FundamentalDataForm

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Fundamental Data Form

General

This section will provide information on the Fundamental Data Form (FDF) Fundsquare has introduced in e-file.lu V2. This form allows you to update your static data in the Fundsquare Database. This chapter will cover the general introduction of the form, provides explanations on the fields that are used and shall allow you to autonomously manage your dataset with Fundsquare.

How to obtain the FDF

In due course, we will further explain to you how to obtain the FDF out of e-file.lu V2.

How to complete the FDF

In due course, we will provide further information on this section.

Main Category Column Number Field Label Mandatory Field Definition Type of Data Field Format Format Constraints Business Rule
Third-Party Information 1 Promoter No Indicates the name of the Initiator/Sponsor of the fund including the country Company Name String char (100) N/A N/A
Third-Party Information 2 Management Company Yes Indicates the name of the Management Company of the fund including the country Company Name String char (100) N/A N/A
Third-Party Information 3 Investment Company Conditional cf Definition Indicates the name of the Investment Company of the fund including the country
Mandatory if self-managed and no Management Company has been provided
Company Name String char (100) N/A N/A
Third-Party Information 4 Fund Administration Conditional cf Definition Indicates the name of the Adminstrator of the fund including the country
Mandatory for LU funds
Company Name String char (100) N/A N/A
Third-Party Information 5 Transfer Agent Conditional cf Definition Indicates the name of the Transfer Agent of the fund including the country
Mandatory for Order Routing Data
Company Name String char (100) N/A N/A
Fund Information 6 Fund Name Yes Indicates the legal name of the fund Label String char (100) Is unique in Fundsquare Database (upper/lower included) N/A
Fund Information 7 Fund National Competent Authority Code No Indicates the codification used by the fund's domicile authority on fund level Codification String char (20) Is unique in Fundsquare Database N/A
Fund Information 8 Fund Administration Code No Indicates the central administration's instrument code at the fund level (AC internal code) Codification String char (20) Is unique at this level N/A
Fund Information 9 Fund GIIN Code Fund GIIN Code Indicates the Global Intermediary Identification Number of the instrument at the fund level
Mandatory for FATCA reporting
Codification String char (20) Alphanumerical: Char(6).Char(5).Char(2).Number(3)
Is unique in Fundsquare's Database
Has to be unique if not SP (Sponsor)
7th char = "."
13th char = "."
16th char = "."
&
Last 3 char = 442
or
14th&15th = SP
Fund Information 10 Fund RFI ID (CRS) Conditional cf Definition Indicates the Social Securities Identification number at the fund level. Manadatory for CRS reporting Codification String char (20 or 22) Number(11) - Number(13) 9th char is a letter followed by 8 "0"
Fund Information 11 Type of EU Directive Yes Indicates whether the fund is an UCITS-fund or an AIF according to European Directives Indicator String char (6) List of values: UCITS
AIF
OTHER
NON EU
N/A
Fund Information 12 Umbrella Fund No Indicates whether the fund is an Umbrella or not Indicator String char (3) Boolean: YES/NO N/A
Fund Information 13 Fund Creation Date No Indicates the date on which the fund is created/activated Duration Date char (10) Date format: dd/MM/yyyy If date > current date OR If no date = inactivated = anticipated creation (AC)
If date ≤ current date = activated = available for documents notification and dissemination (ACT)
Fund Information 14 Fund End Date No Indicates the ending date of the fund's activity Duration Date char (10) Date format: dd/MM/yyyy If Date ≤ current date = inactivated = not available for documents notification and dissemination
available 1 year for reporting
Fund Information 15 Fund Jurisdiction Country Yes Indicates the country where the fund is domiciled Legal String char (2) Code ISO2 2 first positions same as the two first letters included in ISIN code
(for example: LU, GB, IE, etc.)
Fund Information 16 Fund Legal Form Yes Indicates the legal form of the fund Legal String char (4) List of values:
"FCP" = FCP: Common fund
"SICV" = SICAV: Investment company with variable capital
"SICF" = SICAF: Investment company with fixed capital
"SICR" = SICAR: Investment company in risk capital
"OT" = OT: Securitisation entities
"SCA" = SCA: Partnership limited by shares
"SCS" = SCS: Limited partnership
"SCSp" = SCSp: Special partnership
"SA" = SA: public limited liability company
"OTH" = OTHER: Other fund
Linked/compatible with "Fund Legal Status"
Fund Information 17 Fund Legal Status Yes Indicates the legal status of the fund Legal String char (4) List of values:
"SIF" = SIF
"NLUX" = Non-LU-domiciled
"PA04" = Law 14 june 2004
"PA05" = Law 22 march 2004
"P110" = Part I 2010 law
"P210" = Part II 2010 law
"RAIF" = RAIF
Linked/compatible with "Fund Legal Form"
Sub-fund Information 18 Sub-Fund Name Yes Indicates the legal name of the sub-fund Label String char (100) Is unique in Fundsquare Database at this level (upper/lower case letters) N/A
Sub-fund Information 19 Sub-Fund National Competent Authority Code No Indicates the codification used by the fund's domicile authority on sub-fund level Codification String char (20) Is unique in Fundsquare Database N/A
Sub-fund Information 20 Sub-Fund Administration Code No Indicates the central administration's instrument code at the sub-fund level (AC internal code) Codification String char (20) Is unique at this level N/A
Sub-fund Information 21 Sub-Fund GIIN Code Conditional cf Definition Indicates the Global Intermediary Identification Number for the instrument at the fund level
Mandatory for FATCA
Codification String char (20) AlphaNumerical:Char(6).Char(5).Char(2).Number(3)
Is unique in Fundsquare Database
Has to be unique
7th char = "".""
13th char = "".""
16th char = "".""
&
Last 3 char = 442
OR
14th&15th=SP
Sub-fund Information 22 Sub-Fund RFI ID (CRS) Conditional cf Definition Indicates the Social Securities Identification number at the sub-fund level
Mandatory for CRS reporting
Codification String char (20or22) Number(11)-Number(13) 9th char is a letter followed by 8 numbers
CSSF Code should be retrieved in the last part of the ID (Ex: MATRICULE+F00000145)
with a maximum of 8 characters after the "letter"
Sub-fund Information 23 Sub-Fund Creation Date No Indicates the date on which the sub-fund is created/activated Duration Date char (10) Date format: dd/MM/yyyy If date > current date OR If no date = inactivated = anticipated creation (AC)
If date ≤ current date = activated = available for documents notification and dissemination (ACT)
Ensure that the date is not greater then creation date of the fund
Sub-fund Information 24 Sub-Fund End Date No Indicates the ending date of the sub-fund's activity Duration Date char (10) Date format: dd/MM/yyyy If Date ≤ current date = inactivated = not available for documents notification and dissemination
available 1 year for reporting
Sub-fund Information 25 Sub-Fund Base Currency Yes Indicates the ISO3-currency code for the base accounting currency of the sub-fund Currency String char (3) Currency ISO-3 RMB should be CNH or CNY
Sub-fund Information 26 NAV per Share Frequency Yes Notifies the frequency of the net asset per share calculation
It must be the same for all the share classes that are included in one sub-fund
Frequency String char (4) List of values:
YEAR = Annual
TWYR = Twice a year
TOWK = Twice a week
TOMN = Every two months
TWMN = Twice a month
WEEK = Weekly
DAIL = Daily
MNTH = Monthly
TRIE = Every four months
SEMI = Every six months
QURT = Every three months
MLTD = Multi-daily
NIMN = Every nine months
N/A
Sub-fund Information 27 Sub-Fund Sleeping Indicator No Indicates whether the sub-fund is sleeping or not Indicator String char (3) Boolean:YES/NO N/A
Share-class Information 28 Share Class Name Yes Indicates the legal name of the share class Label String char (100) Is unique at this level (upper/lower case letters) N/A
Share-class Information 29 Client Share Class Name No Indicates a client's name of the share class Label String char (100) Is unique in Fundsquare Database (upper/lower case letters
Combined with fund & sub-fund labels
Name available on Fundsquare website and client whitelabelling
Share-class Information 30 Share Class National Competent Authority Code No Indicates the codification used by the fund's domicile authority on share class level Codification String char (20) Is unique in Fundsquare database N/A
Share-class Information 31 Share Class Administration Code No Indicates the central administration's instrument code at the share class level (AC internal code)
Share class ID used in the client's proprietary system (for NAV)
Codification String char (20) Is unique at this level N/A
Share-class Information 32 Share Class ISIN Code Conditional cf Definition Indicates the ISIN code of the share class
Mandatory for Ucits funds if share class is activated (creation date)
Codification String char (12) Is unique in Fundsquare Database Ensure the first 2 letters corresponds to the Fund Juridiction Country
For Ucits Funds => If empty = share class inactivated (INA)
Share-class Information 33 Share-Class Ticker Bloomberg Code No Indicates the Bloomberg Ticker instrument code Codification String char (20) Is unique in Fundsquare Database N/A
Share-class Information 34 Share Class Creation Date No Indicates the date on which the share class is created/activated Duration Date char (10) Date format: dd/MM/yyyy If date > current date OR If no date = inactivated & anticipated creation (AC)
If date ≤ current date = activated = available for documents notification and dissemination (ACT)
If UCITS and NO ISIN Code then no creation date should be available
Ensure that the date is not greater then creation date of the Sub-Fund
Share-class Information 35 Share Class End Date No Indicates the ending date of the share class's activity Duration Date char (10) Date format: dd/MM/yyyy If Date ≤ current date = inactivated = not available for documents notification and dissemination
available 1 year for reporting
Share-class Information 36 Share Class Reference Currency Yes Indicates the ISO3-currency code for the reference currency of the share class Currency String char (3) Currency ISO-3 N/A
Share-class Information 37 Share Class Dividend Payment Frequency No Indicates the frequency at which the dividends are paid Frequency String char (4) List of values:
YEAR = Annual
TWYR = Twice a year
TOWK = Twice a week
TOMN = Every two months
TWMN = Twice a month
WEEK = Weekly
DAIL = Daily
MNTH = Monthly
TRIE = Every four months
SEMI = Every six months
QURT = Every three months
MLTD = Multi-daily
NIMN = Every nine months
Yearly by default
Share-class Information 38 Share Class Result Allocation Yes Indicates whether income payment is distributed or capitalized or other Indicator String char (3) List of values:
ACC
INC
CAD = Acc&nc
OTH
N/A
Share-class Information Share Class Sleeping Indicator No Indicates whether the share is sleeping or not Indicator String char (3) Boolean:YES/NO If blank, then N by default
Share-class Information Investor type Institutional No Indicates whether the instrument is reserved for institutional investors or not Indicator String char (3) Boolean:YES/NO If blank, then N by default
Share-class Information Initial Launch Price No Indicates the initial launch price of the instrument Number Numeric char (20) Separator "." => "0.0000" N/A
Share-class Information Initial Launch Price Currency No Indicates the ISO-3 currency code of the initial launch price of the instrument Currency String char (3) Currency ISO-3 The Initial Launch Price Currency has to be the same as the Share Class Reference Currency
Share-class Information Initial Launch Price Date No Indicates the date of the initial launch price Duration Date char (10) Date format: dd/MM/yyyy Should not be greater then creation date of the share class