +
||reportingTAF.state=up
 +
||Report TAF-MIFID
 +
||2.1.23
 +
||<span style="color: #868686"> <small>''71''</small/> </span>
 
|-  
 
|-  
||FRCREP||B1.1||Balance sheet statement||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP
+
|}
 +
 
 +
 
 +
==Institutions for Occupational Retirement Provision==
 +
 
 +
<div style="text-align: left;">
 +
 
 +
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
||FRCREP||B1.6||Additional information relating to the balance sheet statement||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | '''Appendix 1 Services selection sheet REF<br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||FRCREP||B2.1||Income statement||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]
+
||SUFREP
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP
+
||IORP
 +
||Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019''
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_726eng.pdf (-) CSSF - Circular 19/726]<br />
 +
 
 +
[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention]<br />
 +
[http://www.cssf.lu/fileadmin/files/Metier_OPC/Technical_Note_for_IORPs.pdf (-) Technical note]<br />
 +
[https://eiopa.europa.eu/regulation-supervision/insurance/reporting-format/data-point-model-and-xbrl (-) XBRL taxonomies to be used>]<br />
 +
 
 +
 
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />  <span style="color: #868686">
 +
||[[Sending_Service|Sending Service]]
 +
||IORP
 +
||reportingIORP.state=up
 +
||Reporting IORP
 +
||
 +
||<span style="color: #868686"> <small>''80''</small/> </span>
 +
|-
 +
|}
 +
 
 +
==Credit Institutions==
 +
 
 +
<div style="text-align: left;">
 +
 
 +
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
||FRCREP||B2.5||Additional information relating to the income statement||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]
+
! scope="col" | '''Report <br /> naming convention'''
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP
+
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||FRCREP||B6.1||Consolidated results||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]
+
||ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP
+
||ANTREF <br /> ANTT1M <br /> ANTT2M <br /> ANTT2Q
 +
||AnaCredit:  <br /> Collection of granular credit and credit risk data
 +
||BCL
 +
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/AnaCredit/Instructions/AnaCredit_Technical_specifications.pdf BCL - Reporting instructions]
 +
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||Anacredit
 +
||reportingAnacredit.state=up
 +
||Rapport Anacredit
 +
||2.1.24
 +
||<span style="color: #868686"> <small>''74''</small/> </span>
 
|-
 
|-
||FRCREP||B6.2||Consolidated income statement||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]
+
||CSDREP
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP
+
||CSDR
 +
||Reporting CSDR:<br />  Introduction of quarterly internalised settlement reporting requirements
 +
pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_709eng.pdf CSSF - Circular 19/709]
 +
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CSDR
 +
||reportingCSDR.state=up
 +
||Reporting CSDR-9
 +
||2.1.26
 +
||<span style="color: #868686"> <small>''78''</small/> </span>
 
|-
 
|-
||FRCREP||B6.6||Additional information on the consolidated balance sheet||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]
+
||SHSGRP
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP
+
||SHSGRP
 +
||«SHS-Group» report:<br /> Statistics on holdings of securities by reporting banking groups
 +
||BCL
 +
||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Groupes_bancaires/Instructions/Groupe_Bancaire_Technical_specifications.pdf BCL - Reporting instructions]
 +
||[[Transmission_Module#Manual_file_transmission |(-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||GRP_BNK
 +
||GRP_BNK.state=up
 +
||BCL SHS report
 +
||
 +
||<span style="color: #868686"> <small>''75''</small/> </span>
 
|-
 
|-
||FRCREP||B6.7||Informations complémentaires relative au au compte de résultat consolitdé||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]
+
||FRCREP
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP
+
||B2.4
 +
||Information on participating interest <br /> and subordinated loans
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_686.pdf (-) CSSF - Circular CSSF 18/686] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/SOC2_4.pdf (-) CSSF - Reporting instructions B2.4] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||FINREP
 +
||reportingFINREP.state=up
 +
||Rapport FINREP
 +
||2.1.3
 +
||<span style="color: #868686"> <small>''73''</small/> </span>
 
|-
 
|-
||FRCREP||B2.4||Information on participating interest and subordinated loans||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]
+
||FRCREP
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP
+
||B2.5
 +
||Information on staff costs and taxes <br /> and subordinated loans
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf17_664.pdf (-) CSSF - Circular 17/664] <br /> [https://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/prudential-reporting/recensement-des-charges-de-personnel-et-des-impots-b-25-b-et-b-25-e/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||FINREP
 +
||reportingFINREP.state=up
 +
||Rapport FINREP
 +
||2.1.3
 +
||<span style="color: #868686"> <small>''73''</small/> </span>
 
|-
 
|-
||BNNNN||B4.4||List of head offices, agencies, branches and representative offices|||2.1.3||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Prudential Reporting]
+
||BNNNN
||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||FINREP\EDIFACT
+
||B4.4
 +
||List of head offices, agencies, <br /> branches and representative offices
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/Edifact_R_1003.pdf (-) CSSF - Reporting instructions Edifact B4.4] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||FINREP\EDIFACT
 +
||reportingFINREP.EDIFACT.state=up
 +
||Reporting EDIFACT
 +
||2.1.3
 +
||<span style="color: #868686"> <small>''16''</small/> </span>
 
|-
 
|-
 +
||COFREP
 +
||<small>SCOREP <br /> SLAREX <br /> SLCRXX <br /> SNSFRX <br /> SALMXX <br /> CCOREP <br /> CLAREX <br /> CLCRXX <br /> CNSFRX <br /> CALMXX <br /> CFINRP <br /> SFINRP <br /> CAEXXX <br /> SAEXXX <br /> CFPXXX <br /> SFPXXX <br /> CSBPXX <br /> SSBPXX <br /> CSBPIM <br /> SSBPIM <br /> CLCRDA <br /> SLCRDA</small/>
  
||COFREP||SCOREP <br /> SLAREX <br /> SLCRXX <br /> SNSFRX <br /> SALMXX <br /> CCOREP <br /> CLAREX <br /> CLCRXX <br /> CNSFRX <br /> CALMXX <br /> CFINRP <br /> SFINRP <br /> CAEXXX <br /> SAEXXX <br /> CFPXXX <br /> SFPXXX <br /> CSBPXX <br /> SSBPXX <br /> CSBPIM <br /> SSBPIM <br /> CLCRDA <br /> SLCRDA||SCOREP: SSOLV, SIPLO, SLEVR <br /> SLAREX: SLAREX <br />  SLCRXX: SLCR <br />  SNSFRX: SNSFR <br />  SALMXX: SALM <br />  CCOREP: CSOLV, IPLO, CLEVR <br />  CLAREX: CLAREX <br />  CLCRXX: CLCR <br />  CNSFRX: CNSFR <br />  CALMXX: CALMM <br />  CFINRP: CFINRP <br /> SFINRP: SFINRP <br />  CAEXXX: CAE <br />  SAEXXX: SAE <br />  CFPXXX: CFP <br />  SFPXXX: SFP <br />  CSBPXX: CSBP <br />  SSBPXX: SSBP <br />  CSBPIM: CSBPIM <br />  SSBPIM: SSBPIM <br />  CLCRDA: CLCRDA <br />  SLCRDA: SLCRDA||2.1.4||CSSF||[https://www.cssf.lu/en/supervision/banks/legal-reporting/ Reporting requirements for credit institutions]
+
 
||[https://www.e-file.lu/ECH/application?_flowId=static&content=../EN/manuel/Content.jsp/ User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||COREP
+
||<small>(-) SCOREP: SSOLV, SIPLO, SLEVR <br /> (-) SLAREX: SLAREX <br />  (-) SLCRXX: SLCR <br />  (-) SNSFRX: SNSFR <br />  (-) SALMXX: SALM <br />  (-) CCOREP: CSOLV, IPLO, CLEVR <br />  (-) CLAREX: CLAREX <br />  (-) CLCRXX: CLCR <br />  (-) CNSFRX: CNSFR <br />  (-) CALMXX: CALMM <br />  (-) CFINRP: CFINRP <br /> (-) SFINRP: SFINRP <br />  (-) CAEXXX: CAE <br />  (-) SAEXXX: SAE <br />  (-) CFPXXX: CFP <br />  (-) SFPXXX: SFP <br />  (-) CSBPXX: CSBP <br />  (-) SSBPXX: SSBP <br />  (-) CSBPIM: CSBPIM <br />  (-) SSBPIM: SSBPIM <br />  (-) CLCRDA: CLCRDA <br />  (-) SLCRDA: SLCRDA</small/>
 +
||CSSF
 +
||[http://eur-lex.europa.eu/legal-content/EN/TXT/PDF/?uri=CELEX:32014R0680&from=EN (-) Regulation (EU) No 680/2014] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_banques/Reporting_requirements_final_29032018.pdf (-) CSSF - Reporting requirements for credit institutions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||COREP
 +
||reportingCOREP.state=up
 +
||Rapport COREP
 +
||2.1.4
 +
||<span style="color: #868686"> <small>''72''</small/> </span>
 
|-
 
|-
||DOCREP||AR||Annual Report||1.1 and <br /> 2.1.17||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK
+
||DOCREP
 +
||AR
 +
||Annual Report
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||CO||Compliance Report||1.1 and <br /> 2.1.17||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK
+
||DOCREP
 +
||CO
 +
||Compliance Report
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||GR||Governance Report||1.1 and <br /> 2.1.17||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK
+
||DOCREP
 +
||GR
 +
||Governance Report
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||IA||Internal Audit Report||1.1 and <br /> 2.1.17||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK
+
||DOCREP
 +
||IA
 +
||Internal Audit Report
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||IC||ICAAP||1.1 and <br /> 2.1.17||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK
+
||DOCREP
 +
||IC
 +
||ICAAP
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||LF||Long Form Report||1.1 and <br /> 2.1.17||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf Circular CSSF 10/457]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK
+
||DOCREP
 +
||LF
 +
||Long Form Report
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||ML||Management Letter||1.1 and <br /> 2.1.17||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf Circular CSSF 10/457]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK
+
||DOCREP
 +
||ML
 +
||Management Letter
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||RC||Risk Control Report||1.1 and <br /> 2.1.17||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK
+
||DOCREP
 +
||RC
 +
||Risk Control Report
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||RP||Recovery Plan||1.1 and <br /> 2.1.17||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK
+
||DOCREP
 +
||RP
 +
||Recovery Plan
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||DOCREP||SC||Single Customer View||1.1 and <br /> 2.1.17||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf Circular CSSF 15/624]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Rapport_10_457_EN.pdf Manual on the electronic transmission of financial reports]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_BNK
+
||DOCREP
 +
||SC
 +
||Single Customer View
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_624eng.pdf (-) CSSF - Circular 15/624] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Reporting  des  établissements  de  crédit
 +
||(-) 1.1 <br /> (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 
|-
 
|-
||S0001||S0.1||Daily deposit||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics
+
||S0001
 +
||S0.1
 +
||Daily deposit
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0101||S1.1||Monthly statistical balance sheet||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics
+
||S0101
 +
||S1.1
 +
||Monthly statistical balance sheet
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0104||S1.4||Adjustments due to valuation effects||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics
+
||S0104
 +
||S1.4
 +
||Adjustments due to valuation effects|
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0105||S1.5||Information on interest rates in EUR||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics
+
||S0105
 +
||S1.5
 +
||Information on interest rates in EUR
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0108||S1.8||Information on securitisation transactions launched by credit institutions||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics
+
||S0108||S1.8||Information on securititation <br /> transactions launched <br /> by credit institutions
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0109||S1.9||Information on CNY (renmibi) operations||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics
+
||S0109||S1.9||Information on CNY (renmibi) operations
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0205-L||S2.5-L||Quarterly statistical balance sheet||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics
+
||S0112-L
 +
||S1.12-L
 +
||Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Reporting S1.12
 +
||2.1.25
 +
||<span style="color: #868686"> <small>''76''</small/> </span>
 
|-
 
|-
||S0205-N||S2.5-N||Quarterly statistical balance sheet of credit institutions - Luxembourg entity and its branches||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics
+
||S0205-L
 +
||S2.5-L
 +
||Quarterly statistical balance sheet
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0208||S2.8||Real estate loans for Lxuembourg buildings||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics
+
||S0205-N
 +
||S2.5-N
 +
||Quarterly statistical balance sheet <br /> of credit institutions - <br /> Luxembourg entity and its branches
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up|
 +
|Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0209-L||S2.9-L||Staff report - Luxembourg entity||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics
+
||S0208||S2.8||Real estate loans for <br /> Lxuembourg buildings
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0209-N||S2.9-N||Staff report - Luxembourg entity and its branches||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics
+
||S0209-L
 +
||S2.9-L
 +
||Staff report - <br /> Luxembourg entity
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||S0302||S3.2||Non balance sheet information||2.1.5||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BCL_Statistics
+
||S0209-N
 +
||S2.9-N
 +
||Staff report - <br /> Luxembourg entity and its branches
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||TPTBBL||TPTBBL||Security by security report – Balance sheet data –Luxembourg||2.1.6||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_TpTCreditInstitution_EN.pdf Transmission Manual for Bank SBS reporting (BCL 2014/235)]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||TPT
+
||S0302
 +
||S3.2
 +
||Non balance sheet information
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BCL_Statistics
 +
||reportingBCLStat.state=up
 +
||Statistiques BCL
 +
||2.1.5
 +
||<span style="color: #868686"> <small>''13''</small/> </span>
 
|-
 
|-
||TPTBBN||TPTBBN||Security by security report–Balance sheet data–Luxembourg||2.1.6||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_TpTCreditInstitution_EN.pdf Transmission Manual for Bank SBS reporting (BCL 2014/235)]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||TPT
+
||TPTBBL
 +
||TPTBBL
 +
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||TPT
 +
||reportingTPTB.state=up
 +
||Titre par Titre Bancaire
 +
||2.1.6
 +
||<span style="color: #868686"> <small>''20''</small/> </span>
 +
 
 
|-
 
|-
||TPTBHR||TPTBHR||Security by security report–Off-balance sheet data–Resident customers||2.1.6||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_TpTCreditInstitution_EN.pdf Transmission Manual for Bank SBS reporting (BCL 2014/235)]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||TPT
+
||TPTBBN
 +
||TPTBBN
 +
||Security by security report– <br /> Balance sheet data– <br /> Luxembourg
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||TPT
 +
||reportingTPTB.state=up
 +
||Titre par Titre Bancaire
 +
||2.1.6
 +
||<span style="color: #868686"> <small>''20''</small/> </span>
 
|-
 
|-
||TPTBHN||TPTBHN||Security by security report–Off-balance sheet data – Nonresident||2.1.6||BCL||[http://www.bcl.lu/fr/reporting_reglementaire/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/index.html Monetary and Financial Statistics]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_TpTCreditInstitution_EN.pdf Transmission Manual for Bank SBS reporting (BCL 2014/235)]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||TPT
+
||TPTBHR
 +
||TPTBHR
 +
||Security by security report– <br /> Off-balance sheet data– <br /> Resident customers
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||TPT||reportingTPTB.state=up
 +
||Titre par Titre Bancaire
 +
||2.1.6
 +
||<span style="color: #868686"> <small>''20''</small/> </span>
 
|-
 
|-
||BOP101||BOP1.1||Balance of payments reporting||2.1.7||BCL||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/index.html Balance of payments and international investment position]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BOP
+
||TPTBHN
 +
||TPTBHN
 +
||Security by security report– <br /> Off-balance sheet data– <br /> Non-resident
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_235/Circular_BCL_2014-235.pdf (-) BCL - Circular 2014/235] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||TPT
 +
||reportingTPTB.state=up
 +
||Titre par Titre Bancaire
 +
||2.1.6
 +
||<span style="color: #868686"> <small>''20''</small/> </span>
 
|-
 
|-
||BOP102||BOP1.2||Cross-border payments executed for the account of the resident counterparts||2.1.7||BCL||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/index.html Balance of payments and international investment position]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||BOP
+
||BOP101
 +
||BOP1.1
 +
||Balance of payments reporting
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BOP
 +
||reportingBOP.state=up
 +
||Balance des Paiements
 +
||2.1.7
 +
||<span style="color: #868686"> <small>''12''</small/> </span>
 
|-
 
|-
||SPJ||646REP <br /> 663REP <br /> 664REP||Notification and execution of court orders||2.1.14||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf Circular 13/566]||[https://www.e-file.lu/docs/EN/ManuelUtilisationEFile_SPJ_EN.pdf User Manual-SPJ notifications]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||-||-
+
||BOP102
 +
||BOP1.2
 +
||Cross-border payments <br /> executed for the account <br /> of the resident counterparts
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2007/CIRCULAIRE_BCL_2007_216/BCL_Circular_216__ENG_.pdf (-) BCL - Circular 2007/216] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Statistiques-bancaires-et-monetaires/Instructions/Electronic_transmission_CIS_EN.pdf (-) BCL - Manual of electronic transmission for statistical reports of banks]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||BOP||reportingBOP.state=up
 +
||Balance des Paiements
 +
||2.1.7
 +
||<span style="color: #868686"> <small>''12''</small/> </span>
 
|-
 
|-
||ESPREP||STT||Stress test in order to assess the interest rate risk arising from non-trading book activities ||2.1.18||CSSF||[http://www.cssf.lu/surveillance/banques/reporting-legal/recueil/rapports-ad-hoc/ Ad hoc reports]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||ESP                 
+
||SPJ
 +
||646REP <br /> 663REP <br /> 664REP
 +
||Notification and execution of court orders
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf CSSF - Circular 13/566]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Perquisitions électroniques
 +
||2.1.14
 +
||<span style="color: #868686"> <small>''48''</small/> </span>
 
|-
 
|-
||ESPREP||SGD||Recensement annuel par la CSSF des dépôts et créances (instruments et fonds)  garantis  par  l’Association  pour  la  Garantie  des  Dépôts,  Luxembourg (AGDL) ||2.1.18||CSSF||[http://www.cssf.lu/surveillance/banques/reporting-legal/recueil/rapports-ad-hoc/ Ad hoc reports]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Enquete_Specifique_EN.pdf User Manual–AGDL]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||ESP
+
||ESPREP
 +
||STT
 +
||Stress test in order to assess <br /> the interest rate risk <br /> arising from non-trading <br /> book activities
 +
||CSSF
 +
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||ESP
 +
||reportingESP.state=up
 +
||Rapport Enquête
 +
||2.1.18
 +
||<span style="color: #868686"> <small>''15''</small/> </span>                 
 
|-
 
|-
||ESPREP||BRA||Quarterly reporting on the financial health of the branches' parent entities||2.1.18||CSSF||[http://www.cssf.lu/surveillance/banques/reporting-legal/recueil/rapports-ad-hoc/ Ad hoc reports]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||ESP
+
||ESPREP
 +
||DCO
 +
||Fonds de garantie <br /> des dépôts Luxembourg <br /> (FGDL)
 +
||CSSF
 +
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||ESP
 +
||reportingESP.state=up
 +
||Rapport Enquête
 +
||2.1.18
 +
||<span style="color: #868686"> <small>''15''</small/> </span>                   
 
|-
 
|-
||ESPREP||DEP||Residential credit deposits||2.1.18||CSSF||[http://www.cssf.lu/surveillance/banques/reporting-legal/recueil/rapports-ad-hoc/ Ad hoc reports]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingBancaire_EN.pdf User Manual–Bank Reporting Transmission]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||ESP  
+
||ESPREP
 
+
||BRA
 +
||Quarterly reporting on the <br /> financial health of the branches <br /> parent entities
 +
||CSSF
 +
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports]<br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||ESP
 +
||reportingESP.state=up
 +
||Rapport Enquête
 +
||2.1.18
 +
||<span style="color: #868686"> <small>''15''</small/> </span>                 
 +
|-
 +
||ESPREP
 +
||DEP
 +
||Residential credit deposits
 +
||CSSF
 +
||[http://www.cssf.lu/en/supervision/banks/legal-reporting/recueil/ad-hoc-reports/ (-) Ad hoc reports] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||ESP||reportingESP.state=up||Rapport Enquête
 +
||2.1.18
 +
||<span style="color: #868686"> <small>''15''</small/> </span>                     
 +
|-
 
|}
 
|}
</div>
 
  
 
+
==Payment Institutions==
 
+
==Payment institutions==
+
  
 
<div style="text-align: left;">
 
<div style="text-align: left;">
Line 126: Line 650:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> Naming Convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission'''||'''Automatic file transmission'''||'''Sending Service\ReportingDiffusion\'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||EDPREP||Z1.1||Balance sheet||2.1.10||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ Circulars CSSF 10/462 and CSSF 11/511]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EDP
+
||EDPREP
 +
||Z1.1
 +
||Balance sheet
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EDP
 +
||reportingEDP.state=up
 +
||Reporting EDP
 +
||2.1.10
 +
||<span style="color: #868686"> <small>''29''</small/> </span>                     
 
|-
 
|-
||EDPREP||Z1.2||Identification of third-party funds held and incorporated in the balance sheet||2.1.10||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ Circulars CSSF 10/462 and CSSF 11/511]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EDP
+
||EDPREP
 +
||Z1.2
 +
||Identification of third-party <br /> funds held and incorporated in the balance sheet
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EDP
 +
||reportingEDP.state=up
 +
||Reporting EDP
 +
||2.1.10
 +
||<span style="color: #868686"> <small>''29''</small/> </span>                       
 
|-
 
|-
||EDPREP||Z1.4||Capital adequacy of payment institutions||2.1.10||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ Circulars CSSF 10/462 and CSSF 11/511]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EDP
+
||EDPREP
 +
||Z1.4
 +
||Capital adequacy of <br /> payment institutions
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EDP
 +
||reportingEDP.state=up
 +
||Reporting EDP
 +
||2.1.10
 +
||<span style="color: #868686"> <small>''29''</small/> </span>                       
 
|-
 
|-
||EDPREP||Z2.1||Profit and loss accoount||2.1.10||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ Circulars CSSF 10/462 and CSSF 11/511]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EDP 
+
||EDPREP
|-
+
||Z2.1
||EDPREP||Z2.2||Profit and loss accoount-Payment service||2.1.10||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ Circulars CSSF 10/462 and CSSF 11/511]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EDP
+
||Profit and loss accoount
 
+
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_511eng.pdf (-) CSSF - Circular 11/511] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||EDP
 +
||reportingEDP.state=up
 +
||Reporting EDP
 +
||2.1.10
 +
||<span style="color: #868686"> <small>''29''</small/> </span>                       
 +
|-
 
|}
 
|}
 
</div>
 
</div>
Line 143: Line 720:
  
  
==Eletronic money institutions==
+
 
 +
 
 +
==Electronic Money Institutions==
  
 
<div style="text-align: left;">
 
<div style="text-align: left;">
Line 149: Line 728:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> Naming Convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission'''||'''Automatic file transmission'''||'''Sending Service\ReportingDiffusion\'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||EMEREP||W1.1||Balance sheet||2.1.11||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF 10/462 and CSSF 11/522]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EME
+
||EMEREP
 +
||W1.1
 +
||Balance sheet
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                       
 
|-
 
|-
||EMEREP||W1.2||Identification of third-party funds held and incorporated in the balance sheet||2.1.11||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF 10/462 and CSSF 11/522]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EME
+
||EMEREP
 +
||W1.2
 +
||Identification of third-party <br /> funds held and incorporated <br /> in the balance sheet
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                         
 
|-
 
|-
||EMEREP||W1.3||Statement of authorised reinvestments||2.1.11||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF 10/462 and CSSF 11/522]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EME
+
||EMEREP
 +
||W1.3
 +
||Statement of <br /> authorised reinvestments
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                         
 
|-
 
|-
||EMEREP||W1.4||Capital adequacy of electronic money institutions||2.1.11||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF 10/462 and CSSF 11/522]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EME
+
||EMEREP
 +
||W1.4
 +
||Capital adequacy of <br /> electronic money institutions
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                         
 
|-
 
|-
||EMEREP||W2.1||Profit and loss account||2.1.11||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF 10/462 and CSSF 11/522]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EME  
+
||EMEREP
 +
||W2.1
 +
||Profit and loss account
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                 
 
|-
 
|-
||EMEREP||W4.5||Analysis of shareholdings||2.1.11||CSSF||[http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ CSSF 10/462 and CSSF 11/522]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingEDP_EN.pdf Transmission guide for payment institutions report]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||EME
+
||EMEREP
 +
||W4.5
 +
||Analysis of shareholdings
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_522eng.pdf (-) CSSF Circular 11/522] <br /> [http://www.cssf.lu/en/supervision/payment-institutionselectronic-money-institutions/legal-reporting/instructions-electronic-money-institutions/ (-) CSSF - Reporting instructions] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||EME
 +
||reportingEME.state=up
 +
||Reporting EME
 +
||2.1.11
 +
||<span style="color: #868686"> <small>''34''</small/> </span>                         
 
|}
 
|}
 
</div>
 
</div>
Line 167: Line 823:
  
  
==Payment institutions/Electronic money institutions==
+
 
 +
 
 +
==Payment Institutions/Electronic Money Institutions==
  
 
<div style="text-align: left;">
 
<div style="text-align: left;">
Line 173: Line 831:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> Naming Convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission'''||'''Automatic file transmission'''||'''Sending Service\ReportingDiffusion\'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||V0101||V1.1||Customer transfers||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP
+
||V0101
 +
||V1.1
 +
||Customer transfers
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>                         
 
|-
 
|-
||V0102||V1.2||Interbank transfers||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[http://www.e-file.lu e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP
+
||V0102
 +
||V1.2
 +
||Interbank transfers
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0103||V1.3||Domiciliations||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP
+
||V0103
 +
||V1.3
 +
||Domiciliations
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0104||V1.4||Inventory cards / terminals||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP
+
||V0104
 +
||V1.4
 +
||Inventory cards / terminals
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0105||V1.5||Card transactiosn (Issuing part)||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP
+
||V0105
 +
||V1.5
 +
||Card transactiosn (Issuing part)
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0106||V1.6||Card transactiosn (Acquiring part)||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP
+
||V0106
 +
||V1.6
 +
||Card transactiosn (Acquiring part)
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0107||V1.7||Cheques and money orders||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP
+
||V0107
 +
||V1.7
 +
||Cheques and money orders
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0108||V1.8||Electronic money scheme||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP
+
||V0108
 +
||V1.8
 +
||Electronic money scheme
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0109||V1.9||Card based e-money schemes||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP
+
||V0109
 +
||V1.9
 +
||Card based e-money schemes
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0110||V1.10||Stock taking of payment accounts in bank money||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP
+
||V0110
 +
||V1.10
 +
||Stock taking of payment accounts in bank money
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0111||V1.11||OTC cash transactions||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP
+
||V0111
 +
||V1.11
 +
||OTC cash transactions
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0112||V1.12||Transactions via telecommunication, digital or IT device||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP
+
||V0112
 +
||V1.12
 +
||Transactions via telecommunication, digital or IT device
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0113||V1.13||Credits to the accounts by simple book entry||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP
+
||V0113
 +
||V1.13
 +
||Credits to the accounts by simple book entry
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 
|-
 
|-
||V0114||V1.14||Debits from the account by simple book entry||2.1.13||BCL||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/_reglements_de_la_bcl/2011_9_EN/index.html Regulation BCL 2011/9]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_ReportingCDP_EN.pdf Transmission guide for payment instruments and operations]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||CDP
+
||V0114
 +
||V1.14
 +
||Debits from the account by simple book entry
 +
||BCL
 +
||[http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/R__glement_de_la_BCL_2011-9.pdf (-) BCL - Regulation 2011/9] <br /> [http://www.bcl.lu/en/payment-systems/Regulation-2011_9_EN/nomenclature_noms_fichiers_20160725_127.pdf (-) BCL - File name convention]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||CDP
 +
||reportingDP.state=up
 +
||Collecte des données de paiement (CDP)
 +
||2.1.13
 +
||<span style="color: #868686"> <small>''36''</small/> </span>
 +
|-
 
|}
 
|}
</div>
+
 
 +
 
  
  
Line 213: Line 1,027:
 
{| border="1" cellspacing="2" cellpadding="10"
 
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|'''Report <br /> Naming Convention'''||'''Table'''||'''Details'''||'''Fundsquare product catalog <br /> Reference'''||'''NCA'''||'''NCA information'''||'''e-file documentation'''||'''Manual file transmission'''||'''Automatic file transmission'''||'''Sending Service\ReportingDiffusion\'''||
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
||-||O4.1||Yearly financial information||1.1||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf Circular IML 97/136]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX  
+
||-
 +
||O4.1
 +
||Yearly financial information
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span>
 
|-
 
|-
||-||O4.2||Interventions on the futures and options markets||1.1||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf Circular IML 97/136]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX  
+
||-
 +
||O4.2
 +
||Interventions on the futures and options markets
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span>
 
|-
 
|-
||-||O1.2||Monthly financial information for guaranteed funds||1.1||CSSF||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf Circular IML 97/136]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX  
+
||-
 +
||O1.2
 +
||Monthly financial information for guaranteed funds
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/iml97_136eng_amended.pdf (-) CSSF - Circular IML 97/136] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 
|-
 
|-
||U11||U1.1||Monthly financial information UCITS and UCI||1.1||CSSF||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf Circular CSSF 15/627]||[[U11|U11]]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX  
+
||U11
 +
||U1.1
 +
||Monthly financial information UCITS and UCI
 +
||CSSF
 +
||[https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_627eng.pdf (-) CSSF - Circular 15/627] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf12_540eng.pdf (-) CSSF - Circular 12/540] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/SOC_Banques_OPC/naming.convention.u11.pdf (-) CSSF - File naming convention U1.1 reporting]
 +
||[[ReportGeneration|(-) Report Generation <br /> with e-form]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]] <br />[[Transmission_follow-up#How_to_reply_to_U1.1_Global_feedbacks_from_the_CSSF|(-) How to reply to Global Feedback]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 
|-
 
|-
|S0103||S1.3||Monthly statistical balance sheet for money market funds (MMF)||1.1||BCL||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/index.html Regulatory Reporting Investment Funds]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX  
+
||S0103
 +
||S1.3
 +
||Monthly statistical balance sheet for money market funds (MMF)
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 
|-
 
|-
|S0106||S1.6||Monthly statistical balance sheet for money market funds (MMF)||1.1||BCL||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/index.html Regulatory Reporting Investment Funds]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX  
+
|S0106
 +
||S1.6
 +
||Monthly statistical balance sheet for money market funds (MMF)
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 
|-
 
|-
|S02013||S2.13||Quarterly statistical balance sheet for non-MMF investment funds||1.1||BCL||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/index.html Regulatory Reporting Investment Funds]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX  
+
|S02013
 +
||S2.13
 +
||Quarterly statistical balance sheet for non-MMF investment funds
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 
|-
 
|-
|TPTOBS||TPTOBS||Monthly Security by security reporting for investment funds||1.1||BCL||[http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/index.html Regulatory Reporting Investment Funds]||-||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX  
+
|TPTOBS
 +
||TPTOBS
 +
||Monthly Security by security reporting for investment funds
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2018/2018_241/BCL-2018-241_EN.pdf (-) BCL - Circular 2018/241] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Fonds_Investissement/Instructions/Electronic_transmission_IF_EN.pdf (-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||OPC\envoi_Automatique\fichiersCCLUX
 +
||reportingOPC.automatique.state=up
 +
||Station Finesti
 +
||1.1
 +
||<span style="color: #868686"> <small>''8''</small/> </span> 
 
|-
 
|-
|SIC||K3.1||Financial information to be submitted by investment companies in risk capital (SICARs)||1.1||CSSF||[http://www.cssf.lu/en/supervision/ivm/sicar/legal-reporting/ Circulars <br /> CSSF 08/376  <br /> CSSF 08/334 <br /> CSSF 15/627]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_SICAR_EN.pdf Transmission Manual for SICAR Reports]||[https://www.e-file.lu/e-file/index.html e-file v.2]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||OPC\envoi_Automatique\fichiersCCLUX
+
|SIC
 +
||K3.1
 +
||Financial information to be submitted by investment companies in risk capital (SICARs)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_376_eng.pdf (-) CSSF - Circular 08/376] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||SICAR
 +
||reportingSICAR.state=up
 +
||Reporting SICAR
 +
||1.1
 +
||<span style="color: #868686"> <small>''17''</small/> </span>
 +
|-
 +
|DOCREP
 +
||LF
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />  
 +
Long Form reports (UCI Law 2010)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\Long_Form||reportingLF.state=up||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
||DOCREP
 +
||ML
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
Management letters  <br />
 +
(-) O: OPC Law 2010<br />
 +
(-) O: Law 2007 <br />
 +
(-) K: SICAR<br />
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\MGMT_Letter
 +
||reportingML.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-
 
|-
|DOCREP||PC||Prospectus UCITS||1.1||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\PROSP_OPC
+
|DOCREP
 +
||ML
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
Management letters of Investment fund managers (IFM) ('''EN''') <br />  
 +
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF -  Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\MGMT_GFI
 +
||reportingMLGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-
 
|-
|DOCREP||PS||Simplified prospectuses||1.1||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\PROSP_OPC
+
|DOCREP
 +
||RR<br />
 +
HK
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/>
 +
Auditor report<br />  
 +
(-) O: UCI Law 2010<br />
 +
(-) O: UCI Law 2007<br />
 +
(-) K: SICAR<br />
 +
(-) S: Investment fund manager (IFM) <br />
 +
(-) A: Investment fund manager (IFM) <br />
 +
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
Report Hong Kong Securities and Futures (HK) <br />  
 +
 
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/OTHER
 +
||reportingDOC_OTH.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-
 
|-
|DOCREP||LE||Letter of explanation||1.1||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\PROSP_OPC
+
|DOCREP<br />
 +
||
 +
<small>
 +
 
 +
 
 +
 
 +
(-) GR <br />
 +
(-) ID <br />
 +
(-) FC <br />
 +
(-) IA <br />
 +
(-) BC <br /> 
 +
(-) TP <br />
 +
(-) LP <br />
 +
(-) PG <br /> 
 +
(-) OG <br />
 +
(-) TM <br /> 
 +
(-) RD <br />
 +
(-) AS <br />
 +
(-) FP <br />
 +
(-) PN <br />
 +
(-) BD <br />
 +
(-) CO <br />
 +
(-) ET <br />
 +
</small/>   
 +
||
 +
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
'''Investment fund managers (IFM)''': <br />
 +
<small>
 +
(-) Risk management function(GR) <br />
 +
(-) OPCVM instruments information (ID) <br />
 +
(-) Compliance Function (FC)<br />
 +
(-) Internal audit function report (IA)<br />
 +
(-) LBC/FT Obligation (BC) <br /
 +
(-) Complaints handling (TP) <br />
 +
(-) Authorized third party complaints (LP) <br />
 +
(-) Risk Management Procedure (PG)<br />
 +
(-) Organization chart (OG) <br />
 +
(-) Mandates table (TM) <br /> 
 +
(-) Delegates of RFI (RD) <br />
 +
(-) Branch activity (AS) <br />
 +
(-) Own funds ratio (FP) <br />
 +
(-) Risk management procedure AIFM (PN) <br />
 +
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD) <br />
 +
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO) <br />
 +
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />
 +
</small/>
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\DOC_GFI
 +
||reportingGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-
 
|-
|DOCREP||PC||Prospectus FIS||1.1||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\PROSP_FIS
+
|DOCREP
 +
||(-) PC <br /> (-) DE <br /> (-) LE
 +
||SIF: <br /> (-) Prospectus (PC) <br /> (-) Offering document (DE) <br /> (-) Letter of explanation (LE)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\PROSP_FIS
 +
||reportingPFIS.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-
 
|-
|DOCREP||DE||Offering Document||1.1||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\PROSP_FIS
+
|DOCREP
 +
||(-) PC <br /> (-) PS <br /> (-) LE
 +
||UCI: <br /> (-) Prospectus (PC) <br /> (-) Simplified prospectus (PS) <br /> (-) Letter of explanation (LE)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\PROSP_OPC
 +
||reportingPOPC.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
 
 +
 
 +
|-
 +
|DOCREP
 +
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
 +
||SIF Law 2007: <br /> (-) Annual Report (AR) <br /> (-) Semi-annual report SIF (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (PM) <br />
 +
<small><span style="background:yellow"> '''NEW'''</span></small/> SICAR: <br />
 +
(-) Annual Report (AR) <br />
 +
(-) Other periodic report (RO)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\Report_FIS
 +
||reportingRAFIS.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
 
 +
 
 +
 
 +
 
 
|-
 
|-
|DOCREP||LE||Letter of explanation||1.1||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\PROSP_FIS
+
|DOCREP
 +
||(-) AR <br /> (-) SR <br /> (-) LE <br /> (-) RO <br /> (-) PM
 +
||UCI Law 2010: <br /> (-) Annual Report (AR)  <br /> (-) Semi-annual report SIF (SR) <br /> (-) Letter of explanation (LE) <br /> (-) Other periodic report (RO) <br /> (-) Movements in the securities portfolios (MP)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\Report_OPC
 +
||reportingRFOPC.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
 
 
|-
 
|-
|DOCREP||AR||Annual reports UCITS||1.1||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\Report_OPC
+
|DOCREP
 +
||AR <br /> RO
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/><br />
 +
Investment fund managers (IFM) ('''EN''') <br />
 +
Gestionnaires des fonds d'investissement (GFI)('''FR''')<br />
 +
(-) Annual Report (AR) <br />
 +
(-) Other periodic report (RO) <br />
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/REPORT_GFI
 +
||reportingRGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
 
 +
 
 
|-  
 
|-  
|DOCREP||SR||Semi-annual reports UCITS||1.1||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\Report_OPC
+
|DOCREP
 +
||KI
 +
||Key Investor Information Document <br />
 +
(-) O: OPC Law 2010 and Loi 2007 <br />
 +
(-) K: SICAR<br />
 +
(-) V: non-reglem.
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  <br /> [[PRIIPS|(-) PRIIPs KID]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\KID_OPC
 +
||reportingKID.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||MR
 +
||Management Regulations of UCITS
 +
(-) O: OPC Law 2010<br />
 +
(-) O: Law 2007 <br />
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\MGMT_REGUL
 +
||reportingMR.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-  
 +
|DOCREP
 +
||AI
 +
||Articles of Incorporation of UCITS
 +
(-) O: UCI Law 2010 <br />
 +
(-) O: UCI Law 2007 <br />
 +
(-) <small><span style="background:yellow"> '''NEW'''</span></small/> K: SICAR <br />
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf  (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\ART_INCORP||reportingAI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-
 
|-
|DOCREP||LE||Letter of explanation||1.1||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\Report_OPC
+
||n/a
 +
||n/a
 +
||Request for delivery of attestations
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe]
 +
||[[Transmission_Module#Special_case:_UCI_attestation_request | (-) UCI attestation request]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.1 <br /> (-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 
|-
 
|-
|DOCREP||MP||Movements in the securities portfolios||1.1||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\Report_OPC
+
|NOTREP
 +
||INI ''or'' <br /> UPD
 +
||Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf (-) CSSF 11/509] <br /> [http://www.cssf.lu/fileadmin/files/Metier_OPC/Transmission_electronique_des_documents__PRIIPs_KID_.pdf (-) CSSF - Circulars 08/371, 09/423, 11/509]
 +
||[[E-file_Light_EN#Notification_Tool|e-file Notification Tool]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\NOTIFICATIONS_UCITSIV
 +
||reportingNotifUcitsIV.state=up
 +
||(-) Gestion documentaire <br /> (-) Dashboard <br /> (-) Matrice d'enregistrement et de distribution
 +
||1.2
 +
||<span style="color: #868686"> <small>''28''</small/> </span>
 +
|-
 +
|}
 +
</div>
 +
 
 +
==Alternative Investment Fund Managers (AIFM)==
 +
 
 +
<div style="text-align: left;">
 +
 
 +
{| border="1" cellspacing="2" cellpadding="10"
 
|-
 
|-
|DOCREP||RO||Other periodic report||1.1||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\Report_OPC
+
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br /> (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file - <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 
|-
 
|-
|DOCREP||KI||Key Investor Information Document||1.1||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\KID_OPC
+
|AIF
 +
||MAN
 +
||Alternative Investment Fund reporting (AIF Manager)
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]<br />  
 +
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]  
 +
||[[Sending_Service|Sending Service]]
 +
||AIF||reportingAIF.state=up
 +
||(-) AIF <br /> (-) AMfine
 +
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
 +
||<span style="color: #868686"> <small>''54''</small/> </span>
 
|-  
 
|-  
|DOCREP||MR||Management Regulations of UCITS||1.1||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\MGMT_REGUL
+
|AIF
 +
||AIF
 +
||Alternative Investment Fund reporting
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf14_581.pdf CSSF - Circular 14/581]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]<br />  
 +
[[Media:AIFMD reporting with Fundsquare and AMfine - Handbook 4.0 web.pdf|(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0]]  
 +
||[[Sending_Service|Sending Service]]
 +
||AIF
 +
||reportingAIF.state=up
 +
||(-) AIF <br /> (-) AMfine
 +
||1.1 (filing) <br /> 1.3 (if not 1.1) <br /> 1.4 (AMFine)
 +
||<span style="color: #868686"> <small>''54''</small/> </span>
 
|-  
 
|-  
|DOCREP||AR||Articles of Incorporation of UCITS||1.1||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\ART_INCORP
+
|}
 +
</div>
 +
 
 +
 
 +
 
 +
 
 +
 
 +
==Management Companies==
 +
 
 +
<div style="text-align: left;">
 +
 
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
|SGOREP
 +
||G21
 +
||<small>(-) SG 1A: Financial situation <br /> (-) SG 1B: Profit and loss account <br /> (-) SG 1C: Table relating to other activities <br /> (-) SG 2: Other activities <br /> (-) SG: Personnel Table relating to staff</small/>
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_467eng.pdf (-) CSSF - Circular 10/467] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf15_633eng.pdf (-) CSSF - Circular 15/633] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]  
 +
||[[Sending_Service|Wiki Sending Service]]
 +
||SGO
 +
||reportingSGO.state=up
 +
||Rapport Société de Gestion
 +
||(-) 1.1 <br /> (-) 2.1.16
 +
||<span style="color: #868686"> <small>''26''</small/> </span>
 
|-  
 
|-  
|DOCREP||LF||Long Form reports||1.1||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\LONG_FORM
+
|DOCREP
|-
+
||ML
|DOCREP||ML||Management Letters||1.1||CSSF||Circulars <br /> [https://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf08_371eng.pdf CSSF 08/371] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf09_423eng.pdf CSSF 09/423] <br /> [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf11_509eng.pdf CSSF 11/509]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Transmission_Prospectus_Rapport_FIS-OPC_EN.pdf Transmission Manual for Circulars 08/371, 09/423 and 11/509]||[https://www.e-file.lu/ECH/EN/accueil/accueil.jsp? e-file v.1]||[https://www.e-file.lu/docs/EN/ManuUtil_EFile_Installation_SD_EN.pdf Sending Service]||DOC_FIS_OPC\MGMT_Letter
+
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
Management letters of Investment fund managers (IFM) ('''EN''') <br />  
 +
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\MGMT_GFI
 +
||reportingMLGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>  
 
|-  
 
|-  
 +
|DOCREP
 +
||AR
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
Annual report of Investment fund managers (IFM) ('''EN''') <br />
 +
Gestionnaires des fonds d'investissement (GFI) ('''FR''')
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/REPORT_GFI
 +
||reportingRGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||(-) 1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP
 +
||RR<br />
 +
HK
 +
||<small><span style="background:yellow"> '''NEW:'''</span></small/>
 +
Auditor report<br />
 +
(-) S: Investment fund manager (IFM) <br />
 +
(-) A: Investment fund manager (IFM) <br />
 +
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
Report Hong Kong Securities and Futures (HK) <br />
  
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC/OTHER
 +
||reportingDOC_OTH.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 +
|DOCREP<br />
 +
||
 +
<small>
  
  
  
 +
(-) GR <br />
 +
(-) ID <br />
 +
(-) FC <br />
 +
(-) IA <br />
 +
(-) BC <br /> 
 +
(-) TP <br />
 +
(-) LP <br />
 +
(-) PG <br /> 
 +
(-) OG <br />
 +
(-) TM <br /> 
 +
(-) RD <br />
 +
(-) AS <br />
 +
(-) FP <br />
 +
(-) PN <br />
 +
(-) BD <br />
 +
(-) CO <br />
 +
(-) ET <br />
 +
</small/>   
 +
||
 +
<small><span style="background:yellow"> '''NEW:'''</span></small/> <br />
 +
'''Investment fund managers (IFM)''': <br />
 +
<small>
 +
(-) Risk management function(GR) <br />
 +
(-) OPCVM instruments information (ID) <br />
 +
(-) Compliance Function (FC)<br />
 +
(-) Internal audit function report (IA)<br />
 +
(-) LBC/FT Obligation (BC) <br /> 
 +
(-) Complaints handling (TP) <br />
 +
(-) Authorized third party complaints (LP) <br />
 +
(-) Risk Management Procedure (PG)<br /> 
 +
(-) Organization chart (OG) <br />
 +
(-) Mandates table (TM) <br /> 
 +
(-) Delegates of RFI (RD) <br />
 +
(-) Branch activity (AS) <br />
 +
(-) Own funds ratio (FP) <br />
 +
(-) Risk management procedure AIFM (PN)<br />
 +
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)<br />
 +
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)<br />
 +
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET) <br />
 +
</small/>
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf18_698.pdf (-) CSSF - Circulars 18/698]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708.pdf (-) CSSF - Circulars 19/708]<br />
 +
[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf19_708_annexe.pdf (-) Annexe cssf 19/708]
  
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_FIS_OPC\DOC_GFI
 +
||reportingGFI.state=up
 +
||Doc OPC et FIS (circ. CSSF)
 +
||1.5
 +
||<span style="color: #868686"> <small>''21''</small/> </span>
 +
|-
 
|}
 
|}
 
</div>
 
</div>
 +
 +
==Professionals of the Financial Sector (PFS)==
 +
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
|PSFREP
 +
||(-) Basic reporting <br /> (-) Ad hoc reporting <br /> (-) Annual information
 +
||Reporting population: <br /> (-) Investment firms <br /> (-) Specialised PFS  <br /> (-) Support PFS
 +
||CSSF
 +
||[http://www.cssf.lu/en/supervision/pfs/ (-) CSSF - PFS] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||PSF
 +
||reportingPSF.state=up
 +
||Rapport PSF
 +
||2.1.8
 +
||<span style="color: #868686"> <small>''18''</small/> </span>
 +
|-
 +
||DOCREP
 +
||LF
 +
||Long Form Report
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Rapport des établissements de crédit
 +
||(-) 1.1 <br />  (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
||DOCREP
 +
||ML
 +
||Management Letter
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf10_457eng.pdf (-) CSSF - Circular 10/457] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||DOC_BNK
 +
||reportingDOCBNK.state=up
 +
||Rapport des établissements de crédit
 +
||(-) 1.1 <br />  (-) 2.1.17
 +
||<span style="color: #868686"> <small>''27''</small/> </span>
 +
|-
 +
|COFREP||
 +
<small>
 +
SCOREP<br />
 +
SLAREX<br />
 +
SLCRXX<br />
 +
SNSFRX<br />
 +
CCOREP<br />
 +
CLAREX<br />
 +
CLCRXX<br />
 +
CNSFRS<br />
 +
CAEXXX<br />
 +
SAEXXX<br />
 +
CALMXX<br />
 +
SALMXX<br />
 +
 +
||<small>
 +
(-) SCOREP: SSOLV, SIPLO, SLEVDA <br /> 
 +
(-) SLAREX: SLAREX <br /> 
 +
(-) SLCRXX: SLCR <br /> 
 +
(-) SNSFRX: SNSFR <br /> 
 +
(-) CCOREP: CSOLV, CIPLO, CLEVDA <br /> 
 +
(-) CLAREX: CLAREX <br /> 
 +
(-) CLCRXX: CLCR <br /> 
 +
(-) CNSFRS: CNSFR <br /> 
 +
(-) CAEXXX: tbd <br /> 
 +
(-) SAEXXX: tbd <br /> 
 +
(-) CALMXX: CALMM <br /> 
 +
(-) SALMXX: SALMM <br />
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/Recueil_EI/IF_reporting_requirements_121216.pdf (-) CSSF - Reporting requirements for investment firms ] <br /> [http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf (-) Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||COREP||reportingCOREP.state=up
 +
||Rapport COREP
 +
||2.1.4
 +
||<span style="color: #868686"> <small>''72''</small/> </span>
 +
|-
 +
|}
 +
 +
 +
 +
 +
 +
==Securitisation Vehicles==
 +
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
|S0214
 +
||S2.14
 +
||Quarterly statistical balance
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||Securisation
 +
||reportingSecurisation.state=up
 +
||Véhicule titrisation
 +
||2.1.9
 +
||<span style="color: #868686"> <small>''23''</small/> </span>
 +
|-
 +
|S0215
 +
||S2.15
 +
||Transactions and write-offs/write-downs on securitised loans
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||Securisation
 +
||reportingSecurisation.state=up
 +
||Véhicule titrisation
 +
||2.1.9
 +
||<span style="color: #868686"> <small>''23''</small/> </span>
 +
|-
 +
|TPTTBS
 +
||TPTTBS
 +
||Security by security reporting
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/circulaires_bcl/_circulaires/2014/Circulaire_2014_236/Circular_BCL_2014-236_EN.pdf (-) Circular 2014/236] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Vehicules_de_titrisation/Instructions/Electronic_transmission_SVS_EN.pdf (-) BCL - Reporting instructions S2.14, S2.19, TPTTBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||Securisation||reportingSecurisation.state=up
 +
||Véhicule titrisation
 +
||2.1.9
 +
||<span style="color: #868686"> <small>''23''</small/> </span>
 +
|-
 +
|}
 +
</div>
 +
 +
 +
 +
 +
 +
==Financial Companies==
 +
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
|S0216
 +
||S2.16
 +
||Quarterly statistical balance of Financial Companies
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||SE
 +
||reportingSE.state=up
 +
||Reporting des sociétés émettrices
 +
||2.1.12
 +
||<span style="color: #868686"> <small>''35''</small/> </span>
 +
|-
 +
|S0217
 +
||S2.17
 +
||Transactions of Financial Companies
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||SE
 +
||reportingSE.state=up
 +
||Reporting des sociétés émettrices
 +
||2.1.12
 +
||<span style="color: #868686"> <small>''35''</small/> </span>
 +
|-
 +
|TPTIBS
 +
||TPTIBS
 +
||Monthly security by security reporting of Financial Companies
 +
||BCL
 +
||[http://www.bcl.lu/en/Legal-Framework/documents_national/regulations/Annexes-2014_17/20140807_Rglmt_8_Modif_EN_FINAL_CLEANx.pdf (-) Regulation  2014/17] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societes_financieres/Instructions/Electronic_transmission_FC_EN.pdf (-) BCL - Reporting instructions S2.16, S2.17, TPTIBS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||SE
 +
||reportingSE.state=up
 +
||Reporting des sociétés émettrices
 +
||2.1.12
 +
||<span style="color: #868686"> <small>''35''</small/> </span>
 +
|-
 +
|}
 +
</div>
 +
 +
 +
 +
 +
 +
== Insurance Corporations==
 +
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
|CPR
 +
||Source file reception from CAA
 +
||Compte rendu
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf  (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 35)''</small/> </span>
 +
|-
 +
|RAC
 +
||Source file reception from CAA
 +
||Rapport actuariel
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 36)''</small/> </span>
 +
|-
 +
|RDI
 +
||Source file reception from CAA
 +
||Rapport distinct du réviseur
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 37)''</small/> </span>
 +
|-
 +
|RGO
 +
||Source file reception from CAA||Rapport de gouvernance
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 38)''</small/> </span>
 +
|-
 +
|RLB
 +
||Source file reception from CAA
 +
||Rapport LBCFT
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 39)''</small/> </span>
 +
|-
 +
|RRE
 +
||Source file reception from CAA||Rapports sur le traitement des réclamations
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 40)''</small/> </span>
 +
|-
 +
|ESP
 +
||Source file reception from CAA||Enquête spécifique
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 41)''</small/> </span>
 +
|-
 +
|ETR
 +
||Source file reception from CAA
 +
||Etat trimestriel
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 45)''</small/> </span>
 +
|-
 +
|RSO
 +
||Source file reception from CAA
 +
||Rapport distinct Solvabilité 2 du réviseur
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 62)''</small/> </span>
 +
|-
 +
|FIR
 +
||Source file reception from CAA
 +
||Fiche de renseignement
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||n/a
 +
||n/a
 +
||n/a
 +
||Reporting CAA
 +
||2.1.20
 +
||<span style="color: #868686"> <small>''62 <br /> (wkf 65)''</small/> </span>
 +
|-
 +
|N01 (Comp); N02 (Comp); N03 (Comp); <br /> N04 (Comp); N05 (Réviseur); N06( Réviseur); <br /> N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp)
 +
||n/a
 +
||Rapports narratifs
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||[[Sending_Service|Wiki Sending Service]]
 +
||CAA||reportingCAA.state=up
 +
||Reporting CAA
 +
||2.1.20
 +
|| <span style="color: #868686"> <small>''62 <br /> (wkf 63 (Réviseur)/ <br /> wkf 64 (Compagnie)''</small/> </span>
 +
|-
 +
|S01; S02; S03; S04; S05; <br /> S06 (Réviseur); S07; S08; <br />  S09; S10; S11; S12; S13; <br />  S14; S15; S16; S17; S18; <br />  S19; S20; S23
 +
||n/a
 +
||XBRL reports Solvency II
 +
||CAA
 +
||[http://www.caa.lu/uploads/documents/files/Circ15_10.pdf  (-) Circulaire 15/10] <br /> [http://www.caa.lu/uploads/documents/files/CAA-FNC_v104-2.pdf (-) File naming convention]
 +
||[[CAA_Manual|Wiki-CAA Manual]]
 +
||[[Sending_Service|Sending Service]]
 +
||CAA||reportingCAA.state=up
 +
||Reporting CAA
 +
||2.1.20
 +
|| <span style="color: #868686"> <small>''62 <br /> (wkf 44)''</small/> </span>
 +
|-
 +
|S0218-L
 +
||n/a
 +
||Quarterly statistical balance sheet of insurance corporations – Luxembourg entity
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||ASS
 +
||reportingASS.state=up
 +
||Reporting BCL pour les assurances
 +
||2.1.21||<span style="color: #868686"> <small>''63 <br /> (wkf42)''</small/> </span>
 +
|-
 +
|S0219-L
 +
||n/a
 +
||Information on valuation effects on the balance sheet of insurance corporations
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||ASS
 +
||reportingASS.state=up
 +
||Reporting BCL pour les assurances
 +
||2.1.21
 +
||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
 +
|-
 +
|S0403-L
 +
||n/a
 +
||Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br />[http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Sending Service]]
 +
||ASS
 +
||reportingASS.state=up
 +
||Reporting BCL pour les assurances
 +
||2.1.21
 +
||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
 +
|-
 +
|TPTASS
 +
||n/a
 +
||Monthly Security by security reporting of insurance corporations
 +
||BCL
 +
||[http://www.bcl.lu/fr/cadre_juridique/documents_nationaux/circulaires_bcl/_circulaires/2015/2015_239/BCL_2015-239_EN.pdf (-) Circular 2015/239] <br /> [http://www.bcl.lu/en/Regulatory-reporting/Societe_assurance/Instructions/Electronic_transmission_IC_EN.pdf (-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS]
 +
||[[ReportGeneration|Report generation <br /> with e-form]]
 +
||[[Sending_Service|Wiki Sending Service]]
 +
||ASS
 +
||reportingASS.state=up
 +
||Reporting BCL pour les assurances
 +
||2.1.21
 +
||<span style="color: #868686"> <small>''63 <br /> (wkf 42)''</small/> </span>
 +
|-
 +
|}
 +
</div>
 +
 +
==Financial Institutions - Foreign Account Tax Compliance Act (FATCA)==
 +
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
|FATCA
 +
||FATCA
 +
||Foreign Account Tax Compliance Act Reporting
 +
||ACD
 +
||[http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/echa3-sans-tc-2017-01-19.pdf (-) Circulaire ECHA - n° 3 du 19 janvier 2017] <br /> [http://www.impotsdirects.public.lu/fr/echanges_electroniques/FATCA.html (-) ACD-FATCA]
 +
||[[FATCA_Manual|(-) FATCA - User Guide of e-form]] <br /> [[FATCA Onboarding|(-) FATCA - Onboarding & FAQ]]
 +
||[[Sending_Service|Sending Service]]
 +
||FATCA
 +
||reportingFATCA.state=up
 +
||Rapport FATCA
 +
||2.1.19; 2.2
 +
||<span style="color: #868686"> <small>''60''</small/> </span>
 +
|-
 +
|}
 +
</div>
 +
 +
 +
 +
 +
 +
==Financial Institutions - Common Reporting Standard (CRS)==
 +
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
|CRS
 +
||CRS
 +
||Automatic exchange of <br /> financial account information <br /> on a global level
 +
||ACD
 +
||[http://www.impotsdirects.public.lu/fr/echanges_electroniques/CRS_NCD.html (-) ACD-CRS] <br /> [http://www.impotsdirects.public.lu/fr/archive/newsletter/2017/nl_06022017.html (-) Newsletter 06/02/2017] <br /> [http://www.impotsdirects.public.lu/content/dam/acd/fr/legislation/legi17/ECHA4.pdf (-) ECHA-n°4 06/02/2017]
 +
||[[CRS_Manual|(-) CRS - User Guide of e-form]] <br /> [[CRS Onboarding|(-) CRS - Onboarding & FAQ]]
 +
||[[Sending_Service|Sending Service]]
 +
||CRS
 +
||reportingCRS.state=up
 +
||Reporting CRS
 +
||(-) 2.1.22 <br /> (-) 2.3
 +
||<span style="color: #868686"> <small>''68''</small/> </span>
 +
|-
 +
|}
 +
 +
 +
 +
 +
 +
==Other reporting CSSF BCL==
 +
<div style="text-align: left;">
 +
 +
{| border="1" cellspacing="2" cellpadding="10"
 +
|-
 +
! scope="col" | '''Report <br /> naming convention'''
 +
! scope="col" | '''Table'''
 +
! scope="col" | '''Details'''
 +
! scope="col" | '''NCA'''
 +
! scope="col" | '''NCA <br /> (-) Circulars <br /> (-) Reporting instructions'''
 +
! scope="col" | '''e-file - <br /> Manual file transmission <br />  (-) User guides <br /> (-) FAQ '''
 +
! scope="col" | '''e-file -  <br /> Automatic file transmission <br />  (-) User guides'''
 +
! scope="col" | '''Sending Service folder: <br /> ReportingDiffusion\'''
 +
! scope="col" | '''Sending Service <br /> listener'''
 +
! scope="col" | '''e-file user account: <br /> "groupe" <br /> "context"'''
 +
! scope="col" | ''' Appendix 1 Services selection sheet REF <br />'''
 +
||<span style="color: #868686"> <small>''Internal <br /> Technical <br /> Business ID''</small/> </span>
 +
|-
 +
||OTHREP
 +
||OTH
 +
||Other reporting
 +
||CSSF
 +
||[http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf Naming convention for CSSF reportings]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||OTH
 +
||reportingOTH.state=up
 +
||Reporting OTHER (CSSF)
 +
||-
 +
||<span style="color: #868686"> <small>''19''</small/> </span>
 +
|-
 +
||OTXREP
 +
||OTX
 +
||Various correspondence
 +
||BCL
 +
||[http://www.bcl.lu/en/Regulatory-reporting/Etablissements_credit/Balance-des-paiements-et-position-exterieure-globale/Reglements_circulaires_lettres-circulaires/Lettres_circulaires/ST_16_0282_FDI_2015.pdf BCL Reporting Instructions OTXREP]
 +
||[[Transmission_Module#Manual_file_transmission | (-) Manual file transmission]] <br /> [[Transmission_Module#Sending types | (-) Sending types - Examples]]
 +
||[[Sending_Service|Sending Service]]
 +
||Various_Correspondence
 +
||reportingCD.state=up
 +
||Reporting OTHER (BCL)
 +
||-
 +
||<span style="color: #868686"> <small>''22''</small/> </span>
 +
|-
 +
|}
 +
 +
 
[[Category: FAQ e-file]]
 
[[Category: FAQ e-file]]

Latest revision as of 11:40, 6 November 2019

Through its dedicated electronic platform, e-file.lu, the Luxembourg Stock Exchange and Fundsquare are able to provide an ideal solution for filing entities for all reporting requirements.

  • e-file is a communication platform for transmission and exchange of financial reports to National Competent Authorities (NCA) such as:

- Commission de Surveillance du Secteur Financier (CSSF)

- Banque Centrale du Luxembourg (BCL)

- Administration des contributions directes (ACD)

- Commissariat aux Assurances (CAA)

  • It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
  • e-file has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.


List of all Reporting types that can be used with e-file


MiFID II / MiFIR

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
TAFREP TAF Article 26 of Regulation
No 600/2014:
Obligation to report transactions
(Markets in financial instruments => MiFIR)
CSSF (-) CSSF - Press release 16/43

(-) CSSF - Circular 17/674

(-) CSSF - TAF Handbook

(-) Manual file transmission
(-) Sending types - Examples
(-) FAQ MiFIR
Sending Service TAF reportingTAF.state=up Report TAF-MIFID 2.1.23 71


Institutions for Occupational Retirement Provision

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
SUFREP IORP Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019 CSSF (-) CSSF - Circular 19/726

(-) Naming convention
(-) Technical note
(-) XBRL taxonomies to be used>


(-) Manual file transmission
(-) Sending types - Examples
Sending Service IORP reportingIORP.state=up Reporting IORP 80

Credit Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
ANTREF
ANTT1M
ANTT2M
ANTT2Q
ANTREF
ANTT1M
ANTT2M
ANTT2Q
AnaCredit:
Collection of granular credit and credit risk data
BCL BCL - Reporting instructions (-) Manual file transmission
(-) Sending types - Examples
Sending Service Anacredit reportingAnacredit.state=up Rapport Anacredit 2.1.24 74
CSDREP CSDR Reporting CSDR:
Introduction of quarterly internalised settlement reporting requirements

pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)

CSSF CSSF - Circular 19/709 (-) Manual file transmission
(-) Sending types - Examples
Sending Service CSDR reportingCSDR.state=up Reporting CSDR-9 2.1.26 78
SHSGRP SHSGRP «SHS-Group» report:
Statistics on holdings of securities by reporting banking groups
BCL BCL - Reporting instructions (-) Manual file transmission
(-) Sending types - Examples
Sending Service GRP_BNK GRP_BNK.state=up BCL SHS report 75
FRCREP B2.4 Information on participating interest
and subordinated loans
CSSF (-) CSSF - Circular CSSF 18/686
(-) CSSF - Reporting instructions B2.4
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP reportingFINREP.state=up Rapport FINREP 2.1.3 73
FRCREP B2.5 Information on staff costs and taxes
and subordinated loans
CSSF (-) CSSF - Circular 17/664
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP reportingFINREP.state=up Rapport FINREP 2.1.3 73
BNNNN B4.4 List of head offices, agencies,
branches and representative offices
CSSF (-) CSSF - Reporting instructions Edifact B4.4
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service FINREP\EDIFACT reportingFINREP.EDIFACT.state=up Reporting EDIFACT 2.1.3 16
COFREP SCOREP
SLAREX
SLCRXX
SNSFRX
SALMXX
CCOREP
CLAREX
CLCRXX
CNSFRX
CALMXX
CFINRP
SFINRP
CAEXXX
SAEXXX
CFPXXX
SFPXXX
CSBPXX
SSBPXX
CSBPIM
SSBPIM
CLCRDA
SLCRDA


(-) SCOREP: SSOLV, SIPLO, SLEVR
(-) SLAREX: SLAREX
(-) SLCRXX: SLCR
(-) SNSFRX: SNSFR
(-) SALMXX: SALM
(-) CCOREP: CSOLV, IPLO, CLEVR
(-) CLAREX: CLAREX
(-) CLCRXX: CLCR
(-) CNSFRX: CNSFR
(-) CALMXX: CALMM
(-) CFINRP: CFINRP
(-) SFINRP: SFINRP
(-) CAEXXX: CAE
(-) SAEXXX: SAE
(-) CFPXXX: CFP
(-) SFPXXX: SFP
(-) CSBPXX: CSBP
(-) SSBPXX: SSBP
(-) CSBPIM: CSBPIM
(-) SSBPIM: SSBPIM
(-) CLCRDA: CLCRDA
(-) SLCRDA: SLCRDA
CSSF (-) Regulation (EU) No 680/2014
(-) CSSF - Reporting requirements for credit institutions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service COREP reportingCOREP.state=up Rapport COREP 2.1.4 72
DOCREP AR Annual Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP CO Compliance Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP GR Governance Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IA Internal Audit Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP IC ICAAP CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP LF Long Form Report CSSF (-) CSSF - Circular 10/457
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ML Management Letter CSSF (-) CSSF - Circular 10/457
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RC Risk Control Report CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP RP Recovery Plan CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP SC Single Customer View CSSF (-) CSSF - Circular 15/624
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Reporting des établissements de crédit (-) 1.1
(-) 2.1.17
27
S0001 S0.1 Daily deposit BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0101 S1.1 Monthly statistical balance sheet BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0104 S1.4 Adjustments due to valuation effects| BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0105 S1.5 Information on interest rates in EUR BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0108 S1.8 Information on securititation
transactions launched
by credit institutions
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0109 S1.9 Information on CNY (renmibi) operations BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0112-L S1.12-L Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Reporting S1.12 2.1.25 76
S0205-L S2.5-L Quarterly statistical balance sheet BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0205-N S2.5-N Quarterly statistical balance sheet
of credit institutions -
Luxembourg entity and its branches
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up| Statistiques BCL 2.1.5 13
S0208 S2.8 Real estate loans for
Lxuembourg buildings
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0209-L S2.9-L Staff report -
Luxembourg entity
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0209-N S2.9-N Staff report -
Luxembourg entity and its branches
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
S0302 S3.2 Non balance sheet information BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BCL_Statistics reportingBCLStat.state=up Statistiques BCL 2.1.5 13
TPTBBL TPTBBL Security by security report–
Balance sheet data–
Luxembourg
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBBN TPTBBN Security by security report–
Balance sheet data–
Luxembourg
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBHR TPTBHR Security by security report–
Off-balance sheet data–
Resident customers
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
TPTBHN TPTBHN Security by security report–
Off-balance sheet data–
Non-resident
BCL (-) BCL - Circular 2014/235
(-) BCL - Manual of electronic transmission for statistical reports of banks
Report generation
with e-form
Sending Service TPT reportingTPTB.state=up Titre par Titre Bancaire 2.1.6 20
BOP101 BOP1.1 Balance of payments reporting BCL (-) BCL - Circular 2007/216
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BOP reportingBOP.state=up Balance des Paiements 2.1.7 12
BOP102 BOP1.2 Cross-border payments
executed for the account
of the resident counterparts
BCL (-) BCL - Circular 2007/216
(-) BCL - Manual of electronic transmission for statistical reports of banks
(-) Manual file transmission
(-) Sending types - Examples
Sending Service BOP reportingBOP.state=up Balance des Paiements 2.1.7 12
SPJ 646REP
663REP
664REP
Notification and execution of court orders CSSF CSSF - Circular 13/566 (-) Manual file transmission
(-) Sending types - Examples
n/a n/a n/a Perquisitions électroniques 2.1.14 48
ESPREP STT Stress test in order to assess
the interest rate risk
arising from non-trading
book activities
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP DCO Fonds de garantie
des dépôts Luxembourg
(FGDL)
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP BRA Quarterly reporting on the
financial health of the branches
parent entities
CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15
ESPREP DEP Residential credit deposits CSSF (-) Ad hoc reports
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service ESP reportingESP.state=up Rapport Enquête 2.1.18 15

Payment Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
EDPREP Z1.1 Balance sheet CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z1.2 Identification of third-party
funds held and incorporated in the balance sheet
CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z1.4 Capital adequacy of
payment institutions
CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29
EDPREP Z2.1 Profit and loss accoount CSSF (-) CSSF - Circular 11/511
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EDP reportingEDP.state=up Reporting EDP 2.1.10 29



Electronic Money Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
EMEREP W1.1 Balance sheet CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.2 Identification of third-party
funds held and incorporated
in the balance sheet
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.3 Statement of
authorised reinvestments
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W1.4 Capital adequacy of
electronic money institutions
CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W2.1 Profit and loss account CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34
EMEREP W4.5 Analysis of shareholdings CSSF (-) CSSF Circular 11/522
(-) CSSF - Reporting instructions
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service EME reportingEME.state=up Reporting EME 2.1.11 34



Payment Institutions/Electronic Money Institutions

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
V0101 V1.1 Customer transfers BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0102 V1.2 Interbank transfers BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0103 V1.3 Domiciliations BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0104 V1.4 Inventory cards / terminals BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0105 V1.5 Card transactiosn (Issuing part) BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0106 V1.6 Card transactiosn (Acquiring part) BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0107 V1.7 Cheques and money orders BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0108 V1.8 Electronic money scheme BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0109 V1.9 Card based e-money schemes BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0110 V1.10 Stock taking of payment accounts in bank money BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0111 V1.11 OTC cash transactions BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0112 V1.12 Transactions via telecommunication, digital or IT device BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0113 V1.13 Credits to the accounts by simple book entry BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36
V0114 V1.14 Debits from the account by simple book entry BCL (-) BCL - Regulation 2011/9
(-) BCL - File name convention
(-) Manual file transmission
(-) Sending types - Examples
Sending Service CDP reportingDP.state=up Collecte des données de paiement (CDP) 2.1.13 36



Investment Funds

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
- O4.1 Yearly financial information CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
- O4.2 Interventions on the futures and options markets CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
- O1.2 Monthly financial information for guaranteed funds CSSF (-) CSSF - Circular IML 97/136
(-) Naming convention for CSSF reportings
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
U11 U1.1 Monthly financial information UCITS and UCI CSSF (-) CSSF - Circular 15/627
(-) CSSF - Circular 12/540
(-) CSSF - File naming convention U1.1 reporting
(-) Report Generation
with e-form

(-) Sending types - Examples
(-) How to reply to Global Feedback
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S0103 S1.3 Monthly statistical balance sheet for money market funds (MMF) BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S0106 S1.6 Monthly statistical balance sheet for money market funds (MMF) BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
S02013 S2.13 Quarterly statistical balance sheet for non-MMF investment funds BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
TPTOBS TPTOBS Monthly Security by security reporting for investment funds BCL (-) BCL - Circular 2018/241
(-) Manual of electronic transmission for statistical reports of investment funds - Oct 2018
Report generation
with e-form
Sending Service OPC\envoi_Automatique\fichiersCCLUX reportingOPC.automatique.state=up Station Finesti 1.1 8
SIC K3.1 Financial information to be submitted by investment companies in risk capital (SICARs) CSSF (-) CSSF - Circular 08/376
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service SICAR reportingSICAR.state=up Reporting SICAR 1.1 17
DOCREP LF NEW:

Long Form reports (UCI Law 2010)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Long_Form reportingLF.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP ML NEW:

Management letters
(-) O: OPC Law 2010
(-) O: Law 2007
(-) K: SICAR

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_Letter reportingML.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP ML NEW:

Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_GFI reportingMLGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP RR

HK

NEW:

Auditor report
(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) K: SICAR
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)
NEW:
Report Hong Kong Securities and Futures (HK)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/OTHER reportingDOC_OTH.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP


(-) GR
(-) ID
(-) FC
(-) IA
(-) BC
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN
(-) BD
(-) CO
(-) ET

NEW:
Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\DOC_GFI reportingGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP (-) PC
(-) DE
(-) LE
SIF:
(-) Prospectus (PC)
(-) Offering document (DE)
(-) Letter of explanation (LE)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\PROSP_FIS reportingPFIS.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP (-) PC
(-) PS
(-) LE
UCI:
(-) Prospectus (PC)
(-) Simplified prospectus (PS)
(-) Letter of explanation (LE)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\PROSP_OPC reportingPOPC.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21


DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM
SIF Law 2007:
(-) Annual Report (AR)
(-) Semi-annual report SIF (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (PM)

NEW SICAR:
(-) Annual Report (AR)
(-) Other periodic report (RO)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Report_FIS reportingRAFIS.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21



DOCREP (-) AR
(-) SR
(-) LE
(-) RO
(-) PM
UCI Law 2010:
(-) Annual Report (AR)
(-) Semi-annual report SIF (SR)
(-) Letter of explanation (LE)
(-) Other periodic report (RO)
(-) Movements in the securities portfolios (MP)
CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\Report_OPC reportingRFOPC.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP AR
RO
NEW:

Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI)(FR)
(-) Annual Report (AR)
(-) Other periodic report (RO)

CSSF CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/REPORT_GFI reportingRGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21


DOCREP KI Key Investor Information Document

(-) O: OPC Law 2010 and Loi 2007
(-) K: SICAR
(-) V: non-reglem.

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
(-) PRIIPs KID
Sending Service DOC_FIS_OPC\KID_OPC reportingKID.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP MR Management Regulations of UCITS

(-) O: OPC Law 2010
(-) O: Law 2007

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_REGUL reportingMR.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
DOCREP AI Articles of Incorporation of UCITS

(-) O: UCI Law 2010
(-) O: UCI Law 2007
(-) NEW K: SICAR

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\ART_INCORP reportingAI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
n/a n/a Request for delivery of attestations CSSF (-) CSSF - Circulars 19/708

(-) Annexe

(-) UCI attestation request
(-) Sending types - Examples
n/a n/a n/a Doc OPC et FIS (circ. CSSF) (-) 1.1
(-) 1.5
21
NOTREP INI or
UPD
Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union CSSF (-) CSSF 11/509
(-) CSSF - Circulars 08/371, 09/423, 11/509
e-file Notification Tool Sending Service DOC_FIS_OPC\NOTIFICATIONS_UCITSIV reportingNotifUcitsIV.state=up (-) Gestion documentaire
(-) Dashboard
(-) Matrice d'enregistrement et de distribution
1.2 28

Alternative Investment Fund Managers (AIFM)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
AIF MAN Alternative Investment Fund reporting (AIF Manager) CSSF CSSF - Circular 14/581 (-) Manual file transmission
(-) Sending types - Examples

(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0

Sending Service AIF reportingAIF.state=up (-) AIF
(-) AMfine
1.1 (filing)
1.3 (if not 1.1)
1.4 (AMFine)
54
AIF AIF Alternative Investment Fund reporting CSSF CSSF - Circular 14/581 (-) Manual file transmission
(-) Sending types - Examples

(-) AIFMD reporting with Fundsquare and AMfine - Handbook 4.0

Sending Service AIF reportingAIF.state=up (-) AIF
(-) AMfine
1.1 (filing)
1.3 (if not 1.1)
1.4 (AMFine)
54



Management Companies

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
SGOREP G21 (-) SG 1A: Financial situation
(-) SG 1B: Profit and loss account
(-) SG 1C: Table relating to other activities
(-) SG 2: Other activities
(-) SG: Personnel Table relating to staff
CSSF (-) CSSF - Circular 10/467
(-) CSSF - Circular 15/633
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Wiki Sending Service SGO reportingSGO.state=up Rapport Société de Gestion (-) 1.1
(-) 2.1.16
26
DOCREP ML NEW:

Management letters of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\MGMT_GFI reportingMLGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP AR NEW:

Annual report of Investment fund managers (IFM) (EN)
Gestionnaires des fonds d'investissement (GFI) (FR)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/REPORT_GFI reportingRGFI.state=up Doc OPC et FIS (circ. CSSF) (-) 1.5 21
DOCREP RR

HK

NEW:

Auditor report
(-) S: Investment fund manager (IFM)
(-) A: Investment fund manager (IFM)
NEW:
Report Hong Kong Securities and Futures (HK)

CSSF (-) CSSF - Circulars 19/708

(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC/OTHER reportingDOC_OTH.state=up Doc OPC et FIS (circ. CSSF) 1.5 21
DOCREP


(-) GR
(-) ID
(-) FC
(-) IA
(-) BC
(-) TP
(-) LP
(-) PG
(-) OG
(-) TM
(-) RD
(-) AS
(-) FP
(-) PN
(-) BD
(-) CO
(-) ET

NEW:
Investment fund managers (IFM):
(-) Risk management function(GR)
(-) OPCVM instruments information (ID)
(-) Compliance Function (FC)
(-) Internal audit function report (IA)
(-) LBC/FT Obligation (BC)
(-) Complaints handling (TP)
(-) Authorized third party complaints (LP)
(-) Risk Management Procedure (PG)
(-) Organization chart (OG)
(-) Mandates table (TM)
(-) Delegates of RFI (RD)
(-) Branch activity (AS)
(-) Own funds ratio (FP)
(-) Risk management procedure AIFM (PN)
(-) Minutes of meetings of the governing body (Board of directors or management board) (BD)
(-) Minutes of the conducting officers' meeting during the year 2018, during which LBC / FT topics were discussed (CO)
(-) Evidence that all of the manager's employees have completed AML / CFT training (ET)

CSSF (-) CSSF - Circulars 18/698

(-) CSSF - Circulars 19/708
(-) Annexe cssf 19/708

(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_FIS_OPC\DOC_GFI reportingGFI.state=up Doc OPC et FIS (circ. CSSF) 1.5 21

Professionals of the Financial Sector (PFS)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
PSFREP (-) Basic reporting
(-) Ad hoc reporting
(-) Annual information
Reporting population:
(-) Investment firms
(-) Specialised PFS
(-) Support PFS
CSSF (-) CSSF - PFS
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service PSF reportingPSF.state=up Rapport PSF 2.1.8 18
DOCREP LF Long Form Report CSSF (-) CSSF - Circular 10/457
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Rapport des établissements de crédit (-) 1.1
(-) 2.1.17
27
DOCREP ML Management Letter CSSF (-) CSSF - Circular 10/457
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service DOC_BNK reportingDOCBNK.state=up Rapport des établissements de crédit (-) 1.1
(-) 2.1.17
27
COFREP

SCOREP
SLAREX
SLCRXX
SNSFRX
CCOREP
CLAREX
CLCRXX
CNSFRS
CAEXXX
SAEXXX
CALMXX
SALMXX

(-) SCOREP: SSOLV, SIPLO, SLEVDA
(-) SLAREX: SLAREX
(-) SLCRXX: SLCR
(-) SNSFRX: SNSFR
(-) CCOREP: CSOLV, CIPLO, CLEVDA
(-) CLAREX: CLAREX
(-) CLCRXX: CLCR
(-) CNSFRS: CNSFR
(-) CAEXXX: tbd
(-) SAEXXX: tbd
(-) CALMXX: CALMM
(-) SALMXX: SALMM

CSSF (-) CSSF - Reporting requirements for investment firms
(-) Naming convention for CSSF reportings
(-) Manual file transmission
(-) Sending types - Examples
Sending Service COREP reportingCOREP.state=up Rapport COREP 2.1.4 72



Securitisation Vehicles

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
S0214 S2.14 Quarterly statistical balance BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23
S0215 S2.15 Transactions and write-offs/write-downs on securitised loans BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23
TPTTBS TPTTBS Security by security reporting BCL (-) Circular 2014/236
(-) BCL - Reporting instructions S2.14, S2.19, TPTTBS
Report generation
with e-form
Sending Service Securisation reportingSecurisation.state=up Véhicule titrisation 2.1.9 23



Financial Companies

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
S0216 S2.16 Quarterly statistical balance of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35
S0217 S2.17 Transactions of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35
TPTIBS TPTIBS Monthly security by security reporting of Financial Companies BCL (-) Regulation 2014/17
(-) BCL - Reporting instructions S2.16, S2.17, TPTIBS
Report generation
with e-form
Sending Service SE reportingSE.state=up Reporting des sociétés émettrices 2.1.12 35



Insurance Corporations

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
CPR Source file reception from CAA Compte rendu CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 35)
RAC Source file reception from CAA Rapport actuariel CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 36)
RDI Source file reception from CAA Rapport distinct du réviseur CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 37)
RGO Source file reception from CAA Rapport de gouvernance CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 38)
RLB Source file reception from CAA Rapport LBCFT CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 39)
RRE Source file reception from CAA Rapports sur le traitement des réclamations CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 40)
ESP Source file reception from CAA Enquête spécifique CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 41)
ETR Source file reception from CAA Etat trimestriel CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 45)
RSO Source file reception from CAA Rapport distinct Solvabilité 2 du réviseur CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 62)
FIR Source file reception from CAA Fiche de renseignement CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual n/a n/a n/a Reporting CAA 2.1.20 62
(wkf 65)
N01 (Comp); N02 (Comp); N03 (Comp);
N04 (Comp); N05 (Réviseur); N06( Réviseur);
N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp)
n/a Rapports narratifs CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual Wiki Sending Service CAA reportingCAA.state=up Reporting CAA 2.1.20 62
(wkf 63 (Réviseur)/
wkf 64 (Compagnie)
S01; S02; S03; S04; S05;
S06 (Réviseur); S07; S08;
S09; S10; S11; S12; S13;
S14; S15; S16; S17; S18;
S19; S20; S23
n/a XBRL reports Solvency II CAA (-) Circulaire 15/10
(-) File naming convention
Wiki-CAA Manual Sending Service CAA reportingCAA.state=up Reporting CAA 2.1.20 62
(wkf 44)
S0218-L n/a Quarterly statistical balance sheet of insurance corporations – Luxembourg entity BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf42)
S0219-L n/a Information on valuation effects on the balance sheet of insurance corporations BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)
S0403-L n/a Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)
TPTASS n/a Monthly Security by security reporting of insurance corporations BCL (-) Circular 2015/239
(-) BCL - Reporting instructions S2.18, 2.19, S4.3, TPTASS
Report generation
with e-form
Wiki Sending Service ASS reportingASS.state=up Reporting BCL pour les assurances 2.1.21 63
(wkf 42)

Financial Institutions - Foreign Account Tax Compliance Act (FATCA)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
FATCA FATCA Foreign Account Tax Compliance Act Reporting ACD (-) Circulaire ECHA - n° 3 du 19 janvier 2017
(-) ACD-FATCA
(-) FATCA - User Guide of e-form
(-) FATCA - Onboarding & FAQ
Sending Service FATCA reportingFATCA.state=up Rapport FATCA 2.1.19; 2.2 60



Financial Institutions - Common Reporting Standard (CRS)

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
CRS CRS Automatic exchange of
financial account information
on a global level
ACD (-) ACD-CRS
(-) Newsletter 06/02/2017
(-) ECHA-n°4 06/02/2017
(-) CRS - User Guide of e-form
(-) CRS - Onboarding & FAQ
Sending Service CRS reportingCRS.state=up Reporting CRS (-) 2.1.22
(-) 2.3
68



Other reporting CSSF BCL

Report
naming convention
Table Details NCA NCA
(-) Circulars
(-) Reporting instructions
e-file -
Manual file transmission
(-) User guides
(-) FAQ
e-file -
Automatic file transmission
(-) User guides
Sending Service folder:
ReportingDiffusion\
Sending Service
listener
e-file user account:
"groupe"
"context"
Appendix 1 Services selection sheet REF
Internal
Technical
Business ID
OTHREP OTH Other reporting CSSF Naming convention for CSSF reportings (-) Manual file transmission
(-) Sending types - Examples
Sending Service OTH reportingOTH.state=up Reporting OTHER (CSSF) - 19
OTXREP OTX Various correspondence BCL BCL Reporting Instructions OTXREP (-) Manual file transmission
(-) Sending types - Examples
Sending Service Various_Correspondence reportingCD.state=up Reporting OTHER (BCL) - 22