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	<id>https://www.e-file.lu/wiki/api.php?action=feedcontributions&amp;feedformat=atom&amp;user=Cso</id>
	<title>E-fileWiki - User contributions [en]</title>
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	<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/Special:Contributions/Cso"/>
	<updated>2026-04-06T23:14:37Z</updated>
	<subtitle>User contributions</subtitle>
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	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8025</id>
		<title>Glossary</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8025"/>
		<updated>2026-04-01T07:02:49Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* K */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Please find below some useful vocabulary and acronyms you can find on eFile and on our Wiki:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt;&lt;br /&gt;
[[#BackToTop|Back to the Top]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== A ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=ACD&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;ACD&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The '''Administration des Contributions Directes''' The Luxembourg Tax authority.&amp;lt;br&amp;gt;&lt;br /&gt;
:This is the recipient of [[#CRS|CRS]] and [[#FATCA|FATCA]] reporting&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=AIF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;AIF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The '''Alternative Investment Fund (AIF)''' is a type of investment vehicle regulated under the AIFMD framework.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=AIFM&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;AIFM&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Manager of an '''Alternative Investment Fund (AIF)''' under the AIFMD framework.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== B ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=BCL&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;BCL&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:The Central Bank of Luxembourg (BCL) is Luxembourg’s monetary authority and a member of the Eurosystem and the European System of Central Banks.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== C ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CBDF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CBDF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The ‘Cross Border Distribution Framework’ (CBDF) is a piece of legislation issued by ESMA with an original effective date of August 2021. &lt;br /&gt;
:The purpose is to establish a harmonised approach to distribution rules from EEA country to EEA country with less barriers to entry. &lt;br /&gt;
: On eFile there is a dedicated module [[UCITS_Cross-Border_Notifications|UCITS Cross-border Notification]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Certificate&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Certificate&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:As a secure channel, eFile needs a secure way to transmit reports and documents to regulators.&lt;br /&gt;
:A Luxtrust SSL certificate is required to encrypt documents before sending to '''Lux regulators'''.&lt;br /&gt;
:This certificate is stored in the [[#Keystore|keystore]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CSSF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CSSF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Commission de Surveillance du Secteur Financier is a public institution which supervises the professionals and products of the Luxembourg financial sector.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CRS&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CRS&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Common Reporting Standard (CRS) is a global regulation developed by the OECD for the automatic exchange of financial account information between countries to combat tax evasion. It requires financial institutions to identify foreign tax residents and report their financial account details to local tax authorities, who then share this data internationally.&lt;br /&gt;
: The local tax authorities in Luxembourg processing such reports is the [[#ACD|ACD]] - Administration des contributions directes&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== F ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=FATCA&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;FATCA&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:FATCA (Foreign Account Tax Compliance Act) is a US law requiring foreign financial institutions, including those in Luxembourg, to report information about financial accounts held by U.S. persons to local tax authorities ( [[#ACD|ACD]]  - Administration des contributions directes). The ACD then automatically exchanges this data with the US IRS to prevent tax evasion.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== K ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Keystore&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Keystore&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The keystore is a file containing the [[#Certificate|Luxtrust certificate]].&lt;br /&gt;
:This allow encryption and decryption of files to communicate with '''Lux regulators'''&lt;br /&gt;
:The keystore contains ''historical'' certificates to enable decryption of old filing&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8024</id>
		<title>Glossary</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8024"/>
		<updated>2026-04-01T06:40:03Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Please find below some useful vocabulary and acronyms you can find on eFile and on our Wiki:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt;&lt;br /&gt;
[[#BackToTop|Back to the Top]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== A ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=ACD&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;ACD&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The '''Administration des Contributions Directes''' The Luxembourg Tax authority.&amp;lt;br&amp;gt;&lt;br /&gt;
:This is the recipient of [[#CRS|CRS]] and [[#FATCA|FATCA]] reporting&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=AIF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;AIF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The '''Alternative Investment Fund (AIF)''' is a type of investment vehicle regulated under the AIFMD framework.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=AIFM&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;AIFM&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Manager of an '''Alternative Investment Fund (AIF)''' under the AIFMD framework.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== B ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=BCL&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;BCL&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:The Central Bank of Luxembourg (BCL) is Luxembourg’s monetary authority and a member of the Eurosystem and the European System of Central Banks.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== C ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CBDF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CBDF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The ‘Cross Border Distribution Framework’ (CBDF) is a piece of legislation issued by ESMA with an original effective date of August 2021. &lt;br /&gt;
:The purpose is to establish a harmonised approach to distribution rules from EEA country to EEA country with less barriers to entry. &lt;br /&gt;
: On eFile there is a dedicated module [[UCITS_Cross-Border_Notifications|UCITS Cross-border Notification]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Certificate&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Certificate&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:As a secure channel, eFile needs a secure way to transmit reports and documents to regulators.&lt;br /&gt;
:A Luxtrust SSL certificate is required to encrypt documents before sending to '''Lux regulators'''.&lt;br /&gt;
:This certificate is stored in the [[#Keystore|keystore]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CSSF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CSSF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Commission de Surveillance du Secteur Financier is a public institution which supervises the professionals and products of the Luxembourg financial sector.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CRS&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CRS&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Common Reporting Standard (CRS) is a global regulation developed by the OECD for the automatic exchange of financial account information between countries to combat tax evasion. It requires financial institutions to identify foreign tax residents and report their financial account details to local tax authorities, who then share this data internationally.&lt;br /&gt;
: The local tax authorities in Luxembourg processing such reports is the [[#ACD|ACD]] - Administration des contributions directes&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== F ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=FATCA&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;FATCA&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:FATCA (Foreign Account Tax Compliance Act) is a US law requiring foreign financial institutions, including those in Luxembourg, to report information about financial accounts held by U.S. persons to local tax authorities ( [[#ACD|ACD]]  - Administration des contributions directes). The ACD then automatically exchanges this data with the US IRS to prevent tax evasion.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== K ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Keystore&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Keystore&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The keystore is a file containing the [[Certificate|Luxtrust certificate]].&lt;br /&gt;
:This allow encryption and decryption of files to communicate with '''Lux regulators'''&lt;br /&gt;
:The keystore contains ''historical'' certificates to enable decryption of old filing&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8023</id>
		<title>Glossary</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8023"/>
		<updated>2026-04-01T06:36:52Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* C */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Please find below some useful vocabulary and acronyms you can find on eFile and on our Wiki:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt;&lt;br /&gt;
[[#BackToTop|Back to the Top]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== A ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=ACD&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;ACD&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The '''Administration des Contributions Directes''' The Luxembourg Tax authority.&amp;lt;br&amp;gt;&lt;br /&gt;
:This is the recipient of [[#CRS|CRS]] and [[#FATCA|FATCA]] reporting&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=AIF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;AIF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The '''Alternative Investment Fund (AIF)''' is a type of investment vehicle regulated under the AIFMD framework.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=AIFM&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;AIFM&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Manager of an '''Alternative Investment Fund (AIF)''' under the AIFMD framework.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== B ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=BCL&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;BCL&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:The Central Bank of Luxembourg (BCL) is Luxembourg’s monetary authority and a member of the Eurosystem and the European System of Central Banks.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== C ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CBDF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CBDF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The ‘Cross Border Distribution Framework’ (CBDF) is a piece of legislation issued by ESMA with an original effective date of August 2021. &lt;br /&gt;
:The purpose is to establish a harmonised approach to distribution rules from EEA country to EEA country with less barriers to entry. &lt;br /&gt;
: On eFile there is a dedicated module [[UCITS_Cross-Border_Notifications|UCITS Cross-border Notification]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Certificate&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Certificate&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:As a secure channel, eFile needs a secure way to transmit reports and documents to regulators.&lt;br /&gt;
:A Luxtrust SSL certificate is required to encrypt documents before sending to '''Lux regulators'''.&lt;br /&gt;
:This certificate is stored in the [[#Keystore|keystore]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CSSF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CSSF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Commission de Surveillance du Secteur Financier is a public institution which supervises the professionals and products of the Luxembourg financial sector.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CRS&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CRS&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Common Reporting Standard (CRS) is a global regulation developed by the OECD for the automatic exchange of financial account information between countries to combat tax evasion. It requires financial institutions to identify foreign tax residents and report their financial account details to local tax authorities, who then share this data internationally.&lt;br /&gt;
: The local tax authorities in Luxembourg processing such reports is the [[#ACD|ACD]] - Administration des contributions directes&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== F ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=FATCA&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;FATCA&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:FATCA (Foreign Account Tax Compliance Act) is a US law requiring foreign financial institutions, including those in Luxembourg, to report information about financial accounts held by U.S. persons to local tax authorities ( [[#ACD|ACD]]  - Administration des contributions directes). The ACD then automatically exchanges this data with the US IRS to prevent tax evasion.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8022</id>
		<title>Glossary</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8022"/>
		<updated>2026-04-01T06:27:41Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* C */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Please find below some useful vocabulary and acronyms you can find on eFile and on our Wiki:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt;&lt;br /&gt;
[[#BackToTop|Back to the Top]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== A ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=ACD&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;ACD&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The '''Administration des Contributions Directes''' The Luxembourg Tax authority.&amp;lt;br&amp;gt;&lt;br /&gt;
:This is the recipient of [[#CRS|CRS]] and [[#FATCA|FATCA]] reporting&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=AIF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;AIF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The '''Alternative Investment Fund (AIF)''' is a type of investment vehicle regulated under the AIFMD framework.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=AIFM&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;AIFM&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Manager of an '''Alternative Investment Fund (AIF)''' under the AIFMD framework.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== B ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=BCL&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;BCL&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:The Central Bank of Luxembourg (BCL) is Luxembourg’s monetary authority and a member of the Eurosystem and the European System of Central Banks.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== C ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CBDF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CBDF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The ‘Cross Border Distribution Framework’ (CBDF) is a piece of legislation issued by ESMA with an original effective date of August 2021. &lt;br /&gt;
:The purpose is to establish a harmonised approach to distribution rules from EEA country to EEA country with less barriers to entry. &lt;br /&gt;
: On eFile there is a dedicated module [[UCITS_Cross-Border_Notifications|UCITS Cross-border Notification]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CSSF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CSSF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Commission de Surveillance du Secteur Financier is a public institution which supervises the professionals and products of the Luxembourg financial sector.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CRS&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CRS&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Common Reporting Standard (CRS) is a global regulation developed by the OECD for the automatic exchange of financial account information between countries to combat tax evasion. It requires financial institutions to identify foreign tax residents and report their financial account details to local tax authorities, who then share this data internationally.&lt;br /&gt;
: The local tax authorities in Luxembourg processing such reports is the [[#ACD|ACD]] - Administration des contributions directes&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== F ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=FATCA&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;FATCA&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:FATCA (Foreign Account Tax Compliance Act) is a US law requiring foreign financial institutions, including those in Luxembourg, to report information about financial accounts held by U.S. persons to local tax authorities ( [[#ACD|ACD]]  - Administration des contributions directes). The ACD then automatically exchanges this data with the US IRS to prevent tax evasion.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8021</id>
		<title>Glossary</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8021"/>
		<updated>2026-03-31T15:57:05Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Please find below some useful vocabulary and acronyms you can find on eFile and on our Wiki:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt;&lt;br /&gt;
[[#BackToTop|Back to the Top]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== A ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=ACD&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;ACD&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The '''Administration des Contributions Directes''' The Luxembourg Tax authority.&amp;lt;br&amp;gt;&lt;br /&gt;
:This is the recipient of [[#CRS|CRS]] and [[#FATCA|FATCA]] reporting&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=AIF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;AIF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The '''Alternative Investment Fund (AIF)''' is a type of investment vehicle regulated under the AIFMD framework.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=AIFM&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;AIFM&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Manager of an '''Alternative Investment Fund (AIF)''' under the AIFMD framework.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== B ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=BCL&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;BCL&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:The Central Bank of Luxembourg (BCL) is Luxembourg’s monetary authority and a member of the Eurosystem and the European System of Central Banks.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== C ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CSSF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CSSF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Commission de Surveillance du Secteur Financier is a public institution which supervises the professionals and products of the Luxembourg financial sector.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CRS&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CRS&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Common Reporting Standard (CRS) is a global regulation developed by the OECD for the automatic exchange of financial account information between countries to combat tax evasion. It requires financial institutions to identify foreign tax residents and report their financial account details to local tax authorities, who then share this data internationally.&lt;br /&gt;
: The local tax authorities in Luxembourg processing such reports is the [[#ACD|ACD]] - Administration des contributions directes&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== F ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=FATCA&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;FATCA&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:FATCA (Foreign Account Tax Compliance Act) is a US law requiring foreign financial institutions, including those in Luxembourg, to report information about financial accounts held by U.S. persons to local tax authorities ( [[#ACD|ACD]]  - Administration des contributions directes). The ACD then automatically exchanges this data with the US IRS to prevent tax evasion.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8020</id>
		<title>Glossary</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8020"/>
		<updated>2026-03-31T15:19:14Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* A */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Please find below some useful vocabulary and acronyms you can find on eFile and on our Wiki:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt;&lt;br /&gt;
[[#BackToTop|Back to the Top]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== A ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=ACD&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;ACD&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The '''Administration des Contributions Directes''' The Luxembourg Tax authority.&amp;lt;br&amp;gt;&lt;br /&gt;
:This is the recipient of [[#CRS|CRS]] and [[#FATCA|FATCA]] reporting&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=AIF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;AIF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The '''Alternative Investment Fund (AIF)''' is a type of investment vehicle regulated under the AIFMD framework.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=AIFM&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;AIFM&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Manager of an '''Alternative Investment Fund (AIF)''' under the AIFMD framework.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== B ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=BCL&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;BCL&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:The Central Bank of Luxembourg (BCL) is Luxembourg’s monetary authority and a member of the Eurosystem and the European System of Central Banks.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== C ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CSSF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CSSF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Commission de Surveillance du Secteur Financier is a public institution which supervises the professionals and products of the Luxembourg financial sector.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CRS&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CRS&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Common Reporting Standard (CRS) is a global regulation developed by the OECD for the automatic exchange of financial account information between countries to combat tax evasion. It requires financial institutions to identify foreign tax residents and report their financial account details to local tax authorities, who then share this data internationally.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== F ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=FATCA&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;FATCA&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:FATCA (Foreign Account Tax Compliance Act) is a US law requiring foreign financial institutions, including those in Luxembourg, to report information about financial accounts held by U.S. persons to local tax authorities (ACD - Administration des contributions directes). The ACD then automatically exchanges this data with the US IRS to prevent tax evasion.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8019</id>
		<title>Glossary</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8019"/>
		<updated>2026-03-31T14:36:43Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Please find below some useful vocabulary and acronyms you can find on eFile and on our Wiki:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt;&lt;br /&gt;
[[#BackToTop|Back to the Top]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== A ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=ACD&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;ACD&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The '''Administration des Contributions Directes''' The Luxembourg Tax authority.&amp;lt;br&amp;gt;&lt;br /&gt;
:This is the recipient of [[#CRS|CRS]] and [[#FATCA|FATCA]] reporting&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== B ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=BCL&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;BCL&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:The Central Bank of Luxembourg (BCL) is Luxembourg’s monetary authority and a member of the Eurosystem and the European System of Central Banks.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== C ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CSSF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CSSF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Commission de Surveillance du Secteur Financier is a public institution which supervises the professionals and products of the Luxembourg financial sector.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CRS&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CRS&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Common Reporting Standard (CRS) is a global regulation developed by the OECD for the automatic exchange of financial account information between countries to combat tax evasion. It requires financial institutions to identify foreign tax residents and report their financial account details to local tax authorities, who then share this data internationally.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== F ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=FATCA&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;FATCA&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:FATCA (Foreign Account Tax Compliance Act) is a US law requiring foreign financial institutions, including those in Luxembourg, to report information about financial accounts held by U.S. persons to local tax authorities (ACD - Administration des contributions directes). The ACD then automatically exchanges this data with the US IRS to prevent tax evasion.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8018</id>
		<title>Glossary</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8018"/>
		<updated>2026-03-31T14:08:35Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Please find below some useful vocabulary you can find on eFile and on our Wiki:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt;&lt;br /&gt;
[[#BackToTop|Back to the Top]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== A ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=ACD&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;ACD&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The '''Administration des Contributions Directes''' The Luxembourg Tax authority.&amp;lt;br&amp;gt;&lt;br /&gt;
:This is the recipient of [[#CRS|CRS]] and [[#FATCA|FATCA]] reporting&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== B ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=BCL&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;FATCA&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:The Central Bank of Luxembourg (BCL) is Luxembourg’s monetary authority and a member of the Eurosystem and the European System of Central Banks.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== C ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CSSF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CSSF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Commission de Surveillance du Secteur Financier is a public institution which supervises the professionals and products of the Luxembourg financial sector.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CRS&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CRS&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Common Reporting Standard (CRS) is a global regulation developed by the OECD for the automatic exchange of financial account information between countries to combat tax evasion. It requires financial institutions to identify foreign tax residents and report their financial account details to local tax authorities, who then share this data internationally.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== F ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=FATCA&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;FATCA&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:FATCA (Foreign Account Tax Compliance Act) is a US law requiring foreign financial institutions, including those in Luxembourg, to report information about financial accounts held by U.S. persons to local tax authorities (ACD - Administration des contributions directes). The ACD then automatically exchanges this data with the US IRS to prevent tax evasion.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8017</id>
		<title>Glossary</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8017"/>
		<updated>2026-03-31T14:06:33Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* A */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt;&lt;br /&gt;
[[#BackToTop|Back to the Top]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== A ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=ACD&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;ACD&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The '''Administration des Contributions Directes''' The Luxembourg Tax authority.&amp;lt;br&amp;gt;&lt;br /&gt;
:This is the recipient of [[#CRS|CRS]] and [[#FATCA|FATCA]] reporting&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== B ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=BCL&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;FATCA&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:The Central Bank of Luxembourg (BCL) is Luxembourg’s monetary authority and a member of the Eurosystem and the European System of Central Banks.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== C ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CSSF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CSSF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Commission de Surveillance du Secteur Financier is a public institution which supervises the professionals and products of the Luxembourg financial sector.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CRS&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CRS&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Common Reporting Standard (CRS) is a global regulation developed by the OECD for the automatic exchange of financial account information between countries to combat tax evasion. It requires financial institutions to identify foreign tax residents and report their financial account details to local tax authorities, who then share this data internationally.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== F ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=FATCA&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;FATCA&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:FATCA (Foreign Account Tax Compliance Act) is a US law requiring foreign financial institutions, including those in Luxembourg, to report information about financial accounts held by U.S. persons to local tax authorities (ACD - Administration des contributions directes). The ACD then automatically exchanges this data with the US IRS to prevent tax evasion.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8016</id>
		<title>Glossary</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Glossary&amp;diff=8016"/>
		<updated>2026-03-31T14:06:17Z</updated>

		<summary type="html">&lt;p&gt;Cso: Created page with &amp;quot;&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;  &amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt; &amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt; &amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt; Back to the Top &amp;lt;/div&amp;gt;  &amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;Welcome...&amp;quot;&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt;&lt;br /&gt;
[[#BackToTop|Back to the Top]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== A ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=ACD&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;ACD&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The '''Administration des Contributions Directes''' The Luxembourg Tax authority.&amp;lt;br&amp;gt;&lt;br /&gt;
:This is the recipient of [[#HRS|CRS]] and [[#FATCA|FATCA]] reporting&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== B ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=BCL&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;FATCA&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:The Central Bank of Luxembourg (BCL) is Luxembourg’s monetary authority and a member of the Eurosystem and the European System of Central Banks.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== C ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CSSF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CSSF&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Commission de Surveillance du Secteur Financier is a public institution which supervises the professionals and products of the Luxembourg financial sector.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=CRS&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;CRS&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:The Common Reporting Standard (CRS) is a global regulation developed by the OECD for the automatic exchange of financial account information between countries to combat tax evasion. It requires financial institutions to identify foreign tax residents and report their financial account details to local tax authorities, who then share this data internationally.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== F ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=FATCA&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;FATCA&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:FATCA (Foreign Account Tax Compliance Act) is a US law requiring foreign financial institutions, including those in Luxembourg, to report information about financial accounts held by U.S. persons to local tax authorities (ACD - Administration des contributions directes). The ACD then automatically exchanges this data with the US IRS to prevent tax evasion.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Error_messages_list&amp;diff=8015</id>
		<title>Error messages list</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Error_messages_list&amp;diff=8015"/>
		<updated>2026-03-16T15:13:35Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* The security token could not be authenticated or authorized */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : 24 May 2024''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
__TOC__&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Liste des messages d'erreur|Français]] [[File:french.jpg|Switch to French|link=Liste des messages d'erreur]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Introduction ==&lt;br /&gt;
&lt;br /&gt;
This section of our FAQ references the '''main error messages''' you may encounter using e-file.&lt;br /&gt;
&lt;br /&gt;
Once you have found the error message in the list below, simply '''click corresponding picture''' to access the resolution procedure. &lt;br /&gt;
&lt;br /&gt;
If you need further assistance, please [[How to contact us#contact | contact our technical team]].&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== e-file - Messages by alphabetic order ==&lt;br /&gt;
&lt;br /&gt;
=== Error when connecting to the webservice :  WebServices's call's error ' '''verifierNoms''' ' ===&lt;br /&gt;
[[File:ErrMsg_verifierNoms_2.png | border | 800 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
[[File:ErrMsg_verifierNoms_3.png | border | 900 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
This error occurs in the sending service.&amp;lt;br /&amp;gt;&lt;br /&gt;
It is often due to a server's problem by our side, please [[How_to_contact_us | contact us]].&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Error with the codification of the declarant, possible values : ... ===&lt;br /&gt;
[[File:ErrMsg_DeclarantCodif.png | border | 500 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
It often occurs when sending SGOREP or PSFREP reports.&amp;lt;br /&amp;gt;&lt;br /&gt;
You are using an unknown code in our database within the file name.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt;''Please ask us for a change in your setup using the '''contact form'''.'' &amp;lt;br/&amp;gt;&lt;br /&gt;
More guidance on the [[Onboarding]] page&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Impossible de récupérer la clé privée ===&lt;br /&gt;
[[File:ErrMsg_ClePriveeImposs.png| 600 px | border |Image : Impossible de récupérer la clé privée ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
Either the system can find the certificate matching the company's CSSF code, for example the sender code is wrong in the file name.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt;''Check the file name'' &amp;lt;br /&amp;gt;&lt;br /&gt;
Or you are using a wrong version of the keystore, usually the version 'on-hold' instead of the 'completed' one.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt;''Check the keystore you are using''&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== is an unknown declarant's code for this entity ===&lt;br /&gt;
[[File:ErrMsg_isAnUnknownDeclCode.png| 600 px | border |Image :unknown declarant's code   ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
You are using an unknown code in our database within the file name.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt; ''Please ask us for a change in your setup using the '''contact form'''.''&amp;lt;br /&amp;gt;&lt;br /&gt;
More guidance on the [[Onboarding]] page&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== JCE cannot authenticate the provider BC ===&lt;br /&gt;
[[File:ErrMsg_java351.png| 600 px | border |Image :err JCE authenticate]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
You are using java at 1.8.0.351 or more, some feedbacks are never recovered.&amp;lt;br /&amp;gt;&lt;br /&gt;
You must patch java as follows :&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
In the '''jre1.8.0_3xx\lib\security\java.security''' file you need to remove a parameter :&amp;lt;br /&amp;gt;&lt;br /&gt;
Around the line 690:&amp;lt;br /&amp;gt;&lt;br /&gt;
    jdk.jar.disabledAlgorithms=MD2, MD5, RSA keySize &amp;lt; 1024, \ &amp;lt;br /&amp;gt;&lt;br /&gt;
    DSA keySize &amp;lt; 1024, include jdk.disabled.namedCurves, \ &amp;lt;br /&amp;gt;&lt;br /&gt;
    SHA1 denyAfter 2019-01-01&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
To keep only:&amp;lt;br /&amp;gt;&lt;br /&gt;
    jdk.jar.disabledAlgorithms=MD2, MD5, RSA keySize &amp;lt; 1024, \&amp;lt;br /&amp;gt;&lt;br /&gt;
    DSA keySize &amp;lt; 1024, include jdk.disabled.namedCurves&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Be careful, you may have two java instances : C:\Program Files\java and C:\Program Files (x86)\java, change the one used within the sending service, or both.&lt;br /&gt;
&lt;br /&gt;
Once done, restart the sending service.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== No keystore configured ===&lt;br /&gt;
[[File:ErrMsg_NoKeystoreConfigured.png| 250 px | border |Image : No keystore configured | link=Transmission_Module#Keystore_Selection]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the transmission module. &amp;lt;br /&amp;gt;&lt;br /&gt;
You must set up your keystore, see : [[Transmission_Module#Keystore_Selection]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Reporter is blocked ===&lt;br /&gt;
[[Transmission_Module#Reporter_is_blocked|Click the picture below in order to access the resolution procedure.]]&lt;br /&gt;
[[File:reporterisblocked.jpg|image : Reporter is blocked message|link=Transmission_Module#Reporter_is_blocked]]&amp;lt;br /&amp;gt;&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
Your company's certificate has been updated recently and the declarer's code not registered again to the CSSF.&amp;lt;br /&amp;gt;&lt;br /&gt;
Please ask your e-file administrator to do it, following this : [[E-file_Administration#How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== The file name does not match one of these regular expressions ===&lt;br /&gt;
[[File:ErrMsg_FileNameRegExpr.png| 700 px | border ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
The file name is wrong. &amp;lt;br /&amp;gt;&lt;br /&gt;
Check it and try again.&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
===The security token could not be authenticated or authorized===&lt;br /&gt;
&lt;br /&gt;
[[File:ErrMsgSecurityToken.png | border | 800 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This error occurs in the sending service.&lt;br /&gt;
It is often due to a Sending Service user account issue.&amp;lt;br&amp;gt;&lt;br /&gt;
The account is locked or the password used during the installation is not the correct one.&amp;lt;br&amp;gt;&lt;br /&gt;
We advise you to verify, in the administration module is locked (and eventually unlock it) &amp;lt;br&amp;gt;&lt;br /&gt;
You can also '''reinitialise the password''' via the option ''Forgotten password'' from the [https://www.e-file.lu eFile] login page&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
===Unable to run the application===&lt;br /&gt;
This message could occurs when launching the SD install assistant.&lt;br /&gt;
&lt;br /&gt;
If so [[Transmission_Module#Delete_Java_cache|delete the java cache.]]&lt;br /&gt;
&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
=== Unable to send documents because the declarer is blocked ===&lt;br /&gt;
[[File:ErrMsg_UnabletoSendDeclarerBlocked.png| 400 px | border | link=https://www.e-file.lu/wiki/E-file_Administration#Registration_of_your_LUXTRUST_certificate_with_the_CSSF ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
Your company's certificate has been updated recently and the declarer's code not registered again to the CSSF.&amp;lt;br /&amp;gt;&lt;br /&gt;
Please ask your e-file administrator to do it, following this : [[E-file_Administration#How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Unable to send documents because the sender is blocked ===&lt;br /&gt;
[[File:Senderisblocked.jpg| 400 px | border | link=https://www.e-file.lu/wiki/E-file_Administration#Registration_of_your_LUXTRUST_certificate_with_the_CSSF ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
Your company's certificate has been updated recently and your CSSF code not registered again to the CSSF.&amp;lt;br /&amp;gt;&lt;br /&gt;
Please ask your e-file administrator to do it, following this : [[E-file_Administration#How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
== e-file - Other problems without messages  ==&lt;br /&gt;
&lt;br /&gt;
=== Still asking for authentication ===&lt;br /&gt;
''When entering your credentials, you always come back to the identification form.''&amp;lt;br /&amp;gt;&lt;br /&gt;
[[File:ErrMsg_StillAuthentification.png | 200 px ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt; You may use a wrong URL, check if you are using www.e-file.lu. Don't forget the 'www'.&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=== Still blank page ===&lt;br /&gt;
''When trying to enter a module, you are getting a blank page instead.''&amp;lt;br /&amp;gt;&lt;br /&gt;
[[File:ErrMsg_StillBlankPage.png | 400 px ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt; Check if the browser has finished loading the page, then try to hit CTRL+F5 keys to empty its cache.&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== e-file - Messages in the detailed view on KIDs report ==&lt;br /&gt;
&lt;br /&gt;
The dashboard '''3_24 – Follow up: Detailed view on KID''' is the central hub for various information flows, it shows:&lt;br /&gt;
&lt;br /&gt;
*share class information and status at Fundsquare level &lt;br /&gt;
*share class information and status (for LU funds) at the CSSF level &lt;br /&gt;
*KID reference date, document link and status by filing country and language (Published – Y/N)&lt;br /&gt;
*Registration matrix and distribution matrix status by filing country  &lt;br /&gt;
*Filing status (pending (P) – orange, selected (S) – blue, transmitted (date of package) – green) by filing country and language&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
In order to anticipate and ease the annual KID update for your Funds, please generate the '''3_24 – Follow up: Detailed view on KID''' as follows:&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''1. Click the Dashboard icon''':&amp;lt;br /&amp;gt;[[File:D-board.png|250 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''2. Select and generate the Dashboard''':&amp;lt;br /&amp;gt;[[File:DetailedViewKIID_1.png|border|800 px]] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''3. Analyze the reports as follows''':&amp;lt;br /&amp;gt;[[File:DetailedViewKIID_2.png|900 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''4. Look up the suggested actions of Fundsquare to solve the warnings and errors you may find as message in the report:'''&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: left;&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|- &lt;br /&gt;
|'''Error/Warning ID''' || '''Short Description''' || '''Fundsquare's Resolution Proposal'''&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#21B8B5; color:white&amp;quot;&amp;gt;O&amp;lt;/div&amp;gt;||OK||No action required.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:white; color:black&amp;quot;&amp;gt;&amp;quot;blank&amp;quot;&amp;lt;/div&amp;gt;||No Status AND KID||Please amend the registration and distribution matrix in E-file v2 with the updated Status of share class and/or provide a valid KID where necessary.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E&amp;lt;/div&amp;gt;||Action required, inconsistent data||The system detected an inconsistency between the data of the CSSF and Fundsquare on an active line. &amp;lt;br /&amp;gt;This requires an immediate action on the client end to align the information between the CSSF and Fundsquare. &amp;lt;br /&amp;gt;A new FFS is required. The FFS can be run out of the dashboard section of e-file.lu V2.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E2&amp;lt;/div&amp;gt;||Inactive AND Status = R, D  AND KID||Please amend the registration and distribution matrix in E-file v2 with the updated Status of share class and/or provide a valid KID where necessary.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E3&amp;lt;/div&amp;gt;||DtRef CSSF &amp;lt; KID Date||Please amend the reference date of the KID with the appropriate date as known by the CSSF or re-index the KID Date in the Document Management Module of e-file V2.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E4&amp;lt;/div&amp;gt;||Status =  A, N, R, D AND No KID||No KID available in the Fundsquare Database. &amp;lt;br /&amp;gt;Please provide the required KID since the fund registration status expects a KID in our database or amend the registration and distribution status accordingly.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E5&amp;lt;/div&amp;gt;||Status = E, A, N AND KID||Share class not yet registered according to our records. &amp;lt;br /&amp;gt;Please amend the registration and distribution Matrix with the appropriate status or relaunch the registration.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E6&amp;lt;/div&amp;gt;||Status = D AND Transmitted BUT Not public||Please, launch the Document Management tool of e-file V2 and publish the documents manually or request an automatism your Client Service Manager can potentially activate &lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E8&amp;lt;/div&amp;gt;||For Lux : Active AND KID available BUT no status in RegMat||Please amend the registration and distribution matrix in E-file v2 with the updated status of share class.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E9&amp;lt;/div&amp;gt;||Closed in the CSSF system BUT Status RegMat &amp;lt;&amp;gt; RX, DX||Please amend the correct Status in registration and distribution matrix and/or align the status to de-registered (RX)/no longer distributed (DX)&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E10&amp;lt;/div&amp;gt;||Unknown in the CSSF system BUT has a status in RegMat||Please contact the CSSF in order to list the instrument in their database and/or update the registration and distribution matrix.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E11&amp;lt;/div&amp;gt;||KID pending BUT Closed in the CSSF system||Please contact the CSSF and ask for update concerning the share class or ask to close the share class to Fundsquare and archive the KID.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W&amp;lt;/div&amp;gt;||Inactive and missing Information in Fundsquare||The line appears inactive at the CSSF and Fundsquare possesses no single information on this line. &amp;lt;br /&amp;gt;A warning may not trigger any action on your end, but at least the system announces a discrepancy in the system.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W1&amp;lt;/div&amp;gt;||Inactive BUT KID||Please ask for activation of the concerned share class at Fundsquare / CSSF Level&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W7&amp;lt;/div&amp;gt;||Status = R AND Transmitted BUT Not public||Please publish the KID for the given instrument, since the fund is according to its status registered and the KID has been transmitted to the CSSF, &amp;lt;br /&amp;gt; thus should be publically available to investors.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W12&amp;lt;/div&amp;gt;||Inactive BUT KID||Please ask for activation of the concerned share class at Fundsquare / CSSF Level&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== e-file - Document upload by FTP ==&lt;br /&gt;
&lt;br /&gt;
Fundsquare S.A. is accepting documents such as KIDs, Prospectus... by various transmission modes. You can either manually upload them, or provide them by FTP. &amp;lt;br /&amp;gt;&lt;br /&gt;
In case of an FTP transmission, the system will generate after successful acceptance of your ZIP a acknowledge receipt file for the transmission.&amp;lt;br /&amp;gt;&lt;br /&gt;
The system considers the document with the most recent reference date (in the name) as current version.&lt;br /&gt;
&lt;br /&gt;
The file either confirms successful integration of your documents or highlight &amp;quot;indexation errors&amp;quot;. &amp;lt;br /&amp;gt;&lt;br /&gt;
Depending on the different indexation error we identify, we propose different ways for their resolution. &amp;lt;br /&amp;gt;&lt;br /&gt;
The below table will list the error message, the detailed description of the error and how the error can be resolved.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: left&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  '''Error Message''' || '''Error Message Description''' || '''Resolution Proposal'''&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  ''unrecognized instrument'' || You are trying to upload a file with reference to an instrument that the system cannot identify in Fundsquare's Database. || Please complete the FDF and send back to us([https://www.e-file.lu/wiki/index.php/E-file_Static_Data_Management#How_to_complete_the_FDF)]. As soon as the instrument has been created the ISIN number will be available, &amp;lt;br /&amp;gt;or index the document manually by visiting the indexation error screen of e-file.&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  ''document type non recognized'' || You are trying to upload a file with reference to a document type that is unknown to Fundsquare. || Please review the document type name and have it corrected. &amp;lt;br /&amp;gt;In most cases this is due to a typo in the file name and as you are not respecting the agreed naming convention.&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|  ''country code non recognized'' || You are trying to upload a file with reference to a country code that is unknown to Fundsquare. || The naming convention expects that the ISO 3166-1 alpha-2 convention is applied. Further details can be found here: [https://en.wikipedia.org/wiki/ISO_3166-1_alpha-2]&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  ''language code non recognized'' || You are trying to upload a file with reference to a language code that is unknown to Fundsquare. || The naming convention expects that the ISO 639-1 convention is applied. Further details can be found here: [https://en.wikipedia.org/wiki/List_of_ISO_639-1_codes]&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|  ''Duplicate document index'' || The name of the document has already been used (for another document existing in our database), but the content is different  || This is normally the case for updated/corrected documents&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|  ''Duplicate '' || Both the name and the content are identical (for another document existing in our database) || The document is automatically archived&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[Category: FAQ e-file]]&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Error_messages_list&amp;diff=8014</id>
		<title>Error messages list</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Error_messages_list&amp;diff=8014"/>
		<updated>2026-03-16T15:12:58Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* The security token could not be authenticated or authorized */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : 24 May 2024''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
__TOC__&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Liste des messages d'erreur|Français]] [[File:french.jpg|Switch to French|link=Liste des messages d'erreur]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Introduction ==&lt;br /&gt;
&lt;br /&gt;
This section of our FAQ references the '''main error messages''' you may encounter using e-file.&lt;br /&gt;
&lt;br /&gt;
Once you have found the error message in the list below, simply '''click corresponding picture''' to access the resolution procedure. &lt;br /&gt;
&lt;br /&gt;
If you need further assistance, please [[How to contact us#contact | contact our technical team]].&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== e-file - Messages by alphabetic order ==&lt;br /&gt;
&lt;br /&gt;
=== Error when connecting to the webservice :  WebServices's call's error ' '''verifierNoms''' ' ===&lt;br /&gt;
[[File:ErrMsg_verifierNoms_2.png | border | 800 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
[[File:ErrMsg_verifierNoms_3.png | border | 900 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
This error occurs in the sending service.&amp;lt;br /&amp;gt;&lt;br /&gt;
It is often due to a server's problem by our side, please [[How_to_contact_us | contact us]].&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Error with the codification of the declarant, possible values : ... ===&lt;br /&gt;
[[File:ErrMsg_DeclarantCodif.png | border | 500 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
It often occurs when sending SGOREP or PSFREP reports.&amp;lt;br /&amp;gt;&lt;br /&gt;
You are using an unknown code in our database within the file name.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt;''Please ask us for a change in your setup using the '''contact form'''.'' &amp;lt;br/&amp;gt;&lt;br /&gt;
More guidance on the [[Onboarding]] page&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Impossible de récupérer la clé privée ===&lt;br /&gt;
[[File:ErrMsg_ClePriveeImposs.png| 600 px | border |Image : Impossible de récupérer la clé privée ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
Either the system can find the certificate matching the company's CSSF code, for example the sender code is wrong in the file name.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt;''Check the file name'' &amp;lt;br /&amp;gt;&lt;br /&gt;
Or you are using a wrong version of the keystore, usually the version 'on-hold' instead of the 'completed' one.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt;''Check the keystore you are using''&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== is an unknown declarant's code for this entity ===&lt;br /&gt;
[[File:ErrMsg_isAnUnknownDeclCode.png| 600 px | border |Image :unknown declarant's code   ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
You are using an unknown code in our database within the file name.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt; ''Please ask us for a change in your setup using the '''contact form'''.''&amp;lt;br /&amp;gt;&lt;br /&gt;
More guidance on the [[Onboarding]] page&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== JCE cannot authenticate the provider BC ===&lt;br /&gt;
[[File:ErrMsg_java351.png| 600 px | border |Image :err JCE authenticate]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
You are using java at 1.8.0.351 or more, some feedbacks are never recovered.&amp;lt;br /&amp;gt;&lt;br /&gt;
You must patch java as follows :&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
In the '''jre1.8.0_3xx\lib\security\java.security''' file you need to remove a parameter :&amp;lt;br /&amp;gt;&lt;br /&gt;
Around the line 690:&amp;lt;br /&amp;gt;&lt;br /&gt;
    jdk.jar.disabledAlgorithms=MD2, MD5, RSA keySize &amp;lt; 1024, \ &amp;lt;br /&amp;gt;&lt;br /&gt;
    DSA keySize &amp;lt; 1024, include jdk.disabled.namedCurves, \ &amp;lt;br /&amp;gt;&lt;br /&gt;
    SHA1 denyAfter 2019-01-01&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
To keep only:&amp;lt;br /&amp;gt;&lt;br /&gt;
    jdk.jar.disabledAlgorithms=MD2, MD5, RSA keySize &amp;lt; 1024, \&amp;lt;br /&amp;gt;&lt;br /&gt;
    DSA keySize &amp;lt; 1024, include jdk.disabled.namedCurves&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Be careful, you may have two java instances : C:\Program Files\java and C:\Program Files (x86)\java, change the one used within the sending service, or both.&lt;br /&gt;
&lt;br /&gt;
Once done, restart the sending service.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== No keystore configured ===&lt;br /&gt;
[[File:ErrMsg_NoKeystoreConfigured.png| 250 px | border |Image : No keystore configured | link=Transmission_Module#Keystore_Selection]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the transmission module. &amp;lt;br /&amp;gt;&lt;br /&gt;
You must set up your keystore, see : [[Transmission_Module#Keystore_Selection]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Reporter is blocked ===&lt;br /&gt;
[[Transmission_Module#Reporter_is_blocked|Click the picture below in order to access the resolution procedure.]]&lt;br /&gt;
[[File:reporterisblocked.jpg|image : Reporter is blocked message|link=Transmission_Module#Reporter_is_blocked]]&amp;lt;br /&amp;gt;&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
Your company's certificate has been updated recently and the declarer's code not registered again to the CSSF.&amp;lt;br /&amp;gt;&lt;br /&gt;
Please ask your e-file administrator to do it, following this : [[E-file_Administration#How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== The file name does not match one of these regular expressions ===&lt;br /&gt;
[[File:ErrMsg_FileNameRegExpr.png| 700 px | border ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
The file name is wrong. &amp;lt;br /&amp;gt;&lt;br /&gt;
Check it and try again.&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
===The security token could not be authenticated or authorized===&lt;br /&gt;
&lt;br /&gt;
[[File:ErrMsgSecurityToken.png | border | 800 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This error occurs in the sending service.&lt;br /&gt;
It is often due to a Sending Service user account issue.&amp;lt;br&amp;gt;&lt;br /&gt;
The account is locked or the password used during the installation is not the correct one.&amp;lt;br&amp;gt;&lt;br /&gt;
We advise you to verify, in the administration module is locked (and eventually unlock it) &amp;lt;br&amp;gt;&lt;br /&gt;
You can also '''reinitialise the password''' via the option ''Forgotten password'' from the [https://www.e-file.lu eFile] login page&amp;lt;br&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
===Unable to run the application===&lt;br /&gt;
This message could occurs when launching the SD install assistant.&lt;br /&gt;
&lt;br /&gt;
If so [[Transmission_Module#Delete_Java_cache|delete the java cache.]]&lt;br /&gt;
&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
=== Unable to send documents because the declarer is blocked ===&lt;br /&gt;
[[File:ErrMsg_UnabletoSendDeclarerBlocked.png| 400 px | border | link=https://www.e-file.lu/wiki/E-file_Administration#Registration_of_your_LUXTRUST_certificate_with_the_CSSF ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
Your company's certificate has been updated recently and the declarer's code not registered again to the CSSF.&amp;lt;br /&amp;gt;&lt;br /&gt;
Please ask your e-file administrator to do it, following this : [[E-file_Administration#How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Unable to send documents because the sender is blocked ===&lt;br /&gt;
[[File:Senderisblocked.jpg| 400 px | border | link=https://www.e-file.lu/wiki/E-file_Administration#Registration_of_your_LUXTRUST_certificate_with_the_CSSF ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
Your company's certificate has been updated recently and your CSSF code not registered again to the CSSF.&amp;lt;br /&amp;gt;&lt;br /&gt;
Please ask your e-file administrator to do it, following this : [[E-file_Administration#How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
== e-file - Other problems without messages  ==&lt;br /&gt;
&lt;br /&gt;
=== Still asking for authentication ===&lt;br /&gt;
''When entering your credentials, you always come back to the identification form.''&amp;lt;br /&amp;gt;&lt;br /&gt;
[[File:ErrMsg_StillAuthentification.png | 200 px ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt; You may use a wrong URL, check if you are using www.e-file.lu. Don't forget the 'www'.&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=== Still blank page ===&lt;br /&gt;
''When trying to enter a module, you are getting a blank page instead.''&amp;lt;br /&amp;gt;&lt;br /&gt;
[[File:ErrMsg_StillBlankPage.png | 400 px ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt; Check if the browser has finished loading the page, then try to hit CTRL+F5 keys to empty its cache.&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== e-file - Messages in the detailed view on KIDs report ==&lt;br /&gt;
&lt;br /&gt;
The dashboard '''3_24 – Follow up: Detailed view on KID''' is the central hub for various information flows, it shows:&lt;br /&gt;
&lt;br /&gt;
*share class information and status at Fundsquare level &lt;br /&gt;
*share class information and status (for LU funds) at the CSSF level &lt;br /&gt;
*KID reference date, document link and status by filing country and language (Published – Y/N)&lt;br /&gt;
*Registration matrix and distribution matrix status by filing country  &lt;br /&gt;
*Filing status (pending (P) – orange, selected (S) – blue, transmitted (date of package) – green) by filing country and language&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
In order to anticipate and ease the annual KID update for your Funds, please generate the '''3_24 – Follow up: Detailed view on KID''' as follows:&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''1. Click the Dashboard icon''':&amp;lt;br /&amp;gt;[[File:D-board.png|250 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''2. Select and generate the Dashboard''':&amp;lt;br /&amp;gt;[[File:DetailedViewKIID_1.png|border|800 px]] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''3. Analyze the reports as follows''':&amp;lt;br /&amp;gt;[[File:DetailedViewKIID_2.png|900 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''4. Look up the suggested actions of Fundsquare to solve the warnings and errors you may find as message in the report:'''&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: left;&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|- &lt;br /&gt;
|'''Error/Warning ID''' || '''Short Description''' || '''Fundsquare's Resolution Proposal'''&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#21B8B5; color:white&amp;quot;&amp;gt;O&amp;lt;/div&amp;gt;||OK||No action required.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:white; color:black&amp;quot;&amp;gt;&amp;quot;blank&amp;quot;&amp;lt;/div&amp;gt;||No Status AND KID||Please amend the registration and distribution matrix in E-file v2 with the updated Status of share class and/or provide a valid KID where necessary.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E&amp;lt;/div&amp;gt;||Action required, inconsistent data||The system detected an inconsistency between the data of the CSSF and Fundsquare on an active line. &amp;lt;br /&amp;gt;This requires an immediate action on the client end to align the information between the CSSF and Fundsquare. &amp;lt;br /&amp;gt;A new FFS is required. The FFS can be run out of the dashboard section of e-file.lu V2.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E2&amp;lt;/div&amp;gt;||Inactive AND Status = R, D  AND KID||Please amend the registration and distribution matrix in E-file v2 with the updated Status of share class and/or provide a valid KID where necessary.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E3&amp;lt;/div&amp;gt;||DtRef CSSF &amp;lt; KID Date||Please amend the reference date of the KID with the appropriate date as known by the CSSF or re-index the KID Date in the Document Management Module of e-file V2.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E4&amp;lt;/div&amp;gt;||Status =  A, N, R, D AND No KID||No KID available in the Fundsquare Database. &amp;lt;br /&amp;gt;Please provide the required KID since the fund registration status expects a KID in our database or amend the registration and distribution status accordingly.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E5&amp;lt;/div&amp;gt;||Status = E, A, N AND KID||Share class not yet registered according to our records. &amp;lt;br /&amp;gt;Please amend the registration and distribution Matrix with the appropriate status or relaunch the registration.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E6&amp;lt;/div&amp;gt;||Status = D AND Transmitted BUT Not public||Please, launch the Document Management tool of e-file V2 and publish the documents manually or request an automatism your Client Service Manager can potentially activate &lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E8&amp;lt;/div&amp;gt;||For Lux : Active AND KID available BUT no status in RegMat||Please amend the registration and distribution matrix in E-file v2 with the updated status of share class.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E9&amp;lt;/div&amp;gt;||Closed in the CSSF system BUT Status RegMat &amp;lt;&amp;gt; RX, DX||Please amend the correct Status in registration and distribution matrix and/or align the status to de-registered (RX)/no longer distributed (DX)&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E10&amp;lt;/div&amp;gt;||Unknown in the CSSF system BUT has a status in RegMat||Please contact the CSSF in order to list the instrument in their database and/or update the registration and distribution matrix.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E11&amp;lt;/div&amp;gt;||KID pending BUT Closed in the CSSF system||Please contact the CSSF and ask for update concerning the share class or ask to close the share class to Fundsquare and archive the KID.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W&amp;lt;/div&amp;gt;||Inactive and missing Information in Fundsquare||The line appears inactive at the CSSF and Fundsquare possesses no single information on this line. &amp;lt;br /&amp;gt;A warning may not trigger any action on your end, but at least the system announces a discrepancy in the system.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W1&amp;lt;/div&amp;gt;||Inactive BUT KID||Please ask for activation of the concerned share class at Fundsquare / CSSF Level&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W7&amp;lt;/div&amp;gt;||Status = R AND Transmitted BUT Not public||Please publish the KID for the given instrument, since the fund is according to its status registered and the KID has been transmitted to the CSSF, &amp;lt;br /&amp;gt; thus should be publically available to investors.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W12&amp;lt;/div&amp;gt;||Inactive BUT KID||Please ask for activation of the concerned share class at Fundsquare / CSSF Level&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== e-file - Document upload by FTP ==&lt;br /&gt;
&lt;br /&gt;
Fundsquare S.A. is accepting documents such as KIDs, Prospectus... by various transmission modes. You can either manually upload them, or provide them by FTP. &amp;lt;br /&amp;gt;&lt;br /&gt;
In case of an FTP transmission, the system will generate after successful acceptance of your ZIP a acknowledge receipt file for the transmission.&amp;lt;br /&amp;gt;&lt;br /&gt;
The system considers the document with the most recent reference date (in the name) as current version.&lt;br /&gt;
&lt;br /&gt;
The file either confirms successful integration of your documents or highlight &amp;quot;indexation errors&amp;quot;. &amp;lt;br /&amp;gt;&lt;br /&gt;
Depending on the different indexation error we identify, we propose different ways for their resolution. &amp;lt;br /&amp;gt;&lt;br /&gt;
The below table will list the error message, the detailed description of the error and how the error can be resolved.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: left&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  '''Error Message''' || '''Error Message Description''' || '''Resolution Proposal'''&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  ''unrecognized instrument'' || You are trying to upload a file with reference to an instrument that the system cannot identify in Fundsquare's Database. || Please complete the FDF and send back to us([https://www.e-file.lu/wiki/index.php/E-file_Static_Data_Management#How_to_complete_the_FDF)]. As soon as the instrument has been created the ISIN number will be available, &amp;lt;br /&amp;gt;or index the document manually by visiting the indexation error screen of e-file.&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  ''document type non recognized'' || You are trying to upload a file with reference to a document type that is unknown to Fundsquare. || Please review the document type name and have it corrected. &amp;lt;br /&amp;gt;In most cases this is due to a typo in the file name and as you are not respecting the agreed naming convention.&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|  ''country code non recognized'' || You are trying to upload a file with reference to a country code that is unknown to Fundsquare. || The naming convention expects that the ISO 3166-1 alpha-2 convention is applied. Further details can be found here: [https://en.wikipedia.org/wiki/ISO_3166-1_alpha-2]&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  ''language code non recognized'' || You are trying to upload a file with reference to a language code that is unknown to Fundsquare. || The naming convention expects that the ISO 639-1 convention is applied. Further details can be found here: [https://en.wikipedia.org/wiki/List_of_ISO_639-1_codes]&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|  ''Duplicate document index'' || The name of the document has already been used (for another document existing in our database), but the content is different  || This is normally the case for updated/corrected documents&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|  ''Duplicate '' || Both the name and the content are identical (for another document existing in our database) || The document is automatically archived&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[Category: FAQ e-file]]&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=ProductCoverage&amp;diff=8013</id>
		<title>ProductCoverage</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=ProductCoverage&amp;diff=8013"/>
		<updated>2026-03-16T14:03:04Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}}/{{REVISIONMONTH}}/{{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
You can find below the list of reports that can be managed through e-file.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;height:500px; width:auto; overflow-y:scroll&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable filterable mw-collapsible sortable&amp;quot; &lt;br /&gt;
|+ &amp;lt;span style=&amp;quot;white-space:nowrap&amp;quot;&amp;gt;Available reports&amp;lt;/span&amp;gt;&lt;br /&gt;
|- &amp;lt;div style=&amp;quot;font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Concerned   companies&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Report&amp;lt;br /&amp;gt;     naming convention&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Table&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Details&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Authority&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending way&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | An e-file form exists&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending type in transmission   module&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Example&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| NOTREP&lt;br /&gt;
| INI or&amp;lt;br /&amp;gt;     UPD&lt;br /&gt;
| Notification procedures to be   followed by a UCITS governed by Luxembourg law wishing to market its units in   another Member State of the European Union&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O1.2&lt;br /&gt;
| Monthly   financial information for guaranteed funds&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.1&lt;br /&gt;
| Yearly financial information&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.2&lt;br /&gt;
| Interventions   on the futures and options markets&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0103&lt;br /&gt;
| S1.3&lt;br /&gt;
| Monthly statistical balance   sheet for money market funds (MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0103_L4_202302_B000000999_O009990099_20240619_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| Monthly   Security by security reporting for investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| TPTOBS_L3_202107_B000000009_O009990000_20240807_001.xml&amp;lt;br /&amp;gt;     TPTOBS_L3_202107_P000000999_NAF99999999900000_20240603_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) DE&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Offering document (DE)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     PROSP-K0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-)   AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| SIF Law   2007:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report SIF (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (PM)&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS report&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor report&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report   not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor   report&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) PS&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| UCI:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Simplified prospectus (PS)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 UCI   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative   Investment Fund reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Alternative Investment Fund   Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| MAN&lt;br /&gt;
| Alternative Investment Fund   reporting (AIF Manager)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| AnaCredit:&amp;lt;br /&amp;gt;     Collection of granular credit and credit risk data&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| AnaCredit&lt;br /&gt;
| ANTREF_201801_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0218-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Quarterly statistical balance   sheet of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S0219-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Information   on valuation effects on the balance sheet of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0403-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Annual Premiums, claims and   commissions of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| TPTASS&lt;br /&gt;
| n/a&lt;br /&gt;
| Monthly   Security by security reporting of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| «SHS-Group» report:&amp;lt;br /&amp;gt;     Statistics on holdings of securities by reporting banking groups&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL SHS&lt;br /&gt;
| SHSGRP_201709_LUB00999_20171206_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0001&lt;br /&gt;
| S0.1&lt;br /&gt;
| Daily   deposit&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0001_L2_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0101&lt;br /&gt;
| S1.1&lt;br /&gt;
| Monthly statistical balance   sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0101_L6_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0104&lt;br /&gt;
| S1.4&lt;br /&gt;
| Adjustments   due to valuation effects|&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0104_L3_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0105&lt;br /&gt;
| S1.5&lt;br /&gt;
| Information on interest rates in   EUR&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0105_L4_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0108&lt;br /&gt;
| S1.8&lt;br /&gt;
| Information   on securititation&amp;lt;br /&amp;gt;     transactions launched&amp;lt;br /&amp;gt;     by credit institutions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0108_L2_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0109&lt;br /&gt;
| S1.9&lt;br /&gt;
| Information on CNY (renmibi)   operations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0109_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0205-L&lt;br /&gt;
| S2.5-L&lt;br /&gt;
| Quarterly   statistical balance sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0205-N&lt;br /&gt;
| S2.5-N&lt;br /&gt;
| Quarterly statistical balance   sheet&amp;lt;br /&amp;gt;     of credit institutions -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0208&lt;br /&gt;
| S2.8&lt;br /&gt;
| Real   estate loans for&amp;lt;br /&amp;gt;     Lxuembourg buildings&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0208_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0209-L&lt;br /&gt;
| S2.9-L&lt;br /&gt;
| Staff report -&amp;lt;br /&amp;gt;     Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0209-N&lt;br /&gt;
| S2.9-N&lt;br /&gt;
| Staff   report -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0302&lt;br /&gt;
| S3.2&lt;br /&gt;
| Non balance sheet information&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0302_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-)   SMRTLA (EBA V3.0 module mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-) SMRTLA (EBA V3.0 module   mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AC&lt;br /&gt;
| Audit Report on AML/CTF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AD&lt;br /&gt;
| Circ. 18/697 annexe1&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AR&lt;br /&gt;
| Annual   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-AR-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AS&lt;br /&gt;
| Annual report consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AS-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | BD&lt;br /&gt;
| AC Member List&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| CO&lt;br /&gt;
| Compliance Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-CO-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| GR&lt;br /&gt;
| Governance   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-GR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IA&lt;br /&gt;
| Internal Audit Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IA-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IC&lt;br /&gt;
| ICAAP&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ID&lt;br /&gt;
| ICAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-ID-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IL&lt;br /&gt;
| ILAAP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IM&lt;br /&gt;
| ILAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LC&lt;br /&gt;
| Long Form Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LD&lt;br /&gt;
| Long Form Branch or Specific Participation&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LD-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-LF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LG&lt;br /&gt;
| Reconciliation LuxGAAP FINREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MC&lt;br /&gt;
| Management Letter Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MF&lt;br /&gt;
| Audit report on rules of conduct&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-ML-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MM&lt;br /&gt;
| Head quarter annual report&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RC&lt;br /&gt;
| Risk   Control Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RE&lt;br /&gt;
| Report on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RP&lt;br /&gt;
| Recovery   Plan&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RP-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RR&lt;br /&gt;
| Results Distribution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SC&lt;br /&gt;
| Single   Customer View&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-SC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | TR&lt;br /&gt;
| Table on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Institutions - Common Reporting Standard (CRS)&lt;br /&gt;
| CRS&lt;br /&gt;
| CRS&lt;br /&gt;
| Automatic   exchange of&amp;lt;br /&amp;gt;     financial account information&amp;lt;br /&amp;gt;     on a global level&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| CRS report&lt;br /&gt;
| CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| BRA&lt;br /&gt;
| Quarterly reporting on the&amp;lt;br /&amp;gt;     financial health of the branches&amp;lt;br /&amp;gt;     parent entities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-BRA.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DEP&lt;br /&gt;
| Residential   credit deposits&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-DEP.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     P: PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| RES&lt;br /&gt;
| Residential real estate market&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-RES.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| STT&lt;br /&gt;
| Stress   test in order to assess&amp;lt;br /&amp;gt;     the interest rate risk&amp;lt;br /&amp;gt;     arising from non-trading&amp;lt;br /&amp;gt;     book activities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2008-06-STT.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0101&lt;br /&gt;
| V1.1&lt;br /&gt;
| Customer transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0101_L2_201601_W000000003_B000000999_20160201_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0110&lt;br /&gt;
| V1.10&lt;br /&gt;
| Stock   taking of payment accounts in bank money&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01100&lt;br /&gt;
| V1.100&lt;br /&gt;
| Payment services provided by   e-money institutions and payment institutions without the provision of   payment accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01100_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0111&lt;br /&gt;
| V1.11&lt;br /&gt;
| OTC cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0111_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01110&lt;br /&gt;
| V1.110&lt;br /&gt;
| Payment initiation services   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01110-F&lt;br /&gt;
| V1.110-F&lt;br /&gt;
| Payment   initiation services (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01110-F_L0_202405_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0112&lt;br /&gt;
| V1.12&lt;br /&gt;
| Transactions via   telecommunication, digital or IT device&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0112_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0113&lt;br /&gt;
| V1.13&lt;br /&gt;
| Credits   to the accounts by simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0113_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0114&lt;br /&gt;
| V1.14&lt;br /&gt;
| Debits from the account by   simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0114_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0102&lt;br /&gt;
| V1.2&lt;br /&gt;
| Interbank   transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0102_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0120&lt;br /&gt;
| V1.20&lt;br /&gt;
| Customer Credit transfers sent   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0120_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0120-F&lt;br /&gt;
| V120-F&lt;br /&gt;
| Customer   Credit transfers sent (Fraud)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01200&lt;br /&gt;
| V1.200&lt;br /&gt;
| Stock of issued payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01200_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01201&lt;br /&gt;
| V1.201&lt;br /&gt;
| Stock of   distributed payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01201_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0121&lt;br /&gt;
| V1.21&lt;br /&gt;
| Customer credit transfers   received&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0121_L0_202201_B000000999_B000000999_20230421_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01210&lt;br /&gt;
| V1.210&lt;br /&gt;
| Stock of   terminals by terminal type&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01210_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01220&lt;br /&gt;
| V1.220&lt;br /&gt;
| Stock of accounts (except   e-money accounts)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01220_L0_202206_W000000099_W000000099_20240613_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01221&lt;br /&gt;
| V1.221&lt;br /&gt;
| Stock of   e-money accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01221_L0_202407_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01222&lt;br /&gt;
| V1.222&lt;br /&gt;
| Stock of accessed accounts -   account information services (AIS)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01222_L0_202407_B000000999_B000000999_20240814_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01230&lt;br /&gt;
| V1.230&lt;br /&gt;
| Number   of customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01230_L0_202407_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0103&lt;br /&gt;
| V1.3&lt;br /&gt;
| Domiciliations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0130_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130&lt;br /&gt;
| V1.30&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0103_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01300-F&lt;br /&gt;
| V1.300-F&lt;br /&gt;
| Losses due to fraud per   liability bearer&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01300-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130-F&lt;br /&gt;
| V1.30-F&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0130-F_L0_202403_B000000999_B000000999_20240412_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0131&lt;br /&gt;
| V1.31&lt;br /&gt;
| Direct debits - reporting as   debtor's PSP&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0131_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0104&lt;br /&gt;
| V1.4&lt;br /&gt;
| Inventory   cards / terminals&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0104_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0140&lt;br /&gt;
| V1.40&lt;br /&gt;
| SEPA R-transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0140_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0141&lt;br /&gt;
| V1.41&lt;br /&gt;
| Interbank   payment transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0141_L0_202407_B000000999_B000000999_20240731_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0142&lt;br /&gt;
| V1.42&lt;br /&gt;
| Intermediated payment   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0142_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0105&lt;br /&gt;
| V1.5&lt;br /&gt;
| Card   transactiosn (Issuing part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0105_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0150&lt;br /&gt;
| V1.50&lt;br /&gt;
| Card transactions with cards   issued by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0150_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0150-F&lt;br /&gt;
| V1.50-F&lt;br /&gt;
| Card   transactions with cards issued by resident PSPs (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0150-F_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0151&lt;br /&gt;
| V1.51&lt;br /&gt;
| Electronic card transactions   with cards issued by resident PSPs, split by Merchant Category Codes (MCC)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0151_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0152&lt;br /&gt;
| V1.52&lt;br /&gt;
| Card   transactions acquired by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0152_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0152F&lt;br /&gt;
| V1.52F&lt;br /&gt;
| Card transactions acquired by   resident PSPs (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0152-F_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0153&lt;br /&gt;
| V1.53&lt;br /&gt;
| Fundings   and withdrawals related to prepaid cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0153_L0_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0106&lt;br /&gt;
| V1.6&lt;br /&gt;
| Card transactiosn (Acquiring   part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0106_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0160&lt;br /&gt;
| V1.60&lt;br /&gt;
| Cheques   and money remittances (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0160_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0160-F&lt;br /&gt;
| V1.60-F&lt;br /&gt;
| Cheques and money remittances   (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0160-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0107&lt;br /&gt;
| V1.7&lt;br /&gt;
| Cheques   and money orders&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0107_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0170&lt;br /&gt;
| V1.70&lt;br /&gt;
| Over-the-counter (OTC) cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0170_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0108&lt;br /&gt;
| V1.8&lt;br /&gt;
| Electronic   money scheme&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0108_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0180&lt;br /&gt;
| V1.80&lt;br /&gt;
| Book entries&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0180_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0109&lt;br /&gt;
| V1.9&lt;br /&gt;
| Card   based e-money schemes&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0109_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0190&lt;br /&gt;
| V1.90&lt;br /&gt;
| Fundings and withdrawals in   e-money (except prepaid cards)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0190_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0191&lt;br /&gt;
| V1.91&lt;br /&gt;
| E-money   transfers (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0191_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0191-F&lt;br /&gt;
| V1.91-F&lt;br /&gt;
| E-money transfers (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0191-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DCO&lt;br /&gt;
| Fonds de   garantie&amp;lt;br /&amp;gt;     des dépôts Luxembourg&amp;lt;br /&amp;gt;     (FGDL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| DCOR reporting&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&amp;lt;br /&amp;gt;     DCOR-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.4&lt;br /&gt;
| Capital adequacy of&amp;lt;br /&amp;gt;     payment institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z2.1&lt;br /&gt;
| Profit   and loss accoount&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated&amp;lt;br /&amp;gt;     in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.3&lt;br /&gt;
| Statement of&amp;lt;br /&amp;gt;     authorised reinvestments&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W13-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.4&lt;br /&gt;
| Capital   adequacy of&amp;lt;br /&amp;gt;     electronic money institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W2.1&lt;br /&gt;
| Profit and loss account&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W4.5&lt;br /&gt;
| Analysis   of shareholdings&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W45-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Institutions - Foreign   Account Tax Compliance Act (FATCA)&lt;br /&gt;
| FATCA&lt;br /&gt;
| FATCA&lt;br /&gt;
| Foreign Account Tax Compliance   Act Reporting&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| FATCA sending&lt;br /&gt;
| FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | (-) LE&lt;br /&gt;
| (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&lt;br /&gt;
| Annual report of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of   GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0120-F_L0_202405_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.4&lt;br /&gt;
| Information   on participating interest&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| PARTANDSUBLOANS-ENNNNNNNN-L-YYYY-MM-DD_UUID.zip   (eg:PARTANDSUBLOANS-B00000499-L-2023-12-31_eb6809e1-bbf1-6cbc-5be1-35da4a526817.zip)&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.5&lt;br /&gt;
| Information on staff costs and   taxes&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| CFEREP-B00000999-2025-12-COREPY-L-N_133e79ec-d891-403c-983b-84af00c5b25b.zip&amp;lt;br /&amp;gt;     B25.xml&amp;lt;br /&amp;gt;     FRCREP-B9999-2007-12-B25-L0-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| LCRDA&lt;br /&gt;
| LCRDAX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-LCRDAX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Companies&lt;br /&gt;
| S0216&lt;br /&gt;
| S2.16&lt;br /&gt;
| Quarterly statistical balance of   Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing   companies reporting&lt;br /&gt;
| S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| S0217&lt;br /&gt;
| S2.17&lt;br /&gt;
| Transactions   of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing companies reporting&lt;br /&gt;
| S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| KI&lt;br /&gt;
| Key Investor Information   Document&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010 and Loi 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) V: non-reglem.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PRIIPS Document&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LF&lt;br /&gt;
| Long Form reports (UCI Law 2010)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Long forms CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| SGOREP&lt;br /&gt;
| G21&lt;br /&gt;
| (-) SG 1A: Financial   situation&amp;lt;br /&amp;gt;     (-) SG 1B: Profit and loss account&amp;lt;br /&amp;gt;     (-) SG 1C: Table relating to other activities&amp;lt;br /&amp;gt;     (-) SG 2: Other activities&amp;lt;br /&amp;gt;     (-) SG: Personnel Table relating to staff&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Management   company report&lt;br /&gt;
| SGOREP-S9999-2009-03-G21-L2-S-N--.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management letters CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   letters of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AI&lt;br /&gt;
| Articles   of Incorporation of UCITS&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-AI-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| MR&lt;br /&gt;
| Management Regulations of   UCITS&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management   regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-MR-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| MiFID   II / MiFIR&lt;br /&gt;
| TAFREP&lt;br /&gt;
| TAF&lt;br /&gt;
| Article   26 of Regulation&amp;lt;br /&amp;gt;     No 600/2014:&amp;lt;br /&amp;gt;     Obligation to report transactions&amp;lt;br /&amp;gt;     (Markets in financial instruments =&amp;gt; MiFIR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Mifir reporting&lt;br /&gt;
| TAFREP-B00000001-2017-04-15-123456.xml&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing   documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Other   reporting CSSF BCL&lt;br /&gt;
| OTHREP&lt;br /&gt;
| OTH&lt;br /&gt;
| Other   reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| OTHER reporting&amp;lt;br /&amp;gt;     (=&amp;gt; CSSF)&lt;br /&gt;
| OTHREP-B9999-HELLO_WORLD.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| BOP101&lt;br /&gt;
| BOP1.1&lt;br /&gt;
| Balance of payments reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments   balance&lt;br /&gt;
| BOP101_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BOP102&lt;br /&gt;
| BOP1.2&lt;br /&gt;
| Cross-border   payments&amp;lt;br /&amp;gt;     executed for the account&amp;lt;br /&amp;gt;     of the resident counterparts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments balance&lt;br /&gt;
| BOP102_20240731_B000000999_B000000999_20240801_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| PSFREP&lt;br /&gt;
| (-) Basic reporting&amp;lt;br /&amp;gt;     (-) Ad hoc reporting&amp;lt;br /&amp;gt;     (-) Annual information&lt;br /&gt;
| Reporting population:&amp;lt;br /&amp;gt;     (-) Investment firms&amp;lt;br /&amp;gt;     (-) Specialised PFS&amp;lt;br /&amp;gt;     (-) Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| PSF report&lt;br /&gt;
| PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| N01   (Comp); N02 (Comp); N03 (Comp);&amp;lt;br /&amp;gt;     N04 (Comp); N05 (Réviseur); N06( Réviseur);&amp;lt;br /&amp;gt;     N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12   (Réviseur);&amp;lt;br /&amp;gt;     N13&amp;lt;br /&amp;gt;     (Comp);&amp;lt;br /&amp;gt;     N14&amp;lt;br /&amp;gt;     'Comp)&lt;br /&gt;
| n/a&lt;br /&gt;
| Rapports   narratifs&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CSDREP&lt;br /&gt;
| CSDR&lt;br /&gt;
| Reporting CSDR:&amp;lt;br /&amp;gt;     Introduction of quarterly internalised settlement reporting   requirements&amp;lt;br /&amp;gt;     pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting CSDR&lt;br /&gt;
| CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BNNNN&lt;br /&gt;
| B4.4&lt;br /&gt;
| List of   head offices, agencies,&amp;lt;br /&amp;gt;     branches and representative offices&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting EDIFACT&lt;br /&gt;
| B0001809.T01&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Institutions for Occupational   Retirement Provision&lt;br /&gt;
| FNDREP&lt;br /&gt;
| IORP&lt;br /&gt;
| Annual and quarterly reporting   according to Circular CSSF 19/726 of 26 July 2019&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Reporting IORP&lt;br /&gt;
| FNDREP-ENNNNNNNN-NNNNNNNN-YYYY-MM-DD-SUBTYPE-L-D_UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Money   Market Funds (MMF)&lt;br /&gt;
| MMFREP&lt;br /&gt;
| MMF&lt;br /&gt;
| •   According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF   must report information to the competent authority (CSSF) of the MMF, at   least on a quarterly basis or - for MMF with assets under management of less   than Eur 100 million - on at least an annual basis.&amp;lt;br /&amp;gt;     • The first quarterly report should be sent to the competent authority of   the MMF no later than 30 days after the end of Q1 2020.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Reporting Money Market Fund&lt;br /&gt;
| MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip&amp;lt;br /&amp;gt;     MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0112-L&lt;br /&gt;
| S1.12-L&lt;br /&gt;
| Indirect withdrawal and   remittance of banknotes denominated in EUR through an intermediary&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting   S1.12-L&lt;br /&gt;
| S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| Monthly   security by security reporting of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting securities by securities of issuing companies&lt;br /&gt;
| TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| U11&lt;br /&gt;
| U1.1&lt;br /&gt;
| Monthly financial information   UCITS and UCI&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting U&lt;br /&gt;
| U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBBL_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBBN_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Non-resident&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBHN_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Resident customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBHR_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Periodical   disclosures&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-TTTTT-YYYY-MM-DD-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PERIO-2023-03-31-41c13c08-ef59-4183-870f-80d7a00c54e8&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Precontractual disclosures&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-PRECO-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PRECO-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SIC&lt;br /&gt;
| K3.1&lt;br /&gt;
| Financial   information to be submitted by investment companies in risk capital (SICARs)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Sicar reporting&lt;br /&gt;
| SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| UCI Law 2010:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (MP)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SIF or SICAR :   08/371 FIS report&amp;lt;br /&amp;gt;     UCI : 08/371 report&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     UCI:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S01;   S02; S03; S04; S05;&amp;lt;br /&amp;gt;     S06 (Réviseur); S07; S08;&amp;lt;br /&amp;gt;     S09; S10; S11; S12; S13;&amp;lt;br /&amp;gt;     S14; S15; S16; S17; S18;&amp;lt;br /&amp;gt;     S19; S20; S23&lt;br /&gt;
| n/a&lt;br /&gt;
| XBRL   reports Solvency II&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Solvency II Reporting&lt;br /&gt;
| S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| S0214&lt;br /&gt;
| S2.14&lt;br /&gt;
| Quarterly statistical balance&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| S0214_L1_201412_T000000999_T000123001_20150120_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Securitisation   Vehicles&lt;br /&gt;
| S0215&lt;br /&gt;
| S2.15&lt;br /&gt;
| Transactions   and write-offs/write-downs on securitised loans&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation vehicles&lt;br /&gt;
| S0215_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| Security by security reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     A: Alternative Investment fund manager (AIFM)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     S: Management company&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) P: PFS&amp;lt;br /&amp;gt;     (-) I: Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Other reporting CSSF BCL&lt;br /&gt;
| OTXREP&lt;br /&gt;
| OTX&lt;br /&gt;
| Various correspondence&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Various   correspondence (OTH)&amp;lt;br /&amp;gt;     (=&amp;gt; BCL -OTHER reporting)&lt;br /&gt;
| OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&amp;lt;br /&amp;gt;     RO&lt;br /&gt;
| Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI)(FR)&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of   GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| ALM&lt;br /&gt;
| ALMXXX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0106&lt;br /&gt;
| S1.6&lt;br /&gt;
| Monthly   statistical balance sheet for non-money market funds (non-MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0106_L2_202402_B000000999_NAF00000000000000_20240625_001.xml&amp;lt;br /&amp;gt;     S0106_L2_202402_P000000999_O999990009_20240605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0213&lt;br /&gt;
| S2.13&lt;br /&gt;
| Quarterly statistical balance   sheet for non-MMF investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0213_L2_202103_P000000999_O009990009_20240731_001.xml&amp;lt;br /&amp;gt;     S0213_L2_202103_S000000999_O099990009_20240606_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0220&lt;br /&gt;
| S2.20&lt;br /&gt;
| Quarterly   financial information&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0220_L0_202512_B000000999_NAF66999999900000_20260127_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0404&lt;br /&gt;
| S4.4&lt;br /&gt;
| Marketing countries&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0404_L0_202512_B000000999_NAF66999999900000_20260209_001.xml&amp;lt;br /&amp;gt;     S0404_L0_202512_B000000999_O999990009_20260209_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| CED&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Etat de   situation relatif aux contrats en déshérence&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| CPR&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Compte rendu&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ESP&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Enquête   spécifique&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ETR&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Etat trimestriel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| FIR&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Fiche de   renseignement&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| PDA&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport PDAL (Procédure de   Dissolution Administrative sans Liquidation)&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RAC&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   actuariel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RDC&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct complémentaire   du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RDI&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RGO&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport de gouvernance&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RLB&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   LBCFT&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RRE&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapports sur le traitement des   réclamations&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RSE&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct Solvabilité 2 de l'entreprise&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RSO&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct Solvabilité 2   du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ICS&lt;br /&gt;
| ICS&lt;br /&gt;
| Yearly   Survey on Covered Investment claims (SIIL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| ICS Reporting&lt;br /&gt;
| ICS-ENNNNNNNN-YYYY-MM-DD_UUID.json &amp;lt;br /&amp;gt;     (eg:ICS-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ROI&amp;lt;br /&amp;gt;     DIN&lt;br /&gt;
| n/a&lt;br /&gt;
| DORA Register of Information&amp;lt;br /&amp;gt;     DORA Incident Reporting&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport   narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| ROIV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&amp;lt;br /&amp;gt;     DINV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DPAAIF&lt;br /&gt;
| n/a&lt;br /&gt;
| self assessment   &amp;lt;br /&amp;gt;     questionnaire PDAOFI&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PDAOFI Reporting&lt;br /&gt;
| DPAAIF-EIIIIIIII-YYYY-UUID.zip &amp;lt;br /&amp;gt;     (e.g.: DPAAIF-P99999999-2024-41c13c08-ef59-4183-a456-870f80d7a00c54e8.zip)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| Monthly modules:&amp;lt;br /&amp;gt;     - ALMXXX&amp;lt;br /&amp;gt;     - LCRDAX&amp;lt;br /&amp;gt;     Quarterly modules:&amp;lt;br /&amp;gt;     - AEXXXX&amp;lt;br /&amp;gt;     - COREPX&amp;lt;br /&amp;gt;     - FINREP&amp;lt;br /&amp;gt;     - FRTBXX&amp;lt;br /&amp;gt;     - IRRBBX&amp;lt;br /&amp;gt;     - LAREXX&amp;lt;br /&amp;gt;     - LEVERX&amp;lt;br /&amp;gt;     - NSFRXX&lt;br /&gt;
| (-) ALM corep_alm_con.xsd&amp;lt;br /&amp;gt;     corep_alm_ind.xsd corep_alm.xsd&amp;lt;br /&amp;gt;     (-) LCRDA corep_lcr_da_con.xsd&amp;lt;br /&amp;gt;     corep_lcr_da_ind.xsd corep_lcr_da.xsd&amp;lt;br /&amp;gt;     (-) IRRBB irrbb.xsd&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside &amp;lt;br /&amp;gt;       CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside&amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Useful link :&lt;br /&gt;
&amp;lt;span class=&amp;quot;plainlinks&amp;quot;&amp;gt;[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf &amp;lt;span style=&amp;quot;display: inline-block;&lt;br /&gt;
 background-color: #009ACE; &lt;br /&gt;
 color: white; text-align: center; font-family: sans-serif; font-size:0.8vw;&lt;br /&gt;
 width: auto;  height: auto;  &lt;br /&gt;
 border: none;  border-style: outset;  border-radius: 10px;  &lt;br /&gt;
 padding: 0.5%;  margin: 1%;&amp;quot;&amp;gt;CSSF Naming convention&amp;lt;/span&amp;gt;]&amp;lt;/span&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=ProductCoverage&amp;diff=8012</id>
		<title>ProductCoverage</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=ProductCoverage&amp;diff=8012"/>
		<updated>2026-03-16T14:01:10Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}}/{{REVISIONMONTH}}/{{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
You can find below the list of reports that can be managed through e-file.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;height:500px; width:auto; overflow-y:scroll&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable filterable mw-collapsible sortable&amp;quot; &lt;br /&gt;
|+ &amp;lt;span style=&amp;quot;white-space:nowrap&amp;quot;&amp;gt;Available reports&amp;lt;/span&amp;gt;&lt;br /&gt;
|- &amp;lt;div style=&amp;quot;font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Concerned   companies&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Report&amp;lt;br /&amp;gt;     naming convention&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Table&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Details&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Authority&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending way&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | An e-file form exists&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending type in transmission   module&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Example&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| NOTREP&lt;br /&gt;
| INI or&amp;lt;br /&amp;gt;     UPD&lt;br /&gt;
| Notification procedures to be   followed by a UCITS governed by Luxembourg law wishing to market its units in   another Member State of the European Union&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O1.2&lt;br /&gt;
| Monthly   financial information for guaranteed funds&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.1&lt;br /&gt;
| Yearly financial information&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.2&lt;br /&gt;
| Interventions   on the futures and options markets&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0103&lt;br /&gt;
| S1.3&lt;br /&gt;
| Monthly statistical balance   sheet for money market funds (MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0103_L4_202302_B000000999_O009990099_20240619_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| Monthly   Security by security reporting for investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| TPTOBS_L3_202107_B000000009_O009990000_20240807_001.xml&amp;lt;br /&amp;gt;     TPTOBS_L3_202107_P000000999_NAF99999999900000_20240603_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) DE&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Offering document (DE)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     PROSP-K0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-)   AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| SIF Law   2007:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report SIF (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (PM)&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS report&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor report&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report   not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor   report&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) PS&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| UCI:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Simplified prospectus (PS)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 UCI   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative   Investment Fund reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Alternative Investment Fund   Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| MAN&lt;br /&gt;
| Alternative Investment Fund   reporting (AIF Manager)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| AnaCredit:&amp;lt;br /&amp;gt;     Collection of granular credit and credit risk data&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| AnaCredit&lt;br /&gt;
| ANTREF_201801_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0218-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Quarterly statistical balance   sheet of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S0219-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Information   on valuation effects on the balance sheet of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0403-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Annual Premiums, claims and   commissions of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| TPTASS&lt;br /&gt;
| n/a&lt;br /&gt;
| Monthly   Security by security reporting of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| «SHS-Group» report:&amp;lt;br /&amp;gt;     Statistics on holdings of securities by reporting banking groups&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL SHS&lt;br /&gt;
| SHSGRP_201709_LUB00999_20171206_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0001&lt;br /&gt;
| S0.1&lt;br /&gt;
| Daily   deposit&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0001_L2_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0101&lt;br /&gt;
| S1.1&lt;br /&gt;
| Monthly statistical balance   sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0101_L6_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0104&lt;br /&gt;
| S1.4&lt;br /&gt;
| Adjustments   due to valuation effects|&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0104_L3_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0105&lt;br /&gt;
| S1.5&lt;br /&gt;
| Information on interest rates in   EUR&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0105_L4_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0108&lt;br /&gt;
| S1.8&lt;br /&gt;
| Information   on securititation&amp;lt;br /&amp;gt;     transactions launched&amp;lt;br /&amp;gt;     by credit institutions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0108_L2_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0109&lt;br /&gt;
| S1.9&lt;br /&gt;
| Information on CNY (renmibi)   operations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0109_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0205-L&lt;br /&gt;
| S2.5-L&lt;br /&gt;
| Quarterly   statistical balance sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0205-N&lt;br /&gt;
| S2.5-N&lt;br /&gt;
| Quarterly statistical balance   sheet&amp;lt;br /&amp;gt;     of credit institutions -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0208&lt;br /&gt;
| S2.8&lt;br /&gt;
| Real   estate loans for&amp;lt;br /&amp;gt;     Lxuembourg buildings&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0208_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0209-L&lt;br /&gt;
| S2.9-L&lt;br /&gt;
| Staff report -&amp;lt;br /&amp;gt;     Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0209-N&lt;br /&gt;
| S2.9-N&lt;br /&gt;
| Staff   report -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0302&lt;br /&gt;
| S3.2&lt;br /&gt;
| Non balance sheet information&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0302_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-)   SMRTLA (EBA V3.0 module mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-) SMRTLA (EBA V3.0 module   mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AC&lt;br /&gt;
| Audit Report on AML/CTF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AD&lt;br /&gt;
| Circ. 18/697 annexe1&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AR&lt;br /&gt;
| Annual   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-AR-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AS&lt;br /&gt;
| Annual report consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AS-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | BD&lt;br /&gt;
| AC Member List&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| CO&lt;br /&gt;
| Compliance Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-CO-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| GR&lt;br /&gt;
| Governance   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-GR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IA&lt;br /&gt;
| Internal Audit Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IA-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IC&lt;br /&gt;
| ICAAP&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ID&lt;br /&gt;
| ICAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-ID-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IL&lt;br /&gt;
| ILAAP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IM&lt;br /&gt;
| ILAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LC&lt;br /&gt;
| Long Form Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LD&lt;br /&gt;
| Long Form Branch or Specific Participation&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LD-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-LF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LG&lt;br /&gt;
| Reconciliation LuxGAAP FINREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MC&lt;br /&gt;
| Management Letter Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MF&lt;br /&gt;
| Audit report on rules of conduct&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-ML-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MM&lt;br /&gt;
| Head quarter annual report&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RC&lt;br /&gt;
| Risk   Control Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RE&lt;br /&gt;
| Report on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RP&lt;br /&gt;
| Recovery   Plan&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RP-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RR&lt;br /&gt;
| Results Distribution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SC&lt;br /&gt;
| Single   Customer View&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-SC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | TR&lt;br /&gt;
| Table on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Institutions - Common Reporting Standard (CRS)&lt;br /&gt;
| CRS&lt;br /&gt;
| CRS&lt;br /&gt;
| Automatic   exchange of&amp;lt;br /&amp;gt;     financial account information&amp;lt;br /&amp;gt;     on a global level&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| CRS report&lt;br /&gt;
| CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| BRA&lt;br /&gt;
| Quarterly reporting on the&amp;lt;br /&amp;gt;     financial health of the branches&amp;lt;br /&amp;gt;     parent entities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-BRA.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DEP&lt;br /&gt;
| Residential   credit deposits&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-DEP.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     P: PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| RES&lt;br /&gt;
| Residential real estate market&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-RES.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| STT&lt;br /&gt;
| Stress   test in order to assess&amp;lt;br /&amp;gt;     the interest rate risk&amp;lt;br /&amp;gt;     arising from non-trading&amp;lt;br /&amp;gt;     book activities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2008-06-STT.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0101&lt;br /&gt;
| V1.1&lt;br /&gt;
| Customer transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0101_L2_201601_W000000003_B000000999_20160201_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0110&lt;br /&gt;
| V1.10&lt;br /&gt;
| Stock   taking of payment accounts in bank money&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01100&lt;br /&gt;
| V1.100&lt;br /&gt;
| Payment services provided by   e-money institutions and payment institutions without the provision of   payment accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01100_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0111&lt;br /&gt;
| V1.11&lt;br /&gt;
| OTC cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0111_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01110&lt;br /&gt;
| V1.110&lt;br /&gt;
| Payment initiation services   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01110-F&lt;br /&gt;
| V1.110-F&lt;br /&gt;
| Payment   initiation services (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01110-F_L0_202405_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0112&lt;br /&gt;
| V1.12&lt;br /&gt;
| Transactions via   telecommunication, digital or IT device&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0112_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0113&lt;br /&gt;
| V1.13&lt;br /&gt;
| Credits   to the accounts by simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0113_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0114&lt;br /&gt;
| V1.14&lt;br /&gt;
| Debits from the account by   simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0114_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0102&lt;br /&gt;
| V1.2&lt;br /&gt;
| Interbank   transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0102_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0120&lt;br /&gt;
| V1.20&lt;br /&gt;
| Customer Credit transfers sent   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0120_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0120-F&lt;br /&gt;
| V120-F&lt;br /&gt;
| Customer   Credit transfers sent (Fraud)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01200&lt;br /&gt;
| V1.200&lt;br /&gt;
| Stock of issued payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01200_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01201&lt;br /&gt;
| V1.201&lt;br /&gt;
| Stock of   distributed payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01201_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0121&lt;br /&gt;
| V1.21&lt;br /&gt;
| Customer credit transfers   received&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0121_L0_202201_B000000999_B000000999_20230421_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01210&lt;br /&gt;
| V1.210&lt;br /&gt;
| Stock of   terminals by terminal type&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01210_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01220&lt;br /&gt;
| V1.220&lt;br /&gt;
| Stock of accounts (except   e-money accounts)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01220_L0_202206_W000000099_W000000099_20240613_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01221&lt;br /&gt;
| V1.221&lt;br /&gt;
| Stock of   e-money accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01221_L0_202407_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01222&lt;br /&gt;
| V1.222&lt;br /&gt;
| Stock of accessed accounts -   account information services (AIS)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01222_L0_202407_B000000999_B000000999_20240814_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01230&lt;br /&gt;
| V1.230&lt;br /&gt;
| Number   of customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01230_L0_202407_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0103&lt;br /&gt;
| V1.3&lt;br /&gt;
| Domiciliations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0130_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130&lt;br /&gt;
| V1.30&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0103_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01300-F&lt;br /&gt;
| V1.300-F&lt;br /&gt;
| Losses due to fraud per   liability bearer&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01300-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130-F&lt;br /&gt;
| V1.30-F&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0130-F_L0_202403_B000000999_B000000999_20240412_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0131&lt;br /&gt;
| V1.31&lt;br /&gt;
| Direct debits - reporting as   debtor's PSP&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0131_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0104&lt;br /&gt;
| V1.4&lt;br /&gt;
| Inventory   cards / terminals&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0104_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0140&lt;br /&gt;
| V1.40&lt;br /&gt;
| SEPA R-transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0140_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0141&lt;br /&gt;
| V1.41&lt;br /&gt;
| Interbank   payment transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0141_L0_202407_B000000999_B000000999_20240731_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0142&lt;br /&gt;
| V1.42&lt;br /&gt;
| Intermediated payment   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0142_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0105&lt;br /&gt;
| V1.5&lt;br /&gt;
| Card   transactiosn (Issuing part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0105_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0150&lt;br /&gt;
| V1.50&lt;br /&gt;
| Card transactions with cards   issued by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0150_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0150-F&lt;br /&gt;
| V1.50-F&lt;br /&gt;
| Card   transactions with cards issued by resident PSPs (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0150-F_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0151&lt;br /&gt;
| V1.51&lt;br /&gt;
| Electronic card transactions   with cards issued by resident PSPs, split by Merchant Category Codes (MCC)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0151_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0152&lt;br /&gt;
| V1.52&lt;br /&gt;
| Card   transactions acquired by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0152_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0152F&lt;br /&gt;
| V1.52F&lt;br /&gt;
| Card transactions acquired by   resident PSPs (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0152-F_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0153&lt;br /&gt;
| V1.53&lt;br /&gt;
| Fundings   and withdrawals related to prepaid cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0153_L0_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0106&lt;br /&gt;
| V1.6&lt;br /&gt;
| Card transactiosn (Acquiring   part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0106_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0160&lt;br /&gt;
| V1.60&lt;br /&gt;
| Cheques   and money remittances (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0160_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0160-F&lt;br /&gt;
| V1.60-F&lt;br /&gt;
| Cheques and money remittances   (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0160-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0107&lt;br /&gt;
| V1.7&lt;br /&gt;
| Cheques   and money orders&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0107_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0170&lt;br /&gt;
| V1.70&lt;br /&gt;
| Over-the-counter (OTC) cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0170_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0108&lt;br /&gt;
| V1.8&lt;br /&gt;
| Electronic   money scheme&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0108_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0180&lt;br /&gt;
| V1.80&lt;br /&gt;
| Book entries&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0180_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0109&lt;br /&gt;
| V1.9&lt;br /&gt;
| Card   based e-money schemes&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0109_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0190&lt;br /&gt;
| V1.90&lt;br /&gt;
| Fundings and withdrawals in   e-money (except prepaid cards)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0190_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0191&lt;br /&gt;
| V1.91&lt;br /&gt;
| E-money   transfers (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0191_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0191-F&lt;br /&gt;
| V1.91-F&lt;br /&gt;
| E-money transfers (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0191-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DCO&lt;br /&gt;
| Fonds de   garantie&amp;lt;br /&amp;gt;     des dépôts Luxembourg&amp;lt;br /&amp;gt;     (FGDL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| DCOR reporting&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&amp;lt;br /&amp;gt;     DCOR-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.4&lt;br /&gt;
| Capital adequacy of&amp;lt;br /&amp;gt;     payment institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z2.1&lt;br /&gt;
| Profit   and loss accoount&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated&amp;lt;br /&amp;gt;     in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.3&lt;br /&gt;
| Statement of&amp;lt;br /&amp;gt;     authorised reinvestments&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W13-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.4&lt;br /&gt;
| Capital   adequacy of&amp;lt;br /&amp;gt;     electronic money institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W2.1&lt;br /&gt;
| Profit and loss account&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W4.5&lt;br /&gt;
| Analysis   of shareholdings&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W45-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Institutions - Foreign   Account Tax Compliance Act (FATCA)&lt;br /&gt;
| FATCA&lt;br /&gt;
| FATCA&lt;br /&gt;
| Foreign Account Tax Compliance   Act Reporting&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| FATCA sending&lt;br /&gt;
| FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | (-) LE&lt;br /&gt;
| (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&lt;br /&gt;
| Annual report of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of   GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0120-F_L0_202405_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.4&lt;br /&gt;
| Information   on participating interest&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| PARTANDSUBLOANS-ENNNNNNNN-L-YYYY-MM-DD_UUID.zip   (eg:PARTANDSUBLOANS-B00000499-L-2023-12-31_eb6809e1-bbf1-6cbc-5be1-35da4a526817.zip)&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.5&lt;br /&gt;
| Information on staff costs and   taxes&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| CFEREP-B00000999-2025-12-COREPY-L-N_133e79ec-d891-403c-983b-84af00c5b25b.zip&amp;lt;br /&amp;gt;     B25.xml&amp;lt;br /&amp;gt;     FRCREP-B9999-2007-12-B25-L0-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| LCRDA&lt;br /&gt;
| LCRDAX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-LCRDAX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Companies&lt;br /&gt;
| S0216&lt;br /&gt;
| S2.16&lt;br /&gt;
| Quarterly statistical balance of   Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing   companies reporting&lt;br /&gt;
| S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| S0217&lt;br /&gt;
| S2.17&lt;br /&gt;
| Transactions   of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing companies reporting&lt;br /&gt;
| S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| KI&lt;br /&gt;
| Key Investor Information   Document&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010 and Loi 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) V: non-reglem.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PRIIPS Document&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LF&lt;br /&gt;
| Long Form reports (UCI Law 2010)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Long forms CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| SGOREP&lt;br /&gt;
| G21&lt;br /&gt;
| (-) SG 1A: Financial   situation&amp;lt;br /&amp;gt;     (-) SG 1B: Profit and loss account&amp;lt;br /&amp;gt;     (-) SG 1C: Table relating to other activities&amp;lt;br /&amp;gt;     (-) SG 2: Other activities&amp;lt;br /&amp;gt;     (-) SG: Personnel Table relating to staff&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Management   company report&lt;br /&gt;
| SGOREP-S9999-2009-03-G21-L2-S-N--.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management letters CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   letters of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AI&lt;br /&gt;
| Articles   of Incorporation of UCITS&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-AI-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| MR&lt;br /&gt;
| Management Regulations of   UCITS&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management   regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-MR-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| MiFID   II / MiFIR&lt;br /&gt;
| TAFREP&lt;br /&gt;
| TAF&lt;br /&gt;
| Article   26 of Regulation&amp;lt;br /&amp;gt;     No 600/2014:&amp;lt;br /&amp;gt;     Obligation to report transactions&amp;lt;br /&amp;gt;     (Markets in financial instruments =&amp;gt; MiFIR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Mifir reporting&lt;br /&gt;
| TAFREP-B00000001-2017-04-15-123456.xml&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing   documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Other   reporting CSSF BCL&lt;br /&gt;
| OTHREP&lt;br /&gt;
| OTH&lt;br /&gt;
| Other   reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| OTHER reporting&amp;lt;br /&amp;gt;     (=&amp;gt; CSSF)&lt;br /&gt;
| OTHREP-B9999-HELLO_WORLD.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| BOP101&lt;br /&gt;
| BOP1.1&lt;br /&gt;
| Balance of payments reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments   balance&lt;br /&gt;
| BOP101_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BOP102&lt;br /&gt;
| BOP1.2&lt;br /&gt;
| Cross-border   payments&amp;lt;br /&amp;gt;     executed for the account&amp;lt;br /&amp;gt;     of the resident counterparts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments balance&lt;br /&gt;
| BOP102_20240731_B000000999_B000000999_20240801_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| PSFREP&lt;br /&gt;
| (-) Basic reporting&amp;lt;br /&amp;gt;     (-) Ad hoc reporting&amp;lt;br /&amp;gt;     (-) Annual information&lt;br /&gt;
| Reporting population:&amp;lt;br /&amp;gt;     (-) Investment firms&amp;lt;br /&amp;gt;     (-) Specialised PFS&amp;lt;br /&amp;gt;     (-) Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| PSF report&lt;br /&gt;
| PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| N01   (Comp); N02 (Comp); N03 (Comp);&amp;lt;br /&amp;gt;     N04 (Comp); N05 (Réviseur); N06( Réviseur);&amp;lt;br /&amp;gt;     N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12   (Réviseur);&amp;lt;br /&amp;gt;     N13&amp;lt;br /&amp;gt;     (Comp);&amp;lt;br /&amp;gt;     N14&amp;lt;br /&amp;gt;     'Comp)&lt;br /&gt;
| n/a&lt;br /&gt;
| Rapports   narratifs&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CSDREP&lt;br /&gt;
| CSDR&lt;br /&gt;
| Reporting CSDR:&amp;lt;br /&amp;gt;     Introduction of quarterly internalised settlement reporting   requirements&amp;lt;br /&amp;gt;     pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting CSDR&lt;br /&gt;
| CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BNNNN&lt;br /&gt;
| B4.4&lt;br /&gt;
| List of   head offices, agencies,&amp;lt;br /&amp;gt;     branches and representative offices&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting EDIFACT&lt;br /&gt;
| B0001809.T01&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Institutions for Occupational   Retirement Provision&lt;br /&gt;
| FNDREP&lt;br /&gt;
| IRP&lt;br /&gt;
| Annual and quarterly reporting   according to Circular CSSF 19/726 of 26 July 2019&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Reporting IRP&lt;br /&gt;
| FNDREP-ENNNNNNNN-NNNNNNNN-YYYY-MM-DD-SUBTYPE-L-D_UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Money   Market Funds (MMF)&lt;br /&gt;
| MMFREP&lt;br /&gt;
| MMF&lt;br /&gt;
| •   According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF   must report information to the competent authority (CSSF) of the MMF, at   least on a quarterly basis or - for MMF with assets under management of less   than Eur 100 million - on at least an annual basis.&amp;lt;br /&amp;gt;     • The first quarterly report should be sent to the competent authority of   the MMF no later than 30 days after the end of Q1 2020.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Reporting Money Market Fund&lt;br /&gt;
| MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip&amp;lt;br /&amp;gt;     MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0112-L&lt;br /&gt;
| S1.12-L&lt;br /&gt;
| Indirect withdrawal and   remittance of banknotes denominated in EUR through an intermediary&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting   S1.12-L&lt;br /&gt;
| S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| Monthly   security by security reporting of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting securities by securities of issuing companies&lt;br /&gt;
| TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| U11&lt;br /&gt;
| U1.1&lt;br /&gt;
| Monthly financial information   UCITS and UCI&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting U&lt;br /&gt;
| U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBBL_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBBN_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Non-resident&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBHN_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Resident customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBHR_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Periodical   disclosures&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-TTTTT-YYYY-MM-DD-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PERIO-2023-03-31-41c13c08-ef59-4183-870f-80d7a00c54e8&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Precontractual disclosures&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-PRECO-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PRECO-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SIC&lt;br /&gt;
| K3.1&lt;br /&gt;
| Financial   information to be submitted by investment companies in risk capital (SICARs)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Sicar reporting&lt;br /&gt;
| SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| UCI Law 2010:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (MP)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SIF or SICAR :   08/371 FIS report&amp;lt;br /&amp;gt;     UCI : 08/371 report&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     UCI:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S01;   S02; S03; S04; S05;&amp;lt;br /&amp;gt;     S06 (Réviseur); S07; S08;&amp;lt;br /&amp;gt;     S09; S10; S11; S12; S13;&amp;lt;br /&amp;gt;     S14; S15; S16; S17; S18;&amp;lt;br /&amp;gt;     S19; S20; S23&lt;br /&gt;
| n/a&lt;br /&gt;
| XBRL   reports Solvency II&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Solvency II Reporting&lt;br /&gt;
| S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| S0214&lt;br /&gt;
| S2.14&lt;br /&gt;
| Quarterly statistical balance&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| S0214_L1_201412_T000000999_T000123001_20150120_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Securitisation   Vehicles&lt;br /&gt;
| S0215&lt;br /&gt;
| S2.15&lt;br /&gt;
| Transactions   and write-offs/write-downs on securitised loans&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation vehicles&lt;br /&gt;
| S0215_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| Security by security reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     A: Alternative Investment fund manager (AIFM)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     S: Management company&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) P: PFS&amp;lt;br /&amp;gt;     (-) I: Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Other reporting CSSF BCL&lt;br /&gt;
| OTXREP&lt;br /&gt;
| OTX&lt;br /&gt;
| Various correspondence&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Various   correspondence (OTH)&amp;lt;br /&amp;gt;     (=&amp;gt; BCL -OTHER reporting)&lt;br /&gt;
| OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&amp;lt;br /&amp;gt;     RO&lt;br /&gt;
| Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI)(FR)&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of   GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| ALM&lt;br /&gt;
| ALMXXX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0106&lt;br /&gt;
| S1.6&lt;br /&gt;
| Monthly   statistical balance sheet for non-money market funds (non-MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0106_L2_202402_B000000999_NAF00000000000000_20240625_001.xml&amp;lt;br /&amp;gt;     S0106_L2_202402_P000000999_O999990009_20240605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0213&lt;br /&gt;
| S2.13&lt;br /&gt;
| Quarterly statistical balance   sheet for non-MMF investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0213_L2_202103_P000000999_O009990009_20240731_001.xml&amp;lt;br /&amp;gt;     S0213_L2_202103_S000000999_O099990009_20240606_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0220&lt;br /&gt;
| S2.20&lt;br /&gt;
| Quarterly   financial information&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0220_L0_202512_B000000999_NAF66999999900000_20260127_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0404&lt;br /&gt;
| S4.4&lt;br /&gt;
| Marketing countries&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0404_L0_202512_B000000999_NAF66999999900000_20260209_001.xml&amp;lt;br /&amp;gt;     S0404_L0_202512_B000000999_O999990009_20260209_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| CED&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Etat de   situation relatif aux contrats en déshérence&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| CPR&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Compte rendu&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ESP&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Enquête   spécifique&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ETR&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Etat trimestriel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| FIR&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Fiche de   renseignement&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| PDA&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport PDAL (Procédure de   Dissolution Administrative sans Liquidation)&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RAC&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   actuariel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RDC&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct complémentaire   du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RDI&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RGO&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport de gouvernance&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RLB&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   LBCFT&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RRE&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapports sur le traitement des   réclamations&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RSE&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct Solvabilité 2 de l'entreprise&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RSO&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct Solvabilité 2   du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ICS&lt;br /&gt;
| ICS&lt;br /&gt;
| Yearly   Survey on Covered Investment claims (SIIL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| ICS Reporting&lt;br /&gt;
| ICS-ENNNNNNNN-YYYY-MM-DD_UUID.json &amp;lt;br /&amp;gt;     (eg:ICS-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ROI&amp;lt;br /&amp;gt;     DIN&lt;br /&gt;
| n/a&lt;br /&gt;
| DORA Register of Information&amp;lt;br /&amp;gt;     DORA Incident Reporting&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport   narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| ROIV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&amp;lt;br /&amp;gt;     DINV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DPAAIF&lt;br /&gt;
| n/a&lt;br /&gt;
| self assessment   &amp;lt;br /&amp;gt;     questionnaire PDAOFI&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PDAOFI Reporting&lt;br /&gt;
| DPAAIF-EIIIIIIII-YYYY-UUID.zip &amp;lt;br /&amp;gt;     (e.g.: DPAAIF-P99999999-2024-41c13c08-ef59-4183-a456-870f80d7a00c54e8.zip)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| Monthly modules:&amp;lt;br /&amp;gt;     - ALMXXX&amp;lt;br /&amp;gt;     - LCRDAX&amp;lt;br /&amp;gt;     Quarterly modules:&amp;lt;br /&amp;gt;     - AEXXXX&amp;lt;br /&amp;gt;     - COREPX&amp;lt;br /&amp;gt;     - FINREP&amp;lt;br /&amp;gt;     - FRTBXX&amp;lt;br /&amp;gt;     - IRRBBX&amp;lt;br /&amp;gt;     - LAREXX&amp;lt;br /&amp;gt;     - LEVERX&amp;lt;br /&amp;gt;     - NSFRXX&lt;br /&gt;
| (-) ALM corep_alm_con.xsd&amp;lt;br /&amp;gt;     corep_alm_ind.xsd corep_alm.xsd&amp;lt;br /&amp;gt;     (-) LCRDA corep_lcr_da_con.xsd&amp;lt;br /&amp;gt;     corep_lcr_da_ind.xsd corep_lcr_da.xsd&amp;lt;br /&amp;gt;     (-) IRRBB irrbb.xsd&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside &amp;lt;br /&amp;gt;       CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside&amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Useful link :&lt;br /&gt;
&amp;lt;span class=&amp;quot;plainlinks&amp;quot;&amp;gt;[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf &amp;lt;span style=&amp;quot;display: inline-block;&lt;br /&gt;
 background-color: #009ACE; &lt;br /&gt;
 color: white; text-align: center; font-family: sans-serif; font-size:0.8vw;&lt;br /&gt;
 width: auto;  height: auto;  &lt;br /&gt;
 border: none;  border-style: outset;  border-radius: 10px;  &lt;br /&gt;
 padding: 0.5%;  margin: 1%;&amp;quot;&amp;gt;CSSF Naming convention&amp;lt;/span&amp;gt;]&amp;lt;/span&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=E-file_User&amp;diff=8011</id>
		<title>E-file User</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=E-file_User&amp;diff=8011"/>
		<updated>2026-03-13T11:48:35Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* Initial Setup */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
= e-file FAQ - User profile's section =&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== Initial Setup ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_get_credentials&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get credentials ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
: 1. Ask your local e-file administrator to create an account for you&lt;br /&gt;
&lt;br /&gt;
: 2. As soon as it is done, you will receive an e-mail from no-reply@fundsquare.net, click the link to create your password&lt;br /&gt;
&lt;br /&gt;
::[[File:Mail from infoechg@bourse.lu.png|700px]]&lt;br /&gt;
&lt;br /&gt;
::[[File:Account recovery.PNG|700px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span id=I_forget_my_password&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I forget my password&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:Use the 'Forgotten password' button on the home page &lt;br /&gt;
::[[File:ForgottenPassword.png|400px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_login_using_SSO&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I login using Single Sign-On (SSO)&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:You can find a video tutorial &amp;lt;b&amp;gt; &amp;lt;u&amp;gt;[[Media:E-fileSSOInitialisation.mp4| here]]&amp;lt;/u&amp;gt; which summarises the below process&amp;lt;/b&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:Starting January 23rd, 2026, a new button “Log in with FE fundinfo” will be available on e-file login screen. This will give you access to FE fundinfo SSO, once set up.&lt;br /&gt;
:The aim of this improvement is to ease your user experience and the reinforce the security (with the introduction of MFA)&lt;br /&gt;
:For now, this feature is only suitable for human users (who needs to access the portal), Sending Service accounts can't used such feature.&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO1.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:If you would like to use your own company's SSO, please reach out to our support team for onboarding (e-file.support@fefundinfo.com).&lt;br /&gt;
&lt;br /&gt;
:If you want to connect using FE fundinfo credentials, select the button&lt;br /&gt;
: “Log in with FE fundinfo”.&lt;br /&gt;
&lt;br /&gt;
:'''If you already have a FE fundinfo account with the same email address than your e-file account,''' you have nothing to do: simply log in with your FE fundinfo credentials on the below login screen. If you’re already connected, you’ll be directly redirected to e-file's dashboard or the user selection screen.&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO2.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:'''If you’re new to FE fundinfo''', you will need to select “Reset password?” on the screen above and specify the '''e-mail address linked to your e-file account.'''&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO3.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:You will receive an e-mail enabling you to choose a secure password. Your password should be a minimum of 8 characters with at least 1 Uppercase, 1 number and 1 Special Character (#,?,!, @, %,^,&amp;amp;,*,.). &lt;br /&gt;
&lt;br /&gt;
:After setting your password using the link received on your e-mail address, click again the “Log in with FE fundinfo” button on the e-file landing page and enter your newly created FE fundinfo credentials.&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO4.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:For increased security, we are enforcing Multi Factor Authentication (MFA) by default. You will have the choice between setting up an authenticator app or using a code sent via e-mail. &lt;br /&gt;
&lt;br /&gt;
:[[File:SSO5.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:If your e-mail is tied to a single e-file user, you’ll be connected to e-file with this user. &lt;br /&gt;
&lt;br /&gt;
:If your e-mail is tied to multiple e-file users, you’ll be able to select the desired e-file user from the screen below:&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO6.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:You’ll be redirected to e-file's dashboard as the selected user. Switching between multiple users is now made easy thanks to the user selection button in the top right corner of the dashboard:&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO7.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;My data is not up to date&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:Follow the [[Onboarding|Onboarding page]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Submitting a report ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to send a 'ready to send' report &amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can send it through the [[Transmission_Module|Transmission module]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to 'reply' to a regulator's questionnaire&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can send it through the [[Transmission_Monitoring#Reply|Transmission monitoring]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to create a report&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:Some reports can be filled and sent via an e-file form, see the [[ReportGeneration|Report Generation module]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I have lots of reports to send&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:We offer an automated solution called the [[Sending_Service_home|Sending Service]].&amp;lt;/br&amp;gt;Talk to your local e-file administrator or IT team.&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to send a Cross-border notification (notification letter)&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:We offer an wizard to complete the full package (including the notification letter) required for a Cross-border notification, see the [[UCITS_Cross-Border_Notifications|Cross-border Nootification module ]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to get my visa-stamped prospectus&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:We offer an wizard to complete the questionnaire and attached the prospectus following the new e-Identification process, see the [[E-IdentificationProspectus|e-Identification prospectus ]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to use modules not for a filing&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can retrieve the list of other modules on this pages [[E-file_Modules|e-File modules ]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Being informed / Monitoring ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to know my sends' status&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:The [[Transmission_Monitoring|Transmission Monitoring]] module is designed for.&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span id=I_want_to_receive_notifications_by_mail&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to receive notifications by e-mail&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can find a video tutorial &amp;lt;b&amp;gt; &amp;lt;u&amp;gt; [[Media:E-file alerts.mp4| here]] &amp;lt;/u&amp;gt; which summarise the below process&amp;lt;/b&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 1'''&amp;lt;/u&amp;gt;  : Connect to e-file with your user credentials : '''https://www.e-file.lu/e-file/'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 2'''&amp;lt;/u&amp;gt;  : Select Update my profile&lt;br /&gt;
&lt;br /&gt;
:[[File:Select Update my profile.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 3'''&amp;lt;/u&amp;gt;  : Select Customize your notifications.&lt;br /&gt;
&lt;br /&gt;
:[[File:Customize your notifications.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 4'''&amp;lt;/u&amp;gt;  : Select the relevant group.&lt;br /&gt;
&lt;br /&gt;
:[[File:Select group555.png |400 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 5'''&amp;lt;/u&amp;gt;  : Select the Alert type.&lt;br /&gt;
&lt;br /&gt;
:[[File:Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
:The changes are automatically saved upon click. No further validation is required.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Optional Step 6'''&amp;lt;/u&amp;gt;  : Receive only your alerts and not the whole group's ones.&lt;br /&gt;
&lt;br /&gt;
:Ticking also the group box, the sends from other users of the same reports' group will be ignored.&lt;br /&gt;
&lt;br /&gt;
:[[File:Alerte Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
:[[Category: FAQ e-file]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to extract some dashboards&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:In the relevant modules, you will find a &amp;quot;reports&amp;quot; button at the top right menu. Please click it and select the appropriate dashboards then use the download button.&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=E-file_User&amp;diff=8010</id>
		<title>E-file User</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=E-file_User&amp;diff=8010"/>
		<updated>2026-03-13T11:48:16Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* Initial Setup */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
= e-file FAQ - User profile's section =&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== Initial Setup ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_get_credentials&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get credentials ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
: 1. Ask your local e-file administrator to create an account for you&lt;br /&gt;
&lt;br /&gt;
: 2. As soon as it is done, you will receive an e-mail from no-reply@fundsquare.net, click the link to create your password&lt;br /&gt;
&lt;br /&gt;
::[[File:Mail from infoechg@bourse.lu.png|700px]]&lt;br /&gt;
&lt;br /&gt;
::[[File:Account recovery.PNG|700px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span id=I_forget_my_password&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I forget my password&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:Use the 'Forgotten password' button on the home page &lt;br /&gt;
::[[File:ForgottenPassword.png|700px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_login_using_SSO&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I login using Single Sign-On (SSO)&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:You can find a video tutorial &amp;lt;b&amp;gt; &amp;lt;u&amp;gt;[[Media:E-fileSSOInitialisation.mp4| here]]&amp;lt;/u&amp;gt; which summarises the below process&amp;lt;/b&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:Starting January 23rd, 2026, a new button “Log in with FE fundinfo” will be available on e-file login screen. This will give you access to FE fundinfo SSO, once set up.&lt;br /&gt;
:The aim of this improvement is to ease your user experience and the reinforce the security (with the introduction of MFA)&lt;br /&gt;
:For now, this feature is only suitable for human users (who needs to access the portal), Sending Service accounts can't used such feature.&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO1.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:If you would like to use your own company's SSO, please reach out to our support team for onboarding (e-file.support@fefundinfo.com).&lt;br /&gt;
&lt;br /&gt;
:If you want to connect using FE fundinfo credentials, select the button&lt;br /&gt;
: “Log in with FE fundinfo”.&lt;br /&gt;
&lt;br /&gt;
:'''If you already have a FE fundinfo account with the same email address than your e-file account,''' you have nothing to do: simply log in with your FE fundinfo credentials on the below login screen. If you’re already connected, you’ll be directly redirected to e-file's dashboard or the user selection screen.&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO2.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:'''If you’re new to FE fundinfo''', you will need to select “Reset password?” on the screen above and specify the '''e-mail address linked to your e-file account.'''&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO3.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:You will receive an e-mail enabling you to choose a secure password. Your password should be a minimum of 8 characters with at least 1 Uppercase, 1 number and 1 Special Character (#,?,!, @, %,^,&amp;amp;,*,.). &lt;br /&gt;
&lt;br /&gt;
:After setting your password using the link received on your e-mail address, click again the “Log in with FE fundinfo” button on the e-file landing page and enter your newly created FE fundinfo credentials.&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO4.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:For increased security, we are enforcing Multi Factor Authentication (MFA) by default. You will have the choice between setting up an authenticator app or using a code sent via e-mail. &lt;br /&gt;
&lt;br /&gt;
:[[File:SSO5.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:If your e-mail is tied to a single e-file user, you’ll be connected to e-file with this user. &lt;br /&gt;
&lt;br /&gt;
:If your e-mail is tied to multiple e-file users, you’ll be able to select the desired e-file user from the screen below:&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO6.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:You’ll be redirected to e-file's dashboard as the selected user. Switching between multiple users is now made easy thanks to the user selection button in the top right corner of the dashboard:&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO7.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;My data is not up to date&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:Follow the [[Onboarding|Onboarding page]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Submitting a report ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to send a 'ready to send' report &amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can send it through the [[Transmission_Module|Transmission module]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to 'reply' to a regulator's questionnaire&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can send it through the [[Transmission_Monitoring#Reply|Transmission monitoring]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to create a report&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:Some reports can be filled and sent via an e-file form, see the [[ReportGeneration|Report Generation module]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I have lots of reports to send&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:We offer an automated solution called the [[Sending_Service_home|Sending Service]].&amp;lt;/br&amp;gt;Talk to your local e-file administrator or IT team.&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to send a Cross-border notification (notification letter)&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:We offer an wizard to complete the full package (including the notification letter) required for a Cross-border notification, see the [[UCITS_Cross-Border_Notifications|Cross-border Nootification module ]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to get my visa-stamped prospectus&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:We offer an wizard to complete the questionnaire and attached the prospectus following the new e-Identification process, see the [[E-IdentificationProspectus|e-Identification prospectus ]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to use modules not for a filing&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can retrieve the list of other modules on this pages [[E-file_Modules|e-File modules ]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Being informed / Monitoring ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to know my sends' status&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:The [[Transmission_Monitoring|Transmission Monitoring]] module is designed for.&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span id=I_want_to_receive_notifications_by_mail&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to receive notifications by e-mail&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can find a video tutorial &amp;lt;b&amp;gt; &amp;lt;u&amp;gt; [[Media:E-file alerts.mp4| here]] &amp;lt;/u&amp;gt; which summarise the below process&amp;lt;/b&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 1'''&amp;lt;/u&amp;gt;  : Connect to e-file with your user credentials : '''https://www.e-file.lu/e-file/'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 2'''&amp;lt;/u&amp;gt;  : Select Update my profile&lt;br /&gt;
&lt;br /&gt;
:[[File:Select Update my profile.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 3'''&amp;lt;/u&amp;gt;  : Select Customize your notifications.&lt;br /&gt;
&lt;br /&gt;
:[[File:Customize your notifications.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 4'''&amp;lt;/u&amp;gt;  : Select the relevant group.&lt;br /&gt;
&lt;br /&gt;
:[[File:Select group555.png |400 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 5'''&amp;lt;/u&amp;gt;  : Select the Alert type.&lt;br /&gt;
&lt;br /&gt;
:[[File:Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
:The changes are automatically saved upon click. No further validation is required.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Optional Step 6'''&amp;lt;/u&amp;gt;  : Receive only your alerts and not the whole group's ones.&lt;br /&gt;
&lt;br /&gt;
:Ticking also the group box, the sends from other users of the same reports' group will be ignored.&lt;br /&gt;
&lt;br /&gt;
:[[File:Alerte Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
:[[Category: FAQ e-file]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to extract some dashboards&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:In the relevant modules, you will find a &amp;quot;reports&amp;quot; button at the top right menu. Please click it and select the appropriate dashboards then use the download button.&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=File:ForgottenPassword.png&amp;diff=8009</id>
		<title>File:ForgottenPassword.png</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=File:ForgottenPassword.png&amp;diff=8009"/>
		<updated>2026-03-13T11:45:48Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=E-file_User&amp;diff=8008</id>
		<title>E-file User</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=E-file_User&amp;diff=8008"/>
		<updated>2026-03-13T11:45:36Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* Initial Setup */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
= e-file FAQ - User profile's section =&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== Initial Setup ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_get_credentials&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get credentials ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
: 1. Ask your local e-file administrator to create an account for you&lt;br /&gt;
&lt;br /&gt;
: 2. As soon as it is done, you will receive an e-mail from no-reply@fundsquare.net, click the link to create your password&lt;br /&gt;
&lt;br /&gt;
::[[File:Mail from infoechg@bourse.lu.png|700px]]&lt;br /&gt;
&lt;br /&gt;
::[[File:Account recovery.PNG|700px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span id=I_forget_my_password&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I forget my password&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:Use the 'Forgotten password' button on the home page &lt;br /&gt;
::[[File:ForgottenPassword|700px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_login_using_SSO&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I login using Single Sign-On (SSO)&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:You can find a video tutorial &amp;lt;b&amp;gt; &amp;lt;u&amp;gt;[[Media:E-fileSSOInitialisation.mp4| here]]&amp;lt;/u&amp;gt; which summarises the below process&amp;lt;/b&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:Starting January 23rd, 2026, a new button “Log in with FE fundinfo” will be available on e-file login screen. This will give you access to FE fundinfo SSO, once set up.&lt;br /&gt;
:The aim of this improvement is to ease your user experience and the reinforce the security (with the introduction of MFA)&lt;br /&gt;
:For now, this feature is only suitable for human users (who needs to access the portal), Sending Service accounts can't used such feature.&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO1.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:If you would like to use your own company's SSO, please reach out to our support team for onboarding (e-file.support@fefundinfo.com).&lt;br /&gt;
&lt;br /&gt;
:If you want to connect using FE fundinfo credentials, select the button&lt;br /&gt;
: “Log in with FE fundinfo”.&lt;br /&gt;
&lt;br /&gt;
:'''If you already have a FE fundinfo account with the same email address than your e-file account,''' you have nothing to do: simply log in with your FE fundinfo credentials on the below login screen. If you’re already connected, you’ll be directly redirected to e-file's dashboard or the user selection screen.&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO2.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:'''If you’re new to FE fundinfo''', you will need to select “Reset password?” on the screen above and specify the '''e-mail address linked to your e-file account.'''&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO3.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:You will receive an e-mail enabling you to choose a secure password. Your password should be a minimum of 8 characters with at least 1 Uppercase, 1 number and 1 Special Character (#,?,!, @, %,^,&amp;amp;,*,.). &lt;br /&gt;
&lt;br /&gt;
:After setting your password using the link received on your e-mail address, click again the “Log in with FE fundinfo” button on the e-file landing page and enter your newly created FE fundinfo credentials.&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO4.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:For increased security, we are enforcing Multi Factor Authentication (MFA) by default. You will have the choice between setting up an authenticator app or using a code sent via e-mail. &lt;br /&gt;
&lt;br /&gt;
:[[File:SSO5.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:If your e-mail is tied to a single e-file user, you’ll be connected to e-file with this user. &lt;br /&gt;
&lt;br /&gt;
:If your e-mail is tied to multiple e-file users, you’ll be able to select the desired e-file user from the screen below:&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO6.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:You’ll be redirected to e-file's dashboard as the selected user. Switching between multiple users is now made easy thanks to the user selection button in the top right corner of the dashboard:&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO7.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;My data is not up to date&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:Follow the [[Onboarding|Onboarding page]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Submitting a report ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to send a 'ready to send' report &amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can send it through the [[Transmission_Module|Transmission module]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to 'reply' to a regulator's questionnaire&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can send it through the [[Transmission_Monitoring#Reply|Transmission monitoring]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to create a report&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:Some reports can be filled and sent via an e-file form, see the [[ReportGeneration|Report Generation module]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I have lots of reports to send&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:We offer an automated solution called the [[Sending_Service_home|Sending Service]].&amp;lt;/br&amp;gt;Talk to your local e-file administrator or IT team.&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to send a Cross-border notification (notification letter)&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:We offer an wizard to complete the full package (including the notification letter) required for a Cross-border notification, see the [[UCITS_Cross-Border_Notifications|Cross-border Nootification module ]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to get my visa-stamped prospectus&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:We offer an wizard to complete the questionnaire and attached the prospectus following the new e-Identification process, see the [[E-IdentificationProspectus|e-Identification prospectus ]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to use modules not for a filing&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can retrieve the list of other modules on this pages [[E-file_Modules|e-File modules ]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Being informed / Monitoring ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to know my sends' status&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:The [[Transmission_Monitoring|Transmission Monitoring]] module is designed for.&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span id=I_want_to_receive_notifications_by_mail&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to receive notifications by e-mail&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can find a video tutorial &amp;lt;b&amp;gt; &amp;lt;u&amp;gt; [[Media:E-file alerts.mp4| here]] &amp;lt;/u&amp;gt; which summarise the below process&amp;lt;/b&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 1'''&amp;lt;/u&amp;gt;  : Connect to e-file with your user credentials : '''https://www.e-file.lu/e-file/'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 2'''&amp;lt;/u&amp;gt;  : Select Update my profile&lt;br /&gt;
&lt;br /&gt;
:[[File:Select Update my profile.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 3'''&amp;lt;/u&amp;gt;  : Select Customize your notifications.&lt;br /&gt;
&lt;br /&gt;
:[[File:Customize your notifications.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 4'''&amp;lt;/u&amp;gt;  : Select the relevant group.&lt;br /&gt;
&lt;br /&gt;
:[[File:Select group555.png |400 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 5'''&amp;lt;/u&amp;gt;  : Select the Alert type.&lt;br /&gt;
&lt;br /&gt;
:[[File:Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
:The changes are automatically saved upon click. No further validation is required.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Optional Step 6'''&amp;lt;/u&amp;gt;  : Receive only your alerts and not the whole group's ones.&lt;br /&gt;
&lt;br /&gt;
:Ticking also the group box, the sends from other users of the same reports' group will be ignored.&lt;br /&gt;
&lt;br /&gt;
:[[File:Alerte Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
:[[Category: FAQ e-file]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to extract some dashboards&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:In the relevant modules, you will find a &amp;quot;reports&amp;quot; button at the top right menu. Please click it and select the appropriate dashboards then use the download button.&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=E-file_User&amp;diff=8007</id>
		<title>E-file User</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=E-file_User&amp;diff=8007"/>
		<updated>2026-03-11T12:54:59Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* Initial Setup */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
= e-file FAQ - User profile's section =&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== Initial Setup ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_get_credentials&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get credentials ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
: 1. Ask your local e-file administrator to create an account for you&lt;br /&gt;
&lt;br /&gt;
: 2. As soon as it is done, you will receive an e-mail from no-reply@fundsquare.net, click the link to create your password&lt;br /&gt;
&lt;br /&gt;
::[[File:Mail from infoechg@bourse.lu.png|700px]]&lt;br /&gt;
&lt;br /&gt;
::[[File:Account recovery.PNG|700px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span id=I_forget_my_password&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I forget my password&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:Use the 'Forgotten password' button on the home page &lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_login_using_SSO&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I login using Single Sign-On (SSO)&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:You can find a video tutorial &amp;lt;b&amp;gt; &amp;lt;u&amp;gt;[[Media:E-fileSSOInitialisation.mp4| here]]&amp;lt;/u&amp;gt; which summarises the below process&amp;lt;/b&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:Starting January 23rd, 2026, a new button “Log in with FE fundinfo” will be available on e-file login screen. This will give you access to FE fundinfo SSO, once set up.&lt;br /&gt;
:The aim of this improvement is to ease your user experience and the reinforce the security (with the introduction of MFA)&lt;br /&gt;
:For now, this feature is only suitable for human users (who needs to access the portal), Sending Service accounts can't used such feature.&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO1.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:If you would like to use your own company's SSO, please reach out to our support team for onboarding (e-file.support@fefundinfo.com).&lt;br /&gt;
&lt;br /&gt;
:If you want to connect using FE fundinfo credentials, select the button&lt;br /&gt;
: “Log in with FE fundinfo”.&lt;br /&gt;
&lt;br /&gt;
:'''If you already have a FE fundinfo account with the same email address than your e-file account,''' you have nothing to do: simply log in with your FE fundinfo credentials on the below login screen. If you’re already connected, you’ll be directly redirected to e-file's dashboard or the user selection screen.&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO2.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:'''If you’re new to FE fundinfo''', you will need to select “Reset password?” on the screen above and specify the '''e-mail address linked to your e-file account.'''&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO3.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:You will receive an e-mail enabling you to choose a secure password. Your password should be a minimum of 8 characters with at least 1 Uppercase, 1 number and 1 Special Character (#,?,!, @, %,^,&amp;amp;,*,.). &lt;br /&gt;
&lt;br /&gt;
:After setting your password using the link received on your e-mail address, click again the “Log in with FE fundinfo” button on the e-file landing page and enter your newly created FE fundinfo credentials.&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO4.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:For increased security, we are enforcing Multi Factor Authentication (MFA) by default. You will have the choice between setting up an authenticator app or using a code sent via e-mail. &lt;br /&gt;
&lt;br /&gt;
:[[File:SSO5.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:If your e-mail is tied to a single e-file user, you’ll be connected to e-file with this user. &lt;br /&gt;
&lt;br /&gt;
:If your e-mail is tied to multiple e-file users, you’ll be able to select the desired e-file user from the screen below:&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO6.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:You’ll be redirected to e-file's dashboard as the selected user. Switching between multiple users is now made easy thanks to the user selection button in the top right corner of the dashboard:&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO7.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;My data is not up to date&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:Follow the [[Onboarding|Onboarding page]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Submitting a report ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to send a 'ready to send' report &amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can send it through the [[Transmission_Module|Transmission module]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to 'reply' to a regulator's questionnaire&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can send it through the [[Transmission_Monitoring#Reply|Transmission monitoring]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to create a report&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:Some reports can be filled and sent via an e-file form, see the [[ReportGeneration|Report Generation module]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I have lots of reports to send&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:We offer an automated solution called the [[Sending_Service_home|Sending Service]].&amp;lt;/br&amp;gt;Talk to your local e-file administrator or IT team.&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to send a Cross-border notification (notification letter)&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:We offer an wizard to complete the full package (including the notification letter) required for a Cross-border notification, see the [[UCITS_Cross-Border_Notifications|Cross-border Nootification module ]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to get my visa-stamped prospectus&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:We offer an wizard to complete the questionnaire and attached the prospectus following the new e-Identification process, see the [[E-IdentificationProspectus|e-Identification prospectus ]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to use modules not for a filing&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can retrieve the list of other modules on this pages [[E-file_Modules|e-File modules ]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Being informed / Monitoring ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to know my sends' status&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:The [[Transmission_Monitoring|Transmission Monitoring]] module is designed for.&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span id=I_want_to_receive_notifications_by_mail&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to receive notifications by e-mail&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can find a video tutorial &amp;lt;b&amp;gt; &amp;lt;u&amp;gt; [[Media:E-file alerts.mp4| here]] &amp;lt;/u&amp;gt; which summarise the below process&amp;lt;/b&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 1'''&amp;lt;/u&amp;gt;  : Connect to e-file with your user credentials : '''https://www.e-file.lu/e-file/'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 2'''&amp;lt;/u&amp;gt;  : Select Update my profile&lt;br /&gt;
&lt;br /&gt;
:[[File:Select Update my profile.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 3'''&amp;lt;/u&amp;gt;  : Select Customize your notifications.&lt;br /&gt;
&lt;br /&gt;
:[[File:Customize your notifications.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 4'''&amp;lt;/u&amp;gt;  : Select the relevant group.&lt;br /&gt;
&lt;br /&gt;
:[[File:Select group555.png |400 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 5'''&amp;lt;/u&amp;gt;  : Select the Alert type.&lt;br /&gt;
&lt;br /&gt;
:[[File:Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
:The changes are automatically saved upon click. No further validation is required.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Optional Step 6'''&amp;lt;/u&amp;gt;  : Receive only your alerts and not the whole group's ones.&lt;br /&gt;
&lt;br /&gt;
:Ticking also the group box, the sends from other users of the same reports' group will be ignored.&lt;br /&gt;
&lt;br /&gt;
:[[File:Alerte Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
:[[Category: FAQ e-file]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to extract some dashboards&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:In the relevant modules, you will find a &amp;quot;reports&amp;quot; button at the top right menu. Please click it and select the appropriate dashboards then use the download button.&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=File:E-fileSSOInitialisation.mp4&amp;diff=8006</id>
		<title>File:E-fileSSOInitialisation.mp4</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=File:E-fileSSOInitialisation.mp4&amp;diff=8006"/>
		<updated>2026-03-11T12:50:46Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=E-file_User&amp;diff=8005</id>
		<title>E-file User</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=E-file_User&amp;diff=8005"/>
		<updated>2026-03-11T12:50:34Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* Initial Setup */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
= e-file FAQ - User profile's section =&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== Initial Setup ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_get_credentials&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get credentials ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
: 1. Ask your local e-file administrator to create an account for you&lt;br /&gt;
&lt;br /&gt;
: 2. As soon as it is done, you will receive an e-mail from no-reply@fundsquare.net, click the link to create your password&lt;br /&gt;
&lt;br /&gt;
::[[File:Mail from infoechg@bourse.lu.png|700px]]&lt;br /&gt;
&lt;br /&gt;
::[[File:Account recovery.PNG|700px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span id=I_forget_my_password&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I forget my password&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:Use the 'Forgotten password' button on the home page &lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_login_using_SSO&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I login using Single Sign-On (SSO)&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:You can find a video tutorial &amp;lt;b&amp;gt; &amp;lt;u&amp;gt; [[Media:E-fileSSOInitialisation.mp4| here]] &amp;lt;/u&amp;gt; which summarises the below process&amp;lt;/b&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:Starting January 23rd, 2026, a new button “Log in with FE fundinfo” will be available on e-file login screen. This will give you access to FE fundinfo SSO, once set up.&lt;br /&gt;
:The aim of this improvement is to ease your user experience and the reinforce the security (with the introduction of MFA)&lt;br /&gt;
:For now, this feature is only suitable for human users (who needs to access the portal), Sending Service accounts can't used such feature.&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO1.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:If you would like to use your own company's SSO, please reach out to our support team for onboarding (e-file.support@fefundinfo.com).&lt;br /&gt;
&lt;br /&gt;
:If you want to connect using FE fundinfo credentials, select the button&lt;br /&gt;
: “Log in with FE fundinfo”.&lt;br /&gt;
&lt;br /&gt;
:'''If you already have a FE fundinfo account with the same email address than your e-file account,''' you have nothing to do: simply log in with your FE fundinfo credentials on the below login screen. If you’re already connected, you’ll be directly redirected to e-file's dashboard or the user selection screen.&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO2.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:'''If you’re new to FE fundinfo''', you will need to select “Reset password?” on the screen above and specify the '''e-mail address linked to your e-file account.'''&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO3.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:You will receive an e-mail enabling you to choose a secure password. Your password should be a minimum of 8 characters with at least 1 Uppercase, 1 number and 1 Special Character (#,?,!, @, %,^,&amp;amp;,*,.). &lt;br /&gt;
&lt;br /&gt;
:After setting your password using the link received on your e-mail address, click again the “Log in with FE fundinfo” button on the e-file landing page and enter your newly created FE fundinfo credentials.&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO4.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:For increased security, we are enforcing Multi Factor Authentication (MFA) by default. You will have the choice between setting up an authenticator app or using a code sent via e-mail. &lt;br /&gt;
&lt;br /&gt;
:[[File:SSO5.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:If your e-mail is tied to a single e-file user, you’ll be connected to e-file with this user. &lt;br /&gt;
&lt;br /&gt;
:If your e-mail is tied to multiple e-file users, you’ll be able to select the desired e-file user from the screen below:&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO6.png |300 px]]&lt;br /&gt;
&lt;br /&gt;
:You’ll be redirected to e-file's dashboard as the selected user. Switching between multiple users is now made easy thanks to the user selection button in the top right corner of the dashboard:&lt;br /&gt;
&lt;br /&gt;
:[[File:SSO7.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;My data is not up to date&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:Follow the [[Onboarding|Onboarding page]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Submitting a report ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to send a 'ready to send' report &amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can send it through the [[Transmission_Module|Transmission module]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to 'reply' to a regulator's questionnaire&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can send it through the [[Transmission_Monitoring#Reply|Transmission monitoring]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to create a report&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:Some reports can be filled and sent via an e-file form, see the [[ReportGeneration|Report Generation module]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I have lots of reports to send&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:We offer an automated solution called the [[Sending_Service_home|Sending Service]].&amp;lt;/br&amp;gt;Talk to your local e-file administrator or IT team.&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to send a Cross-border notification (notification letter)&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:We offer an wizard to complete the full package (including the notification letter) required for a Cross-border notification, see the [[UCITS_Cross-Border_Notifications|Cross-border Nootification module ]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to get my visa-stamped prospectus&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:We offer an wizard to complete the questionnaire and attached the prospectus following the new e-Identification process, see the [[E-IdentificationProspectus|e-Identification prospectus ]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to use modules not for a filing&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can retrieve the list of other modules on this pages [[E-file_Modules|e-File modules ]].&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Being informed / Monitoring ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to know my sends' status&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:The [[Transmission_Monitoring|Transmission Monitoring]] module is designed for.&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span id=I_want_to_receive_notifications_by_mail&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to receive notifications by e-mail&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can find a video tutorial &amp;lt;b&amp;gt; &amp;lt;u&amp;gt; [[Media:E-file alerts.mp4| here]] &amp;lt;/u&amp;gt; which summarise the below process&amp;lt;/b&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 1'''&amp;lt;/u&amp;gt;  : Connect to e-file with your user credentials : '''https://www.e-file.lu/e-file/'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 2'''&amp;lt;/u&amp;gt;  : Select Update my profile&lt;br /&gt;
&lt;br /&gt;
:[[File:Select Update my profile.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 3'''&amp;lt;/u&amp;gt;  : Select Customize your notifications.&lt;br /&gt;
&lt;br /&gt;
:[[File:Customize your notifications.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 4'''&amp;lt;/u&amp;gt;  : Select the relevant group.&lt;br /&gt;
&lt;br /&gt;
:[[File:Select group555.png |400 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Step 5'''&amp;lt;/u&amp;gt;  : Select the Alert type.&lt;br /&gt;
&lt;br /&gt;
:[[File:Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
:The changes are automatically saved upon click. No further validation is required.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Optional Step 6'''&amp;lt;/u&amp;gt;  : Receive only your alerts and not the whole group's ones.&lt;br /&gt;
&lt;br /&gt;
:Ticking also the group box, the sends from other users of the same reports' group will be ignored.&lt;br /&gt;
&lt;br /&gt;
:[[File:Alerte Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
:[[Category: FAQ e-file]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:500px;  overflow:visible;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I want to extract some dashboards&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:In the relevant modules, you will find a &amp;quot;reports&amp;quot; button at the top right menu. Please click it and select the appropriate dashboards then use the download button.&lt;br /&gt;
&amp;lt;/div&amp;gt;&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Sending_Service&amp;diff=8004</id>
		<title>Sending Service</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Sending_Service&amp;diff=8004"/>
		<updated>2026-03-04T09:54:25Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
__TOC__&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt;&lt;br /&gt;
[[#BackToTop|Back to the Top]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
= Operating principle = &lt;br /&gt;
&lt;br /&gt;
The '''Sending Service''' is our solution for the  '''automatic transmission''' of reports and documents to authorities. &lt;br /&gt;
&lt;br /&gt;
This solution is useful if you have a '''large number of reports''' to submit or if the manual sending does not suit your needs. &lt;br /&gt;
&lt;br /&gt;
Please be aware that, in this case you will have to provide the files yourself according to the authorities' file specifications. &lt;br /&gt;
&lt;br /&gt;
This tool is compatible with most of the current operating systems (Windows / Unix / Linux) and is usually &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''installed on a server'''&amp;lt;/span&amp;gt; on your side.&lt;br /&gt;
&lt;br /&gt;
With a suitable '''network mapping''', users can simply '''drop the file to be sent into the appropriate directory'''.&lt;br /&gt;
&lt;br /&gt;
The file is then automatically ''' encrypted and sent'''.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
= Prerequisites = &lt;br /&gt;
&lt;br /&gt;
*Internet access&lt;br /&gt;
*&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Java version 1.8 &amp;lt;/span&amp;gt; &amp;lt;u&amp;gt;Note :&amp;lt;/u&amp;gt; versions 8_351 and higher need a patch to be used with our system, see :[[Error_messages_list#JCE_cannot_authenticate_the_provider_BC]]'''&lt;br /&gt;
*If you use a proxy, authorize outgoing calls to [https://www.e-file.lu www.e-file.lu]. Port 443 (HTTPS) must be open.&lt;br /&gt;
*&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Administrator rights''' &amp;lt;/span&amp;gt; to install the Sending Service on the computer ''(Windows Start button &amp;gt; Control Panel &amp;gt; User Accounts &amp;gt; Manage User Accounts)''. &lt;br /&gt;
*OS: Windows or Linux&lt;br /&gt;
*Processor: Pentium 2 GHz or equivalent&lt;br /&gt;
*8 GB of RAM&lt;br /&gt;
*1 GB of free space on hard disk drive if the files are downloaded by ftp. If files are locally stored, provide a free space of above 100 MB or a regular purges.&lt;br /&gt;
*1 GB of free space on hard disk drive for logs. Regular purges are necessary as well.&lt;br /&gt;
*A &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Sending Service user''' &amp;lt;/span&amp;gt;, ''for example: aacSD'', and its password, ''for example: formation'', have to be available [[E-file_Administration#e-file_administrator_functions_.28e-file_v1.29|'''=&amp;gt; e-file administrator''']].&lt;br /&gt;
*The e-file account of the Sending Service user has to be linked to groups/modules, for example FATCA reporting + profile &amp;quot;Sending Service&amp;quot;. &lt;br /&gt;
*A valid &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''keystore''' &amp;lt;/span&amp;gt; (keystore.ks) and its &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''password''' &amp;lt;/span&amp;gt; must be available&lt;br /&gt;
*The Sending Service user has to be properly configured in the e-file user administration tool in order to be able to receive &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''alerts''' &amp;lt;/span&amp;gt; (receipt of acknowledgement and feedback files).&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Note that you can find the prerequisites for the manual transmission there : [[Transmission_Module#System_requirements]]&lt;br /&gt;
&lt;br /&gt;
= Installation / update with Sending Service Installer = &lt;br /&gt;
&lt;br /&gt;
The Sending Service Installer is a tool that helps you install or configure quickly your Sending Service.&lt;br /&gt;
&lt;br /&gt;
It can be downloaded from these links:&lt;br /&gt;
&lt;br /&gt;
'''[https://www.e-file.lu/WSEfileFlex/messagebroker/assistantSD?cdLangIso=EN English version]'''&lt;br /&gt;
&lt;br /&gt;
'''[https://www.e-file.lu/WSEfileFlex/messagebroker/assistantSD?cdLangIso=FR French version]'''&lt;br /&gt;
&lt;br /&gt;
Once you have downloaded the application you will have to run it with Java by clicking the Run button.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_01.png|border|400 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
''If the message'' unable to run the application ''occurs, [[Transmission_Module#Delete_Java_cache|delete the java cache.]]''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''The front page of the Sending Service Installer opens and shows you the different functionalities you can select: '''&lt;br /&gt;
&lt;br /&gt;
* Install a new Sending Service&lt;br /&gt;
* Configure an existing Sending Service&lt;br /&gt;
* Update an existing Sending Service&lt;br /&gt;
* Send logs &lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_02.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== Installation ==&lt;br /&gt;
&lt;br /&gt;
'''Controls before installation:'''&lt;br /&gt;
* Check that the connected user is administrator of the computer&lt;br /&gt;
* Have an e-file Sending service user (login and password) (e.g. : aacSD)&lt;br /&gt;
&lt;br /&gt;
To check whether a Sending service user exists, log on as an e-file administrator. &lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''Administration module''' &lt;br /&gt;
&lt;br /&gt;
[[File:AdminAccess.png|700px]]&lt;br /&gt;
&lt;br /&gt;
The user linked to the Sending Service usually follows the bellow naming rules : three&lt;br /&gt;
letters referring to the company (in lower case) following by &amp;quot;SD&amp;quot; in upper case. (e.g. :&lt;br /&gt;
aacSD)&lt;br /&gt;
&lt;br /&gt;
[[File:User Sending service.png|900px]]&lt;br /&gt;
 If the user doesn't exist, please contact us.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''Start installation:'''&lt;br /&gt;
 To install a &amp;lt;u&amp;gt; new &amp;lt;/u&amp;gt; Sending Service, click on the button Install on the front page.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1'''&amp;lt;/u&amp;gt;: Select the folder where you want to install your Sending Service.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_03.png]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2'''&amp;lt;/u&amp;gt;: The Sending Service is downloaded and saved in the selected folder.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3'''&amp;lt;/u&amp;gt;: Select the keystore file, containing your LuxTrust certificate.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_04.png]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4'''&amp;lt;/u&amp;gt;: The Sending Service is ready to be configured. By clicking the '''Configuration''' button, you will be redirected to the '''Configuration menu''' of the '''.properties file'''.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_05.png]]&lt;br /&gt;
&lt;br /&gt;
==Configuration==&lt;br /&gt;
&lt;br /&gt;
To configure an &amp;lt;u&amp;gt;existing&amp;lt;/u&amp;gt; Sending Service you have to select the folder where it is stored and click on the '''Configuration''' button.&lt;br /&gt;
&lt;br /&gt;
[[File:10 SendServConf.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
The '''configuration''' of an existing Sending Service is similar to a new Sending Service.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; '''IMPORTANT:''' &amp;lt;/span&amp;gt; each time you make changes to the properties (configuration) file, you have to [[Sending Service#How to stop the Sending Service|stop the Sending Service]] before, make your changes and then install the Sending Service again.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''Configuration''' menu of the '''.properties file''' ([[Sending_Service#Configuration of the properties file | =&amp;gt; Help: Configuration of the properties file]]):&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_06.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Configuration''' menu allows you to setup your Sending Service.&lt;br /&gt;
&lt;br /&gt;
The message ''Error: There are errors in your setup'' indicates that nothing has been set-up so far.&lt;br /&gt;
&lt;br /&gt;
You have to configure each field marked in red.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If you have a '''proxy''', select ''True'' in the dropdown list and select ''More'' to type in the proxy settings.&lt;br /&gt;
&lt;br /&gt;
''Note: The passwords will be asked during the finalization of the installation, all passwords are encrypted.''&lt;br /&gt;
&lt;br /&gt;
''Note 2: You can edit each field by clicking the More button''&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_07.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''listeners''' can be activated in one shot by clicking on the button ''Listener state : Activate all''.&lt;br /&gt;
&lt;br /&gt;
''Note: This functionality will force the Sending Service to scan all the folders, if you do not want all listeners to be activated, please activate manually the listeners you need. &lt;br /&gt;
&lt;br /&gt;
Please consult our [[Sending_Service#Listener_list | Listener list]].&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_08.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If you have to submit Investment Funds reporting O4.1; O4.2 (EDIFACT format), you must complete this fields :&lt;br /&gt;
&lt;br /&gt;
'''domain.descr''': Not relevant. You can provide abbreviated name of the Central Administration.&lt;br /&gt;
&lt;br /&gt;
'''domain.env.ac.id.bcl''': this code is composed of a letter and six digits and has been provided to you by the CSSF (Example: P123, should be written as “P000123”).&lt;br /&gt;
&lt;br /&gt;
'''domain.env.ac.id.cssf''': this code is composed of a letter and six digits and has been provided to you by the CSSF (Example P123, should be written as “P000123”).&lt;br /&gt;
&lt;br /&gt;
The two others will be asked when installing (domain.en.ac.cd_auth and domain.env.ac.pwd)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_09.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Once the configuration finished, you can click on '''Control''' to check if there is a configuration error.&lt;br /&gt;
&lt;br /&gt;
The message ''No error in your setup'' means that the setup is correct.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_10.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If there are no errors, you can click on '''Save''' to save your actual configuration.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_11.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
To install the Sending Service, you have to click on the '''Install''' button.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
A pop-up window opens where you have to enter your passwords.&lt;br /&gt;
&lt;br /&gt;
If you do not use a proxy, you can leave a blank for the proxy password&amp;lt;br/&amp;gt;&lt;br /&gt;
If you need to send O4.1 or O4.2 reports enter also those :&amp;lt;br/&amp;gt;&lt;br /&gt;
CA Password = '''domain.env.ac.pwd''': this '''authentication password''' has been provided to you by the CSSF (postal mail).&amp;lt;br/&amp;gt;&lt;br /&gt;
CA Code = '''domain.en.ac.cd_auth''': this '''authentication code''' has been provided to you by the CSSF (postal mail).&amp;lt;br/&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_12.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Once finished a pop-up windows opens stating that the installation has been successful:&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_13.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
To start your Sending Service open the folder where you installed it and run the file '''run.bat''' or '''InstallServiceNT.bat''' if you want to install the Service as a '''Windows Service'''.&lt;br /&gt;
&lt;br /&gt;
[[Sending Service#Installation as a Windows Service|=&amp;gt; Installation as a Windows Service]]&lt;br /&gt;
&lt;br /&gt;
[[Sending Service#How to start the Sending Service|=&amp;gt; How to start the Sending Service]]&lt;br /&gt;
&lt;br /&gt;
[[Sending Service#How to stop the Sending Service|=&amp;gt; How to stop the Sending Service]]&lt;br /&gt;
&lt;br /&gt;
==Update==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; '''IMPORTANT:'''  &amp;lt;/span&amp;gt; before updating your Sending Service you have to [[Sending Service#How to stop the Sending Service|stop the Sending Service]].&lt;br /&gt;
&lt;br /&gt;
To update an &amp;lt;u&amp;gt; existing &amp;lt;/u&amp;gt; Sending Service you have to click the ''Update'' button.&lt;br /&gt;
&lt;br /&gt;
Then click on '''Check''' in order to verify if a new version is available.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_16.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If your Sending Service is up-to-date you will get the following message:&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_17.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If there is a new version of the Sending Service available the following window will appear:&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_18.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
To continue the update, click on Ok.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
During the first steps, the new version will be downloaded.&lt;br /&gt;
&lt;br /&gt;
Once you have reached step 3, the tool will ask you to select your old '''configuration''' file ('''.properties file''')&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_19.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The tool will automatically back-up of your old Sending Service. You have to wait until the process is finished.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_20.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Step 5 will be the '''configuration''' of the updated Sending Service. You have to click on '''Configuration''' to access the '''Configuration''' menu.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_21.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If there are changes in the configuration file of the Sending Service with the new version, the fields will be marked in red. You will have to select the proper setup and save the changes.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_22.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
Once the configuration finished, you can click on '''Control''' to check if there is a configuration error.&lt;br /&gt;
&lt;br /&gt;
The message ''No error in your setup'' means that the setup is correct.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_10.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If there are no errors, you can click on '''Save''' to save your actual configuration.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_11.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
To install the Sending Service, you have to click on the '''Install''' button.&lt;br /&gt;
&lt;br /&gt;
A pop-up window opens where you have to enter your passwords.&lt;br /&gt;
&lt;br /&gt;
''Note : If you do not use a proxy, you can leave a blank for the proxy password''&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_12.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
==Send logs==&lt;br /&gt;
&lt;br /&gt;
If you encounter issues with your Sending Service, you can use the Help function to send an email to the [[How to contact us|'''Client Support &amp;amp; Operations Desk''']].&lt;br /&gt;
&lt;br /&gt;
The tool will create automatically a zip file containing the log files of your Sending Service you can attach to the email.&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_23.png]]&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_24.png]]&lt;br /&gt;
&lt;br /&gt;
= Manual installation with Command Prompt = &lt;br /&gt;
&lt;br /&gt;
* Download the latest Sending Service version here: [https://www.e-file.lu/WSEfileFlex/SD/SD.zip '''Download latest Sending Service version''']&lt;br /&gt;
For UAT environment the latest version [https://homologation.e-file.lu/WSEfileFlex/SD/SD.zip '''is available here''']&lt;br /&gt;
&lt;br /&gt;
* Extract and copy the entire content of the directory ServiceDeposant in the Sending Service directory. Ensure that the directory is &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''not read only''' &amp;lt;/span&amp;gt;.&lt;br /&gt;
[[File:SD.png| 600 px]]&lt;br /&gt;
&lt;br /&gt;
* Copy your &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''keystore'''&amp;lt;/span&amp;gt; in the keystores folder of the Sending Service.&lt;br /&gt;
&lt;br /&gt;
* Copy the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''template_configInstall.properties'''&amp;lt;/span&amp;gt; file and rename it [sender''Name''].properties.&lt;br /&gt;
&lt;br /&gt;
* Complete the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''properties file'''&amp;lt;/span&amp;gt; as explained in [[Sending Service#Configuration of the properties file|'''Configuration of the properties file''']] chapter.&lt;br /&gt;
&lt;br /&gt;
* Install the new Sending Service:&lt;br /&gt;
 (-) Open Command Prompt&lt;br /&gt;
 (-) Move to the root folder of your new Sending Service (for example: C:\Program Files\e-file\ServiceDeposant\)&lt;br /&gt;
 (-) install.bat [sender''Name''].properties &lt;br /&gt;
 (-) enter the root path of your JRE (for example: C:\Program Files\Java\jre1.8) &lt;br /&gt;
 (-) Enter the password of the e-file Sending Service user &lt;br /&gt;
 (-) Enter the password of your keystore &lt;br /&gt;
 (-) Enter the password of your proxy if you use a proxy&lt;br /&gt;
 (-) Enter the O4.x password for CSSF/BCL if needed&lt;br /&gt;
 (-) Enter the O4.x authentication code for CSSF/BCL if needed&lt;br /&gt;
 (-) Press the ENTER key&lt;br /&gt;
 &lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; '''IMPORTANT:'''  &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
SECURITY ENHANCEMENTS (june 2023)&lt;br /&gt;
&lt;br /&gt;
The security settings of the Sending Service have been enhanced for O4.1 and O4.2 reports, the related passwords are now encrypted.&lt;br /&gt;
&lt;br /&gt;
Please note that the installation procedure of the Sending Service slightly changed due to the implementation of this feature:&lt;br /&gt;
&lt;br /&gt;
[[File:SD_CmdInstall.png | 800 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
At the end of the script you must get the following message: &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; '''BUILD SUCCESSFUL'''  &amp;lt;/span&amp;gt; indicating that the installation was successful.&lt;br /&gt;
&lt;br /&gt;
[[File:SD_CmdInstall_success.png | 200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; '''IMPORTANT:''' &amp;lt;/span&amp;gt; each time you make changes to the properties (configuration) file, you have to [[Sending Service#How to stop the Sending Service|stop the Sending Service]] before, make your changes and then install the Sending Service again.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== Configuration of the properties file ==&lt;br /&gt;
&lt;br /&gt;
The &amp;lt;u&amp;gt;.properties&amp;lt;/u&amp;gt; file (''template_configInstall.properties'') contains important information which are necessary to '''generate your configuration files''' during the physical installation. &lt;br /&gt;
&lt;br /&gt;
The latter are used to start and use the Sending Service.&lt;br /&gt;
&lt;br /&gt;
In other words :&lt;br /&gt;
&lt;br /&gt;
* &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''The &amp;lt;u&amp;gt;.properties&amp;lt;/u&amp;gt; file contains all the variables needed to run the Service Service.'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Any modification of the &amp;lt;u&amp;gt;.properties&amp;lt;/u&amp;gt; file must be followed by an installation of the Sending Service to be really applied.'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Please find below important information on how to configure your &amp;lt;u&amp;gt;.properties&amp;lt;/u&amp;gt; file.''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Please note, that at the end of setup, no '?' should remain in this file. &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''E-file configuration'''&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable;style=&amp;quot;background:#112233&amp;quot;&lt;br /&gt;
|-&lt;br /&gt;
! Variable &lt;br /&gt;
! Description&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| '''''efile.hostname=????''''' &lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''www.e-file.lu'''&amp;lt;/SPAN&amp;gt; for production environment,&amp;lt;br&amp;gt; or &amp;lt;br&amp;gt;&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''homologation.e-file.lu'''&amp;lt;/span&amp;gt; for test environment.&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| '''''efile.userId.Login=????'''''&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| e-file login of the Sending Service user (Example: abcSD)&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''keystore.path=@PROJECT_ROOT_PATH@/keystores/????.ks'''''&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| path of the keystore (xxxx.ks)&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| '''''lang.code=FR??EN'''''&lt;br /&gt;
|style=&amp;quot;width:100em&amp;quot;| language of the acknowledgement files&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''Proxy configuration'''&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable;style=&amp;quot;background:#112233&amp;quot;&lt;br /&gt;
|-&lt;br /&gt;
! Variable &lt;br /&gt;
! Description&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''proxy.required=false??true'''''&lt;br /&gt;
|style=&amp;quot;width:50em&amp;quot;| &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''true'''&amp;lt;/span&amp;gt; if a proxy is used to access the internet through HTTP or HTTPS.&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''proxy.host=???? &amp;lt;br&amp;gt; proxy.port=???? &amp;lt;br&amp;gt; proxy.user=???? &amp;lt;br&amp;gt; proxy.domainNTLM=????'''''&lt;br /&gt;
|style=&amp;quot;width:100em&amp;quot;| Complete all other parameters according your network infrastructure. &lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''Configuration of connection for authority acknowledgement / feedback files'''&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable;style=&amp;quot;background:#112233&amp;quot;&lt;br /&gt;
|-&lt;br /&gt;
! Variable &lt;br /&gt;
! Description&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''reportingXXXXXX.state=up??down'''''&lt;br /&gt;
|style=&amp;quot;width:50em&amp;quot;| All subsequent blocks in the .properties file corespond to a particular type of reporting.&lt;br /&gt;
&lt;br /&gt;
Please consult our [[Sending Service#Listener list|'''Listener list''']] to verify which reporting type is linked to which listener.&lt;br /&gt;
&lt;br /&gt;
Example: if you only have to sent FATCA reportings, the state of the listener reportingFATCA.state has to be up: '''reportingFATCA.state='''&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''up'''&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
The other listeners should be &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''down'''&amp;lt;/span&amp;gt;.&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''reportingXXXXXX.remoteDir'''''&lt;br /&gt;
|style=&amp;quot;width:50em&amp;quot;| &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Path to file location'''&amp;lt;/span&amp;gt; for the relevant reporting.&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''@PROJECT_ROOT_PATH@'''''&lt;br /&gt;
|style=&amp;quot;width:50em&amp;quot;| &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Dynamic parameter'''&amp;lt;/span&amp;gt; indicating the Sending Service installation path.&amp;lt;br&amp;gt;&lt;br /&gt;
To change if you want to locate the user working directory elsewhere on the server or another machine.&lt;br /&gt;
In this case, indicate the full path to file (separator = '/').&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''reportingXXXXXX.scheduleTime'''''''&lt;br /&gt;
|style=&amp;quot;width:50em&amp;quot;| &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Execution frequency'''&amp;lt;/span&amp;gt; of Window Service to process files from this folder (30mn by default). &lt;br /&gt;
Feel free to '''reduce this value, but do not fall below 5mn= &amp;lt;i&amp;gt;&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;300000&amp;lt;/span&amp;gt;&amp;lt;/i&amp;gt;'''.&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''reportingXXXXXX.deeplevel'''''''&lt;br /&gt;
|style=&amp;quot;width:100em&amp;quot;| &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;Number of '''sub-levels'''&amp;lt;/span&amp;gt; to scan.&amp;lt;br&amp;gt;&lt;br /&gt;
By default the value is &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''0'''&amp;lt;/span&amp;gt;, which means that only files at the root of the folder will be taken in account.&lt;br /&gt;
&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''Business environment properties'''&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable;style=&amp;quot;background:#112233&amp;quot;&lt;br /&gt;
|-&lt;br /&gt;
! Variable &lt;br /&gt;
! Description&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| '''''domain.descr'''''&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| Not relevant. You can provide '''abbreviated name''' of the Central Administration.&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| '''''domain.env.ac.id.cssf'''''&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| Your &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt; '''CSSF identifier'''&amp;lt;/span&amp;gt; of 7 characters, 1 letter and 6 numbers'''&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''domain.env.ac.id.bcl'''''&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| Your &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt; '''BCL identifier'''&amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| domain.env.ac.pwd&lt;br /&gt;
|style=&amp;quot;width:50em&amp;quot;| Doesn't appear anymore in the .properties, it will be asked when installing. &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Password'''&amp;lt;/span&amp;gt; of the Central Administration provided by the CSSF&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| domain.env.ac.cd_auth&lt;br /&gt;
|style=&amp;quot;width:100em&amp;quot;| Doesn't appear anymore in the .properties, it will be asked when installing. &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Authentication code'''&amp;lt;/span&amp;gt; of the Central Administration provided by the CSSF.&lt;br /&gt;
&lt;br /&gt;
The CSSF has provided you in an official letter your &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''password'''&amp;lt;/span&amp;gt; and &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''authentication code'''&amp;lt;/span&amp;gt;. The above mentioned IDs, passwords and codes are necessary for the successful processing of the O4.1, O4.2; O1.2 and the former O1.1 reporting.&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''Configuration of monitoring'''&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable;style=&amp;quot;background:#112233&amp;quot;&lt;br /&gt;
|-&lt;br /&gt;
! Variable &lt;br /&gt;
! Description&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| '''''mon.app.heartbeat=false'''''&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| If parameter is &amp;quot;true&amp;quot;, we will be able to send you an alert if an interruption of your service is detected on our side (within 72 hours). &lt;br /&gt;
'''Should you want to use this feature feel free to contact us'''&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| '''''mon.app.origin=????'''''&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Unique name'''&amp;lt;/span&amp;gt; , without space, to enable us to identify your Sending Service. Not mandatory.&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''mon.task.dist.period=60000'''''&lt;br /&gt;
|style=&amp;quot;width:100em&amp;quot;| Frequency of the heartbeat (here 60000 milliseconds, 1 min). The monitoring window is set to 9 minutes. At  least  one  heartbeat  must  have been registered during this interval otherwise the Sending Service is considered as down. &lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
== Listener list ==&lt;br /&gt;
&lt;br /&gt;
{|border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|-&lt;br /&gt;
! Listener&lt;br /&gt;
! Sending Service folder&lt;br /&gt;
! Reporting type&lt;br /&gt;
! Business group&lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''Internal &amp;lt;br /&amp;gt; Technical &amp;lt;br /&amp;gt; Business ID''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''Please be informed that the listener '''efile.listener.state''' is no longer available in the properties file''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;                     &lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''-''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''-''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''-''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;    &lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''-''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''Please be informed that the listener '''efile.replies.listener.state''' is no longer available in the properties file''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;                     &lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''-''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''-''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''-''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;    &lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''-''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingMMF=up&lt;br /&gt;
|(-) ReportingDiffusion/MMF''&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - MMF&lt;br /&gt;
| Money Market Fund Reporting&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''83-Money Market Fund Reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingOPC.automatique.state=up&lt;br /&gt;
|(-) ReportingDiffusion/OPC/envoi_Automatique/fichiersCCLUX&amp;lt;br&amp;gt;&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''(-) ReportingDiffusion/OPC/envoi_Automatique/fichiersCCLUX/Enrichment''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''(-) ReportingDiffusion/OPC/envoi_Automatique/TPT_FINESTI''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Investment Funds: O4.1, O4.2, O1.2, U1.1&amp;lt;br&amp;gt;BCL : S1.3, S1.6, S2.13, TPTOBS, S4.4, S2.20 &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''8-Transmission of UCI regulatory reports''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingOPCExportXLS.automatique.state=up&lt;br /&gt;
| ReportingDiffusion/OPC/envoi_Automatique/ExportXLS&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Investment Funds: O4.1, O4.2, O1.2, U1.1&amp;lt;br&amp;gt;BCL : S1.3, S1.6, S2.13, TPTOBS&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''8-Transmission of UCI regulatory reports''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingOPC.envoi_Historique.state=up&lt;br /&gt;
| ReportingDiffusion/OPC/envoi_Historique/fichiersCCLUX&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Investment Funds: O4.1, O4.2, O1.2, U1.1&amp;lt;br&amp;gt;BCL: S1.3, S1.6, S2.13, TPTOBS&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''8-Transmission of UCI regulatory reports''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingOPC.semiAuto.state=up&lt;br /&gt;
| n/a&lt;br /&gt;
| n/a&lt;br /&gt;
| n/a&lt;br /&gt;
| n/a&lt;br /&gt;
|-&lt;br /&gt;
|reportingVni.state=up&lt;br /&gt;
|ReportingDiffusion/VNI&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|- &lt;br /&gt;
| reportingDividende.state=up&lt;br /&gt;
| ReportingDiffusion/Dividendes&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingTAF.state=up&lt;br /&gt;
| (-) ReportingDiffusion/TAF&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''(-) OBSOLETE:  ReportingDiffusion/TAF/declaration_Transaction''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''(-) OBSOLETE: ReportingDiffusion/TAF/annulation_Transaction''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''(-) OBSOLETE: ReportingDiffusion/TAF/annulation_Rapport''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF: transactions in financial instruments (TAF)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Report TAF-MIFID&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''71-MiFIR reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
|-&lt;br /&gt;
| reportingTAF.state=up&lt;br /&gt;
| (-) ReportingDiffusion/TAF&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''(-) OBSOLETE:  ReportingDiffusion/TAF/declaration_Transaction''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''(-) OBSOLETE: ReportingDiffusion/TAF/annulation_Transaction''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''(-) OBSOLETE: ReportingDiffusion/TAF/annulation_Rapport''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF: transactions in financial instruments (TAF)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Report TAF-MIFID&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''71-MiFIR reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingIORP.state=up&lt;br /&gt;
| ReportingDiffusion/IORP&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019 &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Report IORP&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''80''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingCOREP.state=up&lt;br /&gt;
| ReportingDiffusion/COREP&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF:&amp;lt;br&amp;gt; SCOREP; SLAREX; SLCRXX; SNSFRX; SALMXX; CCOREP;&amp;lt;br&amp;gt;CLAREX; LCRXX; CNSFRX; CALMXX; CFINRP; SFINRP;&amp;lt;br&amp;gt;AEXXX; SAEXXX; CFPXXX; SFPXXX; CSBPXX;&amp;lt;br&amp;gt;SSBPXX; CSBPIM; SSBPIM; CLCRDA; SLCRDA; ALMXXX&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''72-COREP reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingFINREP.state=up&lt;br /&gt;
| ReportingDiffusion/FINREP&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF: B2.4; B2.5; LCRDAX&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''73-FINREP reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingFINREP.EDIFACT.state=up&lt;br /&gt;
| ReportingDiffusion/FINREP/EDIFACT_CSSF&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF: B4.4&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting EDIFACT&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''16-Edifact''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingBOP.state=up&lt;br /&gt;
| ReportingDiffusion/BOP&lt;br /&gt;
| &amp;lt;small&amp;gt;BCL - Credit institutions: Balance of payments (BOP1.1; BOP1.2)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Balance des Paiements&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''12-Edifact reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingBCLStat.state=up&lt;br /&gt;
| ReportingDiffusion/BCL_Statistics&lt;br /&gt;
| &amp;lt;small&amp;gt;BCL - Credit institutions: S0.1; S1.1; S1.4; S1.5; S1.8; S1.9;S1.12&amp;lt;br&amp;gt;S2.5-L; S2.5-N; S2.8; S2.9-L; S2.9-N; S3.2&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''13-BCL statistics''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| reportingAnacredit.state=up&lt;br /&gt;
| ReportingDiffusion/Anacredit&lt;br /&gt;
| &amp;lt;small&amp;gt;ANTREF; ANTT1M; ANTT2M; ANTT2Q&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport Anacredit&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''74 ANACREDIT reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| reportingSecurisation.state=up&lt;br /&gt;
| ReportingDiffusion/Securisation&lt;br /&gt;
| &amp;lt;small&amp;gt;BCL - Securitation vehicles: S2.14; S2.15; TPTTBS&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Véhicule titrisation&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''23-Véhicule titrisation''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
|reportingSecurisationS2.14ExportXLS.state=up&amp;lt;br&amp;gt;reportingSecurisationS2.15ExportXLS.state=up&amp;lt;br&amp;gt;reportingSecurisationTPTTBSExportXLS.state=up&lt;br /&gt;
| ReportingDiffusion/Securisation/ExportXLS&lt;br /&gt;
| &amp;lt;small&amp;gt;BCL - Securitation vehicles:S2.14; S2.15; TPTTBS&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Véhicule titrisation&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''23-Securitisation vehicule''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingTPTB.state=up&lt;br /&gt;
| ReportingDiffusion/TPT&lt;br /&gt;
| &amp;lt;small&amp;gt;BCL - Credit institutions: TPTBBL; TPTBBN; TPTBHR; TPTBHN&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Titre par Titre Bancaire&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''20-Security by security reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingTPTBExportXLS.state=up&lt;br /&gt;
| ReportingDiffusion/TPT/ExportXLS&lt;br /&gt;
| &amp;lt;small&amp;gt;BCL - Credit institutions: TPTBBL; TPTBBN; TPTBHR; TPTBHN&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Titre par Titre Bancaire&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''20-Security by security reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingESP.state=up&lt;br /&gt;
| ReportingDiffusion/ESP&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF: Special Enquiries (ESPREP)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport Enquête&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''15-CSSF polls''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingPSF.state=up&lt;br /&gt;
| ReportingDiffusion/PSF&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Professional of the financial sector (PSFREP)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport PSF&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''18-PSF reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingSICAR.state=up&lt;br /&gt;
| ReportingDiffusion/SICAR&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - SICAR&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport SICAR&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''17-SICAR reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingOTH.state=up&lt;br /&gt;
| ReportingDiffusion/OTH&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Other reporting (OTHREP)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting OTHER (CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''19-OTHER reporting (CSSF)''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingRFOPC.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/REPORT_OPC&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF UCI: &amp;lt;br /&amp;gt; (-) Annual Report (AR) &amp;lt;br /&amp;gt; (-) Semi-annual report (SR) &amp;lt;br /&amp;gt; (-) Letter of explanation (LE) &amp;lt;br /&amp;gt; (-) Other periodic report(RO) &amp;lt;br /&amp;gt; (-) Movements in the securities portfolios (MP)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| reportingRAFIS.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/REPORT_FIS&lt;br /&gt;
| &amp;lt;small&amp;gt; CSSF SIF:  &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Annual Report (AR) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Semi-annual report (SR) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Letter of explanation (LE) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Other periodic report (RO) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Movements in the securities portfolios (PM)&amp;lt;/small/&amp;gt; &amp;lt;br /&amp;gt; &lt;br /&gt;
 &amp;lt;small&amp;gt; SICAR: &amp;lt;br /&amp;gt;&lt;br /&gt;
(-) Annual Report (AR) &amp;lt;br /&amp;gt;&lt;br /&gt;
(-) Annual Report (RO) &amp;lt;/small/&amp;gt; &lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingPOPC.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/PROSP_OPC&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF UCI: &amp;lt;br /&amp;gt; (-) Prospectus (PC)  &amp;lt;br /&amp;gt; (-) Simplified prospectus (PS) &amp;lt;br /&amp;gt; (-) Letter of explanation (LE)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingPFIS.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/PROSP_FIS&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF SIF: &amp;lt;br /&amp;gt; (-) Prospectus (PC)  &amp;lt;br /&amp;gt; (-) Offering document (DE) &amp;lt;br /&amp;gt; (-) Letter of explanation (LE)&amp;lt;/small/&amp;gt; &lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingKID.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/KID_OPC&lt;br /&gt;
| &amp;lt;small&amp;gt; Key Investor Information Document (KID) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) O: OPC Law 2010 and Law 2007 &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) K: SICAR &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) V: non-reglem. &amp;lt;br /&amp;gt; &lt;br /&gt;
[[Sending Service#Automating process for KID packages|=&amp;gt; Automated process for KID packages]]&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingMR.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/MGMT_REGUL&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Management Regulations of UCITS (MR)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingAI.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/ART_INCORP&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Articles of Incorporation of UCITS (AI)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingML.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/MGMT_LETTER&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Management Letters (ML) &amp;lt;br /&amp;gt;&lt;br /&gt;
(-) O: OPC Law 2010 and Law 2007 &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) K: SICAR &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) V: non-reglem. &amp;lt;br /&amp;gt; &lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingLF.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/LONG_FORM&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Long Form reports (LF)&lt;br /&gt;
(-) O: OPC Law 2010&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
|reportingMLGFI.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/MGMT_GFI&lt;br /&gt;
|&amp;lt;small&amp;gt; CSSF &amp;lt;br /&amp;gt;&lt;br /&gt;
CSSF-Management Letter of Investment Fund Managers (IFM EN) &amp;lt;br /&amp;gt;&lt;br /&gt;
Gestionnaires des fonds d'investissement (GFI FR)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingRGFI.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/REPORT_GFI&lt;br /&gt;
|&amp;lt;small&amp;gt; CSSF &amp;lt;br /&amp;gt;&lt;br /&gt;
Annual management company report &amp;lt;br /&amp;gt;&lt;br /&gt;
Management company report, other frequency &amp;lt;br /&amp;gt;&lt;br /&gt;
Explanation letter&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingDOC_OTH.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/OTHER&lt;br /&gt;
|&amp;lt;small&amp;gt; CSSF &amp;lt;br /&amp;gt;&lt;br /&gt;
Auditor's report (RR) &amp;lt;br /&amp;gt;&lt;br /&gt;
Explanation letter (LE) (for funds or Sicar, CSSF codification S or A) &amp;lt;br /&amp;gt;&lt;br /&gt;
Report Hong Kong Securities and Futures (HK)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingCSDR.state=up&lt;br /&gt;
| ReportingDiffusion/CSDR&lt;br /&gt;
|&amp;lt;small&amp;gt; CSSF &amp;lt;br /&amp;gt;&lt;br /&gt;
Report CSDR&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting CSDR-9 &lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''78-Reporting CSDR''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingGFI.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/DOC_GFI&lt;br /&gt;
| &amp;lt;small&amp;gt; CSSF &amp;lt;br /&amp;gt;&lt;br /&gt;
CSSF-Management Letter of Investment Fund Managers (IFM EN) &amp;lt;br /&amp;gt;&lt;br /&gt;
Gestionnaires des fonds d'investissement (GFI FR)&lt;br /&gt;
&lt;br /&gt;
(-) Risk management function(GR) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) OPCVM instruments information (ID) &amp;lt;br /&amp;gt;&lt;br /&gt;
(-) Compliance Function (FC)&amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Internal audit function report (IA)&amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Complaints handling (TP) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Authorized third party complaints (LP) &amp;lt;br /&amp;gt;&lt;br /&gt;
(-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;  &lt;br /&gt;
(-) Organization chart (OG) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Mandates table (TM) &amp;lt;br /&amp;gt;  &lt;br /&gt;
(-) Delegates of RFI (RD) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Branch activity (AS), &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Own funds ratio (FP) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Risk management procedure AIFM (PN) &amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingAML-AIFM-REG.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/AML_AIFM_REG&lt;br /&gt;
| &amp;lt;small&amp;gt; CSSF &amp;lt;br /&amp;gt;&lt;br /&gt;
CSSF-Management Letter of Investment Fund Managers (IFM EN) &amp;lt;br /&amp;gt;&lt;br /&gt;
Gestionnaires des fonds d'investissement (GFI FR)&lt;br /&gt;
&lt;br /&gt;
(-) Letter of explanation (LE) &amp;lt;br /&amp;gt; &lt;br /&gt;
&lt;br /&gt;
&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingCD.state=up&lt;br /&gt;
| ReportingDiffusion/Various_Correspondence&lt;br /&gt;
| &amp;lt;small&amp;gt;BCL - Other reporting (OTX)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting OTHER (BCL)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''22-Various correspondence (OTH=&amp;gt; BCL)''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingSGO.state=up&lt;br /&gt;
| ReportingDiffusion/SGO&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Management company reporting (SGOREP)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport Société de Gestion&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''26-Management company''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingDOCBNK.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_BNK&lt;br /&gt;
| &amp;lt;small&amp;gt; AR: Annual Report &amp;lt;br /&amp;gt; &lt;br /&gt;
AS: Annual report consolidated &amp;lt;br /&amp;gt; &lt;br /&gt;
CO: Compliance Report &amp;lt;br /&amp;gt; &lt;br /&gt;
GR: Governance Report &amp;lt;br /&amp;gt; &lt;br /&gt;
IA: Internal Audit Report &amp;lt;br /&amp;gt; &lt;br /&gt;
IC: ICAAP &amp;lt;br /&amp;gt; &lt;br /&gt;
ID: ICAAP Consolidated &amp;lt;br /&amp;gt;  &lt;br /&gt;
LF: Long Form Report &amp;lt;br /&amp;gt; &lt;br /&gt;
LC: Long Form consolidated &amp;lt;br /&amp;gt; &lt;br /&gt;
LD: Long form branch or specific participation &amp;lt;br /&amp;gt; &lt;br /&gt;
ML: ManagementLetter &amp;lt;br /&amp;gt;  &lt;br /&gt;
MC: Management letter consolidated &amp;lt;br /&amp;gt; &lt;br /&gt;
RC: Risk Control Report &amp;lt;br /&amp;gt; &lt;br /&gt;
RP: Recovery Plan &amp;lt;br /&amp;gt; &lt;br /&gt;
SC: Single Customer View &amp;lt;br /&amp;gt;  &lt;br /&gt;
LG: Reconciliation LuxGAAP FINREP &amp;lt;br /&amp;gt;&lt;br /&gt;
RR: Results distribution &amp;lt;br /&amp;gt; &lt;br /&gt;
BD: AC member list &amp;lt;br /&amp;gt; IL: ILAAP &amp;lt;br /&amp;gt; IM: ILAAP consolidated &lt;br /&gt;
&amp;lt;br /&amp;gt; &lt;br /&gt;
AC: Audit report on AML/CTF &amp;lt;br /&amp;gt; &lt;br /&gt;
MF: Audit report on rules of conduct &amp;lt;br /&amp;gt; &lt;br /&gt;
MM: Head quarter annual report &amp;lt;br /&amp;gt; &lt;br /&gt;
RE: Report on out-of-court complaint resolution &amp;lt;br /&amp;gt; &lt;br /&gt;
TR: Table on out-of-court complaint resolution &amp;lt;br /&amp;gt; &lt;br /&gt;
AD: Circ. 18/697 annexe1 &amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
| Reporting  des  établissements  de  crédit&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''27-Reporting of credit institutions''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingEDP.state=up&lt;br /&gt;
| ReportingDiffusion/EDP&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Payment instituions (EDPREP): Z1.1; Z1.2; Z1.4; Z2.1 &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''29-Periodic reporting scheme for payment instituions (EDP)''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingEME.state=up&lt;br /&gt;
| ReportingDiffusion/EME&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Electronic money instituions (EMEREP): W1.1; W1.2; W1.3; W1.4; W2.1  &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''34-Electronic money reporting (EME)''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingPubDiffu.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/PUB_FINESTI&amp;lt;br&amp;gt;ReportingDiffusion/DOC_OPC_NOT_LU/PUB_FINESTI&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''32-Envoi pour publication/diffusion''&amp;lt;br&amp;gt;''33-Envoi pour publication/diffusion OPC non LU''   &amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingOPCNONLU.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_OPC_NOT_LU/LOCAL_REGISTRATION&amp;lt;br&amp;gt;ReportingDiffusion/DOC_OPC_NOT_LU/LOCAL_NOTIFICATION&lt;br /&gt;
| &amp;lt;small&amp;gt;HOST_UPDATE: [[Sending Service#Automating process for KID packages|Automated process for KID packages]]&amp;lt;/small/&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''30-Enregistrement pour OPC non LU''&amp;lt;br&amp;gt;''31-Notification pour OPC non LU''    &amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingMAJDOCLU.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/HOST_UPDATE&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''37-Enregistrement/Mise à jour de documents Fond LU vers pays HOST''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingSE.state=up&lt;br /&gt;
| ReportingDiffusion/SE&lt;br /&gt;
| &amp;lt;small&amp;gt; BCL - Financial companies: S2.16; S2.17; TPTIBS&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting des sociétés émettrices&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''35-Issuing companies reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingSEExportXLS.state=up&lt;br /&gt;
| ReportingDiffusion/SE/ExportXLS&lt;br /&gt;
| &amp;lt;small&amp;gt; BCL - Financial companies: S2.16; S2.17; TPTIBS&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting des sociétés émettrices&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''35-Issuing companies reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingSETransfoXLS.state=up&lt;br /&gt;
| ReportingDiffusion/SE&lt;br /&gt;
| &amp;lt;small&amp;gt; BCL - Financial companies: S2.16; S2.17; TPTIBS&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting des sociétés émettrices&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''35-Issuing companies reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingASS.state=up&lt;br /&gt;
| ReportingDiffusion/ASS&lt;br /&gt;
| &amp;lt;small&amp;gt; BCL - Insurance companies: S0218-L; S0219-L; S0403-L; TPTASS &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting BCL pour les assurances&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''63-Reporting BCL pour les assurances''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingASSExportXLS.state=up&lt;br /&gt;
| ReportingDiffusion/ASS/ExportXLS&lt;br /&gt;
| &amp;lt;small&amp;gt; BCL - Insurance companies: S0218-L; S0219-L; S0403-L; TPTASS &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting BCL pour les assurances&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''63-BCL report for insurances''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingASSTransfoXLS.state=up&lt;br /&gt;
| ReportingDiffusion/ASS&lt;br /&gt;
| &amp;lt;small&amp;gt; BCL - Insurance companies: S0218-L; S0219-L; S0403-L; TPTASS &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting BCL pour les assurances&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''63-BCL report for insurances''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingDP.state=up&lt;br /&gt;
| ReportingDiffusion/CDP&lt;br /&gt;
| &amp;lt;small&amp;gt; BCL - Data on payment operation: V 1.1 - V 1.14 &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''36-Data on payment instruments and operations''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingNotifUcitsIV.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/NOTIFICATIONS_UCITSIV&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''28-UCITS IV notification''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingFINESTI.state=up&amp;lt;br&amp;gt;reportingLIBFINLU.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/LIBRARY_FINESTI&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingLIBFINNOTLU.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_OPC_NOT_LU/LIBRARY_FINESTI&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''OBSOLETE : reportingCRF.state=up''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''n/a''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''n/a''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''n/a''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''n/a''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''OBSOLETE : reportingCRFEncrypted.state=up''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''n/a''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''n/a''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''n/a''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''n/a''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingAIF.state=up&lt;br /&gt;
| ReportingDiffusion/AIF&lt;br /&gt;
| &amp;lt;small&amp;gt; CSSF - Alternative Investment Fund managers: AIF / AIFM &amp;lt;/small/&amp;gt;&lt;br /&gt;
| (-) AIF &amp;lt;br /&amp;gt; (-) AMfine&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''54-AIFMD reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingFATCA.state=up&lt;br /&gt;
| ReportingDiffusion/FATCA&lt;br /&gt;
| &amp;lt;small&amp;gt; ACD - Financial Institutions - Foreign Account Tax Compliance Act (FATCA) &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport FATCA&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''60-FATCA reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingCAA.state=up&lt;br /&gt;
| ReportingDiffusion/CAA&lt;br /&gt;
| &amp;lt;small&amp;gt; (-) CAA - Rapports narratifs (N01-N10 &amp;lt;br /&amp;gt; (-) CAA - XBRL reports Solvency II (S01-S23) &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting CAA|&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''63-BCL report for insurances|''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingCRS.state=up&lt;br /&gt;
| ReportingDiffusion/CRS&lt;br /&gt;
| &amp;lt;small&amp;gt; ACD - Financial Institutions - Common Reporting Standard (CRS) &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting CRS&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''68-CRS reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingGRP_BNK.state=up&lt;br /&gt;
| ReportingDiffusion/GRP_BNK&lt;br /&gt;
| &amp;lt;small&amp;gt;«SHS-Group» report &amp;lt;/small/&amp;gt;&lt;br /&gt;
| BCL SHS report&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''75-SHS Reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingUCIAR.state=up&lt;br /&gt;
| ReportingDiffusion/UCIAR&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF UCIAR &amp;lt;/small/&amp;gt;&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''86-UCIAR Reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| reportingESP.state=up&lt;br /&gt;
| ReportingDiffusion/ESP&lt;br /&gt;
| &amp;lt;small&amp;gt;ICS reporting &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport Enquête&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''15-CSSF polls''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| reportingCAADoraROI=up&lt;br /&gt;
| ReportingDiffusion/CAA&lt;br /&gt;
| &amp;lt;small&amp;gt;DORA Register of Information&amp;lt;/small/&amp;gt;&lt;br /&gt;
| CAA reporting&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''62-CAA reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| reportingCAADoraDIN.state=up&lt;br /&gt;
| ReportingDiffusion/CAA&lt;br /&gt;
| &amp;lt;small&amp;gt;DORA Incident Reporting&amp;lt;/small/&amp;gt;&lt;br /&gt;
| CAA reporting&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''62-CAA reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| reportingPDAOFI.state=up&lt;br /&gt;
| ReportingDiffusion/PDAOFI&lt;br /&gt;
| &amp;lt;small&amp;gt;PDAOFI Reporting&amp;lt;/small/&amp;gt;&lt;br /&gt;
| self-assessment questionnaire PDAOFI&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''88-PDAOFI reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
= Installation as a Windows Service =&lt;br /&gt;
&lt;br /&gt;
Once the installation the Sending Service is completed, the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''InstallServiceNT.bat'''&amp;lt;/span&amp;gt; file is available and you can complete your Sending Service installation by creating the Windows Service &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''ServiceDeposant'''&amp;lt;/span&amp;gt;.&lt;br /&gt;
&lt;br /&gt;
Execution frequency of Window Service ServiceDeposant to process files from this folder is 30mn by default [[Sending_Service#Configuration of the properties file | =&amp;gt; Configuration of the properties file]].&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Double click the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''InstallServiceNT.bat'''&amp;lt;/span&amp;gt; file.&lt;br /&gt;
&lt;br /&gt;
[[File:InstallServiceNT.png|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &lt;br /&gt;
A Command Prompt window opens up and closes as quickly as it popped up. The new Windows Service &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''ServiceDeposant'''&amp;lt;/span&amp;gt; is now available.&lt;br /&gt;
&lt;br /&gt;
[[Sending Service#How to start the Sending Service|=&amp;gt; How to start the Sending Service]]&lt;br /&gt;
&lt;br /&gt;
[[Sending Service#How to stop the Sending Service|=&amp;gt; How to stop the Sending Service]]&lt;br /&gt;
&lt;br /&gt;
[[File:WindowsService.png]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;IMPORTANT&amp;lt;/u&amp;gt;: Please ensure the '''Sending Service user''' that is linked to this Windows Service has &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Internet rights'''&amp;lt;/span&amp;gt;  (=&amp;gt; Right click on ''Service deposant'' &amp;gt; select ''Properties'' &amp;gt; select ''Log On'' tab).&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If you want to uninstall the Windows Service, please double click the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''UninstallServiceNT.bat'''&amp;lt;/span&amp;gt; file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
= Installation on Unix/Linux =&lt;br /&gt;
&lt;br /&gt;
*Move to the ServiceDeposant directory&lt;br /&gt;
&amp;lt;u&amp;gt; Example &amp;lt;/u&amp;gt;: /opt/ServiceDeposant/ &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
*Check that you have execution rights (x) on the Install.sh file&lt;br /&gt;
&amp;lt;u&amp;gt; Example &amp;lt;/u&amp;gt;: ls -l&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
*If not, just add this right using the chmod command&lt;br /&gt;
&amp;lt;u&amp;gt; Example &amp;lt;/u&amp;gt;: chmod 755 install.sh&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
*Launch Install.sh with the configuration file as parameter&lt;br /&gt;
&amp;lt;u&amp;gt; Example &amp;lt;/u&amp;gt;: install.sh config.properties &lt;br /&gt;
&lt;br /&gt;
*Press the Enter key and enter the Java path when requested&lt;br /&gt;
&lt;br /&gt;
*Press the Enter key again and wait for the ‘BUILD SUCCESSFUL’ message.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* Once installed, launch the run.sh to run the sending service&lt;br /&gt;
&lt;br /&gt;
= How to start the Sending Service =&lt;br /&gt;
&lt;br /&gt;
* Double click the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''run.bat'''&amp;lt;/span&amp;gt; command available at the root folder of your Sending Service&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
In the case you created a '''Windows Service''' &lt;br /&gt;
&lt;br /&gt;
* Double click the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''StartService NT.bat'''&amp;lt;/span&amp;gt; command available at the root folder of your Sending Service&lt;br /&gt;
&lt;br /&gt;
or&lt;br /&gt;
&lt;br /&gt;
* Browse to the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Windows Services'''&amp;lt;/span&amp;gt; console (''Start &amp;gt; Control Panel &amp;gt; Administrative Tools &amp;gt; Services'') and right click the '''ServiceDeposant''' service and start the service.&lt;br /&gt;
&lt;br /&gt;
[[File:WindowsService.png]] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The message *Fin Ok* means that the installation was successful.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
= How to stop the Sending Service =&lt;br /&gt;
&lt;br /&gt;
* If you launched the Sending Service using the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''run.bat'''&amp;lt;/span&amp;gt; command, you can stop it pressing the keys Ctrl+C+Y.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
In the case you created a '''Windows Service''' &lt;br /&gt;
&lt;br /&gt;
* Double click the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''StopService NT.bat'''&amp;lt;/span&amp;gt; command available at the root folder of your Sending Service&lt;br /&gt;
&lt;br /&gt;
or&lt;br /&gt;
&lt;br /&gt;
* Browse to the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Windows Services'''&amp;lt;/span&amp;gt; console (''Start &amp;gt; Control Panel &amp;gt; Administrative Tools &amp;gt; Services'') and right click the '''ServiceDeposant''' service and stop the service.&lt;br /&gt;
&lt;br /&gt;
[[File:WindowsService.png]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
= Automatic and semi-automatic sending of O4.1 and O4.2 reports =&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: red;&amp;gt;'''Changed on July 2023'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
For [http://www.cssf.lu/en/supervision/ivm/ucits/legal-reporting/ '''O4.1 and O4.2 reports'''] the [http://www.cssf.lu/en/supervision/'''CSSF'''] is expecting  '''EDIFACT''' file format (ISO 9735).&lt;br /&gt;
&lt;br /&gt;
Please note that you have to generate yourself a '''flat text file''' for these reports, which, once dropped into the dedicated directory of the Sending Service, will be transformed into the expected EDIFACT format.&lt;br /&gt;
&lt;br /&gt;
'''The structure of the flat file is detailed in the document [[Media:StructMess_EN.pdf|Structure of messages for interface files from fund manager host system]], pages 8 to 14.'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The Sending Service provides two sending ways :&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Automatic sending&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
In this case, the flat files must be dropped into the '''OPC\envoi_Automatique\fichiersCCLUX''' folder of your Sending Service.&lt;br /&gt;
&lt;br /&gt;
If the flat file is well formed, the reports are '''changed to ''.T62'' for O4.1, respectively ''.T63'' for O4.2''' into the subfolder '''Edifact''' by default ([[#IdBothCasesEdifact |see how to change it]]).&lt;br /&gt;
&lt;br /&gt;
On sending, the ''.T6x'' is transformed into ''.trt''. &lt;br /&gt;
If the sending is OK, a ''.acq'' is generated otherwise a ''.err''. All this in the Edifact subdirectory.&amp;lt;br/&amp;gt;&lt;br /&gt;
If nothing appears in the Edifact subdirectory, it means that things are not going well.&amp;lt;br/&amp;gt;&lt;br /&gt;
&amp;lt;blockquote&amp;gt;You must check the Edifact subfolder for .acq or .err&amp;lt;/blockquote&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Note : The .err that may be temporary generated within the PDF file for O4.2 reports must be ignored.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Semi-automatic sending&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
If you want to use this kind of sending, you have to drop your flat file into the '''OPC\envoi_SemiAutomatique\fichiersCCLUX_aTraiter''' folder of your Sending Service, where it will be converted to a PDF file and stored in the '''OPC\envoi_SemiAutomatique\fichiersPDF_aValider''' folder.&lt;br /&gt;
&lt;br /&gt;
The PDF file allows you to check the data of your flat file in a more user friendly way before you transmit it to the supervisory authority.&lt;br /&gt;
&lt;br /&gt;
Once checked/validated, the PDF file must be dragged into '''OPC\envoi_SemiAutomatique\fichiersPDF_aEnvoyer''' folder.&lt;br /&gt;
&lt;br /&gt;
After being checked for errors,   the reports are '''changed to ''.T62'' for O4.1, respectively ''.T63'' for O4.2''' into the subfolder '''Edifact''', &amp;lt;span style=&amp;quot;color: red;&amp;gt;BE CAREFUL : this folder is in OPC\envoi_Automatique\fichiersCCLUX\'''Edifact''' by default.&amp;lt;/span&amp;gt;([[#IdBothCasesEdifact |see how to change it]])&lt;br /&gt;
&lt;br /&gt;
On sending, the ''.T6x'' is transformed into ''.trt''. &lt;br /&gt;
If the sending is OK, a ''.acq'' is generated otherwise a ''.err''. All this in the Edifact subdirectory.&amp;lt;br/&amp;gt;&lt;br /&gt;
If nothing appears in the Edifact subdirectory, it means that things are not going well.&amp;lt;br/&amp;gt;&lt;br /&gt;
&amp;lt;blockquote&amp;gt;You must check the Edifact folder for .acq or .err&amp;lt;/blockquote&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div id=&amp;quot;IdBothCasesEdifact&amp;quot;&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;u&amp;gt;In both cases&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* The reports sent are .T62, resp. .T63, you will find them into the transmission follow-up with such names. The CSSF answsers with EDOFBR....xml files as feedbacks.&amp;lt;br/&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* The .ack files are not sent anymore, even for the O4.1 Fundsquare file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* The '''Edifact results subfolder''' is the same for the two ways of sending : automatic and semi-automatic. You can choose the one you want by changing the property '''''reportingOPC.automatique.edifact.remoteDir''''' into the .properties file. In the installation assistant (assistantSD), this property is under reportingOPC.automatic.state's button 'More'. &amp;lt;br&amp;gt;Then install again to enable it.&lt;br /&gt;
&lt;br /&gt;
= Automating process for KID packages =&lt;br /&gt;
&lt;br /&gt;
In the context of KID updates to be filed to the CSSF, it is possible to set up the automatic sending of KIDs packages (.zip files) from our server to your Sending Service. Once the Sending Service has received the KIDs, they are copied in one of the following directory:&lt;br /&gt;
&lt;br /&gt;
'''Luxembourgish fund'''&lt;br /&gt;
 \ReportingDiffusion\DOC_FIS_OPC\KID_OPC&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''Foreign fund'''&lt;br /&gt;
 \ReportingDiffusion\DOC_OPC_NOT_LU\HOST_UPDATE&lt;br /&gt;
&lt;br /&gt;
Then the files are sent to the CSSF in the usual way.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If you want to use this feature, please&lt;br /&gt;
* Install the Sending Service [[Sending Service#Installation with Sending Service Installer|'''=&amp;gt; Installation with Sending Service Installer''']] or [[Sending Service#Manual installation with Command Prompt|'''=&amp;gt;  Manual installation with Command Prompt''']] &lt;br /&gt;
* Ensure that the listeners &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''reportingOPCNONLU.state'''&amp;lt;/span&amp;gt; and  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''reportingKID.state''' &amp;lt;/span&amp;gt; in your properties file are &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''=up'''&amp;lt;/span&amp;gt;&lt;br /&gt;
* Contact our Regulatory Service department and request the installation of this specific feature.&lt;br /&gt;
* Generate the KID package (.zip file) in the UCITS IV Document Management application (https://www.e-file.lu). Please note that in some cases an automated process on our servers can be installed.&lt;br /&gt;
&lt;br /&gt;
Do not hesitate to contact our [[How to contact us|'''Client Support &amp;amp; Operations Desk''']] if you need further assistance.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
= Sending progress and follow up =&lt;br /&gt;
&lt;br /&gt;
== Transmission following ==&lt;br /&gt;
&lt;br /&gt;
Here are the default transmission followup files that are created depending on the state in the transmission workflow.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: left;&amp;quot;&amp;gt;&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|-&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''File extension'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Description'''&lt;br /&gt;
|-&lt;br /&gt;
||&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;''' .trt'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
|| &amp;lt;u&amp;gt; Example &amp;lt;/u&amp;gt;: file processing of '''FileName.ext'''&lt;br /&gt;
Once the file has been dropped into the appropriate folder, the Sending Service will start processing it and rename it as follows:&lt;br /&gt;
&lt;br /&gt;
'''FileName.ext_YYYYMMDDhhmmssmmm.'''&amp;lt;span style=&amp;quot;color:#C00000&amp;quot;&amp;gt;'''trt'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
|- &lt;br /&gt;
|| &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''.acq'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
|| Once the processing finished an &amp;lt;span style=&amp;quot;color:#C00000&amp;quot;&amp;gt;'''.acq'''&amp;lt;/SPAN&amp;gt; file will be generated in the same folder by the Sending Service in order to confirm the transmission:&lt;br /&gt;
&lt;br /&gt;
'''FileName.ext_YYYYMMDDhhmmssmmm.'''&amp;lt;span style=&amp;quot;color:#C00000&amp;quot;&amp;gt;'''acq'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
||&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''.err'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
||An &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''.err&amp;lt;/SPAN&amp;gt; file is created in case or an error:&lt;br /&gt;
&lt;br /&gt;
'''FileName.ext_YYYYMMDDhhmmssmmm'''&amp;lt;span style=&amp;quot;color:#C00000&amp;quot;&amp;gt;'''.err'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Please open this file and analyse the error message.&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;br/&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Feedback files (Replies folder) ==&lt;br /&gt;
&lt;br /&gt;
For some reporting, the administration will give you more detailed feedback. In this case, those feedback will replace the corresponding ones in the previous section.&lt;br /&gt;
&lt;br /&gt;
By default, &amp;lt;u&amp;gt; feedback files&amp;lt;/u&amp;gt; are dropped into &amp;lt;span style=&amp;quot;color:#C00000&amp;quot;&amp;gt;'''Replies'''&amp;lt;/span&amp;gt; sub-folders. &amp;lt;span style=&amp;quot;color:#C00000&amp;quot;&amp;gt;'''Replies'''&amp;lt;/SPAN&amp;gt; folders are created dynamically in the initial transmission folder of the files. They only appear when feedback files, sent by the supervisory authorities, have to be stored. If the folder is deleted, it will be automatically recreated upon receipt of new feedback files. &lt;br /&gt;
&lt;br /&gt;
The  name  and  location  of  the &amp;lt;span style=&amp;quot;color:#C00000&amp;quot;&amp;gt;'''Replies'''&amp;lt;/SPAN&amp;gt; folder  may  be  configured  differently  from  the implementation  of  the  solution with  your company’s project coordinator [[Sending_Service#Configuration|=&amp;gt; Configuration .properties file.]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: left;&amp;quot;&amp;gt;&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|-&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Autority'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Description'''&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
||&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''CSSF'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
||Feedback files generated and sent by the CSSF.&lt;br /&gt;
&lt;br /&gt;
Please click the picture below to access the '''Naming convention for CSSF reportings''' document:&lt;br /&gt;
&lt;br /&gt;
[[File:FBR CSSF.png|500 px|link=http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf]]&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
||&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''BCL'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
||Feedback files generated and sent by the BCL.&lt;br /&gt;
&lt;br /&gt;
The BCL sends feedback with the following naming convention :&lt;br /&gt;
&lt;br /&gt;
FDBTECH_[OK/KO]_[YYYYMMDD]_[SENT FILE NAME]_[RANDOM CARACTERS].xml&lt;br /&gt;
&lt;br /&gt;
With &lt;br /&gt;
* [OK/KO] : replaced either by OK (if the files has been transmitted and processed successfully) or KO (if there has been an error)&lt;br /&gt;
* [YYYYMMDD] : replaced by the date of the feedback&lt;br /&gt;
* [SENT FILE NAME] : replaced by the complete name of the original file (including it's extension)&lt;br /&gt;
* [RANDOM CARACTERS] : replaced by a random and unique caracters.&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
||&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''ACD'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
||Feedback files generated and sent by the ACD.&lt;br /&gt;
&lt;br /&gt;
ACD's feedback files are available in the sub-folder &amp;quot;Replies&amp;quot;.  For example, /ServiceDeposant/ReportingDiffusion/FATCA/Replies/&lt;br /&gt;
&lt;br /&gt;
Each feedback has a specific status which is available in the file name: ACK, NAK, VAL, WAR, ERR (Cf. Status feedback ACD).&lt;br /&gt;
&lt;br /&gt;
Example feedback from ACD :&lt;br /&gt;
&lt;br /&gt;
FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P_ack.xml&lt;br /&gt;
&lt;br /&gt;
FATCA_20150520080023_F1_2016_B_19700202123_ZZLRV4.99999.SL.442_T_ack.xml&lt;br /&gt;
&lt;br /&gt;
The &amp;quot;Replies&amp;quot; folder is created upon feedback receipt. Please check the Sending Service's configuration if the &amp;quot;Replies&amp;quot; folder is not available. In the configuration file (properties file), the variable corresponding to &amp;quot;Configuration of connection for feedback&amp;quot; and the one corresponding to &amp;quot;Configuration of connection for authority acknowledgement&amp;quot; should be set to &amp;quot;up&amp;quot;.&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* '''For other reporting''' (08/371 / VNI...), '''there is no additionnal acknowledgment'''. &amp;lt;br&amp;gt;&lt;br /&gt;
This means that only &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''acq'''&amp;lt;/span&amp;gt; will be created. &amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Conclusion'''&amp;lt;/u&amp;gt; : &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Checking that both trt and acq files were generated is a good way to ensure the good working of the Sending Service'''&amp;lt;/span&amp;gt;. Doing this way, you can be sure that your data was correctly sent and '''e-file will be in charge of forwarding them to authoritites'''.&lt;br /&gt;
&lt;br /&gt;
= Sending Service versions and updates =&lt;br /&gt;
&lt;br /&gt;
Please be informed that our system is able to check the version of the program you are running. This information is sent to our database when the service is launched.&lt;br /&gt;
&lt;br /&gt;
Please note that the &amp;lt;b&amp;gt;''RELEASE_README.txt''&amp;lt;/b&amp;gt; file, located at the root folder provides you information on the different Sending Service versions.&lt;br /&gt;
The example below indicates that the Sending Service version 4.5.6 is being used:&lt;br /&gt;
[[File:SD evol.png| 800 px]]&lt;br /&gt;
&lt;br /&gt;
In case of major Sending Service changes, our [[How to contact us|'''Client Support &amp;amp; Operations Desk''']] will notify you by sending an INFO-email to your local e-file administrator.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
= Functional testing and test environment =&lt;br /&gt;
&lt;br /&gt;
In fact, it is not necessary to test the working of the Sending Service by performing a test sending.&lt;br /&gt;
&lt;br /&gt;
Indeed, all '''technical checks''' are performed during the startup process.&lt;br /&gt;
&lt;br /&gt;
In other words, if the startup process does not generate any error message, then the Sending Service is running properly.&lt;br /&gt;
&lt;br /&gt;
* Launch the Sending Service through the dos &amp;lt;b&amp;gt;''run.bat''&amp;lt;/b&amp;gt; file or through the Windows Service.&lt;br /&gt;
* '''Check the log files''' generated in the  &amp;lt;b&amp;gt;''log''&amp;lt;/b&amp;gt; folder of Service Deposant.&lt;br /&gt;
* The Sending Service is running properly if the '''error.log file''' is empty or if it does not contain any line in relation to the starting process.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Remark'''&amp;lt;/u&amp;gt; : If a problem occurs after this check, it would certainly be a functional problem or could also be linked to the e-file configuration.&lt;br /&gt;
&lt;br /&gt;
In this case, we recommand to '''check the ''.err'' file''' automatically generated during the sending process.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If you want to install a '''test environment''' in order to validate the your source files or to anticipate a migration procedure, please follow the steps below:&lt;br /&gt;
&lt;br /&gt;
* '''Duplicate the production Sending Service''' by copying the whole ''Service Deposant'' folder to another location.&lt;br /&gt;
* '''Adjust the properties file''' to redirect the service to our test environment : Homologation. &amp;lt;b&amp;gt;''e-file.hostname''&amp;lt;/b&amp;gt; = &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''homologation.e-file.lu'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Please note that, if the user login may remain the same, the password will be changed in our test environment.&lt;br /&gt;
Feel free to set a new password&lt;br /&gt;
&lt;br /&gt;
Do not forget to '''modify the path''' to your test files if these ones are stored in a specific location.&lt;br /&gt;
&lt;br /&gt;
Finally, to identify cleary both Windows services, you must adjust the parameters used to identify the Windows Service name : &amp;lt;b&amp;gt;''wrapper.app.long.name''&amp;lt;/b&amp;gt; and &amp;lt;b&amp;gt;''wrapper.app.name''&amp;lt;/b&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Relaunch the Sending Service installation'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
= Common Problems = &lt;br /&gt;
&lt;br /&gt;
== The service does not start ==&lt;br /&gt;
&lt;br /&gt;
Please refer to following procedure if a Sending Service, launched through &amp;lt;u&amp;gt;the Windows Services&amp;lt;/u&amp;gt; does not start in order to analyze the origin of the problem.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;u&amp;gt;'''Attempt to start it with the DOS command line'''&amp;lt;/u&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
* Open a '''DOS''' window and make sure to have '''administrator rights''' on the computer (''Start&amp;gt;run : cmd'')&lt;br /&gt;
* Move to the folder where the sending service is installed&lt;br /&gt;
* '''Run the command : &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;''run.bat''&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
'''If the sending service runs properly''' through this DOS command, without generating error logs, we recommand to follow [[Sending Service#IdSolve|this solving method]]'''.&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Otherwise, a log analysis is necessary'''&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
=== Log Analysis===&lt;br /&gt;
&lt;br /&gt;
The &amp;lt;b&amp;gt;''error.log''&amp;lt;/b&amp;gt; file located in the &amp;lt;b&amp;gt;''log''&amp;lt;/b&amp;gt; folder at the root of Sending Service, contains the error trace causing this dysfunction.&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
'''You will find below the most common known problems.'''&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
In all cases, we are at your disposal to assist you in this analysis. Feel free to contact our &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''[[How to contact us|'''Client Support &amp;amp; Operations Desk''']].'''&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==== Network Problem ====&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Error 1'''&amp;lt;/u&amp;gt; : &amp;lt;span style=&amp;quot;color: blue&amp;quot;&amp;gt;Error when webservice's call 'obtenirVersionsDocument'.Unrecognized SSL message, plaintext connection.&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
   &amp;lt;u&amp;gt;'''Solving Method'''&amp;lt;/u&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
   * Check the proxy parameters of your properties file&lt;br /&gt;
   * '''Relaunch  the sending service installation process''' so that the changes are taken into account.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Error 2'''&amp;lt;/u&amp;gt; : &amp;lt;span style=&amp;quot;color: blue&amp;quot;&amp;gt;java.net.ConnectException: Connection timed out: connect.&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;u&amp;gt;'''Error 3'''&amp;lt;/u&amp;gt; : &amp;lt;span style=&amp;quot;color: blue&amp;quot;&amp;gt;Connection timed out: connect	[TIP: The machine can be unauthorized by the proxy]&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
   &amp;lt;u&amp;gt;'''Solving Method'''&amp;lt;/u&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
   * Check the configuration of your proxy with your network team : It must be correctly configured to allow outbound connections to our server [http://www.e-file.lu www.e-file.lu] HTTP and HTTPS.&lt;br /&gt;
&lt;br /&gt;
==== Other time out problem====&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Error'''&amp;lt;/u&amp;gt; : &amp;lt;span style=&amp;quot;color: blue&amp;quot;&amp;gt;Startup failed: Timed out waiting for signal from JVM.&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
   &amp;lt;u&amp;gt;'''Solving Method'''&amp;lt;/u&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
   * '''Increase''' the value of &amp;lt;b&amp;gt;''wrapper.startup.timeout''&amp;lt;/b&amp;gt; parameter from your properties file. As an example, increase from 300 to 600.&lt;br /&gt;
   * '''Relaunch the sending service installation''' to take the changes in account.&lt;br /&gt;
&lt;br /&gt;
This parameters indicates the duration allocated to the service startup. Is some cases, 5 mn may not be enough, particularly with slow proxy connections to e-file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==== Administrator rights issue with Windows service ====&lt;br /&gt;
[[File:SDadmin.jpg]]&lt;br /&gt;
&lt;br /&gt;
By default, a windows service runs through a '''non administrator system user'''.&amp;lt;br&amp;gt;&lt;br /&gt;
Depending on your architecture, it is possible that this user account has not enough rights to ensure a proper start of the Sending Service. (proxy issue for example)&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Then simply change this setting this way: &amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
   &amp;lt;div id=&amp;quot;IdSolve&amp;quot;&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
   &amp;lt;u&amp;gt;'''Solving Method'''&amp;lt;/u&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
   * Open the '''Windows services''' window. (Start &amp;gt; Control Panel &amp;gt; Administrative tools &amp;gt; Services)&lt;br /&gt;
   * Right click on the service named &amp;lt;b&amp;gt;''ServiceDéposant''&amp;lt;/b&amp;gt;&lt;br /&gt;
   * Select the &amp;lt;b&amp;gt;''Properties''&amp;lt;/b&amp;gt; item&lt;br /&gt;
   * Indicate an administrator user account and password in &amp;lt;b&amp;gt;''LogOn''&amp;lt;/b&amp;gt; tag.&lt;br /&gt;
   * Relaunch the service&lt;br /&gt;
&lt;br /&gt;
== Errors are raised during sending == &lt;br /&gt;
&lt;br /&gt;
The generation of an &amp;lt;b&amp;gt;''.err''&amp;lt;/b&amp;gt; file during the processing of your report indicates an issue during the sending.&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
In this case,''' it is necessary to analyze the problem because the data could not be transmitted to the authorities.'''&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The &amp;lt;b&amp;gt;''.err''&amp;lt;/b&amp;gt; file contains the explanation of the error that generates this dysfunction.&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
'''You will find below the most common problems.'''&amp;lt;br&amp;gt;&lt;br /&gt;
In all cases, we are at your disposal to assist you in this analysis. Feel free to contact &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''[[How to contact us|'''Client Support &amp;amp; Operations Desk''']].'''&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==== Functional Problem ==== &lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Error 1'''&amp;lt;/u&amp;gt; : &amp;lt;span style=&amp;quot;color: blue&amp;quot;&amp;gt;Failed to validate XML&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;u&amp;gt;'''Error 2'''&amp;lt;/u&amp;gt; : &amp;lt;span style=&amp;quot;color: blue&amp;quot;&amp;gt;All error indicating a data problem&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
   &amp;lt;u&amp;gt;'''Solving Method'''&amp;lt;/u&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
   * '''Correct the source file''' according to the error messages indicated in the &amp;lt;b&amp;gt;''.err''&amp;lt;/b&amp;gt; file.&lt;br /&gt;
   * '''Resend the file'''.&lt;br /&gt;
&lt;br /&gt;
==== User account problem ====&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Error 1'''&amp;lt;/u&amp;gt; : &amp;lt;span style=&amp;quot;color: blue&amp;quot;&amp;gt;Getting addressees information Une erreur est survenue lors de l'execution du Workflow&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
   &amp;lt;u&amp;gt;'''Solving Method'''&amp;lt;/u&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
   * '''Link''' the sending service user account to the right '''User Group''' according to the kind of reporting your are trying to send. His profils should be &amp;lt;b&amp;gt;''SD with response''&amp;lt;/b&amp;gt;&lt;br /&gt;
&lt;br /&gt;
= Certificate Update =&lt;br /&gt;
&lt;br /&gt;
Once your Luxtrust certificate is activate in E-file, you need to replace de new keystore in the sending service.&lt;br /&gt;
Please find below what you need to do:&lt;br /&gt;
* Stop your sending service&lt;br /&gt;
* Copy your new keystore in the keystores folder of the Sending Service. &lt;br /&gt;
* Update the configuration: It is possible that your new Keystore has a different name than the previous Keystore therefore it is necessary to update the configuration.&lt;br /&gt;
  '''E-file configuration'''&lt;br /&gt;
&lt;br /&gt;
  {| class=&amp;quot;wikitable;style=&amp;quot;background:#112233&amp;quot;&lt;br /&gt;
  |-&lt;br /&gt;
  ! Variable &lt;br /&gt;
  ! Description&lt;br /&gt;
  |-&lt;br /&gt;
  |style=&amp;quot;width:30em&amp;quot;| '''''keystore.path=@PROJECT_ROOT_PATH@/keystores/????.ks'''''&lt;br /&gt;
  |style=&amp;quot;width:20em&amp;quot;| path of the keystore (xxxx.ks)&lt;br /&gt;
  |-&lt;br /&gt;
  |}&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* Install the sending service: To install the Sending Service, you have to click on the '''Install''' button. A pop-up window opens where you have to enter your passwords.&lt;br /&gt;
&lt;br /&gt;
''Note : If you do not use a proxy, you can leave a blank for the proxy password''&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_12.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Once finished a pop-up windows opens stating that the installation has been successful:&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_13.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
To start your Sending Service open the folder where you installed it and run the file '''run.bat''' or '''InstallServiceNT.bat''' if you want to install the Service as a '''Windows Service'''.&lt;br /&gt;
&lt;br /&gt;
[[Sending Service#Installation as a Windows Service|=&amp;gt; Installation as a Windows Service]]&lt;br /&gt;
&lt;br /&gt;
[[Sending Service#How to start the Sending Service|=&amp;gt; How to start the Sending Service]]&lt;br /&gt;
&lt;br /&gt;
[[Sending Service#How to stop the Sending Service|=&amp;gt; How to stop the Sending Service]]&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Sending_Service&amp;diff=8003</id>
		<title>Sending Service</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Sending_Service&amp;diff=8003"/>
		<updated>2026-03-03T17:05:29Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
__TOC__&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
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&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
= Operating principle = &lt;br /&gt;
&lt;br /&gt;
The '''Sending Service''' is our solution for the  '''automatic transmission''' of reports and documents to authorities. &lt;br /&gt;
&lt;br /&gt;
This solution is useful if you have a '''large number of reports''' to submit or if the manual sending does not suit your needs. &lt;br /&gt;
&lt;br /&gt;
Please be aware that, in this case you will have to provide the files yourself according to the authorities' file specifications. &lt;br /&gt;
&lt;br /&gt;
This tool is compatible with most of the current operating systems (Windows / Unix / Linux) and is usually &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''installed on a server'''&amp;lt;/span&amp;gt; on your side.&lt;br /&gt;
&lt;br /&gt;
With a suitable '''network mapping''', users can simply '''drop the file to be sent into the appropriate directory'''.&lt;br /&gt;
&lt;br /&gt;
The file is then automatically ''' encrypted and sent'''.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
= Prerequisites = &lt;br /&gt;
&lt;br /&gt;
*Internet access&lt;br /&gt;
*&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Java version 1.8 &amp;lt;/span&amp;gt; &amp;lt;u&amp;gt;Note :&amp;lt;/u&amp;gt; versions 8_351 and higher need a patch to be used with our system, see :[[Error_messages_list#JCE_cannot_authenticate_the_provider_BC]]'''&lt;br /&gt;
*If you use a proxy, authorize outgoing calls to [https://www.e-file.lu www.e-file.lu]. Port 443 (HTTPS) must be open.&lt;br /&gt;
*&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Administrator rights''' &amp;lt;/span&amp;gt; to install the Sending Service on the computer ''(Windows Start button &amp;gt; Control Panel &amp;gt; User Accounts &amp;gt; Manage User Accounts)''. &lt;br /&gt;
*OS: Windows or Linux&lt;br /&gt;
*Processor: Pentium 2 GHz or equivalent&lt;br /&gt;
*8 GB of RAM&lt;br /&gt;
*1 GB of free space on hard disk drive if the files are downloaded by ftp. If files are locally stored, provide a free space of above 100 MB or a regular purges.&lt;br /&gt;
*1 GB of free space on hard disk drive for logs. Regular purges are necessary as well.&lt;br /&gt;
*A &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Sending Service user''' &amp;lt;/span&amp;gt;, ''for example: aacSD'', and its password, ''for example: formation'', have to be available [[E-file_Administration#e-file_administrator_functions_.28e-file_v1.29|'''=&amp;gt; e-file administrator''']].&lt;br /&gt;
*The e-file account of the Sending Service user has to be linked to groups/modules, for example FATCA reporting + profile &amp;quot;Sending Service&amp;quot;. &lt;br /&gt;
*A valid &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''keystore''' &amp;lt;/span&amp;gt; (keystore.ks) and its &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''password''' &amp;lt;/span&amp;gt; must be available&lt;br /&gt;
*The Sending Service user has to be properly configured in the e-file user administration tool in order to be able to receive &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''alerts''' &amp;lt;/span&amp;gt; (receipt of acknowledgement and feedback files).&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Note that you can find the prerequisites for the manual transmission there : [[Transmission_Module#System_requirements]]&lt;br /&gt;
&lt;br /&gt;
= Installation / update with Sending Service Installer = &lt;br /&gt;
&lt;br /&gt;
The Sending Service Installer is a tool that helps you install or configure quickly your Sending Service.&lt;br /&gt;
&lt;br /&gt;
It can be downloaded from these links:&lt;br /&gt;
&lt;br /&gt;
'''[https://www.e-file.lu/WSEfileFlex/messagebroker/assistantSD?cdLangIso=EN English version]'''&lt;br /&gt;
&lt;br /&gt;
'''[https://www.e-file.lu/WSEfileFlex/messagebroker/assistantSD?cdLangIso=FR French version]'''&lt;br /&gt;
&lt;br /&gt;
Once you have downloaded the application you will have to run it with Java by clicking the Run button.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_01.png|border|400 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
''If the message'' unable to run the application ''occurs, [[Transmission_Module#Delete_Java_cache|delete the java cache.]]''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''The front page of the Sending Service Installer opens and shows you the different functionalities you can select: '''&lt;br /&gt;
&lt;br /&gt;
* Install a new Sending Service&lt;br /&gt;
* Configure an existing Sending Service&lt;br /&gt;
* Update an existing Sending Service&lt;br /&gt;
* Send logs &lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_02.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== Installation ==&lt;br /&gt;
&lt;br /&gt;
'''Controls before installation:'''&lt;br /&gt;
* Check that the connected user is administrator of the computer&lt;br /&gt;
* Have an e-file Sending service user (login and password) (e.g. : aacSD)&lt;br /&gt;
&lt;br /&gt;
To check whether a Sending service user exists, log on as an e-file administrator. &lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''Administration module''' &lt;br /&gt;
&lt;br /&gt;
[[File:AdminAccess.png|700px]]&lt;br /&gt;
&lt;br /&gt;
The user linked to the Sending Service usually follows the bellow naming rules : three&lt;br /&gt;
letters referring to the company (in lower case) following by &amp;quot;SD&amp;quot; in upper case. (e.g. :&lt;br /&gt;
aacSD)&lt;br /&gt;
&lt;br /&gt;
[[File:User Sending service.png|900px]]&lt;br /&gt;
 If the user doesn't exist, please contact us.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''Start installation:'''&lt;br /&gt;
 To install a &amp;lt;u&amp;gt; new &amp;lt;/u&amp;gt; Sending Service, click on the button Install on the front page.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1'''&amp;lt;/u&amp;gt;: Select the folder where you want to install your Sending Service.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_03.png]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2'''&amp;lt;/u&amp;gt;: The Sending Service is downloaded and saved in the selected folder.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3'''&amp;lt;/u&amp;gt;: Select the keystore file, containing your LuxTrust certificate.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_04.png]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4'''&amp;lt;/u&amp;gt;: The Sending Service is ready to be configured. By clicking the '''Configuration''' button, you will be redirected to the '''Configuration menu''' of the '''.properties file'''.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_05.png]]&lt;br /&gt;
&lt;br /&gt;
==Configuration==&lt;br /&gt;
&lt;br /&gt;
To configure an &amp;lt;u&amp;gt;existing&amp;lt;/u&amp;gt; Sending Service you have to select the folder where it is stored and click on the '''Configuration''' button.&lt;br /&gt;
&lt;br /&gt;
[[File:10 SendServConf.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
The '''configuration''' of an existing Sending Service is similar to a new Sending Service.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; '''IMPORTANT:''' &amp;lt;/span&amp;gt; each time you make changes to the properties (configuration) file, you have to [[Sending Service#How to stop the Sending Service|stop the Sending Service]] before, make your changes and then install the Sending Service again.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''Configuration''' menu of the '''.properties file''' ([[Sending_Service#Configuration of the properties file | =&amp;gt; Help: Configuration of the properties file]]):&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_06.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Configuration''' menu allows you to setup your Sending Service.&lt;br /&gt;
&lt;br /&gt;
The message ''Error: There are errors in your setup'' indicates that nothing has been set-up so far.&lt;br /&gt;
&lt;br /&gt;
You have to configure each field marked in red.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If you have a '''proxy''', select ''True'' in the dropdown list and select ''More'' to type in the proxy settings.&lt;br /&gt;
&lt;br /&gt;
''Note: The passwords will be asked during the finalization of the installation, all passwords are encrypted.''&lt;br /&gt;
&lt;br /&gt;
''Note 2: You can edit each field by clicking the More button''&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_07.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''listeners''' can be activated in one shot by clicking on the button ''Listener state : Activate all''.&lt;br /&gt;
&lt;br /&gt;
''Note: This functionality will force the Sending Service to scan all the folders, if you do not want all listeners to be activated, please activate manually the listeners you need. &lt;br /&gt;
&lt;br /&gt;
Please consult our [[Sending_Service#Listener_list | Listener list]].&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_08.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If you have to submit Investment Funds reporting O4.1; O4.2 (EDIFACT format), you must complete this fields :&lt;br /&gt;
&lt;br /&gt;
'''domain.descr''': Not relevant. You can provide abbreviated name of the Central Administration.&lt;br /&gt;
&lt;br /&gt;
'''domain.env.ac.id.bcl''': this code is composed of a letter and six digits and has been provided to you by the CSSF (Example: P123, should be written as “P000123”).&lt;br /&gt;
&lt;br /&gt;
'''domain.env.ac.id.cssf''': this code is composed of a letter and six digits and has been provided to you by the CSSF (Example P123, should be written as “P000123”).&lt;br /&gt;
&lt;br /&gt;
The two others will be asked when installing (domain.en.ac.cd_auth and domain.env.ac.pwd)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_09.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Once the configuration finished, you can click on '''Control''' to check if there is a configuration error.&lt;br /&gt;
&lt;br /&gt;
The message ''No error in your setup'' means that the setup is correct.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_10.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If there are no errors, you can click on '''Save''' to save your actual configuration.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_11.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
To install the Sending Service, you have to click on the '''Install''' button.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
A pop-up window opens where you have to enter your passwords.&lt;br /&gt;
&lt;br /&gt;
If you do not use a proxy, you can leave a blank for the proxy password&amp;lt;br/&amp;gt;&lt;br /&gt;
If you need to send O4.1 or O4.2 reports enter also those :&amp;lt;br/&amp;gt;&lt;br /&gt;
CA Password = '''domain.env.ac.pwd''': this '''authentication password''' has been provided to you by the CSSF (postal mail).&amp;lt;br/&amp;gt;&lt;br /&gt;
CA Code = '''domain.en.ac.cd_auth''': this '''authentication code''' has been provided to you by the CSSF (postal mail).&amp;lt;br/&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_12.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Once finished a pop-up windows opens stating that the installation has been successful:&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_13.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
To start your Sending Service open the folder where you installed it and run the file '''run.bat''' or '''InstallServiceNT.bat''' if you want to install the Service as a '''Windows Service'''.&lt;br /&gt;
&lt;br /&gt;
[[Sending Service#Installation as a Windows Service|=&amp;gt; Installation as a Windows Service]]&lt;br /&gt;
&lt;br /&gt;
[[Sending Service#How to start the Sending Service|=&amp;gt; How to start the Sending Service]]&lt;br /&gt;
&lt;br /&gt;
[[Sending Service#How to stop the Sending Service|=&amp;gt; How to stop the Sending Service]]&lt;br /&gt;
&lt;br /&gt;
==Update==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; '''IMPORTANT:'''  &amp;lt;/span&amp;gt; before updating your Sending Service you have to [[Sending Service#How to stop the Sending Service|stop the Sending Service]].&lt;br /&gt;
&lt;br /&gt;
To update an &amp;lt;u&amp;gt; existing &amp;lt;/u&amp;gt; Sending Service you have to click the ''Update'' button.&lt;br /&gt;
&lt;br /&gt;
Then click on '''Check''' in order to verify if a new version is available.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_16.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If your Sending Service is up-to-date you will get the following message:&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_17.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If there is a new version of the Sending Service available the following window will appear:&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_18.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
To continue the update, click on Ok.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
During the first steps, the new version will be downloaded.&lt;br /&gt;
&lt;br /&gt;
Once you have reached step 3, the tool will ask you to select your old '''configuration''' file ('''.properties file''')&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_19.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The tool will automatically back-up of your old Sending Service. You have to wait until the process is finished.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_20.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Step 5 will be the '''configuration''' of the updated Sending Service. You have to click on '''Configuration''' to access the '''Configuration''' menu.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_21.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If there are changes in the configuration file of the Sending Service with the new version, the fields will be marked in red. You will have to select the proper setup and save the changes.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_22.png|border|600 px]]&lt;br /&gt;
&lt;br /&gt;
Once the configuration finished, you can click on '''Control''' to check if there is a configuration error.&lt;br /&gt;
&lt;br /&gt;
The message ''No error in your setup'' means that the setup is correct.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_10.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If there are no errors, you can click on '''Save''' to save your actual configuration.&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_11.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
To install the Sending Service, you have to click on the '''Install''' button.&lt;br /&gt;
&lt;br /&gt;
A pop-up window opens where you have to enter your passwords.&lt;br /&gt;
&lt;br /&gt;
''Note : If you do not use a proxy, you can leave a blank for the proxy password''&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_12.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
==Send logs==&lt;br /&gt;
&lt;br /&gt;
If you encounter issues with your Sending Service, you can use the Help function to send an email to the [[How to contact us|'''Client Support &amp;amp; Operations Desk''']].&lt;br /&gt;
&lt;br /&gt;
The tool will create automatically a zip file containing the log files of your Sending Service you can attach to the email.&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_23.png]]&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_24.png]]&lt;br /&gt;
&lt;br /&gt;
= Manual installation with Command Prompt = &lt;br /&gt;
&lt;br /&gt;
* Download the latest Sending Service version here: [https://www.e-file.lu/WSEfileFlex/SD/SD.zip '''Download latest Sending Service version''']&lt;br /&gt;
For UAT environment the latest version [https://homologation.e-file.lu/WSEfileFlex/SD/SD.zip '''is available here''']&lt;br /&gt;
&lt;br /&gt;
* Extract and copy the entire content of the directory ServiceDeposant in the Sending Service directory. Ensure that the directory is &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''not read only''' &amp;lt;/span&amp;gt;.&lt;br /&gt;
[[File:SD.png| 600 px]]&lt;br /&gt;
&lt;br /&gt;
* Copy your &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''keystore'''&amp;lt;/span&amp;gt; in the keystores folder of the Sending Service.&lt;br /&gt;
&lt;br /&gt;
* Copy the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''template_configInstall.properties'''&amp;lt;/span&amp;gt; file and rename it [sender''Name''].properties.&lt;br /&gt;
&lt;br /&gt;
* Complete the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''properties file'''&amp;lt;/span&amp;gt; as explained in [[Sending Service#Configuration of the properties file|'''Configuration of the properties file''']] chapter.&lt;br /&gt;
&lt;br /&gt;
* Install the new Sending Service:&lt;br /&gt;
 (-) Open Command Prompt&lt;br /&gt;
 (-) Move to the root folder of your new Sending Service (for example: C:\Program Files\e-file\ServiceDeposant\)&lt;br /&gt;
 (-) install.bat [sender''Name''].properties &lt;br /&gt;
 (-) enter the root path of your JRE (for example: C:\Program Files\Java\jre1.8) &lt;br /&gt;
 (-) Enter the password of the e-file Sending Service user &lt;br /&gt;
 (-) Enter the password of your keystore &lt;br /&gt;
 (-) Enter the password of your proxy if you use a proxy&lt;br /&gt;
 (-) Enter the O4.x password for CSSF/BCL if needed&lt;br /&gt;
 (-) Enter the O4.x authentication code for CSSF/BCL if needed&lt;br /&gt;
 (-) Press the ENTER key&lt;br /&gt;
 &lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; '''IMPORTANT:'''  &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
SECURITY ENHANCEMENTS (june 2023)&lt;br /&gt;
&lt;br /&gt;
The security settings of the Sending Service have been enhanced for O4.1 and O4.2 reports, the related passwords are now encrypted.&lt;br /&gt;
&lt;br /&gt;
Please note that the installation procedure of the Sending Service slightly changed due to the implementation of this feature:&lt;br /&gt;
&lt;br /&gt;
[[File:SD_CmdInstall.png | 800 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
At the end of the script you must get the following message: &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; '''BUILD SUCCESSFUL'''  &amp;lt;/span&amp;gt; indicating that the installation was successful.&lt;br /&gt;
&lt;br /&gt;
[[File:SD_CmdInstall_success.png | 200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; '''IMPORTANT:''' &amp;lt;/span&amp;gt; each time you make changes to the properties (configuration) file, you have to [[Sending Service#How to stop the Sending Service|stop the Sending Service]] before, make your changes and then install the Sending Service again.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== Configuration of the properties file ==&lt;br /&gt;
&lt;br /&gt;
The &amp;lt;u&amp;gt;.properties&amp;lt;/u&amp;gt; file (''template_configInstall.properties'') contains important information which are necessary to '''generate your configuration files''' during the physical installation. &lt;br /&gt;
&lt;br /&gt;
The latter are used to start and use the Sending Service.&lt;br /&gt;
&lt;br /&gt;
In other words :&lt;br /&gt;
&lt;br /&gt;
* &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''The &amp;lt;u&amp;gt;.properties&amp;lt;/u&amp;gt; file contains all the variables needed to run the Service Service.'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Any modification of the &amp;lt;u&amp;gt;.properties&amp;lt;/u&amp;gt; file must be followed by an installation of the Sending Service to be really applied.'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Please find below important information on how to configure your &amp;lt;u&amp;gt;.properties&amp;lt;/u&amp;gt; file.''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Please note, that at the end of setup, no '?' should remain in this file. &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''E-file configuration'''&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable;style=&amp;quot;background:#112233&amp;quot;&lt;br /&gt;
|-&lt;br /&gt;
! Variable &lt;br /&gt;
! Description&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| '''''efile.hostname=????''''' &lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''www.e-file.lu'''&amp;lt;/SPAN&amp;gt; for production environment,&amp;lt;br&amp;gt; or &amp;lt;br&amp;gt;&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''homologation.e-file.lu'''&amp;lt;/span&amp;gt; for test environment.&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| '''''efile.userId.Login=????'''''&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| e-file login of the Sending Service user (Example: abcSD)&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''keystore.path=@PROJECT_ROOT_PATH@/keystores/????.ks'''''&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| path of the keystore (xxxx.ks)&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| '''''lang.code=FR??EN'''''&lt;br /&gt;
|style=&amp;quot;width:100em&amp;quot;| language of the acknowledgement files&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''Proxy configuration'''&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable;style=&amp;quot;background:#112233&amp;quot;&lt;br /&gt;
|-&lt;br /&gt;
! Variable &lt;br /&gt;
! Description&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''proxy.required=false??true'''''&lt;br /&gt;
|style=&amp;quot;width:50em&amp;quot;| &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''true'''&amp;lt;/span&amp;gt; if a proxy is used to access the internet through HTTP or HTTPS.&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''proxy.host=???? &amp;lt;br&amp;gt; proxy.port=???? &amp;lt;br&amp;gt; proxy.user=???? &amp;lt;br&amp;gt; proxy.domainNTLM=????'''''&lt;br /&gt;
|style=&amp;quot;width:100em&amp;quot;| Complete all other parameters according your network infrastructure. &lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''Configuration of connection for authority acknowledgement / feedback files'''&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable;style=&amp;quot;background:#112233&amp;quot;&lt;br /&gt;
|-&lt;br /&gt;
! Variable &lt;br /&gt;
! Description&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''reportingXXXXXX.state=up??down'''''&lt;br /&gt;
|style=&amp;quot;width:50em&amp;quot;| All subsequent blocks in the .properties file corespond to a particular type of reporting.&lt;br /&gt;
&lt;br /&gt;
Please consult our [[Sending Service#Listener list|'''Listener list''']] to verify which reporting type is linked to which listener.&lt;br /&gt;
&lt;br /&gt;
Example: if you only have to sent FATCA reportings, the state of the listener reportingFATCA.state has to be up: '''reportingFATCA.state='''&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''up'''&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
The other listeners should be &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''down'''&amp;lt;/span&amp;gt;.&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''reportingXXXXXX.remoteDir'''''&lt;br /&gt;
|style=&amp;quot;width:50em&amp;quot;| &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Path to file location'''&amp;lt;/span&amp;gt; for the relevant reporting.&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''@PROJECT_ROOT_PATH@'''''&lt;br /&gt;
|style=&amp;quot;width:50em&amp;quot;| &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Dynamic parameter'''&amp;lt;/span&amp;gt; indicating the Sending Service installation path.&amp;lt;br&amp;gt;&lt;br /&gt;
To change if you want to locate the user working directory elsewhere on the server or another machine.&lt;br /&gt;
In this case, indicate the full path to file (separator = '/').&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''reportingXXXXXX.scheduleTime'''''''&lt;br /&gt;
|style=&amp;quot;width:50em&amp;quot;| &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Execution frequency'''&amp;lt;/span&amp;gt; of Window Service to process files from this folder (30mn by default). &lt;br /&gt;
Feel free to '''reduce this value, but do not fall below 5mn= &amp;lt;i&amp;gt;&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;300000&amp;lt;/span&amp;gt;&amp;lt;/i&amp;gt;'''.&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''reportingXXXXXX.deeplevel'''''''&lt;br /&gt;
|style=&amp;quot;width:100em&amp;quot;| &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;Number of '''sub-levels'''&amp;lt;/span&amp;gt; to scan.&amp;lt;br&amp;gt;&lt;br /&gt;
By default the value is &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''0'''&amp;lt;/span&amp;gt;, which means that only files at the root of the folder will be taken in account.&lt;br /&gt;
&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''Business environment properties'''&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable;style=&amp;quot;background:#112233&amp;quot;&lt;br /&gt;
|-&lt;br /&gt;
! Variable &lt;br /&gt;
! Description&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| '''''domain.descr'''''&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| Not relevant. You can provide '''abbreviated name''' of the Central Administration.&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| '''''domain.env.ac.id.cssf'''''&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| Your &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt; '''CSSF identifier'''&amp;lt;/span&amp;gt; of 7 characters, 1 letter and 6 numbers'''&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''domain.env.ac.id.bcl'''''&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| Your &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt; '''BCL identifier'''&amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| domain.env.ac.pwd&lt;br /&gt;
|style=&amp;quot;width:50em&amp;quot;| Doesn't appear anymore in the .properties, it will be asked when installing. &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Password'''&amp;lt;/span&amp;gt; of the Central Administration provided by the CSSF&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| domain.env.ac.cd_auth&lt;br /&gt;
|style=&amp;quot;width:100em&amp;quot;| Doesn't appear anymore in the .properties, it will be asked when installing. &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Authentication code'''&amp;lt;/span&amp;gt; of the Central Administration provided by the CSSF.&lt;br /&gt;
&lt;br /&gt;
The CSSF has provided you in an official letter your &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''password'''&amp;lt;/span&amp;gt; and &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''authentication code'''&amp;lt;/span&amp;gt;. The above mentioned IDs, passwords and codes are necessary for the successful processing of the O4.1, O4.2; O1.2 and the former O1.1 reporting.&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''Configuration of monitoring'''&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable;style=&amp;quot;background:#112233&amp;quot;&lt;br /&gt;
|-&lt;br /&gt;
! Variable &lt;br /&gt;
! Description&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| '''''mon.app.heartbeat=false'''''&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| If parameter is &amp;quot;true&amp;quot;, we will be able to send you an alert if an interruption of your service is detected on our side (within 72 hours). &lt;br /&gt;
'''Should you want to use this feature feel free to contact us'''&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| '''''mon.app.origin=????'''''&lt;br /&gt;
|style=&amp;quot;width:20em&amp;quot;| &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Unique name'''&amp;lt;/span&amp;gt; , without space, to enable us to identify your Sending Service. Not mandatory.&lt;br /&gt;
|-&lt;br /&gt;
|style=&amp;quot;width:30em&amp;quot;| '''''mon.task.dist.period=60000'''''&lt;br /&gt;
|style=&amp;quot;width:100em&amp;quot;| Frequency of the heartbeat (here 60000 milliseconds, 1 min). The monitoring window is set to 9 minutes. At  least  one  heartbeat  must  have been registered during this interval otherwise the Sending Service is considered as down. &lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
== Listener list ==&lt;br /&gt;
&lt;br /&gt;
{|border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|-&lt;br /&gt;
! Listener&lt;br /&gt;
! Sending Service folder&lt;br /&gt;
! Reporting type&lt;br /&gt;
! Business group&lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''Internal &amp;lt;br /&amp;gt; Technical &amp;lt;br /&amp;gt; Business ID''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''Please be informed that the listener '''efile.listener.state''' is no longer available in the properties file''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;                     &lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''-''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''-''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''-''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;    &lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''-''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''Please be informed that the listener '''efile.replies.listener.state''' is no longer available in the properties file''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;                     &lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''-''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''-''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''-''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;    &lt;br /&gt;
|&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''-''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingMMF=up&lt;br /&gt;
|(-) ReportingDiffusion/MMF''&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - MMF&lt;br /&gt;
| Money Market Fund Reporting&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''83-Money Market Fund Reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingOPC.automatique.state=up&lt;br /&gt;
|(-) ReportingDiffusion/OPC/envoi_Automatique/fichiersCCLUX&amp;lt;br&amp;gt;&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''(-) ReportingDiffusion/OPC/envoi_Automatique/fichiersCCLUX/Enrichment''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''(-) ReportingDiffusion/OPC/envoi_Automatique/TPT_FINESTI''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Investment Funds: O4.1, O4.2, O1.2, U1.1&amp;lt;br&amp;gt;BCL : S1.3, S1.6, S2.13, TPTOBS, S4.4, S2.20 &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''8-Transmission of UCI regulatory reports''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingOPCExportXLS.automatique.state=up&lt;br /&gt;
| ReportingDiffusion/OPC/envoi_Automatique/ExportXLS&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Investment Funds: O4.1, O4.2, O1.2, U1.1&amp;lt;br&amp;gt;BCL : S1.3, S1.6, S2.13, TPTOBS&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''8-Transmission of UCI regulatory reports''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingOPC.envoi_Historique.state=up&lt;br /&gt;
| ReportingDiffusion/OPC/envoi_Historique/fichiersCCLUX&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Investment Funds: O4.1, O4.2, O1.2, U1.1&amp;lt;br&amp;gt;BCL: S1.3, S1.6, S2.13, TPTOBS&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''8-Transmission of UCI regulatory reports''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingOPC.semiAuto.state=up&lt;br /&gt;
| n/a&lt;br /&gt;
| n/a&lt;br /&gt;
| n/a&lt;br /&gt;
| n/a&lt;br /&gt;
|-&lt;br /&gt;
|reportingVni.state=up&lt;br /&gt;
|ReportingDiffusion/VNI&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|- &lt;br /&gt;
| reportingDividende.state=up&lt;br /&gt;
| ReportingDiffusion/Dividendes&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingTAF.state=up&lt;br /&gt;
| (-) ReportingDiffusion/TAF&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''(-) OBSOLETE:  ReportingDiffusion/TAF/declaration_Transaction''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''(-) OBSOLETE: ReportingDiffusion/TAF/annulation_Transaction''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''(-) OBSOLETE: ReportingDiffusion/TAF/annulation_Rapport''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF: transactions in financial instruments (TAF)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Report TAF-MIFID&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''71-MiFIR reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
|-&lt;br /&gt;
| reportingTAF.state=up&lt;br /&gt;
| (-) ReportingDiffusion/TAF&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''(-) OBSOLETE:  ReportingDiffusion/TAF/declaration_Transaction''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''(-) OBSOLETE: ReportingDiffusion/TAF/annulation_Transaction''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''(-) OBSOLETE: ReportingDiffusion/TAF/annulation_Rapport''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF: transactions in financial instruments (TAF)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Report TAF-MIFID&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''71-MiFIR reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingIORP.state=up&lt;br /&gt;
| ReportingDiffusion/IORP&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019 &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Report IORP&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''80''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingCOREP.state=up&lt;br /&gt;
| ReportingDiffusion/COREP&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF:&amp;lt;br&amp;gt; SCOREP; SLAREX; SLCRXX; SNSFRX; SALMXX; CCOREP;&amp;lt;br&amp;gt;CLAREX; LCRXX; CNSFRX; CALMXX; CFINRP; SFINRP;&amp;lt;br&amp;gt;AEXXX; SAEXXX; CFPXXX; SFPXXX; CSBPXX;&amp;lt;br&amp;gt;SSBPXX; CSBPIM; SSBPIM; CLCRDA; SLCRDA; ALMXXX&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''72-COREP reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingFINREP.state=up&lt;br /&gt;
| ReportingDiffusion/FINREP&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF: B2.4; B2.5; LCRDAX&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''73-FINREP reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingFINREP.EDIFACT.state=up&lt;br /&gt;
| ReportingDiffusion/FINREP/EDIFACT_CSSF&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF: B4.4&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting EDIFACT&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''16-Edifact''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingBOP.state=up&lt;br /&gt;
| ReportingDiffusion/BOP&lt;br /&gt;
| &amp;lt;small&amp;gt;BCL - Credit institutions: Balance of payments (BOP1.1; BOP1.2)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Balance des Paiements&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''12-Edifact reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingBCLStat.state=up&lt;br /&gt;
| ReportingDiffusion/BCL_Statistics&lt;br /&gt;
| &amp;lt;small&amp;gt;BCL - Credit institutions: S0.1; S1.1; S1.4; S1.5; S1.8; S1.9;S1.12&amp;lt;br&amp;gt;S2.5-L; S2.5-N; S2.8; S2.9-L; S2.9-N; S3.2&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''13-BCL statistics''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| reportingAnacredit.state=up&lt;br /&gt;
| ReportingDiffusion/Anacredit&lt;br /&gt;
| &amp;lt;small&amp;gt;ANTREF; ANTT1M; ANTT2M; ANTT2Q&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport Anacredit&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''74 ANACREDIT reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| reportingSecurisation.state=up&lt;br /&gt;
| ReportingDiffusion/Securisation&lt;br /&gt;
| &amp;lt;small&amp;gt;BCL - Securitation vehicles: S2.14; S2.15; TPTTBS&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Véhicule titrisation&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''23-Véhicule titrisation''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
|reportingSecurisationS2.14ExportXLS.state=up&amp;lt;br&amp;gt;reportingSecurisationS2.15ExportXLS.state=up&amp;lt;br&amp;gt;reportingSecurisationTPTTBSExportXLS.state=up&lt;br /&gt;
| ReportingDiffusion/Securisation/ExportXLS&lt;br /&gt;
| &amp;lt;small&amp;gt;BCL - Securitation vehicles:S2.14; S2.15; TPTTBS&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Véhicule titrisation&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''23-Securitisation vehicule''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingTPTB.state=up&lt;br /&gt;
| ReportingDiffusion/TPT&lt;br /&gt;
| &amp;lt;small&amp;gt;BCL - Credit institutions: TPTBBL; TPTBBN; TPTBHR; TPTBHN&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Titre par Titre Bancaire&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''20-Security by security reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingTPTBExportXLS.state=up&lt;br /&gt;
| ReportingDiffusion/TPT/ExportXLS&lt;br /&gt;
| &amp;lt;small&amp;gt;BCL - Credit institutions: TPTBBL; TPTBBN; TPTBHR; TPTBHN&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Titre par Titre Bancaire&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''20-Security by security reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingESP.state=up&lt;br /&gt;
| ReportingDiffusion/ESP&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF: Special Enquiries (ESPREP)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport Enquête&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''15-CSSF polls''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingPSF.state=up&lt;br /&gt;
| ReportingDiffusion/PSF&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Professional of the financial sector (PSFREP)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport PSF&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''18-PSF reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingSICAR.state=up&lt;br /&gt;
| ReportingDiffusion/SICAR&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - SICAR&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport SICAR&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''17-SICAR reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingOTH.state=up&lt;br /&gt;
| ReportingDiffusion/OTH&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Other reporting (OTHREP)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting OTHER (CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''19-OTHER reporting (CSSF)''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingRFOPC.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/REPORT_OPC&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF UCI: &amp;lt;br /&amp;gt; (-) Annual Report (AR) &amp;lt;br /&amp;gt; (-) Semi-annual report (SR) &amp;lt;br /&amp;gt; (-) Letter of explanation (LE) &amp;lt;br /&amp;gt; (-) Other periodic report(RO) &amp;lt;br /&amp;gt; (-) Movements in the securities portfolios (MP)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| reportingRAFIS.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/REPORT_FIS&lt;br /&gt;
| &amp;lt;small&amp;gt; CSSF SIF:  &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Annual Report (AR) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Semi-annual report (SR) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Letter of explanation (LE) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Other periodic report (RO) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Movements in the securities portfolios (PM)&amp;lt;/small/&amp;gt; &amp;lt;br /&amp;gt; &lt;br /&gt;
 &amp;lt;small&amp;gt; SICAR: &amp;lt;br /&amp;gt;&lt;br /&gt;
(-) Annual Report (AR) &amp;lt;br /&amp;gt;&lt;br /&gt;
(-) Annual Report (RO) &amp;lt;/small/&amp;gt; &lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingPOPC.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/PROSP_OPC&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF UCI: &amp;lt;br /&amp;gt; (-) Prospectus (PC)  &amp;lt;br /&amp;gt; (-) Simplified prospectus (PS) &amp;lt;br /&amp;gt; (-) Letter of explanation (LE)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingPFIS.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/PROSP_FIS&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF SIF: &amp;lt;br /&amp;gt; (-) Prospectus (PC)  &amp;lt;br /&amp;gt; (-) Offering document (DE) &amp;lt;br /&amp;gt; (-) Letter of explanation (LE)&amp;lt;/small/&amp;gt; &lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingKID.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/KID_OPC&lt;br /&gt;
| &amp;lt;small&amp;gt; Key Investor Information Document (KID) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) O: OPC Law 2010 and Law 2007 &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) K: SICAR &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) V: non-reglem. &amp;lt;br /&amp;gt; &lt;br /&gt;
[[Sending Service#Automating process for KID packages|=&amp;gt; Automated process for KID packages]]&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingMR.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/MGMT_REGUL&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Management Regulations of UCITS (MR)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingAI.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/ART_INCORP&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Articles of Incorporation of UCITS (AI)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingML.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/MGMT_LETTER&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Management Letters (ML) &amp;lt;br /&amp;gt;&lt;br /&gt;
(-) O: OPC Law 2010 and Law 2007 &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) K: SICAR &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) V: non-reglem. &amp;lt;br /&amp;gt; &lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingLF.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/LONG_FORM&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Long Form reports (LF)&lt;br /&gt;
(-) O: OPC Law 2010&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
|reportingMLGFI.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/MGMT_GFI&lt;br /&gt;
|&amp;lt;small&amp;gt; CSSF &amp;lt;br /&amp;gt;&lt;br /&gt;
CSSF-Management Letter of Investment Fund Managers (IFM EN) &amp;lt;br /&amp;gt;&lt;br /&gt;
Gestionnaires des fonds d'investissement (GFI FR)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingRGFI.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/REPORT_GFI&lt;br /&gt;
|&amp;lt;small&amp;gt; CSSF &amp;lt;br /&amp;gt;&lt;br /&gt;
Annual management company report &amp;lt;br /&amp;gt;&lt;br /&gt;
Management company report, other frequency &amp;lt;br /&amp;gt;&lt;br /&gt;
Explanation letter&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingDOC_OTH.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/OTHER&lt;br /&gt;
|&amp;lt;small&amp;gt; CSSF &amp;lt;br /&amp;gt;&lt;br /&gt;
Auditor's report (RR) &amp;lt;br /&amp;gt;&lt;br /&gt;
Explanation letter (LE) (for funds or Sicar, CSSF codification S or A) &amp;lt;br /&amp;gt;&lt;br /&gt;
Report Hong Kong Securities and Futures (HK)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingCSDR.state=up&lt;br /&gt;
| ReportingDiffusion/CSDR&lt;br /&gt;
|&amp;lt;small&amp;gt; CSSF &amp;lt;br /&amp;gt;&lt;br /&gt;
Report CSDR&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting CSDR-9 &lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''78-Reporting CSDR''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingGFI.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/DOC_GFI&lt;br /&gt;
| &amp;lt;small&amp;gt; CSSF &amp;lt;br /&amp;gt;&lt;br /&gt;
CSSF-Management Letter of Investment Fund Managers (IFM EN) &amp;lt;br /&amp;gt;&lt;br /&gt;
Gestionnaires des fonds d'investissement (GFI FR)&lt;br /&gt;
&lt;br /&gt;
(-) Risk management function(GR) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) OPCVM instruments information (ID) &amp;lt;br /&amp;gt;&lt;br /&gt;
(-) Compliance Function (FC)&amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Internal audit function report (IA)&amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Complaints handling (TP) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Authorized third party complaints (LP) &amp;lt;br /&amp;gt;&lt;br /&gt;
(-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;  &lt;br /&gt;
(-) Organization chart (OG) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Mandates table (TM) &amp;lt;br /&amp;gt;  &lt;br /&gt;
(-) Delegates of RFI (RD) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Branch activity (AS), &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Own funds ratio (FP) &amp;lt;br /&amp;gt; &lt;br /&gt;
(-) Risk management procedure AIFM (PN) &amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingAML-AIFM-REG.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/AML_AIFM_REG&lt;br /&gt;
| &amp;lt;small&amp;gt; CSSF &amp;lt;br /&amp;gt;&lt;br /&gt;
CSSF-Management Letter of Investment Fund Managers (IFM EN) &amp;lt;br /&amp;gt;&lt;br /&gt;
Gestionnaires des fonds d'investissement (GFI FR)&lt;br /&gt;
&lt;br /&gt;
(-) Letter of explanation (LE) &amp;lt;br /&amp;gt; &lt;br /&gt;
&lt;br /&gt;
&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''21-Métier des circulaires CSSF 08/371 et 09/423''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingCD.state=up&lt;br /&gt;
| ReportingDiffusion/Various_Correspondence&lt;br /&gt;
| &amp;lt;small&amp;gt;BCL - Other reporting (OTX)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting OTHER (BCL)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''22-Various correspondence (OTH=&amp;gt; BCL)''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingSGO.state=up&lt;br /&gt;
| ReportingDiffusion/SGO&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Management company reporting (SGOREP)&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport Société de Gestion&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''26-Management company''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingDOCBNK.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_BNK&lt;br /&gt;
| &amp;lt;small&amp;gt; AR: Annual Report &amp;lt;br /&amp;gt; &lt;br /&gt;
AS: Annual report consolidated &amp;lt;br /&amp;gt; &lt;br /&gt;
CO: Compliance Report &amp;lt;br /&amp;gt; &lt;br /&gt;
GR: Governance Report &amp;lt;br /&amp;gt; &lt;br /&gt;
IA: Internal Audit Report &amp;lt;br /&amp;gt; &lt;br /&gt;
IC: ICAAP &amp;lt;br /&amp;gt; &lt;br /&gt;
ID: ICAAP Consolidated &amp;lt;br /&amp;gt;  &lt;br /&gt;
LF: Long Form Report &amp;lt;br /&amp;gt; &lt;br /&gt;
LC: Long Form consolidated &amp;lt;br /&amp;gt; &lt;br /&gt;
LD: Long form branch or specific participation &amp;lt;br /&amp;gt; &lt;br /&gt;
ML: ManagementLetter &amp;lt;br /&amp;gt;  &lt;br /&gt;
MC: Management letter consolidated &amp;lt;br /&amp;gt; &lt;br /&gt;
RC: Risk Control Report &amp;lt;br /&amp;gt; &lt;br /&gt;
RP: Recovery Plan &amp;lt;br /&amp;gt; &lt;br /&gt;
SC: Single Customer View &amp;lt;br /&amp;gt;  &lt;br /&gt;
LG: Reconciliation LuxGAAP FINREP &amp;lt;br /&amp;gt;&lt;br /&gt;
RR: Results distribution &amp;lt;br /&amp;gt; &lt;br /&gt;
BD: AC member list &amp;lt;br /&amp;gt; IL: ILAAP &amp;lt;br /&amp;gt; IM: ILAAP consolidated &lt;br /&gt;
&amp;lt;br /&amp;gt; &lt;br /&gt;
AC: Audit report on AML/CTF &amp;lt;br /&amp;gt; &lt;br /&gt;
MF: Audit report on rules of conduct &amp;lt;br /&amp;gt; &lt;br /&gt;
MM: Head quarter annual report &amp;lt;br /&amp;gt; &lt;br /&gt;
RE: Report on out-of-court complaint resolution &amp;lt;br /&amp;gt; &lt;br /&gt;
TR: Table on out-of-court complaint resolution &amp;lt;br /&amp;gt; &lt;br /&gt;
AD: Circ. 18/697 annexe1 &amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
| Reporting  des  établissements  de  crédit&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''27-Reporting of credit institutions''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingEDP.state=up&lt;br /&gt;
| ReportingDiffusion/EDP&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Payment instituions (EDPREP): Z1.1; Z1.2; Z1.4; Z2.1 &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''29-Periodic reporting scheme for payment instituions (EDP)''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingEME.state=up&lt;br /&gt;
| ReportingDiffusion/EME&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF - Electronic money instituions (EMEREP): W1.1; W1.2; W1.3; W1.4; W2.1  &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''34-Electronic money reporting (EME)''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingPubDiffu.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/PUB_FINESTI&amp;lt;br&amp;gt;ReportingDiffusion/DOC_OPC_NOT_LU/PUB_FINESTI&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''32-Envoi pour publication/diffusion''&amp;lt;br&amp;gt;''33-Envoi pour publication/diffusion OPC non LU''   &amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingOPCNONLU.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_OPC_NOT_LU/LOCAL_REGISTRATION&amp;lt;br&amp;gt;ReportingDiffusion/DOC_OPC_NOT_LU/LOCAL_NOTIFICATION&lt;br /&gt;
| &amp;lt;small&amp;gt;HOST_UPDATE: [[Sending Service#Automating process for KID packages|Automated process for KID packages]]&amp;lt;/small/&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''30-Enregistrement pour OPC non LU''&amp;lt;br&amp;gt;''31-Notification pour OPC non LU''    &amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingMAJDOCLU.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/HOST_UPDATE&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''37-Enregistrement/Mise à jour de documents Fond LU vers pays HOST''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingSE.state=up&lt;br /&gt;
| ReportingDiffusion/SE&lt;br /&gt;
| &amp;lt;small&amp;gt; BCL - Financial companies: S2.16; S2.17; TPTIBS&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting des sociétés émettrices&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''35-Issuing companies reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingSEExportXLS.state=up&lt;br /&gt;
| ReportingDiffusion/SE/ExportXLS&lt;br /&gt;
| &amp;lt;small&amp;gt; BCL - Financial companies: S2.16; S2.17; TPTIBS&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting des sociétés émettrices&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''35-Issuing companies reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingSETransfoXLS.state=up&lt;br /&gt;
| ReportingDiffusion/SE&lt;br /&gt;
| &amp;lt;small&amp;gt; BCL - Financial companies: S2.16; S2.17; TPTIBS&amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting des sociétés émettrices&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''35-Issuing companies reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingASS.state=up&lt;br /&gt;
| ReportingDiffusion/ASS&lt;br /&gt;
| &amp;lt;small&amp;gt; BCL - Insurance companies: S0218-L; S0219-L; S0403-L; TPTASS &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting BCL pour les assurances&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''63-Reporting BCL pour les assurances''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingASSExportXLS.state=up&lt;br /&gt;
| ReportingDiffusion/ASS/ExportXLS&lt;br /&gt;
| &amp;lt;small&amp;gt; BCL - Insurance companies: S0218-L; S0219-L; S0403-L; TPTASS &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting BCL pour les assurances&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''63-BCL report for insurances''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingASSTransfoXLS.state=up&lt;br /&gt;
| ReportingDiffusion/ASS&lt;br /&gt;
| &amp;lt;small&amp;gt; BCL - Insurance companies: S0218-L; S0219-L; S0403-L; TPTASS &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting BCL pour les assurances&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''63-BCL report for insurances''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingDP.state=up&lt;br /&gt;
| ReportingDiffusion/CDP&lt;br /&gt;
| &amp;lt;small&amp;gt; BCL - Data on payment operation: V 1.1 - V 1.14 &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''36-Data on payment instruments and operations''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingNotifUcitsIV.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/NOTIFICATIONS_UCITSIV&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''28-UCITS IV notification''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingFINESTI.state=up&amp;lt;br&amp;gt;reportingLIBFINLU.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_FIS_OPC/LIBRARY_FINESTI&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingLIBFINNOTLU.state=up&lt;br /&gt;
| ReportingDiffusion/DOC_OPC_NOT_LU/LIBRARY_FINESTI&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''tbd''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''OBSOLETE : reportingCRF.state=up''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''n/a''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''n/a''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''n/a''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''n/a''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''OBSOLETE : reportingCRFEncrypted.state=up''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''n/a''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''n/a''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''n/a''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''n/a''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingAIF.state=up&lt;br /&gt;
| ReportingDiffusion/AIF&lt;br /&gt;
| &amp;lt;small&amp;gt; CSSF - Alternative Investment Fund managers: AIF / AIFM &amp;lt;/small/&amp;gt;&lt;br /&gt;
| (-) AIF &amp;lt;br /&amp;gt; (-) AMfine&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''54-AIFMD reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingFATCA.state=up&lt;br /&gt;
| ReportingDiffusion/FATCA&lt;br /&gt;
| &amp;lt;small&amp;gt; ACD - Financial Institutions - Foreign Account Tax Compliance Act (FATCA) &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport FATCA&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''60-FATCA reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingCAA.state=up&lt;br /&gt;
| ReportingDiffusion/CAA&lt;br /&gt;
| &amp;lt;small&amp;gt; (-) CAA - Rapports narratifs (N01-N10 &amp;lt;br /&amp;gt; (-) CAA - XBRL reports Solvency II (S01-S23) &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting CAA|&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''63-BCL report for insurances|''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingCRS.state=up&lt;br /&gt;
| ReportingDiffusion/CRS&lt;br /&gt;
| &amp;lt;small&amp;gt; ACD - Financial Institutions - Common Reporting Standard (CRS) &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Reporting CRS&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''68-CRS reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingGRP_BNK.state=up&lt;br /&gt;
| ReportingDiffusion/GRP_BNK&lt;br /&gt;
| &amp;lt;small&amp;gt;«SHS-Group» report &amp;lt;/small/&amp;gt;&lt;br /&gt;
| BCL SHS report&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''75-SHS Reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| reportingUCIAR.state=up&lt;br /&gt;
| ReportingDiffusion/UCIAR&lt;br /&gt;
| &amp;lt;small&amp;gt;CSSF UCIAR &amp;lt;/small/&amp;gt;&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''86-UCIAR Reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| reportingESP.state=up&lt;br /&gt;
| ReportingDiffusion/ESP&lt;br /&gt;
| &amp;lt;small&amp;gt;ICS reporting &amp;lt;/small/&amp;gt;&lt;br /&gt;
| Rapport Enquête&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''15-CSSF polls''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| reportingCAADoraROI=up&lt;br /&gt;
| ReportingDiffusion/CAA&lt;br /&gt;
| &amp;lt;small&amp;gt;DORA Register of Information&amp;lt;/small/&amp;gt;&lt;br /&gt;
| CAA reporting&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''62-CAA reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| reportingCAADoraDIN.state=up&lt;br /&gt;
| ReportingDiffusion/CAA&lt;br /&gt;
| &amp;lt;small&amp;gt;DORA Incident Reporting&amp;lt;/small/&amp;gt;&lt;br /&gt;
| CAA reporting&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''62-CAA reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| reportingPDAOFI.state=up&lt;br /&gt;
| ReportingDiffusion/PDAOFI&lt;br /&gt;
| &amp;lt;small&amp;gt;PDAOFI Reporting&amp;lt;/small/&amp;gt;&lt;br /&gt;
| self-assessment questionnaire PDAOFI&lt;br /&gt;
| &amp;lt;span style=&amp;quot;color: #868686&amp;quot;&amp;gt; &amp;lt;small&amp;gt;''88-PDAOFI reporting''&amp;lt;/small/&amp;gt; &amp;lt;/span&amp;gt;&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
= Installation as a Windows Service =&lt;br /&gt;
&lt;br /&gt;
Once the installation the Sending Service is completed, the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''InstallServiceNT.bat'''&amp;lt;/span&amp;gt; file is available and you can complete your Sending Service installation by creating the Windows Service &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''ServiceDeposant'''&amp;lt;/span&amp;gt;.&lt;br /&gt;
&lt;br /&gt;
Execution frequency of Window Service ServiceDeposant to process files from this folder is 30mn by default [[Sending_Service#Configuration of the properties file | =&amp;gt; Configuration of the properties file]].&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Double click the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''InstallServiceNT.bat'''&amp;lt;/span&amp;gt; file.&lt;br /&gt;
&lt;br /&gt;
[[File:InstallServiceNT.png|600 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &lt;br /&gt;
A Command Prompt window opens up and closes as quickly as it popped up. The new Windows Service &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''ServiceDeposant'''&amp;lt;/span&amp;gt; is now available.&lt;br /&gt;
&lt;br /&gt;
[[Sending Service#How to start the Sending Service|=&amp;gt; How to start the Sending Service]]&lt;br /&gt;
&lt;br /&gt;
[[Sending Service#How to stop the Sending Service|=&amp;gt; How to stop the Sending Service]]&lt;br /&gt;
&lt;br /&gt;
[[File:WindowsService.png]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;IMPORTANT&amp;lt;/u&amp;gt;: Please ensure the '''Sending Service user''' that is linked to this Windows Service has &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Internet rights'''&amp;lt;/span&amp;gt;  (=&amp;gt; Right click on ''Service deposant'' &amp;gt; select ''Properties'' &amp;gt; select ''Log On'' tab).&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If you want to uninstall the Windows Service, please double click the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''UninstallServiceNT.bat'''&amp;lt;/span&amp;gt; file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
= Installation on Unix/Linux =&lt;br /&gt;
&lt;br /&gt;
*Move to the ServiceDeposant directory&lt;br /&gt;
&amp;lt;u&amp;gt; Example &amp;lt;/u&amp;gt;: /opt/ServiceDeposant/ &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
*Check that you have execution rights (x) on the Install.sh file&lt;br /&gt;
&amp;lt;u&amp;gt; Example &amp;lt;/u&amp;gt;: ls -l&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
*If not, just add this right using the chmod command&lt;br /&gt;
&amp;lt;u&amp;gt; Example &amp;lt;/u&amp;gt;: chmod 755 install.sh&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
*Launch Install.sh with the configuration file as parameter&lt;br /&gt;
&amp;lt;u&amp;gt; Example &amp;lt;/u&amp;gt;: install.sh config.properties &lt;br /&gt;
&lt;br /&gt;
*Press the Enter key and enter the Java path when requested&lt;br /&gt;
&lt;br /&gt;
*Press the Enter key again and wait for the ‘BUILD SUCCESSFUL’ message.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* Once installed, launch the run.sh to run the sending service&lt;br /&gt;
&lt;br /&gt;
= How to start the Sending Service =&lt;br /&gt;
&lt;br /&gt;
* Double click the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''run.bat'''&amp;lt;/span&amp;gt; command available at the root folder of your Sending Service&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
In the case you created a '''Windows Service''' &lt;br /&gt;
&lt;br /&gt;
* Double click the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''StartService NT.bat'''&amp;lt;/span&amp;gt; command available at the root folder of your Sending Service&lt;br /&gt;
&lt;br /&gt;
or&lt;br /&gt;
&lt;br /&gt;
* Browse to the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Windows Services'''&amp;lt;/span&amp;gt; console (''Start &amp;gt; Control Panel &amp;gt; Administrative Tools &amp;gt; Services'') and right click the '''ServiceDeposant''' service and start the service.&lt;br /&gt;
&lt;br /&gt;
[[File:WindowsService.png]] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The message *Fin Ok* means that the installation was successful.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
= How to stop the Sending Service =&lt;br /&gt;
&lt;br /&gt;
* If you launched the Sending Service using the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''run.bat'''&amp;lt;/span&amp;gt; command, you can stop it pressing the keys Ctrl+C+Y.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
In the case you created a '''Windows Service''' &lt;br /&gt;
&lt;br /&gt;
* Double click the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''StopService NT.bat'''&amp;lt;/span&amp;gt; command available at the root folder of your Sending Service&lt;br /&gt;
&lt;br /&gt;
or&lt;br /&gt;
&lt;br /&gt;
* Browse to the &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Windows Services'''&amp;lt;/span&amp;gt; console (''Start &amp;gt; Control Panel &amp;gt; Administrative Tools &amp;gt; Services'') and right click the '''ServiceDeposant''' service and stop the service.&lt;br /&gt;
&lt;br /&gt;
[[File:WindowsService.png]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
= Automatic and semi-automatic sending of O4.1 and O4.2 reports =&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: red;&amp;gt;'''Changed on July 2023'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
For [http://www.cssf.lu/en/supervision/ivm/ucits/legal-reporting/ '''O4.1 and O4.2 reports'''] the [http://www.cssf.lu/en/supervision/'''CSSF'''] is expecting  '''EDIFACT''' file format (ISO 9735).&lt;br /&gt;
&lt;br /&gt;
Please note that you have to generate yourself a '''flat text file''' for these reports, which, once dropped into the dedicated directory of the Sending Service, will be transformed into the expected EDIFACT format.&lt;br /&gt;
&lt;br /&gt;
'''The structure of the flat file is detailed in the document [[Media:StructMess_EN.pdf|Structure of messages for interface files from fund manager host system]], pages 8 to 14.'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The Sending Service provides two sending ways :&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Automatic sending&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
In this case, the flat files must be dropped into the '''OPC\envoi_Automatique\fichiersCCLUX''' folder of your Sending Service.&lt;br /&gt;
&lt;br /&gt;
If the flat file is well formed, the reports are '''changed to ''.T62'' for O4.1, respectively ''.T63'' for O4.2''' into the subfolder '''Edifact''' by default ([[#IdBothCasesEdifact |see how to change it]]).&lt;br /&gt;
&lt;br /&gt;
On sending, the ''.T6x'' is transformed into ''.trt''. &lt;br /&gt;
If the sending is OK, a ''.acq'' is generated otherwise a ''.err''. All this in the Edifact subdirectory.&amp;lt;br/&amp;gt;&lt;br /&gt;
If nothing appears in the Edifact subdirectory, it means that things are not going well.&amp;lt;br/&amp;gt;&lt;br /&gt;
&amp;lt;blockquote&amp;gt;You must check the Edifact subfolder for .acq or .err&amp;lt;/blockquote&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Note : The .err that may be temporary generated within the PDF file for O4.2 reports must be ignored.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Semi-automatic sending&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
If you want to use this kind of sending, you have to drop your flat file into the '''OPC\envoi_SemiAutomatique\fichiersCCLUX_aTraiter''' folder of your Sending Service, where it will be converted to a PDF file and stored in the '''OPC\envoi_SemiAutomatique\fichiersPDF_aValider''' folder.&lt;br /&gt;
&lt;br /&gt;
The PDF file allows you to check the data of your flat file in a more user friendly way before you transmit it to the supervisory authority.&lt;br /&gt;
&lt;br /&gt;
Once checked/validated, the PDF file must be dragged into '''OPC\envoi_SemiAutomatique\fichiersPDF_aEnvoyer''' folder.&lt;br /&gt;
&lt;br /&gt;
After being checked for errors,   the reports are '''changed to ''.T62'' for O4.1, respectively ''.T63'' for O4.2''' into the subfolder '''Edifact''', &amp;lt;span style=&amp;quot;color: red;&amp;gt;BE CAREFUL : this folder is in OPC\envoi_Automatique\fichiersCCLUX\'''Edifact''' by default.&amp;lt;/span&amp;gt;([[#IdBothCasesEdifact |see how to change it]])&lt;br /&gt;
&lt;br /&gt;
On sending, the ''.T6x'' is transformed into ''.trt''. &lt;br /&gt;
If the sending is OK, a ''.acq'' is generated otherwise a ''.err''. All this in the Edifact subdirectory.&amp;lt;br/&amp;gt;&lt;br /&gt;
If nothing appears in the Edifact subdirectory, it means that things are not going well.&amp;lt;br/&amp;gt;&lt;br /&gt;
&amp;lt;blockquote&amp;gt;You must check the Edifact folder for .acq or .err&amp;lt;/blockquote&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div id=&amp;quot;IdBothCasesEdifact&amp;quot;&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;u&amp;gt;In both cases&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* The reports sent are .T62, resp. .T63, you will find them into the transmission follow-up with such names. The CSSF answsers with EDOFBR....xml files as feedbacks.&amp;lt;br/&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* The .ack files are not sent anymore, even for the O4.1 Fundsquare file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* The '''Edifact results subfolder''' is the same for the two ways of sending : automatic and semi-automatic. You can choose the one you want by changing the property '''''reportingOPC.automatique.edifact.remoteDir''''' into the .properties file. In the installation assistant (assistantSD), this property is under reportingOPC.automatic.state's button 'More'. &amp;lt;br&amp;gt;Then install again to enable it.&lt;br /&gt;
&lt;br /&gt;
= Automating process for KID packages =&lt;br /&gt;
&lt;br /&gt;
In the context of KID updates to be filed to the CSSF, it is possible to set up the automatic sending of KIDs packages (.zip files) from our server to your Sending Service. Once the Sending Service has received the KIDs, they are copied in one of the following directory:&lt;br /&gt;
&lt;br /&gt;
'''Luxembourgish fund'''&lt;br /&gt;
 \ReportingDiffusion\DOC_FIS_OPC\KID_OPC&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''Foreign fund'''&lt;br /&gt;
 \ReportingDiffusion\DOC_OPC_NOT_LU\HOST_UPDATE&lt;br /&gt;
&lt;br /&gt;
Then the files are sent to the CSSF in the usual way.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If you want to use this feature, please&lt;br /&gt;
* Install the Sending Service [[Sending Service#Installation with Sending Service Installer|'''=&amp;gt; Installation with Sending Service Installer''']] or [[Sending Service#Manual installation with Command Prompt|'''=&amp;gt;  Manual installation with Command Prompt''']] &lt;br /&gt;
* Ensure that the listeners &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''reportingOPCNONLU.state'''&amp;lt;/span&amp;gt; and  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''reportingKID.state''' &amp;lt;/span&amp;gt; in your properties file are &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''=up'''&amp;lt;/span&amp;gt;&lt;br /&gt;
* Contact our Regulatory Service department and request the installation of this specific feature.&lt;br /&gt;
* Generate the KID package (.zip file) in the UCITS IV Document Management application (https://www.e-file.lu). Please note that in some cases an automated process on our servers can be installed.&lt;br /&gt;
&lt;br /&gt;
Do not hesitate to contact our [[How to contact us|'''Client Support &amp;amp; Operations Desk''']] if you need further assistance.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
= Sending progress and follow up =&lt;br /&gt;
&lt;br /&gt;
== Transmission following ==&lt;br /&gt;
&lt;br /&gt;
Here are the default transmission followup files that are created depending on the state in the transmission workflow.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: left;&amp;quot;&amp;gt;&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|-&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''File extension'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Description'''&lt;br /&gt;
|-&lt;br /&gt;
||&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;''' .trt'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
|| &amp;lt;u&amp;gt; Example &amp;lt;/u&amp;gt;: file processing of '''FileName.ext'''&lt;br /&gt;
Once the file has been dropped into the appropriate folder, the Sending Service will start processing it and rename it as follows:&lt;br /&gt;
&lt;br /&gt;
'''FileName.ext_YYYYMMDDhhmmssmmm.'''&amp;lt;span style=&amp;quot;color:#C00000&amp;quot;&amp;gt;'''trt'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
|- &lt;br /&gt;
|| &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''.acq'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
|| Once the processing finished an &amp;lt;span style=&amp;quot;color:#C00000&amp;quot;&amp;gt;'''.acq'''&amp;lt;/SPAN&amp;gt; file will be generated in the same folder by the Sending Service in order to confirm the transmission:&lt;br /&gt;
&lt;br /&gt;
'''FileName.ext_YYYYMMDDhhmmssmmm.'''&amp;lt;span style=&amp;quot;color:#C00000&amp;quot;&amp;gt;'''acq'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
||&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''.err'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
||An &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''.err&amp;lt;/SPAN&amp;gt; file is created in case or an error:&lt;br /&gt;
&lt;br /&gt;
'''FileName.ext_YYYYMMDDhhmmssmmm'''&amp;lt;span style=&amp;quot;color:#C00000&amp;quot;&amp;gt;'''.err'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Please open this file and analyse the error message.&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;br/&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Feedback files (Replies folder) ==&lt;br /&gt;
&lt;br /&gt;
For some reporting, the administration will give you more detailed feedback. In this case, those feedback will replace the corresponding ones in the previous section.&lt;br /&gt;
&lt;br /&gt;
By default, &amp;lt;u&amp;gt; feedback files&amp;lt;/u&amp;gt; are dropped into &amp;lt;span style=&amp;quot;color:#C00000&amp;quot;&amp;gt;'''Replies'''&amp;lt;/span&amp;gt; sub-folders. &amp;lt;span style=&amp;quot;color:#C00000&amp;quot;&amp;gt;'''Replies'''&amp;lt;/SPAN&amp;gt; folders are created dynamically in the initial transmission folder of the files. They only appear when feedback files, sent by the supervisory authorities, have to be stored. If the folder is deleted, it will be automatically recreated upon receipt of new feedback files. &lt;br /&gt;
&lt;br /&gt;
The  name  and  location  of  the &amp;lt;span style=&amp;quot;color:#C00000&amp;quot;&amp;gt;'''Replies'''&amp;lt;/SPAN&amp;gt; folder  may  be  configured  differently  from  the implementation  of  the  solution with  your company’s project coordinator [[Sending_Service#Configuration|=&amp;gt; Configuration .properties file.]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: left;&amp;quot;&amp;gt;&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|-&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Autority'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Description'''&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
||&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''CSSF'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
||Feedback files generated and sent by the CSSF.&lt;br /&gt;
&lt;br /&gt;
Please click the picture below to access the '''Naming convention for CSSF reportings''' document:&lt;br /&gt;
&lt;br /&gt;
[[File:FBR CSSF.png|500 px|link=http://www.cssf.lu/fileadmin/files/Reporting_legal/transport_securisation_reporting/Convention_de_nom.pdf]]&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
||&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''BCL'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
||Feedback files generated and sent by the BCL.&lt;br /&gt;
&lt;br /&gt;
The BCL sends feedback with the following naming convention :&lt;br /&gt;
&lt;br /&gt;
FDBTECH_[OK/KO]_[YYYYMMDD]_[SENT FILE NAME]_[RANDOM CARACTERS].xml&lt;br /&gt;
&lt;br /&gt;
With &lt;br /&gt;
* [OK/KO] : replaced either by OK (if the files has been transmitted and processed successfully) or KO (if there has been an error)&lt;br /&gt;
* [YYYYMMDD] : replaced by the date of the feedback&lt;br /&gt;
* [SENT FILE NAME] : replaced by the complete name of the original file (including it's extension)&lt;br /&gt;
* [RANDOM CARACTERS] : replaced by a random and unique caracters.&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
||&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''ACD'''&amp;lt;/SPAN&amp;gt;&lt;br /&gt;
||Feedback files generated and sent by the ACD.&lt;br /&gt;
&lt;br /&gt;
ACD's feedback files are available in the sub-folder &amp;quot;Replies&amp;quot;: .../ServiceDeposant/ReportingDiffusion/FATCA/Replies/.&lt;br /&gt;
&lt;br /&gt;
Each feedback has a specific status which is available in the file name: ACK, NAK, VAL, WAR, ERR (Cf. Status feedback ACD).&lt;br /&gt;
&lt;br /&gt;
Example feedback from ACD :&lt;br /&gt;
&lt;br /&gt;
FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P_ack.xml&lt;br /&gt;
&lt;br /&gt;
FATCA_20150520080023_F1_2016_B_19700202123_ZZLRV4.99999.SL.442_T_ack.xml&lt;br /&gt;
&lt;br /&gt;
The &amp;quot;Replies&amp;quot; folder is created upon feedback receipt. Please check the Sending Service's configuration if the &amp;quot;Replies&amp;quot; folder is not available. In the configuration file (properties file), the variable corresponding to &amp;quot;Configuration of connection for feedback&amp;quot; and the one corresponding to &amp;quot;Configuration of connection for authority acknowledgement&amp;quot; should be set to &amp;quot;up&amp;quot;.&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* '''For other reporting''' (08/371 / VNI...), '''there is no additionnal acknowledgment'''. &amp;lt;br&amp;gt;&lt;br /&gt;
This means that only &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''acq'''&amp;lt;/span&amp;gt; will be created. &amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Conclusion'''&amp;lt;/u&amp;gt; : &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Checking that both trt and acq files were generated is a good way to ensure the good working of the Sending Service'''&amp;lt;/span&amp;gt;. Doing this way, you can be sure that your data was correctly sent and '''e-file will be in charge of forwarding them to authoritites'''.&lt;br /&gt;
&lt;br /&gt;
= Sending Service versions and updates =&lt;br /&gt;
&lt;br /&gt;
Please be informed that our system is able to check the version of the program you are running. This information is sent to our database when the service is launched.&lt;br /&gt;
&lt;br /&gt;
Please note that the &amp;lt;b&amp;gt;''RELEASE_README.txt''&amp;lt;/b&amp;gt; file, located at the root folder provides you information on the different Sending Service versions.&lt;br /&gt;
The example below indicates that the Sending Service version 4.5.6 is being used:&lt;br /&gt;
[[File:SD evol.png| 800 px]]&lt;br /&gt;
&lt;br /&gt;
In case of major Sending Service changes, our [[How to contact us|'''Client Support &amp;amp; Operations Desk''']] will notify you by sending an INFO-email to your local e-file administrator.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
= Functional testing and test environment =&lt;br /&gt;
&lt;br /&gt;
In fact, it is not necessary to test the working of the Sending Service by performing a test sending.&lt;br /&gt;
&lt;br /&gt;
Indeed, all '''technical checks''' are performed during the startup process.&lt;br /&gt;
&lt;br /&gt;
In other words, if the startup process does not generate any error message, then the Sending Service is running properly.&lt;br /&gt;
&lt;br /&gt;
* Launch the Sending Service through the dos &amp;lt;b&amp;gt;''run.bat''&amp;lt;/b&amp;gt; file or through the Windows Service.&lt;br /&gt;
* '''Check the log files''' generated in the  &amp;lt;b&amp;gt;''log''&amp;lt;/b&amp;gt; folder of Service Deposant.&lt;br /&gt;
* The Sending Service is running properly if the '''error.log file''' is empty or if it does not contain any line in relation to the starting process.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Remark'''&amp;lt;/u&amp;gt; : If a problem occurs after this check, it would certainly be a functional problem or could also be linked to the e-file configuration.&lt;br /&gt;
&lt;br /&gt;
In this case, we recommand to '''check the ''.err'' file''' automatically generated during the sending process.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
If you want to install a '''test environment''' in order to validate the your source files or to anticipate a migration procedure, please follow the steps below:&lt;br /&gt;
&lt;br /&gt;
* '''Duplicate the production Sending Service''' by copying the whole ''Service Deposant'' folder to another location.&lt;br /&gt;
* '''Adjust the properties file''' to redirect the service to our test environment : Homologation. &amp;lt;b&amp;gt;''e-file.hostname''&amp;lt;/b&amp;gt; = &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''homologation.e-file.lu'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Please note that, if the user login may remain the same, the password will be changed in our test environment.&lt;br /&gt;
Feel free to set a new password&lt;br /&gt;
&lt;br /&gt;
Do not forget to '''modify the path''' to your test files if these ones are stored in a specific location.&lt;br /&gt;
&lt;br /&gt;
Finally, to identify cleary both Windows services, you must adjust the parameters used to identify the Windows Service name : &amp;lt;b&amp;gt;''wrapper.app.long.name''&amp;lt;/b&amp;gt; and &amp;lt;b&amp;gt;''wrapper.app.name''&amp;lt;/b&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Relaunch the Sending Service installation'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
= Common Problems = &lt;br /&gt;
&lt;br /&gt;
== The service does not start ==&lt;br /&gt;
&lt;br /&gt;
Please refer to following procedure if a Sending Service, launched through &amp;lt;u&amp;gt;the Windows Services&amp;lt;/u&amp;gt; does not start in order to analyze the origin of the problem.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;u&amp;gt;'''Attempt to start it with the DOS command line'''&amp;lt;/u&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
* Open a '''DOS''' window and make sure to have '''administrator rights''' on the computer (''Start&amp;gt;run : cmd'')&lt;br /&gt;
* Move to the folder where the sending service is installed&lt;br /&gt;
* '''Run the command : &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;''run.bat''&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
'''If the sending service runs properly''' through this DOS command, without generating error logs, we recommand to follow [[Sending Service#IdSolve|this solving method]]'''.&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Otherwise, a log analysis is necessary'''&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
=== Log Analysis===&lt;br /&gt;
&lt;br /&gt;
The &amp;lt;b&amp;gt;''error.log''&amp;lt;/b&amp;gt; file located in the &amp;lt;b&amp;gt;''log''&amp;lt;/b&amp;gt; folder at the root of Sending Service, contains the error trace causing this dysfunction.&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
'''You will find below the most common known problems.'''&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
In all cases, we are at your disposal to assist you in this analysis. Feel free to contact our &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''[[How to contact us|'''Client Support &amp;amp; Operations Desk''']].'''&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==== Network Problem ====&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Error 1'''&amp;lt;/u&amp;gt; : &amp;lt;span style=&amp;quot;color: blue&amp;quot;&amp;gt;Error when webservice's call 'obtenirVersionsDocument'.Unrecognized SSL message, plaintext connection.&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
   &amp;lt;u&amp;gt;'''Solving Method'''&amp;lt;/u&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
   * Check the proxy parameters of your properties file&lt;br /&gt;
   * '''Relaunch  the sending service installation process''' so that the changes are taken into account.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Error 2'''&amp;lt;/u&amp;gt; : &amp;lt;span style=&amp;quot;color: blue&amp;quot;&amp;gt;java.net.ConnectException: Connection timed out: connect.&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;u&amp;gt;'''Error 3'''&amp;lt;/u&amp;gt; : &amp;lt;span style=&amp;quot;color: blue&amp;quot;&amp;gt;Connection timed out: connect	[TIP: The machine can be unauthorized by the proxy]&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
   &amp;lt;u&amp;gt;'''Solving Method'''&amp;lt;/u&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
   * Check the configuration of your proxy with your network team : It must be correctly configured to allow outbound connections to our server [http://www.e-file.lu www.e-file.lu] HTTP and HTTPS.&lt;br /&gt;
&lt;br /&gt;
==== Other time out problem====&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Error'''&amp;lt;/u&amp;gt; : &amp;lt;span style=&amp;quot;color: blue&amp;quot;&amp;gt;Startup failed: Timed out waiting for signal from JVM.&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
   &amp;lt;u&amp;gt;'''Solving Method'''&amp;lt;/u&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
   * '''Increase''' the value of &amp;lt;b&amp;gt;''wrapper.startup.timeout''&amp;lt;/b&amp;gt; parameter from your properties file. As an example, increase from 300 to 600.&lt;br /&gt;
   * '''Relaunch the sending service installation''' to take the changes in account.&lt;br /&gt;
&lt;br /&gt;
This parameters indicates the duration allocated to the service startup. Is some cases, 5 mn may not be enough, particularly with slow proxy connections to e-file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==== Administrator rights issue with Windows service ====&lt;br /&gt;
[[File:SDadmin.jpg]]&lt;br /&gt;
&lt;br /&gt;
By default, a windows service runs through a '''non administrator system user'''.&amp;lt;br&amp;gt;&lt;br /&gt;
Depending on your architecture, it is possible that this user account has not enough rights to ensure a proper start of the Sending Service. (proxy issue for example)&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Then simply change this setting this way: &amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
   &amp;lt;div id=&amp;quot;IdSolve&amp;quot;&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
   &amp;lt;u&amp;gt;'''Solving Method'''&amp;lt;/u&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
   * Open the '''Windows services''' window. (Start &amp;gt; Control Panel &amp;gt; Administrative tools &amp;gt; Services)&lt;br /&gt;
   * Right click on the service named &amp;lt;b&amp;gt;''ServiceDéposant''&amp;lt;/b&amp;gt;&lt;br /&gt;
   * Select the &amp;lt;b&amp;gt;''Properties''&amp;lt;/b&amp;gt; item&lt;br /&gt;
   * Indicate an administrator user account and password in &amp;lt;b&amp;gt;''LogOn''&amp;lt;/b&amp;gt; tag.&lt;br /&gt;
   * Relaunch the service&lt;br /&gt;
&lt;br /&gt;
== Errors are raised during sending == &lt;br /&gt;
&lt;br /&gt;
The generation of an &amp;lt;b&amp;gt;''.err''&amp;lt;/b&amp;gt; file during the processing of your report indicates an issue during the sending.&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
In this case,''' it is necessary to analyze the problem because the data could not be transmitted to the authorities.'''&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The &amp;lt;b&amp;gt;''.err''&amp;lt;/b&amp;gt; file contains the explanation of the error that generates this dysfunction.&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
'''You will find below the most common problems.'''&amp;lt;br&amp;gt;&lt;br /&gt;
In all cases, we are at your disposal to assist you in this analysis. Feel free to contact &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''[[How to contact us|'''Client Support &amp;amp; Operations Desk''']].'''&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==== Functional Problem ==== &lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Error 1'''&amp;lt;/u&amp;gt; : &amp;lt;span style=&amp;quot;color: blue&amp;quot;&amp;gt;Failed to validate XML&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;u&amp;gt;'''Error 2'''&amp;lt;/u&amp;gt; : &amp;lt;span style=&amp;quot;color: blue&amp;quot;&amp;gt;All error indicating a data problem&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
   &amp;lt;u&amp;gt;'''Solving Method'''&amp;lt;/u&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
   * '''Correct the source file''' according to the error messages indicated in the &amp;lt;b&amp;gt;''.err''&amp;lt;/b&amp;gt; file.&lt;br /&gt;
   * '''Resend the file'''.&lt;br /&gt;
&lt;br /&gt;
==== User account problem ====&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Error 1'''&amp;lt;/u&amp;gt; : &amp;lt;span style=&amp;quot;color: blue&amp;quot;&amp;gt;Getting addressees information Une erreur est survenue lors de l'execution du Workflow&amp;lt;/span&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
   &amp;lt;u&amp;gt;'''Solving Method'''&amp;lt;/u&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
   * '''Link''' the sending service user account to the right '''User Group''' according to the kind of reporting your are trying to send. His profils should be &amp;lt;b&amp;gt;''SD with response''&amp;lt;/b&amp;gt;&lt;br /&gt;
&lt;br /&gt;
= Certificate Update =&lt;br /&gt;
&lt;br /&gt;
Once your Luxtrust certificate is activate in E-file, you need to replace de new keystore in the sending service.&lt;br /&gt;
Please find below what you need to do:&lt;br /&gt;
* Stop your sending service&lt;br /&gt;
* Copy your new keystore in the keystores folder of the Sending Service. &lt;br /&gt;
* Update the configuration: It is possible that your new Keystore has a different name than the previous Keystore therefore it is necessary to update the configuration.&lt;br /&gt;
  '''E-file configuration'''&lt;br /&gt;
&lt;br /&gt;
  {| class=&amp;quot;wikitable;style=&amp;quot;background:#112233&amp;quot;&lt;br /&gt;
  |-&lt;br /&gt;
  ! Variable &lt;br /&gt;
  ! Description&lt;br /&gt;
  |-&lt;br /&gt;
  |style=&amp;quot;width:30em&amp;quot;| '''''keystore.path=@PROJECT_ROOT_PATH@/keystores/????.ks'''''&lt;br /&gt;
  |style=&amp;quot;width:20em&amp;quot;| path of the keystore (xxxx.ks)&lt;br /&gt;
  |-&lt;br /&gt;
  |}&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* Install the sending service: To install the Sending Service, you have to click on the '''Install''' button. A pop-up window opens where you have to enter your passwords.&lt;br /&gt;
&lt;br /&gt;
''Note : If you do not use a proxy, you can leave a blank for the proxy password''&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_12.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Once finished a pop-up windows opens stating that the installation has been successful:&lt;br /&gt;
&lt;br /&gt;
[[File:Doc_SDInstaller_13.png|border|500 px]]&lt;br /&gt;
&lt;br /&gt;
To start your Sending Service open the folder where you installed it and run the file '''run.bat''' or '''InstallServiceNT.bat''' if you want to install the Service as a '''Windows Service'''.&lt;br /&gt;
&lt;br /&gt;
[[Sending Service#Installation as a Windows Service|=&amp;gt; Installation as a Windows Service]]&lt;br /&gt;
&lt;br /&gt;
[[Sending Service#How to start the Sending Service|=&amp;gt; How to start the Sending Service]]&lt;br /&gt;
&lt;br /&gt;
[[Sending Service#How to stop the Sending Service|=&amp;gt; How to stop the Sending Service]]&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=ProductCoverage&amp;diff=8002</id>
		<title>ProductCoverage</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=ProductCoverage&amp;diff=8002"/>
		<updated>2026-03-03T10:04:56Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}}/{{REVISIONMONTH}}/{{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
You can find below the list of reports that can be managed through e-file.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;height:500px; width:auto; overflow-y:scroll&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable filterable mw-collapsible sortable&amp;quot; &lt;br /&gt;
|+ &amp;lt;span style=&amp;quot;white-space:nowrap&amp;quot;&amp;gt;Available reports&amp;lt;/span&amp;gt;&lt;br /&gt;
|- &amp;lt;div style=&amp;quot;font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Concerned   companies&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Report&amp;lt;br /&amp;gt;     naming convention&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Table&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Details&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Authority&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending way&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | An e-file form exists&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending type in transmission   module&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Example&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| NOTREP&lt;br /&gt;
| INI or&amp;lt;br /&amp;gt;     UPD&lt;br /&gt;
| Notification procedures to be   followed by a UCITS governed by Luxembourg law wishing to market its units in   another Member State of the European Union&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O1.2&lt;br /&gt;
| Monthly   financial information for guaranteed funds&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.1&lt;br /&gt;
| Yearly financial information&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.2&lt;br /&gt;
| Interventions   on the futures and options markets&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0103&lt;br /&gt;
| S1.3&lt;br /&gt;
| Monthly statistical balance   sheet for money market funds (MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0103_L4_202302_B000000999_O009990099_20240619_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| Monthly   Security by security reporting for investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| TPTOBS_L3_202107_B000000009_O009990000_20240807_001.xml&amp;lt;br /&amp;gt;     TPTOBS_L3_202107_P000000999_NAF99999999900000_20240603_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) DE&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Offering document (DE)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     PROSP-K0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-)   AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| SIF Law   2007:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report SIF (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (PM)&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS report&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor report&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report   not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor   report&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) PS&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| UCI:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Simplified prospectus (PS)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 UCI   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative   Investment Fund reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Alternative Investment Fund   Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| MAN&lt;br /&gt;
| Alternative Investment Fund   reporting (AIF Manager)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| AnaCredit:&amp;lt;br /&amp;gt;     Collection of granular credit and credit risk data&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| AnaCredit&lt;br /&gt;
| ANTREF_201801_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0218-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Quarterly statistical balance   sheet of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S0219-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Information   on valuation effects on the balance sheet of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0403-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Annual Premiums, claims and   commissions of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| TPTASS&lt;br /&gt;
| n/a&lt;br /&gt;
| Monthly   Security by security reporting of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| «SHS-Group» report:&amp;lt;br /&amp;gt;     Statistics on holdings of securities by reporting banking groups&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL SHS&lt;br /&gt;
| SHSGRP_201709_LUB00999_20171206_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0001&lt;br /&gt;
| S0.1&lt;br /&gt;
| Daily   deposit&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0001_L2_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0101&lt;br /&gt;
| S1.1&lt;br /&gt;
| Monthly statistical balance   sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0101_L6_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0104&lt;br /&gt;
| S1.4&lt;br /&gt;
| Adjustments   due to valuation effects|&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0104_L3_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0105&lt;br /&gt;
| S1.5&lt;br /&gt;
| Information on interest rates in   EUR&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0105_L4_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0108&lt;br /&gt;
| S1.8&lt;br /&gt;
| Information   on securititation&amp;lt;br /&amp;gt;     transactions launched&amp;lt;br /&amp;gt;     by credit institutions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0108_L2_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0109&lt;br /&gt;
| S1.9&lt;br /&gt;
| Information on CNY (renmibi)   operations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0109_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0205-L&lt;br /&gt;
| S2.5-L&lt;br /&gt;
| Quarterly   statistical balance sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0205-N&lt;br /&gt;
| S2.5-N&lt;br /&gt;
| Quarterly statistical balance   sheet&amp;lt;br /&amp;gt;     of credit institutions -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0208&lt;br /&gt;
| S2.8&lt;br /&gt;
| Real   estate loans for&amp;lt;br /&amp;gt;     Lxuembourg buildings&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0208_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0209-L&lt;br /&gt;
| S2.9-L&lt;br /&gt;
| Staff report -&amp;lt;br /&amp;gt;     Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0209-N&lt;br /&gt;
| S2.9-N&lt;br /&gt;
| Staff   report -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0302&lt;br /&gt;
| S3.2&lt;br /&gt;
| Non balance sheet information&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0302_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-)   SMRTLA (EBA V3.0 module mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-) SMRTLA (EBA V3.0 module   mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AC&lt;br /&gt;
| Audit Report on AML/CTF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AD&lt;br /&gt;
| Circ. 18/697 annexe1&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AR&lt;br /&gt;
| Annual   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-AR-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AS&lt;br /&gt;
| Annual report consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AS-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | BD&lt;br /&gt;
| AC Member List&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| CO&lt;br /&gt;
| Compliance Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-CO-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| GR&lt;br /&gt;
| Governance   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-GR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IA&lt;br /&gt;
| Internal Audit Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IA-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IC&lt;br /&gt;
| ICAAP&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ID&lt;br /&gt;
| ICAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-ID-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IL&lt;br /&gt;
| ILAAP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IM&lt;br /&gt;
| ILAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LC&lt;br /&gt;
| Long Form Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LD&lt;br /&gt;
| Long Form Branch or Specific Participation&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LD-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-LF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LG&lt;br /&gt;
| Reconciliation LuxGAAP FINREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MC&lt;br /&gt;
| Management Letter Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MF&lt;br /&gt;
| Audit report on rules of conduct&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-ML-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MM&lt;br /&gt;
| Head quarter annual report&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RC&lt;br /&gt;
| Risk   Control Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RE&lt;br /&gt;
| Report on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RP&lt;br /&gt;
| Recovery   Plan&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RP-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RR&lt;br /&gt;
| Results Distribution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SC&lt;br /&gt;
| Single   Customer View&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-SC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | TR&lt;br /&gt;
| Table on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Institutions - Common Reporting Standard (CRS)&lt;br /&gt;
| CRS&lt;br /&gt;
| CRS&lt;br /&gt;
| Automatic   exchange of&amp;lt;br /&amp;gt;     financial account information&amp;lt;br /&amp;gt;     on a global level&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| CRS report&lt;br /&gt;
| CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| BRA&lt;br /&gt;
| Quarterly reporting on the&amp;lt;br /&amp;gt;     financial health of the branches&amp;lt;br /&amp;gt;     parent entities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-BRA.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DEP&lt;br /&gt;
| Residential   credit deposits&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-DEP.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     P: PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| RES&lt;br /&gt;
| Residential real estate market&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-RES.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| STT&lt;br /&gt;
| Stress   test in order to assess&amp;lt;br /&amp;gt;     the interest rate risk&amp;lt;br /&amp;gt;     arising from non-trading&amp;lt;br /&amp;gt;     book activities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2008-06-STT.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0101&lt;br /&gt;
| V1.1&lt;br /&gt;
| Customer transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0101_L2_201601_W000000003_B000000999_20160201_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0110&lt;br /&gt;
| V1.10&lt;br /&gt;
| Stock   taking of payment accounts in bank money&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01100&lt;br /&gt;
| V1.100&lt;br /&gt;
| Payment services provided by   e-money institutions and payment institutions without the provision of   payment accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01100_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0111&lt;br /&gt;
| V1.11&lt;br /&gt;
| OTC cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0111_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01110&lt;br /&gt;
| V1.110&lt;br /&gt;
| Payment initiation services   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01110-F&lt;br /&gt;
| V1.110-F&lt;br /&gt;
| Payment   initiation services (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01110-F_L0_202405_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0112&lt;br /&gt;
| V1.12&lt;br /&gt;
| Transactions via   telecommunication, digital or IT device&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0112_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0113&lt;br /&gt;
| V1.13&lt;br /&gt;
| Credits   to the accounts by simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0113_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0114&lt;br /&gt;
| V1.14&lt;br /&gt;
| Debits from the account by   simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0114_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0102&lt;br /&gt;
| V1.2&lt;br /&gt;
| Interbank   transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0102_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0120&lt;br /&gt;
| V1.20&lt;br /&gt;
| Customer Credit transfers sent   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0120_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0120-F&lt;br /&gt;
| V120-F&lt;br /&gt;
| Customer   Credit transfers sent (Fraud)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01200&lt;br /&gt;
| V1.200&lt;br /&gt;
| Stock of issued payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01200_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01201&lt;br /&gt;
| V1.201&lt;br /&gt;
| Stock of   distributed payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01201_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0121&lt;br /&gt;
| V1.21&lt;br /&gt;
| Customer credit transfers   received&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0121_L0_202201_B000000999_B000000999_20230421_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01210&lt;br /&gt;
| V1.210&lt;br /&gt;
| Stock of   terminals by terminal type&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01210_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01220&lt;br /&gt;
| V1.220&lt;br /&gt;
| Stock of accounts (except   e-money accounts)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01220_L0_202206_W000000099_W000000099_20240613_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01221&lt;br /&gt;
| V1.221&lt;br /&gt;
| Stock of   e-money accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01221_L0_202407_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01222&lt;br /&gt;
| V1.222&lt;br /&gt;
| Stock of accessed accounts -   account information services (AIS)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01222_L0_202407_B000000999_B000000999_20240814_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01230&lt;br /&gt;
| V1.230&lt;br /&gt;
| Number   of customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01230_L0_202407_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0103&lt;br /&gt;
| V1.3&lt;br /&gt;
| Domiciliations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0130_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130&lt;br /&gt;
| V1.30&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0103_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01300-F&lt;br /&gt;
| V1.300-F&lt;br /&gt;
| Losses due to fraud per   liability bearer&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01300-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130-F&lt;br /&gt;
| V1.30-F&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0130-F_L0_202403_B000000999_B000000999_20240412_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0131&lt;br /&gt;
| V1.31&lt;br /&gt;
| Direct debits - reporting as   debtor's PSP&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0131_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0104&lt;br /&gt;
| V1.4&lt;br /&gt;
| Inventory   cards / terminals&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0104_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0140&lt;br /&gt;
| V1.40&lt;br /&gt;
| SEPA R-transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0140_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0141&lt;br /&gt;
| V1.41&lt;br /&gt;
| Interbank   payment transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0141_L0_202407_B000000999_B000000999_20240731_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0142&lt;br /&gt;
| V1.42&lt;br /&gt;
| Intermediated payment   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0142_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0105&lt;br /&gt;
| V1.5&lt;br /&gt;
| Card   transactiosn (Issuing part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0105_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0150&lt;br /&gt;
| V1.50&lt;br /&gt;
| Card transactions with cards   issued by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0150_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0150-F&lt;br /&gt;
| V1.50-F&lt;br /&gt;
| Card   transactions with cards issued by resident PSPs (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0150-F_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0151&lt;br /&gt;
| V1.51&lt;br /&gt;
| Electronic card transactions   with cards issued by resident PSPs, split by Merchant Category Codes (MCC)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0151_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0152&lt;br /&gt;
| V1.52&lt;br /&gt;
| Card   transactions acquired by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0152_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0152F&lt;br /&gt;
| V1.52F&lt;br /&gt;
| Card transactions acquired by   resident PSPs (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0152-F_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0153&lt;br /&gt;
| V1.53&lt;br /&gt;
| Fundings   and withdrawals related to prepaid cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0153_L0_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0106&lt;br /&gt;
| V1.6&lt;br /&gt;
| Card transactiosn (Acquiring   part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0106_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0160&lt;br /&gt;
| V1.60&lt;br /&gt;
| Cheques   and money remittances (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0160_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0160-F&lt;br /&gt;
| V1.60-F&lt;br /&gt;
| Cheques and money remittances   (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0160-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0107&lt;br /&gt;
| V1.7&lt;br /&gt;
| Cheques   and money orders&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0107_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0170&lt;br /&gt;
| V1.70&lt;br /&gt;
| Over-the-counter (OTC) cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0170_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0108&lt;br /&gt;
| V1.8&lt;br /&gt;
| Electronic   money scheme&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0108_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0180&lt;br /&gt;
| V1.80&lt;br /&gt;
| Book entries&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0180_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0109&lt;br /&gt;
| V1.9&lt;br /&gt;
| Card   based e-money schemes&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0109_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0190&lt;br /&gt;
| V1.90&lt;br /&gt;
| Fundings and withdrawals in   e-money (except prepaid cards)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0190_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0191&lt;br /&gt;
| V1.91&lt;br /&gt;
| E-money   transfers (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0191_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0191-F&lt;br /&gt;
| V1.91-F&lt;br /&gt;
| E-money transfers (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0191-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DCO&lt;br /&gt;
| Fonds de   garantie&amp;lt;br /&amp;gt;     des dépôts Luxembourg&amp;lt;br /&amp;gt;     (FGDL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| DCOR reporting&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&amp;lt;br /&amp;gt;     DCOR-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.4&lt;br /&gt;
| Capital adequacy of&amp;lt;br /&amp;gt;     payment institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z2.1&lt;br /&gt;
| Profit   and loss accoount&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated&amp;lt;br /&amp;gt;     in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.3&lt;br /&gt;
| Statement of&amp;lt;br /&amp;gt;     authorised reinvestments&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W13-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.4&lt;br /&gt;
| Capital   adequacy of&amp;lt;br /&amp;gt;     electronic money institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W2.1&lt;br /&gt;
| Profit and loss account&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W4.5&lt;br /&gt;
| Analysis   of shareholdings&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W45-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Institutions - Foreign   Account Tax Compliance Act (FATCA)&lt;br /&gt;
| FATCA&lt;br /&gt;
| FATCA&lt;br /&gt;
| Foreign Account Tax Compliance   Act Reporting&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| FATCA sending&lt;br /&gt;
| FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | (-) LE&lt;br /&gt;
| (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&lt;br /&gt;
| Annual report of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of   GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0120-F_L0_202405_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.4&lt;br /&gt;
| Information   on participating interest&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| PARTANDSUBLOANS-ENNNNNNNN-L-YYYY-MM-DD_UUID.zip   (eg:PARTANDSUBLOANS-B00000499-L-2023-12-31_eb6809e1-bbf1-6cbc-5be1-35da4a526817.zip)&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.5&lt;br /&gt;
| Information on staff costs and   taxes&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| CFEREP-B00000999-2025-12-COREPY-L-N_133e79ec-d891-403c-983b-84af00c5b25b.zip&amp;lt;br /&amp;gt;     B25.xml&amp;lt;br /&amp;gt;     FRCREP-B9999-2007-12-B25-L0-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| LCRDA&lt;br /&gt;
| LCRDAX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-LCRDAX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Companies&lt;br /&gt;
| S0216&lt;br /&gt;
| S2.16&lt;br /&gt;
| Quarterly statistical balance of   Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing   companies reporting&lt;br /&gt;
| S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| S0217&lt;br /&gt;
| S2.17&lt;br /&gt;
| Transactions   of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing companies reporting&lt;br /&gt;
| S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| KI&lt;br /&gt;
| Key Investor Information   Document&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010 and Loi 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) V: non-reglem.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PRIIPS Document&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LF&lt;br /&gt;
| Long Form reports (UCI Law 2010)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Long forms CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| SGOREP&lt;br /&gt;
| G21&lt;br /&gt;
| (-) SG 1A: Financial   situation&amp;lt;br /&amp;gt;     (-) SG 1B: Profit and loss account&amp;lt;br /&amp;gt;     (-) SG 1C: Table relating to other activities&amp;lt;br /&amp;gt;     (-) SG 2: Other activities&amp;lt;br /&amp;gt;     (-) SG: Personnel Table relating to staff&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Management   company report&lt;br /&gt;
| SGOREP-S9999-2009-03-G21-L2-S-N--.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management letters CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   letters of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AI&lt;br /&gt;
| Articles   of Incorporation of UCITS&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-AI-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| MR&lt;br /&gt;
| Management Regulations of   UCITS&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management   regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-MR-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| MiFID   II / MiFIR&lt;br /&gt;
| TAFREP&lt;br /&gt;
| TAF&lt;br /&gt;
| Article   26 of Regulation&amp;lt;br /&amp;gt;     No 600/2014:&amp;lt;br /&amp;gt;     Obligation to report transactions&amp;lt;br /&amp;gt;     (Markets in financial instruments =&amp;gt; MiFIR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Mifir reporting&lt;br /&gt;
| TAFREP-B00000001-2017-04-15-123456.xml&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing   documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Other   reporting CSSF BCL&lt;br /&gt;
| OTHREP&lt;br /&gt;
| OTH&lt;br /&gt;
| Other   reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| OTHER reporting&amp;lt;br /&amp;gt;     (=&amp;gt; CSSF)&lt;br /&gt;
| OTHREP-B9999-HELLO_WORLD.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| BOP101&lt;br /&gt;
| BOP1.1&lt;br /&gt;
| Balance of payments reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments   balance&lt;br /&gt;
| BOP101_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BOP102&lt;br /&gt;
| BOP1.2&lt;br /&gt;
| Cross-border   payments&amp;lt;br /&amp;gt;     executed for the account&amp;lt;br /&amp;gt;     of the resident counterparts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments balance&lt;br /&gt;
| BOP102_20240731_B000000999_B000000999_20240801_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| PSFREP&lt;br /&gt;
| (-) Basic reporting&amp;lt;br /&amp;gt;     (-) Ad hoc reporting&amp;lt;br /&amp;gt;     (-) Annual information&lt;br /&gt;
| Reporting population:&amp;lt;br /&amp;gt;     (-) Investment firms&amp;lt;br /&amp;gt;     (-) Specialised PFS&amp;lt;br /&amp;gt;     (-) Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| PSF report&lt;br /&gt;
| PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| N01   (Comp); N02 (Comp); N03 (Comp);&amp;lt;br /&amp;gt;     N04 (Comp); N05 (Réviseur); N06( Réviseur);&amp;lt;br /&amp;gt;     N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12   (Réviseur);&amp;lt;br /&amp;gt;     N13&amp;lt;br /&amp;gt;     (Comp);&amp;lt;br /&amp;gt;     N14&amp;lt;br /&amp;gt;     'Comp)&lt;br /&gt;
| n/a&lt;br /&gt;
| Rapports   narratifs&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CSDREP&lt;br /&gt;
| CSDR&lt;br /&gt;
| Reporting CSDR:&amp;lt;br /&amp;gt;     Introduction of quarterly internalised settlement reporting   requirements&amp;lt;br /&amp;gt;     pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting CSDR&lt;br /&gt;
| CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BNNNN&lt;br /&gt;
| B4.4&lt;br /&gt;
| List of   head offices, agencies,&amp;lt;br /&amp;gt;     branches and representative offices&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting EDIFACT&lt;br /&gt;
| B0001809.T01&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Institutions for Occupational   Retirement Provision&lt;br /&gt;
| SUFREP&lt;br /&gt;
| IORP&lt;br /&gt;
| Annual and quarterly reporting   according to Circular CSSF 19/726 of 26 July 2019&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting IORP&lt;br /&gt;
| SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Money   Market Funds (MMF)&lt;br /&gt;
| MMFREP&lt;br /&gt;
| MMF&lt;br /&gt;
| •   According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF   must report information to the competent authority (CSSF) of the MMF, at   least on a quarterly basis or - for MMF with assets under management of less   than Eur 100 million - on at least an annual basis.&amp;lt;br /&amp;gt;     • The first quarterly report should be sent to the competent authority of   the MMF no later than 30 days after the end of Q1 2020.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Reporting Money Market Fund&lt;br /&gt;
| MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip&amp;lt;br /&amp;gt;     MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0112-L&lt;br /&gt;
| S1.12-L&lt;br /&gt;
| Indirect withdrawal and   remittance of banknotes denominated in EUR through an intermediary&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting   S1.12-L&lt;br /&gt;
| S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| Monthly   security by security reporting of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting securities by securities of issuing companies&lt;br /&gt;
| TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| U11&lt;br /&gt;
| U1.1&lt;br /&gt;
| Monthly financial information   UCITS and UCI&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting U&lt;br /&gt;
| U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBBL_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBBN_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Non-resident&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBHN_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Resident customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBHR_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Periodical   disclosures&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-TTTTT-YYYY-MM-DD-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PERIO-2023-03-31-41c13c08-ef59-4183-870f-80d7a00c54e8&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Precontractual disclosures&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-PRECO-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PRECO-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SIC&lt;br /&gt;
| K3.1&lt;br /&gt;
| Financial   information to be submitted by investment companies in risk capital (SICARs)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Sicar reporting&lt;br /&gt;
| SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| UCI Law 2010:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (MP)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SIF or SICAR :   08/371 FIS report&amp;lt;br /&amp;gt;     UCI : 08/371 report&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     UCI:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S01;   S02; S03; S04; S05;&amp;lt;br /&amp;gt;     S06 (Réviseur); S07; S08;&amp;lt;br /&amp;gt;     S09; S10; S11; S12; S13;&amp;lt;br /&amp;gt;     S14; S15; S16; S17; S18;&amp;lt;br /&amp;gt;     S19; S20; S23&lt;br /&gt;
| n/a&lt;br /&gt;
| XBRL   reports Solvency II&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Solvency II Reporting&lt;br /&gt;
| S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| S0214&lt;br /&gt;
| S2.14&lt;br /&gt;
| Quarterly statistical balance&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| S0214_L1_201412_T000000999_T000123001_20150120_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Securitisation   Vehicles&lt;br /&gt;
| S0215&lt;br /&gt;
| S2.15&lt;br /&gt;
| Transactions   and write-offs/write-downs on securitised loans&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation vehicles&lt;br /&gt;
| S0215_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| Security by security reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     A: Alternative Investment fund manager (AIFM)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     S: Management company&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) P: PFS&amp;lt;br /&amp;gt;     (-) I: Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Other reporting CSSF BCL&lt;br /&gt;
| OTXREP&lt;br /&gt;
| OTX&lt;br /&gt;
| Various correspondence&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Various   correspondence (OTH)&amp;lt;br /&amp;gt;     (=&amp;gt; BCL -OTHER reporting)&lt;br /&gt;
| OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&amp;lt;br /&amp;gt;     RO&lt;br /&gt;
| Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI)(FR)&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of   GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| ALM&lt;br /&gt;
| ALMXXX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0106&lt;br /&gt;
| S1.6&lt;br /&gt;
| Monthly   statistical balance sheet for non-money market funds (non-MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0106_L2_202402_B000000999_NAF00000000000000_20240625_001.xml&amp;lt;br /&amp;gt;     S0106_L2_202402_P000000999_O999990009_20240605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0213&lt;br /&gt;
| S2.13&lt;br /&gt;
| Quarterly statistical balance   sheet for non-MMF investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0213_L2_202103_P000000999_O009990009_20240731_001.xml&amp;lt;br /&amp;gt;     S0213_L2_202103_S000000999_O099990009_20240606_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0220&lt;br /&gt;
| S2.20&lt;br /&gt;
| Quarterly   financial information&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0220_L0_202512_B000000999_NAF66999999900000_20260127_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0404&lt;br /&gt;
| S4.4&lt;br /&gt;
| Marketing countries&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0404_L0_202512_B000000999_NAF66999999900000_20260209_001.xml&amp;lt;br /&amp;gt;     S0404_L0_202512_B000000999_O999990009_20260209_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| CED&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Etat de   situation relatif aux contrats en déshérence&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| CPR&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Compte rendu&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ESP&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Enquête   spécifique&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ETR&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Etat trimestriel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| FIR&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Fiche de   renseignement&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| PDA&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport PDAL (Procédure de   Dissolution Administrative sans Liquidation)&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RAC&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   actuariel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RDC&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct complémentaire   du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RDI&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RGO&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport de gouvernance&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RLB&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   LBCFT&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RRE&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapports sur le traitement des   réclamations&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RSE&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct Solvabilité 2 de l'entreprise&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RSO&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct Solvabilité 2   du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ICS&lt;br /&gt;
| ICS&lt;br /&gt;
| Yearly   Survey on Covered Investment claims (SIIL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| ICS Reporting&lt;br /&gt;
| ICS-ENNNNNNNN-YYYY-MM-DD_UUID.json &amp;lt;br /&amp;gt;     (eg:ICS-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ROI&amp;lt;br /&amp;gt;     DIN&lt;br /&gt;
| n/a&lt;br /&gt;
| DORA Register of Information&amp;lt;br /&amp;gt;     DORA Incident Reporting&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport   narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| ROIV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&amp;lt;br /&amp;gt;     DINV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DPAAIF&lt;br /&gt;
| n/a&lt;br /&gt;
| self assessment   &amp;lt;br /&amp;gt;     questionnaire PDAOFI&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PDAOFI Reporting&lt;br /&gt;
| DPAAIF-EIIIIIIII-YYYY-UUID.zip &amp;lt;br /&amp;gt;     (e.g.: DPAAIF-P99999999-2024-41c13c08-ef59-4183-a456-870f80d7a00c54e8.zip)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| Monthly modules:&amp;lt;br /&amp;gt;     - ALMXXX&amp;lt;br /&amp;gt;     - LCRDAX&amp;lt;br /&amp;gt;     Quarterly modules:&amp;lt;br /&amp;gt;     - AEXXXX&amp;lt;br /&amp;gt;     - COREPX&amp;lt;br /&amp;gt;     - FINREP&amp;lt;br /&amp;gt;     - FRTBXX&amp;lt;br /&amp;gt;     - IRRBBX&amp;lt;br /&amp;gt;     - LAREXX&amp;lt;br /&amp;gt;     - LEVERX&amp;lt;br /&amp;gt;     - NSFRXX&lt;br /&gt;
| (-) ALM corep_alm_con.xsd&amp;lt;br /&amp;gt;     corep_alm_ind.xsd corep_alm.xsd&amp;lt;br /&amp;gt;     (-) LCRDA corep_lcr_da_con.xsd&amp;lt;br /&amp;gt;     corep_lcr_da_ind.xsd corep_lcr_da.xsd&amp;lt;br /&amp;gt;     (-) IRRBB irrbb.xsd&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside &amp;lt;br /&amp;gt;       CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside&amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Useful link :&lt;br /&gt;
&amp;lt;span class=&amp;quot;plainlinks&amp;quot;&amp;gt;[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf &amp;lt;span style=&amp;quot;display: inline-block;&lt;br /&gt;
 background-color: #009ACE; &lt;br /&gt;
 color: white; text-align: center; font-family: sans-serif; font-size:0.8vw;&lt;br /&gt;
 width: auto;  height: auto;  &lt;br /&gt;
 border: none;  border-style: outset;  border-radius: 10px;  &lt;br /&gt;
 padding: 0.5%;  margin: 1%;&amp;quot;&amp;gt;CSSF Naming convention&amp;lt;/span&amp;gt;]&amp;lt;/span&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=ProductCoverage&amp;diff=8001</id>
		<title>ProductCoverage</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=ProductCoverage&amp;diff=8001"/>
		<updated>2026-03-03T10:03:46Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}}/{{REVISIONMONTH}}/{{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
You can find below the list of reports that can be managed through e-file.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;height:500px; width:auto; overflow-y:scroll&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable filterable mw-collapsible sortable&amp;quot; &lt;br /&gt;
|+ &amp;lt;span style=&amp;quot;white-space:nowrap&amp;quot;&amp;gt;Available reports&amp;lt;/span&amp;gt;&lt;br /&gt;
|- &amp;lt;div style=&amp;quot;font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Concerned   companies&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Report&amp;lt;br /&amp;gt;     naming convention&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Table&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Details&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Authority&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending way&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | An e-file form exists&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending type in transmission   module&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Example&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| NOTREP&lt;br /&gt;
| INI or&amp;lt;br /&amp;gt;     UPD&lt;br /&gt;
| Notification procedures to be   followed by a UCITS governed by Luxembourg law wishing to market its units in   another Member State of the European Union&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O1.2&lt;br /&gt;
| Monthly   financial information for guaranteed funds&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.1&lt;br /&gt;
| Yearly financial information&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.2&lt;br /&gt;
| Interventions   on the futures and options markets&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0103&lt;br /&gt;
| S1.3&lt;br /&gt;
| Monthly statistical balance   sheet for money market funds (MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0103_L4_202302_B000000999_O009990099_20240619_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| Monthly   Security by security reporting for investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| TPTOBS_L3_202107_B000000009_O009990000_20240807_001.xml&amp;lt;br /&amp;gt;     TPTOBS_L3_202107_P000000999_NAF99999999900000_20240603_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) DE&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Offering document (DE)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     PROSP-K0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-)   AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| SIF Law   2007:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report SIF (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (PM)&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS report&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor report&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report   not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor   report&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) PS&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| UCI:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Simplified prospectus (PS)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 UCI   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative   Investment Fund reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Alternative Investment Fund   Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| MAN&lt;br /&gt;
| Alternative Investment Fund   reporting (AIF Manager)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| AnaCredit:&amp;lt;br /&amp;gt;     Collection of granular credit and credit risk data&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| AnaCredit&lt;br /&gt;
| ANTREF_201801_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0218-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Quarterly statistical balance   sheet of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S0219-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Information   on valuation effects on the balance sheet of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0403-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Annual Premiums, claims and   commissions of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| TPTASS&lt;br /&gt;
| n/a&lt;br /&gt;
| Monthly   Security by security reporting of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| «SHS-Group» report:&amp;lt;br /&amp;gt;     Statistics on holdings of securities by reporting banking groups&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL SHS&lt;br /&gt;
| SHSGRP_201709_LUB00999_20171206_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0001&lt;br /&gt;
| S0.1&lt;br /&gt;
| Daily   deposit&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0001_L2_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0101&lt;br /&gt;
| S1.1&lt;br /&gt;
| Monthly statistical balance   sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0101_L6_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0104&lt;br /&gt;
| S1.4&lt;br /&gt;
| Adjustments   due to valuation effects|&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0104_L3_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0105&lt;br /&gt;
| S1.5&lt;br /&gt;
| Information on interest rates in   EUR&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0105_L4_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0108&lt;br /&gt;
| S1.8&lt;br /&gt;
| Information   on securititation&amp;lt;br /&amp;gt;     transactions launched&amp;lt;br /&amp;gt;     by credit institutions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0108_L2_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0109&lt;br /&gt;
| S1.9&lt;br /&gt;
| Information on CNY (renmibi)   operations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0109_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0205-L&lt;br /&gt;
| S2.5-L&lt;br /&gt;
| Quarterly   statistical balance sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0205-N&lt;br /&gt;
| S2.5-N&lt;br /&gt;
| Quarterly statistical balance   sheet&amp;lt;br /&amp;gt;     of credit institutions -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0208&lt;br /&gt;
| S2.8&lt;br /&gt;
| Real   estate loans for&amp;lt;br /&amp;gt;     Lxuembourg buildings&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0208_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0209-L&lt;br /&gt;
| S2.9-L&lt;br /&gt;
| Staff report -&amp;lt;br /&amp;gt;     Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0209-N&lt;br /&gt;
| S2.9-N&lt;br /&gt;
| Staff   report -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0302&lt;br /&gt;
| S3.2&lt;br /&gt;
| Non balance sheet information&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0302_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-)   SMRTLA (EBA V3.0 module mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-) SMRTLA (EBA V3.0 module   mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AC&lt;br /&gt;
| Audit Report on AML/CTF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AD&lt;br /&gt;
| Circ. 18/697 annexe1&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AR&lt;br /&gt;
| Annual   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-AR-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AS&lt;br /&gt;
| Annual report consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AS-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | BD&lt;br /&gt;
| AC Member List&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| CO&lt;br /&gt;
| Compliance Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-CO-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| GR&lt;br /&gt;
| Governance   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-GR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IA&lt;br /&gt;
| Internal Audit Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IA-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IC&lt;br /&gt;
| ICAAP&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ID&lt;br /&gt;
| ICAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-ID-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IL&lt;br /&gt;
| ILAAP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IM&lt;br /&gt;
| ILAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LC&lt;br /&gt;
| Long Form Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LD&lt;br /&gt;
| Long Form Branch or Specific Participation&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LD-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-LF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LG&lt;br /&gt;
| Reconciliation LuxGAAP FINREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MC&lt;br /&gt;
| Management Letter Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MF&lt;br /&gt;
| Audit report on rules of conduct&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-ML-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MM&lt;br /&gt;
| Head quarter annual report&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RC&lt;br /&gt;
| Risk   Control Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RE&lt;br /&gt;
| Report on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RP&lt;br /&gt;
| Recovery   Plan&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RP-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RR&lt;br /&gt;
| Results Distribution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SC&lt;br /&gt;
| Single   Customer View&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-SC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | TR&lt;br /&gt;
| Table on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Institutions - Common Reporting Standard (CRS)&lt;br /&gt;
| CRS&lt;br /&gt;
| CRS&lt;br /&gt;
| Automatic   exchange of&amp;lt;br /&amp;gt;     financial account information&amp;lt;br /&amp;gt;     on a global level&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| CRS report&lt;br /&gt;
| CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| BRA&lt;br /&gt;
| Quarterly reporting on the&amp;lt;br /&amp;gt;     financial health of the branches&amp;lt;br /&amp;gt;     parent entities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-BRA.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DEP&lt;br /&gt;
| Residential   credit deposits&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-DEP.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     P: PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| RES&lt;br /&gt;
| Residential real estate market&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-RES.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| STT&lt;br /&gt;
| Stress   test in order to assess&amp;lt;br /&amp;gt;     the interest rate risk&amp;lt;br /&amp;gt;     arising from non-trading&amp;lt;br /&amp;gt;     book activities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2008-06-STT.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0101&lt;br /&gt;
| V1.1&lt;br /&gt;
| Customer transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0101_L2_201601_W000000003_B000000999_20160201_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0110&lt;br /&gt;
| V1.10&lt;br /&gt;
| Stock   taking of payment accounts in bank money&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01100&lt;br /&gt;
| V1.100&lt;br /&gt;
| Payment services provided by   e-money institutions and payment institutions without the provision of   payment accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01100_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0111&lt;br /&gt;
| V1.11&lt;br /&gt;
| OTC cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0111_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01110&lt;br /&gt;
| V1.110&lt;br /&gt;
| Payment initiation services   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01110-F&lt;br /&gt;
| V1.110-F&lt;br /&gt;
| Payment   initiation services (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01110-F_L0_202405_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0112&lt;br /&gt;
| V1.12&lt;br /&gt;
| Transactions via   telecommunication, digital or IT device&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0112_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0113&lt;br /&gt;
| V1.13&lt;br /&gt;
| Credits   to the accounts by simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0113_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0114&lt;br /&gt;
| V1.14&lt;br /&gt;
| Debits from the account by   simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0114_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0102&lt;br /&gt;
| V1.2&lt;br /&gt;
| Interbank   transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0102_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0120&lt;br /&gt;
| V1.20&lt;br /&gt;
| Customer Credit transfers sent   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0120_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0120-F&lt;br /&gt;
| V120-F&lt;br /&gt;
| Customer   Credit transfers sent (Fraud)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01200&lt;br /&gt;
| V1.200&lt;br /&gt;
| Stock of issued payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01200_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01201&lt;br /&gt;
| V1.201&lt;br /&gt;
| Stock of   distributed payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01201_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0121&lt;br /&gt;
| V1.21&lt;br /&gt;
| Customer credit transfers   received&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0121_L0_202201_B000000999_B000000999_20230421_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01210&lt;br /&gt;
| V1.210&lt;br /&gt;
| Stock of   terminals by terminal type&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01210_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01220&lt;br /&gt;
| V1.220&lt;br /&gt;
| Stock of accounts (except   e-money accounts)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01220_L0_202206_W000000099_W000000099_20240613_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01221&lt;br /&gt;
| V1.221&lt;br /&gt;
| Stock of   e-money accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01221_L0_202407_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01222&lt;br /&gt;
| V1.222&lt;br /&gt;
| Stock of accessed accounts -   account information services (AIS)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01222_L0_202407_B000000999_B000000999_20240814_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01230&lt;br /&gt;
| V1.230&lt;br /&gt;
| Number   of customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01230_L0_202407_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0103&lt;br /&gt;
| V1.3&lt;br /&gt;
| Domiciliations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0130_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130&lt;br /&gt;
| V1.30&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0103_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01300-F&lt;br /&gt;
| V1.300-F&lt;br /&gt;
| Losses due to fraud per   liability bearer&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01300-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130-F&lt;br /&gt;
| V1.30-F&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0130-F_L0_202403_B000000999_B000000999_20240412_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0131&lt;br /&gt;
| V1.31&lt;br /&gt;
| Direct debits - reporting as   debtor's PSP&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0131_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0104&lt;br /&gt;
| V1.4&lt;br /&gt;
| Inventory   cards / terminals&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0104_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0140&lt;br /&gt;
| V1.40&lt;br /&gt;
| SEPA R-transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0140_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0141&lt;br /&gt;
| V1.41&lt;br /&gt;
| Interbank   payment transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0141_L0_202407_B000000999_B000000999_20240731_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0142&lt;br /&gt;
| V1.42&lt;br /&gt;
| Intermediated payment   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0142_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0105&lt;br /&gt;
| V1.5&lt;br /&gt;
| Card   transactiosn (Issuing part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0105_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0150&lt;br /&gt;
| V1.50&lt;br /&gt;
| Card transactions with cards   issued by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0150_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0150-F&lt;br /&gt;
| V1.50-F&lt;br /&gt;
| Card   transactions with cards issued by resident PSPs (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0150-F_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0151&lt;br /&gt;
| V1.51&lt;br /&gt;
| Electronic card transactions   with cards issued by resident PSPs, split by Merchant Category Codes (MCC)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0151_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0152&lt;br /&gt;
| V1.52&lt;br /&gt;
| Card   transactions acquired by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0152_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0152F&lt;br /&gt;
| V1.52F&lt;br /&gt;
| Card transactions acquired by   resident PSPs (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0152-F_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0153&lt;br /&gt;
| V1.53&lt;br /&gt;
| Fundings   and withdrawals related to prepaid cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0153_L0_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0106&lt;br /&gt;
| V1.6&lt;br /&gt;
| Card transactiosn (Acquiring   part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0106_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0160&lt;br /&gt;
| V1.60&lt;br /&gt;
| Cheques   and money remittances (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0160_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0160-F&lt;br /&gt;
| V1.60-F&lt;br /&gt;
| Cheques and money remittances   (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0160-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0107&lt;br /&gt;
| V1.7&lt;br /&gt;
| Cheques   and money orders&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0107_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0170&lt;br /&gt;
| V1.70&lt;br /&gt;
| Over-the-counter (OTC) cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0170_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0108&lt;br /&gt;
| V1.8&lt;br /&gt;
| Electronic   money scheme&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0108_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0180&lt;br /&gt;
| V1.80&lt;br /&gt;
| Book entries&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0180_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0109&lt;br /&gt;
| V1.9&lt;br /&gt;
| Card   based e-money schemes&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0109_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0190&lt;br /&gt;
| V1.90&lt;br /&gt;
| Fundings and withdrawals in   e-money (except prepaid cards)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0190_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0191&lt;br /&gt;
| V1.91&lt;br /&gt;
| E-money   transfers (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0191_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0191-F&lt;br /&gt;
| V1.91-F&lt;br /&gt;
| E-money transfers (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0191-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DCO&lt;br /&gt;
| Fonds de   garantie&amp;lt;br /&amp;gt;     des dépôts Luxembourg&amp;lt;br /&amp;gt;     (FGDL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| DCOR reporting&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&amp;lt;br /&amp;gt;     DCOR-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.4&lt;br /&gt;
| Capital adequacy of&amp;lt;br /&amp;gt;     payment institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z2.1&lt;br /&gt;
| Profit   and loss accoount&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated&amp;lt;br /&amp;gt;     in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.3&lt;br /&gt;
| Statement of&amp;lt;br /&amp;gt;     authorised reinvestments&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W13-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.4&lt;br /&gt;
| Capital   adequacy of&amp;lt;br /&amp;gt;     electronic money institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W2.1&lt;br /&gt;
| Profit and loss account&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W4.5&lt;br /&gt;
| Analysis   of shareholdings&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W45-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Institutions - Foreign   Account Tax Compliance Act (FATCA)&lt;br /&gt;
| FATCA&lt;br /&gt;
| FATCA&lt;br /&gt;
| Foreign Account Tax Compliance   Act Reporting&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| FATCA sending&lt;br /&gt;
| FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | (-) LE&lt;br /&gt;
| (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&lt;br /&gt;
| Annual report of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of   GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0120-F_L0_202405_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.4&lt;br /&gt;
| Information   on participating interest&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| PARTANDSUBLOANS-ENNNNNNNN-L-YYYY-MM-DD_UUID.zip   (eg:PARTANDSUBLOANS-B00000499-L-2023-12-31_eb6809e1-bbf1-6cbc-5be1-35da4a526817.zip)&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.5&lt;br /&gt;
| Information on staff costs and   taxes&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| CFEREP-B00000999-2025-12-COREPY-L-N_133e79ec-d891-403c-983b-84af00c5b25b.zip&amp;lt;br /&amp;gt;     B25.xml&amp;lt;br /&amp;gt;     FRCREP-B9999-2007-12-B25-L0-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| LCRDA&lt;br /&gt;
| LCRDAX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-LCRDAX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Companies&lt;br /&gt;
| S0216&lt;br /&gt;
| S2.16&lt;br /&gt;
| Quarterly statistical balance of   Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing   companies reporting&lt;br /&gt;
| S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| S0217&lt;br /&gt;
| S2.17&lt;br /&gt;
| Transactions   of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing companies reporting&lt;br /&gt;
| S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| KI&lt;br /&gt;
| Key Investor Information   Document&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010 and Loi 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) V: non-reglem.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PRIIPS Document&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LF&lt;br /&gt;
| Long Form reports (UCI Law 2010)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Long forms CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| SGOREP&lt;br /&gt;
| G21&lt;br /&gt;
| (-) SG 1A: Financial   situation&amp;lt;br /&amp;gt;     (-) SG 1B: Profit and loss account&amp;lt;br /&amp;gt;     (-) SG 1C: Table relating to other activities&amp;lt;br /&amp;gt;     (-) SG 2: Other activities&amp;lt;br /&amp;gt;     (-) SG: Personnel Table relating to staff&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Management   company report&lt;br /&gt;
| SGOREP-S9999-2009-03-G21-L2-S-N--.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management letters CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   letters of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AI&lt;br /&gt;
| Articles   of Incorporation of UCITS&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-AI-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| MR&lt;br /&gt;
| Management Regulations of   UCITS&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management   regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-MR-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| MiFID   II / MiFIR&lt;br /&gt;
| TAFREP&lt;br /&gt;
| TAF&lt;br /&gt;
| Article   26 of Regulation&amp;lt;br /&amp;gt;     No 600/2014:&amp;lt;br /&amp;gt;     Obligation to report transactions&amp;lt;br /&amp;gt;     (Markets in financial instruments =&amp;gt; MiFIR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Mifir reporting&lt;br /&gt;
| TAFREP-B00000001-2017-04-15-123456.xml&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing   documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Other   reporting CSSF BCL&lt;br /&gt;
| OTHREP&lt;br /&gt;
| OTH&lt;br /&gt;
| Other   reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| OTHER reporting&amp;lt;br /&amp;gt;     (=&amp;gt; CSSF)&lt;br /&gt;
| OTHREP-B9999-HELLO_WORLD.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| BOP101&lt;br /&gt;
| BOP1.1&lt;br /&gt;
| Balance of payments reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments   balance&lt;br /&gt;
| BOP101_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BOP102&lt;br /&gt;
| BOP1.2&lt;br /&gt;
| Cross-border   payments&amp;lt;br /&amp;gt;     executed for the account&amp;lt;br /&amp;gt;     of the resident counterparts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments balance&lt;br /&gt;
| BOP102_20240731_B000000999_B000000999_20240801_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| PSFREP&lt;br /&gt;
| (-) Basic reporting&amp;lt;br /&amp;gt;     (-) Ad hoc reporting&amp;lt;br /&amp;gt;     (-) Annual information&lt;br /&gt;
| Reporting population:&amp;lt;br /&amp;gt;     (-) Investment firms&amp;lt;br /&amp;gt;     (-) Specialised PFS&amp;lt;br /&amp;gt;     (-) Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| PSF report&lt;br /&gt;
| PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| N01   (Comp); N02 (Comp); N03 (Comp);&amp;lt;br /&amp;gt;     N04 (Comp); N05 (Réviseur); N06( Réviseur);&amp;lt;br /&amp;gt;     N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12   (Réviseur);&amp;lt;br /&amp;gt;     N13&amp;lt;br /&amp;gt;     (Comp);&amp;lt;br /&amp;gt;     N14&amp;lt;br /&amp;gt;     'Comp)&lt;br /&gt;
| n/a&lt;br /&gt;
| Rapports   narratifs&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CSDREP&lt;br /&gt;
| CSDR&lt;br /&gt;
| Reporting CSDR:&amp;lt;br /&amp;gt;     Introduction of quarterly internalised settlement reporting   requirements&amp;lt;br /&amp;gt;     pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting CSDR&lt;br /&gt;
| CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BNNNN&lt;br /&gt;
| B4.4&lt;br /&gt;
| List of   head offices, agencies,&amp;lt;br /&amp;gt;     branches and representative offices&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting EDIFACT&lt;br /&gt;
| B0001809.T01&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Institutions for Occupational   Retirement Provision&lt;br /&gt;
| SUFREP&lt;br /&gt;
| IORP&lt;br /&gt;
| Annual and quarterly reporting   according to Circular CSSF 19/726 of 26 July 2019&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting IORP&lt;br /&gt;
| SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Money   Market Funds (MMF)&lt;br /&gt;
| MMFREP&lt;br /&gt;
| MMF&lt;br /&gt;
| •   According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF   must report information to the competent authority (CSSF) of the MMF, at   least on a quarterly basis or - for MMF with assets under management of less   than Eur 100 million - on at least an annual basis.&amp;lt;br /&amp;gt;     • The first quarterly report should be sent to the competent authority of   the MMF no later than 30 days after the end of Q1 2020.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Reporting Money Market Fund&lt;br /&gt;
| MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip&amp;lt;br /&amp;gt;     MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0112-L&lt;br /&gt;
| S1.12-L&lt;br /&gt;
| Indirect withdrawal and   remittance of banknotes denominated in EUR through an intermediary&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting   S1.12-L&lt;br /&gt;
| S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| Monthly   security by security reporting of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting securities by securities of issuing companies&lt;br /&gt;
| TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| U11&lt;br /&gt;
| U1.1&lt;br /&gt;
| Monthly financial information   UCITS and UCI&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting U&lt;br /&gt;
| U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBBL_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBBN_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Non-resident&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBHN_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Resident customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBHR_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Periodical   disclosures&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-TTTTT-YYYY-MM-DD-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PERIO-2023-03-31-41c13c08-ef59-4183-870f-80d7a00c54e8&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Precontractual disclosures&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-PRECO-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PRECO-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SIC&lt;br /&gt;
| K3.1&lt;br /&gt;
| Financial   information to be submitted by investment companies in risk capital (SICARs)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Sicar reporting&lt;br /&gt;
| SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| UCI Law 2010:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (MP)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SIF or SICAR :   08/371 FIS report&amp;lt;br /&amp;gt;     UCI : 08/371 report&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     UCI:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S01;   S02; S03; S04; S05;&amp;lt;br /&amp;gt;     S06 (Réviseur); S07; S08;&amp;lt;br /&amp;gt;     S09; S10; S11; S12; S13;&amp;lt;br /&amp;gt;     S14; S15; S16; S17; S18;&amp;lt;br /&amp;gt;     S19; S20; S23&lt;br /&gt;
| n/a&lt;br /&gt;
| XBRL   reports Solvency II&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Solvency II Reporting&lt;br /&gt;
| S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| S0214&lt;br /&gt;
| S2.14&lt;br /&gt;
| Quarterly statistical balance&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| S0214_L1_201412_T000000999_T000123001_20150120_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Securitisation   Vehicles&lt;br /&gt;
| S0215&lt;br /&gt;
| S2.15&lt;br /&gt;
| Transactions   and write-offs/write-downs on securitised loans&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation vehicles&lt;br /&gt;
| S0215_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| Security by security reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     A: Alternative Investment fund manager (AIFM)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     S: Management company&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) P: PFS&amp;lt;br /&amp;gt;     (-) I: Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Other reporting CSSF BCL&lt;br /&gt;
| OTXREP&lt;br /&gt;
| OTX&lt;br /&gt;
| Various correspondence&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Various   correspondence (OTH)&amp;lt;br /&amp;gt;     (=&amp;gt; BCL -OTHER reporting)&lt;br /&gt;
| OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&amp;lt;br /&amp;gt;     RO&lt;br /&gt;
| Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI)(FR)&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of   GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| ALM&lt;br /&gt;
| ALMXXX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0106&lt;br /&gt;
| S1.6&lt;br /&gt;
| Monthly   statistical balance sheet for non-money market funds (non-MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0106_L2_202402_B000000999_NAF00000000000000_20240625_001.xml&amp;lt;br /&amp;gt;     S0106_L2_202402_P000000999_O999990009_20240605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0213&lt;br /&gt;
| S2.13&lt;br /&gt;
| Quarterly statistical balance   sheet for non-MMF investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0213_L2_202103_P000000999_O009990009_20240731_001.xml&amp;lt;br /&amp;gt;     S0213_L2_202103_S000000999_O099990009_20240606_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0220&lt;br /&gt;
| S2.20&lt;br /&gt;
| Quarterly   financial information&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0220_L0_202512_B000000999_NAF66999999900000_20260127_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0404&lt;br /&gt;
| S4.4&lt;br /&gt;
| Marketing countries&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0404_L0_202512_B000000999_NAF66999999900000_20260209_001.xml&amp;lt;br /&amp;gt;     S0404_L0_202512_B000000999_O999990009_20260209_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| CED&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Etat de   situation relatif aux contrats en déshérence&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| CPR&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Compte rendu&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ESP&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Enquête   spécifique&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ETR&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Etat trimestriel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| FIR&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Fiche de   renseignement&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| PDA&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport PDAL (Procédure de   Dissolution Administrative sans Liquidation)&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RAC&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   actuariel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RDC&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct complémentaire   du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RDI&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RGO&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport de gouvernance&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RLB&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   LBCFT&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RRE&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapports sur le traitement des   réclamations&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RSE&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct Solvabilité 2 de l'entreprise&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RSO&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct Solvabilité 2   du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ICS&lt;br /&gt;
| ICS&lt;br /&gt;
| Yearly   Survey on Covered Investment claims (SIIL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| ICS Reporting&lt;br /&gt;
| ICS-ENNNNNNNN-YYYY-MM-DD_UUID.json &amp;lt;br /&amp;gt;     (eg:ICS-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ROI&amp;lt;br /&amp;gt;     DIN&lt;br /&gt;
| n/a&lt;br /&gt;
| DORA Register of Information&amp;lt;br /&amp;gt;     DORA Incident Reporting&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport   narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| ROIV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&amp;lt;br /&amp;gt;     DINV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DPAAIF&lt;br /&gt;
| n/a&lt;br /&gt;
| self assessment   &amp;lt;br /&amp;gt;     questionnaire PDAOFI&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PDAOFI Reporting&lt;br /&gt;
| DPAAIF-EIIIIIIII-YYYY-UUID.zip &amp;lt;br /&amp;gt;     (e.g.: DPAAIF-P99999999-2024-41c13c08-ef59-4183-a456-870f80d7a00c54e8.zip)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| Monthly modules:&amp;lt;br /&amp;gt;     - ALMXXX&amp;lt;br /&amp;gt;     - LCRDAX&amp;lt;br /&amp;gt;     Quarterly modules:&amp;lt;br /&amp;gt;     - AEXXXX&amp;lt;br /&amp;gt;     - COREPX&amp;lt;br /&amp;gt;     - FINREP&amp;lt;br /&amp;gt;     - FRTBXX&amp;lt;br /&amp;gt;     - IRRBBX&amp;lt;br /&amp;gt;     - LAREXX&amp;lt;br /&amp;gt;     - LEVERX&amp;lt;br /&amp;gt;     - NSFRXX&lt;br /&gt;
| (-) ALM corep_alm_con.xsd&amp;lt;br /&amp;gt;     corep_alm_ind.xsd corep_alm.xsd&amp;lt;br /&amp;gt;     (-) LCRDA corep_lcr_da_con.xsd&amp;lt;br /&amp;gt;     corep_lcr_da_ind.xsd corep_lcr_da.xsd&amp;lt;br /&amp;gt;     (-) IRRBB irrbb.xsd&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside &amp;lt;br /&amp;gt;       CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside&amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Useful link :&lt;br /&gt;
&amp;lt;span class=&amp;quot;plainlinks&amp;quot;&amp;gt;[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf &amp;lt;span style=&amp;quot;display: inline-block;&lt;br /&gt;
 background-color: #009ACE; &lt;br /&gt;
 color: white; text-align: center; font-family: sans-serif; font-size:0.8vw;&lt;br /&gt;
 width: auto;  height: auto;  &lt;br /&gt;
 border: none;  border-style: outset;  border-radius: 10px;  &lt;br /&gt;
 padding: 0.5%;  margin: 1%;&amp;quot;&amp;gt;CSSF Naming convention&amp;lt;/span&amp;gt;]&amp;lt;/span&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=ProductCoverage&amp;diff=8000</id>
		<title>ProductCoverage</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=ProductCoverage&amp;diff=8000"/>
		<updated>2026-03-03T10:00:49Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}}/{{REVISIONMONTH}}/{{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
You can find below the list of reports that can be managed through e-file.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;height:500px; width:auto; overflow-y:scroll&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable filterable mw-collapsible sortable&amp;quot; &lt;br /&gt;
|+ &amp;lt;span style=&amp;quot;white-space:nowrap&amp;quot;&amp;gt;Available reports&amp;lt;/span&amp;gt;&lt;br /&gt;
|- &amp;lt;div style=&amp;quot;font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Concerned   companies&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Report&amp;lt;br /&amp;gt;     naming convention&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Table&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Details&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Authority&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending way&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | An e-file form exists&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending type in transmission   module&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Example&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| NOTREP&lt;br /&gt;
| INI or&amp;lt;br /&amp;gt;     UPD&lt;br /&gt;
| Notification procedures to be   followed by a UCITS governed by Luxembourg law wishing to market its units in   another Member State of the European Union&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O1.2&lt;br /&gt;
| Monthly   financial information for guaranteed funds&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.1&lt;br /&gt;
| Yearly financial information&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.2&lt;br /&gt;
| Interventions   on the futures and options markets&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0103&lt;br /&gt;
| S1.3&lt;br /&gt;
| Monthly statistical balance   sheet for money market funds (MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0103_L4_202302_B000000999_O009990099_20240619_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| Monthly   Security by security reporting for investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| TPTOBS_L3_202107_B000000009_O009990000_20240807_001.xml&amp;lt;br /&amp;gt;     TPTOBS_L3_202107_P000000999_NAF99999999900000_20240603_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) DE&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Offering document (DE)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     PROSP-K0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-)   AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| SIF Law   2007:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report SIF (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (PM)&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS report&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor report&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report   not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor   report&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) PS&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| UCI:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Simplified prospectus (PS)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 UCI   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative   Investment Fund reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Alternative Investment Fund   Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| MAN&lt;br /&gt;
| Alternative Investment Fund   reporting (AIF Manager)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| AnaCredit:&amp;lt;br /&amp;gt;     Collection of granular credit and credit risk data&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| AnaCredit&lt;br /&gt;
| ANTREF_201801_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0218-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Quarterly statistical balance   sheet of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S0219-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Information   on valuation effects on the balance sheet of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0403-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Annual Premiums, claims and   commissions of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| TPTASS&lt;br /&gt;
| n/a&lt;br /&gt;
| Monthly   Security by security reporting of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| «SHS-Group» report:&amp;lt;br /&amp;gt;     Statistics on holdings of securities by reporting banking groups&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL SHS&lt;br /&gt;
| SHSGRP_201709_LUB00999_20171206_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0001&lt;br /&gt;
| S0.1&lt;br /&gt;
| Daily   deposit&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0001_L2_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0101&lt;br /&gt;
| S1.1&lt;br /&gt;
| Monthly statistical balance   sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0101_L6_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0104&lt;br /&gt;
| S1.4&lt;br /&gt;
| Adjustments   due to valuation effects|&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0104_L3_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0105&lt;br /&gt;
| S1.5&lt;br /&gt;
| Information on interest rates in   EUR&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0105_L4_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0108&lt;br /&gt;
| S1.8&lt;br /&gt;
| Information   on securititation&amp;lt;br /&amp;gt;     transactions launched&amp;lt;br /&amp;gt;     by credit institutions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0108_L2_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0109&lt;br /&gt;
| S1.9&lt;br /&gt;
| Information on CNY (renmibi)   operations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0109_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0205-L&lt;br /&gt;
| S2.5-L&lt;br /&gt;
| Quarterly   statistical balance sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0205-N&lt;br /&gt;
| S2.5-N&lt;br /&gt;
| Quarterly statistical balance   sheet&amp;lt;br /&amp;gt;     of credit institutions -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0208&lt;br /&gt;
| S2.8&lt;br /&gt;
| Real   estate loans for&amp;lt;br /&amp;gt;     Lxuembourg buildings&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0208_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0209-L&lt;br /&gt;
| S2.9-L&lt;br /&gt;
| Staff report -&amp;lt;br /&amp;gt;     Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0209-N&lt;br /&gt;
| S2.9-N&lt;br /&gt;
| Staff   report -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0302&lt;br /&gt;
| S3.2&lt;br /&gt;
| Non balance sheet information&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0302_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-)   SMRTLA (EBA V3.0 module mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-) SMRTLA (EBA V3.0 module   mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AC&lt;br /&gt;
| Audit Report on AML/CTF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AD&lt;br /&gt;
| Circ. 18/697 annexe1&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AR&lt;br /&gt;
| Annual   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-AR-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AS&lt;br /&gt;
| Annual report consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AS-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | BD&lt;br /&gt;
| AC Member List&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| CO&lt;br /&gt;
| Compliance Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-CO-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| GR&lt;br /&gt;
| Governance   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-GR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IA&lt;br /&gt;
| Internal Audit Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IA-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IC&lt;br /&gt;
| ICAAP&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ID&lt;br /&gt;
| ICAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-ID-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IL&lt;br /&gt;
| ILAAP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IM&lt;br /&gt;
| ILAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LC&lt;br /&gt;
| Long Form Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LD&lt;br /&gt;
| Long Form Branch or Specific Participation&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LD-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-LF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LG&lt;br /&gt;
| Reconciliation LuxGAAP FINREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MC&lt;br /&gt;
| Management Letter Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MF&lt;br /&gt;
| Audit report on rules of conduct&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-ML-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MM&lt;br /&gt;
| Head quarter annual report&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RC&lt;br /&gt;
| Risk   Control Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RE&lt;br /&gt;
| Report on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RP&lt;br /&gt;
| Recovery   Plan&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RP-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RR&lt;br /&gt;
| Results Distribution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SC&lt;br /&gt;
| Single   Customer View&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-SC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | TR&lt;br /&gt;
| Table on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Institutions - Common Reporting Standard (CRS)&lt;br /&gt;
| CRS&lt;br /&gt;
| CRS&lt;br /&gt;
| Automatic   exchange of&amp;lt;br /&amp;gt;     financial account information&amp;lt;br /&amp;gt;     on a global level&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| CRS report&lt;br /&gt;
| CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| BRA&lt;br /&gt;
| Quarterly reporting on the&amp;lt;br /&amp;gt;     financial health of the branches&amp;lt;br /&amp;gt;     parent entities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-BRA.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DEP&lt;br /&gt;
| Residential   credit deposits&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-DEP.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     P: PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| RES&lt;br /&gt;
| Residential real estate market&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-RES.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| STT&lt;br /&gt;
| Stress   test in order to assess&amp;lt;br /&amp;gt;     the interest rate risk&amp;lt;br /&amp;gt;     arising from non-trading&amp;lt;br /&amp;gt;     book activities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2008-06-STT.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0101&lt;br /&gt;
| V1.1&lt;br /&gt;
| Customer transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0101_L2_201601_W000000003_B000000999_20160201_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0110&lt;br /&gt;
| V1.10&lt;br /&gt;
| Stock   taking of payment accounts in bank money&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01100&lt;br /&gt;
| V1.100&lt;br /&gt;
| Payment services provided by   e-money institutions and payment institutions without the provision of   payment accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01100_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0111&lt;br /&gt;
| V1.11&lt;br /&gt;
| OTC cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0111_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01110&lt;br /&gt;
| V1.110&lt;br /&gt;
| Payment initiation services   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01110-F&lt;br /&gt;
| V1.110-F&lt;br /&gt;
| Payment   initiation services (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01110-F_L0_202405_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0112&lt;br /&gt;
| V1.12&lt;br /&gt;
| Transactions via   telecommunication, digital or IT device&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0112_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0113&lt;br /&gt;
| V1.13&lt;br /&gt;
| Credits   to the accounts by simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0113_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0114&lt;br /&gt;
| V1.14&lt;br /&gt;
| Debits from the account by   simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0114_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0102&lt;br /&gt;
| V1.2&lt;br /&gt;
| Interbank   transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0102_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0120&lt;br /&gt;
| V1.20&lt;br /&gt;
| Customer Credit transfers sent   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0120_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0120-F&lt;br /&gt;
| V120-F&lt;br /&gt;
| Customer   Credit transfers sent (Fraud)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01200&lt;br /&gt;
| V1.200&lt;br /&gt;
| Stock of issued payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01200_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01201&lt;br /&gt;
| V1.201&lt;br /&gt;
| Stock of   distributed payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01201_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0121&lt;br /&gt;
| V1.21&lt;br /&gt;
| Customer credit transfers   received&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0121_L0_202201_B000000999_B000000999_20230421_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01210&lt;br /&gt;
| V1.210&lt;br /&gt;
| Stock of   terminals by terminal type&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01210_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01220&lt;br /&gt;
| V1.220&lt;br /&gt;
| Stock of accounts (except   e-money accounts)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01220_L0_202206_W000000099_W000000099_20240613_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01221&lt;br /&gt;
| V1.221&lt;br /&gt;
| Stock of   e-money accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01221_L0_202407_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01222&lt;br /&gt;
| V1.222&lt;br /&gt;
| Stock of accessed accounts -   account information services (AIS)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01222_L0_202407_B000000999_B000000999_20240814_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01230&lt;br /&gt;
| V1.230&lt;br /&gt;
| Number   of customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01230_L0_202407_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0103&lt;br /&gt;
| V1.3&lt;br /&gt;
| Domiciliations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0130_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130&lt;br /&gt;
| V1.30&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0103_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01300-F&lt;br /&gt;
| V1.300-F&lt;br /&gt;
| Losses due to fraud per   liability bearer&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01300-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130-F&lt;br /&gt;
| V1.30-F&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0130-F_L0_202403_B000000999_B000000999_20240412_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0131&lt;br /&gt;
| V1.31&lt;br /&gt;
| Direct debits - reporting as   debtor's PSP&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0131_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0104&lt;br /&gt;
| V1.4&lt;br /&gt;
| Inventory   cards / terminals&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0104_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0140&lt;br /&gt;
| V1.40&lt;br /&gt;
| SEPA R-transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0140_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0141&lt;br /&gt;
| V1.41&lt;br /&gt;
| Interbank   payment transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0141_L0_202407_B000000999_B000000999_20240731_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0142&lt;br /&gt;
| V1.42&lt;br /&gt;
| Intermediated payment   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0142_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0105&lt;br /&gt;
| V1.5&lt;br /&gt;
| Card   transactiosn (Issuing part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0105_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0150&lt;br /&gt;
| V1.50&lt;br /&gt;
| Card transactions with cards   issued by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0150_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0150-F&lt;br /&gt;
| V1.50-F&lt;br /&gt;
| Card   transactions with cards issued by resident PSPs (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0150-F_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0151&lt;br /&gt;
| V1.51&lt;br /&gt;
| Electronic card transactions   with cards issued by resident PSPs, split by Merchant Category Codes (MCC)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0151_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0152&lt;br /&gt;
| V1.52&lt;br /&gt;
| Card   transactions acquired by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0152_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0152F&lt;br /&gt;
| V1.52F&lt;br /&gt;
| Card transactions acquired by   resident PSPs (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0152-F_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0153&lt;br /&gt;
| V1.53&lt;br /&gt;
| Fundings   and withdrawals related to prepaid cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0153_L0_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0106&lt;br /&gt;
| V1.6&lt;br /&gt;
| Card transactiosn (Acquiring   part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0106_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0160&lt;br /&gt;
| V1.60&lt;br /&gt;
| Cheques   and money remittances (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0160_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0160-F&lt;br /&gt;
| V1.60-F&lt;br /&gt;
| Cheques and money remittances   (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0160-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0107&lt;br /&gt;
| V1.7&lt;br /&gt;
| Cheques   and money orders&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0107_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0170&lt;br /&gt;
| V1.70&lt;br /&gt;
| Over-the-counter (OTC) cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0170_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0108&lt;br /&gt;
| V1.8&lt;br /&gt;
| Electronic   money scheme&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0108_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0180&lt;br /&gt;
| V1.80&lt;br /&gt;
| Book entries&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0180_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0109&lt;br /&gt;
| V1.9&lt;br /&gt;
| Card   based e-money schemes&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0109_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0190&lt;br /&gt;
| V1.90&lt;br /&gt;
| Fundings and withdrawals in   e-money (except prepaid cards)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0190_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0191&lt;br /&gt;
| V1.91&lt;br /&gt;
| E-money   transfers (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0191_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0191-F&lt;br /&gt;
| V1.91-F&lt;br /&gt;
| E-money transfers (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0191-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DCO&lt;br /&gt;
| Fonds de   garantie&amp;lt;br /&amp;gt;     des dépôts Luxembourg&amp;lt;br /&amp;gt;     (FGDL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| DCOR reporting&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&amp;lt;br /&amp;gt;     DCOR-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.4&lt;br /&gt;
| Capital adequacy of&amp;lt;br /&amp;gt;     payment institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z2.1&lt;br /&gt;
| Profit   and loss accoount&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated&amp;lt;br /&amp;gt;     in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.3&lt;br /&gt;
| Statement of&amp;lt;br /&amp;gt;     authorised reinvestments&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W13-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.4&lt;br /&gt;
| Capital   adequacy of&amp;lt;br /&amp;gt;     electronic money institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W2.1&lt;br /&gt;
| Profit and loss account&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W4.5&lt;br /&gt;
| Analysis   of shareholdings&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W45-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Institutions - Foreign   Account Tax Compliance Act (FATCA)&lt;br /&gt;
| FATCA&lt;br /&gt;
| FATCA&lt;br /&gt;
| Foreign Account Tax Compliance   Act Reporting&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| FATCA sending&lt;br /&gt;
| FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | (-) LE&lt;br /&gt;
| (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&lt;br /&gt;
| Annual report of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of   GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0120-F_L0_202405_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.4&lt;br /&gt;
| Information   on participating interest&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| PARTANDSUBLOANS-ENNNNNNNN-L-YYYY-MM-DD_UUID.zip   (eg:PARTANDSUBLOANS-B00000499-L-2023-12-31_eb6809e1-bbf1-6cbc-5be1-35da4a526817.zip)&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.5&lt;br /&gt;
| Information on staff costs and   taxes&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| CFEREP-B00000999-2025-12-COREPY-L-N_133e79ec-d891-403c-983b-84af00c5b25b.zip&amp;lt;br /&amp;gt;     B25.xml&amp;lt;br /&amp;gt;     FRCREP-B9999-2007-12-B25-L0-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| LCRDA&lt;br /&gt;
| LCRDAX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-LCRDAX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Companies&lt;br /&gt;
| S0216&lt;br /&gt;
| S2.16&lt;br /&gt;
| Quarterly statistical balance of   Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing   companies reporting&lt;br /&gt;
| S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| S0217&lt;br /&gt;
| S2.17&lt;br /&gt;
| Transactions   of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing companies reporting&lt;br /&gt;
| S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| KI&lt;br /&gt;
| Key Investor Information   Document&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010 and Loi 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) V: non-reglem.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PRIIPS Document&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LF&lt;br /&gt;
| Long Form reports (UCI Law 2010)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Long forms CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| SGOREP&lt;br /&gt;
| G21&lt;br /&gt;
| (-) SG 1A: Financial   situation&amp;lt;br /&amp;gt;     (-) SG 1B: Profit and loss account&amp;lt;br /&amp;gt;     (-) SG 1C: Table relating to other activities&amp;lt;br /&amp;gt;     (-) SG 2: Other activities&amp;lt;br /&amp;gt;     (-) SG: Personnel Table relating to staff&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Management   company report&lt;br /&gt;
| SGOREP-S9999-2009-03-G21-L2-S-N--.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management letters CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   letters of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AI&lt;br /&gt;
| Articles   of Incorporation of UCITS&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-AI-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| MR&lt;br /&gt;
| Management Regulations of   UCITS&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management   regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-MR-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| MiFID   II / MiFIR&lt;br /&gt;
| TAFREP&lt;br /&gt;
| TAF&lt;br /&gt;
| Article   26 of Regulation&amp;lt;br /&amp;gt;     No 600/2014:&amp;lt;br /&amp;gt;     Obligation to report transactions&amp;lt;br /&amp;gt;     (Markets in financial instruments =&amp;gt; MiFIR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Mifir reporting&lt;br /&gt;
| TAFREP-B00000001-2017-04-15-123456.xml&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing   documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Other   reporting CSSF BCL&lt;br /&gt;
| OTHREP&lt;br /&gt;
| OTH&lt;br /&gt;
| Other   reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| OTHER reporting&amp;lt;br /&amp;gt;     (=&amp;gt; CSSF)&lt;br /&gt;
| OTHREP-B9999-HELLO_WORLD.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| BOP101&lt;br /&gt;
| BOP1.1&lt;br /&gt;
| Balance of payments reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments   balance&lt;br /&gt;
| BOP101_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BOP102&lt;br /&gt;
| BOP1.2&lt;br /&gt;
| Cross-border   payments&amp;lt;br /&amp;gt;     executed for the account&amp;lt;br /&amp;gt;     of the resident counterparts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments balance&lt;br /&gt;
| BOP102_20240731_B000000999_B000000999_20240801_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| PSFREP&lt;br /&gt;
| (-) Basic reporting&amp;lt;br /&amp;gt;     (-) Ad hoc reporting&amp;lt;br /&amp;gt;     (-) Annual information&lt;br /&gt;
| Reporting population:&amp;lt;br /&amp;gt;     (-) Investment firms&amp;lt;br /&amp;gt;     (-) Specialised PFS&amp;lt;br /&amp;gt;     (-) Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| PSF report&lt;br /&gt;
| PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| N01   (Comp); N02 (Comp); N03 (Comp);&amp;lt;br /&amp;gt;     N04 (Comp); N05 (Réviseur); N06( Réviseur);&amp;lt;br /&amp;gt;     N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12   (Réviseur);&amp;lt;br /&amp;gt;     N13&amp;lt;br /&amp;gt;     (Comp);&amp;lt;br /&amp;gt;     N14&amp;lt;br /&amp;gt;     'Comp)&lt;br /&gt;
| n/a&lt;br /&gt;
| Rapports   narratifs&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CSDREP&lt;br /&gt;
| CSDR&lt;br /&gt;
| Reporting CSDR:&amp;lt;br /&amp;gt;     Introduction of quarterly internalised settlement reporting   requirements&amp;lt;br /&amp;gt;     pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting CSDR&lt;br /&gt;
| CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BNNNN&lt;br /&gt;
| B4.4&lt;br /&gt;
| List of   head offices, agencies,&amp;lt;br /&amp;gt;     branches and representative offices&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting EDIFACT&lt;br /&gt;
| B0001809.T01&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Institutions for Occupational   Retirement Provision&lt;br /&gt;
| SUFREP&lt;br /&gt;
| IORP&lt;br /&gt;
| Annual and quarterly reporting   according to Circular CSSF 19/726 of 26 July 2019&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting IORP&lt;br /&gt;
| SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Money   Market Funds (MMF)&lt;br /&gt;
| MMFREP&lt;br /&gt;
| MMF&lt;br /&gt;
| •   According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF   must report information to the competent authority (CSSF) of the MMF, at   least on a quarterly basis or - for MMF with assets under management of less   than Eur 100 million - on at least an annual basis.&amp;lt;br /&amp;gt;     • The first quarterly report should be sent to the competent authority of   the MMF no later than 30 days after the end of Q1 2020.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Reporting Money Market Fund&lt;br /&gt;
| MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip&amp;lt;br /&amp;gt;     MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0112-L&lt;br /&gt;
| S1.12-L&lt;br /&gt;
| Indirect withdrawal and   remittance of banknotes denominated in EUR through an intermediary&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting   S1.12-L&lt;br /&gt;
| S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| Monthly   security by security reporting of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting securities by securities of issuing companies&lt;br /&gt;
| TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| U11&lt;br /&gt;
| U1.1&lt;br /&gt;
| Monthly financial information   UCITS and UCI&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting U&lt;br /&gt;
| U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBBL_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBBN_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Non-resident&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBHN_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Resident customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBHR_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Periodical   disclosures&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-TTTTT-YYYY-MM-DD-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PERIO-2023-03-31-41c13c08-ef59-4183-870f-80d7a00c54e8&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Precontractual disclosures&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-PRECO-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PRECO-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SIC&lt;br /&gt;
| K3.1&lt;br /&gt;
| Financial   information to be submitted by investment companies in risk capital (SICARs)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Sicar reporting&lt;br /&gt;
| SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| UCI Law 2010:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (MP)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SIF or SICAR :   08/371 FIS report&amp;lt;br /&amp;gt;     UCI : 08/371 report&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     UCI:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S01;   S02; S03; S04; S05;&amp;lt;br /&amp;gt;     S06 (Réviseur); S07; S08;&amp;lt;br /&amp;gt;     S09; S10; S11; S12; S13;&amp;lt;br /&amp;gt;     S14; S15; S16; S17; S18;&amp;lt;br /&amp;gt;     S19; S20; S23&lt;br /&gt;
| n/a&lt;br /&gt;
| XBRL   reports Solvency II&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Solvency II Reporting&lt;br /&gt;
| S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| S0214&lt;br /&gt;
| S2.14&lt;br /&gt;
| Quarterly statistical balance&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| S0214_L1_201412_T000000999_T000123001_20150120_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Securitisation   Vehicles&lt;br /&gt;
| S0215&lt;br /&gt;
| S2.15&lt;br /&gt;
| Transactions   and write-offs/write-downs on securitised loans&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation vehicles&lt;br /&gt;
| S0215_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| Security by security reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     A: Alternative Investment fund manager (AIFM)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     S: Management company&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) P: PFS&amp;lt;br /&amp;gt;     (-) I: Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Other reporting CSSF BCL&lt;br /&gt;
| OTXREP&lt;br /&gt;
| OTX&lt;br /&gt;
| Various correspondence&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Various   correspondence (OTH)&amp;lt;br /&amp;gt;     (=&amp;gt; BCL -OTHER reporting)&lt;br /&gt;
| OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&amp;lt;br /&amp;gt;     RO&lt;br /&gt;
| Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI)(FR)&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of   GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| ALM&lt;br /&gt;
| ALMXXX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0106&lt;br /&gt;
| S1.6&lt;br /&gt;
| Monthly   statistical balance sheet for non-money market funds (non-MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0106_L2_202402_B000000999_NAF00000000000000_20240625_001.xml&amp;lt;br /&amp;gt;     S0106_L2_202402_P000000999_O999990009_20240605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0213&lt;br /&gt;
| S2.13&lt;br /&gt;
| Quarterly statistical balance   sheet for non-MMF investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0213_L2_202103_P000000999_O009990009_20240731_001.xml&amp;lt;br /&amp;gt;     S0213_L2_202103_S000000999_O099990009_20240606_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0220&lt;br /&gt;
| S2.20&lt;br /&gt;
| Quarterly   financial information&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0220_L0_202512_B000000999_NAF66999999900000_20260127_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0404&lt;br /&gt;
| S4.4&lt;br /&gt;
| Marketing countries&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0404_L0_202512_B000000999_NAF66999999900000_20260209_001.xml&amp;lt;br /&amp;gt;     S0404_L0_202512_B000000999_O999990009_20260209_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| CED&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Etat de   situation relatif aux contrats en déshérence&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| CPR&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Compte rendu&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ESP&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Enquête   spécifique&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ETR&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Etat trimestriel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| FIR&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Fiche de   renseignement&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| PDA&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport PDAL (Procédure de   Dissolution Administrative sans Liquidation)&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RAC&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   actuariel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RDC&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct complémentaire   du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RDI&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RGO&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport de gouvernance&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RLB&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   LBCFT&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RRE&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapports sur le traitement des   réclamations&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RSE&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct Solvabilité 2 de l'entreprise&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RSO&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct Solvabilité 2   du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ICS&lt;br /&gt;
| ICS&lt;br /&gt;
| Yearly   Survey on Covered Investment claims (SIIL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| ICS Reporting&lt;br /&gt;
| ICS-ENNNNNNNN-YYYY-MM-DD_UUID.json &amp;lt;br /&amp;gt;     (eg:ICS-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ROI&amp;lt;br /&amp;gt;     DIN&lt;br /&gt;
| n/a&lt;br /&gt;
| DORA Register of Information&amp;lt;br /&amp;gt;     DORA Incident Reporting&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport   narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| ROIV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&amp;lt;br /&amp;gt;     DINV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DPAAIF&lt;br /&gt;
| n/a&lt;br /&gt;
| self�assessment   &amp;lt;br /&amp;gt;     questionnaire PDAOFI&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PDAOFI Reporting&lt;br /&gt;
| DPAAIF-EIIIIIIII-YYYY-UUID.zip &amp;lt;br /&amp;gt;     (e.g.: DPAAIF-P99999999-2024-41c13c08-ef59-4183-a456-870f80d7a00c54e8.zip)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| Monthly modules:&amp;lt;br /&amp;gt;     - ALMXXX&amp;lt;br /&amp;gt;     - LCRDAX&amp;lt;br /&amp;gt;     Quarterly modules:&amp;lt;br /&amp;gt;     - AEXXXX&amp;lt;br /&amp;gt;     - COREPX&amp;lt;br /&amp;gt;     - FINREP&amp;lt;br /&amp;gt;     - FRTBXX&amp;lt;br /&amp;gt;     - IRRBBX&amp;lt;br /&amp;gt;     - LAREXX&amp;lt;br /&amp;gt;     - LEVERX&amp;lt;br /&amp;gt;     - NSFRXX&lt;br /&gt;
| (-) ALM corep_alm_con.xsd&amp;lt;br /&amp;gt;     corep_alm_ind.xsd corep_alm.xsd&amp;lt;br /&amp;gt;     (-) LCRDA corep_lcr_da_con.xsd&amp;lt;br /&amp;gt;     corep_lcr_da_ind.xsd corep_lcr_da.xsd&amp;lt;br /&amp;gt;     (-) IRRBB irrbb.xsd&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside &amp;lt;br /&amp;gt;       CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside&amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Useful link :&lt;br /&gt;
&amp;lt;span class=&amp;quot;plainlinks&amp;quot;&amp;gt;[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf &amp;lt;span style=&amp;quot;display: inline-block;&lt;br /&gt;
 background-color: #009ACE; &lt;br /&gt;
 color: white; text-align: center; font-family: sans-serif; font-size:0.8vw;&lt;br /&gt;
 width: auto;  height: auto;  &lt;br /&gt;
 border: none;  border-style: outset;  border-radius: 10px;  &lt;br /&gt;
 padding: 0.5%;  margin: 1%;&amp;quot;&amp;gt;CSSF Naming convention&amp;lt;/span&amp;gt;]&amp;lt;/span&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Test1&amp;diff=7999</id>
		<title>Test1</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Test1&amp;diff=7999"/>
		<updated>2026-03-03T09:57:11Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}}/{{REVISIONMONTH}}/{{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
You can find below the list of reports that can be managed through e-file.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;height:500px; width:auto; overflow-y:scroll&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable filterable mw-collapsible sortable&amp;quot; &lt;br /&gt;
|+ &amp;lt;span style=&amp;quot;white-space:nowrap&amp;quot;&amp;gt;Available reports&amp;lt;/span&amp;gt;&lt;br /&gt;
|- &amp;lt;div style=&amp;quot;font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Concerned   companies&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Report&amp;lt;br /&amp;gt;     naming convention&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Table&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Details&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Authority&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending way&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | An e-file form exists&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending type in transmission   module&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Example&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| NOTREP&lt;br /&gt;
| INI or&amp;lt;br /&amp;gt;     UPD&lt;br /&gt;
| Notification procedures to be   followed by a UCITS governed by Luxembourg law wishing to market its units in   another Member State of the European Union&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O1.2&lt;br /&gt;
| Monthly   financial information for guaranteed funds&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.1&lt;br /&gt;
| Yearly financial information&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.2&lt;br /&gt;
| Interventions   on the futures and options markets&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0103&lt;br /&gt;
| S1.3&lt;br /&gt;
| Monthly statistical balance   sheet for money market funds (MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0103_L4_202302_B000000999_O009990099_20240619_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| Monthly   Security by security reporting for investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| TPTOBS_L3_202107_B000000009_O009990000_20240807_001.xml&amp;lt;br /&amp;gt;     TPTOBS_L3_202107_P000000999_NAF99999999900000_20240603_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) DE&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Offering document (DE)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     PROSP-K0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-)   AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| SIF Law   2007:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report SIF (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (PM)&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS report&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor report&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report   not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor   report&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) PS&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| UCI:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Simplified prospectus (PS)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 UCI   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative   Investment Fund reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Alternative Investment Fund   Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| MAN&lt;br /&gt;
| Alternative Investment Fund   reporting (AIF Manager)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| AnaCredit:&amp;lt;br /&amp;gt;     Collection of granular credit and credit risk data&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| AnaCredit&lt;br /&gt;
| ANTREF_201801_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0218-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Quarterly statistical balance   sheet of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S0219-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Information   on valuation effects on the balance sheet of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0403-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Annual Premiums, claims and   commissions of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| TPTASS&lt;br /&gt;
| n/a&lt;br /&gt;
| Monthly   Security by security reporting of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| «SHS-Group» report:&amp;lt;br /&amp;gt;     Statistics on holdings of securities by reporting banking groups&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL SHS&lt;br /&gt;
| SHSGRP_201709_LUB00999_20171206_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0001&lt;br /&gt;
| S0.1&lt;br /&gt;
| Daily   deposit&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0001_L2_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0101&lt;br /&gt;
| S1.1&lt;br /&gt;
| Monthly statistical balance   sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0101_L6_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0104&lt;br /&gt;
| S1.4&lt;br /&gt;
| Adjustments   due to valuation effects|&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0104_L3_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0105&lt;br /&gt;
| S1.5&lt;br /&gt;
| Information on interest rates in   EUR&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0105_L4_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0108&lt;br /&gt;
| S1.8&lt;br /&gt;
| Information   on securititation&amp;lt;br /&amp;gt;     transactions launched&amp;lt;br /&amp;gt;     by credit institutions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0108_L2_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0109&lt;br /&gt;
| S1.9&lt;br /&gt;
| Information on CNY (renmibi)   operations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0109_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0205-L&lt;br /&gt;
| S2.5-L&lt;br /&gt;
| Quarterly   statistical balance sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0205-N&lt;br /&gt;
| S2.5-N&lt;br /&gt;
| Quarterly statistical balance   sheet&amp;lt;br /&amp;gt;     of credit institutions -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0208&lt;br /&gt;
| S2.8&lt;br /&gt;
| Real   estate loans for&amp;lt;br /&amp;gt;     Lxuembourg buildings&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0208_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0209-L&lt;br /&gt;
| S2.9-L&lt;br /&gt;
| Staff report -&amp;lt;br /&amp;gt;     Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0209-N&lt;br /&gt;
| S2.9-N&lt;br /&gt;
| Staff   report -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0302&lt;br /&gt;
| S3.2&lt;br /&gt;
| Non balance sheet information&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0302_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-)   SMRTLA (EBA V3.0 module mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-) SMRTLA (EBA V3.0 module   mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AC&lt;br /&gt;
| Audit Report on AML/CTF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AD&lt;br /&gt;
| Circ. 18/697 annexe1&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AR&lt;br /&gt;
| Annual   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-AR-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AS&lt;br /&gt;
| Annual report consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AS-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | BD&lt;br /&gt;
| AC Member List&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| CO&lt;br /&gt;
| Compliance Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-CO-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| GR&lt;br /&gt;
| Governance   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-GR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IA&lt;br /&gt;
| Internal Audit Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IA-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IC&lt;br /&gt;
| ICAAP&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ID&lt;br /&gt;
| ICAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-ID-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IL&lt;br /&gt;
| ILAAP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IM&lt;br /&gt;
| ILAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LC&lt;br /&gt;
| Long Form Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LD&lt;br /&gt;
| Long Form Branch or Specific Participation&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LD-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-LF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LG&lt;br /&gt;
| Reconciliation LuxGAAP FINREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MC&lt;br /&gt;
| Management Letter Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MF&lt;br /&gt;
| Audit report on rules of conduct&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-ML-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MM&lt;br /&gt;
| Head quarter annual report&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RC&lt;br /&gt;
| Risk   Control Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RE&lt;br /&gt;
| Report on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RP&lt;br /&gt;
| Recovery   Plan&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RP-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RR&lt;br /&gt;
| Results Distribution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SC&lt;br /&gt;
| Single   Customer View&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-SC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | TR&lt;br /&gt;
| Table on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Institutions - Common Reporting Standard (CRS)&lt;br /&gt;
| CRS&lt;br /&gt;
| CRS&lt;br /&gt;
| Automatic   exchange of&amp;lt;br /&amp;gt;     financial account information&amp;lt;br /&amp;gt;     on a global level&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| CRS report&lt;br /&gt;
| CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| BRA&lt;br /&gt;
| Quarterly reporting on the&amp;lt;br /&amp;gt;     financial health of the branches&amp;lt;br /&amp;gt;     parent entities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-BRA.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DEP&lt;br /&gt;
| Residential   credit deposits&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-DEP.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     P: PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| RES&lt;br /&gt;
| Residential real estate market&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-RES.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| STT&lt;br /&gt;
| Stress   test in order to assess&amp;lt;br /&amp;gt;     the interest rate risk&amp;lt;br /&amp;gt;     arising from non-trading&amp;lt;br /&amp;gt;     book activities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2008-06-STT.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0101&lt;br /&gt;
| V1.1&lt;br /&gt;
| Customer transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0101_L2_201601_W000000003_B000000999_20160201_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0110&lt;br /&gt;
| V1.10&lt;br /&gt;
| Stock   taking of payment accounts in bank money&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01100&lt;br /&gt;
| V1.100&lt;br /&gt;
| Payment services provided by   e-money institutions and payment institutions without the provision of   payment accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01100_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0111&lt;br /&gt;
| V1.11&lt;br /&gt;
| OTC cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0111_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01110&lt;br /&gt;
| V1.110&lt;br /&gt;
| Payment initiation services   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01110-F&lt;br /&gt;
| V1.110-F&lt;br /&gt;
| Payment   initiation services (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01110-F_L0_202405_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0112&lt;br /&gt;
| V1.12&lt;br /&gt;
| Transactions via   telecommunication, digital or IT device&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0112_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0113&lt;br /&gt;
| V1.13&lt;br /&gt;
| Credits   to the accounts by simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0113_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0114&lt;br /&gt;
| V1.14&lt;br /&gt;
| Debits from the account by   simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0114_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0102&lt;br /&gt;
| V1.2&lt;br /&gt;
| Interbank   transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0102_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0120&lt;br /&gt;
| V1.20&lt;br /&gt;
| Customer Credit transfers sent   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0120_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0120-F&lt;br /&gt;
| V120-F&lt;br /&gt;
| Customer   Credit transfers sent (Fraud)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01200&lt;br /&gt;
| V1.200&lt;br /&gt;
| Stock of issued payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01200_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01201&lt;br /&gt;
| V1.201&lt;br /&gt;
| Stock of   distributed payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01201_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0121&lt;br /&gt;
| V1.21&lt;br /&gt;
| Customer credit transfers   received&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0121_L0_202201_B000000999_B000000999_20230421_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01210&lt;br /&gt;
| V1.210&lt;br /&gt;
| Stock of   terminals by terminal type&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01210_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01220&lt;br /&gt;
| V1.220&lt;br /&gt;
| Stock of accounts (except   e-money accounts)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01220_L0_202206_W000000099_W000000099_20240613_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01221&lt;br /&gt;
| V1.221&lt;br /&gt;
| Stock of   e-money accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01221_L0_202407_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01222&lt;br /&gt;
| V1.222&lt;br /&gt;
| Stock of accessed accounts -   account information services (AIS)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01222_L0_202407_B000000999_B000000999_20240814_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01230&lt;br /&gt;
| V1.230&lt;br /&gt;
| Number   of customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01230_L0_202407_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0103&lt;br /&gt;
| V1.3&lt;br /&gt;
| Domiciliations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0130_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130&lt;br /&gt;
| V1.30&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0103_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01300-F&lt;br /&gt;
| V1.300-F&lt;br /&gt;
| Losses due to fraud per   liability bearer&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01300-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130-F&lt;br /&gt;
| V1.30-F&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0130-F_L0_202403_B000000999_B000000999_20240412_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0131&lt;br /&gt;
| V1.31&lt;br /&gt;
| Direct debits - reporting as   debtor's PSP&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0131_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0104&lt;br /&gt;
| V1.4&lt;br /&gt;
| Inventory   cards / terminals&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0104_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0140&lt;br /&gt;
| V1.40&lt;br /&gt;
| SEPA R-transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0140_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0141&lt;br /&gt;
| V1.41&lt;br /&gt;
| Interbank   payment transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0141_L0_202407_B000000999_B000000999_20240731_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0142&lt;br /&gt;
| V1.42&lt;br /&gt;
| Intermediated payment   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0142_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0105&lt;br /&gt;
| V1.5&lt;br /&gt;
| Card   transactiosn (Issuing part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0105_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0150&lt;br /&gt;
| V1.50&lt;br /&gt;
| Card transactions with cards   issued by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0150_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0150-F&lt;br /&gt;
| V1.50-F&lt;br /&gt;
| Card   transactions with cards issued by resident PSPs (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0150-F_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0151&lt;br /&gt;
| V1.51&lt;br /&gt;
| Electronic card transactions   with cards issued by resident PSPs, split by Merchant Category Codes (MCC)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0151_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0152&lt;br /&gt;
| V1.52&lt;br /&gt;
| Card   transactions acquired by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0152_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0152F&lt;br /&gt;
| V1.52F&lt;br /&gt;
| Card transactions acquired by   resident PSPs (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0152-F_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0153&lt;br /&gt;
| V1.53&lt;br /&gt;
| Fundings   and withdrawals related to prepaid cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0153_L0_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0106&lt;br /&gt;
| V1.6&lt;br /&gt;
| Card transactiosn (Acquiring   part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0106_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0160&lt;br /&gt;
| V1.60&lt;br /&gt;
| Cheques   and money remittances (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0160_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0160-F&lt;br /&gt;
| V1.60-F&lt;br /&gt;
| Cheques and money remittances   (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0160-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0107&lt;br /&gt;
| V1.7&lt;br /&gt;
| Cheques   and money orders&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0107_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0170&lt;br /&gt;
| V1.70&lt;br /&gt;
| Over-the-counter (OTC) cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0170_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0108&lt;br /&gt;
| V1.8&lt;br /&gt;
| Electronic   money scheme&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0108_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0180&lt;br /&gt;
| V1.80&lt;br /&gt;
| Book entries&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0180_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0109&lt;br /&gt;
| V1.9&lt;br /&gt;
| Card   based e-money schemes&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0109_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0190&lt;br /&gt;
| V1.90&lt;br /&gt;
| Fundings and withdrawals in   e-money (except prepaid cards)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0190_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0191&lt;br /&gt;
| V1.91&lt;br /&gt;
| E-money   transfers (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0191_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0191-F&lt;br /&gt;
| V1.91-F&lt;br /&gt;
| E-money transfers (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0191-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DCO&lt;br /&gt;
| Fonds de   garantie&amp;lt;br /&amp;gt;     des dépôts Luxembourg&amp;lt;br /&amp;gt;     (FGDL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| DCOR reporting&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&amp;lt;br /&amp;gt;     DCOR-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.4&lt;br /&gt;
| Capital adequacy of&amp;lt;br /&amp;gt;     payment institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z2.1&lt;br /&gt;
| Profit   and loss accoount&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated&amp;lt;br /&amp;gt;     in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.3&lt;br /&gt;
| Statement of&amp;lt;br /&amp;gt;     authorised reinvestments&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W13-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.4&lt;br /&gt;
| Capital   adequacy of&amp;lt;br /&amp;gt;     electronic money institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W2.1&lt;br /&gt;
| Profit and loss account&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W4.5&lt;br /&gt;
| Analysis   of shareholdings&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W45-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Institutions - Foreign   Account Tax Compliance Act (FATCA)&lt;br /&gt;
| FATCA&lt;br /&gt;
| FATCA&lt;br /&gt;
| Foreign Account Tax Compliance   Act Reporting&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| FATCA sending&lt;br /&gt;
| FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | (-) LE&lt;br /&gt;
| (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&lt;br /&gt;
| Annual report of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of   GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0120-F_L0_202405_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.4&lt;br /&gt;
| Information   on participating interest&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| PARTANDSUBLOANS-ENNNNNNNN-L-YYYY-MM-DD_UUID.zip   (eg:PARTANDSUBLOANS-B00000499-L-2023-12-31_eb6809e1-bbf1-6cbc-5be1-35da4a526817.zip)&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.5&lt;br /&gt;
| Information on staff costs and   taxes&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| CFEREP-B00000999-2025-12-COREPY-L-N_133e79ec-d891-403c-983b-84af00c5b25b.zip&amp;lt;br /&amp;gt;     B25.xml&amp;lt;br /&amp;gt;     FRCREP-B9999-2007-12-B25-L0-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| LCRDA&lt;br /&gt;
| LCRDAX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-LCRDAX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Companies&lt;br /&gt;
| S0216&lt;br /&gt;
| S2.16&lt;br /&gt;
| Quarterly statistical balance of   Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing   companies reporting&lt;br /&gt;
| S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| S0217&lt;br /&gt;
| S2.17&lt;br /&gt;
| Transactions   of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing companies reporting&lt;br /&gt;
| S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| KI&lt;br /&gt;
| Key Investor Information   Document&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010 and Loi 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) V: non-reglem.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PRIIPS Document&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LF&lt;br /&gt;
| Long Form reports (UCI Law 2010)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Long forms CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| SGOREP&lt;br /&gt;
| G21&lt;br /&gt;
| (-) SG 1A: Financial   situation&amp;lt;br /&amp;gt;     (-) SG 1B: Profit and loss account&amp;lt;br /&amp;gt;     (-) SG 1C: Table relating to other activities&amp;lt;br /&amp;gt;     (-) SG 2: Other activities&amp;lt;br /&amp;gt;     (-) SG: Personnel Table relating to staff&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Management   company report&lt;br /&gt;
| SGOREP-S9999-2009-03-G21-L2-S-N--.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management letters CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   letters of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AI&lt;br /&gt;
| Articles   of Incorporation of UCITS&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-AI-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| MR&lt;br /&gt;
| Management Regulations of   UCITS&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management   regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-MR-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| MiFID   II / MiFIR&lt;br /&gt;
| TAFREP&lt;br /&gt;
| TAF&lt;br /&gt;
| Article   26 of Regulation&amp;lt;br /&amp;gt;     No 600/2014:&amp;lt;br /&amp;gt;     Obligation to report transactions&amp;lt;br /&amp;gt;     (Markets in financial instruments =&amp;gt; MiFIR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Mifir reporting&lt;br /&gt;
| TAFREP-B00000001-2017-04-15-123456.xml&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing   documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Other   reporting CSSF BCL&lt;br /&gt;
| OTHREP&lt;br /&gt;
| OTH&lt;br /&gt;
| Other   reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| OTHER reporting&amp;lt;br /&amp;gt;     (=&amp;gt; CSSF)&lt;br /&gt;
| OTHREP-B9999-HELLO_WORLD.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| BOP101&lt;br /&gt;
| BOP1.1&lt;br /&gt;
| Balance of payments reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments   balance&lt;br /&gt;
| BOP101_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BOP102&lt;br /&gt;
| BOP1.2&lt;br /&gt;
| Cross-border   payments&amp;lt;br /&amp;gt;     executed for the account&amp;lt;br /&amp;gt;     of the resident counterparts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments balance&lt;br /&gt;
| BOP102_20240731_B000000999_B000000999_20240801_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| PSFREP&lt;br /&gt;
| (-) Basic reporting&amp;lt;br /&amp;gt;     (-) Ad hoc reporting&amp;lt;br /&amp;gt;     (-) Annual information&lt;br /&gt;
| Reporting population:&amp;lt;br /&amp;gt;     (-) Investment firms&amp;lt;br /&amp;gt;     (-) Specialised PFS&amp;lt;br /&amp;gt;     (-) Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| PSF report&lt;br /&gt;
| PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| N01   (Comp); N02 (Comp); N03 (Comp);&amp;lt;br /&amp;gt;     N04 (Comp); N05 (Réviseur); N06( Réviseur);&amp;lt;br /&amp;gt;     N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12   (Réviseur);&amp;lt;br /&amp;gt;     N13&amp;lt;br /&amp;gt;     (Comp);&amp;lt;br /&amp;gt;     N14&amp;lt;br /&amp;gt;     'Comp)&lt;br /&gt;
| n/a&lt;br /&gt;
| Rapports   narratifs&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CSDREP&lt;br /&gt;
| CSDR&lt;br /&gt;
| Reporting CSDR:&amp;lt;br /&amp;gt;     Introduction of quarterly internalised settlement reporting   requirements&amp;lt;br /&amp;gt;     pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting CSDR&lt;br /&gt;
| CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BNNNN&lt;br /&gt;
| B4.4&lt;br /&gt;
| List of   head offices, agencies,&amp;lt;br /&amp;gt;     branches and representative offices&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting EDIFACT&lt;br /&gt;
| B0001809.T01&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Institutions for Occupational   Retirement Provision&lt;br /&gt;
| SUFREP&lt;br /&gt;
| IORP&lt;br /&gt;
| Annual and quarterly reporting   according to Circular CSSF 19/726 of 26 July 2019&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting IORP&lt;br /&gt;
| SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Money   Market Funds (MMF)&lt;br /&gt;
| MMFREP&lt;br /&gt;
| MMF&lt;br /&gt;
| •   According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF   must report information to the competent authority (CSSF) of the MMF, at   least on a quarterly basis or - for MMF with assets under management of less   than Eur 100 million - on at least an annual basis.&amp;lt;br /&amp;gt;     • The first quarterly report should be sent to the competent authority of   the MMF no later than 30 days after the end of Q1 2020.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Reporting Money Market Fund&lt;br /&gt;
| MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip&amp;lt;br /&amp;gt;     MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0112-L&lt;br /&gt;
| S1.12-L&lt;br /&gt;
| Indirect withdrawal and   remittance of banknotes denominated in EUR through an intermediary&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting   S1.12-L&lt;br /&gt;
| S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| Monthly   security by security reporting of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting securities by securities of issuing companies&lt;br /&gt;
| TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| U11&lt;br /&gt;
| U1.1&lt;br /&gt;
| Monthly financial information   UCITS and UCI&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting U&lt;br /&gt;
| U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBBL_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBBN_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Non-resident&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBHN_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Resident customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBHR_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Periodical   disclosures&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-TTTTT-YYYY-MM-DD-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PERIO-2023-03-31-41c13c08-ef59-4183-870f-80d7a00c54e8&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Precontractual disclosures&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-PRECO-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PRECO-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SIC&lt;br /&gt;
| K3.1&lt;br /&gt;
| Financial   information to be submitted by investment companies in risk capital (SICARs)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Sicar reporting&lt;br /&gt;
| SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| UCI Law 2010:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (MP)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SIF or SICAR :   08/371 FIS report&amp;lt;br /&amp;gt;     UCI : 08/371 report&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     UCI:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S01;   S02; S03; S04; S05;&amp;lt;br /&amp;gt;     S06 (Réviseur); S07; S08;&amp;lt;br /&amp;gt;     S09; S10; S11; S12; S13;&amp;lt;br /&amp;gt;     S14; S15; S16; S17; S18;&amp;lt;br /&amp;gt;     S19; S20; S23&lt;br /&gt;
| n/a&lt;br /&gt;
| XBRL   reports Solvency II&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Solvency II Reporting&lt;br /&gt;
| S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| S0214&lt;br /&gt;
| S2.14&lt;br /&gt;
| Quarterly statistical balance&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| S0214_L1_201412_T000000999_T000123001_20150120_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Securitisation   Vehicles&lt;br /&gt;
| S0215&lt;br /&gt;
| S2.15&lt;br /&gt;
| Transactions   and write-offs/write-downs on securitised loans&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation vehicles&lt;br /&gt;
| S0215_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| Security by security reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     A: Alternative Investment fund manager (AIFM)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     S: Management company&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) P: PFS&amp;lt;br /&amp;gt;     (-) I: Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Other reporting CSSF BCL&lt;br /&gt;
| OTXREP&lt;br /&gt;
| OTX&lt;br /&gt;
| Various correspondence&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Various   correspondence (OTH)&amp;lt;br /&amp;gt;     (=&amp;gt; BCL -OTHER reporting)&lt;br /&gt;
| OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&amp;lt;br /&amp;gt;     RO&lt;br /&gt;
| Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI)(FR)&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of   GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| ALM&lt;br /&gt;
| ALMXXX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0106&lt;br /&gt;
| S1.6&lt;br /&gt;
| Monthly   statistical balance sheet for non-money market funds (non-MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0106_L2_202402_B000000999_NAF00000000000000_20240625_001.xml&amp;lt;br /&amp;gt;     S0106_L2_202402_P000000999_O999990009_20240605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0213&lt;br /&gt;
| S2.13&lt;br /&gt;
| Quarterly statistical balance   sheet for non-MMF investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0213_L2_202103_P000000999_O009990009_20240731_001.xml&amp;lt;br /&amp;gt;     S0213_L2_202103_S000000999_O099990009_20240606_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0220&lt;br /&gt;
| S2.20&lt;br /&gt;
| Quarterly   financial information&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0220_L0_202512_B000000999_NAF66999999900000_20260127_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0404&lt;br /&gt;
| S4.4&lt;br /&gt;
| Marketing countries&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0404_L0_202512_B000000999_NAF66999999900000_20260209_001.xml&amp;lt;br /&amp;gt;     S0404_L0_202512_B000000999_O999990009_20260209_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| CED&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Etat de   situation relatif aux contrats en déshérence&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| CPR&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Compte rendu&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ESP&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Enquête   spécifique&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ETR&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Etat trimestriel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| FIR&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Fiche de   renseignement&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| PDA&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport PDAL (Procédure de   Dissolution Administrative sans Liquidation)&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RAC&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   actuariel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RDC&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct complémentaire   du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RDI&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RGO&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport de gouvernance&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RLB&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   LBCFT&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RRE&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapports sur le traitement des   réclamations&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RSE&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct Solvabilité 2 de l'entreprise&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RSO&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct Solvabilité 2   du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ICS&lt;br /&gt;
| ICS&lt;br /&gt;
| Yearly   Survey on Covered Investment claims (SIIL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| ICS Reporting&lt;br /&gt;
| ICS-ENNNNNNNN-YYYY-MM-DD_UUID.json &amp;lt;br /&amp;gt;     (eg:ICS-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ROI&amp;lt;br /&amp;gt;     DIN&lt;br /&gt;
| n/a&lt;br /&gt;
| DORA Register of Information&amp;lt;br /&amp;gt;     DORA Incident Reporting&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport   narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| ROIV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&amp;lt;br /&amp;gt;     DINV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DPAAIF&lt;br /&gt;
| n/a&lt;br /&gt;
| self�assessment   &amp;lt;br /&amp;gt;     questionnaire PDAOFI&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PDAOFI Reporting&lt;br /&gt;
| DPAAIF-EIIIIIIII-YYYY-UUID.zip &amp;lt;br /&amp;gt;     (e.g.: DPAAIF-P99999999-2024-41c13c08-ef59-4183-a456-870f80d7a00c54e8.zip)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| Monthly modules:&amp;lt;br /&amp;gt;     - ALMXXX&amp;lt;br /&amp;gt;     - LCRDAX&amp;lt;br /&amp;gt;     Quarterly modules:&amp;lt;br /&amp;gt;     - AEXXXX&amp;lt;br /&amp;gt;     - COREPX&amp;lt;br /&amp;gt;     - FINREP&amp;lt;br /&amp;gt;     - FRTBXX&amp;lt;br /&amp;gt;     - IRRBBX&amp;lt;br /&amp;gt;     - LAREXX&amp;lt;br /&amp;gt;     - LEVERX&amp;lt;br /&amp;gt;     - NSFRXX&lt;br /&gt;
| (-) ALM corep_alm_con.xsd&amp;lt;br /&amp;gt;     corep_alm_ind.xsd corep_alm.xsd&amp;lt;br /&amp;gt;     (-) LCRDA corep_lcr_da_con.xsd&amp;lt;br /&amp;gt;     corep_lcr_da_ind.xsd corep_lcr_da.xsd&amp;lt;br /&amp;gt;     (-) IRRBB irrbb.xsd&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside &amp;lt;br /&amp;gt;       CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside&amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Useful link :&lt;br /&gt;
&amp;lt;span class=&amp;quot;plainlinks&amp;quot;&amp;gt;[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf &amp;lt;span style=&amp;quot;display: inline-block;&lt;br /&gt;
 background-color: #009ACE; &lt;br /&gt;
 color: white; text-align: center; font-family: sans-serif; font-size:0.8vw;&lt;br /&gt;
 width: auto;  height: auto;  &lt;br /&gt;
 border: none;  border-style: outset;  border-radius: 10px;  &lt;br /&gt;
 padding: 0.5%;  margin: 1%;&amp;quot;&amp;gt;CSSF Naming convention&amp;lt;/span&amp;gt;]&amp;lt;/span&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Test1&amp;diff=7998</id>
		<title>Test1</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Test1&amp;diff=7998"/>
		<updated>2026-03-03T09:51:22Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}}/{{REVISIONMONTH}}/{{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
You can find below the list of reports that can be managed through e-file.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;height:500px; width:auto; overflow-y:scroll&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable filterable mw-collapsible sortable&amp;quot; &lt;br /&gt;
|+ &amp;lt;span style=&amp;quot;white-space:nowrap&amp;quot;&amp;gt;Available reports&amp;lt;/span&amp;gt;&lt;br /&gt;
|- &amp;lt;div style=&amp;quot;font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Concerned   companies&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Report&amp;lt;br /&amp;gt;     naming convention&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Table&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Details&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Authority&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending way&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | An e-file form exists&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending type in transmission   module&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Example&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| NOTREP&lt;br /&gt;
| INI or&amp;lt;br /&amp;gt;     UPD&lt;br /&gt;
| Notification procedures to be   followed by a UCITS governed by Luxembourg law wishing to market its units in   another Member State of the European Union&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O1.2&lt;br /&gt;
| Monthly   financial information for guaranteed funds&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.1&lt;br /&gt;
| Yearly financial information&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.2&lt;br /&gt;
| Interventions   on the futures and options markets&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0103&lt;br /&gt;
| S1.3&lt;br /&gt;
| Monthly statistical balance   sheet for money market funds (MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0103_L4_202302_B000000999_O009990099_20240619_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| Monthly   Security by security reporting for investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| TPTOBS_L3_202107_B000000009_O009990000_20240807_001.xml&amp;lt;br /&amp;gt;     TPTOBS_L3_202107_P000000999_NAF99999999900000_20240603_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) DE&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Offering document (DE)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     PROSP-K0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-)   AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| SIF Law   2007:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report SIF (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (PM)&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS report&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor report&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report   not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor   report&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) PS&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| UCI:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Simplified prospectus (PS)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 UCI   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative   Investment Fund reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Alternative Investment Fund   Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| MAN&lt;br /&gt;
| Alternative Investment Fund   reporting (AIF Manager)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| AnaCredit:&amp;lt;br /&amp;gt;     Collection of granular credit and credit risk data&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| AnaCredit&lt;br /&gt;
| ANTREF_201801_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0218-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Quarterly statistical balance   sheet of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S0219-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Information   on valuation effects on the balance sheet of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0403-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Annual Premiums, claims and   commissions of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| TPTASS&lt;br /&gt;
| n/a&lt;br /&gt;
| Monthly   Security by security reporting of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| «SHS-Group» report:&amp;lt;br /&amp;gt;     Statistics on holdings of securities by reporting banking groups&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL SHS&lt;br /&gt;
| SHSGRP_201709_LUB00999_20171206_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0001&lt;br /&gt;
| S0.1&lt;br /&gt;
| Daily   deposit&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0001_L2_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0101&lt;br /&gt;
| S1.1&lt;br /&gt;
| Monthly statistical balance   sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0101_L6_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0104&lt;br /&gt;
| S1.4&lt;br /&gt;
| Adjustments   due to valuation effects|&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0104_L3_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0105&lt;br /&gt;
| S1.5&lt;br /&gt;
| Information on interest rates in   EUR&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0105_L4_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0108&lt;br /&gt;
| S1.8&lt;br /&gt;
| Information   on securititation&amp;lt;br /&amp;gt;     transactions launched&amp;lt;br /&amp;gt;     by credit institutions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0108_L2_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0109&lt;br /&gt;
| S1.9&lt;br /&gt;
| Information on CNY (renmibi)   operations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0109_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0205-L&lt;br /&gt;
| S2.5-L&lt;br /&gt;
| Quarterly   statistical balance sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0205-N&lt;br /&gt;
| S2.5-N&lt;br /&gt;
| Quarterly statistical balance   sheet&amp;lt;br /&amp;gt;     of credit institutions -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0208&lt;br /&gt;
| S2.8&lt;br /&gt;
| Real   estate loans for&amp;lt;br /&amp;gt;     Lxuembourg buildings&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0208_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0209-L&lt;br /&gt;
| S2.9-L&lt;br /&gt;
| Staff report -&amp;lt;br /&amp;gt;     Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0209-N&lt;br /&gt;
| S2.9-N&lt;br /&gt;
| Staff   report -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0302&lt;br /&gt;
| S3.2&lt;br /&gt;
| Non balance sheet information&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0302_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-)   SMRTLA (EBA V3.0 module mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-) SMRTLA (EBA V3.0 module   mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AC&lt;br /&gt;
| Audit Report on AML/CTF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AD&lt;br /&gt;
| Circ. 18/697 annexe1&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AR&lt;br /&gt;
| Annual   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-AR-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AS&lt;br /&gt;
| Annual report consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AS-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | BD&lt;br /&gt;
| AC Member List&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| CO&lt;br /&gt;
| Compliance Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-CO-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| GR&lt;br /&gt;
| Governance   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-GR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IA&lt;br /&gt;
| Internal Audit Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IA-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IC&lt;br /&gt;
| ICAAP&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ID&lt;br /&gt;
| ICAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-ID-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IL&lt;br /&gt;
| ILAAP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IM&lt;br /&gt;
| ILAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LC&lt;br /&gt;
| Long Form Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LD&lt;br /&gt;
| Long Form Branch or Specific Participation&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LD-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-LF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LG&lt;br /&gt;
| Reconciliation LuxGAAP FINREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MC&lt;br /&gt;
| Management Letter Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MF&lt;br /&gt;
| Audit report on rules of conduct&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-ML-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MM&lt;br /&gt;
| Head quarter annual report&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RC&lt;br /&gt;
| Risk   Control Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RE&lt;br /&gt;
| Report on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RP&lt;br /&gt;
| Recovery   Plan&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RP-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RR&lt;br /&gt;
| Results Distribution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SC&lt;br /&gt;
| Single   Customer View&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-SC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | TR&lt;br /&gt;
| Table on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Institutions - Common Reporting Standard (CRS)&lt;br /&gt;
| CRS&lt;br /&gt;
| CRS&lt;br /&gt;
| Automatic   exchange of&amp;lt;br /&amp;gt;     financial account information&amp;lt;br /&amp;gt;     on a global level&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| CRS report&lt;br /&gt;
| CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| BRA&lt;br /&gt;
| Quarterly reporting on the&amp;lt;br /&amp;gt;     financial health of the branches&amp;lt;br /&amp;gt;     parent entities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-BRA.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DEP&lt;br /&gt;
| Residential   credit deposits&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-DEP.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     P: PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| RES&lt;br /&gt;
| Residential real estate market&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-RES.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| STT&lt;br /&gt;
| Stress   test in order to assess&amp;lt;br /&amp;gt;     the interest rate risk&amp;lt;br /&amp;gt;     arising from non-trading&amp;lt;br /&amp;gt;     book activities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2008-06-STT.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0101&lt;br /&gt;
| V1.1&lt;br /&gt;
| Customer transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0101_L2_201601_W000000003_B000000999_20160201_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0110&lt;br /&gt;
| V1.10&lt;br /&gt;
| Stock   taking of payment accounts in bank money&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01100&lt;br /&gt;
| V1.100&lt;br /&gt;
| Payment services provided by   e-money institutions and payment institutions without the provision of   payment accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01100_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0111&lt;br /&gt;
| V1.11&lt;br /&gt;
| OTC cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0111_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01110&lt;br /&gt;
| V1.110&lt;br /&gt;
| Payment initiation services   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01110-F&lt;br /&gt;
| V1.110-F&lt;br /&gt;
| Payment   initiation services (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01110-F_L0_202405_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0112&lt;br /&gt;
| V1.12&lt;br /&gt;
| Transactions via   telecommunication, digital or IT device&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0112_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0113&lt;br /&gt;
| V1.13&lt;br /&gt;
| Credits   to the accounts by simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0113_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0114&lt;br /&gt;
| V1.14&lt;br /&gt;
| Debits from the account by   simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0114_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0102&lt;br /&gt;
| V1.2&lt;br /&gt;
| Interbank   transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0102_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0120&lt;br /&gt;
| V1.20&lt;br /&gt;
| Customer Credit transfers sent   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0120_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0120-F&lt;br /&gt;
| V120-F&lt;br /&gt;
| Customer   Credit transfers sent (Fraud)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01200&lt;br /&gt;
| V1.200&lt;br /&gt;
| Stock of issued payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01200_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01201&lt;br /&gt;
| V1.201&lt;br /&gt;
| Stock of   distributed payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01201_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0121&lt;br /&gt;
| V1.21&lt;br /&gt;
| Customer credit transfers   received&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0121_L0_202201_B000000999_B000000999_20230421_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01210&lt;br /&gt;
| V1.210&lt;br /&gt;
| Stock of   terminals by terminal type&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01210_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01220&lt;br /&gt;
| V1.220&lt;br /&gt;
| Stock of accounts (except   e-money accounts)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01220_L0_202206_W000000099_W000000099_20240613_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01221&lt;br /&gt;
| V1.221&lt;br /&gt;
| Stock of   e-money accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01221_L0_202407_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01222&lt;br /&gt;
| V1.222&lt;br /&gt;
| Stock of accessed accounts -   account information services (AIS)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01222_L0_202407_B000000999_B000000999_20240814_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01230&lt;br /&gt;
| V1.230&lt;br /&gt;
| Number   of customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01230_L0_202407_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0103&lt;br /&gt;
| V1.3&lt;br /&gt;
| Domiciliations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0130_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130&lt;br /&gt;
| V1.30&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0103_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01300-F&lt;br /&gt;
| V1.300-F&lt;br /&gt;
| Losses due to fraud per   liability bearer&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01300-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130-F&lt;br /&gt;
| V1.30-F&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0130-F_L0_202403_B000000999_B000000999_20240412_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0131&lt;br /&gt;
| V1.31&lt;br /&gt;
| Direct debits - reporting as   debtor's PSP&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0131_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0104&lt;br /&gt;
| V1.4&lt;br /&gt;
| Inventory   cards / terminals&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0104_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0140&lt;br /&gt;
| V1.40&lt;br /&gt;
| SEPA R-transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0140_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0141&lt;br /&gt;
| V1.41&lt;br /&gt;
| Interbank   payment transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0141_L0_202407_B000000999_B000000999_20240731_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0142&lt;br /&gt;
| V1.42&lt;br /&gt;
| Intermediated payment   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0142_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0105&lt;br /&gt;
| V1.5&lt;br /&gt;
| Card   transactiosn (Issuing part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0105_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0150&lt;br /&gt;
| V1.50&lt;br /&gt;
| Card transactions with cards   issued by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0150_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0150-F&lt;br /&gt;
| V1.50-F&lt;br /&gt;
| Card   transactions with cards issued by resident PSPs (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0150-F_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0151&lt;br /&gt;
| V1.51&lt;br /&gt;
| Electronic card transactions   with cards issued by resident PSPs, split by Merchant Category Codes (MCC)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0151_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0152&lt;br /&gt;
| V1.52&lt;br /&gt;
| Card   transactions acquired by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0152_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0152F&lt;br /&gt;
| V1.52F&lt;br /&gt;
| Card transactions acquired by   resident PSPs (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0152-F_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0153&lt;br /&gt;
| V1.53&lt;br /&gt;
| Fundings   and withdrawals related to prepaid cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0153_L0_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0106&lt;br /&gt;
| V1.6&lt;br /&gt;
| Card transactiosn (Acquiring   part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0106_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0160&lt;br /&gt;
| V1.60&lt;br /&gt;
| Cheques   and money remittances (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0160_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0160-F&lt;br /&gt;
| V1.60-F&lt;br /&gt;
| Cheques and money remittances   (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0160-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0107&lt;br /&gt;
| V1.7&lt;br /&gt;
| Cheques   and money orders&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0107_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0170&lt;br /&gt;
| V1.70&lt;br /&gt;
| Over-the-counter (OTC) cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0170_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0108&lt;br /&gt;
| V1.8&lt;br /&gt;
| Electronic   money scheme&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0108_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0180&lt;br /&gt;
| V1.80&lt;br /&gt;
| Book entries&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0180_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0109&lt;br /&gt;
| V1.9&lt;br /&gt;
| Card   based e-money schemes&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0109_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0190&lt;br /&gt;
| V1.90&lt;br /&gt;
| Fundings and withdrawals in   e-money (except prepaid cards)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0190_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0191&lt;br /&gt;
| V1.91&lt;br /&gt;
| E-money   transfers (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0191_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0191-F&lt;br /&gt;
| V1.91-F&lt;br /&gt;
| E-money transfers (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0191-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DCO&lt;br /&gt;
| Fonds de   garantie&amp;lt;br /&amp;gt;     des dépôts Luxembourg&amp;lt;br /&amp;gt;     (FGDL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| DCOR reporting&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&amp;lt;br /&amp;gt;     DCOR-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.4&lt;br /&gt;
| Capital adequacy of&amp;lt;br /&amp;gt;     payment institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z2.1&lt;br /&gt;
| Profit   and loss accoount&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated&amp;lt;br /&amp;gt;     in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.3&lt;br /&gt;
| Statement of&amp;lt;br /&amp;gt;     authorised reinvestments&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W13-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.4&lt;br /&gt;
| Capital   adequacy of&amp;lt;br /&amp;gt;     electronic money institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W2.1&lt;br /&gt;
| Profit and loss account&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W4.5&lt;br /&gt;
| Analysis   of shareholdings&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W45-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Institutions - Foreign   Account Tax Compliance Act (FATCA)&lt;br /&gt;
| FATCA&lt;br /&gt;
| FATCA&lt;br /&gt;
| Foreign Account Tax Compliance   Act Reporting&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| FATCA sending&lt;br /&gt;
| FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | (-) LE&lt;br /&gt;
| (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&lt;br /&gt;
| Annual report of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of   GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0120-F_L0_202405_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.4&lt;br /&gt;
| Information   on participating interest&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| PARTANDSUBLOANS-ENNNNNNNN-L-YYYY-MM-DD_UUID.zip   (eg:PARTANDSUBLOANS-B00000499-L-2023-12-31_eb6809e1-bbf1-6cbc-5be1-35da4a526817.zip)&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.5&lt;br /&gt;
| Information on staff costs and   taxes&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| CFEREP-B00000999-2025-12-COREPY-L-N_133e79ec-d891-403c-983b-84af00c5b25b.zip&amp;lt;br /&amp;gt;     B25.xml&amp;lt;br /&amp;gt;     FRCREP-B9999-2007-12-B25-L0-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| LCRDA&lt;br /&gt;
| LCRDAX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-LCRDAX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Companies&lt;br /&gt;
| S0216&lt;br /&gt;
| S2.16&lt;br /&gt;
| Quarterly statistical balance of   Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing   companies reporting&lt;br /&gt;
| S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| S0217&lt;br /&gt;
| S2.17&lt;br /&gt;
| Transactions   of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing companies reporting&lt;br /&gt;
| S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| KI&lt;br /&gt;
| Key Investor Information   Document&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010 and Loi 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) V: non-reglem.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PRIIPS Document&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LF&lt;br /&gt;
| Long Form reports (UCI Law 2010)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Long forms CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| SGOREP&lt;br /&gt;
| G21&lt;br /&gt;
| (-) SG 1A: Financial   situation&amp;lt;br /&amp;gt;     (-) SG 1B: Profit and loss account&amp;lt;br /&amp;gt;     (-) SG 1C: Table relating to other activities&amp;lt;br /&amp;gt;     (-) SG 2: Other activities&amp;lt;br /&amp;gt;     (-) SG: Personnel Table relating to staff&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Management   company report&lt;br /&gt;
| SGOREP-S9999-2009-03-G21-L2-S-N--.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management letters CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   letters of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AI&lt;br /&gt;
| Articles   of Incorporation of UCITS&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-AI-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| MR&lt;br /&gt;
| Management Regulations of   UCITS&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management   regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-MR-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| MiFID   II / MiFIR&lt;br /&gt;
| TAFREP&lt;br /&gt;
| TAF&lt;br /&gt;
| Article   26 of Regulation&amp;lt;br /&amp;gt;     No 600/2014:&amp;lt;br /&amp;gt;     Obligation to report transactions&amp;lt;br /&amp;gt;     (Markets in financial instruments =&amp;gt; MiFIR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Mifir reporting&lt;br /&gt;
| TAFREP-B00000001-2017-04-15-123456.xml&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing   documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Other   reporting CSSF BCL&lt;br /&gt;
| OTHREP&lt;br /&gt;
| OTH&lt;br /&gt;
| Other   reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| OTHER reporting&amp;lt;br /&amp;gt;     (=&amp;gt; CSSF)&lt;br /&gt;
| OTHREP-B9999-HELLO_WORLD.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| BOP101&lt;br /&gt;
| BOP1.1&lt;br /&gt;
| Balance of payments reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments   balance&lt;br /&gt;
| BOP101_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BOP102&lt;br /&gt;
| BOP1.2&lt;br /&gt;
| Cross-border   payments&amp;lt;br /&amp;gt;     executed for the account&amp;lt;br /&amp;gt;     of the resident counterparts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments balance&lt;br /&gt;
| BOP102_20240731_B000000999_B000000999_20240801_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| PSFREP&lt;br /&gt;
| (-) Basic reporting&amp;lt;br /&amp;gt;     (-) Ad hoc reporting&amp;lt;br /&amp;gt;     (-) Annual information&lt;br /&gt;
| Reporting population:&amp;lt;br /&amp;gt;     (-) Investment firms&amp;lt;br /&amp;gt;     (-) Specialised PFS&amp;lt;br /&amp;gt;     (-) Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| PSF report&lt;br /&gt;
| PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| N01   (Comp); N02 (Comp); N03 (Comp);&amp;lt;br /&amp;gt;     N04 (Comp); N05 (Réviseur); N06( Réviseur);&amp;lt;br /&amp;gt;     N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12   (Réviseur);&amp;lt;br /&amp;gt;     N13&amp;lt;br /&amp;gt;     (Comp);&amp;lt;br /&amp;gt;     N14&amp;lt;br /&amp;gt;     'Comp)&lt;br /&gt;
| n/a&lt;br /&gt;
| Rapports   narratifs&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CSDREP&lt;br /&gt;
| CSDR&lt;br /&gt;
| Reporting CSDR:&amp;lt;br /&amp;gt;     Introduction of quarterly internalised settlement reporting   requirements&amp;lt;br /&amp;gt;     pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting CSDR&lt;br /&gt;
| CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BNNNN&lt;br /&gt;
| B4.4&lt;br /&gt;
| List of   head offices, agencies,&amp;lt;br /&amp;gt;     branches and representative offices&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting EDIFACT&lt;br /&gt;
| B0001809.T01&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Institutions for Occupational   Retirement Provision&lt;br /&gt;
| SUFREP&lt;br /&gt;
| IORP&lt;br /&gt;
| Annual and quarterly reporting   according to Circular CSSF 19/726 of 26 July 2019&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting IORP&lt;br /&gt;
| SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Money   Market Funds (MMF)&lt;br /&gt;
| MMFREP&lt;br /&gt;
| MMF&lt;br /&gt;
| •   According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF   must report information to the competent authority (CSSF) of the MMF, at   least on a quarterly basis or - for MMF with assets under management of less   than Eur 100 million - on at least an annual basis.&amp;lt;br /&amp;gt;     • The first quarterly report should be sent to the competent authority of   the MMF no later than 30 days after the end of Q1 2020.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Reporting Money Market Fund&lt;br /&gt;
| MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip&amp;lt;br /&amp;gt;     MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0112-L&lt;br /&gt;
| S1.12-L&lt;br /&gt;
| Indirect withdrawal and   remittance of banknotes denominated in EUR through an intermediary&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting   S1.12-L&lt;br /&gt;
| S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| Monthly   security by security reporting of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting securities by securities of issuing companies&lt;br /&gt;
| TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| U11&lt;br /&gt;
| U1.1&lt;br /&gt;
| Monthly financial information   UCITS and UCI&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting U&lt;br /&gt;
| U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBBL_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBBN_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Non-resident&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBHN_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Resident customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBHR_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Periodical   disclosures&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-TTTTT-YYYY-MM-DD-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PERIO-2023-03-31-41c13c08-ef59-4183-870f-80d7a00c54e8&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Precontractual disclosures&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-PRECO-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PRECO-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SIC&lt;br /&gt;
| K3.1&lt;br /&gt;
| Financial   information to be submitted by investment companies in risk capital (SICARs)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Sicar reporting&lt;br /&gt;
| SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| UCI Law 2010:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (MP)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SIF or SICAR :   08/371 FIS report&amp;lt;br /&amp;gt;     UCI : 08/371 report&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     UCI:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S01;   S02; S03; S04; S05;&amp;lt;br /&amp;gt;     S06 (Réviseur); S07; S08;&amp;lt;br /&amp;gt;     S09; S10; S11; S12; S13;&amp;lt;br /&amp;gt;     S14; S15; S16; S17; S18;&amp;lt;br /&amp;gt;     S19; S20; S23&lt;br /&gt;
| n/a&lt;br /&gt;
| XBRL   reports Solvency II&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Solvency II Reporting&lt;br /&gt;
| S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| S0214&lt;br /&gt;
| S2.14&lt;br /&gt;
| Quarterly statistical balance&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| S0214_L1_201412_T000000999_T000123001_20150120_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Securitisation   Vehicles&lt;br /&gt;
| S0215&lt;br /&gt;
| S2.15&lt;br /&gt;
| Transactions   and write-offs/write-downs on securitised loans&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation vehicles&lt;br /&gt;
| S0215_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| Security by security reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     A: Alternative Investment fund manager (AIFM)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     S: Management company&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) P: PFS&amp;lt;br /&amp;gt;     (-) I: Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Other reporting CSSF BCL&lt;br /&gt;
| OTXREP&lt;br /&gt;
| OTX&lt;br /&gt;
| Various correspondence&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Various   correspondence (OTH)&amp;lt;br /&amp;gt;     (=&amp;gt; BCL -OTHER reporting)&lt;br /&gt;
| OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&amp;lt;br /&amp;gt;     RO&lt;br /&gt;
| Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI)(FR)&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| ALM&lt;br /&gt;
| ALMXXX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management letters of Investment   fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0106&lt;br /&gt;
| S1.6&lt;br /&gt;
| Monthly statistical balance   sheet for non-money market funds (non-MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0106_L1_202402_B000000999_NAF00000000000000_20240625_001.xml&amp;lt;br /&amp;gt;     S0106_L1_202402_P000000999_O999990009_20240605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0213&lt;br /&gt;
| S2.13&lt;br /&gt;
| Quarterly   statistical balance sheet for non-MMF investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0213_L1_202103_P000000999_O009990009_20240731_001.xml&amp;lt;br /&amp;gt;     S0213_L1_202103_S000000999_O099990009_20240606_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| CED&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Etat de situation relatif aux   contrats en déshérence&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| CPR&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Compte   rendu&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ESP&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Enquête spécifique&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ETR&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Etat   trimestriel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| FIR&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Fiche de renseignement&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| PDA&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   PDAL (Procédure de Dissolution Administrative sans Liquidation)&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RAC&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport actuariel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RDC&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct complémentaire du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RDI&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RGO&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   de gouvernance&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RLB&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport LBCFT&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RRE&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapports   sur le traitement des réclamations&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RSE&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct Solvabilité 2   de l'entreprise&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RSO&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct Solvabilité 2 du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ICS&lt;br /&gt;
| ICS&lt;br /&gt;
| Yearly Survey on Covered   Investment claims (SIIL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| ICS Reporting&lt;br /&gt;
| ICS-ENNNNNNNN-YYYY-MM-DD_UUID.json   &amp;lt;br /&amp;gt;     (eg:ICS-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ROI&amp;lt;br /&amp;gt;     DIN&lt;br /&gt;
| n/a&lt;br /&gt;
| DORA   Register of Information&amp;lt;br /&amp;gt;     DORA Incident Reporting&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| ROIV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&amp;lt;br /&amp;gt;     DINV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DPAAIF&lt;br /&gt;
| n/a&lt;br /&gt;
| self-assessment &amp;lt;br /&amp;gt;     questionnaire PDAOFI&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PDAOFI   Reporting&lt;br /&gt;
| DPAAIF-EIIIIIIII-YYYY-UUID.zip   &amp;lt;br /&amp;gt;     (e.g.: DPAAIF-P99999999-2024-41c13c08-ef59-4183-a456-870f80d7a00c54e8.zip)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| Monthly   modules:&amp;lt;br /&amp;gt;     - ALMXXX&amp;lt;br /&amp;gt;     - LCRDAX&amp;lt;br /&amp;gt;     Quarterly modules:&amp;lt;br /&amp;gt;     - AEXXXX&amp;lt;br /&amp;gt;     - COREPX&amp;lt;br /&amp;gt;     - FINREP&amp;lt;br /&amp;gt;     - FRTBXX&amp;lt;br /&amp;gt;     - IRRBBX&amp;lt;br /&amp;gt;     - LAREXX&amp;lt;br /&amp;gt;     - LEVERX&amp;lt;br /&amp;gt;     - NSFRXX&lt;br /&gt;
| (-) ALM   corep_alm_con.xsd&amp;lt;br /&amp;gt;     corep_alm_ind.xsd corep_alm.xsd&amp;lt;br /&amp;gt;     (-) LCRDA corep_lcr_da_con.xsd&amp;lt;br /&amp;gt;     corep_lcr_da_ind.xsd corep_lcr_da.xsd&amp;lt;br /&amp;gt;     (-) IRRBB irrbb.xsd&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside &amp;lt;br /&amp;gt;       CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside&amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Useful link :&lt;br /&gt;
&amp;lt;span class=&amp;quot;plainlinks&amp;quot;&amp;gt;[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf &amp;lt;span style=&amp;quot;display: inline-block;&lt;br /&gt;
 background-color: #009ACE; &lt;br /&gt;
 color: white; text-align: center; font-family: sans-serif; font-size:0.8vw;&lt;br /&gt;
 width: auto;  height: auto;  &lt;br /&gt;
 border: none;  border-style: outset;  border-radius: 10px;  &lt;br /&gt;
 padding: 0.5%;  margin: 1%;&amp;quot;&amp;gt;CSSF Naming convention&amp;lt;/span&amp;gt;]&amp;lt;/span&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=ProductCoverage&amp;diff=7997</id>
		<title>ProductCoverage</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=ProductCoverage&amp;diff=7997"/>
		<updated>2026-03-03T08:22:45Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}}/{{REVISIONMONTH}}/{{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
You can find below the list of reports that can be managed through e-file.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;height:500px; width:auto; overflow-y:scroll&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable filterable mw-collapsible sortable&amp;quot; &lt;br /&gt;
|+ &amp;lt;span style=&amp;quot;white-space:nowrap&amp;quot;&amp;gt;Available reports&amp;lt;/span&amp;gt;&lt;br /&gt;
|- &amp;lt;div style=&amp;quot;font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Concerned   companies&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Report&amp;lt;br /&amp;gt;     naming convention&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Table&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Details&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Authority&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending way&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | An e-file form exists&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending type in transmission   module&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Example&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| NOTREP&lt;br /&gt;
| INI or&amp;lt;br /&amp;gt;     UPD&lt;br /&gt;
| Notification procedures to be   followed by a UCITS governed by Luxembourg law wishing to market its units in   another Member State of the European Union&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O1.2&lt;br /&gt;
| Monthly   financial information for guaranteed funds&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.1&lt;br /&gt;
| Yearly financial information&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.2&lt;br /&gt;
| Interventions   on the futures and options markets&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0103&lt;br /&gt;
| S1.3&lt;br /&gt;
| Monthly statistical balance   sheet for money market funds (MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0103_L3_202302_B000000999_O009990099_20240619_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| Monthly   Security by security reporting for investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| TPTOBS_L2_202107_B000000009_O009990000_20240807_001.xml&amp;lt;br /&amp;gt;     TPTOBS_L2_202107_P000000999_NAF99999999900000_20240603_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) DE&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Offering document (DE)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     PROSP-K0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-)   AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| SIF Law   2007:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report SIF (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (PM)&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS report&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor report&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report   not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor   report&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) PS&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| UCI:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Simplified prospectus (PS)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 UCI   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative   Investment Fund reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Alternative Investment Fund   Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| MAN&lt;br /&gt;
| Alternative Investment Fund   reporting (AIF Manager)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| AnaCredit:&amp;lt;br /&amp;gt;     Collection of granular credit and credit risk data&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| AnaCredit&lt;br /&gt;
| ANTREF_201801_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0218-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Quarterly statistical balance   sheet of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S0219-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Information   on valuation effects on the balance sheet of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0403-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Annual Premiums, claims and   commissions of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| TPTASS&lt;br /&gt;
| n/a&lt;br /&gt;
| Monthly   Security by security reporting of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| «SHS-Group» report:&amp;lt;br /&amp;gt;     Statistics on holdings of securities by reporting banking groups&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL SHS&lt;br /&gt;
| SHSGRP_201709_LUB00999_20171206_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0001&lt;br /&gt;
| S0.1&lt;br /&gt;
| Daily   deposit&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0001_L2_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0101&lt;br /&gt;
| S1.1&lt;br /&gt;
| Monthly statistical balance   sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0101_L6_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0104&lt;br /&gt;
| S1.4&lt;br /&gt;
| Adjustments   due to valuation effects|&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0104_L3_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0105&lt;br /&gt;
| S1.5&lt;br /&gt;
| Information on interest rates in   EUR&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0105_L4_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0108&lt;br /&gt;
| S1.8&lt;br /&gt;
| Information   on securititation&amp;lt;br /&amp;gt;     transactions launched&amp;lt;br /&amp;gt;     by credit institutions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0108_L2_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0109&lt;br /&gt;
| S1.9&lt;br /&gt;
| Information on CNY (renmibi)   operations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0109_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0205-L&lt;br /&gt;
| S2.5-L&lt;br /&gt;
| Quarterly   statistical balance sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0205-N&lt;br /&gt;
| S2.5-N&lt;br /&gt;
| Quarterly statistical balance   sheet&amp;lt;br /&amp;gt;     of credit institutions -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0208&lt;br /&gt;
| S2.8&lt;br /&gt;
| Real   estate loans for&amp;lt;br /&amp;gt;     Lxuembourg buildings&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0208_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0209-L&lt;br /&gt;
| S2.9-L&lt;br /&gt;
| Staff report -&amp;lt;br /&amp;gt;     Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0209-N&lt;br /&gt;
| S2.9-N&lt;br /&gt;
| Staff   report -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0302&lt;br /&gt;
| S3.2&lt;br /&gt;
| Non balance sheet information&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0302_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-)   SMRTLA (EBA V3.0 module mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-) SMRTLA (EBA V3.0 module   mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AC&lt;br /&gt;
| Audit Report on AML/CTF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AD&lt;br /&gt;
| Circ. 18/697 annexe1&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AR&lt;br /&gt;
| Annual   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-AR-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AS&lt;br /&gt;
| Annual report consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AS-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | BD&lt;br /&gt;
| AC Member List&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| CO&lt;br /&gt;
| Compliance Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-CO-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| GR&lt;br /&gt;
| Governance   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-GR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IA&lt;br /&gt;
| Internal Audit Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IA-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IC&lt;br /&gt;
| ICAAP&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ID&lt;br /&gt;
| ICAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-ID-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IL&lt;br /&gt;
| ILAAP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IM&lt;br /&gt;
| ILAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LC&lt;br /&gt;
| Long Form Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LD&lt;br /&gt;
| Long Form Branch or Specific Participation&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LD-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-LF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LG&lt;br /&gt;
| Reconciliation LuxGAAP FINREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MC&lt;br /&gt;
| Management Letter Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MF&lt;br /&gt;
| Audit report on rules of conduct&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-ML-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MM&lt;br /&gt;
| Head quarter annual report&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RC&lt;br /&gt;
| Risk   Control Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RE&lt;br /&gt;
| Report on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RP&lt;br /&gt;
| Recovery   Plan&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RP-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RR&lt;br /&gt;
| Results Distribution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SC&lt;br /&gt;
| Single   Customer View&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-SC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | TR&lt;br /&gt;
| Table on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Institutions - Common Reporting Standard (CRS)&lt;br /&gt;
| CRS&lt;br /&gt;
| CRS&lt;br /&gt;
| Automatic   exchange of&amp;lt;br /&amp;gt;     financial account information&amp;lt;br /&amp;gt;     on a global level&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| CRS report&lt;br /&gt;
| CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| BRA&lt;br /&gt;
| Quarterly reporting on the&amp;lt;br /&amp;gt;     financial health of the branches&amp;lt;br /&amp;gt;     parent entities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-BRA.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DEP&lt;br /&gt;
| Residential   credit deposits&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-DEP.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     P: PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| RES&lt;br /&gt;
| Residential real estate market&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-RES.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| STT&lt;br /&gt;
| Stress   test in order to assess&amp;lt;br /&amp;gt;     the interest rate risk&amp;lt;br /&amp;gt;     arising from non-trading&amp;lt;br /&amp;gt;     book activities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2008-06-STT.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0101&lt;br /&gt;
| V1.1&lt;br /&gt;
| Customer transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0101_L2_201601_W000000003_B000000999_20160201_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0110&lt;br /&gt;
| V1.10&lt;br /&gt;
| Stock   taking of payment accounts in bank money&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01100&lt;br /&gt;
| V1.100&lt;br /&gt;
| Payment services provided by   e-money institutions and payment institutions without the provision of   payment accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01100_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0111&lt;br /&gt;
| V1.11&lt;br /&gt;
| OTC cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0111_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01110&lt;br /&gt;
| V1.110&lt;br /&gt;
| Payment initiation services   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01110-F&lt;br /&gt;
| V1.110-F&lt;br /&gt;
| Payment   initiation services (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01110-F_L0_202405_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0112&lt;br /&gt;
| V1.12&lt;br /&gt;
| Transactions via   telecommunication, digital or IT device&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0112_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0113&lt;br /&gt;
| V1.13&lt;br /&gt;
| Credits   to the accounts by simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0113_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0114&lt;br /&gt;
| V1.14&lt;br /&gt;
| Debits from the account by   simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0114_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0102&lt;br /&gt;
| V1.2&lt;br /&gt;
| Interbank   transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0102_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0120&lt;br /&gt;
| V1.20&lt;br /&gt;
| Customer Credit transfers sent   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0120_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0120-F&lt;br /&gt;
| V120-F&lt;br /&gt;
| Customer   Credit transfers sent (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0120-F_L0_202405_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01200&lt;br /&gt;
| V1.200&lt;br /&gt;
| Stock of issued payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01200_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01201&lt;br /&gt;
| V1.201&lt;br /&gt;
| Stock of   distributed payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01201_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0121&lt;br /&gt;
| V1.21&lt;br /&gt;
| Customer credit transfers   received&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0121_L0_202201_B000000999_B000000999_20230421_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01210&lt;br /&gt;
| V1.210&lt;br /&gt;
| Stock of   terminals by terminal type&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01210_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01220&lt;br /&gt;
| V1.220&lt;br /&gt;
| Stock of accounts (except   e-money accounts)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01220_L0_202206_W000000099_W000000099_20240613_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01221&lt;br /&gt;
| V1.221&lt;br /&gt;
| Stock of   e-money accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01221_L0_202407_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01222&lt;br /&gt;
| V1.222&lt;br /&gt;
| Stock of accessed accounts -   account information services (AIS)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01222_L0_202407_B000000999_B000000999_20240814_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01230&lt;br /&gt;
| V1.230&lt;br /&gt;
| Number   of customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01230_L0_202407_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0103&lt;br /&gt;
| V1.3&lt;br /&gt;
| Domiciliations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0130_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130&lt;br /&gt;
| V1.30&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0103_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01300-F&lt;br /&gt;
| V1.300-F&lt;br /&gt;
| Losses due to fraud per   liability bearer&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01300-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130-F&lt;br /&gt;
| V1.30-F&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0130-F_L0_202403_B000000999_B000000999_20240412_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0131&lt;br /&gt;
| V1.31&lt;br /&gt;
| Direct debits - reporting as   debtor's PSP&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0131_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0104&lt;br /&gt;
| V1.4&lt;br /&gt;
| Inventory   cards / terminals&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0104_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0140&lt;br /&gt;
| V1.40&lt;br /&gt;
| SEPA R-transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0140_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0141&lt;br /&gt;
| V1.41&lt;br /&gt;
| Interbank   payment transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0141_L0_202407_B000000999_B000000999_20240731_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0142&lt;br /&gt;
| V1.42&lt;br /&gt;
| Intermediated payment   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0142_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0105&lt;br /&gt;
| V1.5&lt;br /&gt;
| Card   transactiosn (Issuing part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0105_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0150&lt;br /&gt;
| V1.50&lt;br /&gt;
| Card transactions with cards   issued by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0150_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0150-F&lt;br /&gt;
| V1.50-F&lt;br /&gt;
| Card   transactions with cards issued by resident PSPs (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0150-F_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0151&lt;br /&gt;
| V1.51&lt;br /&gt;
| Electronic card transactions   with cards issued by resident PSPs, split by Merchant Category Codes (MCC)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0151_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0152&lt;br /&gt;
| V1.52&lt;br /&gt;
| Card   transactions acquired by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0152_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0152F&lt;br /&gt;
| V1.52F&lt;br /&gt;
| Card transactions acquired by   resident PSPs (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0152-F_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0153&lt;br /&gt;
| V1.53&lt;br /&gt;
| Fundings   and withdrawals related to prepaid cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0153_L0_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0106&lt;br /&gt;
| V1.6&lt;br /&gt;
| Card transactiosn (Acquiring   part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0106_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0160&lt;br /&gt;
| V1.60&lt;br /&gt;
| Cheques   and money remittances (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0160_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0160-F&lt;br /&gt;
| V1.60-F&lt;br /&gt;
| Cheques and money remittances   (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0160-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0107&lt;br /&gt;
| V1.7&lt;br /&gt;
| Cheques   and money orders&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0107_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0170&lt;br /&gt;
| V1.70&lt;br /&gt;
| Over-the-counter (OTC) cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0170_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0108&lt;br /&gt;
| V1.8&lt;br /&gt;
| Electronic   money scheme&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0108_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0180&lt;br /&gt;
| V1.80&lt;br /&gt;
| Book entries&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0180_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0109&lt;br /&gt;
| V1.9&lt;br /&gt;
| Card   based e-money schemes&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0109_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0190&lt;br /&gt;
| V1.90&lt;br /&gt;
| Fundings and withdrawals in   e-money (except prepaid cards)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0190_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0191&lt;br /&gt;
| V1.91&lt;br /&gt;
| E-money   transfers (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0191_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0191-F&lt;br /&gt;
| V1.91-F&lt;br /&gt;
| E-money transfers (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0191-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DCO&lt;br /&gt;
| Fonds de   garantie&amp;lt;br /&amp;gt;     des dépôts Luxembourg&amp;lt;br /&amp;gt;     (FGDL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| DCOR reporting&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&amp;lt;br /&amp;gt;     DCOR-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.4&lt;br /&gt;
| Capital adequacy of&amp;lt;br /&amp;gt;     payment institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z2.1&lt;br /&gt;
| Profit   and loss accoount&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated&amp;lt;br /&amp;gt;     in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.3&lt;br /&gt;
| Statement of&amp;lt;br /&amp;gt;     authorised reinvestments&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W13-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.4&lt;br /&gt;
| Capital   adequacy of&amp;lt;br /&amp;gt;     electronic money institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W2.1&lt;br /&gt;
| Profit and loss account&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W4.5&lt;br /&gt;
| Analysis   of shareholdings&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W45-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Institutions - Foreign   Account Tax Compliance Act (FATCA)&lt;br /&gt;
| FATCA&lt;br /&gt;
| FATCA&lt;br /&gt;
| Foreign Account Tax Compliance   Act Reporting&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| FATCA sending&lt;br /&gt;
| FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | (-) LE&lt;br /&gt;
| (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&lt;br /&gt;
| Annual report of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | S3&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of   GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.4&amp;lt;br /&amp;gt;     B2.5&lt;br /&gt;
| Information   on participating interest&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML&amp;lt;br /&amp;gt;     FRCREP-B9999-2007-12-B24-L2-L-N--.zip&amp;lt;br /&amp;gt;     FRCREP-B9999-2007-12-B25-L0-L-N---&amp;lt;br /&amp;gt;     B25.xml&amp;lt;br /&amp;gt;     FRCREP-B9999-2007-12-B25-L0-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.5&lt;br /&gt;
| Information on staff costs and   taxes&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| LCRDA&lt;br /&gt;
| LCRDAX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-LCRDAX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Companies&lt;br /&gt;
| S0216&lt;br /&gt;
| S2.16&lt;br /&gt;
| Quarterly statistical balance of   Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing   companies reporting&lt;br /&gt;
| S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| S0217&lt;br /&gt;
| S2.17&lt;br /&gt;
| Transactions   of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing companies reporting&lt;br /&gt;
| S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| KI&lt;br /&gt;
| Key Investor Information   Document&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010 and Loi 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) V: non-reglem.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PRIIPS Document&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LF&lt;br /&gt;
| Long Form reports (UCI Law 2010)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Long forms CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| SGOREP&lt;br /&gt;
| G21&lt;br /&gt;
| (-) SG 1A: Financial   situation&amp;lt;br /&amp;gt;     (-) SG 1B: Profit and loss account&amp;lt;br /&amp;gt;     (-) SG 1C: Table relating to other activities&amp;lt;br /&amp;gt;     (-) SG 2: Other activities&amp;lt;br /&amp;gt;     (-) SG: Personnel Table relating to staff&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Management   company report&lt;br /&gt;
| SGOREP-S9999-2009-03-G21-L2-S-N--.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management letters CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   letters of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AI&lt;br /&gt;
| Articles   of Incorporation of UCITS&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-AI-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| MR&lt;br /&gt;
| Management Regulations of   UCITS&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management   regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-MR-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| MiFID   II / MiFIR&lt;br /&gt;
| TAFREP&lt;br /&gt;
| TAF&lt;br /&gt;
| Article   26 of Regulation&amp;lt;br /&amp;gt;     No 600/2014:&amp;lt;br /&amp;gt;     Obligation to report transactions&amp;lt;br /&amp;gt;     (Markets in financial instruments =&amp;gt; MiFIR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Mifir reporting&lt;br /&gt;
| TAFREP-B00000001-2017-04-15-123456.xml&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing   documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Other   reporting CSSF BCL&lt;br /&gt;
| OTHREP&lt;br /&gt;
| OTH&lt;br /&gt;
| Other   reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| OTHER reporting&amp;lt;br /&amp;gt;     (=&amp;gt; CSSF)&lt;br /&gt;
| OTHREP-B9999-HELLO_WORLD.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| BOP101&lt;br /&gt;
| BOP1.1&lt;br /&gt;
| Balance of payments reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments   balance&lt;br /&gt;
| BOP101_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BOP102&lt;br /&gt;
| BOP1.2&lt;br /&gt;
| Cross-border   payments&amp;lt;br /&amp;gt;     executed for the account&amp;lt;br /&amp;gt;     of the resident counterparts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments balance&lt;br /&gt;
| BOP102_20240731_B000000999_B000000999_20240801_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| PSFREP&lt;br /&gt;
| (-) Basic reporting&amp;lt;br /&amp;gt;     (-) Ad hoc reporting&amp;lt;br /&amp;gt;     (-) Annual information&lt;br /&gt;
| Reporting population:&amp;lt;br /&amp;gt;     (-) Investment firms&amp;lt;br /&amp;gt;     (-) Specialised PFS&amp;lt;br /&amp;gt;     (-) Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| PSF report&lt;br /&gt;
| PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| N01   (Comp); N02 (Comp); N03 (Comp);&amp;lt;br /&amp;gt;     N04 (Comp); N05 (Réviseur); N06( Réviseur);&amp;lt;br /&amp;gt;     N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12   (Réviseur);&amp;lt;br /&amp;gt;     N13&amp;lt;br /&amp;gt;     (Comp);&amp;lt;br /&amp;gt;     N14&amp;lt;br /&amp;gt;     'Comp)&lt;br /&gt;
| n/a&lt;br /&gt;
| Rapports   narratifs&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CSDREP&lt;br /&gt;
| CSDR&lt;br /&gt;
| Reporting CSDR:&amp;lt;br /&amp;gt;     Introduction of quarterly internalised settlement reporting   requirements&amp;lt;br /&amp;gt;     pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Reporting CSDR&lt;br /&gt;
| CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BNNNN&lt;br /&gt;
| B4.4&lt;br /&gt;
| List of   head offices, agencies,&amp;lt;br /&amp;gt;     branches and representative offices&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting EDIFACT&lt;br /&gt;
| B0001809.T01&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Institutions for Occupational   Retirement Provision&lt;br /&gt;
| SUFREP&lt;br /&gt;
| IORP&lt;br /&gt;
| Annual and quarterly reporting   according to Circular CSSF 19/726 of 26 July 2019&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting IORP&lt;br /&gt;
| SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Money   Market Funds (MMF)&lt;br /&gt;
| MMFREP&lt;br /&gt;
| MMF&lt;br /&gt;
| •   According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF   must report information to the competent authority (CSSF) of the MMF, at   least on a quarterly basis or - for MMF with assets under management of less   than Eur 100 million - on at least an annual basis.&amp;lt;br /&amp;gt;     • The first quarterly report should be sent to the competent authority of   the MMF no later than 30 days after the end of Q1 2020.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Reporting Money Market Fund&lt;br /&gt;
| MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip&amp;lt;br /&amp;gt;     MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0112-L&lt;br /&gt;
| S1.12-L&lt;br /&gt;
| Indirect withdrawal and   remittance of banknotes denominated in EUR through an intermediary&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting   S1.12-L&lt;br /&gt;
| S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| Monthly   security by security reporting of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting securities by securities of issuing companies&lt;br /&gt;
| TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| U11&lt;br /&gt;
| U1.1&lt;br /&gt;
| Monthly financial information   UCITS and UCI&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting U&lt;br /&gt;
| U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBBL_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBBN_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Non-resident&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBHN_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Resident customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBHR_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Periodical   disclosures&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-TTTTT-YYYY-MM-DD-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PERIO-2023-03-31-41c13c08-ef59-4183-870f-80d7a00c54e8&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Precontractual disclosures&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-PRECO-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PRECO-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SIC&lt;br /&gt;
| K3.1&lt;br /&gt;
| Financial   information to be submitted by investment companies in risk capital (SICARs)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Sicar reporting&lt;br /&gt;
| SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| UCI Law 2010:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (MP)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SIF or SICAR :   08/371 FIS report&amp;lt;br /&amp;gt;     UCI : 08/371 report&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     UCI:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S01;   S02; S03; S04; S05;&amp;lt;br /&amp;gt;     S06 (Réviseur); S07; S08;&amp;lt;br /&amp;gt;     S09; S10; S11; S12; S13;&amp;lt;br /&amp;gt;     S14; S15; S16; S17; S18;&amp;lt;br /&amp;gt;     S19; S20; S23&lt;br /&gt;
| n/a&lt;br /&gt;
| XBRL   reports Solvency II&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Solvency II Reporting&lt;br /&gt;
| S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| S0214&lt;br /&gt;
| S2.14&lt;br /&gt;
| Quarterly statistical balance&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| S0214_L1_201412_T000000999_T000123001_20150120_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Securitisation   Vehicles&lt;br /&gt;
| S0215&lt;br /&gt;
| S2.15&lt;br /&gt;
| Transactions   and write-offs/write-downs on securitised loans&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation vehicles&lt;br /&gt;
| S0215_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| Security by security reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     A: Alternative Investment fund manager (AIFM)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     S: Management company&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) P: PFS&amp;lt;br /&amp;gt;     (-) I: Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Other reporting CSSF BCL&lt;br /&gt;
| OTXREP&lt;br /&gt;
| OTX&lt;br /&gt;
| Various correspondence&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Various   correspondence (OTH)&amp;lt;br /&amp;gt;     (=&amp;gt; BCL -OTHER reporting)&lt;br /&gt;
| OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SPJ&lt;br /&gt;
| 646REP&amp;lt;br /&amp;gt;     663REP&amp;lt;br /&amp;gt;     664REP&lt;br /&gt;
| Notification and execution of   court orders&lt;br /&gt;
| SPJ&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&amp;lt;br /&amp;gt;     RO&lt;br /&gt;
| Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI)(FR)&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| ALM&lt;br /&gt;
| ALMXXX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management letters of Investment   fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0106&lt;br /&gt;
| S1.6&lt;br /&gt;
| Monthly statistical balance   sheet for non-money market funds (non-MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0106_L1_202402_B000000999_NAF00000000000000_20240625_001.xml&amp;lt;br /&amp;gt;     S0106_L1_202402_P000000999_O999990009_20240605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0213&lt;br /&gt;
| S2.13&lt;br /&gt;
| Quarterly   statistical balance sheet for non-MMF investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0213_L1_202103_P000000999_O009990009_20240731_001.xml&amp;lt;br /&amp;gt;     S0213_L1_202103_S000000999_O099990009_20240606_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| CED&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Etat de situation relatif aux   contrats en déshérence&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| CPR&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Compte   rendu&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ESP&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Enquête spécifique&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ETR&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Etat   trimestriel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| FIR&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Fiche de renseignement&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| PDA&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   PDAL (Procédure de Dissolution Administrative sans Liquidation)&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RAC&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport actuariel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RDC&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct complémentaire du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RDI&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RGO&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   de gouvernance&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RLB&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport LBCFT&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RRE&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapports   sur le traitement des réclamations&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RSE&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct Solvabilité 2   de l'entreprise&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RSO&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct Solvabilité 2 du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ICS&lt;br /&gt;
| ICS&lt;br /&gt;
| Yearly Survey on Covered   Investment claims (SIIL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| ICS Reporting&lt;br /&gt;
| ICS-ENNNNNNNN-YYYY-MM-DD_UUID.json   &amp;lt;br /&amp;gt;     (eg:ICS-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ROI&amp;lt;br /&amp;gt;     DIN&lt;br /&gt;
| n/a&lt;br /&gt;
| DORA   Register of Information&amp;lt;br /&amp;gt;     DORA Incident Reporting&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| ROIV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&amp;lt;br /&amp;gt;     DINV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DPAAIF&lt;br /&gt;
| n/a&lt;br /&gt;
| self-assessment &amp;lt;br /&amp;gt;     questionnaire PDAOFI&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PDAOFI   Reporting&lt;br /&gt;
| DPAAIF-EIIIIIIII-YYYY-UUID.zip   &amp;lt;br /&amp;gt;     (e.g.: DPAAIF-P99999999-2024-41c13c08-ef59-4183-a456-870f80d7a00c54e8.zip)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| Monthly   modules:&amp;lt;br /&amp;gt;     - ALMXXX&amp;lt;br /&amp;gt;     - LCRDAX&amp;lt;br /&amp;gt;     Quarterly modules:&amp;lt;br /&amp;gt;     - AEXXXX&amp;lt;br /&amp;gt;     - COREPX&amp;lt;br /&amp;gt;     - FINREP&amp;lt;br /&amp;gt;     - FRTBXX&amp;lt;br /&amp;gt;     - IRRBBX&amp;lt;br /&amp;gt;     - LAREXX&amp;lt;br /&amp;gt;     - LEVERX&amp;lt;br /&amp;gt;     - NSFRXX&lt;br /&gt;
| (-) ALM   corep_alm_con.xsd&amp;lt;br /&amp;gt;     corep_alm_ind.xsd corep_alm.xsd&amp;lt;br /&amp;gt;     (-) LCRDA corep_lcr_da_con.xsd&amp;lt;br /&amp;gt;     corep_lcr_da_ind.xsd corep_lcr_da.xsd&amp;lt;br /&amp;gt;     (-) IRRBB irrbb.xsd&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside &amp;lt;br /&amp;gt;       CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside&amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Useful link :&lt;br /&gt;
&amp;lt;span class=&amp;quot;plainlinks&amp;quot;&amp;gt;[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf &amp;lt;span style=&amp;quot;display: inline-block;&lt;br /&gt;
 background-color: #009ACE; &lt;br /&gt;
 color: white; text-align: center; font-family: sans-serif; font-size:0.8vw;&lt;br /&gt;
 width: auto;  height: auto;  &lt;br /&gt;
 border: none;  border-style: outset;  border-radius: 10px;  &lt;br /&gt;
 padding: 0.5%;  margin: 1%;&amp;quot;&amp;gt;CSSF Naming convention&amp;lt;/span&amp;gt;]&amp;lt;/span&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=ProductCoverage&amp;diff=7996</id>
		<title>ProductCoverage</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=ProductCoverage&amp;diff=7996"/>
		<updated>2026-03-03T08:20:15Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}}/{{REVISIONMONTH}}/{{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
You can find below the list of reports that can be managed through e-file.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;height:500px; width:auto; overflow-y:scroll&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable filterable mw-collapsible sortable&amp;quot; &lt;br /&gt;
|+ &amp;lt;span style=&amp;quot;white-space:nowrap&amp;quot;&amp;gt;Available reports&amp;lt;/span&amp;gt;&lt;br /&gt;
|- &amp;lt;div style=&amp;quot;font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Concerned   companies&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Report&amp;lt;br /&amp;gt;     naming convention&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Table&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Details&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Authority&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending way&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | An e-file form exists&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending type in transmission   module&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Example&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| NOTREP&lt;br /&gt;
| INI or&amp;lt;br /&amp;gt;     UPD&lt;br /&gt;
| Notification procedures to be   followed by a UCITS governed by Luxembourg law wishing to market its units in   another Member State of the European Union&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O1.2&lt;br /&gt;
| Monthly   financial information for guaranteed funds&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.1&lt;br /&gt;
| Yearly financial information&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| O4.2&lt;br /&gt;
| Interventions   on the futures and options markets&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0103&lt;br /&gt;
| S1.3&lt;br /&gt;
| Monthly statistical balance   sheet for money market funds (MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0103_L3_202302_B000000999_O009990099_20240619_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| Monthly   Security by security reporting for investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| TPTOBS_L2_202107_B000000009_O009990000_20240807_001.xml&amp;lt;br /&amp;gt;     TPTOBS_L2_202107_P000000999_NAF99999999900000_20240603_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) DE&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Offering document (DE)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     PROSP-K0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-)   AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| SIF Law   2007:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report SIF (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (PM)&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 FIS report&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor report&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report   not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RR&amp;lt;br /&amp;gt;     HK&lt;br /&gt;
| Auditor   report&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 report not in 08/371&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund   Manag.)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) PC&amp;lt;br /&amp;gt;     (-) PS&amp;lt;br /&amp;gt;     (-) LE&lt;br /&gt;
| UCI:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Simplified prospectus (PS)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| 08/371 UCI   prospectus&lt;br /&gt;
| PROSP-O0000xxxx-2025-04-01-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative   Investment Fund reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Alternative Investment Fund   Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| MAN&lt;br /&gt;
| Alternative Investment Fund   reporting (AIF Manager)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| yes&lt;br /&gt;
| AIF Reporting&lt;br /&gt;
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip&amp;lt;br /&amp;gt;     AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| AnaCredit:&amp;lt;br /&amp;gt;     Collection of granular credit and credit risk data&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| AnaCredit&lt;br /&gt;
| ANTREF_201801_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml&amp;lt;br /&amp;gt;     ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0218-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Quarterly statistical balance   sheet of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S0219-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Information   on valuation effects on the balance sheet of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0403-L&lt;br /&gt;
| n/a&lt;br /&gt;
| Annual Premiums, claims and   commissions of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for   insurances&lt;br /&gt;
| S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| TPTASS&lt;br /&gt;
| n/a&lt;br /&gt;
| Monthly   Security by security reporting of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL report for insurances&lt;br /&gt;
| TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| «SHS-Group» report:&amp;lt;br /&amp;gt;     Statistics on holdings of securities by reporting banking groups&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL SHS&lt;br /&gt;
| SHSGRP_201709_LUB00999_20171206_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0001&lt;br /&gt;
| S0.1&lt;br /&gt;
| Daily   deposit&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0001_L2_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0101&lt;br /&gt;
| S1.1&lt;br /&gt;
| Monthly statistical balance   sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0101_L6_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0104&lt;br /&gt;
| S1.4&lt;br /&gt;
| Adjustments   due to valuation effects|&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0104_L3_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0105&lt;br /&gt;
| S1.5&lt;br /&gt;
| Information on interest rates in   EUR&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0105_L4_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0108&lt;br /&gt;
| S1.8&lt;br /&gt;
| Information   on securititation&amp;lt;br /&amp;gt;     transactions launched&amp;lt;br /&amp;gt;     by credit institutions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0108_L2_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0109&lt;br /&gt;
| S1.9&lt;br /&gt;
| Information on CNY (renmibi)   operations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0109_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0205-L&lt;br /&gt;
| S2.5-L&lt;br /&gt;
| Quarterly   statistical balance sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0205-N&lt;br /&gt;
| S2.5-N&lt;br /&gt;
| Quarterly statistical balance   sheet&amp;lt;br /&amp;gt;     of credit institutions -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0205-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0208&lt;br /&gt;
| S2.8&lt;br /&gt;
| Real   estate loans for&amp;lt;br /&amp;gt;     Lxuembourg buildings&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0208_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0209-L&lt;br /&gt;
| S2.9-L&lt;br /&gt;
| Staff report -&amp;lt;br /&amp;gt;     Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-L_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0209-N&lt;br /&gt;
| S2.9-N&lt;br /&gt;
| Staff   report -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0209-N_L0_202403_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0302&lt;br /&gt;
| S3.2&lt;br /&gt;
| Non balance sheet information&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| BCL statistics&lt;br /&gt;
| S0302_L0_202407_B000000999_B000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-)   SMRTLA (EBA V3.0 module mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| COFREP&lt;br /&gt;
| SMRTLA&amp;lt;br /&amp;gt;     CMRTLA&amp;lt;br /&amp;gt;     MRTLAX&amp;lt;br /&amp;gt;     CRESOL&amp;lt;br /&amp;gt;     RESOLX&amp;lt;br /&amp;gt;     SRESOL&amp;lt;br /&amp;gt;     CFRXXX&amp;lt;br /&amp;gt;     CIRXXX&amp;lt;br /&amp;gt;     FMIRXX&amp;lt;br /&amp;gt;     LDRXXX&lt;br /&gt;
| (-) SMRTLA (EBA V3.0 module   mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl&amp;lt;br /&amp;gt;     COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip&amp;lt;br /&amp;gt;     COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AC&lt;br /&gt;
| Audit Report on AML/CTF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AD&lt;br /&gt;
| Circ. 18/697 annexe1&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AR&lt;br /&gt;
| Annual   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-AR-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AS&lt;br /&gt;
| Annual report consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-AS-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | BD&lt;br /&gt;
| AC Member List&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| CO&lt;br /&gt;
| Compliance Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-CO-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| GR&lt;br /&gt;
| Governance   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-GR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IA&lt;br /&gt;
| Internal Audit Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IA-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| IC&lt;br /&gt;
| ICAAP&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ID&lt;br /&gt;
| ICAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-ID-EN-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IL&lt;br /&gt;
| ILAAP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | IM&lt;br /&gt;
| ILAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LC&lt;br /&gt;
| Long Form Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LD&lt;br /&gt;
| Long Form Branch or Specific Participation&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LD-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-LF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LG&lt;br /&gt;
| Reconciliation LuxGAAP FINREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MC&lt;br /&gt;
| Management Letter Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MF&lt;br /&gt;
| Audit report on rules of conduct&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-ML-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | MM&lt;br /&gt;
| Head quarter annual report&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RC&lt;br /&gt;
| Risk   Control Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RE&lt;br /&gt;
| Report on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| RP&lt;br /&gt;
| Recovery   Plan&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-RP-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | RR&lt;br /&gt;
| Results Distribution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SC&lt;br /&gt;
| Single   Customer View&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Credit institution reporting&lt;br /&gt;
| DOCREP-B00000998-00000000-0000-2009-12-31-SC-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | TR&lt;br /&gt;
| Table on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   institution reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Institutions - Common Reporting Standard (CRS)&lt;br /&gt;
| CRS&lt;br /&gt;
| CRS&lt;br /&gt;
| Automatic   exchange of&amp;lt;br /&amp;gt;     financial account information&amp;lt;br /&amp;gt;     on a global level&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| CRS report&lt;br /&gt;
| CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| BRA&lt;br /&gt;
| Quarterly reporting on the&amp;lt;br /&amp;gt;     financial health of the branches&amp;lt;br /&amp;gt;     parent entities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-BRA.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DEP&lt;br /&gt;
| Residential   credit deposits&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-DEP.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DCOR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     P: PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| RES&lt;br /&gt;
| Residential real estate market&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2024-06-RES.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| STT&lt;br /&gt;
| Stress   test in order to assess&amp;lt;br /&amp;gt;     the interest rate risk&amp;lt;br /&amp;gt;     arising from non-trading&amp;lt;br /&amp;gt;     book activities&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| CSSF enquiry&lt;br /&gt;
| ESPREP-B0999-2008-06-STT.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0101&lt;br /&gt;
| V1.1&lt;br /&gt;
| Customer transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0101_L2_201601_W000000003_B000000999_20160201_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0110&lt;br /&gt;
| V1.10&lt;br /&gt;
| Stock   taking of payment accounts in bank money&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01100&lt;br /&gt;
| V1.100&lt;br /&gt;
| Payment services provided by   e-money institutions and payment institutions without the provision of   payment accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01100_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0111&lt;br /&gt;
| V1.11&lt;br /&gt;
| OTC cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0111_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01110&lt;br /&gt;
| V1.110&lt;br /&gt;
| Payment initiation services   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01110_L0_202407_Z000000999_Z000000999_20240808_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01110-F&lt;br /&gt;
| V1.110-F&lt;br /&gt;
| Payment   initiation services (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01110-F_L0_202405_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0112&lt;br /&gt;
| V1.12&lt;br /&gt;
| Transactions via   telecommunication, digital or IT device&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0112_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0113&lt;br /&gt;
| V1.13&lt;br /&gt;
| Credits   to the accounts by simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0113_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0114&lt;br /&gt;
| V1.14&lt;br /&gt;
| Debits from the account by   simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0114_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0102&lt;br /&gt;
| V1.2&lt;br /&gt;
| Interbank   transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0102_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0120&lt;br /&gt;
| V1.20&lt;br /&gt;
| Customer Credit transfers sent   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0120_L0_202309_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0120-F&lt;br /&gt;
| V120-F&lt;br /&gt;
| Customer   Credit transfers sent (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0120-F_L0_202405_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01200&lt;br /&gt;
| V1.200&lt;br /&gt;
| Stock of issued payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01200_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01201&lt;br /&gt;
| V1.201&lt;br /&gt;
| Stock of   distributed payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01201_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0121&lt;br /&gt;
| V1.21&lt;br /&gt;
| Customer credit transfers   received&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0121_L0_202201_B000000999_B000000999_20230421_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01210&lt;br /&gt;
| V1.210&lt;br /&gt;
| Stock of   terminals by terminal type&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01210_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01220&lt;br /&gt;
| V1.220&lt;br /&gt;
| Stock of accounts (except   e-money accounts)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01220_L0_202206_W000000099_W000000099_20240613_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01221&lt;br /&gt;
| V1.221&lt;br /&gt;
| Stock of   e-money accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01221_L0_202407_B000000999_B000000999_20240806_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01222&lt;br /&gt;
| V1.222&lt;br /&gt;
| Stock of accessed accounts -   account information services (AIS)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01222_L0_202407_B000000999_B000000999_20240814_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01230&lt;br /&gt;
| V1.230&lt;br /&gt;
| Number   of customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V01230_L0_202407_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0103&lt;br /&gt;
| V1.3&lt;br /&gt;
| Domiciliations&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0130_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130&lt;br /&gt;
| V1.30&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0103_L0_202407_B000000099_B000000099_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01300-F&lt;br /&gt;
| V1.300-F&lt;br /&gt;
| Losses due to fraud per   liability bearer&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V01300-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130-F&lt;br /&gt;
| V1.30-F&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0130-F_L0_202403_B000000999_B000000999_20240412_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0131&lt;br /&gt;
| V1.31&lt;br /&gt;
| Direct debits - reporting as   debtor's PSP&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0131_L0_202407_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0104&lt;br /&gt;
| V1.4&lt;br /&gt;
| Inventory   cards / terminals&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0104_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0140&lt;br /&gt;
| V1.40&lt;br /&gt;
| SEPA R-transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0140_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0141&lt;br /&gt;
| V1.41&lt;br /&gt;
| Interbank   payment transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0141_L0_202407_B000000999_B000000999_20240731_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0142&lt;br /&gt;
| V1.42&lt;br /&gt;
| Intermediated payment   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0142_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0105&lt;br /&gt;
| V1.5&lt;br /&gt;
| Card   transactiosn (Issuing part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0105_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0150&lt;br /&gt;
| V1.50&lt;br /&gt;
| Card transactions with cards   issued by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0150_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0150-F&lt;br /&gt;
| V1.50-F&lt;br /&gt;
| Card   transactions with cards issued by resident PSPs (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0150-F_L0_202405_B000000099_B000000099_20240820_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0151&lt;br /&gt;
| V1.51&lt;br /&gt;
| Electronic card transactions   with cards issued by resident PSPs, split by Merchant Category Codes (MCC)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0151_L0_202407_B000000999_B000000999_20240813_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0152&lt;br /&gt;
| V1.52&lt;br /&gt;
| Card   transactions acquired by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0152_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0152F&lt;br /&gt;
| V1.52F&lt;br /&gt;
| Card transactions acquired by   resident PSPs (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0152-F_L0_202405_B000000999_B000000999_20240802_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0153&lt;br /&gt;
| V1.53&lt;br /&gt;
| Fundings   and withdrawals related to prepaid cards&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0153_L0_202407_B000000999_B000000999_20240812_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0106&lt;br /&gt;
| V1.6&lt;br /&gt;
| Card transactiosn (Acquiring   part)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0106_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0160&lt;br /&gt;
| V1.60&lt;br /&gt;
| Cheques   and money remittances (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0160_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0160-F&lt;br /&gt;
| V1.60-F&lt;br /&gt;
| Cheques and money remittances   (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0160-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0107&lt;br /&gt;
| V1.7&lt;br /&gt;
| Cheques   and money orders&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0107_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0170&lt;br /&gt;
| V1.70&lt;br /&gt;
| Over-the-counter (OTC) cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0170_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0108&lt;br /&gt;
| V1.8&lt;br /&gt;
| Electronic   money scheme&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0108_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0180&lt;br /&gt;
| V1.80&lt;br /&gt;
| Book entries&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0180_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0109&lt;br /&gt;
| V1.9&lt;br /&gt;
| Card   based e-money schemes&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0109_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0190&lt;br /&gt;
| V1.90&lt;br /&gt;
| Fundings and withdrawals in   e-money (except prepaid cards)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0190_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0191&lt;br /&gt;
| V1.91&lt;br /&gt;
| E-money   transfers (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment collection (CDP)&lt;br /&gt;
| V0191_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0191-F&lt;br /&gt;
| V1.91-F&lt;br /&gt;
| E-money transfers (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Data payment   collection (CDP)&lt;br /&gt;
| V0191-F_L0_202405_B000000999_B000000999_20240809_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| DCO&lt;br /&gt;
| Fonds de   garantie&amp;lt;br /&amp;gt;     des dépôts Luxembourg&amp;lt;br /&amp;gt;     (FGDL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| DCOR reporting&lt;br /&gt;
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json&amp;lt;br /&amp;gt;     DCOR-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z1.4&lt;br /&gt;
| Capital adequacy of&amp;lt;br /&amp;gt;     payment institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Z2.1&lt;br /&gt;
| Profit   and loss accoount&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EDP report&lt;br /&gt;
| EDPREP-Z9999-2011-03-Z21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.1&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W11-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.2&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated&amp;lt;br /&amp;gt;     in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W12-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.3&lt;br /&gt;
| Statement of&amp;lt;br /&amp;gt;     authorised reinvestments&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W13-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W1.4&lt;br /&gt;
| Capital   adequacy of&amp;lt;br /&amp;gt;     electronic money institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W14-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W2.1&lt;br /&gt;
| Profit and loss account&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W21-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| W4.5&lt;br /&gt;
| Analysis   of shareholdings&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| EME report&lt;br /&gt;
| EMEREP-W9999-2011-03-W45-L0-L-N--.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Institutions - Foreign   Account Tax Compliance Act (FATCA)&lt;br /&gt;
| FATCA&lt;br /&gt;
| FATCA&lt;br /&gt;
| Foreign Account Tax Compliance   Act Reporting&lt;br /&gt;
| ACD&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| FATCA sending&lt;br /&gt;
| FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | (-) LE&lt;br /&gt;
| (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&lt;br /&gt;
| Annual report of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of   GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&amp;lt;br /&amp;gt;     no naming convention&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.4&amp;lt;br /&amp;gt;     B2.5&lt;br /&gt;
| Information   on participating interest&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML&amp;lt;br /&amp;gt;     FRCREP-B9999-2007-12-B24-L2-L-N--.zip&amp;lt;br /&amp;gt;     FRCREP-B9999-2007-12-B25-L0-L-N---&amp;lt;br /&amp;gt;     B25.xml&amp;lt;br /&amp;gt;     FRCREP-B9999-2007-12-B25-L0-L-N--.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| B2.5&lt;br /&gt;
| Information on staff costs and   taxes&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| LCRDA&lt;br /&gt;
| LCRDAX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| FINREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-LCRDAX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Companies&lt;br /&gt;
| S0216&lt;br /&gt;
| S2.16&lt;br /&gt;
| Quarterly statistical balance of   Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing   companies reporting&lt;br /&gt;
| S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| S0217&lt;br /&gt;
| S2.17&lt;br /&gt;
| Transactions   of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Issuing companies reporting&lt;br /&gt;
| S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| KI&lt;br /&gt;
| Key Investor Information   Document&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010 and Loi 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) V: non-reglem.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PRIIPS Document&lt;br /&gt;
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf   (OPC Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | LF&lt;br /&gt;
| Long Form reports (UCI Law 2010)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Long forms CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| SGOREP&lt;br /&gt;
| G21&lt;br /&gt;
| (-) SG 1A: Financial   situation&amp;lt;br /&amp;gt;     (-) SG 1B: Profit and loss account&amp;lt;br /&amp;gt;     (-) SG 1C: Table relating to other activities&amp;lt;br /&amp;gt;     (-) SG 2: Other activities&amp;lt;br /&amp;gt;     (-) SG: Personnel Table relating to staff&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Management   company report&lt;br /&gt;
| SGOREP-S9999-2009-03-G21-L2-S-N--.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management letters CSSF 09/423&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi   2007)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR)&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | ML&lt;br /&gt;
| Management letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   letters of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| AI&lt;br /&gt;
| Articles   of Incorporation of UCITS&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-AI-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| MR&lt;br /&gt;
| Management Regulations of   UCITS&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Management   regulation/status&lt;br /&gt;
| DOCOFF-ENNNNNNNN-UUID.zip&amp;lt;br /&amp;gt;     containing DOCREP-ENNNNNNNN-YYYY-MM-DD-MR-LL.pdf &amp;lt;br /&amp;gt;     - The expected format of an UUID is:   XXXXXXXX-XXXX-XXXX-XXXX-XXXXXXXXXXXX&amp;lt;br /&amp;gt;     - E in (O, K, V)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| MiFID   II / MiFIR&lt;br /&gt;
| TAFREP&lt;br /&gt;
| TAF&lt;br /&gt;
| Article   26 of Regulation&amp;lt;br /&amp;gt;     No 600/2014:&amp;lt;br /&amp;gt;     Obligation to report transactions&amp;lt;br /&amp;gt;     (Markets in financial instruments =&amp;gt; MiFIR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Mifir reporting&lt;br /&gt;
| TAFREP-B00000001-2017-04-15-123456.xml&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing   documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Other   reporting CSSF BCL&lt;br /&gt;
| OTHREP&lt;br /&gt;
| OTH&lt;br /&gt;
| Other   reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| OTHER reporting&amp;lt;br /&amp;gt;     (=&amp;gt; CSSF)&lt;br /&gt;
| OTHREP-B9999-HELLO_WORLD.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| BOP101&lt;br /&gt;
| BOP1.1&lt;br /&gt;
| Balance of payments reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments   balance&lt;br /&gt;
| BOP101_20130616_B000000999_B000000999_20130617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BOP102&lt;br /&gt;
| BOP1.2&lt;br /&gt;
| Cross-border   payments&amp;lt;br /&amp;gt;     executed for the account&amp;lt;br /&amp;gt;     of the resident counterparts&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Payments balance&lt;br /&gt;
| BOP102_20240731_B000000999_B000000999_20240801_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| PSFREP&lt;br /&gt;
| (-) Basic reporting&amp;lt;br /&amp;gt;     (-) Ad hoc reporting&amp;lt;br /&amp;gt;     (-) Annual information&lt;br /&gt;
| Reporting population:&amp;lt;br /&amp;gt;     (-) Investment firms&amp;lt;br /&amp;gt;     (-) Specialised PFS&amp;lt;br /&amp;gt;     (-) Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| PSF report&lt;br /&gt;
| PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| N01   (Comp); N02 (Comp); N03 (Comp);&amp;lt;br /&amp;gt;     N04 (Comp); N05 (Réviseur); N06( Réviseur);&amp;lt;br /&amp;gt;     N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12   (Réviseur);&amp;lt;br /&amp;gt;     N13&amp;lt;br /&amp;gt;     (Comp);&amp;lt;br /&amp;gt;     N14&amp;lt;br /&amp;gt;     'Comp)&lt;br /&gt;
| n/a&lt;br /&gt;
| Rapports   narratifs&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CSDREP&lt;br /&gt;
| CSDR&lt;br /&gt;
| Reporting CSDR:&amp;lt;br /&amp;gt;     Introduction of quarterly internalised settlement reporting   requirements&amp;lt;br /&amp;gt;     pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Reporting CSDR&lt;br /&gt;
| CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BNNNN&lt;br /&gt;
| B4.4&lt;br /&gt;
| List of   head offices, agencies,&amp;lt;br /&amp;gt;     branches and representative offices&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting EDIFACT&lt;br /&gt;
| B0001809.T01&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Institutions for Occupational   Retirement Provision&lt;br /&gt;
| SUFREP&lt;br /&gt;
| IORP&lt;br /&gt;
| Annual and quarterly reporting   according to Circular CSSF 19/726 of 26 July 2019&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting IORP&lt;br /&gt;
| SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Money   Market Funds (MMF)&lt;br /&gt;
| MMFREP&lt;br /&gt;
| MMF&lt;br /&gt;
| •   According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF   must report information to the competent authority (CSSF) of the MMF, at   least on a quarterly basis or - for MMF with assets under management of less   than Eur 100 million - on at least an annual basis.&amp;lt;br /&amp;gt;     • The first quarterly report should be sent to the competent authority of   the MMF no later than 30 days after the end of Q1 2020.&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| Reporting Money Market Fund&lt;br /&gt;
| MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip&amp;lt;br /&amp;gt;     MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0112-L&lt;br /&gt;
| S1.12-L&lt;br /&gt;
| Indirect withdrawal and   remittance of banknotes denominated in EUR through an intermediary&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Reporting   S1.12-L&lt;br /&gt;
| S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| Monthly   security by security reporting of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting securities by securities of issuing companies&lt;br /&gt;
| TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| U11&lt;br /&gt;
| U1.1&lt;br /&gt;
| Monthly financial information   UCITS and UCI&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Reporting U&lt;br /&gt;
| U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBBL_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBBN_L5_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Non-resident&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by security Banks&lt;br /&gt;
| TPTBHN_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Resident customers&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Security by   security Banks&lt;br /&gt;
| TPTBHR_L2_201804_B000000999_B000000999_20180617_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Periodical   disclosures&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-TTTTT-YYYY-MM-DD-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PERIO-2023-03-31-41c13c08-ef59-4183-870f-80d7a00c54e8&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Precontractual disclosures&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SFDR Reporting&lt;br /&gt;
| SFDR-ENNNNNNNN-PRECO-UUID.zip&amp;lt;br /&amp;gt;     SFDR-O00000406-PRECO-41c13c08-ef59-4183-870f-80d7a00c54e8.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SIC&lt;br /&gt;
| K3.1&lt;br /&gt;
| Financial   information to be submitted by investment companies in risk capital (SICARs)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Sicar reporting&lt;br /&gt;
| SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| (-) AR&amp;lt;br /&amp;gt;     (-) SR&amp;lt;br /&amp;gt;     (-) LE&amp;lt;br /&amp;gt;     (-) RO&amp;lt;br /&amp;gt;     (-) PM&lt;br /&gt;
| UCI Law 2010:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (MP)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| SIF or SICAR :   08/371 FIS report&amp;lt;br /&amp;gt;     UCI : 08/371 report&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&amp;lt;br /&amp;gt;     UCI:&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S01;   S02; S03; S04; S05;&amp;lt;br /&amp;gt;     S06 (Réviseur); S07; S08;&amp;lt;br /&amp;gt;     S09; S10; S11; S12; S13;&amp;lt;br /&amp;gt;     S14; S15; S16; S17; S18;&amp;lt;br /&amp;gt;     S19; S20; S23&lt;br /&gt;
| n/a&lt;br /&gt;
| XBRL   reports Solvency II&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Solvency II Reporting&lt;br /&gt;
| S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| S0214&lt;br /&gt;
| S2.14&lt;br /&gt;
| Quarterly statistical balance&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| S0214_L1_201412_T000000999_T000123001_20150120_001.xml&amp;lt;br /&amp;gt;&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Securitisation   Vehicles&lt;br /&gt;
| S0215&lt;br /&gt;
| S2.15&lt;br /&gt;
| Transactions   and write-offs/write-downs on securitised loans&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| Titrisation vehicles&lt;br /&gt;
| S0215_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| Security by security reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Titrisation   vehicles&lt;br /&gt;
| TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     A: Alternative Investment fund manager (AIFM)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     S: Management company&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR   Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| n/a&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) P: PFS&amp;lt;br /&amp;gt;     (-) I: Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| UCIAR Reporting&lt;br /&gt;
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Other reporting CSSF BCL&lt;br /&gt;
| OTXREP&lt;br /&gt;
| OTX&lt;br /&gt;
| Various correspondence&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Various   correspondence (OTH)&amp;lt;br /&amp;gt;     (=&amp;gt; BCL -OTHER reporting)&lt;br /&gt;
| OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) GR&amp;lt;br /&amp;gt;     (-) ID&amp;lt;br /&amp;gt;     (-) FC&amp;lt;br /&amp;gt;     (-) IA&amp;lt;br /&amp;gt;     (-) TP&amp;lt;br /&amp;gt;     (-) LP&amp;lt;br /&amp;gt;     (-) PG&amp;lt;br /&amp;gt;     (-) OG&amp;lt;br /&amp;gt;     (-) TM&amp;lt;br /&amp;gt;     (-) RD&amp;lt;br /&amp;gt;     (-) AS&amp;lt;br /&amp;gt;     (-) FP&amp;lt;br /&amp;gt;     (-) PN&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Other closing documents of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi   2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15   Loi 2010)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs)   (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)&amp;lt;br /&amp;gt;     DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)&amp;lt;br /&amp;gt;     DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf   (SIAG/FIAAG)&amp;lt;br /&amp;gt;     DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SPJ&lt;br /&gt;
| 646REP&amp;lt;br /&amp;gt;     663REP&amp;lt;br /&amp;gt;     664REP&lt;br /&gt;
| Notification and execution of   court orders&lt;br /&gt;
| SPJ&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | AR&amp;lt;br /&amp;gt;     RO&lt;br /&gt;
| Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI)(FR)&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | no&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Fin. Rep. of GFI&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf&amp;lt;br /&amp;gt;     DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| ALM&lt;br /&gt;
| ALMXXX&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| LF&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management letters of Investment   fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ML&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| &lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0106&lt;br /&gt;
| S1.6&lt;br /&gt;
| Monthly statistical balance   sheet for non-money market funds (non-MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0106_L1_202402_B000000999_NAF00000000000000_20240625_001.xml&amp;lt;br /&amp;gt;     S0106_L1_202402_P000000999_O999990009_20240605_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0213&lt;br /&gt;
| S2.13&lt;br /&gt;
| Quarterly   statistical balance sheet for non-MMF investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| KS&lt;br /&gt;
| yes&lt;br /&gt;
| -&lt;br /&gt;
| S0213_L1_202103_P000000999_O009990009_20240731_001.xml&amp;lt;br /&amp;gt;     S0213_L1_202103_S000000999_O099990009_20240606_001.xml&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| CED&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Etat de situation relatif aux   contrats en déshérence&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| CPR&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Compte   rendu&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ESP&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Enquête spécifique&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ETR&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Etat   trimestriel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| FIR&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Fiche de renseignement&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| PDA&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   PDAL (Procédure de Dissolution Administrative sans Liquidation)&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RAC&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport actuariel&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RDC&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct complémentaire du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RDI&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RGO&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   de gouvernance&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RLB&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport LBCFT&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RRE&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapports   sur le traitement des réclamations&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RSE&lt;br /&gt;
| Source file reception from CAA&lt;br /&gt;
| Rapport distinct Solvabilité 2   de l'entreprise&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RSO&lt;br /&gt;
| Source   file reception from CAA&lt;br /&gt;
| Rapport   distinct Solvabilité 2 du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| -&lt;br /&gt;
| &lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ICS&lt;br /&gt;
| ICS&lt;br /&gt;
| Yearly Survey on Covered   Investment claims (SIIL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| ICS Reporting&lt;br /&gt;
| ICS-ENNNNNNNN-YYYY-MM-DD_UUID.json   &amp;lt;br /&amp;gt;     (eg:ICS-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ROI&amp;lt;br /&amp;gt;     DIN&lt;br /&gt;
| n/a&lt;br /&gt;
| DORA   Register of Information&amp;lt;br /&amp;gt;     DORA Incident Reporting&lt;br /&gt;
| CAA&lt;br /&gt;
| KS&lt;br /&gt;
| no&lt;br /&gt;
| Rapport narratif (CAA) (Companie) -&amp;lt;br /&amp;gt;     Governance Re&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Rapport narratif (CAA) (Réviseur) -&amp;lt;br /&amp;gt;     Governance Rep&lt;br /&gt;
| ROIV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&amp;lt;br /&amp;gt;     DINV-LU-01-20250303-CAA-LEIDéclarant-LEIDéposant.zip&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DPAAIF&lt;br /&gt;
| n/a&lt;br /&gt;
| self-assessment &amp;lt;br /&amp;gt;     questionnaire PDAOFI&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| PDAOFI   Reporting&lt;br /&gt;
| DPAAIF-EIIIIIIII-YYYY-UUID.zip   &amp;lt;br /&amp;gt;     (e.g.: DPAAIF-P99999999-2024-41c13c08-ef59-4183-a456-870f80d7a00c54e8.zip)&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| Monthly   modules:&amp;lt;br /&amp;gt;     - ALMXXX&amp;lt;br /&amp;gt;     - LCRDAX&amp;lt;br /&amp;gt;     Quarterly modules:&amp;lt;br /&amp;gt;     - AEXXXX&amp;lt;br /&amp;gt;     - COREPX&amp;lt;br /&amp;gt;     - FINREP&amp;lt;br /&amp;gt;     - FRTBXX&amp;lt;br /&amp;gt;     - IRRBBX&amp;lt;br /&amp;gt;     - LAREXX&amp;lt;br /&amp;gt;     - LEVERX&amp;lt;br /&amp;gt;     - NSFRXX&lt;br /&gt;
| (-) ALM   corep_alm_con.xsd&amp;lt;br /&amp;gt;     corep_alm_ind.xsd corep_alm.xsd&amp;lt;br /&amp;gt;     (-) LCRDA corep_lcr_da_con.xsd&amp;lt;br /&amp;gt;     corep_lcr_da_ind.xsd corep_lcr_da.xsd&amp;lt;br /&amp;gt;     (-) IRRBB irrbb.xsd&lt;br /&gt;
| CSSF&lt;br /&gt;
| S3&lt;br /&gt;
| no&lt;br /&gt;
| COREP report&lt;br /&gt;
| CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside &amp;lt;br /&amp;gt;       CFEREP-B00000999-2024-08-ALMXXX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.xbrl&amp;lt;br /&amp;gt;     inside&amp;lt;br /&amp;gt;     CFEREP-B00000999-2024-08-LCRDAX-NN_a6fca981-2f2c-2a98-ddbab241c2366a1a.zip&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Useful link :&lt;br /&gt;
&amp;lt;span class=&amp;quot;plainlinks&amp;quot;&amp;gt;[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf &amp;lt;span style=&amp;quot;display: inline-block;&lt;br /&gt;
 background-color: #009ACE; &lt;br /&gt;
 color: white; text-align: center; font-family: sans-serif; font-size:0.8vw;&lt;br /&gt;
 width: auto;  height: auto;  &lt;br /&gt;
 border: none;  border-style: outset;  border-radius: 10px;  &lt;br /&gt;
 padding: 0.5%;  margin: 1%;&amp;quot;&amp;gt;CSSF Naming convention&amp;lt;/span&amp;gt;]&amp;lt;/span&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Error_messages_list&amp;diff=7995</id>
		<title>Error messages list</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Error_messages_list&amp;diff=7995"/>
		<updated>2026-03-02T09:52:34Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* e-file - Messages by alphabetic order */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : 24 May 2024''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
__TOC__&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Liste des messages d'erreur|Français]] [[File:french.jpg|Switch to French|link=Liste des messages d'erreur]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Introduction ==&lt;br /&gt;
&lt;br /&gt;
This section of our FAQ references the '''main error messages''' you may encounter using e-file.&lt;br /&gt;
&lt;br /&gt;
Once you have found the error message in the list below, simply '''click corresponding picture''' to access the resolution procedure. &lt;br /&gt;
&lt;br /&gt;
If you need further assistance, please [[How to contact us#contact | contact our technical team]].&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== e-file - Messages by alphabetic order ==&lt;br /&gt;
&lt;br /&gt;
=== Error when connecting to the webservice :  WebServices's call's error ' '''verifierNoms''' ' ===&lt;br /&gt;
[[File:ErrMsg_verifierNoms_2.png | border | 800 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
[[File:ErrMsg_verifierNoms_3.png | border | 900 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
This error occurs in the sending service.&amp;lt;br /&amp;gt;&lt;br /&gt;
It is often due to a server's problem by our side, please [[How_to_contact_us | contact us]].&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Error with the codification of the declarant, possible values : ... ===&lt;br /&gt;
[[File:ErrMsg_DeclarantCodif.png | border | 500 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
It often occurs when sending SGOREP or PSFREP reports.&amp;lt;br /&amp;gt;&lt;br /&gt;
You are using an unknown code in our database within the file name.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt;''Please ask us for a change in your setup using the '''contact form'''.'' &amp;lt;br/&amp;gt;&lt;br /&gt;
More guidance on the [[Onboarding]] page&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Impossible de récupérer la clé privée ===&lt;br /&gt;
[[File:ErrMsg_ClePriveeImposs.png| 600 px | border |Image : Impossible de récupérer la clé privée ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
Either the system can find the certificate matching the company's CSSF code, for example the sender code is wrong in the file name.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt;''Check the file name'' &amp;lt;br /&amp;gt;&lt;br /&gt;
Or you are using a wrong version of the keystore, usually the version 'on-hold' instead of the 'completed' one.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt;''Check the keystore you are using''&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== is an unknown declarant's code for this entity ===&lt;br /&gt;
[[File:ErrMsg_isAnUnknownDeclCode.png| 600 px | border |Image :unknown declarant's code   ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
You are using an unknown code in our database within the file name.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt; ''Please ask us for a change in your setup using the '''contact form'''.''&amp;lt;br /&amp;gt;&lt;br /&gt;
More guidance on the [[Onboarding]] page&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== JCE cannot authenticate the provider BC ===&lt;br /&gt;
[[File:ErrMsg_java351.png| 600 px | border |Image :err JCE authenticate]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
You are using java at 1.8.0.351 or more, some feedbacks are never recovered.&amp;lt;br /&amp;gt;&lt;br /&gt;
You must patch java as follows :&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
In the '''jre1.8.0_3xx\lib\security\java.security''' file you need to remove a parameter :&amp;lt;br /&amp;gt;&lt;br /&gt;
Around the line 690:&amp;lt;br /&amp;gt;&lt;br /&gt;
    jdk.jar.disabledAlgorithms=MD2, MD5, RSA keySize &amp;lt; 1024, \ &amp;lt;br /&amp;gt;&lt;br /&gt;
    DSA keySize &amp;lt; 1024, include jdk.disabled.namedCurves, \ &amp;lt;br /&amp;gt;&lt;br /&gt;
    SHA1 denyAfter 2019-01-01&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
To keep only:&amp;lt;br /&amp;gt;&lt;br /&gt;
    jdk.jar.disabledAlgorithms=MD2, MD5, RSA keySize &amp;lt; 1024, \&amp;lt;br /&amp;gt;&lt;br /&gt;
    DSA keySize &amp;lt; 1024, include jdk.disabled.namedCurves&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Be careful, you may have two java instances : C:\Program Files\java and C:\Program Files (x86)\java, change the one used within the sending service, or both.&lt;br /&gt;
&lt;br /&gt;
Once done, restart the sending service.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== No keystore configured ===&lt;br /&gt;
[[File:ErrMsg_NoKeystoreConfigured.png| 250 px | border |Image : No keystore configured | link=Transmission_Module#Keystore_Selection]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the transmission module. &amp;lt;br /&amp;gt;&lt;br /&gt;
You must set up your keystore, see : [[Transmission_Module#Keystore_Selection]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Reporter is blocked ===&lt;br /&gt;
[[Transmission_Module#Reporter_is_blocked|Click the picture below in order to access the resolution procedure.]]&lt;br /&gt;
[[File:reporterisblocked.jpg|image : Reporter is blocked message|link=Transmission_Module#Reporter_is_blocked]]&amp;lt;br /&amp;gt;&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
Your company's certificate has been updated recently and the declarer's code not registered again to the CSSF.&amp;lt;br /&amp;gt;&lt;br /&gt;
Please ask your e-file administrator to do it, following this : [[E-file_Administration#How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== The file name does not match one of these regular expressions ===&lt;br /&gt;
[[File:ErrMsg_FileNameRegExpr.png| 700 px | border ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
The file name is wrong. &amp;lt;br /&amp;gt;&lt;br /&gt;
Check it and try again.&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
===The security token could not be authenticated or authorized===&lt;br /&gt;
&lt;br /&gt;
[[File:ErrMsgSecurityToken.png | border | 800 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This error occurs in the sending service.&lt;br /&gt;
It is often due to a Sending Service user account issue.&amp;lt;br&amp;gt;&lt;br /&gt;
The account is locked or the password used during the installation is not the correct one&amp;lt;br&amp;gt;&lt;br /&gt;
We advise you to verify, in the administration module is locked (and eventually unlock it) &amp;lt;br&amp;gt;&lt;br /&gt;
You can also reinitialise the password via the option Forgotten password from the [https://www.e-file.lu eFile] login page&amp;lt;br&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
===Unable to run the application===&lt;br /&gt;
This message could occurs when launching the SD install assistant.&lt;br /&gt;
&lt;br /&gt;
If so [[Transmission_Module#Delete_Java_cache|delete the java cache.]]&lt;br /&gt;
&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
=== Unable to send documents because the declarer is blocked ===&lt;br /&gt;
[[File:ErrMsg_UnabletoSendDeclarerBlocked.png| 400 px | border | link=https://www.e-file.lu/wiki/E-file_Administration#Registration_of_your_LUXTRUST_certificate_with_the_CSSF ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
Your company's certificate has been updated recently and the declarer's code not registered again to the CSSF.&amp;lt;br /&amp;gt;&lt;br /&gt;
Please ask your e-file administrator to do it, following this : [[E-file_Administration#How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Unable to send documents because the sender is blocked ===&lt;br /&gt;
[[File:Senderisblocked.jpg| 400 px | border | link=https://www.e-file.lu/wiki/E-file_Administration#Registration_of_your_LUXTRUST_certificate_with_the_CSSF ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
Your company's certificate has been updated recently and your CSSF code not registered again to the CSSF.&amp;lt;br /&amp;gt;&lt;br /&gt;
Please ask your e-file administrator to do it, following this : [[E-file_Administration#How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
== e-file - Other problems without messages  ==&lt;br /&gt;
&lt;br /&gt;
=== Still asking for authentication ===&lt;br /&gt;
''When entering your credentials, you always come back to the identification form.''&amp;lt;br /&amp;gt;&lt;br /&gt;
[[File:ErrMsg_StillAuthentification.png | 200 px ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt; You may use a wrong URL, check if you are using www.e-file.lu. Don't forget the 'www'.&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=== Still blank page ===&lt;br /&gt;
''When trying to enter a module, you are getting a blank page instead.''&amp;lt;br /&amp;gt;&lt;br /&gt;
[[File:ErrMsg_StillBlankPage.png | 400 px ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt; Check if the browser has finished loading the page, then try to hit CTRL+F5 keys to empty its cache.&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== e-file - Messages in the detailed view on KIDs report ==&lt;br /&gt;
&lt;br /&gt;
The dashboard '''3_24 – Follow up: Detailed view on KID''' is the central hub for various information flows, it shows:&lt;br /&gt;
&lt;br /&gt;
*share class information and status at Fundsquare level &lt;br /&gt;
*share class information and status (for LU funds) at the CSSF level &lt;br /&gt;
*KID reference date, document link and status by filing country and language (Published – Y/N)&lt;br /&gt;
*Registration matrix and distribution matrix status by filing country  &lt;br /&gt;
*Filing status (pending (P) – orange, selected (S) – blue, transmitted (date of package) – green) by filing country and language&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
In order to anticipate and ease the annual KID update for your Funds, please generate the '''3_24 – Follow up: Detailed view on KID''' as follows:&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''1. Click the Dashboard icon''':&amp;lt;br /&amp;gt;[[File:D-board.png|250 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''2. Select and generate the Dashboard''':&amp;lt;br /&amp;gt;[[File:DetailedViewKIID_1.png|border|800 px]] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''3. Analyze the reports as follows''':&amp;lt;br /&amp;gt;[[File:DetailedViewKIID_2.png|900 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''4. Look up the suggested actions of Fundsquare to solve the warnings and errors you may find as message in the report:'''&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: left;&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|- &lt;br /&gt;
|'''Error/Warning ID''' || '''Short Description''' || '''Fundsquare's Resolution Proposal'''&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#21B8B5; color:white&amp;quot;&amp;gt;O&amp;lt;/div&amp;gt;||OK||No action required.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:white; color:black&amp;quot;&amp;gt;&amp;quot;blank&amp;quot;&amp;lt;/div&amp;gt;||No Status AND KID||Please amend the registration and distribution matrix in E-file v2 with the updated Status of share class and/or provide a valid KID where necessary.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E&amp;lt;/div&amp;gt;||Action required, inconsistent data||The system detected an inconsistency between the data of the CSSF and Fundsquare on an active line. &amp;lt;br /&amp;gt;This requires an immediate action on the client end to align the information between the CSSF and Fundsquare. &amp;lt;br /&amp;gt;A new FFS is required. The FFS can be run out of the dashboard section of e-file.lu V2.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E2&amp;lt;/div&amp;gt;||Inactive AND Status = R, D  AND KID||Please amend the registration and distribution matrix in E-file v2 with the updated Status of share class and/or provide a valid KID where necessary.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E3&amp;lt;/div&amp;gt;||DtRef CSSF &amp;lt; KID Date||Please amend the reference date of the KID with the appropriate date as known by the CSSF or re-index the KID Date in the Document Management Module of e-file V2.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E4&amp;lt;/div&amp;gt;||Status =  A, N, R, D AND No KID||No KID available in the Fundsquare Database. &amp;lt;br /&amp;gt;Please provide the required KID since the fund registration status expects a KID in our database or amend the registration and distribution status accordingly.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E5&amp;lt;/div&amp;gt;||Status = E, A, N AND KID||Share class not yet registered according to our records. &amp;lt;br /&amp;gt;Please amend the registration and distribution Matrix with the appropriate status or relaunch the registration.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E6&amp;lt;/div&amp;gt;||Status = D AND Transmitted BUT Not public||Please, launch the Document Management tool of e-file V2 and publish the documents manually or request an automatism your Client Service Manager can potentially activate &lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E8&amp;lt;/div&amp;gt;||For Lux : Active AND KID available BUT no status in RegMat||Please amend the registration and distribution matrix in E-file v2 with the updated status of share class.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E9&amp;lt;/div&amp;gt;||Closed in the CSSF system BUT Status RegMat &amp;lt;&amp;gt; RX, DX||Please amend the correct Status in registration and distribution matrix and/or align the status to de-registered (RX)/no longer distributed (DX)&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E10&amp;lt;/div&amp;gt;||Unknown in the CSSF system BUT has a status in RegMat||Please contact the CSSF in order to list the instrument in their database and/or update the registration and distribution matrix.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E11&amp;lt;/div&amp;gt;||KID pending BUT Closed in the CSSF system||Please contact the CSSF and ask for update concerning the share class or ask to close the share class to Fundsquare and archive the KID.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W&amp;lt;/div&amp;gt;||Inactive and missing Information in Fundsquare||The line appears inactive at the CSSF and Fundsquare possesses no single information on this line. &amp;lt;br /&amp;gt;A warning may not trigger any action on your end, but at least the system announces a discrepancy in the system.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W1&amp;lt;/div&amp;gt;||Inactive BUT KID||Please ask for activation of the concerned share class at Fundsquare / CSSF Level&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W7&amp;lt;/div&amp;gt;||Status = R AND Transmitted BUT Not public||Please publish the KID for the given instrument, since the fund is according to its status registered and the KID has been transmitted to the CSSF, &amp;lt;br /&amp;gt; thus should be publically available to investors.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W12&amp;lt;/div&amp;gt;||Inactive BUT KID||Please ask for activation of the concerned share class at Fundsquare / CSSF Level&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== e-file - Document upload by FTP ==&lt;br /&gt;
&lt;br /&gt;
Fundsquare S.A. is accepting documents such as KIDs, Prospectus... by various transmission modes. You can either manually upload them, or provide them by FTP. &amp;lt;br /&amp;gt;&lt;br /&gt;
In case of an FTP transmission, the system will generate after successful acceptance of your ZIP a acknowledge receipt file for the transmission.&amp;lt;br /&amp;gt;&lt;br /&gt;
The system considers the document with the most recent reference date (in the name) as current version.&lt;br /&gt;
&lt;br /&gt;
The file either confirms successful integration of your documents or highlight &amp;quot;indexation errors&amp;quot;. &amp;lt;br /&amp;gt;&lt;br /&gt;
Depending on the different indexation error we identify, we propose different ways for their resolution. &amp;lt;br /&amp;gt;&lt;br /&gt;
The below table will list the error message, the detailed description of the error and how the error can be resolved.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: left&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  '''Error Message''' || '''Error Message Description''' || '''Resolution Proposal'''&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  ''unrecognized instrument'' || You are trying to upload a file with reference to an instrument that the system cannot identify in Fundsquare's Database. || Please complete the FDF and send back to us([https://www.e-file.lu/wiki/index.php/E-file_Static_Data_Management#How_to_complete_the_FDF)]. As soon as the instrument has been created the ISIN number will be available, &amp;lt;br /&amp;gt;or index the document manually by visiting the indexation error screen of e-file.&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  ''document type non recognized'' || You are trying to upload a file with reference to a document type that is unknown to Fundsquare. || Please review the document type name and have it corrected. &amp;lt;br /&amp;gt;In most cases this is due to a typo in the file name and as you are not respecting the agreed naming convention.&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|  ''country code non recognized'' || You are trying to upload a file with reference to a country code that is unknown to Fundsquare. || The naming convention expects that the ISO 3166-1 alpha-2 convention is applied. Further details can be found here: [https://en.wikipedia.org/wiki/ISO_3166-1_alpha-2]&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  ''language code non recognized'' || You are trying to upload a file with reference to a language code that is unknown to Fundsquare. || The naming convention expects that the ISO 639-1 convention is applied. Further details can be found here: [https://en.wikipedia.org/wiki/List_of_ISO_639-1_codes]&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|  ''Duplicate document index'' || The name of the document has already been used (for another document existing in our database), but the content is different  || This is normally the case for updated/corrected documents&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|  ''Duplicate '' || Both the name and the content are identical (for another document existing in our database) || The document is automatically archived&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[Category: FAQ e-file]]&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=File:ErrMsgSecurityToken.png&amp;diff=7994</id>
		<title>File:ErrMsgSecurityToken.png</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=File:ErrMsgSecurityToken.png&amp;diff=7994"/>
		<updated>2026-03-02T09:48:27Z</updated>

		<summary type="html">&lt;p&gt;Cso: Security Token&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;== Summary ==&lt;br /&gt;
Security Token&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Error_messages_list&amp;diff=7993</id>
		<title>Error messages list</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Error_messages_list&amp;diff=7993"/>
		<updated>2026-03-02T09:48:01Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* e-file - Messages by alphabetic order */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : 24 May 2024''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
__TOC__&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Liste des messages d'erreur|Français]] [[File:french.jpg|Switch to French|link=Liste des messages d'erreur]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Introduction ==&lt;br /&gt;
&lt;br /&gt;
This section of our FAQ references the '''main error messages''' you may encounter using e-file.&lt;br /&gt;
&lt;br /&gt;
Once you have found the error message in the list below, simply '''click corresponding picture''' to access the resolution procedure. &lt;br /&gt;
&lt;br /&gt;
If you need further assistance, please [[How to contact us#contact | contact our technical team]].&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== e-file - Messages by alphabetic order ==&lt;br /&gt;
&lt;br /&gt;
=== Error when connecting to the webservice :  WebServices's call's error ' '''verifierNoms''' ' ===&lt;br /&gt;
[[File:ErrMsg_verifierNoms_2.png | border | 800 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
[[File:ErrMsg_verifierNoms_3.png | border | 900 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
This error occurs in the sending service.&amp;lt;br /&amp;gt;&lt;br /&gt;
It is often due to a server's problem by our side, please [[How_to_contact_us | contact us]].&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Error with the codification of the declarant, possible values : ... ===&lt;br /&gt;
[[File:ErrMsg_DeclarantCodif.png | border | 500 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
It often occurs when sending SGOREP or PSFREP reports.&amp;lt;br /&amp;gt;&lt;br /&gt;
You are using an unknown code in our database within the file name.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt;''Please ask us for a change in your setup using the '''contact form'''.'' &amp;lt;br/&amp;gt;&lt;br /&gt;
More guidance on the [[Onboarding]] page&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Impossible de récupérer la clé privée ===&lt;br /&gt;
[[File:ErrMsg_ClePriveeImposs.png| 600 px | border |Image : Impossible de récupérer la clé privée ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
Either the system can find the certificate matching the company's CSSF code, for example the sender code is wrong in the file name.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt;''Check the file name'' &amp;lt;br /&amp;gt;&lt;br /&gt;
Or you are using a wrong version of the keystore, usually the version 'on-hold' instead of the 'completed' one.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt;''Check the keystore you are using''&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== is an unknown declarant's code for this entity ===&lt;br /&gt;
[[File:ErrMsg_isAnUnknownDeclCode.png| 600 px | border |Image :unknown declarant's code   ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
You are using an unknown code in our database within the file name.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt; ''Please ask us for a change in your setup using the '''contact form'''.''&amp;lt;br /&amp;gt;&lt;br /&gt;
More guidance on the [[Onboarding]] page&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== JCE cannot authenticate the provider BC ===&lt;br /&gt;
[[File:ErrMsg_java351.png| 600 px | border |Image :err JCE authenticate]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
You are using java at 1.8.0.351 or more, some feedbacks are never recovered.&amp;lt;br /&amp;gt;&lt;br /&gt;
You must patch java as follows :&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
In the '''jre1.8.0_3xx\lib\security\java.security''' file you need to remove a parameter :&amp;lt;br /&amp;gt;&lt;br /&gt;
Around the line 690:&amp;lt;br /&amp;gt;&lt;br /&gt;
    jdk.jar.disabledAlgorithms=MD2, MD5, RSA keySize &amp;lt; 1024, \ &amp;lt;br /&amp;gt;&lt;br /&gt;
    DSA keySize &amp;lt; 1024, include jdk.disabled.namedCurves, \ &amp;lt;br /&amp;gt;&lt;br /&gt;
    SHA1 denyAfter 2019-01-01&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
To keep only:&amp;lt;br /&amp;gt;&lt;br /&gt;
    jdk.jar.disabledAlgorithms=MD2, MD5, RSA keySize &amp;lt; 1024, \&amp;lt;br /&amp;gt;&lt;br /&gt;
    DSA keySize &amp;lt; 1024, include jdk.disabled.namedCurves&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Be careful, you may have two java instances : C:\Program Files\java and C:\Program Files (x86)\java, change the one used within the sending service, or both.&lt;br /&gt;
&lt;br /&gt;
Once done, restart the sending service.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== No keystore configured ===&lt;br /&gt;
[[File:ErrMsg_NoKeystoreConfigured.png| 250 px | border |Image : No keystore configured | link=Transmission_Module#Keystore_Selection]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the transmission module. &amp;lt;br /&amp;gt;&lt;br /&gt;
You must set up your keystore, see : [[Transmission_Module#Keystore_Selection]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Reporter is blocked ===&lt;br /&gt;
[[Transmission_Module#Reporter_is_blocked|Click the picture below in order to access the resolution procedure.]]&lt;br /&gt;
[[File:reporterisblocked.jpg|image : Reporter is blocked message|link=Transmission_Module#Reporter_is_blocked]]&amp;lt;br /&amp;gt;&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
Your company's certificate has been updated recently and the declarer's code not registered again to the CSSF.&amp;lt;br /&amp;gt;&lt;br /&gt;
Please ask your e-file administrator to do it, following this : [[E-file_Administration#How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== The file name does not match one of these regular expressions ===&lt;br /&gt;
[[File:ErrMsg_FileNameRegExpr.png| 700 px | border ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
The file name is wrong. &amp;lt;br /&amp;gt;&lt;br /&gt;
Check it and try again.&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
===Unable to run the application===&lt;br /&gt;
This message could occurs when launching the SD install assistant.&lt;br /&gt;
&lt;br /&gt;
If so [[Transmission_Module#Delete_Java_cache|delete the java cache.]]&lt;br /&gt;
&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
===The security token could not be authenticated or authorized===&lt;br /&gt;
&lt;br /&gt;
[[File:ErrMsgSecurityToken.png | border | 800 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This error occurs in the sending service.&lt;br /&gt;
It is often due to a Sending Service user account issue.&amp;lt;br&amp;gt;&lt;br /&gt;
The account is locked or the password used during the installation is not the correct one&amp;lt;br&amp;gt;&lt;br /&gt;
We advise you to verify, in the administration module is locked (and eventually unlock it) &amp;lt;br&amp;gt;&lt;br /&gt;
You can also reinitialise the password via the option Forgotten password from the [https://www.e-file.lu eFile] login page&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Unable to send documents because the declarer is blocked ===&lt;br /&gt;
[[File:ErrMsg_UnabletoSendDeclarerBlocked.png| 400 px | border | link=https://www.e-file.lu/wiki/E-file_Administration#Registration_of_your_LUXTRUST_certificate_with_the_CSSF ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
Your company's certificate has been updated recently and the declarer's code not registered again to the CSSF.&amp;lt;br /&amp;gt;&lt;br /&gt;
Please ask your e-file administrator to do it, following this : [[E-file_Administration#How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Unable to send documents because the sender is blocked ===&lt;br /&gt;
[[File:Senderisblocked.jpg| 400 px | border | link=https://www.e-file.lu/wiki/E-file_Administration#Registration_of_your_LUXTRUST_certificate_with_the_CSSF ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
Your company's certificate has been updated recently and your CSSF code not registered again to the CSSF.&amp;lt;br /&amp;gt;&lt;br /&gt;
Please ask your e-file administrator to do it, following this : [[E-file_Administration#How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
== e-file - Other problems without messages  ==&lt;br /&gt;
&lt;br /&gt;
=== Still asking for authentication ===&lt;br /&gt;
''When entering your credentials, you always come back to the identification form.''&amp;lt;br /&amp;gt;&lt;br /&gt;
[[File:ErrMsg_StillAuthentification.png | 200 px ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt; You may use a wrong URL, check if you are using www.e-file.lu. Don't forget the 'www'.&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=== Still blank page ===&lt;br /&gt;
''When trying to enter a module, you are getting a blank page instead.''&amp;lt;br /&amp;gt;&lt;br /&gt;
[[File:ErrMsg_StillBlankPage.png | 400 px ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt; Check if the browser has finished loading the page, then try to hit CTRL+F5 keys to empty its cache.&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== e-file - Messages in the detailed view on KIDs report ==&lt;br /&gt;
&lt;br /&gt;
The dashboard '''3_24 – Follow up: Detailed view on KID''' is the central hub for various information flows, it shows:&lt;br /&gt;
&lt;br /&gt;
*share class information and status at Fundsquare level &lt;br /&gt;
*share class information and status (for LU funds) at the CSSF level &lt;br /&gt;
*KID reference date, document link and status by filing country and language (Published – Y/N)&lt;br /&gt;
*Registration matrix and distribution matrix status by filing country  &lt;br /&gt;
*Filing status (pending (P) – orange, selected (S) – blue, transmitted (date of package) – green) by filing country and language&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
In order to anticipate and ease the annual KID update for your Funds, please generate the '''3_24 – Follow up: Detailed view on KID''' as follows:&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''1. Click the Dashboard icon''':&amp;lt;br /&amp;gt;[[File:D-board.png|250 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''2. Select and generate the Dashboard''':&amp;lt;br /&amp;gt;[[File:DetailedViewKIID_1.png|border|800 px]] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''3. Analyze the reports as follows''':&amp;lt;br /&amp;gt;[[File:DetailedViewKIID_2.png|900 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''4. Look up the suggested actions of Fundsquare to solve the warnings and errors you may find as message in the report:'''&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: left;&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|- &lt;br /&gt;
|'''Error/Warning ID''' || '''Short Description''' || '''Fundsquare's Resolution Proposal'''&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#21B8B5; color:white&amp;quot;&amp;gt;O&amp;lt;/div&amp;gt;||OK||No action required.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:white; color:black&amp;quot;&amp;gt;&amp;quot;blank&amp;quot;&amp;lt;/div&amp;gt;||No Status AND KID||Please amend the registration and distribution matrix in E-file v2 with the updated Status of share class and/or provide a valid KID where necessary.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E&amp;lt;/div&amp;gt;||Action required, inconsistent data||The system detected an inconsistency between the data of the CSSF and Fundsquare on an active line. &amp;lt;br /&amp;gt;This requires an immediate action on the client end to align the information between the CSSF and Fundsquare. &amp;lt;br /&amp;gt;A new FFS is required. The FFS can be run out of the dashboard section of e-file.lu V2.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E2&amp;lt;/div&amp;gt;||Inactive AND Status = R, D  AND KID||Please amend the registration and distribution matrix in E-file v2 with the updated Status of share class and/or provide a valid KID where necessary.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E3&amp;lt;/div&amp;gt;||DtRef CSSF &amp;lt; KID Date||Please amend the reference date of the KID with the appropriate date as known by the CSSF or re-index the KID Date in the Document Management Module of e-file V2.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E4&amp;lt;/div&amp;gt;||Status =  A, N, R, D AND No KID||No KID available in the Fundsquare Database. &amp;lt;br /&amp;gt;Please provide the required KID since the fund registration status expects a KID in our database or amend the registration and distribution status accordingly.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E5&amp;lt;/div&amp;gt;||Status = E, A, N AND KID||Share class not yet registered according to our records. &amp;lt;br /&amp;gt;Please amend the registration and distribution Matrix with the appropriate status or relaunch the registration.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E6&amp;lt;/div&amp;gt;||Status = D AND Transmitted BUT Not public||Please, launch the Document Management tool of e-file V2 and publish the documents manually or request an automatism your Client Service Manager can potentially activate &lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E8&amp;lt;/div&amp;gt;||For Lux : Active AND KID available BUT no status in RegMat||Please amend the registration and distribution matrix in E-file v2 with the updated status of share class.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E9&amp;lt;/div&amp;gt;||Closed in the CSSF system BUT Status RegMat &amp;lt;&amp;gt; RX, DX||Please amend the correct Status in registration and distribution matrix and/or align the status to de-registered (RX)/no longer distributed (DX)&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E10&amp;lt;/div&amp;gt;||Unknown in the CSSF system BUT has a status in RegMat||Please contact the CSSF in order to list the instrument in their database and/or update the registration and distribution matrix.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E11&amp;lt;/div&amp;gt;||KID pending BUT Closed in the CSSF system||Please contact the CSSF and ask for update concerning the share class or ask to close the share class to Fundsquare and archive the KID.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W&amp;lt;/div&amp;gt;||Inactive and missing Information in Fundsquare||The line appears inactive at the CSSF and Fundsquare possesses no single information on this line. &amp;lt;br /&amp;gt;A warning may not trigger any action on your end, but at least the system announces a discrepancy in the system.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W1&amp;lt;/div&amp;gt;||Inactive BUT KID||Please ask for activation of the concerned share class at Fundsquare / CSSF Level&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W7&amp;lt;/div&amp;gt;||Status = R AND Transmitted BUT Not public||Please publish the KID for the given instrument, since the fund is according to its status registered and the KID has been transmitted to the CSSF, &amp;lt;br /&amp;gt; thus should be publically available to investors.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W12&amp;lt;/div&amp;gt;||Inactive BUT KID||Please ask for activation of the concerned share class at Fundsquare / CSSF Level&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== e-file - Document upload by FTP ==&lt;br /&gt;
&lt;br /&gt;
Fundsquare S.A. is accepting documents such as KIDs, Prospectus... by various transmission modes. You can either manually upload them, or provide them by FTP. &amp;lt;br /&amp;gt;&lt;br /&gt;
In case of an FTP transmission, the system will generate after successful acceptance of your ZIP a acknowledge receipt file for the transmission.&amp;lt;br /&amp;gt;&lt;br /&gt;
The system considers the document with the most recent reference date (in the name) as current version.&lt;br /&gt;
&lt;br /&gt;
The file either confirms successful integration of your documents or highlight &amp;quot;indexation errors&amp;quot;. &amp;lt;br /&amp;gt;&lt;br /&gt;
Depending on the different indexation error we identify, we propose different ways for their resolution. &amp;lt;br /&amp;gt;&lt;br /&gt;
The below table will list the error message, the detailed description of the error and how the error can be resolved.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: left&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  '''Error Message''' || '''Error Message Description''' || '''Resolution Proposal'''&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  ''unrecognized instrument'' || You are trying to upload a file with reference to an instrument that the system cannot identify in Fundsquare's Database. || Please complete the FDF and send back to us([https://www.e-file.lu/wiki/index.php/E-file_Static_Data_Management#How_to_complete_the_FDF)]. As soon as the instrument has been created the ISIN number will be available, &amp;lt;br /&amp;gt;or index the document manually by visiting the indexation error screen of e-file.&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  ''document type non recognized'' || You are trying to upload a file with reference to a document type that is unknown to Fundsquare. || Please review the document type name and have it corrected. &amp;lt;br /&amp;gt;In most cases this is due to a typo in the file name and as you are not respecting the agreed naming convention.&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|  ''country code non recognized'' || You are trying to upload a file with reference to a country code that is unknown to Fundsquare. || The naming convention expects that the ISO 3166-1 alpha-2 convention is applied. Further details can be found here: [https://en.wikipedia.org/wiki/ISO_3166-1_alpha-2]&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  ''language code non recognized'' || You are trying to upload a file with reference to a language code that is unknown to Fundsquare. || The naming convention expects that the ISO 639-1 convention is applied. Further details can be found here: [https://en.wikipedia.org/wiki/List_of_ISO_639-1_codes]&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|  ''Duplicate document index'' || The name of the document has already been used (for another document existing in our database), but the content is different  || This is normally the case for updated/corrected documents&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|  ''Duplicate '' || Both the name and the content are identical (for another document existing in our database) || The document is automatically archived&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[Category: FAQ e-file]]&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Error_messages_list&amp;diff=7992</id>
		<title>Error messages list</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Error_messages_list&amp;diff=7992"/>
		<updated>2026-03-02T09:45:47Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* e-file - Messages by alphabetic order */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : 24 May 2024''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
__TOC__&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Liste des messages d'erreur|Français]] [[File:french.jpg|Switch to French|link=Liste des messages d'erreur]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Introduction ==&lt;br /&gt;
&lt;br /&gt;
This section of our FAQ references the '''main error messages''' you may encounter using e-file.&lt;br /&gt;
&lt;br /&gt;
Once you have found the error message in the list below, simply '''click corresponding picture''' to access the resolution procedure. &lt;br /&gt;
&lt;br /&gt;
If you need further assistance, please [[How to contact us#contact | contact our technical team]].&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== e-file - Messages by alphabetic order ==&lt;br /&gt;
&lt;br /&gt;
=== Error when connecting to the webservice :  WebServices's call's error ' '''verifierNoms''' ' ===&lt;br /&gt;
[[File:ErrMsg_verifierNoms_2.png | border | 800 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
[[File:ErrMsg_verifierNoms_3.png | border | 900 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
This error occurs in the sending service.&amp;lt;br /&amp;gt;&lt;br /&gt;
It is often due to a server's problem by our side, please [[How_to_contact_us | contact us]].&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Error with the codification of the declarant, possible values : ... ===&lt;br /&gt;
[[File:ErrMsg_DeclarantCodif.png | border | 500 px ]]&amp;lt;br/&amp;gt;&lt;br /&gt;
It often occurs when sending SGOREP or PSFREP reports.&amp;lt;br /&amp;gt;&lt;br /&gt;
You are using an unknown code in our database within the file name.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt;''Please ask us for a change in your setup using the '''contact form'''.'' &amp;lt;br/&amp;gt;&lt;br /&gt;
More guidance on the [[Onboarding]] page&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Impossible de récupérer la clé privée ===&lt;br /&gt;
[[File:ErrMsg_ClePriveeImposs.png| 600 px | border |Image : Impossible de récupérer la clé privée ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
Either the system can find the certificate matching the company's CSSF code, for example the sender code is wrong in the file name.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt;''Check the file name'' &amp;lt;br /&amp;gt;&lt;br /&gt;
Or you are using a wrong version of the keystore, usually the version 'on-hold' instead of the 'completed' one.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt;''Check the keystore you are using''&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== is an unknown declarant's code for this entity ===&lt;br /&gt;
[[File:ErrMsg_isAnUnknownDeclCode.png| 600 px | border |Image :unknown declarant's code   ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
You are using an unknown code in our database within the file name.&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt; ''Please ask us for a change in your setup using the '''contact form'''.''&amp;lt;br /&amp;gt;&lt;br /&gt;
More guidance on the [[Onboarding]] page&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== JCE cannot authenticate the provider BC ===&lt;br /&gt;
[[File:ErrMsg_java351.png| 600 px | border |Image :err JCE authenticate]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
You are using java at 1.8.0.351 or more, some feedbacks are never recovered.&amp;lt;br /&amp;gt;&lt;br /&gt;
You must patch java as follows :&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
In the '''jre1.8.0_3xx\lib\security\java.security''' file you need to remove a parameter :&amp;lt;br /&amp;gt;&lt;br /&gt;
Around the line 690:&amp;lt;br /&amp;gt;&lt;br /&gt;
    jdk.jar.disabledAlgorithms=MD2, MD5, RSA keySize &amp;lt; 1024, \ &amp;lt;br /&amp;gt;&lt;br /&gt;
    DSA keySize &amp;lt; 1024, include jdk.disabled.namedCurves, \ &amp;lt;br /&amp;gt;&lt;br /&gt;
    SHA1 denyAfter 2019-01-01&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
To keep only:&amp;lt;br /&amp;gt;&lt;br /&gt;
    jdk.jar.disabledAlgorithms=MD2, MD5, RSA keySize &amp;lt; 1024, \&amp;lt;br /&amp;gt;&lt;br /&gt;
    DSA keySize &amp;lt; 1024, include jdk.disabled.namedCurves&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Be careful, you may have two java instances : C:\Program Files\java and C:\Program Files (x86)\java, change the one used within the sending service, or both.&lt;br /&gt;
&lt;br /&gt;
Once done, restart the sending service.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== No keystore configured ===&lt;br /&gt;
[[File:ErrMsg_NoKeystoreConfigured.png| 250 px | border |Image : No keystore configured | link=Transmission_Module#Keystore_Selection]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
This message occurs in the transmission module. &amp;lt;br /&amp;gt;&lt;br /&gt;
You must set up your keystore, see : [[Transmission_Module#Keystore_Selection]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Reporter is blocked ===&lt;br /&gt;
[[Transmission_Module#Reporter_is_blocked|Click the picture below in order to access the resolution procedure.]]&lt;br /&gt;
[[File:reporterisblocked.jpg|image : Reporter is blocked message|link=Transmission_Module#Reporter_is_blocked]]&amp;lt;br /&amp;gt;&lt;br /&gt;
This message occurs in the sending service. &amp;lt;br /&amp;gt;&lt;br /&gt;
Your company's certificate has been updated recently and the declarer's code not registered again to the CSSF.&amp;lt;br /&amp;gt;&lt;br /&gt;
Please ask your e-file administrator to do it, following this : [[E-file_Administration#How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== The file name does not match one of these regular expressions ===&lt;br /&gt;
[[File:ErrMsg_FileNameRegExpr.png| 700 px | border ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
The file name is wrong. &amp;lt;br /&amp;gt;&lt;br /&gt;
Check it and try again.&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
===Unable to run the application===&lt;br /&gt;
This message could occurs when launching the SD install assistant.&lt;br /&gt;
&lt;br /&gt;
If so [[Transmission_Module#Delete_Java_cache|delete the java cache.]]&lt;br /&gt;
&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
===The security token could not be authenticated or authorized===&lt;br /&gt;
&lt;br /&gt;
This error occurs in the sending service.&lt;br /&gt;
It is often due to a Sending Service user account issue.&amp;lt;br&amp;gt;&lt;br /&gt;
The account is locked or the password used during the installation is not the correct one&amp;lt;br&amp;gt;&lt;br /&gt;
We advise you to verify, in the administration module is locked (and eventually unlock it) &amp;lt;br&amp;gt;&lt;br /&gt;
You can also reinitialise the password via the option Forgotten password from the [https://www.e-file.lu eFile] login page&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Unable to send documents because the declarer is blocked ===&lt;br /&gt;
[[File:ErrMsg_UnabletoSendDeclarerBlocked.png| 400 px | border | link=https://www.e-file.lu/wiki/E-file_Administration#Registration_of_your_LUXTRUST_certificate_with_the_CSSF ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
Your company's certificate has been updated recently and the declarer's code not registered again to the CSSF.&amp;lt;br /&amp;gt;&lt;br /&gt;
Please ask your e-file administrator to do it, following this : [[E-file_Administration#How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
=== Unable to send documents because the sender is blocked ===&lt;br /&gt;
[[File:Senderisblocked.jpg| 400 px | border | link=https://www.e-file.lu/wiki/E-file_Administration#Registration_of_your_LUXTRUST_certificate_with_the_CSSF ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
Your company's certificate has been updated recently and your CSSF code not registered again to the CSSF.&amp;lt;br /&amp;gt;&lt;br /&gt;
Please ask your e-file administrator to do it, following this : [[E-file_Administration#How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF]] &amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
----&lt;br /&gt;
&lt;br /&gt;
== e-file - Other problems without messages  ==&lt;br /&gt;
&lt;br /&gt;
=== Still asking for authentication ===&lt;br /&gt;
''When entering your credentials, you always come back to the identification form.''&amp;lt;br /&amp;gt;&lt;br /&gt;
[[File:ErrMsg_StillAuthentification.png | 200 px ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt; You may use a wrong URL, check if you are using www.e-file.lu. Don't forget the 'www'.&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=== Still blank page ===&lt;br /&gt;
''When trying to enter a module, you are getting a blank page instead.''&amp;lt;br /&amp;gt;&lt;br /&gt;
[[File:ErrMsg_StillBlankPage.png | 400 px ]]&amp;lt;br /&amp;gt;&lt;br /&gt;
-&amp;gt; Check if the browser has finished loading the page, then try to hit CTRL+F5 keys to empty its cache.&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== e-file - Messages in the detailed view on KIDs report ==&lt;br /&gt;
&lt;br /&gt;
The dashboard '''3_24 – Follow up: Detailed view on KID''' is the central hub for various information flows, it shows:&lt;br /&gt;
&lt;br /&gt;
*share class information and status at Fundsquare level &lt;br /&gt;
*share class information and status (for LU funds) at the CSSF level &lt;br /&gt;
*KID reference date, document link and status by filing country and language (Published – Y/N)&lt;br /&gt;
*Registration matrix and distribution matrix status by filing country  &lt;br /&gt;
*Filing status (pending (P) – orange, selected (S) – blue, transmitted (date of package) – green) by filing country and language&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
In order to anticipate and ease the annual KID update for your Funds, please generate the '''3_24 – Follow up: Detailed view on KID''' as follows:&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''1. Click the Dashboard icon''':&amp;lt;br /&amp;gt;[[File:D-board.png|250 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''2. Select and generate the Dashboard''':&amp;lt;br /&amp;gt;[[File:DetailedViewKIID_1.png|border|800 px]] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''3. Analyze the reports as follows''':&amp;lt;br /&amp;gt;[[File:DetailedViewKIID_2.png|900 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''4. Look up the suggested actions of Fundsquare to solve the warnings and errors you may find as message in the report:'''&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: left;&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|- &lt;br /&gt;
|'''Error/Warning ID''' || '''Short Description''' || '''Fundsquare's Resolution Proposal'''&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#21B8B5; color:white&amp;quot;&amp;gt;O&amp;lt;/div&amp;gt;||OK||No action required.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:white; color:black&amp;quot;&amp;gt;&amp;quot;blank&amp;quot;&amp;lt;/div&amp;gt;||No Status AND KID||Please amend the registration and distribution matrix in E-file v2 with the updated Status of share class and/or provide a valid KID where necessary.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E&amp;lt;/div&amp;gt;||Action required, inconsistent data||The system detected an inconsistency between the data of the CSSF and Fundsquare on an active line. &amp;lt;br /&amp;gt;This requires an immediate action on the client end to align the information between the CSSF and Fundsquare. &amp;lt;br /&amp;gt;A new FFS is required. The FFS can be run out of the dashboard section of e-file.lu V2.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E2&amp;lt;/div&amp;gt;||Inactive AND Status = R, D  AND KID||Please amend the registration and distribution matrix in E-file v2 with the updated Status of share class and/or provide a valid KID where necessary.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E3&amp;lt;/div&amp;gt;||DtRef CSSF &amp;lt; KID Date||Please amend the reference date of the KID with the appropriate date as known by the CSSF or re-index the KID Date in the Document Management Module of e-file V2.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E4&amp;lt;/div&amp;gt;||Status =  A, N, R, D AND No KID||No KID available in the Fundsquare Database. &amp;lt;br /&amp;gt;Please provide the required KID since the fund registration status expects a KID in our database or amend the registration and distribution status accordingly.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E5&amp;lt;/div&amp;gt;||Status = E, A, N AND KID||Share class not yet registered according to our records. &amp;lt;br /&amp;gt;Please amend the registration and distribution Matrix with the appropriate status or relaunch the registration.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E6&amp;lt;/div&amp;gt;||Status = D AND Transmitted BUT Not public||Please, launch the Document Management tool of e-file V2 and publish the documents manually or request an automatism your Client Service Manager can potentially activate &lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E8&amp;lt;/div&amp;gt;||For Lux : Active AND KID available BUT no status in RegMat||Please amend the registration and distribution matrix in E-file v2 with the updated status of share class.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E9&amp;lt;/div&amp;gt;||Closed in the CSSF system BUT Status RegMat &amp;lt;&amp;gt; RX, DX||Please amend the correct Status in registration and distribution matrix and/or align the status to de-registered (RX)/no longer distributed (DX)&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E10&amp;lt;/div&amp;gt;||Unknown in the CSSF system BUT has a status in RegMat||Please contact the CSSF in order to list the instrument in their database and/or update the registration and distribution matrix.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:red; color:white&amp;quot;&amp;gt;E11&amp;lt;/div&amp;gt;||KID pending BUT Closed in the CSSF system||Please contact the CSSF and ask for update concerning the share class or ask to close the share class to Fundsquare and archive the KID.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W&amp;lt;/div&amp;gt;||Inactive and missing Information in Fundsquare||The line appears inactive at the CSSF and Fundsquare possesses no single information on this line. &amp;lt;br /&amp;gt;A warning may not trigger any action on your end, but at least the system announces a discrepancy in the system.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W1&amp;lt;/div&amp;gt;||Inactive BUT KID||Please ask for activation of the concerned share class at Fundsquare / CSSF Level&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W7&amp;lt;/div&amp;gt;||Status = R AND Transmitted BUT Not public||Please publish the KID for the given instrument, since the fund is according to its status registered and the KID has been transmitted to the CSSF, &amp;lt;br /&amp;gt; thus should be publically available to investors.&lt;br /&gt;
|- &lt;br /&gt;
|&amp;lt;div style=&amp;quot;background:#FF8040; color:white&amp;quot;&amp;gt;W12&amp;lt;/div&amp;gt;||Inactive BUT KID||Please ask for activation of the concerned share class at Fundsquare / CSSF Level&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== e-file - Document upload by FTP ==&lt;br /&gt;
&lt;br /&gt;
Fundsquare S.A. is accepting documents such as KIDs, Prospectus... by various transmission modes. You can either manually upload them, or provide them by FTP. &amp;lt;br /&amp;gt;&lt;br /&gt;
In case of an FTP transmission, the system will generate after successful acceptance of your ZIP a acknowledge receipt file for the transmission.&amp;lt;br /&amp;gt;&lt;br /&gt;
The system considers the document with the most recent reference date (in the name) as current version.&lt;br /&gt;
&lt;br /&gt;
The file either confirms successful integration of your documents or highlight &amp;quot;indexation errors&amp;quot;. &amp;lt;br /&amp;gt;&lt;br /&gt;
Depending on the different indexation error we identify, we propose different ways for their resolution. &amp;lt;br /&amp;gt;&lt;br /&gt;
The below table will list the error message, the detailed description of the error and how the error can be resolved.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: left&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  '''Error Message''' || '''Error Message Description''' || '''Resolution Proposal'''&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  ''unrecognized instrument'' || You are trying to upload a file with reference to an instrument that the system cannot identify in Fundsquare's Database. || Please complete the FDF and send back to us([https://www.e-file.lu/wiki/index.php/E-file_Static_Data_Management#How_to_complete_the_FDF)]. As soon as the instrument has been created the ISIN number will be available, &amp;lt;br /&amp;gt;or index the document manually by visiting the indexation error screen of e-file.&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  ''document type non recognized'' || You are trying to upload a file with reference to a document type that is unknown to Fundsquare. || Please review the document type name and have it corrected. &amp;lt;br /&amp;gt;In most cases this is due to a typo in the file name and as you are not respecting the agreed naming convention.&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|  ''country code non recognized'' || You are trying to upload a file with reference to a country code that is unknown to Fundsquare. || The naming convention expects that the ISO 3166-1 alpha-2 convention is applied. Further details can be found here: [https://en.wikipedia.org/wiki/ISO_3166-1_alpha-2]&lt;br /&gt;
&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|  ''language code non recognized'' || You are trying to upload a file with reference to a language code that is unknown to Fundsquare. || The naming convention expects that the ISO 639-1 convention is applied. Further details can be found here: [https://en.wikipedia.org/wiki/List_of_ISO_639-1_codes]&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|  ''Duplicate document index'' || The name of the document has already been used (for another document existing in our database), but the content is different  || This is normally the case for updated/corrected documents&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|  ''Duplicate '' || Both the name and the content are identical (for another document existing in our database) || The document is automatically archived&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[Category: FAQ e-file]]&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=E-file_Administration&amp;diff=7991</id>
		<title>E-file Administration</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=E-file_Administration&amp;diff=7991"/>
		<updated>2026-02-27T16:50:03Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* * keystore system, Luxtrust certificate, SSL security */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
= e-file FAQ - Administrator's section =&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt;&lt;br /&gt;
[[#BackToTop|Back to the Top]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[File:Administration module icon (Figure 2).png|300px]]&lt;br /&gt;
&lt;br /&gt;
== Knowing the interface ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_am_I_allowed_to_do_as_an_administrator&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What am I allowed to do as an administrator ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The '''Administration module''' opens. Tabs are available in the '''e-file administrator''' module: (Figure 3).&lt;br /&gt;
&lt;br /&gt;
[[File:Users, Groups and Certificates (Figure 3).png|900px]]&lt;br /&gt;
&lt;br /&gt;
{|&lt;br /&gt;
|+&lt;br /&gt;
!'''Users tab'''&lt;br /&gt;
!'''Groups tab'''&lt;br /&gt;
!'''Certificates tab'''&lt;br /&gt;
!'''Sending service tab'''&lt;br /&gt;
!'''S3 keys tab'''&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
*[[#How_can_I_create_a_new_e-file_user|Create a new user]]&lt;br /&gt;
&lt;br /&gt;
*[[#Managing_permission_on_user's_account|Assign groups to a user]]&lt;br /&gt;
&lt;br /&gt;
*[[#Explore_the_interface's_items|Force password change]]&lt;br /&gt;
&lt;br /&gt;
*[[#Explore_the_interface's_items|Lock/ unlock user]]&lt;br /&gt;
&lt;br /&gt;
*[[#Explore_the_interface's_items|Delete user]]&lt;br /&gt;
|&lt;br /&gt;
*[[#Groups'_management|User management at group level]]&lt;br /&gt;
&lt;br /&gt;
* Add users to a group&lt;br /&gt;
&lt;br /&gt;
* Assign a group to users&lt;br /&gt;
&lt;br /&gt;
* Manage user profiles at group level&lt;br /&gt;
|&lt;br /&gt;
* [[#How_do_I_order_a_LUXTRUST_certificate|Order a new '''Luxtrust certificate''']]&lt;br /&gt;
&lt;br /&gt;
* [[#How_do_I_order_a_LUXTRUST_certificate|Renew your Luxtrust certificate]]&lt;br /&gt;
&lt;br /&gt;
* [[#How_do_I_activate_my_LUXTRUST_certificate_into_e-file|Activate Luxtrust certificate]]&lt;br /&gt;
|&lt;br /&gt;
:''Sending service user's management :''&lt;br /&gt;
&lt;br /&gt;
* [[#What_about_the_Sending_Service_account|Assign groups to the '''Sending Service user''']]&lt;br /&gt;
&lt;br /&gt;
* [[#What_about_the_Sending_Service_account|Subscribe the Sending Service user to '''alerts''']]&lt;br /&gt;
:''Sending service user's management - V2 :''&lt;br /&gt;
* [[Sending_Service_java-less_version|Sending service java-less version]]&lt;br /&gt;
|&lt;br /&gt;
* [[#S3_system|'''S3''' key management]]&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Explore_the_interface's_items&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Explore the interface's items&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Explanations'''&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:AdminInterface.png|center|1200px|alt=clickable image : admin interface&lt;br /&gt;
rect 83 11 944 69 [[#hereExplainAction| This is the tabs' menu ]]&lt;br /&gt;
rect 1812 154 1686 93 [[#hereExplainAction| Click to create a new user's account ]]&lt;br /&gt;
rect 237 234 28 168 [[#hereExplainAction|  The vertical menu can be reduce ]]&lt;br /&gt;
rect 238 281 31 239 [[#hereExplainAction|  Here you can set who will receive some e-mail notifications in relation with the administration ]]&lt;br /&gt;
rect 256 186 1286 232 [[#hereExplainAction| You can filter the list on a group's members or a profile]]&lt;br /&gt;
rect 406 345 450 375 [[#hereExplainAction| The crown indicates an administrator]]&lt;br /&gt;
rect 793 285 878 300 [[#hereExplainAction| By hovering over their headers, text columns can be sorted]]&lt;br /&gt;
rect 1618 281 1748 332 [[#hereExplainAction| Each line allow its actions among : * Edit, * Force password, * Lock/Unlock, * Delete]]&lt;br /&gt;
rect 1618 337 1647 369 [[#hereExplainAction| Edit the user details or group permissions]]&lt;br /&gt;
rect 1652 337 1681 369 [[#hereExplainAction| Force password change : an email is sent to the user for him to reset]]&lt;br /&gt;
rect 1687 337 1711 369 [[#hereExplainAction| Lock or Unlock the account. The icon is greyed out for new users.]]&lt;br /&gt;
rect 1716 337 1743 369 [[#hereExplainAction| Delete the account. You can not delete administrators, ask us.]]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Accounts' management ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How many users can I create ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can create as many as users' accounts you need. It is free of charge.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_create_a_new_e-file_user&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I create a new e-file user ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:Enter the administration module [[File:SDjl_8.png|150px]], you should be on the 'users' tab.&lt;br /&gt;
:Click the '''Create a user''' button [[File:Create_a_user_button_(Figure_5).png|150px]]&lt;br /&gt;
&lt;br /&gt;
:The '''Create a user''' window pops up. Complete the form as shown in the figure below and click the '''Create''' button.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:4CreateUser.png|center|900px|alt=clickable image : create user form&lt;br /&gt;
rect 1081 737 41 282 [[#hereCreatUser|All fields are mandatory]]&lt;br /&gt;
rect 991 835 42 770 [[#hereCreatUser|You must choose a first group and a user's profile ]]&lt;br /&gt;
rect 475 856 637 914 [[#hereCreatUser|Click here to validate]]&lt;br /&gt;
rect 1363 993 1216 939 [[#hereCreatUser|Click here to cancel]]&lt;br /&gt;
circle 1355 58 34 [[#hereCreatUser|Click here to cancel]]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : You do not have to create a password for the user, an automatic mail will be sent to the new user to  activate his account and create a password&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:The '''Create a user''' window closes and you return automatically to the '''Users List''' screen.&lt;br /&gt;
&lt;br /&gt;
:At the same time a '''confirmation''' window pops up on the top of the screen indicating that the user creation was successful.&lt;br /&gt;
&lt;br /&gt;
:[[File:User creation was successful (Figure 7).png|800px]]&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_change_an_existing_account's_e-mail&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I change an existing account's e-mail ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your '''e-file administrator''' login (adminXXX) and click the '''Administration module''' icon.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:SDjl_8.png|300px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''Users List''' screen opens. Click the Edit button on the line of the account to be changed.&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModuleChangeEmail.png|border]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
Click the detail tab, then Edit button&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModuleChangeEmail2.png|border|400px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
Change the e-mail then click Validate button&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModuleChangeEmail3.png|border|400px]]&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_about_the_Sending_Service_account&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What about the Sending Service account ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
As an administrator, you can manage the permission for the sending service account too.&lt;br /&gt;
See more information upon the [[Sending_Service_home|sending service]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:SDPermission.png|center|800px|alt=clickable image on SD permission&lt;br /&gt;
rect	385 1 615 68	[[#hereSDPerm| 	Click the sending service tab	]]&lt;br /&gt;
rect	7 172 192 211	[[#hereSDPerm| 	In the vertical menu, choose the proper version of your sending service	]]&lt;br /&gt;
rect	1370 310 1421 374	[[#hereSDPerm| 	On the matching line, click the edit icon	]]&lt;br /&gt;
rect	1378 442 1473 384	[[#hereSDPerm| 	A panel opens from the right, click the edit button	]]&lt;br /&gt;
rect	248 545 1231 778	[[#hereSDPerm| 	You can add or delete a group, the profile is always 'Service Déposant', subscribe to receive the authorities' feedbacks.	]]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Managing_permission_on_user's_account&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Managing permission on user's account &amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
See: [[#How_do_I_assign_groups_and_profiles_to_users|How do I assign groups and profiles to users ?]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Groups' management ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_is_an_e-file_group&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What is an e-file group ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
In e-file, a group allows you to manage permissions for similar reports in terms of type, circulars, costs or technical constraints.&lt;br /&gt;
&lt;br /&gt;
Instead of managing groups for a user, the '''Groups''' tab allows you to manage users for a given group.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Which_group_do_I_need&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Which group do I need ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;height:500px; width:auto; overflow-y:scroll&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable filterable mw-collapsible sortable&amp;quot; &lt;br /&gt;
|+ &amp;lt;span style=&amp;quot;white-space:nowrap&amp;quot;&amp;gt;Which group for my report ?&amp;lt;/span&amp;gt;&lt;br /&gt;
|- &amp;lt;div style=&amp;quot;font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Concerned   companies&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Report&amp;lt;br /&amp;gt;     naming convention&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Details&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Authority&lt;br /&gt;
! style= &amp;quot;background-color:#FF7F27; color:#FFF&amp;quot; | e-file Group&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending way&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| NOTREP&lt;br /&gt;
| Notification procedures to be   followed by a UCITS governed by Luxembourg law wishing to market its units in   another Member State of the European Union&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) Gestion   documentaire&amp;lt;br /&amp;gt;     (-) Dashboard&amp;lt;br /&amp;gt;     (-) Matrice d'enregistrement et de distribution&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| Monthly   financial information for guaranteed funds&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| -&lt;br /&gt;
| Yearly financial information&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| Interventions   on the futures and options markets&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0103&lt;br /&gt;
| Monthly statistical balance   sheet for money market funds (MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
|Investment Funds&lt;br /&gt;
|S0404&lt;br /&gt;
|Country of Marketing&lt;br /&gt;
|BCL&lt;br /&gt;
|Station Finesti&lt;br /&gt;
|KS&lt;br /&gt;
|-&lt;br /&gt;
|Investment Funds&lt;br /&gt;
|S0220&lt;br /&gt;
|Quarterly Financial Information&lt;br /&gt;
|BCL&lt;br /&gt;
|Station Finesti&lt;br /&gt;
|KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| Monthly   Security by security reporting for investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Offering document (DE)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SIF Law   2007:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report SIF (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (PM)&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Auditor report&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Auditor   report&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| UCI:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Simplified prospectus (PS)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative   Investment Fund reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) AIF&amp;lt;br /&amp;gt;     (-) AMfine&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Alternative Investment Fund   Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative Investment Fund   reporting (AIF Manager)&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) AIF&amp;lt;br /&amp;gt;     (-) AMfine&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| AnaCredit:&amp;lt;br /&amp;gt;     Collection of granular credit and credit risk data&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting Anacredit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0218-L&lt;br /&gt;
| Quarterly statistical balance   sheet of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL   pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S0219-L&lt;br /&gt;
| Information   on valuation effects on the balance sheet of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0403-L&lt;br /&gt;
| Annual Premiums, claims and   commissions of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL   pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| TPTASS&lt;br /&gt;
| Monthly   Security by security reporting of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| «SHS-Group» report:&amp;lt;br /&amp;gt;     Statistics on holdings of securities by reporting banking groups&lt;br /&gt;
| BCL&lt;br /&gt;
| SHS reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0001&lt;br /&gt;
| Daily   deposit&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0101&lt;br /&gt;
| Monthly statistical balance   sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0104&lt;br /&gt;
| Adjustments   due to valuation effects|&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0105&lt;br /&gt;
| Information on interest rates in   EUR&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0108&lt;br /&gt;
| Information   on securititation&amp;lt;br /&amp;gt;     transactions launched&amp;lt;br /&amp;gt;     by credit institutions&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0109&lt;br /&gt;
| Information on CNY (renmibi)   operations&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0205-L&lt;br /&gt;
| Quarterly   statistical balance sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0205-N&lt;br /&gt;
| Quarterly statistical balance   sheet&amp;lt;br /&amp;gt;     of credit institutions -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0208&lt;br /&gt;
| Real   estate loans for&amp;lt;br /&amp;gt;     Lxuembourg buildings&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0209-L&lt;br /&gt;
| Staff report -&amp;lt;br /&amp;gt;     Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0209-N&lt;br /&gt;
| Staff   report -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0302&lt;br /&gt;
| Non balance sheet information&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| COFREP&lt;br /&gt;
| (-)   SMRTLA (EBA V3.0 module mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| COFREP&lt;br /&gt;
| (-) SMRTLA (EBA V3.0 module   mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Audit Report on AML/CTF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Circ. 18/697 annexe1&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Annual   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Annual report consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| AC Member List&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Compliance Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des   établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Governance   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Internal Audit Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des   établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ICAAP&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| ICAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| ILAAP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| ILAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Long Form Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Long Form Branch or Specific Participation&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Reconciliation LuxGAAP FINREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Management Letter Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Audit report on rules of conduct&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Head quarter annual report&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Risk   Control Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Report on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Recovery   Plan&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Results Distribution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Single   Customer View&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Table on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Institutions - Common Reporting Standard (CRS)&lt;br /&gt;
| CRS&lt;br /&gt;
| Automatic   exchange of&amp;lt;br /&amp;gt;     financial account information&amp;lt;br /&amp;gt;     on a global level&lt;br /&gt;
| ACD&lt;br /&gt;
| Reporting CRS&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Quarterly reporting on the&amp;lt;br /&amp;gt;     financial health of the branches&amp;lt;br /&amp;gt;     parent entities&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquêtes&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Residential   credit deposits&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquêtes&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DCOR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| Enquetes&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DCOR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     P: PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquetes&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Residential real estate market&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquêtes&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Stress   test in order to assess&amp;lt;br /&amp;gt;     the interest rate risk&amp;lt;br /&amp;gt;     arising from non-trading&amp;lt;br /&amp;gt;     book activities&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquête&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0101&lt;br /&gt;
| Customer transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0110&lt;br /&gt;
| Stock   taking of payment accounts in bank money&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01100&lt;br /&gt;
| Payment services provided by   e-money institutions and payment institutions without the provision of   payment accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0111&lt;br /&gt;
| OTC cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01110&lt;br /&gt;
| Payment initiation services   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01110-F&lt;br /&gt;
| Payment   initiation services (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0112&lt;br /&gt;
| Transactions via   telecommunication, digital or IT device&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0113&lt;br /&gt;
| Credits   to the accounts by simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0114&lt;br /&gt;
| Debits from the account by   simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0102&lt;br /&gt;
| Interbank   transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0120&lt;br /&gt;
| Customer Credit transfers sent   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0120-F&lt;br /&gt;
| Customer   Credit transfers sent (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01200&lt;br /&gt;
| Stock of issued payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01201&lt;br /&gt;
| Stock of   distributed payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0121&lt;br /&gt;
| Customer credit transfers   received&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01210&lt;br /&gt;
| Stock of   terminals by terminal type&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01220&lt;br /&gt;
| Stock of accounts (except   e-money accounts)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01221&lt;br /&gt;
| Stock of   e-money accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01222&lt;br /&gt;
| Stock of accessed accounts -   account information services (AIS)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01230&lt;br /&gt;
| Number   of customers&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0103&lt;br /&gt;
| Domiciliations&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01300-F&lt;br /&gt;
| Losses due to fraud per   liability bearer&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130-F&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0131&lt;br /&gt;
| Direct debits - reporting as   debtor's PSP&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0104&lt;br /&gt;
| Inventory   cards / terminals&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0140&lt;br /&gt;
| SEPA R-transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0141&lt;br /&gt;
| Interbank   payment transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0142&lt;br /&gt;
| Intermediated payment   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0105&lt;br /&gt;
| Card   transactiosn (Issuing part)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0150&lt;br /&gt;
| Card transactions with cards   issued by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0150-F&lt;br /&gt;
| Card   transactions with cards issued by resident PSPs (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0151&lt;br /&gt;
| Electronic card transactions   with cards issued by resident PSPs, split by Merchant Category Codes (MCC)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0152&lt;br /&gt;
| Card   transactions acquired by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0152F&lt;br /&gt;
| Card transactions acquired by   resident PSPs (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0153&lt;br /&gt;
| Fundings   and withdrawals related to prepaid cards&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0106&lt;br /&gt;
| Card transactiosn (Acquiring   part)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0160&lt;br /&gt;
| Cheques   and money remittances (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0160-F&lt;br /&gt;
| Cheques and money remittances   (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0107&lt;br /&gt;
| Cheques   and money orders&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0170&lt;br /&gt;
| Over-the-counter (OTC) cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0108&lt;br /&gt;
| Electronic   money scheme&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0180&lt;br /&gt;
| Book entries&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0109&lt;br /&gt;
| Card   based e-money schemes&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0190&lt;br /&gt;
| Fundings and withdrawals in   e-money (except prepaid cards)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0191&lt;br /&gt;
| E-money   transfers (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0191-F&lt;br /&gt;
| E-money transfers (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Fonds de   garantie&amp;lt;br /&amp;gt;     des dépôts Luxembourg&amp;lt;br /&amp;gt;     (FGDL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquête&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Capital adequacy of&amp;lt;br /&amp;gt;     payment institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Profit   and loss accoount&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated&amp;lt;br /&amp;gt;     in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Statement of&amp;lt;br /&amp;gt;     authorised reinvestments&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Capital   adequacy of&amp;lt;br /&amp;gt;     electronic money institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Profit and loss account&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Analysis   of shareholdings&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Institutions - Foreign   Account Tax Compliance Act (FATCA)&lt;br /&gt;
| FATCA&lt;br /&gt;
| Foreign Account Tax Compliance   Act Reporting&lt;br /&gt;
| ACD&lt;br /&gt;
| Groupe FATCA&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Annual report of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| Information   on participating interest&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| Information on staff costs and   taxes&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| LCRDAX&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Companies&lt;br /&gt;
| S0216&lt;br /&gt;
| Quarterly statistical balance of   Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting des   sociétés émettrices&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| S0217&lt;br /&gt;
| Transactions   of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting des sociétés émettrices&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Key Investor Information   Document&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010 and Loi 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) V: non-reglem.&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| S3&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Long Form reports (UCI Law 2010)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| SGOREP&lt;br /&gt;
| (-) SG 1A: Financial   situation&amp;lt;br /&amp;gt;     (-) SG 1B: Profit and loss account&amp;lt;br /&amp;gt;     (-) SG 1C: Table relating to other activities&amp;lt;br /&amp;gt;     (-) SG 2: Other activities&amp;lt;br /&amp;gt;     (-) SG: Personnel Table relating to staff&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport Société   de Gestion&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Management letters&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Management letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Articles   of Incorporation of UCITS&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management Regulations of   UCITS&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| MiFID   II / MiFIR&lt;br /&gt;
| TAFREP&lt;br /&gt;
| Article   26 of Regulation&amp;lt;br /&amp;gt;     No 600/2014:&amp;lt;br /&amp;gt;     Obligation to report transactions&amp;lt;br /&amp;gt;     (Markets in financial instruments =&amp;gt; MiFIR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Report TAF-MIFID&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Other   reporting CSSF BCL&lt;br /&gt;
| OTHREP&lt;br /&gt;
| Other   reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting OTHER (CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| BOP101&lt;br /&gt;
| Balance of payments reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| Balance des   Paiements&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BOP102&lt;br /&gt;
| Cross-border   payments&amp;lt;br /&amp;gt;     executed for the account&amp;lt;br /&amp;gt;     of the resident counterparts&lt;br /&gt;
| BCL&lt;br /&gt;
| Balance des Paiements&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| PSFREP&lt;br /&gt;
| Reporting population:&amp;lt;br /&amp;gt;     (-) Investment firms&amp;lt;br /&amp;gt;     (-) Specialised PFS&amp;lt;br /&amp;gt;     (-) Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport PSF&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| N01 (Comp); N02 (Comp); N03 (Comp);&amp;lt;br /&amp;gt;     N04 (Comp); N05 (Réviseur); N06( Réviseur);&amp;lt;br /&amp;gt;     N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12   (Réviseur);&amp;lt;br /&amp;gt;     N13&amp;lt;br /&amp;gt;     (Comp);&amp;lt;br /&amp;gt;     N14&amp;lt;br /&amp;gt;     'Comp)&lt;br /&gt;
| Rapports   narratifs&lt;br /&gt;
| CAA&lt;br /&gt;
| Groupe CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CSDREP&lt;br /&gt;
| Reporting CSDR:&amp;lt;br /&amp;gt;     Introduction of quarterly internalised settlement reporting   requirements&amp;lt;br /&amp;gt;     pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting   CSDR-9&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BNNNN&lt;br /&gt;
| List of   head offices, agencies,&amp;lt;br /&amp;gt;     branches and representative offices&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDIFACT&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Institutions for Occupational   Retirement Provision&lt;br /&gt;
| SUFREP&lt;br /&gt;
| Annual and quarterly reporting   according to Circular CSSF 19/726 of 26 July 2019&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting IORP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Money   Market Funds (MMF)&lt;br /&gt;
| MMFREP&lt;br /&gt;
| •   According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF   must report information to the competent authority (CSSF) of the MMF, at   least on a quarterly basis or - for MMF with assets under management of less   than Eur 100 million - on at least an annual basis.&amp;lt;br /&amp;gt;     • The first quarterly report should be sent to the competent authority of   the MMF no later than 30 days after the end of Q1 2020.&lt;br /&gt;
| CSSF&lt;br /&gt;
| Money market fund reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0112-L&lt;br /&gt;
| Indirect withdrawal and   remittance of banknotes denominated in EUR through an intermediary&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting S1.12&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| Monthly   security by security reporting of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting des sociétés émettrices&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| U11&lt;br /&gt;
| Monthly financial information   UCITS and UCI&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre   Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Non-resident&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Resident customers&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre   Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| SFDR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| SFDR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SIC&lt;br /&gt;
| Financial   information to be submitted by investment companies in risk capital (SICARs)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting SICAR&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| UCI Law 2010:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (MP)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S01; S02; S03; S04; S05;&amp;lt;br /&amp;gt;     S06 (Réviseur); S07; S08;&amp;lt;br /&amp;gt;     S09; S10; S11; S12; S13;&amp;lt;br /&amp;gt;     S14; S15; S16; S17; S18;&amp;lt;br /&amp;gt;     S19; S20; S23&lt;br /&gt;
| XBRL   reports Solvency II&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| S0214&lt;br /&gt;
| Quarterly statistical balance&lt;br /&gt;
| BCL&lt;br /&gt;
| Véhicule   titrisation&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Securitisation   Vehicles&lt;br /&gt;
| S0215&lt;br /&gt;
| Transactions   and write-offs/write-downs on securitised loans&lt;br /&gt;
| BCL&lt;br /&gt;
| Véhicule titrisation&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| Security by security reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| Véhicule   titrisation&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     A: Alternative Investment fund manager (AIFM)&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR   reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     S: Management company&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR   reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) P: PFS&amp;lt;br /&amp;gt;     (-) I: Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR reporting&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Other reporting CSSF BCL&lt;br /&gt;
| OTXREP&lt;br /&gt;
| Various correspondence&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting OTHER   (BCL)&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SPJ&lt;br /&gt;
| Notification and execution of   court orders&lt;br /&gt;
| SPJ&lt;br /&gt;
| Perquisitions   électroniques&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI)(FR)&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| ALMXXX&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management letters of Investment   fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0106&lt;br /&gt;
| Monthly statistical balance   sheet for non-money market funds (non-MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0213&lt;br /&gt;
| Quarterly   statistical balance sheet for non-MMF investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| CED&lt;br /&gt;
| Etat de situation relatif aux   contrats en déshérence&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| CPR&lt;br /&gt;
| Compte   rendu&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ESP&lt;br /&gt;
| Enquête spécifique&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ETR&lt;br /&gt;
| Etat   trimestriel&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| FIR&lt;br /&gt;
| Fiche de renseignement&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| PDA&lt;br /&gt;
| Rapport   PDAL (Procédure de Dissolution Administrative sans Liquidation)&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RAC&lt;br /&gt;
| Rapport actuariel&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RDC&lt;br /&gt;
| Rapport   distinct complémentaire du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RDI&lt;br /&gt;
| Rapport distinct du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RGO&lt;br /&gt;
| Rapport   de gouvernance&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RLB&lt;br /&gt;
| Rapport LBCFT&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RRE&lt;br /&gt;
| Rapports   sur le traitement des réclamations&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RSE&lt;br /&gt;
| Rapport distinct Solvabilité 2   de l'entreprise&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RSO&lt;br /&gt;
| Rapport   distinct Solvabilité 2 du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ICS&lt;br /&gt;
| Yearly Survey on Covered   Investment claims (SIIL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquête&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ROI&amp;lt;br /&amp;gt;     DIN&lt;br /&gt;
| DORA   Register of Information&amp;lt;br /&amp;gt;     DORA Incident Reporting&lt;br /&gt;
| CAA&lt;br /&gt;
| Groupe CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DPAAIF&lt;br /&gt;
| self-assessment &amp;lt;br /&amp;gt;     questionnaire PDAOFI&lt;br /&gt;
| CSSF&lt;br /&gt;
| PDAOFI   reporting&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| (-) ALM   corep_alm_con.xsd&amp;lt;br /&amp;gt;     corep_alm_ind.xsd corep_alm.xsd&amp;lt;br /&amp;gt;     (-) LCRDA corep_lcr_da_con.xsd&amp;lt;br /&amp;gt;     corep_lcr_da_ind.xsd corep_lcr_da.xsd&amp;lt;br /&amp;gt;     (-) IRRBB irrbb.xsd&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| S3&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get a missing group ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
If you think that the group you need is not available in your list, please [[How_to_contact_us|ask us]] to check and/or add it.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_manage_users_at_group_level&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I manage users at group level ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your '''e-file administrator''' login (adminXXX) and click the '''Administration module''' icon (Figure 21).&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:SDjl_8.png|400px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 21)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Example'''&amp;lt;/u&amp;gt;: &lt;br /&gt;
&lt;br /&gt;
If you want to know the users to which the group '''Group FATCA''' has been assigned or if you want to add a new user to the group, please follow the instructions below.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Press the '''Groups''' button. The '''Groups list''' page opens. All groups assigned to your company are shown here (Figure 22).&lt;br /&gt;
&lt;br /&gt;
[[File:3GroupList.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 22)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''Edit groups''' icon [[File:EditGroupSD.png|20px]] in order to view all the users assigned to '''Groupe FATCA''' group (Figure 23).&lt;br /&gt;
&lt;br /&gt;
[[File:2EditGroup.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 23)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Group detail''' page opens. Here you can find detailed information on the '''Group FATCA''' (e.g. Status date, number of inactive users, number of locked users) (Figure 24).&lt;br /&gt;
&lt;br /&gt;
[[File:GroupDetailPage.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 24)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Press the '''Users''' button (Figure 25)&lt;br /&gt;
&lt;br /&gt;
[[File:GroupDetailUsers.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 25)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The Group detail / Users page opens. All users assigned to the '''Group FATCA''' are listed here(Figure 26).&lt;br /&gt;
&lt;br /&gt;
[[File:GroupUsrsList2.png|600px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 26)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Press the '''Edit Users''' button [[File:EditUserButton.png|100px]] (Figure 27)&lt;br /&gt;
&lt;br /&gt;
[[File:EditUsersGroup.png|600px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 27)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Users''' page opens in '''Edit mode''' (Figure 28)&lt;br /&gt;
&lt;br /&gt;
[[File:UsersEditGroup.png|600px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 28)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The following actions can be done here:&lt;br /&gt;
&lt;br /&gt;
1. '''ADD A USER'''. Select the user and his profile you want to add.&lt;br /&gt;
&lt;br /&gt;
2. Change the '''Profile''' of the user&lt;br /&gt;
&lt;br /&gt;
3. Delete the '''User'''&lt;br /&gt;
&lt;br /&gt;
4. Once you have made your changes, press the VALDATE CHANGES button [[File:ValidateChanges.png|100px]] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Users''' window closes and you return automatically to the '''Groups List''' screen.&lt;br /&gt;
&lt;br /&gt;
At the same time a confirmation window pops up on the top of the screen indicating that the assignment was successful (Figure 29). &lt;br /&gt;
&lt;br /&gt;
[[File:AssignmentsSaved.png|800px]] &lt;br /&gt;
&lt;br /&gt;
(Figure 29)&lt;br /&gt;
-------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_assign_groups_and_profiles_to_users&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I assign groups and profiles to users ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Example&amp;lt;/u&amp;gt;: &lt;br /&gt;
&lt;br /&gt;
If a user has to send '''FATCA reportings''' to the authority, the e-file administrator must assign the &amp;lt;u&amp;gt;group&amp;lt;/u&amp;gt; '''Rapport FATCA''' and the &amp;lt;u&amp;gt;profile&amp;lt;/u&amp;gt; '''Manager''' to the user.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Open the '''User management''' screen in the '''Users''' tab and click the '''Edit''' [[File:EditGroupSD.png|20px]] icon of the user to whom you want assign [[E-file_Administration#Which_group_do_I_need|'''groups''']] and a specific [[E-file_Administration#User_profiles |'''profile''']] (Figure 11).&lt;br /&gt;
&lt;br /&gt;
[[File:A specific profile (Figure 11).png|900px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 11)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''User details''' screen opens. Click the '''Groups''' button (Figure 12).&lt;br /&gt;
&lt;br /&gt;
[[File:2AddGroup.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 12)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
The '''User details / Groups''' screen opens. Click the '''Edit button''' (Figure 13).&lt;br /&gt;
&lt;br /&gt;
[[File:2GroupDetails.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 13)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''User details / Groups''' screen opens in '''Edit''' mode (Figure 14).&lt;br /&gt;
&lt;br /&gt;
Click the '''ADD A GROUP''' button [[File:AddGroup.png|100px]], select the [[E-file_Administration#Which_group_do_I_need|'''groups''']] and '''profile''' you want to assign and click the '''Validate''' button.&lt;br /&gt;
&lt;br /&gt;
[[File:4Add group.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 14)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''User details / Groups''' window closes and you return automatically to the '''Groups List''' screen.&lt;br /&gt;
&lt;br /&gt;
At the same time a '''confirmation''' window pops up on the top of the screen indicating that the group assignment was successfully saved (Figure 15).&lt;br /&gt;
&lt;br /&gt;
[[File:AssignmentsSaved.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 15)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Please be informed that you can find detailed information on all groups on our Wikipage [[E-file_Administration#Which_group_do_I_need|''''e-file Administrator FAQ'''']]; column &amp;lt;u&amp;gt;e-file user account: &amp;quot;groupe&amp;quot;&amp;lt;/u&amp;gt;.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
=== User profiles === &lt;br /&gt;
&lt;br /&gt;
====Administrator (EN)/ Administrateur  (FR)====&lt;br /&gt;
&lt;br /&gt;
The Administrator profile allows the e-file administrator to order and activate LuxTrust certificate(s), manage user accounts, groups, user profiles, lock and un lock user account.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==== Guest (EN) */ Visiteur (FR) * ====&lt;br /&gt;
&lt;br /&gt;
* The Guest can consult the information or documents of his affected group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* The Guest cannot submit reports or documents via e-file.&lt;br /&gt;
&lt;br /&gt;
====Manager (EN)/ Responsable (FR)====&lt;br /&gt;
&lt;br /&gt;
* The Manager can consult the information or documents of his affected group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* The Manager can submit reports linked to his group(s) via e-file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
====Operator (EN) */ Opérateur (FR) * ====&lt;br /&gt;
&lt;br /&gt;
* The Operator can consult the information or documents of his affected group(s).&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&lt;br /&gt;
&lt;br /&gt;
* The Operator submit reports linked to his group(s) to validation by a Validator.&lt;br /&gt;
&lt;br /&gt;
====Validator (EN) */ Valideur (FR) * ====&lt;br /&gt;
&lt;br /&gt;
* The Validator can consult the information or documents of his affected group(s).&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&lt;br /&gt;
&lt;br /&gt;
* He validates or rejects reports awaiting for validation linked to his group(s).&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
(*) Available depending the group&lt;br /&gt;
---------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Security's management ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=keystore_system&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
=== * keystore system, Luxtrust certificate, SSL security ===&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_order_a_LUXTRUST_certificate&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;span id=LUXTRUST_certificate_purchase_order&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I order a LUXTRUST certificate ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Certain reporting files transmitted to the supervisory authorities must be encrypted.&amp;lt;br&amp;gt;&lt;br /&gt;
Prior your first filing you will have to order and activate a Luxtrust certificate.&amp;lt;br&amp;gt;&lt;br /&gt;
The only certificate authorised for the file encryption by the reporting entity are '''SSL certificates''' from the certification authority [https://www.easyssl.lu/?product=e-file LUXTRUST].&lt;br /&gt;
&lt;br /&gt;
Please check the [[Transmission_Module#System_requirements|system requirements]] to run the e-file applications.&lt;br /&gt;
&lt;br /&gt;
=== Key and Certificate Request generation ===&lt;br /&gt;
&lt;br /&gt;
Please be informed that during the next steps &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;two files&amp;lt;/u&amp;gt;  &amp;lt;/span&amp;gt; will be generated:&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; 1- &amp;lt;/span&amp;gt; the keystore file '''keystore.ks''' containing your new keys&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; 2- &amp;lt;/span&amp;gt; the certificate request file '''Certificate Request.csr''' containing a copy of your new keys. &amp;lt;u&amp;gt;This file must be uploaded on LUXTRUST's website during your purchase order&amp;lt;/u&amp;gt; .&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the Luxtrust SSL certificate purchase order and its activation have to be performed on the same computer workstation.&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your [[E-file Administration|'''e-file administrator''']] credentials (adminXXX) and click the '''Administration module''' icon (Figure 30).&lt;br /&gt;
&lt;br /&gt;
[[File:Administration module icon (Figure 2).png|400px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 30)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''Certificates ''' button (Figure 31)&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule_2.png|border|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 31)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''Certificates Management''' screen opens. Click the '''CERTIFICATE REQUEST - ACTIVATION MENU''' link (Figure 32).&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule_3.png|border|1000px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 32)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Result&amp;lt;/u&amp;gt;: A new screen opens displaying GENERATE CERTIFICATE KEYS - BEFORE LUXTRUST WEBSITE ORDER on the left side of the page&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
&lt;br /&gt;
Configure your keystore (Figure 33).&lt;br /&gt;
&lt;br /&gt;
[[File:Configure_your_keystore.png|border|1000px]]&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
(Figure 33)&lt;br /&gt;
&lt;br /&gt;
a. &amp;lt;u&amp;gt;Select the keystore import method&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
If you order the certificate for the &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''very first time'''&amp;lt;/u&amp;gt;  &amp;lt;/span&amp;gt;, select '''Create a new keystore file''' option and indicate a keystore name.&lt;br /&gt;
&lt;br /&gt;
In the case you have to &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''renew'''&amp;lt;/u&amp;gt;  &amp;lt;/span&amp;gt; your certificate, you '''&amp;lt;u&amp;gt;must&amp;lt;/u&amp;gt; '''select your '''curent keystore file''' by using the ''browse file'' or ''drag &amp;amp; drop'' feature to import it.&lt;br /&gt;
 &lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : in both case, the new keystore will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
- File name:  choose your keystore name, for example '''keystore.ks'''&lt;br /&gt;
&lt;br /&gt;
- File type : .ks&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
b. &amp;lt;u&amp;gt;Password &amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
If you order the certificate for the &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''very first time'''&amp;lt;/u&amp;gt; &amp;lt;/span&amp;gt;, you have to define a brand-new '''keystore password'''.&lt;br /&gt;
A confirmation is required &lt;br /&gt;
&lt;br /&gt;
In the case you have to &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''renew'''&amp;lt;/u&amp;gt; &amp;lt;/span&amp;gt; your certificate, e.g. its validity date expired, you &amp;lt;u&amp;gt;must&amp;lt;/u&amp;gt; use the '''keystore password''' that had been created when you ordered the certificate for the '''very first time'''.&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;''' Important note : the keystore password has to be shared with all e-file users who have to transmit encrypted documents or decrypt feedback files received from the supervisory authorities. &amp;lt;/span&amp;gt;.&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;''' Important note : if you loose your keystore password, you will have to generate a new key and order a new certificate. &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
c. &amp;lt;u&amp;gt;Certificate request name (.csr)&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
You have to define a name for the technical certificate request file required by Luxtrust, for example '''CertificateRequest.csr'''&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the certificate request will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads.'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
- File name:  '''CertificateRequest.csr'''&lt;br /&gt;
&lt;br /&gt;
- File type : .csr&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 5&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Verify the Company information.  (Figure 34) :&lt;br /&gt;
&lt;br /&gt;
[[File:Company_information.png|border|1300px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 34)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The related fields will be pre-filled in with information we currently have in our system.  Feel free to make changes if necessary.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 6&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
&lt;br /&gt;
Click the '''Generate keys''' button.  &lt;br /&gt;
&lt;br /&gt;
A window will pop up inviting you to download the Keystore file and Certificate Signing Request (Figure 35).&lt;br /&gt;
&lt;br /&gt;
[[File:Keystore CSR download window.PNG|border|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 35)&lt;br /&gt;
&lt;br /&gt;
You must click on each of the Download buttons in order to activate the OK button.&amp;lt;br&amp;gt;&lt;br /&gt;
Then click OK to clear the message window.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Both keystore and certificate request files will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the updated keystore will be generated with a new name as follows: &amp;lt;br&amp;gt;The name of the previous keystore + a timestamp displayed as yyyymm + onhold. &amp;lt;br&amp;gt;&amp;lt;br&amp;gt;Example: oldname : MyKeystore.ks / new name : MyKeystore_202212_onhold.ks''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : we advise you to back up the keystore.ks and CertificateRequest files.''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
===  Finalize your LUXTRUST purchase order ===&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Before to start order in the Luxtrust website make sure that you have process the previous part (Key and Certificate Request generation). &amp;lt;/span&amp;gt; &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
-Open the [https://www.easyssl.lu/?product=e-file LUXTRUST easy SSL e-file website].&lt;br /&gt;
&lt;br /&gt;
-Browse to SSL Certificate section and click the E-FILE icon &lt;br /&gt;
[[File:Sans titre.png|50px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
-Choose the period of validity of your certificate and click the ORDER E-FILE button.&lt;br /&gt;
&lt;br /&gt;
-If you do not have a LUXTRUST easy SSL e-file account you have to get registered.&lt;br /&gt;
&lt;br /&gt;
-Once registered, complete the whole order form, upload your '''CertificateRequest&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt;.csr &amp;lt;/span&amp;gt;''' file, accept the TERMS AND CONDITIONS and click the PLACE ORDER button.&lt;br /&gt;
&lt;br /&gt;
-Shortly afterwards, you will receive an e-mail from LUXTRUST confirming your purchase order.&lt;br /&gt;
&lt;br /&gt;
-Please follow all instructions provided in the e-mail and its PDF attachment (Send signed PDF by post with all required documents to the address indicated inside, process the payment etc.)&lt;br /&gt;
&lt;br /&gt;
----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_activate_my_LUXTRUST_certificate_into_e-file&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I activate (integrate) my LUXTRUST certificate into e-file ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The certificate file will be sent to the e-mail address you provided in your purchase order.&lt;br /&gt;
&lt;br /&gt;
The extension of this file will be .txt, in order to prevent your firewall from blocking the attached file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note: save the file .txt on your computer workstation and &amp;lt;u&amp;gt;replace&amp;lt;/u&amp;gt; the .txt extension by &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt;.cer &amp;lt;/span&amp;gt;  &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Double-click the &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; .cer &amp;lt;/span&amp;gt; file. You should be able to see your certificate as shown below (Figure 36):&lt;br /&gt;
&lt;br /&gt;
[[File:Certificate visual example.png|alt=Certificate example|377x377px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 36)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the Luxtrust SSL certificate ordering and its activation have to be performed on the same computer workstation.&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your [[E-file Administration|'''e-file administrator''']] credentials (adminXXX) and click the '''Administration module''' icon (Figure 37).&lt;br /&gt;
&lt;br /&gt;
[[File:Administration module icon (Figure 2).png|400px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 37)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
&lt;br /&gt;
Click the '''Certificates ''' button (Figure 38).&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule2.png|border|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 38)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''CERTIFICATE ACTIVATION – AFTER RECEPTION OF LUXTRUST CERTIFICATE''' link (Figure 40).&lt;br /&gt;
&lt;br /&gt;
[[File:Certificate_activation.png|border|1500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 40)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 5&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Configure your keystore (Figure 41).&lt;br /&gt;
&lt;br /&gt;
[[File:Certificate_activation_steps.png | 1000px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 41)&lt;br /&gt;
&lt;br /&gt;
a. &amp;lt;u&amp;gt;Select the Group you need to use (by default Principal)&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
b. &amp;lt;u&amp;gt;Import the keystore that was generated at the same time as the Certificate Signing Request&amp;lt;/u&amp;gt;&lt;br /&gt;
(from previous step   )&lt;br /&gt;
&lt;br /&gt;
c. &amp;lt;u&amp;gt;Enter the keystore password&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
d. &amp;lt;u&amp;gt;Import the certificate you received from Luxtrust &amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 6&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''ACTIVATE CERTIFICATE''' button.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
A window will pop up and inform you that the activation has been done successfully.&lt;br /&gt;
&lt;br /&gt;
Your keystore.ks is now updated. It contains your activated LUXTRUST certificate and your encryption keys.&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule_15.png | 300px]]&lt;br /&gt;
&lt;br /&gt;
'''Note''': The display and the position of the pop up may differ regarding the Web browser you are using&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the updated keystore will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads.'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the updated keystore will be generated with a new name : the name of the previous keystore + a timestamp displayed as yyyymm + completed.&amp;lt;br&amp;gt;Example: previous name : MyKeystore.ks / new name : MyKeystore_202212_completed.ks''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : if you loose your keystore and/or its password,you will have to generate a new encryption key and order a new certificate. &amp;lt;/span&amp;gt;.&lt;br /&gt;
-------------&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_must_I_do_with_the_keystore&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What must I do with the keystore ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
===Manual file transmission===&lt;br /&gt;
&lt;br /&gt;
The activated keystore, containing your LUXTRUST certificate and your encryption keys must now be provided to the workstations of each e-file user.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Open the Transmission module&lt;br /&gt;
&lt;br /&gt;
[[File:Icon1.png | 300px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
[[File:Keystore selection After(1).PNG| 600px]]&lt;br /&gt;
&lt;br /&gt;
===Automatic file transmission===&lt;br /&gt;
&lt;br /&gt;
In the case you are using the [[Sending_Service|Sending Service]] for automatic file transmission, the activated keystore.ks must be provided as well.&lt;br /&gt;
----------------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I register my LUXTRUST certificate with the CSSF ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
For some reportings, the LUXTRUST e-file SSL certificate used by the reporting entity must be registered with the CSSF, before sending any files, according to the registration procedure described in the '''[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf#page=8 CSSF 23/833, naming convention part.]'''&lt;br /&gt;
&lt;br /&gt;
The LUXTRUST e-file SSL certificate must be registered with the CSSF for the below reportings:&amp;lt;/br&amp;gt;&lt;br /&gt;
(list extracted from [https://www.cssf.lu/fr/transport-et-securisation/#specifications-techniques Transport et sécurisation via les canaux de transmission externes])&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* COREP/FINREP reporting&lt;br /&gt;
* ESP – Special enquiries&lt;br /&gt;
* SIC – SICAR reporting&lt;br /&gt;
* PFS – Reporting PFS and support PFS&lt;br /&gt;
* EDP – Payment institutions reporting&lt;br /&gt;
* EME – Electronic money institution&lt;br /&gt;
* SGO – Management companies reporting&lt;br /&gt;
* OPC – Fund XML reporting (O1.2)&lt;br /&gt;
* DOC – Non-structured electronic documents (circ. 19/731)&lt;br /&gt;
* OTH – Other&lt;br /&gt;
* OCB – Other reportings for CSSF and BCL&lt;br /&gt;
* SUF – XBRL reportings for subfund-based structured products (IORP)&lt;br /&gt;
* O4.x – Edifact report &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[Media:How to declare your Luxtrust certificate to the CSSF.pdf|=&amp;gt; e-file User Guide: CSSF Certificate registration]]&lt;br /&gt;
----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=== * S3 system ===&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_is_the_S3_digital_key_management_in_e-file&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How is the S3 digital key management in e-file ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The CSSF has updated its submission methods to allow AIFMs to file specific regulatory reports via the CSSF’s API from 2nd November. &lt;br /&gt;
Please note, this is not the deadline to make the change, it is the point at which the new method is available to use. &amp;lt;br&amp;gt;&lt;br /&gt;
FE Fundinfo are ready to support you through the transition. &lt;br /&gt;
Your current setup in e-file will remain in place and only minor one-off changes are required from you to ensure the continuation of your existing functionality on e-file and future proof the communication method for all reporting and filing with the CSSF going forward. &lt;br /&gt;
&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Explanation in context of AIFMD reporting&amp;lt;/u&amp;gt;:'''&amp;lt;br&amp;gt;&lt;br /&gt;
See our online webinar for more explanations : [https://attendee.gotowebinar.com/recording/7273286345756229380 November 21st webinar in English]  and the [https://c2rv804.na1.hubspotlinks.com/Ctc/ZO+113/c2RV804/VWQ8Fx5Hw7JyVdSL7w2rxckBW20x2Jc566MpmN31NNCl5nXHsW7Y9pgv6lZ3kLW8mzYxT1ZSlmLW7yCpDW2jmg69W73tZTZ5yBySkW7jL_zN8my412W9hGQQt71RszSVkgkWT3FF-R2W1VryJ67bk_NmW1RKWr345DTFjV1PBRM2KwkQsW4P0bYq6h4FhzW2Y0TlL8jm7QlW6N2qBz9lFm9yW1bNKCy1qGVgGW7dJWkQ8TTtG5N3kH6ptzC816W33qG8b10K_BtW8gQSgN4g3h5TW9h3bp34KXCJHV_q02d6BgPGWW5xJSX81p0bg6W8jK_6G221K5qW3_hsX93mN9kwW2RyrBr7f39YJW8v09kD7Cw1nxW37qD826JSxdcW4Rc7yD85pl3PW109fZz4mxLcHW26Y0Y03k4GNWW8zPXjF1t6bspW78yjPn71W4ftW8-MxR372T_w5V13CVl6qstVRW21LWhW2dlqL_W2Xs3ZP6K5mZ2W1THZsw1FrpXLW54G4QN27qB0BW3yXpwm7rd3qwW23mB7r301kH7W19MCT85QW6wbW218pPC2z-WjCVQRHvT30nLTNW1qM-sk29_0TFd2XXgW04 related presentation]&lt;br /&gt;
&lt;br /&gt;
[https://attendee.gotowebinar.com/recording/2231697877960308483 Webinaire en français] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Explanation in context of UCITS Cross-Border notification&amp;lt;/u&amp;gt;:'''&amp;lt;br&amp;gt;&lt;br /&gt;
See our online webinar for more explanations : [https://attendee.gotowebinar.com/recording/2670031382955110830 December 12th webinar in English]  and the [https://445778.fs1.hubspotusercontent-na1.net/hubfs/445778/FE%20fundinfo%20presentations/FSQ%20channel%20change_Webinar%2012%20December.pdf related presentation]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
This new system works via a bucket system.&amp;lt;br&amp;gt;&lt;br /&gt;
There is one bucket for each filing context (i.e. Cross-border notification, AIFMD)&amp;lt;br&amp;gt;&lt;br /&gt;
The CSSF imposes a technical size limit for filing per bucket on 30 rolling days.&amp;lt;br&amp;gt;&lt;br /&gt;
Should you encounter any issue, feel free to contact us directly [[How to contact us|'''Client Support &amp;amp; Operations Desk''']] we will liaise with the CSSF.&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
The below is a step-by step guide to appoint FE Fundinfo as a delegate within the CSSF’s eDesk platform, the easiest path to allow us to maintain our services. &amp;lt;br&amp;gt;&lt;br /&gt;
Once the set-up is complete you can continue to use your familiar eFile interface and do not need to interact with eDesk as this will all be channelled within your existing workflows in eFile. &lt;br /&gt;
&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
To perform the set-up in eFile you have two options:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* You as IT expert import the S3 keys on eFile &lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; &amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-toggle&amp;quot; style=&amp;quot;float:left; margin-left:0; margin-right:1em;&amp;quot;&amp;gt;'''Step by step guide for eDesk IT Experts to connect CSSF’S eDesk to FE Fundinfo’s eFile system''' &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;click to expand&amp;lt;/span&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
{|border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|+&lt;br /&gt;
!'''Steps'''&lt;br /&gt;
!'''Actions'''&lt;br /&gt;
!'''Additional information'''&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 1&lt;br /&gt;
|&lt;br /&gt;
Your entity’s appointed IT Expert will need to log into the IT Management&lt;br /&gt;
area of eDesk ([https://edesk.apps.cssf.lu/edesk-itmgt/s3/accesses here]). This must be using the same LuxTrust Device and&lt;br /&gt;
account that the IT Expert role was assigned to. Please note, that these&lt;br /&gt;
steps can only be implemented from the appointed IT Expert account&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 2&lt;br /&gt;
|&lt;br /&gt;
Once logged in, go to the ‘S3 ACCESS DASHBOARD’ at the top of the page,&lt;br /&gt;
which will take you to a screen similar to the below&lt;br /&gt;
|&lt;br /&gt;
[[File:02-S3Dashboard.png|S3Dashboard|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 3&lt;br /&gt;
|&lt;br /&gt;
Select ‘Create Access’&lt;br /&gt;
|&lt;br /&gt;
[[File:03-S3CreateAccess.png|S3CreateAccess|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 4&lt;br /&gt;
|&lt;br /&gt;
This will provide you with an option to select a ‘scope’ which will be the&lt;br /&gt;
reporting type you have been appointed as IT Expert for and select create:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
[[#Correspondance table|You can refer to our correspondance table]]&lt;br /&gt;
|&lt;br /&gt;
[[File:04-S3CreateScope.png|S3CreateScope|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 5&lt;br /&gt;
|&lt;br /&gt;
This will create a line in the S3 access dashboard with the report type, the&lt;br /&gt;
status (this should show ‘Granted’) and the date of this creation.&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
Each report type generates 3 codes on eDesk, (the Bucket code, the Access&lt;br /&gt;
Key, and the Secret Key). To reveal these keys, click the magnifying glass&lt;br /&gt;
with a ‘+’ icon under the actions column (located on the far right of the&lt;br /&gt;
screen).&lt;br /&gt;
|&lt;br /&gt;
[[File:05-S3Granted.png|S3Granted|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 6&lt;br /&gt;
|&lt;br /&gt;
This will reveal the information about the who the access has been granted to, when and what report it is for. It will also provide details of the unique codes specific to the entity, report type and individual.&lt;br /&gt;
|&lt;br /&gt;
[[File:06-S3Access.png|S3Access|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 7&lt;br /&gt;
|&lt;br /&gt;
Once the Keys have been generated, keeping your connection to eDesk open, in another window, open your efile environment. Log in using the efile Admin account for your entity and open the ‘Keys Management’ tab.&lt;br /&gt;
|&lt;br /&gt;
[[File:07-efileMenu.png|efileMenu|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 8&lt;br /&gt;
|&lt;br /&gt;
Select ‘Add Key’ on the far right of the screen&lt;br /&gt;
|&lt;br /&gt;
[[File:08-eFileAddKey.png|eFileAddKey|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 9&lt;br /&gt;
|&lt;br /&gt;
A pop out will appear and provide you with several drop down lists to&lt;br /&gt;
complete. Under ‘Scope’ you should choose the report type that you are&lt;br /&gt;
providing the Keys for. In this instance AIFMD should be selected.&lt;br /&gt;
|&lt;br /&gt;
[[File:09-eFileScope.png|eFileScope|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 10&lt;br /&gt;
|&lt;br /&gt;
Returning to eDesk, copy the Bucket code, the Access key and Secret key&lt;br /&gt;
and paste each of these into the applicable boxes on efile.&lt;br /&gt;
|[[File:10-BucketCopy.png|BucketCopy|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
===Correspondance table===&lt;br /&gt;
'''Please find the correspondence table of e-file and e-Desk scopes'''&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;sortable&amp;quot; border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;1&amp;quot;&lt;br /&gt;
|-  &amp;lt;div style=&amp;quot;position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Label scope in e-file'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Label scope in e-Desk'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''CSSF reference'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Deadline'''&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Reporting AIFM&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Reporting AIFM&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/AIFM_Reporting_Technical_Guidance.pdf AIFM reporting -Technical guidance]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 30 June 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Cross-border marketing notifications&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Cross-border marketing notifications&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User_guide_notifications_CBDF.pdf User guide notifications CBDF]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 2nd January 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | UCI Adminsitrator - Annual reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | UCI Adminsitrator - Annual reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/cssf22_811eng.pdf CSSF 22/811]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 30 June 2023&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Quarterly survey of covered deposits (FGDL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Quarterly survey of covered deposits (FGDL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/CSSF_CPDI_2440eng.pdf CSSF-CPDI 24/40]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15 May 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - Precontractual disclosures&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - Precontractual disclosures - SFO&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User_Guide_-_SFDR_UCI_Precontractual_Data_Collection_-_practical-guide.pdf SFDR precontractual data collection]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 31 October 2023&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - periodical disclosures&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - periodical disclosures - SFPER&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User_Guide_-_SFDR_UCI_Data_Collection_-_practical-guide.pdf SFDR UCI Data Collection]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 31 January 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | EBA ITS standard reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | EBA ITS standard reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Bank_prudential_reporting.pdf Bank prudential reporting]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st September 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Regulatory Documents and Reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Regulatory Documents and Reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User-Guide-Regulatory-documents-and-reports.pdf User Guide for Regulatory Documents and Reports]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th November 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Key Information Document (KID PRIIPs/KID)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Key Information Document (KID PRIIPs/KID)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User-Guide-Key-Information-Document.pdf User Guide for Key Information Document]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th November 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | U1.1 reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | U1.1 reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Guidelines_U1.1.pdf Guidelines on the U1.1 reporting]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th November 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Yearly Survey on Covered Investment claims (SIIL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Yearly Survey on Covered Investment claims (SIIL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Guidelines_Yearly_Survey_on_Covered_Investment_Claims.pdf Guidelines for the Yearly Survey on Covered Investment claims (SIIL)]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 17th January 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SAQ PDAOFI&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SAQ PDAOFI&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Guidelines_SAQ_DPAAIF.pdf Guidelines on the self-assessment questionnaire PDAOFI]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 31st March 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Prospectus identification&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Prospectus identification&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/en/2025/03/upcoming-evolution-in-the-electronic-visa-stamp-procedure-for-the-prospectuses-of-ucits-part-ii-ucis-sicars-and-sifs/ Procedure change for visa &amp;quot;stamp&amp;quot; prospectuses]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st April 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Csdr article 9&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Csdr article 9&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/CSDR9_Handbook.pdf User Guide Internalised Settlement Reporting Under Article 9 OF CSDR]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st July 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | MMF Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | MMF Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/MMFR_Handbook.pdf MMF reporting Handbook]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st September 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | IRP XBRL Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | IRP XBRL Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/en/2026/01/iorp-reporting-circular-cssf-19-726-new-edesk-procedure/ new IORP procedure]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th January 2026&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|}&lt;br /&gt;
---------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
===Special cases===&lt;br /&gt;
'''For Key Information Document (KID PRIIPs/KID) and Regulatory Documents and Reports scopes'''&amp;lt;br&amp;gt;&lt;br /&gt;
Due to the way the CSSF has implemented the third-party delegation process we have adapted our S3 scope import system in order to enable &lt;br /&gt;
&amp;lt;/br&amp;gt;&lt;br /&gt;
the possibility for a client who is a service provider to onboard multiple S3 keys for the same scope on different Asset Managers / Self-managed funds / Filing entity based on the FSQ referential&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
To do so after having selected Key Information Document (KID PRIIPs/KID) or Regulatory Documents and Reports scope.&amp;lt;br&amp;gt;&lt;br /&gt;
You have to use the dedicated radio button Asset Manager, Self-Managed funds or Filing Entity&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
The list is automatically refreshed to only display third-party without S3 key onboarded.&amp;lt;br&amp;gt;&lt;br /&gt;
In case of a Filing Entity, the name of the Third party linked to the eFile user will be pre-filed (and can't be changed)&amp;lt;br&amp;gt;&lt;br /&gt;
[[File:AssetManager-SelfManaged-FilingEntity.png|Asset Manager, Self-Manged fund or Filing Entity|400px]]&lt;br /&gt;
&lt;br /&gt;
To help you identifying which key has already been imported on eFile a dedicated page has been added in the S3 Keys Management module &amp;lt;br&amp;gt;&lt;br /&gt;
This page lists the already imported key for scope(s) allowing delegation. &amp;lt;br&amp;gt;&lt;br /&gt;
The Bucket owner (entity that owns the S3 key) and the Provider (entity who uploaded the S3 key on eFile) are displayed.&amp;lt;br&amp;gt;&lt;br /&gt;
[[File:DelegationList.png|S3 Key list|800px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* Grant us with the IT expert role to  perform such changes for you &lt;br /&gt;
To start the process please send us an email to '''[mailto:cso.desk@fundsquare.net cso.desk@fundsquare.net]''' with both '''name''' and '''CSSF identification number''' of the entity you want we become IT Expert &lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; &amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-toggle&amp;quot; style=&amp;quot;float:left; margin-left:0; margin-right:1em;&amp;quot;&amp;gt;'''Step by step guide on how to assign FE Fundinfo as a CSSF IT Expert on eDesk''' &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;click to expand&amp;lt;/span&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
{|border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|+&lt;br /&gt;
!'''Steps'''&lt;br /&gt;
!'''Actions'''&lt;br /&gt;
!'''Additional information'''&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 1&lt;br /&gt;
|&lt;br /&gt;
Log into [https://edesk.apps.cssf.lu/ eDesk] with the Advanced User account using your LuxTrust Device and Password. Please note that these changes can only be implemented from the Advanced User account&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 2&lt;br /&gt;
|&lt;br /&gt;
Once logged in, go to the top right corner of the screen, click on your account user name, and select ‘Entity Management’&lt;br /&gt;
|&lt;br /&gt;
[[File:02-EntityManagement.png|EntityManagement|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 3&lt;br /&gt;
|&lt;br /&gt;
Now select ‘Access Requests’ from the tabs at the top of the screen:&lt;br /&gt;
|&lt;br /&gt;
[[File:03-AccessRequest.png|AccessRequest|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 4&lt;br /&gt;
|&lt;br /&gt;
As FEfundinfo will have made a request to connect from our Fundsquare account, you will see us on a list of users requests to connect with your entity. You will be able to identify our request as it will be with the LuxTrust SN: &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;100115278245548987357&amp;lt;/span&amp;gt;&lt;br /&gt;
|&lt;br /&gt;
[[File:04-LuxtrustSN.png|LuxtrustSN|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 5&lt;br /&gt;
|&lt;br /&gt;
Once you have identified the FE fundinfo request from our Fundsquare account, you can go to the far right of the screen and select ‘ACCEPT ACCESS’ or ‘REJECT ACCESS’. Remember to only&lt;br /&gt;
accept requests and provide access to users you are associated with. You will need to ‘ACCEPT ACCESS’ on our request:&lt;br /&gt;
|&lt;br /&gt;
[[File:05-AcceptAccess.png|AcceptAccess|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 6&lt;br /&gt;
|&lt;br /&gt;
Once you have clicked accept, go to the ‘Specific roles within entity’ tab:&lt;br /&gt;
|&lt;br /&gt;
[[File:06-SpecificRole.png|SpecificRole|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 7&lt;br /&gt;
|&lt;br /&gt;
Under the ‘Specific roles within entity’ tab, on the right of the screen, click the ‘Add’ button:&lt;br /&gt;
|&lt;br /&gt;
[[File:07-AddSpecificRole.png|AddSpecificRole|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 8&lt;br /&gt;
|&lt;br /&gt;
You will now be able to click on the ‘User’ box and select a user within the list of approved users connected with your entity. One of these will be FE fundinfo’s Fundsquare account, select this option and the user details will populate automatically:&lt;br /&gt;
|&lt;br /&gt;
[[File:08-FSQUser.png|FSQUser|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 9&lt;br /&gt;
|&lt;br /&gt;
Now you can select a role for that user, in this case you will need to select IT EXPERT for FE fundinfo in the drop down selection and click save on the top right to make the change&lt;br /&gt;
|&lt;br /&gt;
[[File:09-ITExpert.png|ITExpert|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 10&lt;br /&gt;
|&lt;br /&gt;
You have now completed all you need to ensure continued use of efile and secure submission of your reports to the CSSF! FE fundinfo will do the rest and can now ensure that the changing transmission methods gradually introduced by the CSSF over the next 18 months are updated as needed without any impact on you&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
::== Onboarding workflow map ==&lt;br /&gt;
''You can click on the picture.''&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:Wkf_S3_onboarding.png|center|1500px|alt=clickable image : form description| titre&lt;br /&gt;
rect 106 355 277 452	[[E-file_Administration#You_as_IT_Expert | You as IT Expert ]]&lt;br /&gt;
rect 776 541 947 630	[[E-file_Administration#FE_Fundinfo_as_IT_Expert |FE Fundinfo as IT Expert]]&lt;br /&gt;
rect 1024 376 1193 482	[https://edesk.apps.cssf.lu/edesk-dashboard/homepage?lng=en eDesk User Guide ]&lt;br /&gt;
rect 477 530 646 691 	[https://www.cssf.lu/wp-content/uploads/Methods-of-transmitting-reports-via-S3-Application-Programming-Interface-Technical-guidance.pdf S3 transmitting method ]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
-----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=== * general security questions ===&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_change_the_local_e-file_administrator&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I change the local e-file administrator ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Each e-file administrator account is linked to a single email at a time.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
3 cases :&lt;br /&gt;
* You have access to the account &lt;br /&gt;
:then change the email of the administrator by using the &amp;lt;b&amp;gt;administration module&amp;lt;/b&amp;gt; and update the administrator account's owner (name, firstname). The new administrator will just have to request a new password.&lt;br /&gt;
* You have access to the administrator's e-mail box&lt;br /&gt;
:you can use the &amp;quot;forgotten password&amp;quot; button on https://www.e-file.lu to change the password and get access.&lt;br /&gt;
* You do not have access to the administrator account nor to the email of this account &lt;br /&gt;
:then for security reason you will have to follow this specific procedure:&lt;br /&gt;
&lt;br /&gt;
::Your request must be sent by email and paper mail.&lt;br /&gt;
&lt;br /&gt;
::The paper can be replaced by a mail with a scan of the letterhead paper =&amp;gt; Send your email to '''[mailto:e-file.support@fefundinfo.com e-file.support@fefundinfo.com].&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''The request must be submitted on letterhead of your company and signed by a legal representative with the following information'''&amp;lt;/u&amp;gt;: &lt;br /&gt;
*Administrator's login adminXXX&lt;br /&gt;
*The current email address which is linked to the administrator&lt;br /&gt;
*The new email address to link to the administrator&lt;br /&gt;
*A brief explanation of the reason why you need to change it&lt;br /&gt;
*Send your email to '''[mailto:e-file.support@fefundinfo.com e-file.support@fefundinfo.com]'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Once Fundsquare has received and checked your request we will update your email and send you the procedure to update the password.&lt;br /&gt;
&lt;br /&gt;
If you have further questions do not hesitate to contact our [[How to contact us|'''Client Support &amp;amp; Operations Desk''']].&lt;br /&gt;
&lt;br /&gt;
-----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_is_the_e-file_password_policy&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What is the e-file password policy ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[File:Password.png|300 px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 42)&lt;br /&gt;
&lt;br /&gt;
The password you will have to provide must follow the rules below:&lt;br /&gt;
&lt;br /&gt;
*At least one upper and one lower case letter&lt;br /&gt;
*At least one number&lt;br /&gt;
*At least one special character from this list: ! # $ % &amp;amp; ( ) * + , . /: ; &amp;lt; = &amp;gt; ? ^ _ @ { | } [ ] ~&lt;br /&gt;
*At least 8 characters and at most 20&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt; Please note that &amp;lt;/u&amp;gt;:&lt;br /&gt;
&lt;br /&gt;
The validity of your password is not limited in time.&lt;br /&gt;
&lt;br /&gt;
Our system blocks the user after 3 incorrect attempts and it is the e-file administrator who has to unblock the account.&lt;br /&gt;
&lt;br /&gt;
Passwords are encrypted in our database and we do not keep them. You may re-use them.&lt;br /&gt;
-----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Being informed ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_get_important_information&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get important information ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
As an administrator, you will received all significant information regarding e-file changes, maintenance or enhancement through the e-mail address set up onto your account.&lt;br /&gt;
You can also manage some alerts through e-file, see the notifications system.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_get_custom_notifications&amp;gt;&amp;lt;/span&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get custom notifications ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Please be informed that you can receive alert by email triggered by specific events.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Example&amp;lt;/u&amp;gt; : Court orders sent by the Luxembourgish judicial police [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf (=&amp;gt; CSSF - Circular 13/566)]&lt;br /&gt;
&lt;br /&gt;
If you want to be notified by email each time the Luxembourgish judicial police sends you court orders, you have to follow the  steps below.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1'''&amp;lt;/u&amp;gt;  : Connect to e-file with your user credentials : '''https://www.e-file.lu/e-file/'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2'''&amp;lt;/u&amp;gt;  : Select Update my profile&lt;br /&gt;
&lt;br /&gt;
[[File:Select Update my profile.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3'''&amp;lt;/u&amp;gt;  : Verify that your email address registered in your e-file account is valid.&lt;br /&gt;
&lt;br /&gt;
[[File:Your e-file account is valid.png |400 px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;IMPORTANT :&amp;lt;/u&amp;gt;  if your email address is not valid, please ask your [[Administration#e-file_administrator_functions_.28e-file_v1.29|'''e-file administrator''']] to replace it by a valid one.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4'''&amp;lt;/u&amp;gt;  : Select Customize your notifications.&lt;br /&gt;
&lt;br /&gt;
[[File:Customize your notifications.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 5'''&amp;lt;/u&amp;gt;  : Select group.&lt;br /&gt;
&lt;br /&gt;
[[File:Select group555.png |400 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 6'''&amp;lt;/u&amp;gt;  : Select the Alert type.&lt;br /&gt;
&lt;br /&gt;
[[File:Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;IMPORTANT :&amp;lt;/u&amp;gt;  &lt;br /&gt;
&lt;br /&gt;
A green window will pop-up stating that the update has been saved.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Optional Step 7'''&amp;lt;/u&amp;gt;  : Receive only your alerts and not the group's ones.&lt;br /&gt;
&lt;br /&gt;
Ticking also the group box, the sends from other users of the same reports group will be ignored.&lt;br /&gt;
&lt;br /&gt;
[[File:Alerte Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
[[Category: FAQ e-file]]&lt;br /&gt;
&lt;br /&gt;
----------------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=E-file_Administration&amp;diff=7990</id>
		<title>E-file Administration</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=E-file_Administration&amp;diff=7990"/>
		<updated>2026-02-27T16:46:48Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* * keystore system, Luxtrust certificate, SSL security */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
= e-file FAQ - Administrator's section =&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt;&lt;br /&gt;
[[#BackToTop|Back to the Top]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[File:Administration module icon (Figure 2).png|300px]]&lt;br /&gt;
&lt;br /&gt;
== Knowing the interface ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_am_I_allowed_to_do_as_an_administrator&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What am I allowed to do as an administrator ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The '''Administration module''' opens. Tabs are available in the '''e-file administrator''' module: (Figure 3).&lt;br /&gt;
&lt;br /&gt;
[[File:Users, Groups and Certificates (Figure 3).png|900px]]&lt;br /&gt;
&lt;br /&gt;
{|&lt;br /&gt;
|+&lt;br /&gt;
!'''Users tab'''&lt;br /&gt;
!'''Groups tab'''&lt;br /&gt;
!'''Certificates tab'''&lt;br /&gt;
!'''Sending service tab'''&lt;br /&gt;
!'''S3 keys tab'''&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
*[[#How_can_I_create_a_new_e-file_user|Create a new user]]&lt;br /&gt;
&lt;br /&gt;
*[[#Managing_permission_on_user's_account|Assign groups to a user]]&lt;br /&gt;
&lt;br /&gt;
*[[#Explore_the_interface's_items|Force password change]]&lt;br /&gt;
&lt;br /&gt;
*[[#Explore_the_interface's_items|Lock/ unlock user]]&lt;br /&gt;
&lt;br /&gt;
*[[#Explore_the_interface's_items|Delete user]]&lt;br /&gt;
|&lt;br /&gt;
*[[#Groups'_management|User management at group level]]&lt;br /&gt;
&lt;br /&gt;
* Add users to a group&lt;br /&gt;
&lt;br /&gt;
* Assign a group to users&lt;br /&gt;
&lt;br /&gt;
* Manage user profiles at group level&lt;br /&gt;
|&lt;br /&gt;
* [[#How_do_I_order_a_LUXTRUST_certificate|Order a new '''Luxtrust certificate''']]&lt;br /&gt;
&lt;br /&gt;
* [[#How_do_I_order_a_LUXTRUST_certificate|Renew your Luxtrust certificate]]&lt;br /&gt;
&lt;br /&gt;
* [[#How_do_I_activate_my_LUXTRUST_certificate_into_e-file|Activate Luxtrust certificate]]&lt;br /&gt;
|&lt;br /&gt;
:''Sending service user's management :''&lt;br /&gt;
&lt;br /&gt;
* [[#What_about_the_Sending_Service_account|Assign groups to the '''Sending Service user''']]&lt;br /&gt;
&lt;br /&gt;
* [[#What_about_the_Sending_Service_account|Subscribe the Sending Service user to '''alerts''']]&lt;br /&gt;
:''Sending service user's management - V2 :''&lt;br /&gt;
* [[Sending_Service_java-less_version|Sending service java-less version]]&lt;br /&gt;
|&lt;br /&gt;
* [[#S3_system|'''S3''' key management]]&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Explore_the_interface's_items&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Explore the interface's items&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Explanations'''&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:AdminInterface.png|center|1200px|alt=clickable image : admin interface&lt;br /&gt;
rect 83 11 944 69 [[#hereExplainAction| This is the tabs' menu ]]&lt;br /&gt;
rect 1812 154 1686 93 [[#hereExplainAction| Click to create a new user's account ]]&lt;br /&gt;
rect 237 234 28 168 [[#hereExplainAction|  The vertical menu can be reduce ]]&lt;br /&gt;
rect 238 281 31 239 [[#hereExplainAction|  Here you can set who will receive some e-mail notifications in relation with the administration ]]&lt;br /&gt;
rect 256 186 1286 232 [[#hereExplainAction| You can filter the list on a group's members or a profile]]&lt;br /&gt;
rect 406 345 450 375 [[#hereExplainAction| The crown indicates an administrator]]&lt;br /&gt;
rect 793 285 878 300 [[#hereExplainAction| By hovering over their headers, text columns can be sorted]]&lt;br /&gt;
rect 1618 281 1748 332 [[#hereExplainAction| Each line allow its actions among : * Edit, * Force password, * Lock/Unlock, * Delete]]&lt;br /&gt;
rect 1618 337 1647 369 [[#hereExplainAction| Edit the user details or group permissions]]&lt;br /&gt;
rect 1652 337 1681 369 [[#hereExplainAction| Force password change : an email is sent to the user for him to reset]]&lt;br /&gt;
rect 1687 337 1711 369 [[#hereExplainAction| Lock or Unlock the account. The icon is greyed out for new users.]]&lt;br /&gt;
rect 1716 337 1743 369 [[#hereExplainAction| Delete the account. You can not delete administrators, ask us.]]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Accounts' management ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How many users can I create ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can create as many as users' accounts you need. It is free of charge.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_create_a_new_e-file_user&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I create a new e-file user ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:Enter the administration module [[File:SDjl_8.png|150px]], you should be on the 'users' tab.&lt;br /&gt;
:Click the '''Create a user''' button [[File:Create_a_user_button_(Figure_5).png|150px]]&lt;br /&gt;
&lt;br /&gt;
:The '''Create a user''' window pops up. Complete the form as shown in the figure below and click the '''Create''' button.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:4CreateUser.png|center|900px|alt=clickable image : create user form&lt;br /&gt;
rect 1081 737 41 282 [[#hereCreatUser|All fields are mandatory]]&lt;br /&gt;
rect 991 835 42 770 [[#hereCreatUser|You must choose a first group and a user's profile ]]&lt;br /&gt;
rect 475 856 637 914 [[#hereCreatUser|Click here to validate]]&lt;br /&gt;
rect 1363 993 1216 939 [[#hereCreatUser|Click here to cancel]]&lt;br /&gt;
circle 1355 58 34 [[#hereCreatUser|Click here to cancel]]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : You do not have to create a password for the user, an automatic mail will be sent to the new user to  activate his account and create a password&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:The '''Create a user''' window closes and you return automatically to the '''Users List''' screen.&lt;br /&gt;
&lt;br /&gt;
:At the same time a '''confirmation''' window pops up on the top of the screen indicating that the user creation was successful.&lt;br /&gt;
&lt;br /&gt;
:[[File:User creation was successful (Figure 7).png|800px]]&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_change_an_existing_account's_e-mail&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I change an existing account's e-mail ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your '''e-file administrator''' login (adminXXX) and click the '''Administration module''' icon.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:SDjl_8.png|300px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''Users List''' screen opens. Click the Edit button on the line of the account to be changed.&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModuleChangeEmail.png|border]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
Click the detail tab, then Edit button&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModuleChangeEmail2.png|border|400px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
Change the e-mail then click Validate button&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModuleChangeEmail3.png|border|400px]]&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_about_the_Sending_Service_account&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What about the Sending Service account ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
As an administrator, you can manage the permission for the sending service account too.&lt;br /&gt;
See more information upon the [[Sending_Service_home|sending service]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:SDPermission.png|center|800px|alt=clickable image on SD permission&lt;br /&gt;
rect	385 1 615 68	[[#hereSDPerm| 	Click the sending service tab	]]&lt;br /&gt;
rect	7 172 192 211	[[#hereSDPerm| 	In the vertical menu, choose the proper version of your sending service	]]&lt;br /&gt;
rect	1370 310 1421 374	[[#hereSDPerm| 	On the matching line, click the edit icon	]]&lt;br /&gt;
rect	1378 442 1473 384	[[#hereSDPerm| 	A panel opens from the right, click the edit button	]]&lt;br /&gt;
rect	248 545 1231 778	[[#hereSDPerm| 	You can add or delete a group, the profile is always 'Service Déposant', subscribe to receive the authorities' feedbacks.	]]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Managing_permission_on_user's_account&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Managing permission on user's account &amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
See: [[#How_do_I_assign_groups_and_profiles_to_users|How do I assign groups and profiles to users ?]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Groups' management ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_is_an_e-file_group&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What is an e-file group ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
In e-file, a group allows you to manage permissions for similar reports in terms of type, circulars, costs or technical constraints.&lt;br /&gt;
&lt;br /&gt;
Instead of managing groups for a user, the '''Groups''' tab allows you to manage users for a given group.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Which_group_do_I_need&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Which group do I need ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;height:500px; width:auto; overflow-y:scroll&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable filterable mw-collapsible sortable&amp;quot; &lt;br /&gt;
|+ &amp;lt;span style=&amp;quot;white-space:nowrap&amp;quot;&amp;gt;Which group for my report ?&amp;lt;/span&amp;gt;&lt;br /&gt;
|- &amp;lt;div style=&amp;quot;font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Concerned   companies&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Report&amp;lt;br /&amp;gt;     naming convention&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Details&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Authority&lt;br /&gt;
! style= &amp;quot;background-color:#FF7F27; color:#FFF&amp;quot; | e-file Group&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending way&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| NOTREP&lt;br /&gt;
| Notification procedures to be   followed by a UCITS governed by Luxembourg law wishing to market its units in   another Member State of the European Union&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) Gestion   documentaire&amp;lt;br /&amp;gt;     (-) Dashboard&amp;lt;br /&amp;gt;     (-) Matrice d'enregistrement et de distribution&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| Monthly   financial information for guaranteed funds&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| -&lt;br /&gt;
| Yearly financial information&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| Interventions   on the futures and options markets&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0103&lt;br /&gt;
| Monthly statistical balance   sheet for money market funds (MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
|Investment Funds&lt;br /&gt;
|S0404&lt;br /&gt;
|Country of Marketing&lt;br /&gt;
|BCL&lt;br /&gt;
|Station Finesti&lt;br /&gt;
|KS&lt;br /&gt;
|-&lt;br /&gt;
|Investment Funds&lt;br /&gt;
|S0220&lt;br /&gt;
|Quarterly Financial Information&lt;br /&gt;
|BCL&lt;br /&gt;
|Station Finesti&lt;br /&gt;
|KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| Monthly   Security by security reporting for investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Offering document (DE)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SIF Law   2007:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report SIF (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (PM)&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Auditor report&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Auditor   report&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| UCI:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Simplified prospectus (PS)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative   Investment Fund reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) AIF&amp;lt;br /&amp;gt;     (-) AMfine&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Alternative Investment Fund   Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative Investment Fund   reporting (AIF Manager)&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) AIF&amp;lt;br /&amp;gt;     (-) AMfine&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| AnaCredit:&amp;lt;br /&amp;gt;     Collection of granular credit and credit risk data&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting Anacredit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0218-L&lt;br /&gt;
| Quarterly statistical balance   sheet of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL   pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S0219-L&lt;br /&gt;
| Information   on valuation effects on the balance sheet of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0403-L&lt;br /&gt;
| Annual Premiums, claims and   commissions of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL   pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| TPTASS&lt;br /&gt;
| Monthly   Security by security reporting of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| «SHS-Group» report:&amp;lt;br /&amp;gt;     Statistics on holdings of securities by reporting banking groups&lt;br /&gt;
| BCL&lt;br /&gt;
| SHS reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0001&lt;br /&gt;
| Daily   deposit&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0101&lt;br /&gt;
| Monthly statistical balance   sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0104&lt;br /&gt;
| Adjustments   due to valuation effects|&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0105&lt;br /&gt;
| Information on interest rates in   EUR&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0108&lt;br /&gt;
| Information   on securititation&amp;lt;br /&amp;gt;     transactions launched&amp;lt;br /&amp;gt;     by credit institutions&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0109&lt;br /&gt;
| Information on CNY (renmibi)   operations&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0205-L&lt;br /&gt;
| Quarterly   statistical balance sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0205-N&lt;br /&gt;
| Quarterly statistical balance   sheet&amp;lt;br /&amp;gt;     of credit institutions -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0208&lt;br /&gt;
| Real   estate loans for&amp;lt;br /&amp;gt;     Lxuembourg buildings&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0209-L&lt;br /&gt;
| Staff report -&amp;lt;br /&amp;gt;     Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0209-N&lt;br /&gt;
| Staff   report -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0302&lt;br /&gt;
| Non balance sheet information&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| COFREP&lt;br /&gt;
| (-)   SMRTLA (EBA V3.0 module mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| COFREP&lt;br /&gt;
| (-) SMRTLA (EBA V3.0 module   mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Audit Report on AML/CTF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Circ. 18/697 annexe1&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Annual   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Annual report consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| AC Member List&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Compliance Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des   établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Governance   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Internal Audit Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des   établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ICAAP&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| ICAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| ILAAP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| ILAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Long Form Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Long Form Branch or Specific Participation&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Reconciliation LuxGAAP FINREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Management Letter Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Audit report on rules of conduct&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Head quarter annual report&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Risk   Control Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Report on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Recovery   Plan&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Results Distribution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Single   Customer View&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Table on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Institutions - Common Reporting Standard (CRS)&lt;br /&gt;
| CRS&lt;br /&gt;
| Automatic   exchange of&amp;lt;br /&amp;gt;     financial account information&amp;lt;br /&amp;gt;     on a global level&lt;br /&gt;
| ACD&lt;br /&gt;
| Reporting CRS&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Quarterly reporting on the&amp;lt;br /&amp;gt;     financial health of the branches&amp;lt;br /&amp;gt;     parent entities&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquêtes&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Residential   credit deposits&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquêtes&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DCOR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| Enquetes&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DCOR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     P: PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquetes&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Residential real estate market&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquêtes&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Stress   test in order to assess&amp;lt;br /&amp;gt;     the interest rate risk&amp;lt;br /&amp;gt;     arising from non-trading&amp;lt;br /&amp;gt;     book activities&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquête&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0101&lt;br /&gt;
| Customer transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0110&lt;br /&gt;
| Stock   taking of payment accounts in bank money&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01100&lt;br /&gt;
| Payment services provided by   e-money institutions and payment institutions without the provision of   payment accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0111&lt;br /&gt;
| OTC cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01110&lt;br /&gt;
| Payment initiation services   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01110-F&lt;br /&gt;
| Payment   initiation services (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0112&lt;br /&gt;
| Transactions via   telecommunication, digital or IT device&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0113&lt;br /&gt;
| Credits   to the accounts by simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0114&lt;br /&gt;
| Debits from the account by   simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0102&lt;br /&gt;
| Interbank   transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0120&lt;br /&gt;
| Customer Credit transfers sent   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0120-F&lt;br /&gt;
| Customer   Credit transfers sent (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01200&lt;br /&gt;
| Stock of issued payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01201&lt;br /&gt;
| Stock of   distributed payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0121&lt;br /&gt;
| Customer credit transfers   received&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01210&lt;br /&gt;
| Stock of   terminals by terminal type&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01220&lt;br /&gt;
| Stock of accounts (except   e-money accounts)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01221&lt;br /&gt;
| Stock of   e-money accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01222&lt;br /&gt;
| Stock of accessed accounts -   account information services (AIS)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01230&lt;br /&gt;
| Number   of customers&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0103&lt;br /&gt;
| Domiciliations&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01300-F&lt;br /&gt;
| Losses due to fraud per   liability bearer&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130-F&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0131&lt;br /&gt;
| Direct debits - reporting as   debtor's PSP&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0104&lt;br /&gt;
| Inventory   cards / terminals&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0140&lt;br /&gt;
| SEPA R-transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0141&lt;br /&gt;
| Interbank   payment transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0142&lt;br /&gt;
| Intermediated payment   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0105&lt;br /&gt;
| Card   transactiosn (Issuing part)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0150&lt;br /&gt;
| Card transactions with cards   issued by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0150-F&lt;br /&gt;
| Card   transactions with cards issued by resident PSPs (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0151&lt;br /&gt;
| Electronic card transactions   with cards issued by resident PSPs, split by Merchant Category Codes (MCC)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0152&lt;br /&gt;
| Card   transactions acquired by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0152F&lt;br /&gt;
| Card transactions acquired by   resident PSPs (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0153&lt;br /&gt;
| Fundings   and withdrawals related to prepaid cards&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0106&lt;br /&gt;
| Card transactiosn (Acquiring   part)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0160&lt;br /&gt;
| Cheques   and money remittances (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0160-F&lt;br /&gt;
| Cheques and money remittances   (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0107&lt;br /&gt;
| Cheques   and money orders&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0170&lt;br /&gt;
| Over-the-counter (OTC) cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0108&lt;br /&gt;
| Electronic   money scheme&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0180&lt;br /&gt;
| Book entries&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0109&lt;br /&gt;
| Card   based e-money schemes&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0190&lt;br /&gt;
| Fundings and withdrawals in   e-money (except prepaid cards)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0191&lt;br /&gt;
| E-money   transfers (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0191-F&lt;br /&gt;
| E-money transfers (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Fonds de   garantie&amp;lt;br /&amp;gt;     des dépôts Luxembourg&amp;lt;br /&amp;gt;     (FGDL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquête&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Capital adequacy of&amp;lt;br /&amp;gt;     payment institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Profit   and loss accoount&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated&amp;lt;br /&amp;gt;     in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Statement of&amp;lt;br /&amp;gt;     authorised reinvestments&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Capital   adequacy of&amp;lt;br /&amp;gt;     electronic money institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Profit and loss account&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Analysis   of shareholdings&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Institutions - Foreign   Account Tax Compliance Act (FATCA)&lt;br /&gt;
| FATCA&lt;br /&gt;
| Foreign Account Tax Compliance   Act Reporting&lt;br /&gt;
| ACD&lt;br /&gt;
| Groupe FATCA&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Annual report of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| Information   on participating interest&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| Information on staff costs and   taxes&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| LCRDAX&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Companies&lt;br /&gt;
| S0216&lt;br /&gt;
| Quarterly statistical balance of   Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting des   sociétés émettrices&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| S0217&lt;br /&gt;
| Transactions   of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting des sociétés émettrices&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Key Investor Information   Document&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010 and Loi 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) V: non-reglem.&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| S3&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Long Form reports (UCI Law 2010)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| SGOREP&lt;br /&gt;
| (-) SG 1A: Financial   situation&amp;lt;br /&amp;gt;     (-) SG 1B: Profit and loss account&amp;lt;br /&amp;gt;     (-) SG 1C: Table relating to other activities&amp;lt;br /&amp;gt;     (-) SG 2: Other activities&amp;lt;br /&amp;gt;     (-) SG: Personnel Table relating to staff&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport Société   de Gestion&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Management letters&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Management letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Articles   of Incorporation of UCITS&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management Regulations of   UCITS&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| MiFID   II / MiFIR&lt;br /&gt;
| TAFREP&lt;br /&gt;
| Article   26 of Regulation&amp;lt;br /&amp;gt;     No 600/2014:&amp;lt;br /&amp;gt;     Obligation to report transactions&amp;lt;br /&amp;gt;     (Markets in financial instruments =&amp;gt; MiFIR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Report TAF-MIFID&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Other   reporting CSSF BCL&lt;br /&gt;
| OTHREP&lt;br /&gt;
| Other   reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting OTHER (CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| BOP101&lt;br /&gt;
| Balance of payments reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| Balance des   Paiements&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BOP102&lt;br /&gt;
| Cross-border   payments&amp;lt;br /&amp;gt;     executed for the account&amp;lt;br /&amp;gt;     of the resident counterparts&lt;br /&gt;
| BCL&lt;br /&gt;
| Balance des Paiements&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| PSFREP&lt;br /&gt;
| Reporting population:&amp;lt;br /&amp;gt;     (-) Investment firms&amp;lt;br /&amp;gt;     (-) Specialised PFS&amp;lt;br /&amp;gt;     (-) Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport PSF&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| N01 (Comp); N02 (Comp); N03 (Comp);&amp;lt;br /&amp;gt;     N04 (Comp); N05 (Réviseur); N06( Réviseur);&amp;lt;br /&amp;gt;     N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12   (Réviseur);&amp;lt;br /&amp;gt;     N13&amp;lt;br /&amp;gt;     (Comp);&amp;lt;br /&amp;gt;     N14&amp;lt;br /&amp;gt;     'Comp)&lt;br /&gt;
| Rapports   narratifs&lt;br /&gt;
| CAA&lt;br /&gt;
| Groupe CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CSDREP&lt;br /&gt;
| Reporting CSDR:&amp;lt;br /&amp;gt;     Introduction of quarterly internalised settlement reporting   requirements&amp;lt;br /&amp;gt;     pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting   CSDR-9&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BNNNN&lt;br /&gt;
| List of   head offices, agencies,&amp;lt;br /&amp;gt;     branches and representative offices&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDIFACT&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Institutions for Occupational   Retirement Provision&lt;br /&gt;
| SUFREP&lt;br /&gt;
| Annual and quarterly reporting   according to Circular CSSF 19/726 of 26 July 2019&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting IORP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Money   Market Funds (MMF)&lt;br /&gt;
| MMFREP&lt;br /&gt;
| •   According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF   must report information to the competent authority (CSSF) of the MMF, at   least on a quarterly basis or - for MMF with assets under management of less   than Eur 100 million - on at least an annual basis.&amp;lt;br /&amp;gt;     • The first quarterly report should be sent to the competent authority of   the MMF no later than 30 days after the end of Q1 2020.&lt;br /&gt;
| CSSF&lt;br /&gt;
| Money market fund reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0112-L&lt;br /&gt;
| Indirect withdrawal and   remittance of banknotes denominated in EUR through an intermediary&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting S1.12&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| Monthly   security by security reporting of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting des sociétés émettrices&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| U11&lt;br /&gt;
| Monthly financial information   UCITS and UCI&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre   Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Non-resident&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Resident customers&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre   Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| SFDR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| SFDR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SIC&lt;br /&gt;
| Financial   information to be submitted by investment companies in risk capital (SICARs)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting SICAR&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| UCI Law 2010:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (MP)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S01; S02; S03; S04; S05;&amp;lt;br /&amp;gt;     S06 (Réviseur); S07; S08;&amp;lt;br /&amp;gt;     S09; S10; S11; S12; S13;&amp;lt;br /&amp;gt;     S14; S15; S16; S17; S18;&amp;lt;br /&amp;gt;     S19; S20; S23&lt;br /&gt;
| XBRL   reports Solvency II&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| S0214&lt;br /&gt;
| Quarterly statistical balance&lt;br /&gt;
| BCL&lt;br /&gt;
| Véhicule   titrisation&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Securitisation   Vehicles&lt;br /&gt;
| S0215&lt;br /&gt;
| Transactions   and write-offs/write-downs on securitised loans&lt;br /&gt;
| BCL&lt;br /&gt;
| Véhicule titrisation&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| Security by security reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| Véhicule   titrisation&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     A: Alternative Investment fund manager (AIFM)&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR   reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     S: Management company&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR   reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) P: PFS&amp;lt;br /&amp;gt;     (-) I: Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR reporting&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Other reporting CSSF BCL&lt;br /&gt;
| OTXREP&lt;br /&gt;
| Various correspondence&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting OTHER   (BCL)&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SPJ&lt;br /&gt;
| Notification and execution of   court orders&lt;br /&gt;
| SPJ&lt;br /&gt;
| Perquisitions   électroniques&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI)(FR)&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| ALMXXX&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management letters of Investment   fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0106&lt;br /&gt;
| Monthly statistical balance   sheet for non-money market funds (non-MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0213&lt;br /&gt;
| Quarterly   statistical balance sheet for non-MMF investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| CED&lt;br /&gt;
| Etat de situation relatif aux   contrats en déshérence&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| CPR&lt;br /&gt;
| Compte   rendu&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ESP&lt;br /&gt;
| Enquête spécifique&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ETR&lt;br /&gt;
| Etat   trimestriel&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| FIR&lt;br /&gt;
| Fiche de renseignement&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| PDA&lt;br /&gt;
| Rapport   PDAL (Procédure de Dissolution Administrative sans Liquidation)&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RAC&lt;br /&gt;
| Rapport actuariel&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RDC&lt;br /&gt;
| Rapport   distinct complémentaire du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RDI&lt;br /&gt;
| Rapport distinct du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RGO&lt;br /&gt;
| Rapport   de gouvernance&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RLB&lt;br /&gt;
| Rapport LBCFT&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RRE&lt;br /&gt;
| Rapports   sur le traitement des réclamations&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RSE&lt;br /&gt;
| Rapport distinct Solvabilité 2   de l'entreprise&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RSO&lt;br /&gt;
| Rapport   distinct Solvabilité 2 du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ICS&lt;br /&gt;
| Yearly Survey on Covered   Investment claims (SIIL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquête&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ROI&amp;lt;br /&amp;gt;     DIN&lt;br /&gt;
| DORA   Register of Information&amp;lt;br /&amp;gt;     DORA Incident Reporting&lt;br /&gt;
| CAA&lt;br /&gt;
| Groupe CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DPAAIF&lt;br /&gt;
| self-assessment &amp;lt;br /&amp;gt;     questionnaire PDAOFI&lt;br /&gt;
| CSSF&lt;br /&gt;
| PDAOFI   reporting&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| (-) ALM   corep_alm_con.xsd&amp;lt;br /&amp;gt;     corep_alm_ind.xsd corep_alm.xsd&amp;lt;br /&amp;gt;     (-) LCRDA corep_lcr_da_con.xsd&amp;lt;br /&amp;gt;     corep_lcr_da_ind.xsd corep_lcr_da.xsd&amp;lt;br /&amp;gt;     (-) IRRBB irrbb.xsd&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| S3&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get a missing group ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
If you think that the group you need is not available in your list, please [[How_to_contact_us|ask us]] to check and/or add it.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_manage_users_at_group_level&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I manage users at group level ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your '''e-file administrator''' login (adminXXX) and click the '''Administration module''' icon (Figure 21).&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:SDjl_8.png|400px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 21)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Example'''&amp;lt;/u&amp;gt;: &lt;br /&gt;
&lt;br /&gt;
If you want to know the users to which the group '''Group FATCA''' has been assigned or if you want to add a new user to the group, please follow the instructions below.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Press the '''Groups''' button. The '''Groups list''' page opens. All groups assigned to your company are shown here (Figure 22).&lt;br /&gt;
&lt;br /&gt;
[[File:3GroupList.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 22)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''Edit groups''' icon [[File:EditGroupSD.png|20px]] in order to view all the users assigned to '''Groupe FATCA''' group (Figure 23).&lt;br /&gt;
&lt;br /&gt;
[[File:2EditGroup.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 23)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Group detail''' page opens. Here you can find detailed information on the '''Group FATCA''' (e.g. Status date, number of inactive users, number of locked users) (Figure 24).&lt;br /&gt;
&lt;br /&gt;
[[File:GroupDetailPage.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 24)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Press the '''Users''' button (Figure 25)&lt;br /&gt;
&lt;br /&gt;
[[File:GroupDetailUsers.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 25)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The Group detail / Users page opens. All users assigned to the '''Group FATCA''' are listed here(Figure 26).&lt;br /&gt;
&lt;br /&gt;
[[File:GroupUsrsList2.png|600px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 26)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Press the '''Edit Users''' button [[File:EditUserButton.png|100px]] (Figure 27)&lt;br /&gt;
&lt;br /&gt;
[[File:EditUsersGroup.png|600px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 27)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Users''' page opens in '''Edit mode''' (Figure 28)&lt;br /&gt;
&lt;br /&gt;
[[File:UsersEditGroup.png|600px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 28)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The following actions can be done here:&lt;br /&gt;
&lt;br /&gt;
1. '''ADD A USER'''. Select the user and his profile you want to add.&lt;br /&gt;
&lt;br /&gt;
2. Change the '''Profile''' of the user&lt;br /&gt;
&lt;br /&gt;
3. Delete the '''User'''&lt;br /&gt;
&lt;br /&gt;
4. Once you have made your changes, press the VALDATE CHANGES button [[File:ValidateChanges.png|100px]] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Users''' window closes and you return automatically to the '''Groups List''' screen.&lt;br /&gt;
&lt;br /&gt;
At the same time a confirmation window pops up on the top of the screen indicating that the assignment was successful (Figure 29). &lt;br /&gt;
&lt;br /&gt;
[[File:AssignmentsSaved.png|800px]] &lt;br /&gt;
&lt;br /&gt;
(Figure 29)&lt;br /&gt;
-------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_assign_groups_and_profiles_to_users&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I assign groups and profiles to users ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Example&amp;lt;/u&amp;gt;: &lt;br /&gt;
&lt;br /&gt;
If a user has to send '''FATCA reportings''' to the authority, the e-file administrator must assign the &amp;lt;u&amp;gt;group&amp;lt;/u&amp;gt; '''Rapport FATCA''' and the &amp;lt;u&amp;gt;profile&amp;lt;/u&amp;gt; '''Manager''' to the user.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Open the '''User management''' screen in the '''Users''' tab and click the '''Edit''' [[File:EditGroupSD.png|20px]] icon of the user to whom you want assign [[E-file_Administration#Which_group_do_I_need|'''groups''']] and a specific [[E-file_Administration#User_profiles |'''profile''']] (Figure 11).&lt;br /&gt;
&lt;br /&gt;
[[File:A specific profile (Figure 11).png|900px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 11)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''User details''' screen opens. Click the '''Groups''' button (Figure 12).&lt;br /&gt;
&lt;br /&gt;
[[File:2AddGroup.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 12)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
The '''User details / Groups''' screen opens. Click the '''Edit button''' (Figure 13).&lt;br /&gt;
&lt;br /&gt;
[[File:2GroupDetails.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 13)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''User details / Groups''' screen opens in '''Edit''' mode (Figure 14).&lt;br /&gt;
&lt;br /&gt;
Click the '''ADD A GROUP''' button [[File:AddGroup.png|100px]], select the [[E-file_Administration#Which_group_do_I_need|'''groups''']] and '''profile''' you want to assign and click the '''Validate''' button.&lt;br /&gt;
&lt;br /&gt;
[[File:4Add group.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 14)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''User details / Groups''' window closes and you return automatically to the '''Groups List''' screen.&lt;br /&gt;
&lt;br /&gt;
At the same time a '''confirmation''' window pops up on the top of the screen indicating that the group assignment was successfully saved (Figure 15).&lt;br /&gt;
&lt;br /&gt;
[[File:AssignmentsSaved.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 15)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Please be informed that you can find detailed information on all groups on our Wikipage [[E-file_Administration#Which_group_do_I_need|''''e-file Administrator FAQ'''']]; column &amp;lt;u&amp;gt;e-file user account: &amp;quot;groupe&amp;quot;&amp;lt;/u&amp;gt;.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
=== User profiles === &lt;br /&gt;
&lt;br /&gt;
====Administrator (EN)/ Administrateur  (FR)====&lt;br /&gt;
&lt;br /&gt;
The Administrator profile allows the e-file administrator to order and activate LuxTrust certificate(s), manage user accounts, groups, user profiles, lock and un lock user account.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==== Guest (EN) */ Visiteur (FR) * ====&lt;br /&gt;
&lt;br /&gt;
* The Guest can consult the information or documents of his affected group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* The Guest cannot submit reports or documents via e-file.&lt;br /&gt;
&lt;br /&gt;
====Manager (EN)/ Responsable (FR)====&lt;br /&gt;
&lt;br /&gt;
* The Manager can consult the information or documents of his affected group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* The Manager can submit reports linked to his group(s) via e-file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
====Operator (EN) */ Opérateur (FR) * ====&lt;br /&gt;
&lt;br /&gt;
* The Operator can consult the information or documents of his affected group(s).&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&lt;br /&gt;
&lt;br /&gt;
* The Operator submit reports linked to his group(s) to validation by a Validator.&lt;br /&gt;
&lt;br /&gt;
====Validator (EN) */ Valideur (FR) * ====&lt;br /&gt;
&lt;br /&gt;
* The Validator can consult the information or documents of his affected group(s).&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&lt;br /&gt;
&lt;br /&gt;
* He validates or rejects reports awaiting for validation linked to his group(s).&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
(*) Available depending the group&lt;br /&gt;
---------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Security's management ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=keystore_system&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
=== * keystore system, Luxtrust certificate, SSL security ===&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_order_a_LUXTRUST_certificate&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;span id=LUXTRUST_certificate_purchase_order&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I order a LUXTRUST certificate ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Certain reporting files transmitted to the supervisory authorities must be encrypted.&amp;lt;br&amp;gt;&lt;br /&gt;
Prior your first filing you will have to order a Luxtrust certificate.&amp;lt;br&amp;gt;&lt;br /&gt;
The only certificate authorised for the file encryption by the reporting entity are '''SSL certificates''' from the certification authority [https://www.easyssl.lu/?product=e-file LUXTRUST].&lt;br /&gt;
&lt;br /&gt;
Please check the [[Transmission_Module#System_requirements|system requirements]] to run the e-file applications.&lt;br /&gt;
&lt;br /&gt;
=== Key and Certificate Request generation ===&lt;br /&gt;
&lt;br /&gt;
Please be informed that during the next steps &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;two files&amp;lt;/u&amp;gt;  &amp;lt;/span&amp;gt; will be generated:&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; 1- &amp;lt;/span&amp;gt; the keystore file '''keystore.ks''' containing your new keys&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; 2- &amp;lt;/span&amp;gt; the certificate request file '''Certificate Request.csr''' containing a copy of your new keys. &amp;lt;u&amp;gt;This file must be uploaded on LUXTRUST's website during your purchase order&amp;lt;/u&amp;gt; .&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the Luxtrust SSL certificate purchase order and its activation have to be performed on the same computer workstation.&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your [[E-file Administration|'''e-file administrator''']] credentials (adminXXX) and click the '''Administration module''' icon (Figure 30).&lt;br /&gt;
&lt;br /&gt;
[[File:Administration module icon (Figure 2).png|400px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 30)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''Certificates ''' button (Figure 31)&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule_2.png|border|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 31)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''Certificates Management''' screen opens. Click the '''CERTIFICATE REQUEST - ACTIVATION MENU''' link (Figure 32).&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule_3.png|border|1000px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 32)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Result&amp;lt;/u&amp;gt;: A new screen opens displaying GENERATE CERTIFICATE KEYS - BEFORE LUXTRUST WEBSITE ORDER on the left side of the page&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
&lt;br /&gt;
Configure your keystore (Figure 33).&lt;br /&gt;
&lt;br /&gt;
[[File:Configure_your_keystore.png|border|1000px]]&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
(Figure 33)&lt;br /&gt;
&lt;br /&gt;
a. &amp;lt;u&amp;gt;Select the keystore import method&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
If you order the certificate for the &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''very first time'''&amp;lt;/u&amp;gt;  &amp;lt;/span&amp;gt;, select '''Create a new keystore file''' option and indicate a keystore name.&lt;br /&gt;
&lt;br /&gt;
In the case you have to &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''renew'''&amp;lt;/u&amp;gt;  &amp;lt;/span&amp;gt; your certificate, you '''&amp;lt;u&amp;gt;must&amp;lt;/u&amp;gt; '''select your '''curent keystore file''' by using the ''browse file'' or ''drag &amp;amp; drop'' feature to import it.&lt;br /&gt;
 &lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : in both case, the new keystore will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
- File name:  choose your keystore name, for example '''keystore.ks'''&lt;br /&gt;
&lt;br /&gt;
- File type : .ks&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
b. &amp;lt;u&amp;gt;Password &amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
If you order the certificate for the &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''very first time'''&amp;lt;/u&amp;gt; &amp;lt;/span&amp;gt;, you have to define a brand-new '''keystore password'''.&lt;br /&gt;
A confirmation is required &lt;br /&gt;
&lt;br /&gt;
In the case you have to &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''renew'''&amp;lt;/u&amp;gt; &amp;lt;/span&amp;gt; your certificate, e.g. its validity date expired, you &amp;lt;u&amp;gt;must&amp;lt;/u&amp;gt; use the '''keystore password''' that had been created when you ordered the certificate for the '''very first time'''.&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;''' Important note : the keystore password has to be shared with all e-file users who have to transmit encrypted documents or decrypt feedback files received from the supervisory authorities. &amp;lt;/span&amp;gt;.&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;''' Important note : if you loose your keystore password, you will have to generate a new key and order a new certificate. &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
c. &amp;lt;u&amp;gt;Certificate request name (.csr)&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
You have to define a name for the technical certificate request file required by Luxtrust, for example '''CertificateRequest.csr'''&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the certificate request will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads.'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
- File name:  '''CertificateRequest.csr'''&lt;br /&gt;
&lt;br /&gt;
- File type : .csr&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 5&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Verify the Company information.  (Figure 34) :&lt;br /&gt;
&lt;br /&gt;
[[File:Company_information.png|border|1300px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 34)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The related fields will be pre-filled in with information we currently have in our system.  Feel free to make changes if necessary.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 6&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
&lt;br /&gt;
Click the '''Generate keys''' button.  &lt;br /&gt;
&lt;br /&gt;
A window will pop up inviting you to download the Keystore file and Certificate Signing Request (Figure 35).&lt;br /&gt;
&lt;br /&gt;
[[File:Keystore CSR download window.PNG|border|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 35)&lt;br /&gt;
&lt;br /&gt;
You must click on each of the Download buttons in order to activate the OK button.&amp;lt;br&amp;gt;&lt;br /&gt;
Then click OK to clear the message window.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Both keystore and certificate request files will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the updated keystore will be generated with a new name as follows: &amp;lt;br&amp;gt;The name of the previous keystore + a timestamp displayed as yyyymm + onhold. &amp;lt;br&amp;gt;&amp;lt;br&amp;gt;Example: oldname : MyKeystore.ks / new name : MyKeystore_202212_onhold.ks''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : we advise you to back up the keystore.ks and CertificateRequest files.''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
===  Finalize your LUXTRUST purchase order ===&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Before to start order in the Luxtrust website make sure that you have process the previous part (Key and Certificate Request generation). &amp;lt;/span&amp;gt; &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
-Open the [https://www.easyssl.lu/?product=e-file LUXTRUST easy SSL e-file website].&lt;br /&gt;
&lt;br /&gt;
-Browse to SSL Certificate section and click the E-FILE icon &lt;br /&gt;
[[File:Sans titre.png|50px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
-Choose the period of validity of your certificate and click the ORDER E-FILE button.&lt;br /&gt;
&lt;br /&gt;
-If you do not have a LUXTRUST easy SSL e-file account you have to get registered.&lt;br /&gt;
&lt;br /&gt;
-Once registered, complete the whole order form, upload your '''CertificateRequest&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt;.csr &amp;lt;/span&amp;gt;''' file, accept the TERMS AND CONDITIONS and click the PLACE ORDER button.&lt;br /&gt;
&lt;br /&gt;
-Shortly afterwards, you will receive an e-mail from LUXTRUST confirming your purchase order.&lt;br /&gt;
&lt;br /&gt;
-Please follow all instructions provided in the e-mail and its PDF attachment (Send signed PDF by post with all required documents to the address indicated inside, process the payment etc.)&lt;br /&gt;
&lt;br /&gt;
----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_activate_my_LUXTRUST_certificate_into_e-file&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I activate (integrate) my LUXTRUST certificate into e-file ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The certificate file will be sent to the e-mail address you provided in your purchase order.&lt;br /&gt;
&lt;br /&gt;
The extension of this file will be .txt, in order to prevent your firewall from blocking the attached file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note: save the file .txt on your computer workstation and &amp;lt;u&amp;gt;replace&amp;lt;/u&amp;gt; the .txt extension by &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt;.cer &amp;lt;/span&amp;gt;  &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Double-click the &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; .cer &amp;lt;/span&amp;gt; file. You should be able to see your certificate as shown below (Figure 36):&lt;br /&gt;
&lt;br /&gt;
[[File:Certificate visual example.png|alt=Certificate example|377x377px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 36)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the Luxtrust SSL certificate ordering and its activation have to be performed on the same computer workstation.&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your [[E-file Administration|'''e-file administrator''']] credentials (adminXXX) and click the '''Administration module''' icon (Figure 37).&lt;br /&gt;
&lt;br /&gt;
[[File:Administration module icon (Figure 2).png|400px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 37)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
&lt;br /&gt;
Click the '''Certificates ''' button (Figure 38).&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule2.png|border|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 38)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''CERTIFICATE ACTIVATION – AFTER RECEPTION OF LUXTRUST CERTIFICATE''' link (Figure 40).&lt;br /&gt;
&lt;br /&gt;
[[File:Certificate_activation.png|border|1500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 40)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 5&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Configure your keystore (Figure 41).&lt;br /&gt;
&lt;br /&gt;
[[File:Certificate_activation_steps.png | 1000px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 41)&lt;br /&gt;
&lt;br /&gt;
a. &amp;lt;u&amp;gt;Select the Group you need to use (by default Principal)&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
b. &amp;lt;u&amp;gt;Import the keystore that was generated at the same time as the Certificate Signing Request&amp;lt;/u&amp;gt;&lt;br /&gt;
(from previous step   )&lt;br /&gt;
&lt;br /&gt;
c. &amp;lt;u&amp;gt;Enter the keystore password&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
d. &amp;lt;u&amp;gt;Import the certificate you received from Luxtrust &amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 6&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''ACTIVATE CERTIFICATE''' button.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
A window will pop up and inform you that the activation has been done successfully.&lt;br /&gt;
&lt;br /&gt;
Your keystore.ks is now updated. It contains your activated LUXTRUST certificate and your encryption keys.&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule_15.png | 300px]]&lt;br /&gt;
&lt;br /&gt;
'''Note''': The display and the position of the pop up may differ regarding the Web browser you are using&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the updated keystore will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads.'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the updated keystore will be generated with a new name : the name of the previous keystore + a timestamp displayed as yyyymm + completed.&amp;lt;br&amp;gt;Example: previous name : MyKeystore.ks / new name : MyKeystore_202212_completed.ks''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : if you loose your keystore and/or its password,you will have to generate a new encryption key and order a new certificate. &amp;lt;/span&amp;gt;.&lt;br /&gt;
-------------&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_must_I_do_with_the_keystore&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What must I do with the keystore ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
===Manual file transmission===&lt;br /&gt;
&lt;br /&gt;
The activated keystore, containing your LUXTRUST certificate and your encryption keys must now be provided to the workstations of each e-file user.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Open the Transmission module&lt;br /&gt;
&lt;br /&gt;
[[File:Icon1.png | 300px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
[[File:Keystore selection After(1).PNG| 600px]]&lt;br /&gt;
&lt;br /&gt;
===Automatic file transmission===&lt;br /&gt;
&lt;br /&gt;
In the case you are using the [[Sending_Service|Sending Service]] for automatic file transmission, the activated keystore.ks must be provided as well.&lt;br /&gt;
----------------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I register my LUXTRUST certificate with the CSSF ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
For some reportings, the LUXTRUST e-file SSL certificate used by the reporting entity must be registered with the CSSF, before sending any files, according to the registration procedure described in the '''[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf#page=8 CSSF 23/833, naming convention part.]'''&lt;br /&gt;
&lt;br /&gt;
The LUXTRUST e-file SSL certificate must be registered with the CSSF for the below reportings:&amp;lt;/br&amp;gt;&lt;br /&gt;
(list extracted from [https://www.cssf.lu/fr/transport-et-securisation/#specifications-techniques Transport et sécurisation via les canaux de transmission externes])&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* COREP/FINREP reporting&lt;br /&gt;
* ESP – Special enquiries&lt;br /&gt;
* SIC – SICAR reporting&lt;br /&gt;
* PFS – Reporting PFS and support PFS&lt;br /&gt;
* EDP – Payment institutions reporting&lt;br /&gt;
* EME – Electronic money institution&lt;br /&gt;
* SGO – Management companies reporting&lt;br /&gt;
* OPC – Fund XML reporting (O1.2)&lt;br /&gt;
* DOC – Non-structured electronic documents (circ. 19/731)&lt;br /&gt;
* OTH – Other&lt;br /&gt;
* OCB – Other reportings for CSSF and BCL&lt;br /&gt;
* SUF – XBRL reportings for subfund-based structured products (IORP)&lt;br /&gt;
* O4.x – Edifact report &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[Media:How to declare your Luxtrust certificate to the CSSF.pdf|=&amp;gt; e-file User Guide: CSSF Certificate registration]]&lt;br /&gt;
----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=== * S3 system ===&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_is_the_S3_digital_key_management_in_e-file&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How is the S3 digital key management in e-file ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The CSSF has updated its submission methods to allow AIFMs to file specific regulatory reports via the CSSF’s API from 2nd November. &lt;br /&gt;
Please note, this is not the deadline to make the change, it is the point at which the new method is available to use. &amp;lt;br&amp;gt;&lt;br /&gt;
FE Fundinfo are ready to support you through the transition. &lt;br /&gt;
Your current setup in e-file will remain in place and only minor one-off changes are required from you to ensure the continuation of your existing functionality on e-file and future proof the communication method for all reporting and filing with the CSSF going forward. &lt;br /&gt;
&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Explanation in context of AIFMD reporting&amp;lt;/u&amp;gt;:'''&amp;lt;br&amp;gt;&lt;br /&gt;
See our online webinar for more explanations : [https://attendee.gotowebinar.com/recording/7273286345756229380 November 21st webinar in English]  and the [https://c2rv804.na1.hubspotlinks.com/Ctc/ZO+113/c2RV804/VWQ8Fx5Hw7JyVdSL7w2rxckBW20x2Jc566MpmN31NNCl5nXHsW7Y9pgv6lZ3kLW8mzYxT1ZSlmLW7yCpDW2jmg69W73tZTZ5yBySkW7jL_zN8my412W9hGQQt71RszSVkgkWT3FF-R2W1VryJ67bk_NmW1RKWr345DTFjV1PBRM2KwkQsW4P0bYq6h4FhzW2Y0TlL8jm7QlW6N2qBz9lFm9yW1bNKCy1qGVgGW7dJWkQ8TTtG5N3kH6ptzC816W33qG8b10K_BtW8gQSgN4g3h5TW9h3bp34KXCJHV_q02d6BgPGWW5xJSX81p0bg6W8jK_6G221K5qW3_hsX93mN9kwW2RyrBr7f39YJW8v09kD7Cw1nxW37qD826JSxdcW4Rc7yD85pl3PW109fZz4mxLcHW26Y0Y03k4GNWW8zPXjF1t6bspW78yjPn71W4ftW8-MxR372T_w5V13CVl6qstVRW21LWhW2dlqL_W2Xs3ZP6K5mZ2W1THZsw1FrpXLW54G4QN27qB0BW3yXpwm7rd3qwW23mB7r301kH7W19MCT85QW6wbW218pPC2z-WjCVQRHvT30nLTNW1qM-sk29_0TFd2XXgW04 related presentation]&lt;br /&gt;
&lt;br /&gt;
[https://attendee.gotowebinar.com/recording/2231697877960308483 Webinaire en français] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Explanation in context of UCITS Cross-Border notification&amp;lt;/u&amp;gt;:'''&amp;lt;br&amp;gt;&lt;br /&gt;
See our online webinar for more explanations : [https://attendee.gotowebinar.com/recording/2670031382955110830 December 12th webinar in English]  and the [https://445778.fs1.hubspotusercontent-na1.net/hubfs/445778/FE%20fundinfo%20presentations/FSQ%20channel%20change_Webinar%2012%20December.pdf related presentation]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
This new system works via a bucket system.&amp;lt;br&amp;gt;&lt;br /&gt;
There is one bucket for each filing context (i.e. Cross-border notification, AIFMD)&amp;lt;br&amp;gt;&lt;br /&gt;
The CSSF imposes a technical size limit for filing per bucket on 30 rolling days.&amp;lt;br&amp;gt;&lt;br /&gt;
Should you encounter any issue, feel free to contact us directly [[How to contact us|'''Client Support &amp;amp; Operations Desk''']] we will liaise with the CSSF.&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
The below is a step-by step guide to appoint FE Fundinfo as a delegate within the CSSF’s eDesk platform, the easiest path to allow us to maintain our services. &amp;lt;br&amp;gt;&lt;br /&gt;
Once the set-up is complete you can continue to use your familiar eFile interface and do not need to interact with eDesk as this will all be channelled within your existing workflows in eFile. &lt;br /&gt;
&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
To perform the set-up in eFile you have two options:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* You as IT expert import the S3 keys on eFile &lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; &amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-toggle&amp;quot; style=&amp;quot;float:left; margin-left:0; margin-right:1em;&amp;quot;&amp;gt;'''Step by step guide for eDesk IT Experts to connect CSSF’S eDesk to FE Fundinfo’s eFile system''' &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;click to expand&amp;lt;/span&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
{|border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|+&lt;br /&gt;
!'''Steps'''&lt;br /&gt;
!'''Actions'''&lt;br /&gt;
!'''Additional information'''&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 1&lt;br /&gt;
|&lt;br /&gt;
Your entity’s appointed IT Expert will need to log into the IT Management&lt;br /&gt;
area of eDesk ([https://edesk.apps.cssf.lu/edesk-itmgt/s3/accesses here]). This must be using the same LuxTrust Device and&lt;br /&gt;
account that the IT Expert role was assigned to. Please note, that these&lt;br /&gt;
steps can only be implemented from the appointed IT Expert account&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 2&lt;br /&gt;
|&lt;br /&gt;
Once logged in, go to the ‘S3 ACCESS DASHBOARD’ at the top of the page,&lt;br /&gt;
which will take you to a screen similar to the below&lt;br /&gt;
|&lt;br /&gt;
[[File:02-S3Dashboard.png|S3Dashboard|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 3&lt;br /&gt;
|&lt;br /&gt;
Select ‘Create Access’&lt;br /&gt;
|&lt;br /&gt;
[[File:03-S3CreateAccess.png|S3CreateAccess|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 4&lt;br /&gt;
|&lt;br /&gt;
This will provide you with an option to select a ‘scope’ which will be the&lt;br /&gt;
reporting type you have been appointed as IT Expert for and select create:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
[[#Correspondance table|You can refer to our correspondance table]]&lt;br /&gt;
|&lt;br /&gt;
[[File:04-S3CreateScope.png|S3CreateScope|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 5&lt;br /&gt;
|&lt;br /&gt;
This will create a line in the S3 access dashboard with the report type, the&lt;br /&gt;
status (this should show ‘Granted’) and the date of this creation.&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
Each report type generates 3 codes on eDesk, (the Bucket code, the Access&lt;br /&gt;
Key, and the Secret Key). To reveal these keys, click the magnifying glass&lt;br /&gt;
with a ‘+’ icon under the actions column (located on the far right of the&lt;br /&gt;
screen).&lt;br /&gt;
|&lt;br /&gt;
[[File:05-S3Granted.png|S3Granted|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 6&lt;br /&gt;
|&lt;br /&gt;
This will reveal the information about the who the access has been granted to, when and what report it is for. It will also provide details of the unique codes specific to the entity, report type and individual.&lt;br /&gt;
|&lt;br /&gt;
[[File:06-S3Access.png|S3Access|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 7&lt;br /&gt;
|&lt;br /&gt;
Once the Keys have been generated, keeping your connection to eDesk open, in another window, open your efile environment. Log in using the efile Admin account for your entity and open the ‘Keys Management’ tab.&lt;br /&gt;
|&lt;br /&gt;
[[File:07-efileMenu.png|efileMenu|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 8&lt;br /&gt;
|&lt;br /&gt;
Select ‘Add Key’ on the far right of the screen&lt;br /&gt;
|&lt;br /&gt;
[[File:08-eFileAddKey.png|eFileAddKey|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 9&lt;br /&gt;
|&lt;br /&gt;
A pop out will appear and provide you with several drop down lists to&lt;br /&gt;
complete. Under ‘Scope’ you should choose the report type that you are&lt;br /&gt;
providing the Keys for. In this instance AIFMD should be selected.&lt;br /&gt;
|&lt;br /&gt;
[[File:09-eFileScope.png|eFileScope|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 10&lt;br /&gt;
|&lt;br /&gt;
Returning to eDesk, copy the Bucket code, the Access key and Secret key&lt;br /&gt;
and paste each of these into the applicable boxes on efile.&lt;br /&gt;
|[[File:10-BucketCopy.png|BucketCopy|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
===Correspondance table===&lt;br /&gt;
'''Please find the correspondence table of e-file and e-Desk scopes'''&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;sortable&amp;quot; border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;1&amp;quot;&lt;br /&gt;
|-  &amp;lt;div style=&amp;quot;position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Label scope in e-file'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Label scope in e-Desk'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''CSSF reference'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Deadline'''&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Reporting AIFM&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Reporting AIFM&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/AIFM_Reporting_Technical_Guidance.pdf AIFM reporting -Technical guidance]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 30 June 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Cross-border marketing notifications&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Cross-border marketing notifications&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User_guide_notifications_CBDF.pdf User guide notifications CBDF]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 2nd January 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | UCI Adminsitrator - Annual reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | UCI Adminsitrator - Annual reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/cssf22_811eng.pdf CSSF 22/811]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 30 June 2023&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Quarterly survey of covered deposits (FGDL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Quarterly survey of covered deposits (FGDL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/CSSF_CPDI_2440eng.pdf CSSF-CPDI 24/40]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15 May 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - Precontractual disclosures&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - Precontractual disclosures - SFO&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User_Guide_-_SFDR_UCI_Precontractual_Data_Collection_-_practical-guide.pdf SFDR precontractual data collection]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 31 October 2023&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - periodical disclosures&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - periodical disclosures - SFPER&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User_Guide_-_SFDR_UCI_Data_Collection_-_practical-guide.pdf SFDR UCI Data Collection]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 31 January 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | EBA ITS standard reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | EBA ITS standard reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Bank_prudential_reporting.pdf Bank prudential reporting]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st September 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Regulatory Documents and Reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Regulatory Documents and Reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User-Guide-Regulatory-documents-and-reports.pdf User Guide for Regulatory Documents and Reports]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th November 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Key Information Document (KID PRIIPs/KID)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Key Information Document (KID PRIIPs/KID)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User-Guide-Key-Information-Document.pdf User Guide for Key Information Document]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th November 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | U1.1 reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | U1.1 reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Guidelines_U1.1.pdf Guidelines on the U1.1 reporting]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th November 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Yearly Survey on Covered Investment claims (SIIL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Yearly Survey on Covered Investment claims (SIIL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Guidelines_Yearly_Survey_on_Covered_Investment_Claims.pdf Guidelines for the Yearly Survey on Covered Investment claims (SIIL)]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 17th January 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SAQ PDAOFI&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SAQ PDAOFI&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Guidelines_SAQ_DPAAIF.pdf Guidelines on the self-assessment questionnaire PDAOFI]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 31st March 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Prospectus identification&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Prospectus identification&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/en/2025/03/upcoming-evolution-in-the-electronic-visa-stamp-procedure-for-the-prospectuses-of-ucits-part-ii-ucis-sicars-and-sifs/ Procedure change for visa &amp;quot;stamp&amp;quot; prospectuses]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st April 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Csdr article 9&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Csdr article 9&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/CSDR9_Handbook.pdf User Guide Internalised Settlement Reporting Under Article 9 OF CSDR]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st July 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | MMF Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | MMF Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/MMFR_Handbook.pdf MMF reporting Handbook]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st September 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | IRP XBRL Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | IRP XBRL Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/en/2026/01/iorp-reporting-circular-cssf-19-726-new-edesk-procedure/ new IORP procedure]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th January 2026&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|}&lt;br /&gt;
---------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
===Special cases===&lt;br /&gt;
'''For Key Information Document (KID PRIIPs/KID) and Regulatory Documents and Reports scopes'''&amp;lt;br&amp;gt;&lt;br /&gt;
Due to the way the CSSF has implemented the third-party delegation process we have adapted our S3 scope import system in order to enable &lt;br /&gt;
&amp;lt;/br&amp;gt;&lt;br /&gt;
the possibility for a client who is a service provider to onboard multiple S3 keys for the same scope on different Asset Managers / Self-managed funds / Filing entity based on the FSQ referential&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
To do so after having selected Key Information Document (KID PRIIPs/KID) or Regulatory Documents and Reports scope.&amp;lt;br&amp;gt;&lt;br /&gt;
You have to use the dedicated radio button Asset Manager, Self-Managed funds or Filing Entity&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
The list is automatically refreshed to only display third-party without S3 key onboarded.&amp;lt;br&amp;gt;&lt;br /&gt;
In case of a Filing Entity, the name of the Third party linked to the eFile user will be pre-filed (and can't be changed)&amp;lt;br&amp;gt;&lt;br /&gt;
[[File:AssetManager-SelfManaged-FilingEntity.png|Asset Manager, Self-Manged fund or Filing Entity|400px]]&lt;br /&gt;
&lt;br /&gt;
To help you identifying which key has already been imported on eFile a dedicated page has been added in the S3 Keys Management module &amp;lt;br&amp;gt;&lt;br /&gt;
This page lists the already imported key for scope(s) allowing delegation. &amp;lt;br&amp;gt;&lt;br /&gt;
The Bucket owner (entity that owns the S3 key) and the Provider (entity who uploaded the S3 key on eFile) are displayed.&amp;lt;br&amp;gt;&lt;br /&gt;
[[File:DelegationList.png|S3 Key list|800px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* Grant us with the IT expert role to  perform such changes for you &lt;br /&gt;
To start the process please send us an email to '''[mailto:cso.desk@fundsquare.net cso.desk@fundsquare.net]''' with both '''name''' and '''CSSF identification number''' of the entity you want we become IT Expert &lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; &amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-toggle&amp;quot; style=&amp;quot;float:left; margin-left:0; margin-right:1em;&amp;quot;&amp;gt;'''Step by step guide on how to assign FE Fundinfo as a CSSF IT Expert on eDesk''' &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;click to expand&amp;lt;/span&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
{|border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|+&lt;br /&gt;
!'''Steps'''&lt;br /&gt;
!'''Actions'''&lt;br /&gt;
!'''Additional information'''&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 1&lt;br /&gt;
|&lt;br /&gt;
Log into [https://edesk.apps.cssf.lu/ eDesk] with the Advanced User account using your LuxTrust Device and Password. Please note that these changes can only be implemented from the Advanced User account&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 2&lt;br /&gt;
|&lt;br /&gt;
Once logged in, go to the top right corner of the screen, click on your account user name, and select ‘Entity Management’&lt;br /&gt;
|&lt;br /&gt;
[[File:02-EntityManagement.png|EntityManagement|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 3&lt;br /&gt;
|&lt;br /&gt;
Now select ‘Access Requests’ from the tabs at the top of the screen:&lt;br /&gt;
|&lt;br /&gt;
[[File:03-AccessRequest.png|AccessRequest|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 4&lt;br /&gt;
|&lt;br /&gt;
As FEfundinfo will have made a request to connect from our Fundsquare account, you will see us on a list of users requests to connect with your entity. You will be able to identify our request as it will be with the LuxTrust SN: &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;100115278245548987357&amp;lt;/span&amp;gt;&lt;br /&gt;
|&lt;br /&gt;
[[File:04-LuxtrustSN.png|LuxtrustSN|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 5&lt;br /&gt;
|&lt;br /&gt;
Once you have identified the FE fundinfo request from our Fundsquare account, you can go to the far right of the screen and select ‘ACCEPT ACCESS’ or ‘REJECT ACCESS’. Remember to only&lt;br /&gt;
accept requests and provide access to users you are associated with. You will need to ‘ACCEPT ACCESS’ on our request:&lt;br /&gt;
|&lt;br /&gt;
[[File:05-AcceptAccess.png|AcceptAccess|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 6&lt;br /&gt;
|&lt;br /&gt;
Once you have clicked accept, go to the ‘Specific roles within entity’ tab:&lt;br /&gt;
|&lt;br /&gt;
[[File:06-SpecificRole.png|SpecificRole|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 7&lt;br /&gt;
|&lt;br /&gt;
Under the ‘Specific roles within entity’ tab, on the right of the screen, click the ‘Add’ button:&lt;br /&gt;
|&lt;br /&gt;
[[File:07-AddSpecificRole.png|AddSpecificRole|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 8&lt;br /&gt;
|&lt;br /&gt;
You will now be able to click on the ‘User’ box and select a user within the list of approved users connected with your entity. One of these will be FE fundinfo’s Fundsquare account, select this option and the user details will populate automatically:&lt;br /&gt;
|&lt;br /&gt;
[[File:08-FSQUser.png|FSQUser|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 9&lt;br /&gt;
|&lt;br /&gt;
Now you can select a role for that user, in this case you will need to select IT EXPERT for FE fundinfo in the drop down selection and click save on the top right to make the change&lt;br /&gt;
|&lt;br /&gt;
[[File:09-ITExpert.png|ITExpert|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 10&lt;br /&gt;
|&lt;br /&gt;
You have now completed all you need to ensure continued use of efile and secure submission of your reports to the CSSF! FE fundinfo will do the rest and can now ensure that the changing transmission methods gradually introduced by the CSSF over the next 18 months are updated as needed without any impact on you&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
::== Onboarding workflow map ==&lt;br /&gt;
''You can click on the picture.''&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:Wkf_S3_onboarding.png|center|1500px|alt=clickable image : form description| titre&lt;br /&gt;
rect 106 355 277 452	[[E-file_Administration#You_as_IT_Expert | You as IT Expert ]]&lt;br /&gt;
rect 776 541 947 630	[[E-file_Administration#FE_Fundinfo_as_IT_Expert |FE Fundinfo as IT Expert]]&lt;br /&gt;
rect 1024 376 1193 482	[https://edesk.apps.cssf.lu/edesk-dashboard/homepage?lng=en eDesk User Guide ]&lt;br /&gt;
rect 477 530 646 691 	[https://www.cssf.lu/wp-content/uploads/Methods-of-transmitting-reports-via-S3-Application-Programming-Interface-Technical-guidance.pdf S3 transmitting method ]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
-----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=== * general security questions ===&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_change_the_local_e-file_administrator&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I change the local e-file administrator ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Each e-file administrator account is linked to a single email at a time.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
3 cases :&lt;br /&gt;
* You have access to the account &lt;br /&gt;
:then change the email of the administrator by using the &amp;lt;b&amp;gt;administration module&amp;lt;/b&amp;gt; and update the administrator account's owner (name, firstname). The new administrator will just have to request a new password.&lt;br /&gt;
* You have access to the administrator's e-mail box&lt;br /&gt;
:you can use the &amp;quot;forgotten password&amp;quot; button on https://www.e-file.lu to change the password and get access.&lt;br /&gt;
* You do not have access to the administrator account nor to the email of this account &lt;br /&gt;
:then for security reason you will have to follow this specific procedure:&lt;br /&gt;
&lt;br /&gt;
::Your request must be sent by email and paper mail.&lt;br /&gt;
&lt;br /&gt;
::The paper can be replaced by a mail with a scan of the letterhead paper =&amp;gt; Send your email to '''[mailto:e-file.support@fefundinfo.com e-file.support@fefundinfo.com].&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''The request must be submitted on letterhead of your company and signed by a legal representative with the following information'''&amp;lt;/u&amp;gt;: &lt;br /&gt;
*Administrator's login adminXXX&lt;br /&gt;
*The current email address which is linked to the administrator&lt;br /&gt;
*The new email address to link to the administrator&lt;br /&gt;
*A brief explanation of the reason why you need to change it&lt;br /&gt;
*Send your email to '''[mailto:e-file.support@fefundinfo.com e-file.support@fefundinfo.com]'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Once Fundsquare has received and checked your request we will update your email and send you the procedure to update the password.&lt;br /&gt;
&lt;br /&gt;
If you have further questions do not hesitate to contact our [[How to contact us|'''Client Support &amp;amp; Operations Desk''']].&lt;br /&gt;
&lt;br /&gt;
-----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_is_the_e-file_password_policy&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What is the e-file password policy ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[File:Password.png|300 px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 42)&lt;br /&gt;
&lt;br /&gt;
The password you will have to provide must follow the rules below:&lt;br /&gt;
&lt;br /&gt;
*At least one upper and one lower case letter&lt;br /&gt;
*At least one number&lt;br /&gt;
*At least one special character from this list: ! # $ % &amp;amp; ( ) * + , . /: ; &amp;lt; = &amp;gt; ? ^ _ @ { | } [ ] ~&lt;br /&gt;
*At least 8 characters and at most 20&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt; Please note that &amp;lt;/u&amp;gt;:&lt;br /&gt;
&lt;br /&gt;
The validity of your password is not limited in time.&lt;br /&gt;
&lt;br /&gt;
Our system blocks the user after 3 incorrect attempts and it is the e-file administrator who has to unblock the account.&lt;br /&gt;
&lt;br /&gt;
Passwords are encrypted in our database and we do not keep them. You may re-use them.&lt;br /&gt;
-----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Being informed ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_get_important_information&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get important information ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
As an administrator, you will received all significant information regarding e-file changes, maintenance or enhancement through the e-mail address set up onto your account.&lt;br /&gt;
You can also manage some alerts through e-file, see the notifications system.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_get_custom_notifications&amp;gt;&amp;lt;/span&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get custom notifications ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Please be informed that you can receive alert by email triggered by specific events.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Example&amp;lt;/u&amp;gt; : Court orders sent by the Luxembourgish judicial police [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf (=&amp;gt; CSSF - Circular 13/566)]&lt;br /&gt;
&lt;br /&gt;
If you want to be notified by email each time the Luxembourgish judicial police sends you court orders, you have to follow the  steps below.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1'''&amp;lt;/u&amp;gt;  : Connect to e-file with your user credentials : '''https://www.e-file.lu/e-file/'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2'''&amp;lt;/u&amp;gt;  : Select Update my profile&lt;br /&gt;
&lt;br /&gt;
[[File:Select Update my profile.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3'''&amp;lt;/u&amp;gt;  : Verify that your email address registered in your e-file account is valid.&lt;br /&gt;
&lt;br /&gt;
[[File:Your e-file account is valid.png |400 px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;IMPORTANT :&amp;lt;/u&amp;gt;  if your email address is not valid, please ask your [[Administration#e-file_administrator_functions_.28e-file_v1.29|'''e-file administrator''']] to replace it by a valid one.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4'''&amp;lt;/u&amp;gt;  : Select Customize your notifications.&lt;br /&gt;
&lt;br /&gt;
[[File:Customize your notifications.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 5'''&amp;lt;/u&amp;gt;  : Select group.&lt;br /&gt;
&lt;br /&gt;
[[File:Select group555.png |400 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 6'''&amp;lt;/u&amp;gt;  : Select the Alert type.&lt;br /&gt;
&lt;br /&gt;
[[File:Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;IMPORTANT :&amp;lt;/u&amp;gt;  &lt;br /&gt;
&lt;br /&gt;
A green window will pop-up stating that the update has been saved.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Optional Step 7'''&amp;lt;/u&amp;gt;  : Receive only your alerts and not the group's ones.&lt;br /&gt;
&lt;br /&gt;
Ticking also the group box, the sends from other users of the same reports group will be ignored.&lt;br /&gt;
&lt;br /&gt;
[[File:Alerte Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
[[Category: FAQ e-file]]&lt;br /&gt;
&lt;br /&gt;
----------------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=E-file_Static_Data_Management&amp;diff=7989</id>
		<title>E-file Static Data Management</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=E-file_Static_Data_Management&amp;diff=7989"/>
		<updated>2026-02-26T09:08:08Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* FDF template */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
__TOC__&lt;br /&gt;
&lt;br /&gt;
= FAQ =&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q0&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Your module is greyed out?&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q0&amp;quot;&amp;gt;&lt;br /&gt;
::To get access, please ask your e-file local administrator to [[E-file Administration#How_do_I_assign_groups_and_profiles_to_users|make you member]] of the '''''Fundamental Data Form''''' group.&lt;br /&gt;
&lt;br /&gt;
::[[File:SDM GreyedOut.png|alt=Registration and distribution matrix is greyed out.|To have access : '''''Distribution matrix ''''' and '''''Registration matrix ''''' groups ]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q1&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Why is the CSSF code missing?&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q1&amp;quot;&amp;gt;&lt;br /&gt;
::Filing codes have to be provided to our static data team so that they can be mapped to the correct ISIN/Instrument. The provision of the CSSF codes lies with our customers or their service providers (e.g. the fund's central administration)&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: center; width:100%;border-style: double none none none;&amp;quot;&amp;gt; &amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=Select template=&lt;br /&gt;
&lt;br /&gt;
[[File:5After SelectTemplate.png|700 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint1.png|20 px]] Click on the arrow highlighted in yellow in the top left hand corner of the page to open the drop-down list to select the TEMPLATE [[File:AfterPoint2.png|20 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
=Filter functions=&lt;br /&gt;
[[File:2AfterSDMExport.png|1000 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint1.png|20 px]] Click on the '''FILTER''' button [[File:AfterSDMFilter.png|30 px]] on the right side of the screen. A toolbar (highlighted in yellow) opens where you can narrow your search options by specifying the [[File:AfterPoint2.png|20 px]] STATUS of the instrument (e.g. active and public).&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint3.png|20 px]] Click inside the toolbar highlighted in yellow. A drop-down list '''DATA FILTERS''' pops up where you can narrow your search criteria by selecting e.g. ISIN, CSSF CODE. Enter your ISIN, CSSF CODE in the dedicated search field (3a, 3b) and &lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint4.png|20 px]] Press the '''SEARCH'''  button or press ENTER.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint5.png|20 px]] Press the '''RESET''' button [[File:AfterSDMResetButton.png|20 px]] to clear all fields and reset filters.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint6.png|20 px]] If the '''SELECT ALL''' box is checked, all instruments of all management companies that are linked in our database to the ACTOR are selected.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint7.png|20 px]] Display options&lt;br /&gt;
&lt;br /&gt;
:: If the '''SHOW ONLY SELECTED''' button is green, only the selected instruments are displayed on the screen.&lt;br /&gt;
&lt;br /&gt;
:: If the '''EXPAND ALL''' button is green, the whole tree structure (fund, sub-fund, share class) of the instrument is displayed.&lt;br /&gt;
&lt;br /&gt;
:: If the '''SPREAD SELECTION TO RELATED INSTRUMENTS''' button is green and you select an instrument at fund level, the whole tree structure of the fund will be automatically selected.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint8.png|20 px]] If you press the '''EXPORT''' button, all selected instruments with checked boxes will be exported in the file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
=Export a file=&lt;br /&gt;
[[File:2AfterSDMEportFDF.png|700 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint1.png|20 px]] Press the '''EXPORT''' button&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint2.png|20 px]] The red notification indicates that one file is being generated or has been generated.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint3.png|20 px]] Once that file is generated, a window pops up indicating '''The following report has been generated'''.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint4.png|20 px]] Open the file that is available at the bottom of the page.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
=Import a file=&lt;br /&gt;
[[File:3AfterSDMImport.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint1.png|20 px]] Press the '''FLOW-CHART''' button [[File:AfterSDMFlowChartButton.png|20 px]]. A small window pops up with two options: '''EXPORT''' and '''IMPORT'''. Select '''IMPORT.'''&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint2.png|20 px]] You have two options to upload your file:&lt;br /&gt;
&lt;br /&gt;
:: - either you '''BROWSE''' your file system and select the file you want to upload&lt;br /&gt;
&lt;br /&gt;
:: - or you '''DRAG &amp;amp; DROP your file directly onto the appropriate area [[File:AfterSDMDragDrop.png|20 px]]&lt;br /&gt;
&lt;br /&gt;
:: &amp;lt;span style=&amp;quot;color:white; background:DarkTurquoise&amp;quot;&amp;gt; '''NEW:''' &amp;lt;/span&amp;gt; Please be informed that new &amp;lt;u&amp;gt;features&amp;lt;/u&amp;gt; have been added to the new e-file version of the '''Static Data Management''' application. You have now the possibility to upload &amp;lt;u&amp;gt;several&amp;lt;/u&amp;gt; files at the same time.&lt;br /&gt;
&lt;br /&gt;
:: In our example we uploaded two files:&lt;br /&gt;
&lt;br /&gt;
:: ABC_2019_12_17_FDF.xlsx (cf. '''2b''')&lt;br /&gt;
&lt;br /&gt;
:: XYZ_2019_12_17_FDF.xlsx (cf. '''2a''')&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint3.png|20 px]] You have two options to add the mandatory parameters '''TEMPLATE''', '''ACTION''', '''COMMENT'''&lt;br /&gt;
&lt;br /&gt;
::- either you select each parameter for each single file&lt;br /&gt;
&lt;br /&gt;
::- or you set all parameters via the SET BULK PARAMETERS [[File:AfterPoint4.png|20 px]] funcionality cf. screen below&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''VERY IMPORTANT INFORMATION'''&lt;br /&gt;
&lt;br /&gt;
Please ensure that you always follow the Fundsquare naming convention of the templates. The respective acronyms at the end of the file name are '''mandatory''' and they have to be preceded by an underscore. Please note that only '''.xlsx''' files are allowed to be imported.&lt;br /&gt;
&lt;br /&gt;
FDF template: nnnnnnn_'''FDF'''.xlsx&lt;br /&gt;
&lt;br /&gt;
MIFID template: nnnnnnn_'''MIFID'''.xlsx&lt;br /&gt;
&lt;br /&gt;
PRIIPS template: nnnnnnn_'''PRIIPS'''.xlsx&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==Set bulk parameters==&lt;br /&gt;
[[File:2AfterSDMBulkImport.png|600 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint1.png|20 px]] If you check the '''SELECT ALL''' box and complete all mandatory fields in this sections, all mandatory fields of the two files we imported, will be populated automatically with the same parameters.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint2.png|20 px]] Press the '''VALIDATE IMPORT PARAMETERS''' button.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==Import confirmation==&lt;br /&gt;
[[File:NewSDM.png|600 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint1.png|20 px]] Press the IMPORT DATA button. &lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint2.png|20 px]] A window pops up indicating '''Your documents were received'''&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint3.png|20 px]] At the top of the screen a toast notification shows up confirming that the import was successful.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint4.png|20 px]] The red notification with number 2 inside, shows you that 2 files have been imported.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint5.png|20 px]] If you click on the exclamation mark, a drop down list with all imported files opens.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Furthermore, please be informed, that you will receive a '''notification''' by email with detailed information on your files you imported.&lt;br /&gt;
&lt;br /&gt;
[[File:ConfirmationMail.png|border|400 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==How to use FSQ IDs in the Fundamental Data Form (FDF)==&lt;br /&gt;
&lt;br /&gt;
In the following, we would like to explain you, how to use &amp;lt;u&amp;gt;Fundsquare's internal identification numbers&amp;lt;/u&amp;gt; of instruments which are available in column 45, 46, 47 of the Fundamental Data Form (Id Fund, Id Sub-Fund, Id Share-Class).&lt;br /&gt;
&lt;br /&gt;
(1) &amp;lt;u&amp;gt;Modification of an instrument&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
If you modify an instrument '''&amp;lt;u&amp;gt;the three FSQ Id must not be changed under no circomstances&amp;lt;/u&amp;gt;.'''&lt;br /&gt;
&lt;br /&gt;
For example, if you want to change a sub-fund name, the new name must be reported in the appropriate cell. '''DO NOT CHANGE''' the FSQ IDs.&lt;br /&gt;
&lt;br /&gt;
[[File:1 FSQ ID FDF.png|border|300 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
(2) &amp;lt;u&amp;gt;Closure of an instrument&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
If you want to close an instrument, the appropriate cells in column 13, 24, 34 have to be completed with the closure date. '''DO NOT CHANGE''' the FSQ IDs.&lt;br /&gt;
&lt;br /&gt;
[[File:1 FSQ ID FDF.png|border|300 px]]&lt;br /&gt;
&lt;br /&gt;
Please note, that if you close a fund, the whole fund tree structure will be closed in our database.&lt;br /&gt;
&lt;br /&gt;
If you close a single sub-fund, all share classes belonging to this sub-fund will be closed in our database.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
(3) &amp;lt;u&amp;gt;Creation of a new fund&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
To create a new fund, select a standard FDF extraction with the same fund structure (SICAV i.e..) and the same Law directive (P110 i.e..) as the new one you will have to create.&lt;br /&gt;
&lt;br /&gt;
'''&amp;lt;u&amp;gt;IMPORTANT&amp;lt;/u&amp;gt;''': you '''must &amp;lt;u&amp;gt;REMOVE&amp;lt;/u&amp;gt; all ID instruments''' from the cells in columns 45, 46 and 47 as they refer to a &amp;lt;u&amp;gt;already existing instrument&amp;lt;/u&amp;gt;', and the risk is you replace the existing instrument.&lt;br /&gt;
&lt;br /&gt;
[[File:2 FSQ ID FDF.png|border|300 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
(4) &amp;lt;u&amp;gt;Creation of a new sub-fund&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
For example, if you want to add 3 sub-funds to an existing fund, you have to add 3 lines below the fund in the extraction template and complete the appropriate cells. &lt;br /&gt;
&lt;br /&gt;
'''&amp;lt;u&amp;gt;REMOVE&amp;lt;/u&amp;gt; Id Sub-Fund and Id Share-Class''', but '''&amp;lt;u&amp;gt;DO NOT CHANGE&amp;lt;/u&amp;gt; the Id Fund'''.&lt;br /&gt;
&lt;br /&gt;
[[File:3 FSQ ID FDF.png|border|300 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
(5) &amp;lt;u&amp;gt;Creation of a new share-classes&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
For example, if you want to add 5 share-classes to an existing sub-fund, you have to add 5 lines to the existing sub-fund structure in the extraction template. Complete all cells accordingly.&lt;br /&gt;
&lt;br /&gt;
'''&amp;lt;u&amp;gt;REMOVE&amp;lt;/u&amp;gt; Id Share-Class''', but '''&amp;lt;u&amp;gt;DO NOT CHANGE&amp;lt;/u&amp;gt; the Id Fund and Id Sub-Fund'''.&lt;br /&gt;
&lt;br /&gt;
[[File:4 FSQ ID FDF.png|border|300 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
(6) Exception in column 28 &lt;br /&gt;
&lt;br /&gt;
In the case of share class creations, we would like to ask you, for internal processing reasons only, to delete all &amp;quot;Capitalisation&amp;quot; and &amp;quot;Distribution&amp;quot; words that appear in column 28.&lt;br /&gt;
&lt;br /&gt;
[[File:SDMException.png|400 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== How to complete the FDF ==&lt;br /&gt;
In due course, we will provide further information on this section.&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: center;&amp;quot;&amp;gt;&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;5&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|- &lt;br /&gt;
|'''Main Category'''||'''Column Number'''||'''Field Label'''||'''Mandatory Field'''||'''Definition'''||'''Type of Data'''||'''Field Format'''||'''Format Constraints'''||'''Business Rule'''|| &lt;br /&gt;
|- &lt;br /&gt;
|'''Third-Party Information'''||1||Promoter||No||Indicates the name of the Initiator/Sponsor of the fund including the country||Company Name||String char (100)||N/A||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Third-Party Information'''||2||Management Company||Yes||Indicates the name of the Management Company of the fund including the country||Company Name||String char (100)||N/A||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Third-Party Information'''||3||Investment Company||Conditional cf Definition||Indicates the name of the Investment Company of the fund including the country.&amp;lt;br&amp;gt;This field is mandatory if the fund is self-managed and no management company has been provided||Company Name||String char (100)||N/A||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Third-Party Information'''||4||Fund Administration||Yes||Indicates the name of the Administrator of the fund including the country.||Company Name||String char (100)||N/A||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Third-Party Information'''||5||Transfer Agent||Conditional cf Definition||Indicates the name of the Transfer Agent of the fund including the country.&amp;lt;br&amp;gt;This field is mandatory for the Order Routing Data||Company Name||String char (100)||N/A||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||6||Fund Name||Yes||Indicates the legal name of the fund||Label||String char (100)||Is unique in Fundsquare's database (upper/lower case letters)||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||7||Fund National Competent Authority Code||No||Indicates the codification used by the fund's domicile authority on fund level||Codification||String char (20)||Is unique in Fundsquare's database||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||8||Fund Administration Code||No||Indicates the central administration's instrument code at the fund level (AC internal code)||Codification||String char (20)||Is unique at this level||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||9||Fund GIIN Code||Conditional cf Definition||Indicates the Global Intermediary Identification Number of the instrument at the fund level&amp;lt;br&amp;gt;This field is mandatory for FATCA reporting||Codification||String char (20)||Alphanumerical: Char(6).Char(5).Char(2).Number(3).&amp;lt;br&amp;gt;Is unique in Fundsquare's database.||Has to be unique if not SP (Sponsor).&amp;lt;br&amp;gt;7th char = &amp;quot;.&amp;quot;&amp;lt;br&amp;gt;13th char = &amp;quot;.&amp;quot;&amp;lt;br&amp;gt;16th char = &amp;quot;.&amp;quot;&amp;lt;br&amp;gt;&amp;amp;&amp;lt;br&amp;gt;Last 3 char = 442&amp;lt;br&amp;gt;or&amp;lt;br&amp;gt;14th&amp;amp;15th = SP&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||10||Fund RFI ID (CRS)||Conditional cf Definition||Indicates the Social Security Identification number at the fund level. Mandatory for CRS reporting||Codification||String char (20 or 22)||Number(11) - Number(13)||9th char is a letter followed by 8 &amp;quot;0&amp;quot;||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||11||Type of EU Directive||Yes||Indicates whether the fund is an UCITS-fund or an AIF-fund according to european directives||Indicator||String char (6)||List of values:&amp;lt;br&amp;gt;UCITS&amp;lt;br&amp;gt;AIF&amp;lt;br&amp;gt;OTHER||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||12||Umbrella Fund||No||Indicates whether the fund is an umbrella or not||Indicator||String char (3)||Boolean: YES/NO||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||13||Fund Creation Date||Yes||Indicates the date on which the fund is created/activated||Date||Date char (10)||Date format: dd/MM/yyyy||If date &amp;gt; current date OR If no date = inactivated = anticipated creation (AC).&amp;lt;br&amp;gt;If date ≤ current date = activated = available for documents notification and dissemination (ACT).||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||14||Fund End Date||No||Indicates the ending date of the fund's activity (closing/liquidation date)||Date||Date char (10)||Date format: dd/MM/yyyy||If Date ≤ current date = inactivated = not available for documents notification and dissemination.&amp;lt;br&amp;gt;available 1 year for reporting.||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||15||Fund Jurisdiction Country||Yes||Indicates the country where the fund is domiciled||Legal||String char (2)||Code ISO2||The two first characters must be the same as the two first letters included in ISIN code.&amp;lt;br&amp;gt;For example: LU, GB, IE, etc.||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||16||Fund Legal Form||Yes||Indicates the legal form of the fund||Legal||String char (4)||List of values:&amp;lt;br&amp;gt;&amp;quot;FCP&amp;quot; = FCP: Common fund&amp;lt;br&amp;gt;&amp;quot;SICV&amp;quot; = SICAV: Investment company with variable capital&amp;lt;br&amp;gt;&amp;quot;SICF&amp;quot; = SICAF: Investment company with fixed capital&amp;lt;br&amp;gt;&amp;quot;SICR&amp;quot; = SICAR: Investment company in risk capital&amp;lt;br&amp;gt;&amp;quot;OT&amp;quot; = OT: Securitisation entities&amp;lt;br&amp;gt;&amp;quot;SCA&amp;quot; = SCA: Partnership limited by shares&amp;lt;br&amp;gt;&amp;quot;SCS&amp;quot; = SCS: Limited partnership&amp;lt;br&amp;gt;&amp;quot;SCSp&amp;quot; = SCSp: Special partnership&amp;lt;br&amp;gt;&amp;quot;SA&amp;quot; = SA: public limited liability company&amp;lt;br&amp;gt;&amp;quot;OTH&amp;quot; = OTHER: Other fund||Linked/compatible with &amp;quot;Fund Legal Status&amp;quot;||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||17||Fund Legal Status ||Yes||Indicates the legal status of the fund||Legal||String char (4)||List of values:&amp;lt;br&amp;gt;&amp;quot;SIF&amp;quot; = SIF&amp;lt;br&amp;gt;&amp;quot;NLUX&amp;quot; = Non-LU-domiciled&amp;lt;br&amp;gt;&amp;quot;PA04&amp;quot; = Law 14 june 2004&amp;lt;br&amp;gt;&amp;quot;PA05&amp;quot; = Law 22 march 2004&amp;lt;br&amp;gt;&amp;quot;P110&amp;quot; = Part I 2010 law&amp;lt;br&amp;gt;&amp;quot;P210&amp;quot; = Part II 2010 law&amp;lt;br&amp;gt;&amp;quot;RAIF&amp;quot; = RAIF||Linked/compatible with &amp;quot;Fund Legal Form&amp;quot;||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||18||Sub-Fund Name||Yes||Indicates the legal name of the sub-fund||Label||String char (100)||Is unique in Fundsquare's database at this level (upper/lower case letters)||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||19||Sub-Fund National Competent Authority Code||No||Indicates the codification used by the fund's domicile authority at the sub-fund level||Codification||String char (20)||Is unique in Fundsquare's database||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||20||Sub-Fund Administration Code||No||Indicates the central administration's instrument code at the sub-fund level (AC internal code)||Codification||String char (20)||Is unique at this level||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||21||Sub-Fund GIIN Code||Conditional cf Definition||Indicates the Global Intermediary Identification Number for the instrument at the fund level.&amp;lt;br&amp;gt;This field is mandatory for FATCA Reporting.||Codification||String char (20)||AlphaNumerical:Char(6).Char(5).Char(2).Number(3).&amp;lt;br&amp;gt;Is unique in Fundsquare Database.||Has to be unique&amp;lt;br&amp;gt;7th char = &amp;quot;&amp;quot;.&amp;quot;&amp;quot;&amp;lt;br&amp;gt;13th char = &amp;quot;&amp;quot;.&amp;quot;&amp;quot;&amp;lt;br&amp;gt;16th char = &amp;quot;&amp;quot;.&amp;quot;&amp;quot;&amp;lt;br&amp;gt;&amp;amp;&amp;lt;br&amp;gt;Last 3 char = 442&amp;lt;br&amp;gt;OR&amp;lt;br&amp;gt;14th&amp;amp;15th=SP||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||22||Sub-Fund RFI ID (CRS)||Conditional cf Definition||Indicates the Social Securities Identification number at the sub-fund level.&amp;lt;br&amp;gt;This field is mandatory for CRS reporting.||Codification||String char (20or22)||Number(11)-Number(13)||The 9th character is a letter followed by 8 numbers.&amp;lt;br&amp;gt;The CSSF code should be retrieved in the last part of the ID (Ex: MATRICULE+F00000145).&amp;lt;br&amp;gt;With a maximum of 8 characters after the letter.||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||23||Sub-Fund Creation Date||No||Indicates the date on which the sub-fund is created/activated||Date||Date char (10)||Date format: dd/MM/yyyy||If date &amp;gt; current date OR If no date = inactivated = anticipated creation (AC).&amp;lt;br&amp;gt;If date ≤ current date = activated = available for documents notification and dissemination (ACT).&amp;lt;br&amp;gt;Ensure that the date is not greater then creation date of the fund.||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||24||Sub-Fund End Date||No||Indicates the ending date of the sub-fund's activity (closing/liquidation date)||Date||Date char (10)||Date format: dd/MM/yyyy||If Date ≤ current date = inactivated = not available for documents notification and dissemination.&amp;lt;br&amp;gt;available 1 year for reporting.||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||25||Sub-Fund Base Currency||Yes||Indicates the ISO3-currency code for the base accounting currency of the sub-fund||Currency||String char (3)||Currency ISO-3||RMB should be CNH or CNY||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||26||NAV per Share Frequency||Yes||Notifies the frequency of the net asset per share calculation.&amp;lt;br&amp;gt;It must be the same for all the share classes that are included in one sub-fund.||Frequency||String char (4)||List of values:&amp;lt;br&amp;gt;YEAR = Annual&amp;lt;br&amp;gt;TWYR = Twice a year&amp;lt;br&amp;gt;TOWK = Twice a week&amp;lt;br&amp;gt;TOMN = Every two months&amp;lt;br&amp;gt;TWMN = Twice a month&amp;lt;br&amp;gt;WEEK = Weekly&amp;lt;br&amp;gt;DAIL = Daily&amp;lt;br&amp;gt;MNTH = Monthly&amp;lt;br&amp;gt;TRIE = Every four months&amp;lt;br&amp;gt;SEMI = Every six months&amp;lt;br&amp;gt;QURT = Every three months&amp;lt;br&amp;gt;MLTD = Multi-daily&amp;lt;br&amp;gt;NIMN = Every nine months&amp;lt;br&amp;gt;||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||27||Sub-Fund Sleeping Indicator||No||Indicates whether the sub-fund is sleeping or not||Indicator||String char (3)||Boolean:YES/NO||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||28||Share Class Name||Yes||Indicates the legal name of the share class||Label||String char (100)||Is unique at this level (upper/lower case letters)||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||29||Client Share Class Name||No||Indicates a client's name of the share class||Label||String char (100)||Is unique in Fundsquare's database (upper/lower case letters.&amp;lt;br&amp;gt;Combined with fund &amp;amp; sub-fund labels.||Name available on Fundsquare website and client whitelabelling||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||30||Share Class National Competent Authority Code||No||Indicates the codification used by the fund's domicile authority on share class level||Codification||String char (20)||Is unique in Fundsquare's database||The CSSF codes from 1 to 9  have to be written with two characters (01-02-03...)||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||31||Share Class Administration Code||No||Indicates the central administration's instrument code at the share class level (AC internal code).&amp;lt;br&amp;gt;Share class ID used in the client's proprietary system (for NAV).||Codification||String char (20)||Is unique at this level||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||32||Share Class ISIN Code||Conditional cf Definition||Indicates the ISIN code of the share class.&amp;lt;br&amp;gt;This field is mandatory for Ucits-funds if the share class is activated (creation date)||Codification||String char (12)||Is unique in Fundsquare's database||Ensure that the first two letters match to the fund juridiction country.&amp;lt;br&amp;gt;For Ucits Funds:If empty the share class status is inactivated (INA)||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||33||Share-Class Ticker Bloomberg Code||No||Indicates the Instrument’s Bloomberg Ticker (code)||Codification||String char (20)||Is unique in Fundsquare's database||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||34||Share Class Creation Date||No||Indicates the date on which the share class is created/activated||Date||Date char (10)||Date format: dd/MM/yyyy||If date &amp;gt; current date OR If no date = inactivated &amp;amp; anticipated creation (AC).&amp;lt;br&amp;gt;If date ≤ current date = activated = available for documents notification and dissemination (ACT).&amp;lt;br&amp;gt;If UCITS and NO ISIN CODE then no creation date should be available.&amp;lt;br&amp;gt;Ensure that the date is not greater than creation date of the sub-fund||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||35||Share Class End Date||No||Indicates the ending date of the share class activity (closing/liquidation date)||Date||Date char (10)||Date format: dd/MM/yyyy||If Date ≤ current date = inactivated = not available for documents notification and dissemination.&amp;lt;br&amp;gt;Available 1 year for reporting.||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||36||Share Class Reference Currency||Yes||Indicates the ISO3-currency code for the reference currency of the share class||Currency||String char (3)||Currency ISO-3||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||37||Share Class Dividend Payment Frequency||No||Indicates the frequency at which the dividends are paid||Frequency||String char (4)||List of values:&amp;lt;br&amp;gt;YEAR = Annual&amp;lt;br&amp;gt;TWYR = Twice a year&amp;lt;br&amp;gt;TOWK = Twice a week&amp;lt;br&amp;gt;TOMN = Every two months&amp;lt;br&amp;gt;TWMN = Twice a month&amp;lt;br&amp;gt;WEEK = Weekly&amp;lt;br&amp;gt;DAIL = Daily&amp;lt;br&amp;gt;MNTH = Monthly&amp;lt;br&amp;gt;TRIE = Every four months&amp;lt;br&amp;gt;SEMI = Every six months&amp;lt;br&amp;gt;QURT = Every three months&amp;lt;br&amp;gt;MLTD = Multi-daily&amp;lt;br&amp;gt;NIMN = Every nine months&amp;lt;br&amp;gt;||Yearly by default||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||38||Share Class Result Allocation||Yes||Indicates whether income payment is distributed or capitalized or other||Indicator||String char (3)||List of values:&amp;lt;br&amp;gt;ACC&amp;lt;br&amp;gt;INC&amp;lt;br&amp;gt;CAD=Acc&amp;amp;Inc&amp;lt;br&amp;gt;OTH||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||39||Share Class Sleeping Indicator||No||Indicates whether the share is sleeping or not||Indicator||String char (3)||Boolean:YES/NO||If blank, then N by default||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||40||Institutional Investor Type||No||Indicates whether the instrument is reserved for institutional investors or not||Indicator||String char (3)||Boolean:YES/NO||If blank, then N by default||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||41||Initial Launch Price||No||Indicates the initial launch price of the instrument||Number||Numeric char (20)||Separator: &amp;quot;.&amp;quot; =&amp;gt; &amp;quot;0.0000&amp;quot;||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||42||Initial Launch Price Currency||No||Indicates the ISO-3 currency code of the initial launch price of the instrument||Currency||String char (3)||Currency ISO-3||The initial launch price currency has to be the same as the share class reference currency||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||43||Initial Launch Price Date||No||Indicates the date of the initial launch price||Date||Date char (10)||Date format: dd/MM/yyyy||Should not be greater then the creation date of the share class||&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
= FDF template =&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
In case you don't have yet the access to the module, to save your time, [[E-file Static Data Management#FAQ | Module is greyed out]] &amp;lt;br&amp;gt;&lt;br /&gt;
Please find [[Media:FDF.xlsx | here an empty FDF file]] you can complete and sent it back to us?&lt;br /&gt;
&lt;br /&gt;
[[Category: FAQ e-file]]&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=E-file_Static_Data_Management&amp;diff=7988</id>
		<title>E-file Static Data Management</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=E-file_Static_Data_Management&amp;diff=7988"/>
		<updated>2026-02-26T09:05:54Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* Import a file */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
__TOC__&lt;br /&gt;
&lt;br /&gt;
= FAQ =&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q0&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Your module is greyed out?&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q0&amp;quot;&amp;gt;&lt;br /&gt;
::To get access, please ask your e-file local administrator to [[E-file Administration#How_do_I_assign_groups_and_profiles_to_users|make you member]] of the '''''Fundamental Data Form''''' group.&lt;br /&gt;
&lt;br /&gt;
::[[File:SDM GreyedOut.png|alt=Registration and distribution matrix is greyed out.|To have access : '''''Distribution matrix ''''' and '''''Registration matrix ''''' groups ]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q1&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Why is the CSSF code missing?&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q1&amp;quot;&amp;gt;&lt;br /&gt;
::Filing codes have to be provided to our static data team so that they can be mapped to the correct ISIN/Instrument. The provision of the CSSF codes lies with our customers or their service providers (e.g. the fund's central administration)&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: center; width:100%;border-style: double none none none;&amp;quot;&amp;gt; &amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=Select template=&lt;br /&gt;
&lt;br /&gt;
[[File:5After SelectTemplate.png|700 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint1.png|20 px]] Click on the arrow highlighted in yellow in the top left hand corner of the page to open the drop-down list to select the TEMPLATE [[File:AfterPoint2.png|20 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
=Filter functions=&lt;br /&gt;
[[File:2AfterSDMExport.png|1000 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint1.png|20 px]] Click on the '''FILTER''' button [[File:AfterSDMFilter.png|30 px]] on the right side of the screen. A toolbar (highlighted in yellow) opens where you can narrow your search options by specifying the [[File:AfterPoint2.png|20 px]] STATUS of the instrument (e.g. active and public).&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint3.png|20 px]] Click inside the toolbar highlighted in yellow. A drop-down list '''DATA FILTERS''' pops up where you can narrow your search criteria by selecting e.g. ISIN, CSSF CODE. Enter your ISIN, CSSF CODE in the dedicated search field (3a, 3b) and &lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint4.png|20 px]] Press the '''SEARCH'''  button or press ENTER.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint5.png|20 px]] Press the '''RESET''' button [[File:AfterSDMResetButton.png|20 px]] to clear all fields and reset filters.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint6.png|20 px]] If the '''SELECT ALL''' box is checked, all instruments of all management companies that are linked in our database to the ACTOR are selected.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint7.png|20 px]] Display options&lt;br /&gt;
&lt;br /&gt;
:: If the '''SHOW ONLY SELECTED''' button is green, only the selected instruments are displayed on the screen.&lt;br /&gt;
&lt;br /&gt;
:: If the '''EXPAND ALL''' button is green, the whole tree structure (fund, sub-fund, share class) of the instrument is displayed.&lt;br /&gt;
&lt;br /&gt;
:: If the '''SPREAD SELECTION TO RELATED INSTRUMENTS''' button is green and you select an instrument at fund level, the whole tree structure of the fund will be automatically selected.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint8.png|20 px]] If you press the '''EXPORT''' button, all selected instruments with checked boxes will be exported in the file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
=Export a file=&lt;br /&gt;
[[File:2AfterSDMEportFDF.png|700 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint1.png|20 px]] Press the '''EXPORT''' button&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint2.png|20 px]] The red notification indicates that one file is being generated or has been generated.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint3.png|20 px]] Once that file is generated, a window pops up indicating '''The following report has been generated'''.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint4.png|20 px]] Open the file that is available at the bottom of the page.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
=Import a file=&lt;br /&gt;
[[File:3AfterSDMImport.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint1.png|20 px]] Press the '''FLOW-CHART''' button [[File:AfterSDMFlowChartButton.png|20 px]]. A small window pops up with two options: '''EXPORT''' and '''IMPORT'''. Select '''IMPORT.'''&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint2.png|20 px]] You have two options to upload your file:&lt;br /&gt;
&lt;br /&gt;
:: - either you '''BROWSE''' your file system and select the file you want to upload&lt;br /&gt;
&lt;br /&gt;
:: - or you '''DRAG &amp;amp; DROP your file directly onto the appropriate area [[File:AfterSDMDragDrop.png|20 px]]&lt;br /&gt;
&lt;br /&gt;
:: &amp;lt;span style=&amp;quot;color:white; background:DarkTurquoise&amp;quot;&amp;gt; '''NEW:''' &amp;lt;/span&amp;gt; Please be informed that new &amp;lt;u&amp;gt;features&amp;lt;/u&amp;gt; have been added to the new e-file version of the '''Static Data Management''' application. You have now the possibility to upload &amp;lt;u&amp;gt;several&amp;lt;/u&amp;gt; files at the same time.&lt;br /&gt;
&lt;br /&gt;
:: In our example we uploaded two files:&lt;br /&gt;
&lt;br /&gt;
:: ABC_2019_12_17_FDF.xlsx (cf. '''2b''')&lt;br /&gt;
&lt;br /&gt;
:: XYZ_2019_12_17_FDF.xlsx (cf. '''2a''')&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint3.png|20 px]] You have two options to add the mandatory parameters '''TEMPLATE''', '''ACTION''', '''COMMENT'''&lt;br /&gt;
&lt;br /&gt;
::- either you select each parameter for each single file&lt;br /&gt;
&lt;br /&gt;
::- or you set all parameters via the SET BULK PARAMETERS [[File:AfterPoint4.png|20 px]] funcionality cf. screen below&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''VERY IMPORTANT INFORMATION'''&lt;br /&gt;
&lt;br /&gt;
Please ensure that you always follow the Fundsquare naming convention of the templates. The respective acronyms at the end of the file name are '''mandatory''' and they have to be preceded by an underscore. Please note that only '''.xlsx''' files are allowed to be imported.&lt;br /&gt;
&lt;br /&gt;
FDF template: nnnnnnn_'''FDF'''.xlsx&lt;br /&gt;
&lt;br /&gt;
MIFID template: nnnnnnn_'''MIFID'''.xlsx&lt;br /&gt;
&lt;br /&gt;
PRIIPS template: nnnnnnn_'''PRIIPS'''.xlsx&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==Set bulk parameters==&lt;br /&gt;
[[File:2AfterSDMBulkImport.png|600 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint1.png|20 px]] If you check the '''SELECT ALL''' box and complete all mandatory fields in this sections, all mandatory fields of the two files we imported, will be populated automatically with the same parameters.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint2.png|20 px]] Press the '''VALIDATE IMPORT PARAMETERS''' button.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==Import confirmation==&lt;br /&gt;
[[File:NewSDM.png|600 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint1.png|20 px]] Press the IMPORT DATA button. &lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint2.png|20 px]] A window pops up indicating '''Your documents were received'''&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint3.png|20 px]] At the top of the screen a toast notification shows up confirming that the import was successful.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint4.png|20 px]] The red notification with number 2 inside, shows you that 2 files have been imported.&lt;br /&gt;
&lt;br /&gt;
[[File:AfterPoint5.png|20 px]] If you click on the exclamation mark, a drop down list with all imported files opens.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Furthermore, please be informed, that you will receive a '''notification''' by email with detailed information on your files you imported.&lt;br /&gt;
&lt;br /&gt;
[[File:ConfirmationMail.png|border|400 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==How to use FSQ IDs in the Fundamental Data Form (FDF)==&lt;br /&gt;
&lt;br /&gt;
In the following, we would like to explain you, how to use &amp;lt;u&amp;gt;Fundsquare's internal identification numbers&amp;lt;/u&amp;gt; of instruments which are available in column 45, 46, 47 of the Fundamental Data Form (Id Fund, Id Sub-Fund, Id Share-Class).&lt;br /&gt;
&lt;br /&gt;
(1) &amp;lt;u&amp;gt;Modification of an instrument&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
If you modify an instrument '''&amp;lt;u&amp;gt;the three FSQ Id must not be changed under no circomstances&amp;lt;/u&amp;gt;.'''&lt;br /&gt;
&lt;br /&gt;
For example, if you want to change a sub-fund name, the new name must be reported in the appropriate cell. '''DO NOT CHANGE''' the FSQ IDs.&lt;br /&gt;
&lt;br /&gt;
[[File:1 FSQ ID FDF.png|border|300 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
(2) &amp;lt;u&amp;gt;Closure of an instrument&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
If you want to close an instrument, the appropriate cells in column 13, 24, 34 have to be completed with the closure date. '''DO NOT CHANGE''' the FSQ IDs.&lt;br /&gt;
&lt;br /&gt;
[[File:1 FSQ ID FDF.png|border|300 px]]&lt;br /&gt;
&lt;br /&gt;
Please note, that if you close a fund, the whole fund tree structure will be closed in our database.&lt;br /&gt;
&lt;br /&gt;
If you close a single sub-fund, all share classes belonging to this sub-fund will be closed in our database.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
(3) &amp;lt;u&amp;gt;Creation of a new fund&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
To create a new fund, select a standard FDF extraction with the same fund structure (SICAV i.e..) and the same Law directive (P110 i.e..) as the new one you will have to create.&lt;br /&gt;
&lt;br /&gt;
'''&amp;lt;u&amp;gt;IMPORTANT&amp;lt;/u&amp;gt;''': you '''must &amp;lt;u&amp;gt;REMOVE&amp;lt;/u&amp;gt; all ID instruments''' from the cells in columns 45, 46 and 47 as they refer to a &amp;lt;u&amp;gt;already existing instrument&amp;lt;/u&amp;gt;', and the risk is you replace the existing instrument.&lt;br /&gt;
&lt;br /&gt;
[[File:2 FSQ ID FDF.png|border|300 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
(4) &amp;lt;u&amp;gt;Creation of a new sub-fund&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
For example, if you want to add 3 sub-funds to an existing fund, you have to add 3 lines below the fund in the extraction template and complete the appropriate cells. &lt;br /&gt;
&lt;br /&gt;
'''&amp;lt;u&amp;gt;REMOVE&amp;lt;/u&amp;gt; Id Sub-Fund and Id Share-Class''', but '''&amp;lt;u&amp;gt;DO NOT CHANGE&amp;lt;/u&amp;gt; the Id Fund'''.&lt;br /&gt;
&lt;br /&gt;
[[File:3 FSQ ID FDF.png|border|300 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
(5) &amp;lt;u&amp;gt;Creation of a new share-classes&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
For example, if you want to add 5 share-classes to an existing sub-fund, you have to add 5 lines to the existing sub-fund structure in the extraction template. Complete all cells accordingly.&lt;br /&gt;
&lt;br /&gt;
'''&amp;lt;u&amp;gt;REMOVE&amp;lt;/u&amp;gt; Id Share-Class''', but '''&amp;lt;u&amp;gt;DO NOT CHANGE&amp;lt;/u&amp;gt; the Id Fund and Id Sub-Fund'''.&lt;br /&gt;
&lt;br /&gt;
[[File:4 FSQ ID FDF.png|border|300 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
(6) Exception in column 28 &lt;br /&gt;
&lt;br /&gt;
In the case of share class creations, we would like to ask you, for internal processing reasons only, to delete all &amp;quot;Capitalisation&amp;quot; and &amp;quot;Distribution&amp;quot; words that appear in column 28.&lt;br /&gt;
&lt;br /&gt;
[[File:SDMException.png|400 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
== How to complete the FDF ==&lt;br /&gt;
In due course, we will provide further information on this section.&amp;lt;br&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: center;&amp;quot;&amp;gt;&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;5&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|- &lt;br /&gt;
|'''Main Category'''||'''Column Number'''||'''Field Label'''||'''Mandatory Field'''||'''Definition'''||'''Type of Data'''||'''Field Format'''||'''Format Constraints'''||'''Business Rule'''|| &lt;br /&gt;
|- &lt;br /&gt;
|'''Third-Party Information'''||1||Promoter||No||Indicates the name of the Initiator/Sponsor of the fund including the country||Company Name||String char (100)||N/A||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Third-Party Information'''||2||Management Company||Yes||Indicates the name of the Management Company of the fund including the country||Company Name||String char (100)||N/A||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Third-Party Information'''||3||Investment Company||Conditional cf Definition||Indicates the name of the Investment Company of the fund including the country.&amp;lt;br&amp;gt;This field is mandatory if the fund is self-managed and no management company has been provided||Company Name||String char (100)||N/A||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Third-Party Information'''||4||Fund Administration||Yes||Indicates the name of the Administrator of the fund including the country.||Company Name||String char (100)||N/A||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Third-Party Information'''||5||Transfer Agent||Conditional cf Definition||Indicates the name of the Transfer Agent of the fund including the country.&amp;lt;br&amp;gt;This field is mandatory for the Order Routing Data||Company Name||String char (100)||N/A||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||6||Fund Name||Yes||Indicates the legal name of the fund||Label||String char (100)||Is unique in Fundsquare's database (upper/lower case letters)||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||7||Fund National Competent Authority Code||No||Indicates the codification used by the fund's domicile authority on fund level||Codification||String char (20)||Is unique in Fundsquare's database||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||8||Fund Administration Code||No||Indicates the central administration's instrument code at the fund level (AC internal code)||Codification||String char (20)||Is unique at this level||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||9||Fund GIIN Code||Conditional cf Definition||Indicates the Global Intermediary Identification Number of the instrument at the fund level&amp;lt;br&amp;gt;This field is mandatory for FATCA reporting||Codification||String char (20)||Alphanumerical: Char(6).Char(5).Char(2).Number(3).&amp;lt;br&amp;gt;Is unique in Fundsquare's database.||Has to be unique if not SP (Sponsor).&amp;lt;br&amp;gt;7th char = &amp;quot;.&amp;quot;&amp;lt;br&amp;gt;13th char = &amp;quot;.&amp;quot;&amp;lt;br&amp;gt;16th char = &amp;quot;.&amp;quot;&amp;lt;br&amp;gt;&amp;amp;&amp;lt;br&amp;gt;Last 3 char = 442&amp;lt;br&amp;gt;or&amp;lt;br&amp;gt;14th&amp;amp;15th = SP&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||10||Fund RFI ID (CRS)||Conditional cf Definition||Indicates the Social Security Identification number at the fund level. Mandatory for CRS reporting||Codification||String char (20 or 22)||Number(11) - Number(13)||9th char is a letter followed by 8 &amp;quot;0&amp;quot;||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||11||Type of EU Directive||Yes||Indicates whether the fund is an UCITS-fund or an AIF-fund according to european directives||Indicator||String char (6)||List of values:&amp;lt;br&amp;gt;UCITS&amp;lt;br&amp;gt;AIF&amp;lt;br&amp;gt;OTHER||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||12||Umbrella Fund||No||Indicates whether the fund is an umbrella or not||Indicator||String char (3)||Boolean: YES/NO||N/A||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||13||Fund Creation Date||Yes||Indicates the date on which the fund is created/activated||Date||Date char (10)||Date format: dd/MM/yyyy||If date &amp;gt; current date OR If no date = inactivated = anticipated creation (AC).&amp;lt;br&amp;gt;If date ≤ current date = activated = available for documents notification and dissemination (ACT).||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||14||Fund End Date||No||Indicates the ending date of the fund's activity (closing/liquidation date)||Date||Date char (10)||Date format: dd/MM/yyyy||If Date ≤ current date = inactivated = not available for documents notification and dissemination.&amp;lt;br&amp;gt;available 1 year for reporting.||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||15||Fund Jurisdiction Country||Yes||Indicates the country where the fund is domiciled||Legal||String char (2)||Code ISO2||The two first characters must be the same as the two first letters included in ISIN code.&amp;lt;br&amp;gt;For example: LU, GB, IE, etc.||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||16||Fund Legal Form||Yes||Indicates the legal form of the fund||Legal||String char (4)||List of values:&amp;lt;br&amp;gt;&amp;quot;FCP&amp;quot; = FCP: Common fund&amp;lt;br&amp;gt;&amp;quot;SICV&amp;quot; = SICAV: Investment company with variable capital&amp;lt;br&amp;gt;&amp;quot;SICF&amp;quot; = SICAF: Investment company with fixed capital&amp;lt;br&amp;gt;&amp;quot;SICR&amp;quot; = SICAR: Investment company in risk capital&amp;lt;br&amp;gt;&amp;quot;OT&amp;quot; = OT: Securitisation entities&amp;lt;br&amp;gt;&amp;quot;SCA&amp;quot; = SCA: Partnership limited by shares&amp;lt;br&amp;gt;&amp;quot;SCS&amp;quot; = SCS: Limited partnership&amp;lt;br&amp;gt;&amp;quot;SCSp&amp;quot; = SCSp: Special partnership&amp;lt;br&amp;gt;&amp;quot;SA&amp;quot; = SA: public limited liability company&amp;lt;br&amp;gt;&amp;quot;OTH&amp;quot; = OTHER: Other fund||Linked/compatible with &amp;quot;Fund Legal Status&amp;quot;||&lt;br /&gt;
|- &lt;br /&gt;
|'''Fund Information'''||17||Fund Legal Status ||Yes||Indicates the legal status of the fund||Legal||String char (4)||List of values:&amp;lt;br&amp;gt;&amp;quot;SIF&amp;quot; = SIF&amp;lt;br&amp;gt;&amp;quot;NLUX&amp;quot; = Non-LU-domiciled&amp;lt;br&amp;gt;&amp;quot;PA04&amp;quot; = Law 14 june 2004&amp;lt;br&amp;gt;&amp;quot;PA05&amp;quot; = Law 22 march 2004&amp;lt;br&amp;gt;&amp;quot;P110&amp;quot; = Part I 2010 law&amp;lt;br&amp;gt;&amp;quot;P210&amp;quot; = Part II 2010 law&amp;lt;br&amp;gt;&amp;quot;RAIF&amp;quot; = RAIF||Linked/compatible with &amp;quot;Fund Legal Form&amp;quot;||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||18||Sub-Fund Name||Yes||Indicates the legal name of the sub-fund||Label||String char (100)||Is unique in Fundsquare's database at this level (upper/lower case letters)||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||19||Sub-Fund National Competent Authority Code||No||Indicates the codification used by the fund's domicile authority at the sub-fund level||Codification||String char (20)||Is unique in Fundsquare's database||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||20||Sub-Fund Administration Code||No||Indicates the central administration's instrument code at the sub-fund level (AC internal code)||Codification||String char (20)||Is unique at this level||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||21||Sub-Fund GIIN Code||Conditional cf Definition||Indicates the Global Intermediary Identification Number for the instrument at the fund level.&amp;lt;br&amp;gt;This field is mandatory for FATCA Reporting.||Codification||String char (20)||AlphaNumerical:Char(6).Char(5).Char(2).Number(3).&amp;lt;br&amp;gt;Is unique in Fundsquare Database.||Has to be unique&amp;lt;br&amp;gt;7th char = &amp;quot;&amp;quot;.&amp;quot;&amp;quot;&amp;lt;br&amp;gt;13th char = &amp;quot;&amp;quot;.&amp;quot;&amp;quot;&amp;lt;br&amp;gt;16th char = &amp;quot;&amp;quot;.&amp;quot;&amp;quot;&amp;lt;br&amp;gt;&amp;amp;&amp;lt;br&amp;gt;Last 3 char = 442&amp;lt;br&amp;gt;OR&amp;lt;br&amp;gt;14th&amp;amp;15th=SP||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||22||Sub-Fund RFI ID (CRS)||Conditional cf Definition||Indicates the Social Securities Identification number at the sub-fund level.&amp;lt;br&amp;gt;This field is mandatory for CRS reporting.||Codification||String char (20or22)||Number(11)-Number(13)||The 9th character is a letter followed by 8 numbers.&amp;lt;br&amp;gt;The CSSF code should be retrieved in the last part of the ID (Ex: MATRICULE+F00000145).&amp;lt;br&amp;gt;With a maximum of 8 characters after the letter.||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||23||Sub-Fund Creation Date||No||Indicates the date on which the sub-fund is created/activated||Date||Date char (10)||Date format: dd/MM/yyyy||If date &amp;gt; current date OR If no date = inactivated = anticipated creation (AC).&amp;lt;br&amp;gt;If date ≤ current date = activated = available for documents notification and dissemination (ACT).&amp;lt;br&amp;gt;Ensure that the date is not greater then creation date of the fund.||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||24||Sub-Fund End Date||No||Indicates the ending date of the sub-fund's activity (closing/liquidation date)||Date||Date char (10)||Date format: dd/MM/yyyy||If Date ≤ current date = inactivated = not available for documents notification and dissemination.&amp;lt;br&amp;gt;available 1 year for reporting.||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||25||Sub-Fund Base Currency||Yes||Indicates the ISO3-currency code for the base accounting currency of the sub-fund||Currency||String char (3)||Currency ISO-3||RMB should be CNH or CNY||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||26||NAV per Share Frequency||Yes||Notifies the frequency of the net asset per share calculation.&amp;lt;br&amp;gt;It must be the same for all the share classes that are included in one sub-fund.||Frequency||String char (4)||List of values:&amp;lt;br&amp;gt;YEAR = Annual&amp;lt;br&amp;gt;TWYR = Twice a year&amp;lt;br&amp;gt;TOWK = Twice a week&amp;lt;br&amp;gt;TOMN = Every two months&amp;lt;br&amp;gt;TWMN = Twice a month&amp;lt;br&amp;gt;WEEK = Weekly&amp;lt;br&amp;gt;DAIL = Daily&amp;lt;br&amp;gt;MNTH = Monthly&amp;lt;br&amp;gt;TRIE = Every four months&amp;lt;br&amp;gt;SEMI = Every six months&amp;lt;br&amp;gt;QURT = Every three months&amp;lt;br&amp;gt;MLTD = Multi-daily&amp;lt;br&amp;gt;NIMN = Every nine months&amp;lt;br&amp;gt;||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Sub-fund Information'''||27||Sub-Fund Sleeping Indicator||No||Indicates whether the sub-fund is sleeping or not||Indicator||String char (3)||Boolean:YES/NO||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||28||Share Class Name||Yes||Indicates the legal name of the share class||Label||String char (100)||Is unique at this level (upper/lower case letters)||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||29||Client Share Class Name||No||Indicates a client's name of the share class||Label||String char (100)||Is unique in Fundsquare's database (upper/lower case letters.&amp;lt;br&amp;gt;Combined with fund &amp;amp; sub-fund labels.||Name available on Fundsquare website and client whitelabelling||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||30||Share Class National Competent Authority Code||No||Indicates the codification used by the fund's domicile authority on share class level||Codification||String char (20)||Is unique in Fundsquare's database||The CSSF codes from 1 to 9  have to be written with two characters (01-02-03...)||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||31||Share Class Administration Code||No||Indicates the central administration's instrument code at the share class level (AC internal code).&amp;lt;br&amp;gt;Share class ID used in the client's proprietary system (for NAV).||Codification||String char (20)||Is unique at this level||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||32||Share Class ISIN Code||Conditional cf Definition||Indicates the ISIN code of the share class.&amp;lt;br&amp;gt;This field is mandatory for Ucits-funds if the share class is activated (creation date)||Codification||String char (12)||Is unique in Fundsquare's database||Ensure that the first two letters match to the fund juridiction country.&amp;lt;br&amp;gt;For Ucits Funds:If empty the share class status is inactivated (INA)||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||33||Share-Class Ticker Bloomberg Code||No||Indicates the Instrument’s Bloomberg Ticker (code)||Codification||String char (20)||Is unique in Fundsquare's database||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||34||Share Class Creation Date||No||Indicates the date on which the share class is created/activated||Date||Date char (10)||Date format: dd/MM/yyyy||If date &amp;gt; current date OR If no date = inactivated &amp;amp; anticipated creation (AC).&amp;lt;br&amp;gt;If date ≤ current date = activated = available for documents notification and dissemination (ACT).&amp;lt;br&amp;gt;If UCITS and NO ISIN CODE then no creation date should be available.&amp;lt;br&amp;gt;Ensure that the date is not greater than creation date of the sub-fund||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||35||Share Class End Date||No||Indicates the ending date of the share class activity (closing/liquidation date)||Date||Date char (10)||Date format: dd/MM/yyyy||If Date ≤ current date = inactivated = not available for documents notification and dissemination.&amp;lt;br&amp;gt;Available 1 year for reporting.||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||36||Share Class Reference Currency||Yes||Indicates the ISO3-currency code for the reference currency of the share class||Currency||String char (3)||Currency ISO-3||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||37||Share Class Dividend Payment Frequency||No||Indicates the frequency at which the dividends are paid||Frequency||String char (4)||List of values:&amp;lt;br&amp;gt;YEAR = Annual&amp;lt;br&amp;gt;TWYR = Twice a year&amp;lt;br&amp;gt;TOWK = Twice a week&amp;lt;br&amp;gt;TOMN = Every two months&amp;lt;br&amp;gt;TWMN = Twice a month&amp;lt;br&amp;gt;WEEK = Weekly&amp;lt;br&amp;gt;DAIL = Daily&amp;lt;br&amp;gt;MNTH = Monthly&amp;lt;br&amp;gt;TRIE = Every four months&amp;lt;br&amp;gt;SEMI = Every six months&amp;lt;br&amp;gt;QURT = Every three months&amp;lt;br&amp;gt;MLTD = Multi-daily&amp;lt;br&amp;gt;NIMN = Every nine months&amp;lt;br&amp;gt;||Yearly by default||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||38||Share Class Result Allocation||Yes||Indicates whether income payment is distributed or capitalized or other||Indicator||String char (3)||List of values:&amp;lt;br&amp;gt;ACC&amp;lt;br&amp;gt;INC&amp;lt;br&amp;gt;CAD=Acc&amp;amp;Inc&amp;lt;br&amp;gt;OTH||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||39||Share Class Sleeping Indicator||No||Indicates whether the share is sleeping or not||Indicator||String char (3)||Boolean:YES/NO||If blank, then N by default||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||40||Institutional Investor Type||No||Indicates whether the instrument is reserved for institutional investors or not||Indicator||String char (3)||Boolean:YES/NO||If blank, then N by default||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||41||Initial Launch Price||No||Indicates the initial launch price of the instrument||Number||Numeric char (20)||Separator: &amp;quot;.&amp;quot; =&amp;gt; &amp;quot;0.0000&amp;quot;||N/A||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||42||Initial Launch Price Currency||No||Indicates the ISO-3 currency code of the initial launch price of the instrument||Currency||String char (3)||Currency ISO-3||The initial launch price currency has to be the same as the share class reference currency||&lt;br /&gt;
|-&lt;br /&gt;
|'''Share-class Information'''||43||Initial Launch Price Date||No||Indicates the date of the initial launch price||Date||Date char (10)||Date format: dd/MM/yyyy||Should not be greater then the creation date of the share class||&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
= FDF template =&lt;br /&gt;
&lt;br /&gt;
Please find [[Media:FDF.xlsw | here an empty FDF file]] you can use (in case you don't have yet the access to the module [[E-file Static Data Management#FAQ | Module is greyed out]])&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[Category: FAQ e-file]]&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=E-file_Administration&amp;diff=7987</id>
		<title>E-file Administration</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=E-file_Administration&amp;diff=7987"/>
		<updated>2026-02-18T15:21:29Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
= e-file FAQ - Administrator's section =&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt;&lt;br /&gt;
[[#BackToTop|Back to the Top]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[File:Administration module icon (Figure 2).png|300px]]&lt;br /&gt;
&lt;br /&gt;
== Knowing the interface ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_am_I_allowed_to_do_as_an_administrator&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What am I allowed to do as an administrator ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The '''Administration module''' opens. Tabs are available in the '''e-file administrator''' module: (Figure 3).&lt;br /&gt;
&lt;br /&gt;
[[File:Users, Groups and Certificates (Figure 3).png|900px]]&lt;br /&gt;
&lt;br /&gt;
{|&lt;br /&gt;
|+&lt;br /&gt;
!'''Users tab'''&lt;br /&gt;
!'''Groups tab'''&lt;br /&gt;
!'''Certificates tab'''&lt;br /&gt;
!'''Sending service tab'''&lt;br /&gt;
!'''S3 keys tab'''&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
*[[#How_can_I_create_a_new_e-file_user|Create a new user]]&lt;br /&gt;
&lt;br /&gt;
*[[#Managing_permission_on_user's_account|Assign groups to a user]]&lt;br /&gt;
&lt;br /&gt;
*[[#Explore_the_interface's_items|Force password change]]&lt;br /&gt;
&lt;br /&gt;
*[[#Explore_the_interface's_items|Lock/ unlock user]]&lt;br /&gt;
&lt;br /&gt;
*[[#Explore_the_interface's_items|Delete user]]&lt;br /&gt;
|&lt;br /&gt;
*[[#Groups'_management|User management at group level]]&lt;br /&gt;
&lt;br /&gt;
* Add users to a group&lt;br /&gt;
&lt;br /&gt;
* Assign a group to users&lt;br /&gt;
&lt;br /&gt;
* Manage user profiles at group level&lt;br /&gt;
|&lt;br /&gt;
* [[#How_do_I_order_a_LUXTRUST_certificate|Order a new '''Luxtrust certificate''']]&lt;br /&gt;
&lt;br /&gt;
* [[#How_do_I_order_a_LUXTRUST_certificate|Renew your Luxtrust certificate]]&lt;br /&gt;
&lt;br /&gt;
* [[#How_do_I_activate_my_LUXTRUST_certificate_into_e-file|Activate Luxtrust certificate]]&lt;br /&gt;
|&lt;br /&gt;
:''Sending service user's management :''&lt;br /&gt;
&lt;br /&gt;
* [[#What_about_the_Sending_Service_account|Assign groups to the '''Sending Service user''']]&lt;br /&gt;
&lt;br /&gt;
* [[#What_about_the_Sending_Service_account|Subscribe the Sending Service user to '''alerts''']]&lt;br /&gt;
:''Sending service user's management - V2 :''&lt;br /&gt;
* [[Sending_Service_java-less_version|Sending service java-less version]]&lt;br /&gt;
|&lt;br /&gt;
* [[#S3_system|'''S3''' key management]]&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Explore_the_interface's_items&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Explore the interface's items&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Explanations'''&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:AdminInterface.png|center|1200px|alt=clickable image : admin interface&lt;br /&gt;
rect 83 11 944 69 [[#hereExplainAction| This is the tabs' menu ]]&lt;br /&gt;
rect 1812 154 1686 93 [[#hereExplainAction| Click to create a new user's account ]]&lt;br /&gt;
rect 237 234 28 168 [[#hereExplainAction|  The vertical menu can be reduce ]]&lt;br /&gt;
rect 238 281 31 239 [[#hereExplainAction|  Here you can set who will receive some e-mail notifications in relation with the administration ]]&lt;br /&gt;
rect 256 186 1286 232 [[#hereExplainAction| You can filter the list on a group's members or a profile]]&lt;br /&gt;
rect 406 345 450 375 [[#hereExplainAction| The crown indicates an administrator]]&lt;br /&gt;
rect 793 285 878 300 [[#hereExplainAction| By hovering over their headers, text columns can be sorted]]&lt;br /&gt;
rect 1618 281 1748 332 [[#hereExplainAction| Each line allow its actions among : * Edit, * Force password, * Lock/Unlock, * Delete]]&lt;br /&gt;
rect 1618 337 1647 369 [[#hereExplainAction| Edit the user details or group permissions]]&lt;br /&gt;
rect 1652 337 1681 369 [[#hereExplainAction| Force password change : an email is sent to the user for him to reset]]&lt;br /&gt;
rect 1687 337 1711 369 [[#hereExplainAction| Lock or Unlock the account. The icon is greyed out for new users.]]&lt;br /&gt;
rect 1716 337 1743 369 [[#hereExplainAction| Delete the account. You can not delete administrators, ask us.]]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Accounts' management ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How many users can I create ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can create as many as users' accounts you need. It is free of charge.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_create_a_new_e-file_user&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I create a new e-file user ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:Enter the administration module [[File:SDjl_8.png|150px]], you should be on the 'users' tab.&lt;br /&gt;
:Click the '''Create a user''' button [[File:Create_a_user_button_(Figure_5).png|150px]]&lt;br /&gt;
&lt;br /&gt;
:The '''Create a user''' window pops up. Complete the form as shown in the figure below and click the '''Create''' button.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:4CreateUser.png|center|900px|alt=clickable image : create user form&lt;br /&gt;
rect 1081 737 41 282 [[#hereCreatUser|All fields are mandatory]]&lt;br /&gt;
rect 991 835 42 770 [[#hereCreatUser|You must choose a first group and a user's profile ]]&lt;br /&gt;
rect 475 856 637 914 [[#hereCreatUser|Click here to validate]]&lt;br /&gt;
rect 1363 993 1216 939 [[#hereCreatUser|Click here to cancel]]&lt;br /&gt;
circle 1355 58 34 [[#hereCreatUser|Click here to cancel]]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : You do not have to create a password for the user, an automatic mail will be sent to the new user to  activate his account and create a password&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:The '''Create a user''' window closes and you return automatically to the '''Users List''' screen.&lt;br /&gt;
&lt;br /&gt;
:At the same time a '''confirmation''' window pops up on the top of the screen indicating that the user creation was successful.&lt;br /&gt;
&lt;br /&gt;
:[[File:User creation was successful (Figure 7).png|800px]]&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_change_an_existing_account's_e-mail&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I change an existing account's e-mail ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your '''e-file administrator''' login (adminXXX) and click the '''Administration module''' icon.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:SDjl_8.png|300px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''Users List''' screen opens. Click the Edit button on the line of the account to be changed.&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModuleChangeEmail.png|border]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
Click the detail tab, then Edit button&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModuleChangeEmail2.png|border|400px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
Change the e-mail then click Validate button&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModuleChangeEmail3.png|border|400px]]&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_about_the_Sending_Service_account&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What about the Sending Service account ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
As an administrator, you can manage the permission for the sending service account too.&lt;br /&gt;
See more information upon the [[Sending_Service_home|sending service]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:SDPermission.png|center|800px|alt=clickable image on SD permission&lt;br /&gt;
rect	385 1 615 68	[[#hereSDPerm| 	Click the sending service tab	]]&lt;br /&gt;
rect	7 172 192 211	[[#hereSDPerm| 	In the vertical menu, choose the proper version of your sending service	]]&lt;br /&gt;
rect	1370 310 1421 374	[[#hereSDPerm| 	On the matching line, click the edit icon	]]&lt;br /&gt;
rect	1378 442 1473 384	[[#hereSDPerm| 	A panel opens from the right, click the edit button	]]&lt;br /&gt;
rect	248 545 1231 778	[[#hereSDPerm| 	You can add or delete a group, the profile is always 'Service Déposant', subscribe to receive the authorities' feedbacks.	]]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Managing_permission_on_user's_account&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Managing permission on user's account &amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
See: [[#How_do_I_assign_groups_and_profiles_to_users|How do I assign groups and profiles to users ?]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Groups' management ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_is_an_e-file_group&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What is an e-file group ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
In e-file, a group allows you to manage permissions for similar reports in terms of type, circulars, costs or technical constraints.&lt;br /&gt;
&lt;br /&gt;
Instead of managing groups for a user, the '''Groups''' tab allows you to manage users for a given group.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Which_group_do_I_need&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Which group do I need ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;height:500px; width:auto; overflow-y:scroll&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable filterable mw-collapsible sortable&amp;quot; &lt;br /&gt;
|+ &amp;lt;span style=&amp;quot;white-space:nowrap&amp;quot;&amp;gt;Which group for my report ?&amp;lt;/span&amp;gt;&lt;br /&gt;
|- &amp;lt;div style=&amp;quot;font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Concerned   companies&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Report&amp;lt;br /&amp;gt;     naming convention&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Details&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Authority&lt;br /&gt;
! style= &amp;quot;background-color:#FF7F27; color:#FFF&amp;quot; | e-file Group&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending way&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| NOTREP&lt;br /&gt;
| Notification procedures to be   followed by a UCITS governed by Luxembourg law wishing to market its units in   another Member State of the European Union&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) Gestion   documentaire&amp;lt;br /&amp;gt;     (-) Dashboard&amp;lt;br /&amp;gt;     (-) Matrice d'enregistrement et de distribution&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| Monthly   financial information for guaranteed funds&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| -&lt;br /&gt;
| Yearly financial information&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| Interventions   on the futures and options markets&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0103&lt;br /&gt;
| Monthly statistical balance   sheet for money market funds (MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
|Investment Funds&lt;br /&gt;
|S0404&lt;br /&gt;
|Country of Marketing&lt;br /&gt;
|BCL&lt;br /&gt;
|Station Finesti&lt;br /&gt;
|KS&lt;br /&gt;
|-&lt;br /&gt;
|Investment Funds&lt;br /&gt;
|S0220&lt;br /&gt;
|Quarterly Financial Information&lt;br /&gt;
|BCL&lt;br /&gt;
|Station Finesti&lt;br /&gt;
|KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| Monthly   Security by security reporting for investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Offering document (DE)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SIF Law   2007:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report SIF (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (PM)&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Auditor report&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Auditor   report&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| UCI:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Simplified prospectus (PS)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative   Investment Fund reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) AIF&amp;lt;br /&amp;gt;     (-) AMfine&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Alternative Investment Fund   Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative Investment Fund   reporting (AIF Manager)&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) AIF&amp;lt;br /&amp;gt;     (-) AMfine&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| AnaCredit:&amp;lt;br /&amp;gt;     Collection of granular credit and credit risk data&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting Anacredit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0218-L&lt;br /&gt;
| Quarterly statistical balance   sheet of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL   pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S0219-L&lt;br /&gt;
| Information   on valuation effects on the balance sheet of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0403-L&lt;br /&gt;
| Annual Premiums, claims and   commissions of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL   pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| TPTASS&lt;br /&gt;
| Monthly   Security by security reporting of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| «SHS-Group» report:&amp;lt;br /&amp;gt;     Statistics on holdings of securities by reporting banking groups&lt;br /&gt;
| BCL&lt;br /&gt;
| SHS reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0001&lt;br /&gt;
| Daily   deposit&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0101&lt;br /&gt;
| Monthly statistical balance   sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0104&lt;br /&gt;
| Adjustments   due to valuation effects|&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0105&lt;br /&gt;
| Information on interest rates in   EUR&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0108&lt;br /&gt;
| Information   on securititation&amp;lt;br /&amp;gt;     transactions launched&amp;lt;br /&amp;gt;     by credit institutions&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0109&lt;br /&gt;
| Information on CNY (renmibi)   operations&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0205-L&lt;br /&gt;
| Quarterly   statistical balance sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0205-N&lt;br /&gt;
| Quarterly statistical balance   sheet&amp;lt;br /&amp;gt;     of credit institutions -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0208&lt;br /&gt;
| Real   estate loans for&amp;lt;br /&amp;gt;     Lxuembourg buildings&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0209-L&lt;br /&gt;
| Staff report -&amp;lt;br /&amp;gt;     Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0209-N&lt;br /&gt;
| Staff   report -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0302&lt;br /&gt;
| Non balance sheet information&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| COFREP&lt;br /&gt;
| (-)   SMRTLA (EBA V3.0 module mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| COFREP&lt;br /&gt;
| (-) SMRTLA (EBA V3.0 module   mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Audit Report on AML/CTF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Circ. 18/697 annexe1&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Annual   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Annual report consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| AC Member List&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Compliance Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des   établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Governance   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Internal Audit Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des   établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ICAAP&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| ICAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| ILAAP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| ILAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Long Form Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Long Form Branch or Specific Participation&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Reconciliation LuxGAAP FINREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Management Letter Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Audit report on rules of conduct&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Head quarter annual report&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Risk   Control Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Report on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Recovery   Plan&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Results Distribution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Single   Customer View&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Table on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Institutions - Common Reporting Standard (CRS)&lt;br /&gt;
| CRS&lt;br /&gt;
| Automatic   exchange of&amp;lt;br /&amp;gt;     financial account information&amp;lt;br /&amp;gt;     on a global level&lt;br /&gt;
| ACD&lt;br /&gt;
| Reporting CRS&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Quarterly reporting on the&amp;lt;br /&amp;gt;     financial health of the branches&amp;lt;br /&amp;gt;     parent entities&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquêtes&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Residential   credit deposits&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquêtes&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DCOR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| Enquetes&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DCOR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     P: PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquetes&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Residential real estate market&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquêtes&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Stress   test in order to assess&amp;lt;br /&amp;gt;     the interest rate risk&amp;lt;br /&amp;gt;     arising from non-trading&amp;lt;br /&amp;gt;     book activities&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquête&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0101&lt;br /&gt;
| Customer transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0110&lt;br /&gt;
| Stock   taking of payment accounts in bank money&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01100&lt;br /&gt;
| Payment services provided by   e-money institutions and payment institutions without the provision of   payment accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0111&lt;br /&gt;
| OTC cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01110&lt;br /&gt;
| Payment initiation services   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01110-F&lt;br /&gt;
| Payment   initiation services (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0112&lt;br /&gt;
| Transactions via   telecommunication, digital or IT device&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0113&lt;br /&gt;
| Credits   to the accounts by simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0114&lt;br /&gt;
| Debits from the account by   simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0102&lt;br /&gt;
| Interbank   transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0120&lt;br /&gt;
| Customer Credit transfers sent   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0120-F&lt;br /&gt;
| Customer   Credit transfers sent (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01200&lt;br /&gt;
| Stock of issued payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01201&lt;br /&gt;
| Stock of   distributed payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0121&lt;br /&gt;
| Customer credit transfers   received&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01210&lt;br /&gt;
| Stock of   terminals by terminal type&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01220&lt;br /&gt;
| Stock of accounts (except   e-money accounts)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01221&lt;br /&gt;
| Stock of   e-money accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01222&lt;br /&gt;
| Stock of accessed accounts -   account information services (AIS)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01230&lt;br /&gt;
| Number   of customers&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0103&lt;br /&gt;
| Domiciliations&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01300-F&lt;br /&gt;
| Losses due to fraud per   liability bearer&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130-F&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0131&lt;br /&gt;
| Direct debits - reporting as   debtor's PSP&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0104&lt;br /&gt;
| Inventory   cards / terminals&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0140&lt;br /&gt;
| SEPA R-transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0141&lt;br /&gt;
| Interbank   payment transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0142&lt;br /&gt;
| Intermediated payment   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0105&lt;br /&gt;
| Card   transactiosn (Issuing part)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0150&lt;br /&gt;
| Card transactions with cards   issued by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0150-F&lt;br /&gt;
| Card   transactions with cards issued by resident PSPs (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0151&lt;br /&gt;
| Electronic card transactions   with cards issued by resident PSPs, split by Merchant Category Codes (MCC)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0152&lt;br /&gt;
| Card   transactions acquired by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0152F&lt;br /&gt;
| Card transactions acquired by   resident PSPs (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0153&lt;br /&gt;
| Fundings   and withdrawals related to prepaid cards&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0106&lt;br /&gt;
| Card transactiosn (Acquiring   part)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0160&lt;br /&gt;
| Cheques   and money remittances (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0160-F&lt;br /&gt;
| Cheques and money remittances   (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0107&lt;br /&gt;
| Cheques   and money orders&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0170&lt;br /&gt;
| Over-the-counter (OTC) cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0108&lt;br /&gt;
| Electronic   money scheme&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0180&lt;br /&gt;
| Book entries&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0109&lt;br /&gt;
| Card   based e-money schemes&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0190&lt;br /&gt;
| Fundings and withdrawals in   e-money (except prepaid cards)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0191&lt;br /&gt;
| E-money   transfers (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0191-F&lt;br /&gt;
| E-money transfers (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Fonds de   garantie&amp;lt;br /&amp;gt;     des dépôts Luxembourg&amp;lt;br /&amp;gt;     (FGDL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquête&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Capital adequacy of&amp;lt;br /&amp;gt;     payment institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Profit   and loss accoount&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated&amp;lt;br /&amp;gt;     in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Statement of&amp;lt;br /&amp;gt;     authorised reinvestments&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Capital   adequacy of&amp;lt;br /&amp;gt;     electronic money institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Profit and loss account&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Analysis   of shareholdings&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Institutions - Foreign   Account Tax Compliance Act (FATCA)&lt;br /&gt;
| FATCA&lt;br /&gt;
| Foreign Account Tax Compliance   Act Reporting&lt;br /&gt;
| ACD&lt;br /&gt;
| Groupe FATCA&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Annual report of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| Information   on participating interest&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| Information on staff costs and   taxes&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| LCRDAX&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Companies&lt;br /&gt;
| S0216&lt;br /&gt;
| Quarterly statistical balance of   Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting des   sociétés émettrices&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| S0217&lt;br /&gt;
| Transactions   of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting des sociétés émettrices&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Key Investor Information   Document&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010 and Loi 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) V: non-reglem.&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| S3&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Long Form reports (UCI Law 2010)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| SGOREP&lt;br /&gt;
| (-) SG 1A: Financial   situation&amp;lt;br /&amp;gt;     (-) SG 1B: Profit and loss account&amp;lt;br /&amp;gt;     (-) SG 1C: Table relating to other activities&amp;lt;br /&amp;gt;     (-) SG 2: Other activities&amp;lt;br /&amp;gt;     (-) SG: Personnel Table relating to staff&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport Société   de Gestion&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Management letters&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Management letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Articles   of Incorporation of UCITS&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management Regulations of   UCITS&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| MiFID   II / MiFIR&lt;br /&gt;
| TAFREP&lt;br /&gt;
| Article   26 of Regulation&amp;lt;br /&amp;gt;     No 600/2014:&amp;lt;br /&amp;gt;     Obligation to report transactions&amp;lt;br /&amp;gt;     (Markets in financial instruments =&amp;gt; MiFIR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Report TAF-MIFID&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Other   reporting CSSF BCL&lt;br /&gt;
| OTHREP&lt;br /&gt;
| Other   reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting OTHER (CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| BOP101&lt;br /&gt;
| Balance of payments reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| Balance des   Paiements&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BOP102&lt;br /&gt;
| Cross-border   payments&amp;lt;br /&amp;gt;     executed for the account&amp;lt;br /&amp;gt;     of the resident counterparts&lt;br /&gt;
| BCL&lt;br /&gt;
| Balance des Paiements&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| PSFREP&lt;br /&gt;
| Reporting population:&amp;lt;br /&amp;gt;     (-) Investment firms&amp;lt;br /&amp;gt;     (-) Specialised PFS&amp;lt;br /&amp;gt;     (-) Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport PSF&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| N01 (Comp); N02 (Comp); N03 (Comp);&amp;lt;br /&amp;gt;     N04 (Comp); N05 (Réviseur); N06( Réviseur);&amp;lt;br /&amp;gt;     N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12   (Réviseur);&amp;lt;br /&amp;gt;     N13&amp;lt;br /&amp;gt;     (Comp);&amp;lt;br /&amp;gt;     N14&amp;lt;br /&amp;gt;     'Comp)&lt;br /&gt;
| Rapports   narratifs&lt;br /&gt;
| CAA&lt;br /&gt;
| Groupe CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CSDREP&lt;br /&gt;
| Reporting CSDR:&amp;lt;br /&amp;gt;     Introduction of quarterly internalised settlement reporting   requirements&amp;lt;br /&amp;gt;     pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting   CSDR-9&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BNNNN&lt;br /&gt;
| List of   head offices, agencies,&amp;lt;br /&amp;gt;     branches and representative offices&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDIFACT&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Institutions for Occupational   Retirement Provision&lt;br /&gt;
| SUFREP&lt;br /&gt;
| Annual and quarterly reporting   according to Circular CSSF 19/726 of 26 July 2019&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting IORP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Money   Market Funds (MMF)&lt;br /&gt;
| MMFREP&lt;br /&gt;
| •   According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF   must report information to the competent authority (CSSF) of the MMF, at   least on a quarterly basis or - for MMF with assets under management of less   than Eur 100 million - on at least an annual basis.&amp;lt;br /&amp;gt;     • The first quarterly report should be sent to the competent authority of   the MMF no later than 30 days after the end of Q1 2020.&lt;br /&gt;
| CSSF&lt;br /&gt;
| Money market fund reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0112-L&lt;br /&gt;
| Indirect withdrawal and   remittance of banknotes denominated in EUR through an intermediary&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting S1.12&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| Monthly   security by security reporting of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting des sociétés émettrices&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| U11&lt;br /&gt;
| Monthly financial information   UCITS and UCI&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre   Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Non-resident&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Resident customers&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre   Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| SFDR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| SFDR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SIC&lt;br /&gt;
| Financial   information to be submitted by investment companies in risk capital (SICARs)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting SICAR&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| UCI Law 2010:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (MP)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S01; S02; S03; S04; S05;&amp;lt;br /&amp;gt;     S06 (Réviseur); S07; S08;&amp;lt;br /&amp;gt;     S09; S10; S11; S12; S13;&amp;lt;br /&amp;gt;     S14; S15; S16; S17; S18;&amp;lt;br /&amp;gt;     S19; S20; S23&lt;br /&gt;
| XBRL   reports Solvency II&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| S0214&lt;br /&gt;
| Quarterly statistical balance&lt;br /&gt;
| BCL&lt;br /&gt;
| Véhicule   titrisation&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Securitisation   Vehicles&lt;br /&gt;
| S0215&lt;br /&gt;
| Transactions   and write-offs/write-downs on securitised loans&lt;br /&gt;
| BCL&lt;br /&gt;
| Véhicule titrisation&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| Security by security reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| Véhicule   titrisation&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     A: Alternative Investment fund manager (AIFM)&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR   reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     S: Management company&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR   reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) P: PFS&amp;lt;br /&amp;gt;     (-) I: Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR reporting&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Other reporting CSSF BCL&lt;br /&gt;
| OTXREP&lt;br /&gt;
| Various correspondence&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting OTHER   (BCL)&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SPJ&lt;br /&gt;
| Notification and execution of   court orders&lt;br /&gt;
| SPJ&lt;br /&gt;
| Perquisitions   électroniques&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI)(FR)&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| ALMXXX&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management letters of Investment   fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0106&lt;br /&gt;
| Monthly statistical balance   sheet for non-money market funds (non-MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0213&lt;br /&gt;
| Quarterly   statistical balance sheet for non-MMF investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| CED&lt;br /&gt;
| Etat de situation relatif aux   contrats en déshérence&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| CPR&lt;br /&gt;
| Compte   rendu&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ESP&lt;br /&gt;
| Enquête spécifique&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ETR&lt;br /&gt;
| Etat   trimestriel&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| FIR&lt;br /&gt;
| Fiche de renseignement&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| PDA&lt;br /&gt;
| Rapport   PDAL (Procédure de Dissolution Administrative sans Liquidation)&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RAC&lt;br /&gt;
| Rapport actuariel&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RDC&lt;br /&gt;
| Rapport   distinct complémentaire du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RDI&lt;br /&gt;
| Rapport distinct du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RGO&lt;br /&gt;
| Rapport   de gouvernance&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RLB&lt;br /&gt;
| Rapport LBCFT&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RRE&lt;br /&gt;
| Rapports   sur le traitement des réclamations&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RSE&lt;br /&gt;
| Rapport distinct Solvabilité 2   de l'entreprise&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RSO&lt;br /&gt;
| Rapport   distinct Solvabilité 2 du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ICS&lt;br /&gt;
| Yearly Survey on Covered   Investment claims (SIIL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquête&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ROI&amp;lt;br /&amp;gt;     DIN&lt;br /&gt;
| DORA   Register of Information&amp;lt;br /&amp;gt;     DORA Incident Reporting&lt;br /&gt;
| CAA&lt;br /&gt;
| Groupe CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DPAAIF&lt;br /&gt;
| self-assessment &amp;lt;br /&amp;gt;     questionnaire PDAOFI&lt;br /&gt;
| CSSF&lt;br /&gt;
| PDAOFI   reporting&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| (-) ALM   corep_alm_con.xsd&amp;lt;br /&amp;gt;     corep_alm_ind.xsd corep_alm.xsd&amp;lt;br /&amp;gt;     (-) LCRDA corep_lcr_da_con.xsd&amp;lt;br /&amp;gt;     corep_lcr_da_ind.xsd corep_lcr_da.xsd&amp;lt;br /&amp;gt;     (-) IRRBB irrbb.xsd&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| S3&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get a missing group ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
If you think that the group you need is not available in your list, please [[How_to_contact_us|ask us]] to check and/or add it.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_manage_users_at_group_level&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I manage users at group level ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your '''e-file administrator''' login (adminXXX) and click the '''Administration module''' icon (Figure 21).&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:SDjl_8.png|400px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 21)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Example'''&amp;lt;/u&amp;gt;: &lt;br /&gt;
&lt;br /&gt;
If you want to know the users to which the group '''Group FATCA''' has been assigned or if you want to add a new user to the group, please follow the instructions below.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Press the '''Groups''' button. The '''Groups list''' page opens. All groups assigned to your company are shown here (Figure 22).&lt;br /&gt;
&lt;br /&gt;
[[File:3GroupList.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 22)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''Edit groups''' icon [[File:EditGroupSD.png|20px]] in order to view all the users assigned to '''Groupe FATCA''' group (Figure 23).&lt;br /&gt;
&lt;br /&gt;
[[File:2EditGroup.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 23)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Group detail''' page opens. Here you can find detailed information on the '''Group FATCA''' (e.g. Status date, number of inactive users, number of locked users) (Figure 24).&lt;br /&gt;
&lt;br /&gt;
[[File:GroupDetailPage.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 24)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Press the '''Users''' button (Figure 25)&lt;br /&gt;
&lt;br /&gt;
[[File:GroupDetailUsers.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 25)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The Group detail / Users page opens. All users assigned to the '''Group FATCA''' are listed here(Figure 26).&lt;br /&gt;
&lt;br /&gt;
[[File:GroupUsrsList2.png|600px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 26)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Press the '''Edit Users''' button [[File:EditUserButton.png|100px]] (Figure 27)&lt;br /&gt;
&lt;br /&gt;
[[File:EditUsersGroup.png|600px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 27)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Users''' page opens in '''Edit mode''' (Figure 28)&lt;br /&gt;
&lt;br /&gt;
[[File:UsersEditGroup.png|600px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 28)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The following actions can be done here:&lt;br /&gt;
&lt;br /&gt;
1. '''ADD A USER'''. Select the user and his profile you want to add.&lt;br /&gt;
&lt;br /&gt;
2. Change the '''Profile''' of the user&lt;br /&gt;
&lt;br /&gt;
3. Delete the '''User'''&lt;br /&gt;
&lt;br /&gt;
4. Once you have made your changes, press the VALDATE CHANGES button [[File:ValidateChanges.png|100px]] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Users''' window closes and you return automatically to the '''Groups List''' screen.&lt;br /&gt;
&lt;br /&gt;
At the same time a confirmation window pops up on the top of the screen indicating that the assignment was successful (Figure 29). &lt;br /&gt;
&lt;br /&gt;
[[File:AssignmentsSaved.png|800px]] &lt;br /&gt;
&lt;br /&gt;
(Figure 29)&lt;br /&gt;
-------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_assign_groups_and_profiles_to_users&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I assign groups and profiles to users ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Example&amp;lt;/u&amp;gt;: &lt;br /&gt;
&lt;br /&gt;
If a user has to send '''FATCA reportings''' to the authority, the e-file administrator must assign the &amp;lt;u&amp;gt;group&amp;lt;/u&amp;gt; '''Rapport FATCA''' and the &amp;lt;u&amp;gt;profile&amp;lt;/u&amp;gt; '''Manager''' to the user.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Open the '''User management''' screen in the '''Users''' tab and click the '''Edit''' [[File:EditGroupSD.png|20px]] icon of the user to whom you want assign [[E-file_Administration#Which_group_do_I_need|'''groups''']] and a specific [[E-file_Administration#User_profiles |'''profile''']] (Figure 11).&lt;br /&gt;
&lt;br /&gt;
[[File:A specific profile (Figure 11).png|900px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 11)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''User details''' screen opens. Click the '''Groups''' button (Figure 12).&lt;br /&gt;
&lt;br /&gt;
[[File:2AddGroup.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 12)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
The '''User details / Groups''' screen opens. Click the '''Edit button''' (Figure 13).&lt;br /&gt;
&lt;br /&gt;
[[File:2GroupDetails.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 13)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''User details / Groups''' screen opens in '''Edit''' mode (Figure 14).&lt;br /&gt;
&lt;br /&gt;
Click the '''ADD A GROUP''' button [[File:AddGroup.png|100px]], select the [[E-file_Administration#Which_group_do_I_need|'''groups''']] and '''profile''' you want to assign and click the '''Validate''' button.&lt;br /&gt;
&lt;br /&gt;
[[File:4Add group.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 14)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''User details / Groups''' window closes and you return automatically to the '''Groups List''' screen.&lt;br /&gt;
&lt;br /&gt;
At the same time a '''confirmation''' window pops up on the top of the screen indicating that the group assignment was successfully saved (Figure 15).&lt;br /&gt;
&lt;br /&gt;
[[File:AssignmentsSaved.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 15)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Please be informed that you can find detailed information on all groups on our Wikipage [[E-file_Administration#Which_group_do_I_need|''''e-file Administrator FAQ'''']]; column &amp;lt;u&amp;gt;e-file user account: &amp;quot;groupe&amp;quot;&amp;lt;/u&amp;gt;.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
=== User profiles === &lt;br /&gt;
&lt;br /&gt;
====Administrator (EN)/ Administrateur  (FR)====&lt;br /&gt;
&lt;br /&gt;
The Administrator profile allows the e-file administrator to order and activate LuxTrust certificate(s), manage user accounts, groups, user profiles, lock and un lock user account.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==== Guest (EN) */ Visiteur (FR) * ====&lt;br /&gt;
&lt;br /&gt;
* The Guest can consult the information or documents of his affected group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* The Guest cannot submit reports or documents via e-file.&lt;br /&gt;
&lt;br /&gt;
====Manager (EN)/ Responsable (FR)====&lt;br /&gt;
&lt;br /&gt;
* The Manager can consult the information or documents of his affected group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* The Manager can submit reports linked to his group(s) via e-file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
====Operator (EN) */ Opérateur (FR) * ====&lt;br /&gt;
&lt;br /&gt;
* The Operator can consult the information or documents of his affected group(s).&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&lt;br /&gt;
&lt;br /&gt;
* The Operator submit reports linked to his group(s) to validation by a Validator.&lt;br /&gt;
&lt;br /&gt;
====Validator (EN) */ Valideur (FR) * ====&lt;br /&gt;
&lt;br /&gt;
* The Validator can consult the information or documents of his affected group(s).&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&lt;br /&gt;
&lt;br /&gt;
* He validates or rejects reports awaiting for validation linked to his group(s).&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
(*) Available depending the group&lt;br /&gt;
---------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Security's management ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=keystore_system&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
=== * keystore system, Luxtrust certificate, SSL security ===&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_order_a_LUXTRUST_certificate&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;span id=LUXTRUST_certificate_purchase_order&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I order a LUXTRUST certificate ?&amp;lt;/div&amp;gt;&lt;br /&gt;
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Certain reporting files transmitted to the supervisory authorities must be encrypted.&lt;br /&gt;
&lt;br /&gt;
The only certificate authorised for the file encryption by the reporting entity are SSL certificates from the certification authority [https://www.easyssl.lu/?product=e-file LUXTRUST].&lt;br /&gt;
&lt;br /&gt;
Please check the [[Transmission_Module#System_requirements|system requirements]] to run the e-file applications.&lt;br /&gt;
&lt;br /&gt;
=== Key and Certificate Request generation ===&lt;br /&gt;
&lt;br /&gt;
Please be informed that during the next steps &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;two files&amp;lt;/u&amp;gt;  &amp;lt;/span&amp;gt; will be generated:&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; 1- &amp;lt;/span&amp;gt; the keystore file '''keystore.ks''' containing your new keys&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; 2- &amp;lt;/span&amp;gt; the certificate request file '''Certificate Request.csr''' containing a copy of your new keys. &amp;lt;u&amp;gt;This file must be uploaded on LUXTRUST's website during your purchase order&amp;lt;/u&amp;gt; .&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the Luxtrust SSL certificate purchase order and its activation have to be performed on the same computer workstation.&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your [[E-file Administration|'''e-file administrator''']] credentials (adminXXX) and click the '''Administration module''' icon (Figure 30).&lt;br /&gt;
&lt;br /&gt;
[[File:Administration module icon (Figure 2).png|400px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 30)&lt;br /&gt;
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&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''Certificates ''' button (Figure 31)&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule_2.png|border|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 31)&lt;br /&gt;
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&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
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The '''Certificates Management''' screen opens. Click the '''CERTIFICATE REQUEST - ACTIVATION MENU''' link (Figure 32).&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule_3.png|border|1000px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 32)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Result&amp;lt;/u&amp;gt;: A new screen opens displaying GENERATE CERTIFICATE KEYS - BEFORE LUXTRUST WEBSITE ORDER on the left side of the page&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
&lt;br /&gt;
Configure your keystore (Figure 33).&lt;br /&gt;
&lt;br /&gt;
[[File:Configure_your_keystore.png|border|1000px]]&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
(Figure 33)&lt;br /&gt;
&lt;br /&gt;
a. &amp;lt;u&amp;gt;Select the keystore import method&amp;lt;/u&amp;gt;&lt;br /&gt;
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If you order the certificate for the &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''very first time'''&amp;lt;/u&amp;gt;  &amp;lt;/span&amp;gt;, select '''Create a new keystore file''' option and indicate a keystore name.&lt;br /&gt;
&lt;br /&gt;
In the case you have to &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''renew'''&amp;lt;/u&amp;gt;  &amp;lt;/span&amp;gt; your certificate, you '''&amp;lt;u&amp;gt;must&amp;lt;/u&amp;gt; '''select your '''curent keystore file''' by using the ''browse file'' or ''drag &amp;amp; drop'' feature to import it.&lt;br /&gt;
 &lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : in both case, the new keystore will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
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- File name:  choose your keystore name, for example '''keystore.ks'''&lt;br /&gt;
&lt;br /&gt;
- File type : .ks&lt;br /&gt;
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b. &amp;lt;u&amp;gt;Password &amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
If you order the certificate for the &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''very first time'''&amp;lt;/u&amp;gt; &amp;lt;/span&amp;gt;, you have to define a brand-new '''keystore password'''.&lt;br /&gt;
A confirmation is required &lt;br /&gt;
&lt;br /&gt;
In the case you have to &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''renew'''&amp;lt;/u&amp;gt; &amp;lt;/span&amp;gt; your certificate, e.g. its validity date expired, you &amp;lt;u&amp;gt;must&amp;lt;/u&amp;gt; use the '''keystore password''' that had been created when you ordered the certificate for the '''very first time'''.&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;''' Important note : the keystore password has to be shared with all e-file users who have to transmit encrypted documents or decrypt feedback files received from the supervisory authorities. &amp;lt;/span&amp;gt;.&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;''' Important note : if you loose your keystore password, you will have to generate a new key and order a new certificate. &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
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c. &amp;lt;u&amp;gt;Certificate request name (.csr)&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
You have to define a name for the technical certificate request file required by Luxtrust, for example '''CertificateRequest.csr'''&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the certificate request will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads.'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
- File name:  '''CertificateRequest.csr'''&lt;br /&gt;
&lt;br /&gt;
- File type : .csr&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 5&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Verify the Company information.  (Figure 34) :&lt;br /&gt;
&lt;br /&gt;
[[File:Company_information.png|border|1300px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 34)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The related fields will be pre-filled in with information we currently have in our system.  Feel free to make changes if necessary.&lt;br /&gt;
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&amp;lt;u&amp;gt;'''Step 6&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
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Click the '''Generate keys''' button.  &lt;br /&gt;
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A window will pop up inviting you to download the Keystore file and Certificate Signing Request (Figure 35).&lt;br /&gt;
&lt;br /&gt;
[[File:Keystore CSR download window.PNG|border|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 35)&lt;br /&gt;
&lt;br /&gt;
You must click on each of the Download buttons in order to activate the OK button.&amp;lt;br&amp;gt;&lt;br /&gt;
Then click OK to clear the message window.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Both keystore and certificate request files will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the updated keystore will be generated with a new name as follows: &amp;lt;br&amp;gt;The name of the previous keystore + a timestamp displayed as yyyymm + onhold. &amp;lt;br&amp;gt;&amp;lt;br&amp;gt;Example: oldname : MyKeystore.ks / new name : MyKeystore_202212_onhold.ks''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : we advise you to back up the keystore.ks and CertificateRequest files.''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
===  Finalize your LUXTRUST purchase order ===&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Before to start order in the Luxtrust website make sure that you have process the previous part (Key and Certificate Request generation). &amp;lt;/span&amp;gt; &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
-Open the [https://www.easyssl.lu/?product=e-file LUXTRUST easy SSL e-file website].&lt;br /&gt;
&lt;br /&gt;
-Browse to SSL Certificate section and click the E-FILE icon &lt;br /&gt;
[[File:Sans titre.png|50px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
-Choose the period of validity of your certificate and click the ORDER E-FILE button.&lt;br /&gt;
&lt;br /&gt;
-If you do not have a LUXTRUST easy SSL e-file account you have to get registered.&lt;br /&gt;
&lt;br /&gt;
-Once registered, complete the whole order form, upload your '''CertificateRequest&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt;.csr &amp;lt;/span&amp;gt;''' file, accept the TERMS AND CONDITIONS and click the PLACE ORDER button.&lt;br /&gt;
&lt;br /&gt;
-Shortly afterwards, you will receive an e-mail from LUXTRUST confirming your purchase order.&lt;br /&gt;
&lt;br /&gt;
-Please follow all instructions provided in the e-mail and its PDF attachment (Send signed PDF by post with all required documents to the address indicated inside, process the payment etc.)&lt;br /&gt;
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&amp;lt;span id=How_do_I_activate_my_LUXTRUST_certificate_into_e-file&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I activate (integrate) my LUXTRUST certificate into e-file ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
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The certificate file will be sent to the e-mail address you provided in your purchase order.&lt;br /&gt;
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The extension of this file will be .txt, in order to prevent your firewall from blocking the attached file.&lt;br /&gt;
&lt;br /&gt;
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&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
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 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note: save the file .txt on your computer workstation and &amp;lt;u&amp;gt;replace&amp;lt;/u&amp;gt; the .txt extension by &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt;.cer &amp;lt;/span&amp;gt;  &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Double-click the &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; .cer &amp;lt;/span&amp;gt; file. You should be able to see your certificate as shown below (Figure 36):&lt;br /&gt;
&lt;br /&gt;
[[File:Certificate visual example.png|alt=Certificate example|377x377px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 36)&lt;br /&gt;
&lt;br /&gt;
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&lt;br /&gt;
 &lt;br /&gt;
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&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the Luxtrust SSL certificate ordering and its activation have to be performed on the same computer workstation.&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your [[E-file Administration|'''e-file administrator''']] credentials (adminXXX) and click the '''Administration module''' icon (Figure 37).&lt;br /&gt;
&lt;br /&gt;
[[File:Administration module icon (Figure 2).png|400px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 37)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
&lt;br /&gt;
Click the '''Certificates ''' button (Figure 38).&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule2.png|border|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 38)&lt;br /&gt;
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&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
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Click the '''CERTIFICATE ACTIVATION – AFTER RECEPTION OF LUXTRUST CERTIFICATE''' link (Figure 40).&lt;br /&gt;
&lt;br /&gt;
[[File:Certificate_activation.png|border|1500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 40)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 5&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Configure your keystore (Figure 41).&lt;br /&gt;
&lt;br /&gt;
[[File:Certificate_activation_steps.png | 1000px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 41)&lt;br /&gt;
&lt;br /&gt;
a. &amp;lt;u&amp;gt;Select the Group you need to use (by default Principal)&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
b. &amp;lt;u&amp;gt;Import the keystore that was generated at the same time as the Certificate Signing Request&amp;lt;/u&amp;gt;&lt;br /&gt;
(from previous step   )&lt;br /&gt;
&lt;br /&gt;
c. &amp;lt;u&amp;gt;Enter the keystore password&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
d. &amp;lt;u&amp;gt;Import the certificate you received from Luxtrust &amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 6&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''ACTIVATE CERTIFICATE''' button.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
A window will pop up and inform you that the activation has been done successfully.&lt;br /&gt;
&lt;br /&gt;
Your keystore.ks is now updated. It contains your activated LUXTRUST certificate and your encryption keys.&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule_15.png | 300px]]&lt;br /&gt;
&lt;br /&gt;
'''Note''': The display and the position of the pop up may differ regarding the Web browser you are using&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the updated keystore will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads.'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the updated keystore will be generated with a new name : the name of the previous keystore + a timestamp displayed as yyyymm + completed.&amp;lt;br&amp;gt;Example: previous name : MyKeystore.ks / new name : MyKeystore_202212_completed.ks''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : if you loose your keystore and/or its password,you will have to generate a new encryption key and order a new certificate. &amp;lt;/span&amp;gt;.&lt;br /&gt;
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&amp;lt;span id=What_must_I_do_with_the_keystore&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What must I do with the keystore ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
===Manual file transmission===&lt;br /&gt;
&lt;br /&gt;
The activated keystore, containing your LUXTRUST certificate and your encryption keys must now be provided to the workstations of each e-file user.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Open the Transmission module&lt;br /&gt;
&lt;br /&gt;
[[File:Icon1.png | 300px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
[[File:Keystore selection After(1).PNG| 600px]]&lt;br /&gt;
&lt;br /&gt;
===Automatic file transmission===&lt;br /&gt;
&lt;br /&gt;
In the case you are using the [[Sending_Service|Sending Service]] for automatic file transmission, the activated keystore.ks must be provided as well.&lt;br /&gt;
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&amp;lt;span id=How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I register my LUXTRUST certificate with the CSSF ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
For some reportings, the LUXTRUST e-file SSL certificate used by the reporting entity must be registered with the CSSF, before sending any files, according to the registration procedure described in the '''[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf#page=8 CSSF 23/833, naming convention part.]'''&lt;br /&gt;
&lt;br /&gt;
The LUXTRUST e-file SSL certificate must be registered with the CSSF for the below reportings:&amp;lt;/br&amp;gt;&lt;br /&gt;
(list extracted from [https://www.cssf.lu/fr/transport-et-securisation/#specifications-techniques Transport et sécurisation via les canaux de transmission externes])&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* COREP/FINREP reporting&lt;br /&gt;
* ESP – Special enquiries&lt;br /&gt;
* SIC – SICAR reporting&lt;br /&gt;
* PFS – Reporting PFS and support PFS&lt;br /&gt;
* EDP – Payment institutions reporting&lt;br /&gt;
* EME – Electronic money institution&lt;br /&gt;
* SGO – Management companies reporting&lt;br /&gt;
* OPC – Fund XML reporting (O1.2)&lt;br /&gt;
* DOC – Non-structured electronic documents (circ. 19/731)&lt;br /&gt;
* OTH – Other&lt;br /&gt;
* OCB – Other reportings for CSSF and BCL&lt;br /&gt;
* SUF – XBRL reportings for subfund-based structured products (IORP)&lt;br /&gt;
* O4.x – Edifact report &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[Media:How to declare your Luxtrust certificate to the CSSF.pdf|=&amp;gt; e-file User Guide: CSSF Certificate registration]]&lt;br /&gt;
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&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=== * S3 system ===&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_is_the_S3_digital_key_management_in_e-file&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How is the S3 digital key management in e-file ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The CSSF has updated its submission methods to allow AIFMs to file specific regulatory reports via the CSSF’s API from 2nd November. &lt;br /&gt;
Please note, this is not the deadline to make the change, it is the point at which the new method is available to use. &amp;lt;br&amp;gt;&lt;br /&gt;
FE Fundinfo are ready to support you through the transition. &lt;br /&gt;
Your current setup in e-file will remain in place and only minor one-off changes are required from you to ensure the continuation of your existing functionality on e-file and future proof the communication method for all reporting and filing with the CSSF going forward. &lt;br /&gt;
&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Explanation in context of AIFMD reporting&amp;lt;/u&amp;gt;:'''&amp;lt;br&amp;gt;&lt;br /&gt;
See our online webinar for more explanations : [https://attendee.gotowebinar.com/recording/7273286345756229380 November 21st webinar in English]  and the [https://c2rv804.na1.hubspotlinks.com/Ctc/ZO+113/c2RV804/VWQ8Fx5Hw7JyVdSL7w2rxckBW20x2Jc566MpmN31NNCl5nXHsW7Y9pgv6lZ3kLW8mzYxT1ZSlmLW7yCpDW2jmg69W73tZTZ5yBySkW7jL_zN8my412W9hGQQt71RszSVkgkWT3FF-R2W1VryJ67bk_NmW1RKWr345DTFjV1PBRM2KwkQsW4P0bYq6h4FhzW2Y0TlL8jm7QlW6N2qBz9lFm9yW1bNKCy1qGVgGW7dJWkQ8TTtG5N3kH6ptzC816W33qG8b10K_BtW8gQSgN4g3h5TW9h3bp34KXCJHV_q02d6BgPGWW5xJSX81p0bg6W8jK_6G221K5qW3_hsX93mN9kwW2RyrBr7f39YJW8v09kD7Cw1nxW37qD826JSxdcW4Rc7yD85pl3PW109fZz4mxLcHW26Y0Y03k4GNWW8zPXjF1t6bspW78yjPn71W4ftW8-MxR372T_w5V13CVl6qstVRW21LWhW2dlqL_W2Xs3ZP6K5mZ2W1THZsw1FrpXLW54G4QN27qB0BW3yXpwm7rd3qwW23mB7r301kH7W19MCT85QW6wbW218pPC2z-WjCVQRHvT30nLTNW1qM-sk29_0TFd2XXgW04 related presentation]&lt;br /&gt;
&lt;br /&gt;
[https://attendee.gotowebinar.com/recording/2231697877960308483 Webinaire en français] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Explanation in context of UCITS Cross-Border notification&amp;lt;/u&amp;gt;:'''&amp;lt;br&amp;gt;&lt;br /&gt;
See our online webinar for more explanations : [https://attendee.gotowebinar.com/recording/2670031382955110830 December 12th webinar in English]  and the [https://445778.fs1.hubspotusercontent-na1.net/hubfs/445778/FE%20fundinfo%20presentations/FSQ%20channel%20change_Webinar%2012%20December.pdf related presentation]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
This new system works via a bucket system.&amp;lt;br&amp;gt;&lt;br /&gt;
There is one bucket for each filing context (i.e. Cross-border notification, AIFMD)&amp;lt;br&amp;gt;&lt;br /&gt;
The CSSF imposes a technical size limit for filing per bucket on 30 rolling days.&amp;lt;br&amp;gt;&lt;br /&gt;
Should you encounter any issue, feel free to contact us directly [[How to contact us|'''Client Support &amp;amp; Operations Desk''']] we will liaise with the CSSF.&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
The below is a step-by step guide to appoint FE Fundinfo as a delegate within the CSSF’s eDesk platform, the easiest path to allow us to maintain our services. &amp;lt;br&amp;gt;&lt;br /&gt;
Once the set-up is complete you can continue to use your familiar eFile interface and do not need to interact with eDesk as this will all be channelled within your existing workflows in eFile. &lt;br /&gt;
&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
To perform the set-up in eFile you have two options:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* You as IT expert import the S3 keys on eFile &lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; &amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-toggle&amp;quot; style=&amp;quot;float:left; margin-left:0; margin-right:1em;&amp;quot;&amp;gt;'''Step by step guide for eDesk IT Experts to connect CSSF’S eDesk to FE Fundinfo’s eFile system''' &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;click to expand&amp;lt;/span&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
{|border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|+&lt;br /&gt;
!'''Steps'''&lt;br /&gt;
!'''Actions'''&lt;br /&gt;
!'''Additional information'''&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 1&lt;br /&gt;
|&lt;br /&gt;
Your entity’s appointed IT Expert will need to log into the IT Management&lt;br /&gt;
area of eDesk ([https://edesk.apps.cssf.lu/edesk-itmgt/s3/accesses here]). This must be using the same LuxTrust Device and&lt;br /&gt;
account that the IT Expert role was assigned to. Please note, that these&lt;br /&gt;
steps can only be implemented from the appointed IT Expert account&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 2&lt;br /&gt;
|&lt;br /&gt;
Once logged in, go to the ‘S3 ACCESS DASHBOARD’ at the top of the page,&lt;br /&gt;
which will take you to a screen similar to the below&lt;br /&gt;
|&lt;br /&gt;
[[File:02-S3Dashboard.png|S3Dashboard|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 3&lt;br /&gt;
|&lt;br /&gt;
Select ‘Create Access’&lt;br /&gt;
|&lt;br /&gt;
[[File:03-S3CreateAccess.png|S3CreateAccess|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 4&lt;br /&gt;
|&lt;br /&gt;
This will provide you with an option to select a ‘scope’ which will be the&lt;br /&gt;
reporting type you have been appointed as IT Expert for and select create:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
[[#Correspondance table|You can refer to our correspondance table]]&lt;br /&gt;
|&lt;br /&gt;
[[File:04-S3CreateScope.png|S3CreateScope|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 5&lt;br /&gt;
|&lt;br /&gt;
This will create a line in the S3 access dashboard with the report type, the&lt;br /&gt;
status (this should show ‘Granted’) and the date of this creation.&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
Each report type generates 3 codes on eDesk, (the Bucket code, the Access&lt;br /&gt;
Key, and the Secret Key). To reveal these keys, click the magnifying glass&lt;br /&gt;
with a ‘+’ icon under the actions column (located on the far right of the&lt;br /&gt;
screen).&lt;br /&gt;
|&lt;br /&gt;
[[File:05-S3Granted.png|S3Granted|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 6&lt;br /&gt;
|&lt;br /&gt;
This will reveal the information about the who the access has been granted to, when and what report it is for. It will also provide details of the unique codes specific to the entity, report type and individual.&lt;br /&gt;
|&lt;br /&gt;
[[File:06-S3Access.png|S3Access|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 7&lt;br /&gt;
|&lt;br /&gt;
Once the Keys have been generated, keeping your connection to eDesk open, in another window, open your efile environment. Log in using the efile Admin account for your entity and open the ‘Keys Management’ tab.&lt;br /&gt;
|&lt;br /&gt;
[[File:07-efileMenu.png|efileMenu|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 8&lt;br /&gt;
|&lt;br /&gt;
Select ‘Add Key’ on the far right of the screen&lt;br /&gt;
|&lt;br /&gt;
[[File:08-eFileAddKey.png|eFileAddKey|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 9&lt;br /&gt;
|&lt;br /&gt;
A pop out will appear and provide you with several drop down lists to&lt;br /&gt;
complete. Under ‘Scope’ you should choose the report type that you are&lt;br /&gt;
providing the Keys for. In this instance AIFMD should be selected.&lt;br /&gt;
|&lt;br /&gt;
[[File:09-eFileScope.png|eFileScope|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 10&lt;br /&gt;
|&lt;br /&gt;
Returning to eDesk, copy the Bucket code, the Access key and Secret key&lt;br /&gt;
and paste each of these into the applicable boxes on efile.&lt;br /&gt;
|[[File:10-BucketCopy.png|BucketCopy|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
===Correspondance table===&lt;br /&gt;
'''Please find the correspondence table of e-file and e-Desk scopes'''&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;sortable&amp;quot; border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;1&amp;quot;&lt;br /&gt;
|-  &amp;lt;div style=&amp;quot;position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Label scope in e-file'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Label scope in e-Desk'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''CSSF reference'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Deadline'''&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Reporting AIFM&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Reporting AIFM&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/AIFM_Reporting_Technical_Guidance.pdf AIFM reporting -Technical guidance]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 30 June 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Cross-border marketing notifications&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Cross-border marketing notifications&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User_guide_notifications_CBDF.pdf User guide notifications CBDF]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 2nd January 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | UCI Adminsitrator - Annual reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | UCI Adminsitrator - Annual reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/cssf22_811eng.pdf CSSF 22/811]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 30 June 2023&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Quarterly survey of covered deposits (FGDL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Quarterly survey of covered deposits (FGDL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/CSSF_CPDI_2440eng.pdf CSSF-CPDI 24/40]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15 May 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - Precontractual disclosures&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - Precontractual disclosures - SFO&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User_Guide_-_SFDR_UCI_Precontractual_Data_Collection_-_practical-guide.pdf SFDR precontractual data collection]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 31 October 2023&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - periodical disclosures&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - periodical disclosures - SFPER&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User_Guide_-_SFDR_UCI_Data_Collection_-_practical-guide.pdf SFDR UCI Data Collection]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 31 January 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | EBA ITS standard reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | EBA ITS standard reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Bank_prudential_reporting.pdf Bank prudential reporting]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st September 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Regulatory Documents and Reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Regulatory Documents and Reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User-Guide-Regulatory-documents-and-reports.pdf User Guide for Regulatory Documents and Reports]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th November 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Key Information Document (KID PRIIPs/KID)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Key Information Document (KID PRIIPs/KID)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User-Guide-Key-Information-Document.pdf User Guide for Key Information Document]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th November 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | U1.1 reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | U1.1 reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Guidelines_U1.1.pdf Guidelines on the U1.1 reporting]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th November 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Yearly Survey on Covered Investment claims (SIIL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Yearly Survey on Covered Investment claims (SIIL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Guidelines_Yearly_Survey_on_Covered_Investment_Claims.pdf Guidelines for the Yearly Survey on Covered Investment claims (SIIL)]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 17th January 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SAQ PDAOFI&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SAQ PDAOFI&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Guidelines_SAQ_DPAAIF.pdf Guidelines on the self-assessment questionnaire PDAOFI]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 31st March 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Prospectus identification&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Prospectus identification&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/en/2025/03/upcoming-evolution-in-the-electronic-visa-stamp-procedure-for-the-prospectuses-of-ucits-part-ii-ucis-sicars-and-sifs/ Procedure change for visa &amp;quot;stamp&amp;quot; prospectuses]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st April 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Csdr article 9&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Csdr article 9&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/CSDR9_Handbook.pdf User Guide Internalised Settlement Reporting Under Article 9 OF CSDR]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st July 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | MMF Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | MMF Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/MMFR_Handbook.pdf MMF reporting Handbook]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st September 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | IRP XBRL Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | IRP XBRL Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/en/2026/01/iorp-reporting-circular-cssf-19-726-new-edesk-procedure/ new IORP procedure]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th January 2026&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|}&lt;br /&gt;
---------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
===Special cases===&lt;br /&gt;
'''For Key Information Document (KID PRIIPs/KID) and Regulatory Documents and Reports scopes'''&amp;lt;br&amp;gt;&lt;br /&gt;
Due to the way the CSSF has implemented the third-party delegation process we have adapted our S3 scope import system in order to enable &lt;br /&gt;
&amp;lt;/br&amp;gt;&lt;br /&gt;
the possibility for a client who is a service provider to onboard multiple S3 keys for the same scope on different Asset Managers / Self-managed funds / Filing entity based on the FSQ referential&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
To do so after having selected Key Information Document (KID PRIIPs/KID) or Regulatory Documents and Reports scope.&amp;lt;br&amp;gt;&lt;br /&gt;
You have to use the dedicated radio button Asset Manager, Self-Managed funds or Filing Entity&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
The list is automatically refreshed to only display third-party without S3 key onboarded.&amp;lt;br&amp;gt;&lt;br /&gt;
In case of a Filing Entity, the name of the Third party linked to the eFile user will be pre-filed (and can't be changed)&amp;lt;br&amp;gt;&lt;br /&gt;
[[File:AssetManager-SelfManaged-FilingEntity.png|Asset Manager, Self-Manged fund or Filing Entity|400px]]&lt;br /&gt;
&lt;br /&gt;
To help you identifying which key has already been imported on eFile a dedicated page has been added in the S3 Keys Management module &amp;lt;br&amp;gt;&lt;br /&gt;
This page lists the already imported key for scope(s) allowing delegation. &amp;lt;br&amp;gt;&lt;br /&gt;
The Bucket owner (entity that owns the S3 key) and the Provider (entity who uploaded the S3 key on eFile) are displayed.&amp;lt;br&amp;gt;&lt;br /&gt;
[[File:DelegationList.png|S3 Key list|800px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* Grant us with the IT expert role to  perform such changes for you &lt;br /&gt;
To start the process please send us an email to '''[mailto:cso.desk@fundsquare.net cso.desk@fundsquare.net]''' with both '''name''' and '''CSSF identification number''' of the entity you want we become IT Expert &lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; &amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-toggle&amp;quot; style=&amp;quot;float:left; margin-left:0; margin-right:1em;&amp;quot;&amp;gt;'''Step by step guide on how to assign FE Fundinfo as a CSSF IT Expert on eDesk''' &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;click to expand&amp;lt;/span&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
{|border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|+&lt;br /&gt;
!'''Steps'''&lt;br /&gt;
!'''Actions'''&lt;br /&gt;
!'''Additional information'''&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 1&lt;br /&gt;
|&lt;br /&gt;
Log into [https://edesk.apps.cssf.lu/ eDesk] with the Advanced User account using your LuxTrust Device and Password. Please note that these changes can only be implemented from the Advanced User account&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 2&lt;br /&gt;
|&lt;br /&gt;
Once logged in, go to the top right corner of the screen, click on your account user name, and select ‘Entity Management’&lt;br /&gt;
|&lt;br /&gt;
[[File:02-EntityManagement.png|EntityManagement|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 3&lt;br /&gt;
|&lt;br /&gt;
Now select ‘Access Requests’ from the tabs at the top of the screen:&lt;br /&gt;
|&lt;br /&gt;
[[File:03-AccessRequest.png|AccessRequest|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 4&lt;br /&gt;
|&lt;br /&gt;
As FEfundinfo will have made a request to connect from our Fundsquare account, you will see us on a list of users requests to connect with your entity. You will be able to identify our request as it will be with the LuxTrust SN: &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;100115278245548987357&amp;lt;/span&amp;gt;&lt;br /&gt;
|&lt;br /&gt;
[[File:04-LuxtrustSN.png|LuxtrustSN|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 5&lt;br /&gt;
|&lt;br /&gt;
Once you have identified the FE fundinfo request from our Fundsquare account, you can go to the far right of the screen and select ‘ACCEPT ACCESS’ or ‘REJECT ACCESS’. Remember to only&lt;br /&gt;
accept requests and provide access to users you are associated with. You will need to ‘ACCEPT ACCESS’ on our request:&lt;br /&gt;
|&lt;br /&gt;
[[File:05-AcceptAccess.png|AcceptAccess|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 6&lt;br /&gt;
|&lt;br /&gt;
Once you have clicked accept, go to the ‘Specific roles within entity’ tab:&lt;br /&gt;
|&lt;br /&gt;
[[File:06-SpecificRole.png|SpecificRole|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 7&lt;br /&gt;
|&lt;br /&gt;
Under the ‘Specific roles within entity’ tab, on the right of the screen, click the ‘Add’ button:&lt;br /&gt;
|&lt;br /&gt;
[[File:07-AddSpecificRole.png|AddSpecificRole|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 8&lt;br /&gt;
|&lt;br /&gt;
You will now be able to click on the ‘User’ box and select a user within the list of approved users connected with your entity. One of these will be FE fundinfo’s Fundsquare account, select this option and the user details will populate automatically:&lt;br /&gt;
|&lt;br /&gt;
[[File:08-FSQUser.png|FSQUser|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 9&lt;br /&gt;
|&lt;br /&gt;
Now you can select a role for that user, in this case you will need to select IT EXPERT for FE fundinfo in the drop down selection and click save on the top right to make the change&lt;br /&gt;
|&lt;br /&gt;
[[File:09-ITExpert.png|ITExpert|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 10&lt;br /&gt;
|&lt;br /&gt;
You have now completed all you need to ensure continued use of efile and secure submission of your reports to the CSSF! FE fundinfo will do the rest and can now ensure that the changing transmission methods gradually introduced by the CSSF over the next 18 months are updated as needed without any impact on you&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
::== Onboarding workflow map ==&lt;br /&gt;
''You can click on the picture.''&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:Wkf_S3_onboarding.png|center|1500px|alt=clickable image : form description| titre&lt;br /&gt;
rect 106 355 277 452	[[E-file_Administration#You_as_IT_Expert | You as IT Expert ]]&lt;br /&gt;
rect 776 541 947 630	[[E-file_Administration#FE_Fundinfo_as_IT_Expert |FE Fundinfo as IT Expert]]&lt;br /&gt;
rect 1024 376 1193 482	[https://edesk.apps.cssf.lu/edesk-dashboard/homepage?lng=en eDesk User Guide ]&lt;br /&gt;
rect 477 530 646 691 	[https://www.cssf.lu/wp-content/uploads/Methods-of-transmitting-reports-via-S3-Application-Programming-Interface-Technical-guidance.pdf S3 transmitting method ]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
-----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=== * general security questions ===&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_change_the_local_e-file_administrator&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I change the local e-file administrator ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Each e-file administrator account is linked to a single email at a time.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
3 cases :&lt;br /&gt;
* You have access to the account &lt;br /&gt;
:then change the email of the administrator by using the &amp;lt;b&amp;gt;administration module&amp;lt;/b&amp;gt; and update the administrator account's owner (name, firstname). The new administrator will just have to request a new password.&lt;br /&gt;
* You have access to the administrator's e-mail box&lt;br /&gt;
:you can use the &amp;quot;forgotten password&amp;quot; button on https://www.e-file.lu to change the password and get access.&lt;br /&gt;
* You do not have access to the administrator account nor to the email of this account &lt;br /&gt;
:then for security reason you will have to follow this specific procedure:&lt;br /&gt;
&lt;br /&gt;
::Your request must be sent by email and paper mail.&lt;br /&gt;
&lt;br /&gt;
::The paper can be replaced by a mail with a scan of the letterhead paper =&amp;gt; Send your email to '''[mailto:e-file.support@fefundinfo.com e-file.support@fefundinfo.com].&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''The request must be submitted on letterhead of your company and signed by a legal representative with the following information'''&amp;lt;/u&amp;gt;: &lt;br /&gt;
*Administrator's login adminXXX&lt;br /&gt;
*The current email address which is linked to the administrator&lt;br /&gt;
*The new email address to link to the administrator&lt;br /&gt;
*A brief explanation of the reason why you need to change it&lt;br /&gt;
*Send your email to '''[mailto:e-file.support@fefundinfo.com e-file.support@fefundinfo.com]'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Once Fundsquare has received and checked your request we will update your email and send you the procedure to update the password.&lt;br /&gt;
&lt;br /&gt;
If you have further questions do not hesitate to contact our [[How to contact us|'''Client Support &amp;amp; Operations Desk''']].&lt;br /&gt;
&lt;br /&gt;
-----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_is_the_e-file_password_policy&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What is the e-file password policy ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[File:Password.png|300 px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 42)&lt;br /&gt;
&lt;br /&gt;
The password you will have to provide must follow the rules below:&lt;br /&gt;
&lt;br /&gt;
*At least one upper and one lower case letter&lt;br /&gt;
*At least one number&lt;br /&gt;
*At least one special character from this list: ! # $ % &amp;amp; ( ) * + , . /: ; &amp;lt; = &amp;gt; ? ^ _ @ { | } [ ] ~&lt;br /&gt;
*At least 8 characters and at most 20&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt; Please note that &amp;lt;/u&amp;gt;:&lt;br /&gt;
&lt;br /&gt;
The validity of your password is not limited in time.&lt;br /&gt;
&lt;br /&gt;
Our system blocks the user after 3 incorrect attempts and it is the e-file administrator who has to unblock the account.&lt;br /&gt;
&lt;br /&gt;
Passwords are encrypted in our database and we do not keep them. You may re-use them.&lt;br /&gt;
-----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Being informed ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_get_important_information&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get important information ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
As an administrator, you will received all significant information regarding e-file changes, maintenance or enhancement through the e-mail address set up onto your account.&lt;br /&gt;
You can also manage some alerts through e-file, see the notifications system.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_get_custom_notifications&amp;gt;&amp;lt;/span&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get custom notifications ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Please be informed that you can receive alert by email triggered by specific events.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Example&amp;lt;/u&amp;gt; : Court orders sent by the Luxembourgish judicial police [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf (=&amp;gt; CSSF - Circular 13/566)]&lt;br /&gt;
&lt;br /&gt;
If you want to be notified by email each time the Luxembourgish judicial police sends you court orders, you have to follow the  steps below.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1'''&amp;lt;/u&amp;gt;  : Connect to e-file with your user credentials : '''https://www.e-file.lu/e-file/'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2'''&amp;lt;/u&amp;gt;  : Select Update my profile&lt;br /&gt;
&lt;br /&gt;
[[File:Select Update my profile.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3'''&amp;lt;/u&amp;gt;  : Verify that your email address registered in your e-file account is valid.&lt;br /&gt;
&lt;br /&gt;
[[File:Your e-file account is valid.png |400 px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;IMPORTANT :&amp;lt;/u&amp;gt;  if your email address is not valid, please ask your [[Administration#e-file_administrator_functions_.28e-file_v1.29|'''e-file administrator''']] to replace it by a valid one.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4'''&amp;lt;/u&amp;gt;  : Select Customize your notifications.&lt;br /&gt;
&lt;br /&gt;
[[File:Customize your notifications.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 5'''&amp;lt;/u&amp;gt;  : Select group.&lt;br /&gt;
&lt;br /&gt;
[[File:Select group555.png |400 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 6'''&amp;lt;/u&amp;gt;  : Select the Alert type.&lt;br /&gt;
&lt;br /&gt;
[[File:Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;IMPORTANT :&amp;lt;/u&amp;gt;  &lt;br /&gt;
&lt;br /&gt;
A green window will pop-up stating that the update has been saved.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Optional Step 7'''&amp;lt;/u&amp;gt;  : Receive only your alerts and not the group's ones.&lt;br /&gt;
&lt;br /&gt;
Ticking also the group box, the sends from other users of the same reports group will be ignored.&lt;br /&gt;
&lt;br /&gt;
[[File:Alerte Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
[[Category: FAQ e-file]]&lt;br /&gt;
&lt;br /&gt;
----------------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=E-file_Administration&amp;diff=7986</id>
		<title>E-file Administration</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=E-file_Administration&amp;diff=7986"/>
		<updated>2026-02-18T15:18:51Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
= e-file FAQ - Administrator's section =&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt;&lt;br /&gt;
[[#BackToTop|Back to the Top]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[File:Administration module icon (Figure 2).png|300px]]&lt;br /&gt;
&lt;br /&gt;
== Knowing the interface ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_am_I_allowed_to_do_as_an_administrator&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What am I allowed to do as an administrator ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The '''Administration module''' opens. Tabs are available in the '''e-file administrator''' module: (Figure 3).&lt;br /&gt;
&lt;br /&gt;
[[File:Users, Groups and Certificates (Figure 3).png|900px]]&lt;br /&gt;
&lt;br /&gt;
{|&lt;br /&gt;
|+&lt;br /&gt;
!'''Users tab'''&lt;br /&gt;
!'''Groups tab'''&lt;br /&gt;
!'''Certificates tab'''&lt;br /&gt;
!'''Sending service tab'''&lt;br /&gt;
!'''S3 keys tab'''&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
*[[#How_can_I_create_a_new_e-file_user|Create a new user]]&lt;br /&gt;
&lt;br /&gt;
*[[#Managing_permission_on_user's_account|Assign groups to a user]]&lt;br /&gt;
&lt;br /&gt;
*[[#Explore_the_interface's_items|Force password change]]&lt;br /&gt;
&lt;br /&gt;
*[[#Explore_the_interface's_items|Lock/ unlock user]]&lt;br /&gt;
&lt;br /&gt;
*[[#Explore_the_interface's_items|Delete user]]&lt;br /&gt;
|&lt;br /&gt;
*[[#Groups'_management|User management at group level]]&lt;br /&gt;
&lt;br /&gt;
* Add users to a group&lt;br /&gt;
&lt;br /&gt;
* Assign a group to users&lt;br /&gt;
&lt;br /&gt;
* Manage user profiles at group level&lt;br /&gt;
|&lt;br /&gt;
* [[#How_do_I_order_a_LUXTRUST_certificate|Order a new '''Luxtrust certificate''']]&lt;br /&gt;
&lt;br /&gt;
* [[#How_do_I_order_a_LUXTRUST_certificate|Renew your Luxtrust certificate]]&lt;br /&gt;
&lt;br /&gt;
* [[#How_do_I_activate_my_LUXTRUST_certificate_into_e-file|Activate Luxtrust certificate]]&lt;br /&gt;
|&lt;br /&gt;
:''Sending service user's management :''&lt;br /&gt;
&lt;br /&gt;
* [[#What_about_the_Sending_Service_account|Assign groups to the '''Sending Service user''']]&lt;br /&gt;
&lt;br /&gt;
* [[#What_about_the_Sending_Service_account|Subscribe the Sending Service user to '''alerts''']]&lt;br /&gt;
:''Sending service user's management - V2 :''&lt;br /&gt;
* [[Sending_Service_java-less_version|Sending service java-less version]]&lt;br /&gt;
|&lt;br /&gt;
* [[#S3_system|'''S3''' key management]]&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Explore_the_interface's_items&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Explore the interface's items&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Explanations'''&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:AdminInterface.png|center|1200px|alt=clickable image : admin interface&lt;br /&gt;
rect 83 11 944 69 [[#hereExplainAction| This is the tabs' menu ]]&lt;br /&gt;
rect 1812 154 1686 93 [[#hereExplainAction| Click to create a new user's account ]]&lt;br /&gt;
rect 237 234 28 168 [[#hereExplainAction|  The vertical menu can be reduce ]]&lt;br /&gt;
rect 238 281 31 239 [[#hereExplainAction|  Here you can set who will receive some e-mail notifications in relation with the administration ]]&lt;br /&gt;
rect 256 186 1286 232 [[#hereExplainAction| You can filter the list on a group's members or a profile]]&lt;br /&gt;
rect 406 345 450 375 [[#hereExplainAction| The crown indicates an administrator]]&lt;br /&gt;
rect 793 285 878 300 [[#hereExplainAction| By hovering over their headers, text columns can be sorted]]&lt;br /&gt;
rect 1618 281 1748 332 [[#hereExplainAction| Each line allow its actions among : * Edit, * Force password, * Lock/Unlock, * Delete]]&lt;br /&gt;
rect 1618 337 1647 369 [[#hereExplainAction| Edit the user details or group permissions]]&lt;br /&gt;
rect 1652 337 1681 369 [[#hereExplainAction| Force password change : an email is sent to the user for him to reset]]&lt;br /&gt;
rect 1687 337 1711 369 [[#hereExplainAction| Lock or Unlock the account. The icon is greyed out for new users.]]&lt;br /&gt;
rect 1716 337 1743 369 [[#hereExplainAction| Delete the account. You can not delete administrators, ask us.]]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Accounts' management ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How many users can I create ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can create as many as users' accounts you need. It is free of charge.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_create_a_new_e-file_user&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I create a new e-file user ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:Enter the administration module [[File:SDjl_8.png|150px]], you should be on the 'users' tab.&lt;br /&gt;
:Click the '''Create a user''' button [[File:Create_a_user_button_(Figure_5).png|150px]]&lt;br /&gt;
&lt;br /&gt;
:The '''Create a user''' window pops up. Complete the form as shown in the figure below and click the '''Create''' button.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:4CreateUser.png|center|900px|alt=clickable image : create user form&lt;br /&gt;
rect 1081 737 41 282 [[#hereCreatUser|All fields are mandatory]]&lt;br /&gt;
rect 991 835 42 770 [[#hereCreatUser|You must choose a first group and a user's profile ]]&lt;br /&gt;
rect 475 856 637 914 [[#hereCreatUser|Click here to validate]]&lt;br /&gt;
rect 1363 993 1216 939 [[#hereCreatUser|Click here to cancel]]&lt;br /&gt;
circle 1355 58 34 [[#hereCreatUser|Click here to cancel]]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : You do not have to create a password for the user, an automatic mail will be sent to the new user to  activate his account and create a password&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:The '''Create a user''' window closes and you return automatically to the '''Users List''' screen.&lt;br /&gt;
&lt;br /&gt;
:At the same time a '''confirmation''' window pops up on the top of the screen indicating that the user creation was successful.&lt;br /&gt;
&lt;br /&gt;
:[[File:User creation was successful (Figure 7).png|800px]]&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_change_an_existing_account's_e-mail&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I change an existing account's e-mail ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your '''e-file administrator''' login (adminXXX) and click the '''Administration module''' icon.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:SDjl_8.png|300px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''Users List''' screen opens. Click the Edit button on the line of the account to be changed.&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModuleChangeEmail.png|border]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
Click the detail tab, then Edit button&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModuleChangeEmail2.png|border|400px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
Change the e-mail then click Validate button&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModuleChangeEmail3.png|border|400px]]&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_about_the_Sending_Service_account&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What about the Sending Service account ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
As an administrator, you can manage the permission for the sending service account too.&lt;br /&gt;
See more information upon the [[Sending_Service_home|sending service]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:SDPermission.png|center|800px|alt=clickable image on SD permission&lt;br /&gt;
rect	385 1 615 68	[[#hereSDPerm| 	Click the sending service tab	]]&lt;br /&gt;
rect	7 172 192 211	[[#hereSDPerm| 	In the vertical menu, choose the proper version of your sending service	]]&lt;br /&gt;
rect	1370 310 1421 374	[[#hereSDPerm| 	On the matching line, click the edit icon	]]&lt;br /&gt;
rect	1378 442 1473 384	[[#hereSDPerm| 	A panel opens from the right, click the edit button	]]&lt;br /&gt;
rect	248 545 1231 778	[[#hereSDPerm| 	You can add or delete a group, the profile is always 'Service Déposant', subscribe to receive the authorities' feedbacks.	]]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Managing_permission_on_user's_account&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Managing permission on user's account &amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
See: [[#How_do_I_assign_groups_and_profiles_to_users|How do I assign groups and profiles to users ?]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Groups' management ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_is_an_e-file_group&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What is an e-file group ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
In e-file, a group allows you to manage permissions for similar reports in terms of type, circulars, costs or technical constraints.&lt;br /&gt;
&lt;br /&gt;
Instead of managing groups for a user, the '''Groups''' tab allows you to manage users for a given group.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Which_group_do_I_need&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Which group do I need ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;height:500px; width:auto; overflow-y:scroll&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable filterable mw-collapsible sortable&amp;quot; &lt;br /&gt;
|+ &amp;lt;span style=&amp;quot;white-space:nowrap&amp;quot;&amp;gt;Which group for my report ?&amp;lt;/span&amp;gt;&lt;br /&gt;
|- &amp;lt;div style=&amp;quot;font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Concerned   companies&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Report&amp;lt;br /&amp;gt;     naming convention&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Details&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Authority&lt;br /&gt;
! style= &amp;quot;background-color:#FF7F27; color:#FFF&amp;quot; | e-file Group&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending way&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| NOTREP&lt;br /&gt;
| Notification procedures to be   followed by a UCITS governed by Luxembourg law wishing to market its units in   another Member State of the European Union&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) Gestion   documentaire&amp;lt;br /&amp;gt;     (-) Dashboard&amp;lt;br /&amp;gt;     (-) Matrice d'enregistrement et de distribution&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| Monthly   financial information for guaranteed funds&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| -&lt;br /&gt;
| Yearly financial information&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| Interventions   on the futures and options markets&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0103&lt;br /&gt;
| Monthly statistical balance   sheet for money market funds (MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
|Investment Funds&lt;br /&gt;
|S0404&lt;br /&gt;
|Country of Marketing&lt;br /&gt;
|BCL&lt;br /&gt;
|Station Finesti&lt;br /&gt;
|KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| Monthly   Security by security reporting for investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Offering document (DE)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SIF Law   2007:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report SIF (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (PM)&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Auditor report&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Auditor   report&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| UCI:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Simplified prospectus (PS)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative   Investment Fund reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) AIF&amp;lt;br /&amp;gt;     (-) AMfine&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Alternative Investment Fund   Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative Investment Fund   reporting (AIF Manager)&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) AIF&amp;lt;br /&amp;gt;     (-) AMfine&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| AnaCredit:&amp;lt;br /&amp;gt;     Collection of granular credit and credit risk data&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting Anacredit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0218-L&lt;br /&gt;
| Quarterly statistical balance   sheet of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL   pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S0219-L&lt;br /&gt;
| Information   on valuation effects on the balance sheet of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0403-L&lt;br /&gt;
| Annual Premiums, claims and   commissions of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL   pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| TPTASS&lt;br /&gt;
| Monthly   Security by security reporting of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| «SHS-Group» report:&amp;lt;br /&amp;gt;     Statistics on holdings of securities by reporting banking groups&lt;br /&gt;
| BCL&lt;br /&gt;
| SHS reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0001&lt;br /&gt;
| Daily   deposit&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0101&lt;br /&gt;
| Monthly statistical balance   sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0104&lt;br /&gt;
| Adjustments   due to valuation effects|&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0105&lt;br /&gt;
| Information on interest rates in   EUR&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0108&lt;br /&gt;
| Information   on securititation&amp;lt;br /&amp;gt;     transactions launched&amp;lt;br /&amp;gt;     by credit institutions&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0109&lt;br /&gt;
| Information on CNY (renmibi)   operations&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0205-L&lt;br /&gt;
| Quarterly   statistical balance sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0205-N&lt;br /&gt;
| Quarterly statistical balance   sheet&amp;lt;br /&amp;gt;     of credit institutions -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0208&lt;br /&gt;
| Real   estate loans for&amp;lt;br /&amp;gt;     Lxuembourg buildings&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0209-L&lt;br /&gt;
| Staff report -&amp;lt;br /&amp;gt;     Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0209-N&lt;br /&gt;
| Staff   report -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0302&lt;br /&gt;
| Non balance sheet information&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| COFREP&lt;br /&gt;
| (-)   SMRTLA (EBA V3.0 module mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| COFREP&lt;br /&gt;
| (-) SMRTLA (EBA V3.0 module   mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Audit Report on AML/CTF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Circ. 18/697 annexe1&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Annual   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Annual report consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| AC Member List&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Compliance Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des   établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Governance   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Internal Audit Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des   établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ICAAP&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| ICAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| ILAAP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| ILAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Long Form Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Long Form Branch or Specific Participation&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Reconciliation LuxGAAP FINREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Management Letter Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Audit report on rules of conduct&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Head quarter annual report&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Risk   Control Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Report on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Recovery   Plan&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Results Distribution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Single   Customer View&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Table on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Institutions - Common Reporting Standard (CRS)&lt;br /&gt;
| CRS&lt;br /&gt;
| Automatic   exchange of&amp;lt;br /&amp;gt;     financial account information&amp;lt;br /&amp;gt;     on a global level&lt;br /&gt;
| ACD&lt;br /&gt;
| Reporting CRS&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Quarterly reporting on the&amp;lt;br /&amp;gt;     financial health of the branches&amp;lt;br /&amp;gt;     parent entities&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquêtes&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Residential   credit deposits&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquêtes&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DCOR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| Enquetes&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DCOR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     P: PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquetes&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Residential real estate market&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquêtes&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Stress   test in order to assess&amp;lt;br /&amp;gt;     the interest rate risk&amp;lt;br /&amp;gt;     arising from non-trading&amp;lt;br /&amp;gt;     book activities&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquête&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0101&lt;br /&gt;
| Customer transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0110&lt;br /&gt;
| Stock   taking of payment accounts in bank money&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01100&lt;br /&gt;
| Payment services provided by   e-money institutions and payment institutions without the provision of   payment accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0111&lt;br /&gt;
| OTC cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01110&lt;br /&gt;
| Payment initiation services   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01110-F&lt;br /&gt;
| Payment   initiation services (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0112&lt;br /&gt;
| Transactions via   telecommunication, digital or IT device&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0113&lt;br /&gt;
| Credits   to the accounts by simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0114&lt;br /&gt;
| Debits from the account by   simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0102&lt;br /&gt;
| Interbank   transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0120&lt;br /&gt;
| Customer Credit transfers sent   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0120-F&lt;br /&gt;
| Customer   Credit transfers sent (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01200&lt;br /&gt;
| Stock of issued payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01201&lt;br /&gt;
| Stock of   distributed payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0121&lt;br /&gt;
| Customer credit transfers   received&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01210&lt;br /&gt;
| Stock of   terminals by terminal type&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01220&lt;br /&gt;
| Stock of accounts (except   e-money accounts)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01221&lt;br /&gt;
| Stock of   e-money accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01222&lt;br /&gt;
| Stock of accessed accounts -   account information services (AIS)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01230&lt;br /&gt;
| Number   of customers&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0103&lt;br /&gt;
| Domiciliations&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01300-F&lt;br /&gt;
| Losses due to fraud per   liability bearer&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130-F&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0131&lt;br /&gt;
| Direct debits - reporting as   debtor's PSP&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0104&lt;br /&gt;
| Inventory   cards / terminals&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0140&lt;br /&gt;
| SEPA R-transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0141&lt;br /&gt;
| Interbank   payment transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0142&lt;br /&gt;
| Intermediated payment   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0105&lt;br /&gt;
| Card   transactiosn (Issuing part)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0150&lt;br /&gt;
| Card transactions with cards   issued by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0150-F&lt;br /&gt;
| Card   transactions with cards issued by resident PSPs (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0151&lt;br /&gt;
| Electronic card transactions   with cards issued by resident PSPs, split by Merchant Category Codes (MCC)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0152&lt;br /&gt;
| Card   transactions acquired by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0152F&lt;br /&gt;
| Card transactions acquired by   resident PSPs (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0153&lt;br /&gt;
| Fundings   and withdrawals related to prepaid cards&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0106&lt;br /&gt;
| Card transactiosn (Acquiring   part)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0160&lt;br /&gt;
| Cheques   and money remittances (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0160-F&lt;br /&gt;
| Cheques and money remittances   (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0107&lt;br /&gt;
| Cheques   and money orders&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0170&lt;br /&gt;
| Over-the-counter (OTC) cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0108&lt;br /&gt;
| Electronic   money scheme&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0180&lt;br /&gt;
| Book entries&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0109&lt;br /&gt;
| Card   based e-money schemes&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0190&lt;br /&gt;
| Fundings and withdrawals in   e-money (except prepaid cards)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0191&lt;br /&gt;
| E-money   transfers (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0191-F&lt;br /&gt;
| E-money transfers (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Fonds de   garantie&amp;lt;br /&amp;gt;     des dépôts Luxembourg&amp;lt;br /&amp;gt;     (FGDL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquête&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Capital adequacy of&amp;lt;br /&amp;gt;     payment institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Profit   and loss accoount&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated&amp;lt;br /&amp;gt;     in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Statement of&amp;lt;br /&amp;gt;     authorised reinvestments&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Capital   adequacy of&amp;lt;br /&amp;gt;     electronic money institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Profit and loss account&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Analysis   of shareholdings&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Institutions - Foreign   Account Tax Compliance Act (FATCA)&lt;br /&gt;
| FATCA&lt;br /&gt;
| Foreign Account Tax Compliance   Act Reporting&lt;br /&gt;
| ACD&lt;br /&gt;
| Groupe FATCA&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Annual report of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| Information   on participating interest&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| Information on staff costs and   taxes&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| LCRDAX&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Companies&lt;br /&gt;
| S0216&lt;br /&gt;
| Quarterly statistical balance of   Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting des   sociétés émettrices&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| S0217&lt;br /&gt;
| Transactions   of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting des sociétés émettrices&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Key Investor Information   Document&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010 and Loi 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) V: non-reglem.&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| S3&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Long Form reports (UCI Law 2010)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| SGOREP&lt;br /&gt;
| (-) SG 1A: Financial   situation&amp;lt;br /&amp;gt;     (-) SG 1B: Profit and loss account&amp;lt;br /&amp;gt;     (-) SG 1C: Table relating to other activities&amp;lt;br /&amp;gt;     (-) SG 2: Other activities&amp;lt;br /&amp;gt;     (-) SG: Personnel Table relating to staff&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport Société   de Gestion&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Management letters&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Management letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Articles   of Incorporation of UCITS&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management Regulations of   UCITS&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| MiFID   II / MiFIR&lt;br /&gt;
| TAFREP&lt;br /&gt;
| Article   26 of Regulation&amp;lt;br /&amp;gt;     No 600/2014:&amp;lt;br /&amp;gt;     Obligation to report transactions&amp;lt;br /&amp;gt;     (Markets in financial instruments =&amp;gt; MiFIR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Report TAF-MIFID&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Other   reporting CSSF BCL&lt;br /&gt;
| OTHREP&lt;br /&gt;
| Other   reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting OTHER (CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| BOP101&lt;br /&gt;
| Balance of payments reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| Balance des   Paiements&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BOP102&lt;br /&gt;
| Cross-border   payments&amp;lt;br /&amp;gt;     executed for the account&amp;lt;br /&amp;gt;     of the resident counterparts&lt;br /&gt;
| BCL&lt;br /&gt;
| Balance des Paiements&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| PSFREP&lt;br /&gt;
| Reporting population:&amp;lt;br /&amp;gt;     (-) Investment firms&amp;lt;br /&amp;gt;     (-) Specialised PFS&amp;lt;br /&amp;gt;     (-) Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport PSF&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| N01 (Comp); N02 (Comp); N03 (Comp);&amp;lt;br /&amp;gt;     N04 (Comp); N05 (Réviseur); N06( Réviseur);&amp;lt;br /&amp;gt;     N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12   (Réviseur);&amp;lt;br /&amp;gt;     N13&amp;lt;br /&amp;gt;     (Comp);&amp;lt;br /&amp;gt;     N14&amp;lt;br /&amp;gt;     'Comp)&lt;br /&gt;
| Rapports   narratifs&lt;br /&gt;
| CAA&lt;br /&gt;
| Groupe CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CSDREP&lt;br /&gt;
| Reporting CSDR:&amp;lt;br /&amp;gt;     Introduction of quarterly internalised settlement reporting   requirements&amp;lt;br /&amp;gt;     pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting   CSDR-9&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BNNNN&lt;br /&gt;
| List of   head offices, agencies,&amp;lt;br /&amp;gt;     branches and representative offices&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDIFACT&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Institutions for Occupational   Retirement Provision&lt;br /&gt;
| SUFREP&lt;br /&gt;
| Annual and quarterly reporting   according to Circular CSSF 19/726 of 26 July 2019&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting IORP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Money   Market Funds (MMF)&lt;br /&gt;
| MMFREP&lt;br /&gt;
| •   According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF   must report information to the competent authority (CSSF) of the MMF, at   least on a quarterly basis or - for MMF with assets under management of less   than Eur 100 million - on at least an annual basis.&amp;lt;br /&amp;gt;     • The first quarterly report should be sent to the competent authority of   the MMF no later than 30 days after the end of Q1 2020.&lt;br /&gt;
| CSSF&lt;br /&gt;
| Money market fund reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0112-L&lt;br /&gt;
| Indirect withdrawal and   remittance of banknotes denominated in EUR through an intermediary&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting S1.12&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| Monthly   security by security reporting of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting des sociétés émettrices&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| U11&lt;br /&gt;
| Monthly financial information   UCITS and UCI&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre   Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Non-resident&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Resident customers&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre   Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| SFDR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| SFDR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SIC&lt;br /&gt;
| Financial   information to be submitted by investment companies in risk capital (SICARs)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting SICAR&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| UCI Law 2010:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (MP)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S01; S02; S03; S04; S05;&amp;lt;br /&amp;gt;     S06 (Réviseur); S07; S08;&amp;lt;br /&amp;gt;     S09; S10; S11; S12; S13;&amp;lt;br /&amp;gt;     S14; S15; S16; S17; S18;&amp;lt;br /&amp;gt;     S19; S20; S23&lt;br /&gt;
| XBRL   reports Solvency II&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| S0214&lt;br /&gt;
| Quarterly statistical balance&lt;br /&gt;
| BCL&lt;br /&gt;
| Véhicule   titrisation&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Securitisation   Vehicles&lt;br /&gt;
| S0215&lt;br /&gt;
| Transactions   and write-offs/write-downs on securitised loans&lt;br /&gt;
| BCL&lt;br /&gt;
| Véhicule titrisation&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| Security by security reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| Véhicule   titrisation&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     A: Alternative Investment fund manager (AIFM)&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR   reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     S: Management company&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR   reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) P: PFS&amp;lt;br /&amp;gt;     (-) I: Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR reporting&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Other reporting CSSF BCL&lt;br /&gt;
| OTXREP&lt;br /&gt;
| Various correspondence&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting OTHER   (BCL)&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SPJ&lt;br /&gt;
| Notification and execution of   court orders&lt;br /&gt;
| SPJ&lt;br /&gt;
| Perquisitions   électroniques&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI)(FR)&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| ALMXXX&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management letters of Investment   fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0106&lt;br /&gt;
| Monthly statistical balance   sheet for non-money market funds (non-MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0213&lt;br /&gt;
| Quarterly   statistical balance sheet for non-MMF investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| CED&lt;br /&gt;
| Etat de situation relatif aux   contrats en déshérence&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| CPR&lt;br /&gt;
| Compte   rendu&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ESP&lt;br /&gt;
| Enquête spécifique&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ETR&lt;br /&gt;
| Etat   trimestriel&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| FIR&lt;br /&gt;
| Fiche de renseignement&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| PDA&lt;br /&gt;
| Rapport   PDAL (Procédure de Dissolution Administrative sans Liquidation)&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RAC&lt;br /&gt;
| Rapport actuariel&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RDC&lt;br /&gt;
| Rapport   distinct complémentaire du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RDI&lt;br /&gt;
| Rapport distinct du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RGO&lt;br /&gt;
| Rapport   de gouvernance&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RLB&lt;br /&gt;
| Rapport LBCFT&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RRE&lt;br /&gt;
| Rapports   sur le traitement des réclamations&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RSE&lt;br /&gt;
| Rapport distinct Solvabilité 2   de l'entreprise&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RSO&lt;br /&gt;
| Rapport   distinct Solvabilité 2 du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ICS&lt;br /&gt;
| Yearly Survey on Covered   Investment claims (SIIL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquête&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ROI&amp;lt;br /&amp;gt;     DIN&lt;br /&gt;
| DORA   Register of Information&amp;lt;br /&amp;gt;     DORA Incident Reporting&lt;br /&gt;
| CAA&lt;br /&gt;
| Groupe CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DPAAIF&lt;br /&gt;
| self-assessment &amp;lt;br /&amp;gt;     questionnaire PDAOFI&lt;br /&gt;
| CSSF&lt;br /&gt;
| PDAOFI   reporting&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| (-) ALM   corep_alm_con.xsd&amp;lt;br /&amp;gt;     corep_alm_ind.xsd corep_alm.xsd&amp;lt;br /&amp;gt;     (-) LCRDA corep_lcr_da_con.xsd&amp;lt;br /&amp;gt;     corep_lcr_da_ind.xsd corep_lcr_da.xsd&amp;lt;br /&amp;gt;     (-) IRRBB irrbb.xsd&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| S3&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get a missing group ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
If you think that the group you need is not available in your list, please [[How_to_contact_us|ask us]] to check and/or add it.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_manage_users_at_group_level&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I manage users at group level ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your '''e-file administrator''' login (adminXXX) and click the '''Administration module''' icon (Figure 21).&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:SDjl_8.png|400px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 21)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Example'''&amp;lt;/u&amp;gt;: &lt;br /&gt;
&lt;br /&gt;
If you want to know the users to which the group '''Group FATCA''' has been assigned or if you want to add a new user to the group, please follow the instructions below.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Press the '''Groups''' button. The '''Groups list''' page opens. All groups assigned to your company are shown here (Figure 22).&lt;br /&gt;
&lt;br /&gt;
[[File:3GroupList.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 22)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''Edit groups''' icon [[File:EditGroupSD.png|20px]] in order to view all the users assigned to '''Groupe FATCA''' group (Figure 23).&lt;br /&gt;
&lt;br /&gt;
[[File:2EditGroup.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 23)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Group detail''' page opens. Here you can find detailed information on the '''Group FATCA''' (e.g. Status date, number of inactive users, number of locked users) (Figure 24).&lt;br /&gt;
&lt;br /&gt;
[[File:GroupDetailPage.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 24)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Press the '''Users''' button (Figure 25)&lt;br /&gt;
&lt;br /&gt;
[[File:GroupDetailUsers.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 25)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The Group detail / Users page opens. All users assigned to the '''Group FATCA''' are listed here(Figure 26).&lt;br /&gt;
&lt;br /&gt;
[[File:GroupUsrsList2.png|600px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 26)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Press the '''Edit Users''' button [[File:EditUserButton.png|100px]] (Figure 27)&lt;br /&gt;
&lt;br /&gt;
[[File:EditUsersGroup.png|600px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 27)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Users''' page opens in '''Edit mode''' (Figure 28)&lt;br /&gt;
&lt;br /&gt;
[[File:UsersEditGroup.png|600px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 28)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The following actions can be done here:&lt;br /&gt;
&lt;br /&gt;
1. '''ADD A USER'''. Select the user and his profile you want to add.&lt;br /&gt;
&lt;br /&gt;
2. Change the '''Profile''' of the user&lt;br /&gt;
&lt;br /&gt;
3. Delete the '''User'''&lt;br /&gt;
&lt;br /&gt;
4. Once you have made your changes, press the VALDATE CHANGES button [[File:ValidateChanges.png|100px]] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Users''' window closes and you return automatically to the '''Groups List''' screen.&lt;br /&gt;
&lt;br /&gt;
At the same time a confirmation window pops up on the top of the screen indicating that the assignment was successful (Figure 29). &lt;br /&gt;
&lt;br /&gt;
[[File:AssignmentsSaved.png|800px]] &lt;br /&gt;
&lt;br /&gt;
(Figure 29)&lt;br /&gt;
-------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_assign_groups_and_profiles_to_users&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I assign groups and profiles to users ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Example&amp;lt;/u&amp;gt;: &lt;br /&gt;
&lt;br /&gt;
If a user has to send '''FATCA reportings''' to the authority, the e-file administrator must assign the &amp;lt;u&amp;gt;group&amp;lt;/u&amp;gt; '''Rapport FATCA''' and the &amp;lt;u&amp;gt;profile&amp;lt;/u&amp;gt; '''Manager''' to the user.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Open the '''User management''' screen in the '''Users''' tab and click the '''Edit''' [[File:EditGroupSD.png|20px]] icon of the user to whom you want assign [[E-file_Administration#Which_group_do_I_need|'''groups''']] and a specific [[E-file_Administration#User_profiles |'''profile''']] (Figure 11).&lt;br /&gt;
&lt;br /&gt;
[[File:A specific profile (Figure 11).png|900px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 11)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''User details''' screen opens. Click the '''Groups''' button (Figure 12).&lt;br /&gt;
&lt;br /&gt;
[[File:2AddGroup.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 12)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
The '''User details / Groups''' screen opens. Click the '''Edit button''' (Figure 13).&lt;br /&gt;
&lt;br /&gt;
[[File:2GroupDetails.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 13)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''User details / Groups''' screen opens in '''Edit''' mode (Figure 14).&lt;br /&gt;
&lt;br /&gt;
Click the '''ADD A GROUP''' button [[File:AddGroup.png|100px]], select the [[E-file_Administration#Which_group_do_I_need|'''groups''']] and '''profile''' you want to assign and click the '''Validate''' button.&lt;br /&gt;
&lt;br /&gt;
[[File:4Add group.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 14)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''User details / Groups''' window closes and you return automatically to the '''Groups List''' screen.&lt;br /&gt;
&lt;br /&gt;
At the same time a '''confirmation''' window pops up on the top of the screen indicating that the group assignment was successfully saved (Figure 15).&lt;br /&gt;
&lt;br /&gt;
[[File:AssignmentsSaved.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 15)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Please be informed that you can find detailed information on all groups on our Wikipage [[E-file_Administration#Which_group_do_I_need|''''e-file Administrator FAQ'''']]; column &amp;lt;u&amp;gt;e-file user account: &amp;quot;groupe&amp;quot;&amp;lt;/u&amp;gt;.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
=== User profiles === &lt;br /&gt;
&lt;br /&gt;
====Administrator (EN)/ Administrateur  (FR)====&lt;br /&gt;
&lt;br /&gt;
The Administrator profile allows the e-file administrator to order and activate LuxTrust certificate(s), manage user accounts, groups, user profiles, lock and un lock user account.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==== Guest (EN) */ Visiteur (FR) * ====&lt;br /&gt;
&lt;br /&gt;
* The Guest can consult the information or documents of his affected group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* The Guest cannot submit reports or documents via e-file.&lt;br /&gt;
&lt;br /&gt;
====Manager (EN)/ Responsable (FR)====&lt;br /&gt;
&lt;br /&gt;
* The Manager can consult the information or documents of his affected group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* The Manager can submit reports linked to his group(s) via e-file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
====Operator (EN) */ Opérateur (FR) * ====&lt;br /&gt;
&lt;br /&gt;
* The Operator can consult the information or documents of his affected group(s).&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&lt;br /&gt;
&lt;br /&gt;
* The Operator submit reports linked to his group(s) to validation by a Validator.&lt;br /&gt;
&lt;br /&gt;
====Validator (EN) */ Valideur (FR) * ====&lt;br /&gt;
&lt;br /&gt;
* The Validator can consult the information or documents of his affected group(s).&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&lt;br /&gt;
&lt;br /&gt;
* He validates or rejects reports awaiting for validation linked to his group(s).&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
(*) Available depending the group&lt;br /&gt;
---------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Security's management ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=keystore_system&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
=== * keystore system, Luxtrust certificate, SSL security ===&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_order_a_LUXTRUST_certificate&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;span id=LUXTRUST_certificate_purchase_order&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I order a LUXTRUST certificate ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Certain reporting files transmitted to the supervisory authorities must be encrypted.&lt;br /&gt;
&lt;br /&gt;
The only certificate authorised for the file encryption by the reporting entity are SSL certificates from the certification authority [https://www.easyssl.lu/?product=e-file LUXTRUST].&lt;br /&gt;
&lt;br /&gt;
Please check the [[Transmission_Module#System_requirements|system requirements]] to run the e-file applications.&lt;br /&gt;
&lt;br /&gt;
=== Key and Certificate Request generation ===&lt;br /&gt;
&lt;br /&gt;
Please be informed that during the next steps &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;two files&amp;lt;/u&amp;gt;  &amp;lt;/span&amp;gt; will be generated:&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; 1- &amp;lt;/span&amp;gt; the keystore file '''keystore.ks''' containing your new keys&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; 2- &amp;lt;/span&amp;gt; the certificate request file '''Certificate Request.csr''' containing a copy of your new keys. &amp;lt;u&amp;gt;This file must be uploaded on LUXTRUST's website during your purchase order&amp;lt;/u&amp;gt; .&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the Luxtrust SSL certificate purchase order and its activation have to be performed on the same computer workstation.&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your [[E-file Administration|'''e-file administrator''']] credentials (adminXXX) and click the '''Administration module''' icon (Figure 30).&lt;br /&gt;
&lt;br /&gt;
[[File:Administration module icon (Figure 2).png|400px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 30)&lt;br /&gt;
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&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''Certificates ''' button (Figure 31)&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule_2.png|border|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 31)&lt;br /&gt;
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&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''Certificates Management''' screen opens. Click the '''CERTIFICATE REQUEST - ACTIVATION MENU''' link (Figure 32).&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule_3.png|border|1000px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 32)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Result&amp;lt;/u&amp;gt;: A new screen opens displaying GENERATE CERTIFICATE KEYS - BEFORE LUXTRUST WEBSITE ORDER on the left side of the page&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
&lt;br /&gt;
Configure your keystore (Figure 33).&lt;br /&gt;
&lt;br /&gt;
[[File:Configure_your_keystore.png|border|1000px]]&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
(Figure 33)&lt;br /&gt;
&lt;br /&gt;
a. &amp;lt;u&amp;gt;Select the keystore import method&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
If you order the certificate for the &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''very first time'''&amp;lt;/u&amp;gt;  &amp;lt;/span&amp;gt;, select '''Create a new keystore file''' option and indicate a keystore name.&lt;br /&gt;
&lt;br /&gt;
In the case you have to &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''renew'''&amp;lt;/u&amp;gt;  &amp;lt;/span&amp;gt; your certificate, you '''&amp;lt;u&amp;gt;must&amp;lt;/u&amp;gt; '''select your '''curent keystore file''' by using the ''browse file'' or ''drag &amp;amp; drop'' feature to import it.&lt;br /&gt;
 &lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : in both case, the new keystore will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
- File name:  choose your keystore name, for example '''keystore.ks'''&lt;br /&gt;
&lt;br /&gt;
- File type : .ks&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
b. &amp;lt;u&amp;gt;Password &amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
If you order the certificate for the &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''very first time'''&amp;lt;/u&amp;gt; &amp;lt;/span&amp;gt;, you have to define a brand-new '''keystore password'''.&lt;br /&gt;
A confirmation is required &lt;br /&gt;
&lt;br /&gt;
In the case you have to &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''renew'''&amp;lt;/u&amp;gt; &amp;lt;/span&amp;gt; your certificate, e.g. its validity date expired, you &amp;lt;u&amp;gt;must&amp;lt;/u&amp;gt; use the '''keystore password''' that had been created when you ordered the certificate for the '''very first time'''.&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;''' Important note : the keystore password has to be shared with all e-file users who have to transmit encrypted documents or decrypt feedback files received from the supervisory authorities. &amp;lt;/span&amp;gt;.&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;''' Important note : if you loose your keystore password, you will have to generate a new key and order a new certificate. &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
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c. &amp;lt;u&amp;gt;Certificate request name (.csr)&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
You have to define a name for the technical certificate request file required by Luxtrust, for example '''CertificateRequest.csr'''&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the certificate request will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads.'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
- File name:  '''CertificateRequest.csr'''&lt;br /&gt;
&lt;br /&gt;
- File type : .csr&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 5&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Verify the Company information.  (Figure 34) :&lt;br /&gt;
&lt;br /&gt;
[[File:Company_information.png|border|1300px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 34)&lt;br /&gt;
&lt;br /&gt;
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The related fields will be pre-filled in with information we currently have in our system.  Feel free to make changes if necessary.&lt;br /&gt;
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&amp;lt;u&amp;gt;'''Step 6&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
&lt;br /&gt;
Click the '''Generate keys''' button.  &lt;br /&gt;
&lt;br /&gt;
A window will pop up inviting you to download the Keystore file and Certificate Signing Request (Figure 35).&lt;br /&gt;
&lt;br /&gt;
[[File:Keystore CSR download window.PNG|border|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 35)&lt;br /&gt;
&lt;br /&gt;
You must click on each of the Download buttons in order to activate the OK button.&amp;lt;br&amp;gt;&lt;br /&gt;
Then click OK to clear the message window.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Both keystore and certificate request files will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the updated keystore will be generated with a new name as follows: &amp;lt;br&amp;gt;The name of the previous keystore + a timestamp displayed as yyyymm + onhold. &amp;lt;br&amp;gt;&amp;lt;br&amp;gt;Example: oldname : MyKeystore.ks / new name : MyKeystore_202212_onhold.ks''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : we advise you to back up the keystore.ks and CertificateRequest files.''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
===  Finalize your LUXTRUST purchase order ===&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Before to start order in the Luxtrust website make sure that you have process the previous part (Key and Certificate Request generation). &amp;lt;/span&amp;gt; &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
-Open the [https://www.easyssl.lu/?product=e-file LUXTRUST easy SSL e-file website].&lt;br /&gt;
&lt;br /&gt;
-Browse to SSL Certificate section and click the E-FILE icon &lt;br /&gt;
[[File:Sans titre.png|50px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
-Choose the period of validity of your certificate and click the ORDER E-FILE button.&lt;br /&gt;
&lt;br /&gt;
-If you do not have a LUXTRUST easy SSL e-file account you have to get registered.&lt;br /&gt;
&lt;br /&gt;
-Once registered, complete the whole order form, upload your '''CertificateRequest&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt;.csr &amp;lt;/span&amp;gt;''' file, accept the TERMS AND CONDITIONS and click the PLACE ORDER button.&lt;br /&gt;
&lt;br /&gt;
-Shortly afterwards, you will receive an e-mail from LUXTRUST confirming your purchase order.&lt;br /&gt;
&lt;br /&gt;
-Please follow all instructions provided in the e-mail and its PDF attachment (Send signed PDF by post with all required documents to the address indicated inside, process the payment etc.)&lt;br /&gt;
&lt;br /&gt;
----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
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&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_activate_my_LUXTRUST_certificate_into_e-file&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I activate (integrate) my LUXTRUST certificate into e-file ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The certificate file will be sent to the e-mail address you provided in your purchase order.&lt;br /&gt;
&lt;br /&gt;
The extension of this file will be .txt, in order to prevent your firewall from blocking the attached file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note: save the file .txt on your computer workstation and &amp;lt;u&amp;gt;replace&amp;lt;/u&amp;gt; the .txt extension by &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt;.cer &amp;lt;/span&amp;gt;  &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Double-click the &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; .cer &amp;lt;/span&amp;gt; file. You should be able to see your certificate as shown below (Figure 36):&lt;br /&gt;
&lt;br /&gt;
[[File:Certificate visual example.png|alt=Certificate example|377x377px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 36)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the Luxtrust SSL certificate ordering and its activation have to be performed on the same computer workstation.&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your [[E-file Administration|'''e-file administrator''']] credentials (adminXXX) and click the '''Administration module''' icon (Figure 37).&lt;br /&gt;
&lt;br /&gt;
[[File:Administration module icon (Figure 2).png|400px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 37)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
&lt;br /&gt;
Click the '''Certificates ''' button (Figure 38).&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule2.png|border|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 38)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''CERTIFICATE ACTIVATION – AFTER RECEPTION OF LUXTRUST CERTIFICATE''' link (Figure 40).&lt;br /&gt;
&lt;br /&gt;
[[File:Certificate_activation.png|border|1500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 40)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 5&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Configure your keystore (Figure 41).&lt;br /&gt;
&lt;br /&gt;
[[File:Certificate_activation_steps.png | 1000px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 41)&lt;br /&gt;
&lt;br /&gt;
a. &amp;lt;u&amp;gt;Select the Group you need to use (by default Principal)&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
b. &amp;lt;u&amp;gt;Import the keystore that was generated at the same time as the Certificate Signing Request&amp;lt;/u&amp;gt;&lt;br /&gt;
(from previous step   )&lt;br /&gt;
&lt;br /&gt;
c. &amp;lt;u&amp;gt;Enter the keystore password&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
d. &amp;lt;u&amp;gt;Import the certificate you received from Luxtrust &amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 6&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''ACTIVATE CERTIFICATE''' button.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
A window will pop up and inform you that the activation has been done successfully.&lt;br /&gt;
&lt;br /&gt;
Your keystore.ks is now updated. It contains your activated LUXTRUST certificate and your encryption keys.&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule_15.png | 300px]]&lt;br /&gt;
&lt;br /&gt;
'''Note''': The display and the position of the pop up may differ regarding the Web browser you are using&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the updated keystore will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads.'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the updated keystore will be generated with a new name : the name of the previous keystore + a timestamp displayed as yyyymm + completed.&amp;lt;br&amp;gt;Example: previous name : MyKeystore.ks / new name : MyKeystore_202212_completed.ks''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : if you loose your keystore and/or its password,you will have to generate a new encryption key and order a new certificate. &amp;lt;/span&amp;gt;.&lt;br /&gt;
-------------&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_must_I_do_with_the_keystore&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What must I do with the keystore ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
===Manual file transmission===&lt;br /&gt;
&lt;br /&gt;
The activated keystore, containing your LUXTRUST certificate and your encryption keys must now be provided to the workstations of each e-file user.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Open the Transmission module&lt;br /&gt;
&lt;br /&gt;
[[File:Icon1.png | 300px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
[[File:Keystore selection After(1).PNG| 600px]]&lt;br /&gt;
&lt;br /&gt;
===Automatic file transmission===&lt;br /&gt;
&lt;br /&gt;
In the case you are using the [[Sending_Service|Sending Service]] for automatic file transmission, the activated keystore.ks must be provided as well.&lt;br /&gt;
----------------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I register my LUXTRUST certificate with the CSSF ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
For some reportings, the LUXTRUST e-file SSL certificate used by the reporting entity must be registered with the CSSF, before sending any files, according to the registration procedure described in the '''[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf#page=8 CSSF 23/833, naming convention part.]'''&lt;br /&gt;
&lt;br /&gt;
The LUXTRUST e-file SSL certificate must be registered with the CSSF for the below reportings:&amp;lt;/br&amp;gt;&lt;br /&gt;
(list extracted from [https://www.cssf.lu/fr/transport-et-securisation/#specifications-techniques Transport et sécurisation via les canaux de transmission externes])&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* COREP/FINREP reporting&lt;br /&gt;
* ESP – Special enquiries&lt;br /&gt;
* SIC – SICAR reporting&lt;br /&gt;
* PFS – Reporting PFS and support PFS&lt;br /&gt;
* EDP – Payment institutions reporting&lt;br /&gt;
* EME – Electronic money institution&lt;br /&gt;
* SGO – Management companies reporting&lt;br /&gt;
* OPC – Fund XML reporting (O1.2)&lt;br /&gt;
* DOC – Non-structured electronic documents (circ. 19/731)&lt;br /&gt;
* OTH – Other&lt;br /&gt;
* OCB – Other reportings for CSSF and BCL&lt;br /&gt;
* SUF – XBRL reportings for subfund-based structured products (IORP)&lt;br /&gt;
* O4.x – Edifact report &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[Media:How to declare your Luxtrust certificate to the CSSF.pdf|=&amp;gt; e-file User Guide: CSSF Certificate registration]]&lt;br /&gt;
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&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=== * S3 system ===&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_is_the_S3_digital_key_management_in_e-file&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How is the S3 digital key management in e-file ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The CSSF has updated its submission methods to allow AIFMs to file specific regulatory reports via the CSSF’s API from 2nd November. &lt;br /&gt;
Please note, this is not the deadline to make the change, it is the point at which the new method is available to use. &amp;lt;br&amp;gt;&lt;br /&gt;
FE Fundinfo are ready to support you through the transition. &lt;br /&gt;
Your current setup in e-file will remain in place and only minor one-off changes are required from you to ensure the continuation of your existing functionality on e-file and future proof the communication method for all reporting and filing with the CSSF going forward. &lt;br /&gt;
&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Explanation in context of AIFMD reporting&amp;lt;/u&amp;gt;:'''&amp;lt;br&amp;gt;&lt;br /&gt;
See our online webinar for more explanations : [https://attendee.gotowebinar.com/recording/7273286345756229380 November 21st webinar in English]  and the [https://c2rv804.na1.hubspotlinks.com/Ctc/ZO+113/c2RV804/VWQ8Fx5Hw7JyVdSL7w2rxckBW20x2Jc566MpmN31NNCl5nXHsW7Y9pgv6lZ3kLW8mzYxT1ZSlmLW7yCpDW2jmg69W73tZTZ5yBySkW7jL_zN8my412W9hGQQt71RszSVkgkWT3FF-R2W1VryJ67bk_NmW1RKWr345DTFjV1PBRM2KwkQsW4P0bYq6h4FhzW2Y0TlL8jm7QlW6N2qBz9lFm9yW1bNKCy1qGVgGW7dJWkQ8TTtG5N3kH6ptzC816W33qG8b10K_BtW8gQSgN4g3h5TW9h3bp34KXCJHV_q02d6BgPGWW5xJSX81p0bg6W8jK_6G221K5qW3_hsX93mN9kwW2RyrBr7f39YJW8v09kD7Cw1nxW37qD826JSxdcW4Rc7yD85pl3PW109fZz4mxLcHW26Y0Y03k4GNWW8zPXjF1t6bspW78yjPn71W4ftW8-MxR372T_w5V13CVl6qstVRW21LWhW2dlqL_W2Xs3ZP6K5mZ2W1THZsw1FrpXLW54G4QN27qB0BW3yXpwm7rd3qwW23mB7r301kH7W19MCT85QW6wbW218pPC2z-WjCVQRHvT30nLTNW1qM-sk29_0TFd2XXgW04 related presentation]&lt;br /&gt;
&lt;br /&gt;
[https://attendee.gotowebinar.com/recording/2231697877960308483 Webinaire en français] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Explanation in context of UCITS Cross-Border notification&amp;lt;/u&amp;gt;:'''&amp;lt;br&amp;gt;&lt;br /&gt;
See our online webinar for more explanations : [https://attendee.gotowebinar.com/recording/2670031382955110830 December 12th webinar in English]  and the [https://445778.fs1.hubspotusercontent-na1.net/hubfs/445778/FE%20fundinfo%20presentations/FSQ%20channel%20change_Webinar%2012%20December.pdf related presentation]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
This new system works via a bucket system.&amp;lt;br&amp;gt;&lt;br /&gt;
There is one bucket for each filing context (i.e. Cross-border notification, AIFMD)&amp;lt;br&amp;gt;&lt;br /&gt;
The CSSF imposes a technical size limit for filing per bucket on 30 rolling days.&amp;lt;br&amp;gt;&lt;br /&gt;
Should you encounter any issue, feel free to contact us directly [[How to contact us|'''Client Support &amp;amp; Operations Desk''']] we will liaise with the CSSF.&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
The below is a step-by step guide to appoint FE Fundinfo as a delegate within the CSSF’s eDesk platform, the easiest path to allow us to maintain our services. &amp;lt;br&amp;gt;&lt;br /&gt;
Once the set-up is complete you can continue to use your familiar eFile interface and do not need to interact with eDesk as this will all be channelled within your existing workflows in eFile. &lt;br /&gt;
&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
To perform the set-up in eFile you have two options:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* You as IT expert import the S3 keys on eFile &lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; &amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-toggle&amp;quot; style=&amp;quot;float:left; margin-left:0; margin-right:1em;&amp;quot;&amp;gt;'''Step by step guide for eDesk IT Experts to connect CSSF’S eDesk to FE Fundinfo’s eFile system''' &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;click to expand&amp;lt;/span&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
{|border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|+&lt;br /&gt;
!'''Steps'''&lt;br /&gt;
!'''Actions'''&lt;br /&gt;
!'''Additional information'''&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 1&lt;br /&gt;
|&lt;br /&gt;
Your entity’s appointed IT Expert will need to log into the IT Management&lt;br /&gt;
area of eDesk ([https://edesk.apps.cssf.lu/edesk-itmgt/s3/accesses here]). This must be using the same LuxTrust Device and&lt;br /&gt;
account that the IT Expert role was assigned to. Please note, that these&lt;br /&gt;
steps can only be implemented from the appointed IT Expert account&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 2&lt;br /&gt;
|&lt;br /&gt;
Once logged in, go to the ‘S3 ACCESS DASHBOARD’ at the top of the page,&lt;br /&gt;
which will take you to a screen similar to the below&lt;br /&gt;
|&lt;br /&gt;
[[File:02-S3Dashboard.png|S3Dashboard|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 3&lt;br /&gt;
|&lt;br /&gt;
Select ‘Create Access’&lt;br /&gt;
|&lt;br /&gt;
[[File:03-S3CreateAccess.png|S3CreateAccess|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 4&lt;br /&gt;
|&lt;br /&gt;
This will provide you with an option to select a ‘scope’ which will be the&lt;br /&gt;
reporting type you have been appointed as IT Expert for and select create:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
[[#Correspondance table|You can refer to our correspondance table]]&lt;br /&gt;
|&lt;br /&gt;
[[File:04-S3CreateScope.png|S3CreateScope|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 5&lt;br /&gt;
|&lt;br /&gt;
This will create a line in the S3 access dashboard with the report type, the&lt;br /&gt;
status (this should show ‘Granted’) and the date of this creation.&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
Each report type generates 3 codes on eDesk, (the Bucket code, the Access&lt;br /&gt;
Key, and the Secret Key). To reveal these keys, click the magnifying glass&lt;br /&gt;
with a ‘+’ icon under the actions column (located on the far right of the&lt;br /&gt;
screen).&lt;br /&gt;
|&lt;br /&gt;
[[File:05-S3Granted.png|S3Granted|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 6&lt;br /&gt;
|&lt;br /&gt;
This will reveal the information about the who the access has been granted to, when and what report it is for. It will also provide details of the unique codes specific to the entity, report type and individual.&lt;br /&gt;
|&lt;br /&gt;
[[File:06-S3Access.png|S3Access|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 7&lt;br /&gt;
|&lt;br /&gt;
Once the Keys have been generated, keeping your connection to eDesk open, in another window, open your efile environment. Log in using the efile Admin account for your entity and open the ‘Keys Management’ tab.&lt;br /&gt;
|&lt;br /&gt;
[[File:07-efileMenu.png|efileMenu|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 8&lt;br /&gt;
|&lt;br /&gt;
Select ‘Add Key’ on the far right of the screen&lt;br /&gt;
|&lt;br /&gt;
[[File:08-eFileAddKey.png|eFileAddKey|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 9&lt;br /&gt;
|&lt;br /&gt;
A pop out will appear and provide you with several drop down lists to&lt;br /&gt;
complete. Under ‘Scope’ you should choose the report type that you are&lt;br /&gt;
providing the Keys for. In this instance AIFMD should be selected.&lt;br /&gt;
|&lt;br /&gt;
[[File:09-eFileScope.png|eFileScope|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 10&lt;br /&gt;
|&lt;br /&gt;
Returning to eDesk, copy the Bucket code, the Access key and Secret key&lt;br /&gt;
and paste each of these into the applicable boxes on efile.&lt;br /&gt;
|[[File:10-BucketCopy.png|BucketCopy|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
===Correspondance table===&lt;br /&gt;
'''Please find the correspondence table of e-file and e-Desk scopes'''&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;sortable&amp;quot; border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;1&amp;quot;&lt;br /&gt;
|-  &amp;lt;div style=&amp;quot;position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Label scope in e-file'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Label scope in e-Desk'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''CSSF reference'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Deadline'''&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Reporting AIFM&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Reporting AIFM&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/AIFM_Reporting_Technical_Guidance.pdf AIFM reporting -Technical guidance]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 30 June 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Cross-border marketing notifications&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Cross-border marketing notifications&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User_guide_notifications_CBDF.pdf User guide notifications CBDF]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 2nd January 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | UCI Adminsitrator - Annual reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | UCI Adminsitrator - Annual reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/cssf22_811eng.pdf CSSF 22/811]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 30 June 2023&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Quarterly survey of covered deposits (FGDL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Quarterly survey of covered deposits (FGDL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/CSSF_CPDI_2440eng.pdf CSSF-CPDI 24/40]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15 May 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - Precontractual disclosures&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - Precontractual disclosures - SFO&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User_Guide_-_SFDR_UCI_Precontractual_Data_Collection_-_practical-guide.pdf SFDR precontractual data collection]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 31 October 2023&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - periodical disclosures&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - periodical disclosures - SFPER&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User_Guide_-_SFDR_UCI_Data_Collection_-_practical-guide.pdf SFDR UCI Data Collection]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 31 January 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | EBA ITS standard reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | EBA ITS standard reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Bank_prudential_reporting.pdf Bank prudential reporting]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st September 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Regulatory Documents and Reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Regulatory Documents and Reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User-Guide-Regulatory-documents-and-reports.pdf User Guide for Regulatory Documents and Reports]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th November 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Key Information Document (KID PRIIPs/KID)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Key Information Document (KID PRIIPs/KID)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User-Guide-Key-Information-Document.pdf User Guide for Key Information Document]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th November 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | U1.1 reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | U1.1 reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Guidelines_U1.1.pdf Guidelines on the U1.1 reporting]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th November 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Yearly Survey on Covered Investment claims (SIIL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Yearly Survey on Covered Investment claims (SIIL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Guidelines_Yearly_Survey_on_Covered_Investment_Claims.pdf Guidelines for the Yearly Survey on Covered Investment claims (SIIL)]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 17th January 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SAQ PDAOFI&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SAQ PDAOFI&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Guidelines_SAQ_DPAAIF.pdf Guidelines on the self-assessment questionnaire PDAOFI]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 31st March 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Prospectus identification&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Prospectus identification&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/en/2025/03/upcoming-evolution-in-the-electronic-visa-stamp-procedure-for-the-prospectuses-of-ucits-part-ii-ucis-sicars-and-sifs/ Procedure change for visa &amp;quot;stamp&amp;quot; prospectuses]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st April 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Csdr article 9&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Csdr article 9&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/CSDR9_Handbook.pdf User Guide Internalised Settlement Reporting Under Article 9 OF CSDR]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st July 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | MMF Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | MMF Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/MMFR_Handbook.pdf MMF reporting Handbook]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st September 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | IRP XBRL Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | IRP XBRL Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/en/2026/01/iorp-reporting-circular-cssf-19-726-new-edesk-procedure/ new IORP procedure]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th January 2026&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|}&lt;br /&gt;
---------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
===Special cases===&lt;br /&gt;
'''For Key Information Document (KID PRIIPs/KID) and Regulatory Documents and Reports scopes'''&amp;lt;br&amp;gt;&lt;br /&gt;
Due to the way the CSSF has implemented the third-party delegation process we have adapted our S3 scope import system in order to enable &lt;br /&gt;
&amp;lt;/br&amp;gt;&lt;br /&gt;
the possibility for a client who is a service provider to onboard multiple S3 keys for the same scope on different Asset Managers / Self-managed funds / Filing entity based on the FSQ referential&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
To do so after having selected Key Information Document (KID PRIIPs/KID) or Regulatory Documents and Reports scope.&amp;lt;br&amp;gt;&lt;br /&gt;
You have to use the dedicated radio button Asset Manager, Self-Managed funds or Filing Entity&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
The list is automatically refreshed to only display third-party without S3 key onboarded.&amp;lt;br&amp;gt;&lt;br /&gt;
In case of a Filing Entity, the name of the Third party linked to the eFile user will be pre-filed (and can't be changed)&amp;lt;br&amp;gt;&lt;br /&gt;
[[File:AssetManager-SelfManaged-FilingEntity.png|Asset Manager, Self-Manged fund or Filing Entity|400px]]&lt;br /&gt;
&lt;br /&gt;
To help you identifying which key has already been imported on eFile a dedicated page has been added in the S3 Keys Management module &amp;lt;br&amp;gt;&lt;br /&gt;
This page lists the already imported key for scope(s) allowing delegation. &amp;lt;br&amp;gt;&lt;br /&gt;
The Bucket owner (entity that owns the S3 key) and the Provider (entity who uploaded the S3 key on eFile) are displayed.&amp;lt;br&amp;gt;&lt;br /&gt;
[[File:DelegationList.png|S3 Key list|800px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* Grant us with the IT expert role to  perform such changes for you &lt;br /&gt;
To start the process please send us an email to '''[mailto:cso.desk@fundsquare.net cso.desk@fundsquare.net]''' with both '''name''' and '''CSSF identification number''' of the entity you want we become IT Expert &lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; &amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-toggle&amp;quot; style=&amp;quot;float:left; margin-left:0; margin-right:1em;&amp;quot;&amp;gt;'''Step by step guide on how to assign FE Fundinfo as a CSSF IT Expert on eDesk''' &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;click to expand&amp;lt;/span&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
{|border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|+&lt;br /&gt;
!'''Steps'''&lt;br /&gt;
!'''Actions'''&lt;br /&gt;
!'''Additional information'''&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 1&lt;br /&gt;
|&lt;br /&gt;
Log into [https://edesk.apps.cssf.lu/ eDesk] with the Advanced User account using your LuxTrust Device and Password. Please note that these changes can only be implemented from the Advanced User account&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 2&lt;br /&gt;
|&lt;br /&gt;
Once logged in, go to the top right corner of the screen, click on your account user name, and select ‘Entity Management’&lt;br /&gt;
|&lt;br /&gt;
[[File:02-EntityManagement.png|EntityManagement|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 3&lt;br /&gt;
|&lt;br /&gt;
Now select ‘Access Requests’ from the tabs at the top of the screen:&lt;br /&gt;
|&lt;br /&gt;
[[File:03-AccessRequest.png|AccessRequest|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 4&lt;br /&gt;
|&lt;br /&gt;
As FEfundinfo will have made a request to connect from our Fundsquare account, you will see us on a list of users requests to connect with your entity. You will be able to identify our request as it will be with the LuxTrust SN: &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;100115278245548987357&amp;lt;/span&amp;gt;&lt;br /&gt;
|&lt;br /&gt;
[[File:04-LuxtrustSN.png|LuxtrustSN|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 5&lt;br /&gt;
|&lt;br /&gt;
Once you have identified the FE fundinfo request from our Fundsquare account, you can go to the far right of the screen and select ‘ACCEPT ACCESS’ or ‘REJECT ACCESS’. Remember to only&lt;br /&gt;
accept requests and provide access to users you are associated with. You will need to ‘ACCEPT ACCESS’ on our request:&lt;br /&gt;
|&lt;br /&gt;
[[File:05-AcceptAccess.png|AcceptAccess|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 6&lt;br /&gt;
|&lt;br /&gt;
Once you have clicked accept, go to the ‘Specific roles within entity’ tab:&lt;br /&gt;
|&lt;br /&gt;
[[File:06-SpecificRole.png|SpecificRole|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 7&lt;br /&gt;
|&lt;br /&gt;
Under the ‘Specific roles within entity’ tab, on the right of the screen, click the ‘Add’ button:&lt;br /&gt;
|&lt;br /&gt;
[[File:07-AddSpecificRole.png|AddSpecificRole|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 8&lt;br /&gt;
|&lt;br /&gt;
You will now be able to click on the ‘User’ box and select a user within the list of approved users connected with your entity. One of these will be FE fundinfo’s Fundsquare account, select this option and the user details will populate automatically:&lt;br /&gt;
|&lt;br /&gt;
[[File:08-FSQUser.png|FSQUser|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 9&lt;br /&gt;
|&lt;br /&gt;
Now you can select a role for that user, in this case you will need to select IT EXPERT for FE fundinfo in the drop down selection and click save on the top right to make the change&lt;br /&gt;
|&lt;br /&gt;
[[File:09-ITExpert.png|ITExpert|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 10&lt;br /&gt;
|&lt;br /&gt;
You have now completed all you need to ensure continued use of efile and secure submission of your reports to the CSSF! FE fundinfo will do the rest and can now ensure that the changing transmission methods gradually introduced by the CSSF over the next 18 months are updated as needed without any impact on you&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
::== Onboarding workflow map ==&lt;br /&gt;
''You can click on the picture.''&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:Wkf_S3_onboarding.png|center|1500px|alt=clickable image : form description| titre&lt;br /&gt;
rect 106 355 277 452	[[E-file_Administration#You_as_IT_Expert | You as IT Expert ]]&lt;br /&gt;
rect 776 541 947 630	[[E-file_Administration#FE_Fundinfo_as_IT_Expert |FE Fundinfo as IT Expert]]&lt;br /&gt;
rect 1024 376 1193 482	[https://edesk.apps.cssf.lu/edesk-dashboard/homepage?lng=en eDesk User Guide ]&lt;br /&gt;
rect 477 530 646 691 	[https://www.cssf.lu/wp-content/uploads/Methods-of-transmitting-reports-via-S3-Application-Programming-Interface-Technical-guidance.pdf S3 transmitting method ]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
-----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=== * general security questions ===&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_change_the_local_e-file_administrator&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I change the local e-file administrator ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Each e-file administrator account is linked to a single email at a time.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
3 cases :&lt;br /&gt;
* You have access to the account &lt;br /&gt;
:then change the email of the administrator by using the &amp;lt;b&amp;gt;administration module&amp;lt;/b&amp;gt; and update the administrator account's owner (name, firstname). The new administrator will just have to request a new password.&lt;br /&gt;
* You have access to the administrator's e-mail box&lt;br /&gt;
:you can use the &amp;quot;forgotten password&amp;quot; button on https://www.e-file.lu to change the password and get access.&lt;br /&gt;
* You do not have access to the administrator account nor to the email of this account &lt;br /&gt;
:then for security reason you will have to follow this specific procedure:&lt;br /&gt;
&lt;br /&gt;
::Your request must be sent by email and paper mail.&lt;br /&gt;
&lt;br /&gt;
::The paper can be replaced by a mail with a scan of the letterhead paper =&amp;gt; Send your email to '''[mailto:e-file.support@fefundinfo.com e-file.support@fefundinfo.com].&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''The request must be submitted on letterhead of your company and signed by a legal representative with the following information'''&amp;lt;/u&amp;gt;: &lt;br /&gt;
*Administrator's login adminXXX&lt;br /&gt;
*The current email address which is linked to the administrator&lt;br /&gt;
*The new email address to link to the administrator&lt;br /&gt;
*A brief explanation of the reason why you need to change it&lt;br /&gt;
*Send your email to '''[mailto:e-file.support@fefundinfo.com e-file.support@fefundinfo.com]'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Once Fundsquare has received and checked your request we will update your email and send you the procedure to update the password.&lt;br /&gt;
&lt;br /&gt;
If you have further questions do not hesitate to contact our [[How to contact us|'''Client Support &amp;amp; Operations Desk''']].&lt;br /&gt;
&lt;br /&gt;
-----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_is_the_e-file_password_policy&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What is the e-file password policy ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[File:Password.png|300 px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 42)&lt;br /&gt;
&lt;br /&gt;
The password you will have to provide must follow the rules below:&lt;br /&gt;
&lt;br /&gt;
*At least one upper and one lower case letter&lt;br /&gt;
*At least one number&lt;br /&gt;
*At least one special character from this list: ! # $ % &amp;amp; ( ) * + , . /: ; &amp;lt; = &amp;gt; ? ^ _ @ { | } [ ] ~&lt;br /&gt;
*At least 8 characters and at most 20&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt; Please note that &amp;lt;/u&amp;gt;:&lt;br /&gt;
&lt;br /&gt;
The validity of your password is not limited in time.&lt;br /&gt;
&lt;br /&gt;
Our system blocks the user after 3 incorrect attempts and it is the e-file administrator who has to unblock the account.&lt;br /&gt;
&lt;br /&gt;
Passwords are encrypted in our database and we do not keep them. You may re-use them.&lt;br /&gt;
-----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Being informed ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_get_important_information&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get important information ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
As an administrator, you will received all significant information regarding e-file changes, maintenance or enhancement through the e-mail address set up onto your account.&lt;br /&gt;
You can also manage some alerts through e-file, see the notifications system.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_get_custom_notifications&amp;gt;&amp;lt;/span&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get custom notifications ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Please be informed that you can receive alert by email triggered by specific events.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Example&amp;lt;/u&amp;gt; : Court orders sent by the Luxembourgish judicial police [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf (=&amp;gt; CSSF - Circular 13/566)]&lt;br /&gt;
&lt;br /&gt;
If you want to be notified by email each time the Luxembourgish judicial police sends you court orders, you have to follow the  steps below.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1'''&amp;lt;/u&amp;gt;  : Connect to e-file with your user credentials : '''https://www.e-file.lu/e-file/'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2'''&amp;lt;/u&amp;gt;  : Select Update my profile&lt;br /&gt;
&lt;br /&gt;
[[File:Select Update my profile.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3'''&amp;lt;/u&amp;gt;  : Verify that your email address registered in your e-file account is valid.&lt;br /&gt;
&lt;br /&gt;
[[File:Your e-file account is valid.png |400 px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;IMPORTANT :&amp;lt;/u&amp;gt;  if your email address is not valid, please ask your [[Administration#e-file_administrator_functions_.28e-file_v1.29|'''e-file administrator''']] to replace it by a valid one.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4'''&amp;lt;/u&amp;gt;  : Select Customize your notifications.&lt;br /&gt;
&lt;br /&gt;
[[File:Customize your notifications.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 5'''&amp;lt;/u&amp;gt;  : Select group.&lt;br /&gt;
&lt;br /&gt;
[[File:Select group555.png |400 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 6'''&amp;lt;/u&amp;gt;  : Select the Alert type.&lt;br /&gt;
&lt;br /&gt;
[[File:Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;IMPORTANT :&amp;lt;/u&amp;gt;  &lt;br /&gt;
&lt;br /&gt;
A green window will pop-up stating that the update has been saved.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Optional Step 7'''&amp;lt;/u&amp;gt;  : Receive only your alerts and not the group's ones.&lt;br /&gt;
&lt;br /&gt;
Ticking also the group box, the sends from other users of the same reports group will be ignored.&lt;br /&gt;
&lt;br /&gt;
[[File:Alerte Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
[[Category: FAQ e-file]]&lt;br /&gt;
&lt;br /&gt;
----------------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Document_Library&amp;diff=7985</id>
		<title>Document Library</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Document_Library&amp;diff=7985"/>
		<updated>2026-02-17T15:58:22Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
__TOC__&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
= FAQ =&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q0&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Your module is greyed out?&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q0&amp;quot;&amp;gt;&lt;br /&gt;
::To get access to this module, please ask your e-file local administrator to [[E-file Administration#How_do_I_assign_groups_and_profiles_to_users|make you member]] of the '''''Gestion documentaire''''' group. &lt;br /&gt;
::[[File:DocLib GreyedOut.png|alt=Document library is greyed out.|To have access : '''''Gestion documentaire''''' group ]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q1&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What does 'unrecognized instrument' mean?&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q1&amp;quot;&amp;gt;&lt;br /&gt;
::The shareclass does not exist in our database yet- please provide us with the share class details via your usual data ingestion method or complete and submit our FDF to provide these details.&lt;br /&gt;
&lt;br /&gt;
::Once complete, the document will be mapped to the releavant shareclass/subfund/structure&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q2&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;I uploaded a document for a shareclass that did not exist at the time of the upload. Do I need to upload the documents again after the shareclass creation?&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q2&amp;quot;&amp;gt;&lt;br /&gt;
::No need to re-upload. Once the share class/sub fund has been created and added to efile, the document will automatically be mapped to the releavant shareclass/sub fund&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q3&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Why am I unable to find my fund in an efile module?&lt;br /&gt;
I cant see my financial product/sub fund/ share class in XYZ module. Why? &amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q3&amp;quot;&amp;gt;&lt;br /&gt;
::The fund is missing the required access rights and/or filing workflows. Access rights can be granted by sending a setup request to rs.clientsupportoperations@fundsquare.net. &lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q11&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Although I have received an successful document acknowledgement after an ftp upload - why am I unable to find my document(s) in the document library of the fund?&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q11&amp;quot;&amp;gt;&lt;br /&gt;
::- Please check the Asset Manager's name in the acknowledgment's email header. Each fund is part of a library owner/fund group that is linked to the upload sftp subfolder. If a wrong subfolder has been used , the document will not be visible in the document library;&lt;br /&gt;
::- please make sure to also check if the share-class is closed, as per default, only active and inactive share-classes are selected.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q12&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Where is my filing package?&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q12&amp;quot;&amp;gt;&lt;br /&gt;
::Please check the underlying filing conditions in the e-file wiki (https://www.e-file.lu/wiki/Document_Library#Consolidated_view_transmission)&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q13&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I know if my Kid has been filed? &amp;lt;/br&amp;gt;&lt;br /&gt;
-or- How can I consult the audit trail of a document in the fund document library?&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q13&amp;quot;&amp;gt;&lt;br /&gt;
::If a document has been filed you will have received a filing email if you are included in the filing emails' recipient list. Each document also has an audit trail, available by clicking on the ellipsis of the document in the document library - Details.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q14&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Why is my Kid not visible in the consolidated view?&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q14&amp;quot;&amp;gt;&lt;br /&gt;
::At least one of the filing conditions has not been met. These conditions can be found here https://www.e-file.lu/wiki/Document_Library#Consolidated_view_transmission&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q15&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Why do KIDs remain visible in the consolidated view after that the filing automation has run?&lt;br /&gt;
&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q15&amp;quot;&amp;gt;&lt;br /&gt;
::For home filing to the CSSF: the filing has not been completed&lt;br /&gt;
::For filing to host countries (for LU funds): The CSSF have not activated the shareclass in their database&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q16&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I add a filing workflow to my existing document filing setup in e-file ?&lt;br /&gt;
&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q16&amp;quot;&amp;gt;&lt;br /&gt;
::Please provide the following (minimum) setup instructions: Fund name, country, workflow, document and languages (either generic (e.g. EN-00) or specific (e.g. EN-LU, FR-FR, etc) used per country  to &lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q17&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Where can I see the latest version of the document at the CSSF ? &lt;br /&gt;
&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q17&amp;quot;&amp;gt;&lt;br /&gt;
::This is visible in report 3_23, column K, available in the report section in the document library module&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q18&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I import documents into the efile document library?&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q18&amp;quot;&amp;gt;&lt;br /&gt;
::Please click on the ''import'' button at the top of the screen  &lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span class=&amp;quot;mw-customtoggle-q19&amp;quot; style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Do I have to follow the Fundsquare naming convention when importing a document into the library?&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; id=&amp;quot;mw-customcollapsible-q19&amp;quot;&amp;gt;&lt;br /&gt;
::No. The import pop up will help you select the required parameters to upload the document.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: center; width:100%;border-style: double none none none;&amp;quot;&amp;gt; &amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=Description=&lt;br /&gt;
&lt;br /&gt;
==Main page==&lt;br /&gt;
&lt;br /&gt;
[[File:MainPage After V2.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
===Filters===&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Filters After V2.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
===Accessing the library===&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Accessing the library After V2.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Main Page Before after V2.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==Entity Library==&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Entity Library After V2.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==Fund Library==&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Fund Library After V2.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:Fund Library Before-After V2.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
==Library Filters==&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Library filter After V2.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:Library Filters Before After V3.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
==Document details and history==&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Document details and history After.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Document details and history Before-After-V2.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
==Import==&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Import After-V2.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;background:red&amp;quot;&amp;gt; '''NEW:''': Set Bulk Parameters&lt;br /&gt;
&lt;br /&gt;
[[File:Import Set bulk parameters New.PNG|800 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Import Before-After-V2.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
==Action Selection==&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Action Selection Before-After.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==Change Document Indexation==&lt;br /&gt;
&lt;br /&gt;
[[File:Change Document Indexation Before-After.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==Suggestions==&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Suggestion After-V2.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Suggestion Before-After-V2.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
==Transmission==&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Transmission After.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:Transmission Before-After.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==Consolidated view display==&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:Consolidated view display After.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:Consolidated view display Before-After.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==Consolidated view transmission==&lt;br /&gt;
&lt;br /&gt;
[[File:Consolidated view transmission After.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
[[File:Consolidated view transmission Before-After.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
Conditions to make a KID available in the consolidated view:&lt;br /&gt;
&lt;br /&gt;
'''CSSF Filing (LU Funds) '''&lt;br /&gt;
&lt;br /&gt;
#	Check the registration status: Filing packages will only be triggered with an A, E or R (resp. Ri) status;&lt;br /&gt;
#	Check that the KIID has been correctly uploaded into the document library and that is has not yet been filed;&lt;br /&gt;
#	Check that the shareclass is either inactive or active in the Fundsquare database (closed or shareclasses without a constitution date will not trigger a filing);&lt;br /&gt;
#	Check that the shareclass is mapped to a CSSF code;&lt;br /&gt;
#	Check that the shareclass is not closed in the CSSF database;&lt;br /&gt;
#	Check that the KIID language is matching the language in the filing country language setting;&lt;br /&gt;
#	Check that there is not a KIID with a more recent reference date that has been previously filed with the CSSF.&lt;br /&gt;
#	Check when the filing automation is running (Transmission monitoring/Reports/Automations (active/inactive)&lt;br /&gt;
&lt;br /&gt;
'''Lu Funds Host filings and Non LU funds filings:  '''&lt;br /&gt;
&lt;br /&gt;
#	Check the registration status: Filing packages will only be triggered with an A, E or R (resp. Ri) status;&lt;br /&gt;
#	Check that the KIID has been correctly uploaded into the document library and that is has not yet been filed;&lt;br /&gt;
#	Check that the shareclass is either inactive or active in the Fundsquare database (closed or shareclasses without a constitution date will not trigger a filing);&lt;br /&gt;
#	For LU funds: Check that the shareclass is mapped to a CSSF code;&lt;br /&gt;
#	For LU funds: Check that the shareclass is not closed in the CSSF database;&lt;br /&gt;
#	Check that the KIID language is matching the language in the filing country language setting;&lt;br /&gt;
#	For LU funds: Check that the shareclass is active in the CSSF database (inactive or closed status will not trigger the filing ); should you wish to bypass this condition via an automation, please contact us.&lt;br /&gt;
#	Check when the filing automation is running (Transmission monitoring/Reports/Automations (active/inactive)&lt;br /&gt;
&lt;br /&gt;
(7 does not apply to the consolidated view)&lt;br /&gt;
All these checks can be carried out in dashboard 3.24 Detailed view on KIDs (and 3_23 Detailed view on KIDs at the CSSF)&lt;br /&gt;
&lt;br /&gt;
[[File:Dashboard KIID.PNG|1500 px]]&lt;br /&gt;
&lt;br /&gt;
These dashboards are available in the report section of the Document library:&lt;br /&gt;
&lt;br /&gt;
[[File:Dashboard-Document library.png|1500 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''Should all of the conditions be met and you still have not received the document, please contact RS.ClientSupportOperations@fundsquare.net (including in the email the checks that have been carried out)'''.&lt;br /&gt;
&lt;br /&gt;
==SSRS Exports==&lt;br /&gt;
&lt;br /&gt;
'''New'''&lt;br /&gt;
&lt;br /&gt;
[[File:SSRS Exports New.PNG|800 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:SSRS Exports Before-After.png|800 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==Automatic KID filing==&lt;br /&gt;
&lt;br /&gt;
If a KID filing automation is switched on for a fund (please check the Automations dashboard in the Transmission follow up module) &lt;br /&gt;
&lt;br /&gt;
[[File:Automatic KIID filing.png|600 px]]&lt;br /&gt;
&lt;br /&gt;
The conditions to be met to include a KID are identical to the conditions under [[Document_Library#Consolidated_view_transmission|Consolidated view Transmission]]:&lt;br /&gt;
&lt;br /&gt;
For LU funds: Check that the shareclass is active in the CSSF database (inactive or closed status will not trigger the filing ); should you wish to bypass this condition via an automation, please contact us.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
'''Should all of the conditions be met and you still have not received the document, please contact RS.ClientSupportOperations@fundsquare.net (including in the email the checks that have been carried out).'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==Drag&amp;amp;Drop box==&lt;br /&gt;
&lt;br /&gt;
The drag&amp;amp;drop box allows you to index and/or transmit your documents (Prospectus and Periodic Reports) on the document library homepage.&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
1 – '''Drag&amp;amp;Drop or Browse your documents''' on transmission box (Prospectus or Periodic Reports) respecting [[NamingConvention | Fundsquare naming convention]]. &amp;lt;br /&amp;gt;&lt;br /&gt;
Example Annual report on fund level: ANNREP-2023-01-01-EN-00-2023-01-01-1-LU0123456789-xxxxxxxxxxn.pdf&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
[[File:DocLib_TransBox.png | 300 px | border ]] &lt;br /&gt;
&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
2 – '''Select type of sending''': Prospectus sending for Prospectus or Periodic reports sending for Annual and Semi-Annual reports.&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
[[File:DocLib_Import.png | 300 px | border ]] &lt;br /&gt;
&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
3 – '''Index or/and Transmit''': &amp;lt;br /&amp;gt;&lt;br /&gt;
•	Select “Index Files” for import the document(s) on document library&amp;lt;br /&amp;gt;&lt;br /&gt;
•	Select “Index and transmit” for import the document(s) on document library and transmit them.&amp;lt;br /&amp;gt;&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;br /&gt;
[[File:DocLib_IndexTrans.png | 1200 px | border ]] &lt;br /&gt;
&lt;br /&gt;
&amp;lt;br /&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=E-file_Administration&amp;diff=7984</id>
		<title>E-file Administration</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=E-file_Administration&amp;diff=7984"/>
		<updated>2026-02-06T10:43:25Z</updated>

		<summary type="html">&lt;p&gt;Cso: /* Correspondance table */&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;__NOTOC__&lt;br /&gt;
= e-file FAQ - Administrator's section =&lt;br /&gt;
&amp;lt;small&amp;gt;''Page's last update : {{REVISIONDAY2}} {{CURRENTMONTHABBREV}} {{REVISIONYEAR}}''&amp;lt;/small&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=&amp;quot;BackToTop&amp;quot;&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;noprint&amp;quot; style=&amp;quot;background-color:#FAFAFA; position:fixed; bottom:10%; right:0.25%; padding:0; margin:0;&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;span style=&amp;quot;color:blue; border:0.3em outset #abd99f; padding:0.2em; font-weight:bolder; -moz-border-radius:8px; &amp;quot;&amp;gt;&lt;br /&gt;
[[#BackToTop|Back to the Top]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[File:Administration module icon (Figure 2).png|300px]]&lt;br /&gt;
&lt;br /&gt;
== Knowing the interface ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_am_I_allowed_to_do_as_an_administrator&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What am I allowed to do as an administrator ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The '''Administration module''' opens. Tabs are available in the '''e-file administrator''' module: (Figure 3).&lt;br /&gt;
&lt;br /&gt;
[[File:Users, Groups and Certificates (Figure 3).png|900px]]&lt;br /&gt;
&lt;br /&gt;
{|&lt;br /&gt;
|+&lt;br /&gt;
!'''Users tab'''&lt;br /&gt;
!'''Groups tab'''&lt;br /&gt;
!'''Certificates tab'''&lt;br /&gt;
!'''Sending service tab'''&lt;br /&gt;
!'''S3 keys tab'''&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
*[[#How_can_I_create_a_new_e-file_user|Create a new user]]&lt;br /&gt;
&lt;br /&gt;
*[[#Managing_permission_on_user's_account|Assign groups to a user]]&lt;br /&gt;
&lt;br /&gt;
*[[#Explore_the_interface's_items|Force password change]]&lt;br /&gt;
&lt;br /&gt;
*[[#Explore_the_interface's_items|Lock/ unlock user]]&lt;br /&gt;
&lt;br /&gt;
*[[#Explore_the_interface's_items|Delete user]]&lt;br /&gt;
|&lt;br /&gt;
*[[#Groups'_management|User management at group level]]&lt;br /&gt;
&lt;br /&gt;
* Add users to a group&lt;br /&gt;
&lt;br /&gt;
* Assign a group to users&lt;br /&gt;
&lt;br /&gt;
* Manage user profiles at group level&lt;br /&gt;
|&lt;br /&gt;
* [[#How_do_I_order_a_LUXTRUST_certificate|Order a new '''Luxtrust certificate''']]&lt;br /&gt;
&lt;br /&gt;
* [[#How_do_I_order_a_LUXTRUST_certificate|Renew your Luxtrust certificate]]&lt;br /&gt;
&lt;br /&gt;
* [[#How_do_I_activate_my_LUXTRUST_certificate_into_e-file|Activate Luxtrust certificate]]&lt;br /&gt;
|&lt;br /&gt;
:''Sending service user's management :''&lt;br /&gt;
&lt;br /&gt;
* [[#What_about_the_Sending_Service_account|Assign groups to the '''Sending Service user''']]&lt;br /&gt;
&lt;br /&gt;
* [[#What_about_the_Sending_Service_account|Subscribe the Sending Service user to '''alerts''']]&lt;br /&gt;
:''Sending service user's management - V2 :''&lt;br /&gt;
* [[Sending_Service_java-less_version|Sending service java-less version]]&lt;br /&gt;
|&lt;br /&gt;
* [[#S3_system|'''S3''' key management]]&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Explore_the_interface's_items&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Explore the interface's items&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;u&amp;gt;'''Explanations'''&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:AdminInterface.png|center|1200px|alt=clickable image : admin interface&lt;br /&gt;
rect 83 11 944 69 [[#hereExplainAction| This is the tabs' menu ]]&lt;br /&gt;
rect 1812 154 1686 93 [[#hereExplainAction| Click to create a new user's account ]]&lt;br /&gt;
rect 237 234 28 168 [[#hereExplainAction|  The vertical menu can be reduce ]]&lt;br /&gt;
rect 238 281 31 239 [[#hereExplainAction|  Here you can set who will receive some e-mail notifications in relation with the administration ]]&lt;br /&gt;
rect 256 186 1286 232 [[#hereExplainAction| You can filter the list on a group's members or a profile]]&lt;br /&gt;
rect 406 345 450 375 [[#hereExplainAction| The crown indicates an administrator]]&lt;br /&gt;
rect 793 285 878 300 [[#hereExplainAction| By hovering over their headers, text columns can be sorted]]&lt;br /&gt;
rect 1618 281 1748 332 [[#hereExplainAction| Each line allow its actions among : * Edit, * Force password, * Lock/Unlock, * Delete]]&lt;br /&gt;
rect 1618 337 1647 369 [[#hereExplainAction| Edit the user details or group permissions]]&lt;br /&gt;
rect 1652 337 1681 369 [[#hereExplainAction| Force password change : an email is sent to the user for him to reset]]&lt;br /&gt;
rect 1687 337 1711 369 [[#hereExplainAction| Lock or Unlock the account. The icon is greyed out for new users.]]&lt;br /&gt;
rect 1716 337 1743 369 [[#hereExplainAction| Delete the account. You can not delete administrators, ask us.]]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Accounts' management ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How many users can I create ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
:You can create as many as users' accounts you need. It is free of charge.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_create_a_new_e-file_user&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I create a new e-file user ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:Enter the administration module [[File:SDjl_8.png|150px]], you should be on the 'users' tab.&lt;br /&gt;
:Click the '''Create a user''' button [[File:Create_a_user_button_(Figure_5).png|150px]]&lt;br /&gt;
&lt;br /&gt;
:The '''Create a user''' window pops up. Complete the form as shown in the figure below and click the '''Create''' button.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:4CreateUser.png|center|900px|alt=clickable image : create user form&lt;br /&gt;
rect 1081 737 41 282 [[#hereCreatUser|All fields are mandatory]]&lt;br /&gt;
rect 991 835 42 770 [[#hereCreatUser|You must choose a first group and a user's profile ]]&lt;br /&gt;
rect 475 856 637 914 [[#hereCreatUser|Click here to validate]]&lt;br /&gt;
rect 1363 993 1216 939 [[#hereCreatUser|Click here to cancel]]&lt;br /&gt;
circle 1355 58 34 [[#hereCreatUser|Click here to cancel]]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
&lt;br /&gt;
:&amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : You do not have to create a password for the user, an automatic mail will be sent to the new user to  activate his account and create a password&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
:The '''Create a user''' window closes and you return automatically to the '''Users List''' screen.&lt;br /&gt;
&lt;br /&gt;
:At the same time a '''confirmation''' window pops up on the top of the screen indicating that the user creation was successful.&lt;br /&gt;
&lt;br /&gt;
:[[File:User creation was successful (Figure 7).png|800px]]&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_change_an_existing_account's_e-mail&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I change an existing account's e-mail ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your '''e-file administrator''' login (adminXXX) and click the '''Administration module''' icon.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:SDjl_8.png|300px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''Users List''' screen opens. Click the Edit button on the line of the account to be changed.&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModuleChangeEmail.png|border]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
Click the detail tab, then Edit button&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModuleChangeEmail2.png|border|400px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
Change the e-mail then click Validate button&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModuleChangeEmail3.png|border|400px]]&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_about_the_Sending_Service_account&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What about the Sending Service account ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
As an administrator, you can manage the permission for the sending service account too.&lt;br /&gt;
See more information upon the [[Sending_Service_home|sending service]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:SDPermission.png|center|800px|alt=clickable image on SD permission&lt;br /&gt;
rect	385 1 615 68	[[#hereSDPerm| 	Click the sending service tab	]]&lt;br /&gt;
rect	7 172 192 211	[[#hereSDPerm| 	In the vertical menu, choose the proper version of your sending service	]]&lt;br /&gt;
rect	1370 310 1421 374	[[#hereSDPerm| 	On the matching line, click the edit icon	]]&lt;br /&gt;
rect	1378 442 1473 384	[[#hereSDPerm| 	A panel opens from the right, click the edit button	]]&lt;br /&gt;
rect	248 545 1231 778	[[#hereSDPerm| 	You can add or delete a group, the profile is always 'Service Déposant', subscribe to receive the authorities' feedbacks.	]]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Managing_permission_on_user's_account&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Managing permission on user's account &amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
See: [[#How_do_I_assign_groups_and_profiles_to_users|How do I assign groups and profiles to users ?]]&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Groups' management ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_is_an_e-file_group&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What is an e-file group ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
In e-file, a group allows you to manage permissions for similar reports in terms of type, circulars, costs or technical constraints.&lt;br /&gt;
&lt;br /&gt;
Instead of managing groups for a user, the '''Groups''' tab allows you to manage users for a given group.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=Which_group_do_I_need&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;Which group do I need ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;height:500px; width:auto; overflow-y:scroll&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;wikitable filterable mw-collapsible sortable&amp;quot; &lt;br /&gt;
|+ &amp;lt;span style=&amp;quot;white-space:nowrap&amp;quot;&amp;gt;Which group for my report ?&amp;lt;/span&amp;gt;&lt;br /&gt;
|- &amp;lt;div style=&amp;quot;font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Concerned   companies&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Report&amp;lt;br /&amp;gt;     naming convention&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Details&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Authority&lt;br /&gt;
! style= &amp;quot;background-color:#FF7F27; color:#FFF&amp;quot; | e-file Group&lt;br /&gt;
! style= &amp;quot;background-color:#52BBBD; color:#FFF&amp;quot; | Sending way&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| NOTREP&lt;br /&gt;
| Notification procedures to be   followed by a UCITS governed by Luxembourg law wishing to market its units in   another Member State of the European Union&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) Gestion   documentaire&amp;lt;br /&amp;gt;     (-) Dashboard&amp;lt;br /&amp;gt;     (-) Matrice d'enregistrement et de distribution&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| Monthly   financial information for guaranteed funds&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| -&lt;br /&gt;
| Yearly financial information&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| -&lt;br /&gt;
| Interventions   on the futures and options markets&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0103&lt;br /&gt;
| Monthly statistical balance   sheet for money market funds (MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| TPTOBS&lt;br /&gt;
| Monthly   Security by security reporting for investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SIF:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Offering document (DE)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| SIF Law   2007:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report SIF (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (PM)&amp;lt;br /&amp;gt;     SICAR:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Auditor report&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Management   Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Auditor   report&amp;lt;br /&amp;gt;     (-) S: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     (-) A: Investment fund manager (IFM)&amp;lt;br /&amp;gt;     &amp;lt;br /&amp;gt;     Report Hong Kong Securities and Futures (HK)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| UCI:&amp;lt;br /&amp;gt;     (-) Prospectus (PC)&amp;lt;br /&amp;gt;     (-) Simplified prospectus (PS)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative   Investment Fund reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) AIF&amp;lt;br /&amp;gt;     (-) AMfine&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Alternative Investment Fund   Managers (AIFM)&lt;br /&gt;
| AIF&lt;br /&gt;
| Alternative Investment Fund   reporting (AIF Manager)&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) AIF&amp;lt;br /&amp;gt;     (-) AMfine&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ANTREF&amp;lt;br /&amp;gt;     ANTT1M&amp;lt;br /&amp;gt;     ANTT2M&amp;lt;br /&amp;gt;     ANTT2Q&lt;br /&gt;
| AnaCredit:&amp;lt;br /&amp;gt;     Collection of granular credit and credit risk data&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting Anacredit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0218-L&lt;br /&gt;
| Quarterly statistical balance   sheet of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL   pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S0219-L&lt;br /&gt;
| Information   on valuation effects on the balance sheet of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| S0403-L&lt;br /&gt;
| Annual Premiums, claims and   commissions of insurance corporations – Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL   pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| TPTASS&lt;br /&gt;
| Monthly   Security by security reporting of insurance corporations&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting BCL pour les assurances&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SHSGRP&lt;br /&gt;
| «SHS-Group» report:&amp;lt;br /&amp;gt;     Statistics on holdings of securities by reporting banking groups&lt;br /&gt;
| BCL&lt;br /&gt;
| SHS reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0001&lt;br /&gt;
| Daily   deposit&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0101&lt;br /&gt;
| Monthly statistical balance   sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0104&lt;br /&gt;
| Adjustments   due to valuation effects|&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0105&lt;br /&gt;
| Information on interest rates in   EUR&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0108&lt;br /&gt;
| Information   on securititation&amp;lt;br /&amp;gt;     transactions launched&amp;lt;br /&amp;gt;     by credit institutions&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0109&lt;br /&gt;
| Information on CNY (renmibi)   operations&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0205-L&lt;br /&gt;
| Quarterly   statistical balance sheet&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0205-N&lt;br /&gt;
| Quarterly statistical balance   sheet&amp;lt;br /&amp;gt;     of credit institutions -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0208&lt;br /&gt;
| Real   estate loans for&amp;lt;br /&amp;gt;     Lxuembourg buildings&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0209-L&lt;br /&gt;
| Staff report -&amp;lt;br /&amp;gt;     Luxembourg entity&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| S0209-N&lt;br /&gt;
| Staff   report -&amp;lt;br /&amp;gt;     Luxembourg entity and its branches&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0302&lt;br /&gt;
| Non balance sheet information&lt;br /&gt;
| BCL&lt;br /&gt;
| Statistiques   BCL&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| COFREP&lt;br /&gt;
| (-)   SMRTLA (EBA V3.0 module mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| COFREP&lt;br /&gt;
| (-) SMRTLA (EBA V3.0 module   mrel_tlac_ind)&amp;lt;br /&amp;gt;     (-) CMRTLA (EBA V3.0 module mrel_tlac_con)&amp;lt;br /&amp;gt;     (-) MRTLAX (EBA V3.2 module mrel_tlac)&amp;lt;br /&amp;gt;     (-) CRESOL until V3.1 (EBA – data : RESOL_CON)&amp;lt;br /&amp;gt;     (-) SRESOL until V3.1 (EBA – data : RESOL_IND)&amp;lt;br /&amp;gt;     (-) RESOLX from V3.2 (EBA – data : RESOL_CON and &amp;lt;br /&amp;gt;     RESOL_IND)&amp;lt;br /&amp;gt;     (-) CFRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : cfr)&amp;lt;br /&amp;gt;     (-) CIRXXX defined based on &amp;lt;br /&amp;gt;     EBA V3.2 (data : cir)&amp;lt;br /&amp;gt;     (-) FMIRXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : fmir)&amp;lt;br /&amp;gt;     (-) LDRXXX based &amp;lt;br /&amp;gt;     on EBA V3.2 (data : ldr)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Audit Report on AML/CTF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Circ. 18/697 annexe1&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Annual   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Annual report consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| AC Member List&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Compliance Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des   établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Governance   Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Internal Audit Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des   établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| ICAAP&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| ICAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| ILAAP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| ILAAP Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Long Form Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Long Form Branch or Specific Participation&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Reconciliation LuxGAAP FINREP&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit   Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Management Letter Consolidated&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Audit report on rules of conduct&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Head quarter annual report&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Risk   Control Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Report on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Recovery   Plan&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Results Distribution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Single   Customer View&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Table on out-of-court complaint resolution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting des   établissements de crédit&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Institutions - Common Reporting Standard (CRS)&lt;br /&gt;
| CRS&lt;br /&gt;
| Automatic   exchange of&amp;lt;br /&amp;gt;     financial account information&amp;lt;br /&amp;gt;     on a global level&lt;br /&gt;
| ACD&lt;br /&gt;
| Reporting CRS&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Quarterly reporting on the&amp;lt;br /&amp;gt;     financial health of the branches&amp;lt;br /&amp;gt;     parent entities&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquêtes&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Residential   credit deposits&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquêtes&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Credit Institutions&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DCOR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| Enquetes&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DCOR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     P: PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquetes&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Residential real estate market&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquêtes&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Stress   test in order to assess&amp;lt;br /&amp;gt;     the interest rate risk&amp;lt;br /&amp;gt;     arising from non-trading&amp;lt;br /&amp;gt;     book activities&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquête&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0101&lt;br /&gt;
| Customer transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0110&lt;br /&gt;
| Stock   taking of payment accounts in bank money&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01100&lt;br /&gt;
| Payment services provided by   e-money institutions and payment institutions without the provision of   payment accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0111&lt;br /&gt;
| OTC cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01110&lt;br /&gt;
| Payment initiation services   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01110-F&lt;br /&gt;
| Payment   initiation services (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0112&lt;br /&gt;
| Transactions via   telecommunication, digital or IT device&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0113&lt;br /&gt;
| Credits   to the accounts by simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0114&lt;br /&gt;
| Debits from the account by   simple book entry&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0102&lt;br /&gt;
| Interbank   transfers&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0120&lt;br /&gt;
| Customer Credit transfers sent   (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0120-F&lt;br /&gt;
| Customer   Credit transfers sent (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01200&lt;br /&gt;
| Stock of issued payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01201&lt;br /&gt;
| Stock of   distributed payment cards&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0121&lt;br /&gt;
| Customer credit transfers   received&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01210&lt;br /&gt;
| Stock of   terminals by terminal type&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01220&lt;br /&gt;
| Stock of accounts (except   e-money accounts)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01221&lt;br /&gt;
| Stock of   e-money accounts&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01222&lt;br /&gt;
| Stock of accessed accounts -   account information services (AIS)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V01230&lt;br /&gt;
| Number   of customers&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0103&lt;br /&gt;
| Domiciliations&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V01300-F&lt;br /&gt;
| Losses due to fraud per   liability bearer&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0130-F&lt;br /&gt;
| Direct   debits - reporting as creditor's PSP (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0131&lt;br /&gt;
| Direct debits - reporting as   debtor's PSP&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0104&lt;br /&gt;
| Inventory   cards / terminals&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0140&lt;br /&gt;
| SEPA R-transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0141&lt;br /&gt;
| Interbank   payment transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0142&lt;br /&gt;
| Intermediated payment   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0105&lt;br /&gt;
| Card   transactiosn (Issuing part)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0150&lt;br /&gt;
| Card transactions with cards   issued by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0150-F&lt;br /&gt;
| Card   transactions with cards issued by resident PSPs (fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0151&lt;br /&gt;
| Electronic card transactions   with cards issued by resident PSPs, split by Merchant Category Codes (MCC)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0152&lt;br /&gt;
| Card   transactions acquired by resident PSPs (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0152F&lt;br /&gt;
| Card transactions acquired by   resident PSPs (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0153&lt;br /&gt;
| Fundings   and withdrawals related to prepaid cards&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0106&lt;br /&gt;
| Card transactiosn (Acquiring   part)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0160&lt;br /&gt;
| Cheques   and money remittances (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0160-F&lt;br /&gt;
| Cheques and money remittances   (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0107&lt;br /&gt;
| Cheques   and money orders&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0170&lt;br /&gt;
| Over-the-counter (OTC) cash   transactions&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0108&lt;br /&gt;
| Electronic   money scheme&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0180&lt;br /&gt;
| Book entries&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0109&lt;br /&gt;
| Card   based e-money schemes&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0190&lt;br /&gt;
| Fundings and withdrawals in   e-money (except prepaid cards)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions/Electronic Money Institutions&lt;br /&gt;
| V0191&lt;br /&gt;
| E-money   transfers (payments)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions/Electronic   Money Institutions&lt;br /&gt;
| V0191-F&lt;br /&gt;
| E-money transfers (Fraud)&lt;br /&gt;
| BCL&lt;br /&gt;
| Collecte des   données de paiement (CDP)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| ESPREP&lt;br /&gt;
| Fonds de   garantie&amp;lt;br /&amp;gt;     des dépôts Luxembourg&amp;lt;br /&amp;gt;     (FGDL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquête&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Payment Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Capital adequacy of&amp;lt;br /&amp;gt;     payment institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Payment   Institutions&lt;br /&gt;
| EDPREP&lt;br /&gt;
| Profit   and loss accoount&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Identification   of third-party&amp;lt;br /&amp;gt;     funds held and incorporated&amp;lt;br /&amp;gt;     in the balance sheet&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Statement of&amp;lt;br /&amp;gt;     authorised reinvestments&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Capital   adequacy of&amp;lt;br /&amp;gt;     electronic money institutions&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Electronic Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Profit and loss account&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Electronic   Money Institutions&lt;br /&gt;
| EMEREP&lt;br /&gt;
| Analysis   of shareholdings&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EME&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Institutions - Foreign   Account Tax Compliance Act (FATCA)&lt;br /&gt;
| FATCA&lt;br /&gt;
| Foreign Account Tax Compliance   Act Reporting&lt;br /&gt;
| ACD&lt;br /&gt;
| Groupe FATCA&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management   Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Annual report of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| Information   on participating interest&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| FRCREP&lt;br /&gt;
| Information on staff costs and   taxes&amp;lt;br /&amp;gt;     and subordinated loans&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| LCRDAX&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport FINREP&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Financial Companies&lt;br /&gt;
| S0216&lt;br /&gt;
| Quarterly statistical balance of   Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting des   sociétés émettrices&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| S0217&lt;br /&gt;
| Transactions   of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting des sociétés émettrices&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Key Investor Information   Document&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010 and Loi 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) V: non-reglem.&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| S3&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Long Form reports (UCI Law 2010)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| SGOREP&lt;br /&gt;
| (-) SG 1A: Financial   situation&amp;lt;br /&amp;gt;     (-) SG 1B: Profit and loss account&amp;lt;br /&amp;gt;     (-) SG 1C: Table relating to other activities&amp;lt;br /&amp;gt;     (-) SG 2: Other activities&amp;lt;br /&amp;gt;     (-) SG: Personnel Table relating to staff&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport Société   de Gestion&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Management letters&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Management letters of Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Articles   of Incorporation of UCITS&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management Regulations of   UCITS&amp;lt;br /&amp;gt;     (-) O: OPC Law 2010&amp;lt;br /&amp;gt;     (-) O: Law 2007&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| MiFID   II / MiFIR&lt;br /&gt;
| TAFREP&lt;br /&gt;
| Article   26 of Regulation&amp;lt;br /&amp;gt;     No 600/2014:&amp;lt;br /&amp;gt;     Obligation to report transactions&amp;lt;br /&amp;gt;     (Markets in financial instruments =&amp;gt; MiFIR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Report TAF-MIFID&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Management Companies&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&amp;lt;br /&amp;gt;&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Other   reporting CSSF BCL&lt;br /&gt;
| OTHREP&lt;br /&gt;
| Other   reporting&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting OTHER (CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| BOP101&lt;br /&gt;
| Balance of payments reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| Balance des   Paiements&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BOP102&lt;br /&gt;
| Cross-border   payments&amp;lt;br /&amp;gt;     executed for the account&amp;lt;br /&amp;gt;     of the resident counterparts&lt;br /&gt;
| BCL&lt;br /&gt;
| Balance des Paiements&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| PSFREP&lt;br /&gt;
| Reporting population:&amp;lt;br /&amp;gt;     (-) Investment firms&amp;lt;br /&amp;gt;     (-) Specialised PFS&amp;lt;br /&amp;gt;     (-) Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport PSF&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| N01 (Comp); N02 (Comp); N03 (Comp);&amp;lt;br /&amp;gt;     N04 (Comp); N05 (Réviseur); N06( Réviseur);&amp;lt;br /&amp;gt;     N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12   (Réviseur);&amp;lt;br /&amp;gt;     N13&amp;lt;br /&amp;gt;     (Comp);&amp;lt;br /&amp;gt;     N14&amp;lt;br /&amp;gt;     'Comp)&lt;br /&gt;
| Rapports   narratifs&lt;br /&gt;
| CAA&lt;br /&gt;
| Groupe CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CSDREP&lt;br /&gt;
| Reporting CSDR:&amp;lt;br /&amp;gt;     Introduction of quarterly internalised settlement reporting   requirements&amp;lt;br /&amp;gt;     pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting   CSDR-9&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| BNNNN&lt;br /&gt;
| List of   head offices, agencies,&amp;lt;br /&amp;gt;     branches and representative offices&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting EDIFACT&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Institutions for Occupational   Retirement Provision&lt;br /&gt;
| SUFREP&lt;br /&gt;
| Annual and quarterly reporting   according to Circular CSSF 19/726 of 26 July 2019&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting IORP&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Money   Market Funds (MMF)&lt;br /&gt;
| MMFREP&lt;br /&gt;
| •   According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF   must report information to the competent authority (CSSF) of the MMF, at   least on a quarterly basis or - for MMF with assets under management of less   than Eur 100 million - on at least an annual basis.&amp;lt;br /&amp;gt;     • The first quarterly report should be sent to the competent authority of   the MMF no later than 30 days after the end of Q1 2020.&lt;br /&gt;
| CSSF&lt;br /&gt;
| Money market fund reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| S0112-L&lt;br /&gt;
| Indirect withdrawal and   remittance of banknotes denominated in EUR through an intermediary&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting S1.12&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Financial   Companies&lt;br /&gt;
| TPTIBS&lt;br /&gt;
| Monthly   security by security reporting of Financial Companies&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting des sociétés émettrices&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| U11&lt;br /&gt;
| Monthly financial information   UCITS and UCI&lt;br /&gt;
| CSSF&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBBL&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBBN&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Balance sheet data–&amp;lt;br /&amp;gt;     Luxembourg&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre   Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| TPTBHN&lt;br /&gt;
| Security   by security report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Non-resident&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| TPTBHR&lt;br /&gt;
| Security by security   report–&amp;lt;br /&amp;gt;     Off-balance sheet data–&amp;lt;br /&amp;gt;     Resident customers&lt;br /&gt;
| BCL&lt;br /&gt;
| Titre par Titre   Bancaire&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| SFDR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| SFDR&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&amp;lt;br /&amp;gt;     (-) F: Pension Fund&lt;br /&gt;
| CSSF&lt;br /&gt;
| SFDR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| SIC&lt;br /&gt;
| Financial   information to be submitted by investment companies in risk capital (SICARs)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Reporting SICAR&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| DOCREP&lt;br /&gt;
| UCI Law 2010:&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Semi-annual report (SR)&amp;lt;br /&amp;gt;     (-) Letter of explanation (LE)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&amp;lt;br /&amp;gt;     (-) Movements in the securities portfolios (MP)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| S01; S02; S03; S04; S05;&amp;lt;br /&amp;gt;     S06 (Réviseur); S07; S08;&amp;lt;br /&amp;gt;     S09; S10; S11; S12; S13;&amp;lt;br /&amp;gt;     S14; S15; S16; S17; S18;&amp;lt;br /&amp;gt;     S19; S20; S23&lt;br /&gt;
| XBRL   reports Solvency II&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| S0214&lt;br /&gt;
| Quarterly statistical balance&lt;br /&gt;
| BCL&lt;br /&gt;
| Véhicule   titrisation&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Securitisation   Vehicles&lt;br /&gt;
| S0215&lt;br /&gt;
| Transactions   and write-offs/write-downs on securitised loans&lt;br /&gt;
| BCL&lt;br /&gt;
| Véhicule titrisation&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Securitisation Vehicles&lt;br /&gt;
| TPTTBS&lt;br /&gt;
| Security by security reporting&lt;br /&gt;
| BCL&lt;br /&gt;
| Véhicule   titrisation&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Alternative   Investment Fund Managers (AIFM)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     A: Alternative Investment fund manager (AIFM)&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     B: Credit institution&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR   reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) O: UCI Law 2010&amp;lt;br /&amp;gt;     (-) O: UCI Law 2007&amp;lt;br /&amp;gt;     (-) K: SICAR&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting Entity&amp;lt;br /&amp;gt;     S: Management company&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR   reporting&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| UCIAR&lt;br /&gt;
| Reporting   Entity&amp;lt;br /&amp;gt;     (-) P: PFS&amp;lt;br /&amp;gt;     (-) I: Support PFS&lt;br /&gt;
| CSSF&lt;br /&gt;
| (-) UCIAR reporting&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Other reporting CSSF BCL&lt;br /&gt;
| OTXREP&lt;br /&gt;
| Various correspondence&lt;br /&gt;
| BCL&lt;br /&gt;
| Reporting OTHER   (BCL)&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Investment fund managers (IFM):&amp;lt;br /&amp;gt;     (-) Risk management function(GR)&amp;lt;br /&amp;gt;     (-) OPCVM instruments information (ID)&amp;lt;br /&amp;gt;     (-) Compliance Function (FC)&amp;lt;br /&amp;gt;     (-) Internal audit function report (IA)&amp;lt;br /&amp;gt;     (-) Complaints handling (TP)&amp;lt;br /&amp;gt;     (-) Authorized third party complaints (LP)&amp;lt;br /&amp;gt;     (-) Risk Management Procedure (PG)&amp;lt;br /&amp;gt;     (-) Organization chart (OG)&amp;lt;br /&amp;gt;     (-) Mandates table (TM)&amp;lt;br /&amp;gt;     (-) Delegates of RFI (RD)&amp;lt;br /&amp;gt;     (-) Branch activity (AS)&amp;lt;br /&amp;gt;     (-) Own funds ratio (FP)&amp;lt;br /&amp;gt;     (-) Risk management procedure AIFM (PN)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| SPJ&lt;br /&gt;
| Notification and execution of   court orders&lt;br /&gt;
| SPJ&lt;br /&gt;
| Perquisitions   électroniques&lt;br /&gt;
| KS&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Investment   Funds&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | DOCREP&lt;br /&gt;
| Investment fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI)(FR)&amp;lt;br /&amp;gt;     (-) Annual Report (AR)&amp;lt;br /&amp;gt;     (-) Other periodic report (RO)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | CSSF&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | Doc OPC et FIS (circ. CSSF)&lt;br /&gt;
| style=&amp;quot;vertical-align:bottom;&amp;quot; | KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| ALMXXX&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Long   Form Report&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Management Companies&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management letters of Investment   fund managers (IFM) (EN)&amp;lt;br /&amp;gt;     Gestionnaires des fonds d'investissement (GFI) (FR)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Doc OPC et FIS   (circ. CSSF)&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Professionals   of the Financial Sector (PFS)&lt;br /&gt;
| DOCREP&lt;br /&gt;
| Management   Letter&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport des établissements de crédit&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Investment Funds&lt;br /&gt;
| S0106&lt;br /&gt;
| Monthly statistical balance   sheet for non-money market funds (non-MMF)&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Investment   Funds&lt;br /&gt;
| S0213&lt;br /&gt;
| Quarterly   statistical balance sheet for non-MMF investment funds&lt;br /&gt;
| BCL&lt;br /&gt;
| Station Finesti&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| CED&lt;br /&gt;
| Etat de situation relatif aux   contrats en déshérence&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| CPR&lt;br /&gt;
| Compte   rendu&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| ESP&lt;br /&gt;
| Enquête spécifique&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ETR&lt;br /&gt;
| Etat   trimestriel&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| FIR&lt;br /&gt;
| Fiche de renseignement&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| PDA&lt;br /&gt;
| Rapport   PDAL (Procédure de Dissolution Administrative sans Liquidation)&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RAC&lt;br /&gt;
| Rapport actuariel&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RDC&lt;br /&gt;
| Rapport   distinct complémentaire du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RDI&lt;br /&gt;
| Rapport distinct du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RGO&lt;br /&gt;
| Rapport   de gouvernance&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RLB&lt;br /&gt;
| Rapport LBCFT&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RRE&lt;br /&gt;
| Rapports   sur le traitement des réclamations&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Insurance Corporations&lt;br /&gt;
| RSE&lt;br /&gt;
| Rapport distinct Solvabilité 2   de l'entreprise&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| RSO&lt;br /&gt;
| Rapport   distinct Solvabilité 2 du réviseur&lt;br /&gt;
| CAA&lt;br /&gt;
| Reporting CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Credit Institutions&lt;br /&gt;
| ICS&lt;br /&gt;
| Yearly Survey on Covered   Investment claims (SIIL)&lt;br /&gt;
| CSSF&lt;br /&gt;
| Enquête&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Insurance   Corporations&lt;br /&gt;
| ROI&amp;lt;br /&amp;gt;     DIN&lt;br /&gt;
| DORA   Register of Information&amp;lt;br /&amp;gt;     DORA Incident Reporting&lt;br /&gt;
| CAA&lt;br /&gt;
| Groupe CAA&lt;br /&gt;
| KS&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom; background-color:#CAEDFB;&amp;quot;&lt;br /&gt;
| Professionals of the Financial   Sector (PFS)&lt;br /&gt;
| DPAAIF&lt;br /&gt;
| self-assessment &amp;lt;br /&amp;gt;     questionnaire PDAOFI&lt;br /&gt;
| CSSF&lt;br /&gt;
| PDAOFI   reporting&lt;br /&gt;
| S3&lt;br /&gt;
|- style=&amp;quot;vertical-align:bottom;&amp;quot;&lt;br /&gt;
| Credit   Institutions&lt;br /&gt;
| CFEREP&lt;br /&gt;
| (-) ALM   corep_alm_con.xsd&amp;lt;br /&amp;gt;     corep_alm_ind.xsd corep_alm.xsd&amp;lt;br /&amp;gt;     (-) LCRDA corep_lcr_da_con.xsd&amp;lt;br /&amp;gt;     corep_lcr_da_ind.xsd corep_lcr_da.xsd&amp;lt;br /&amp;gt;     (-) IRRBB irrbb.xsd&lt;br /&gt;
| CSSF&lt;br /&gt;
| Rapport COREP&lt;br /&gt;
| S3&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get a missing group ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
If you think that the group you need is not available in your list, please [[How_to_contact_us|ask us]] to check and/or add it.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_manage_users_at_group_level&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I manage users at group level ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your '''e-file administrator''' login (adminXXX) and click the '''Administration module''' icon (Figure 21).&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[File:SDjl_8.png|400px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 21)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Example'''&amp;lt;/u&amp;gt;: &lt;br /&gt;
&lt;br /&gt;
If you want to know the users to which the group '''Group FATCA''' has been assigned or if you want to add a new user to the group, please follow the instructions below.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Press the '''Groups''' button. The '''Groups list''' page opens. All groups assigned to your company are shown here (Figure 22).&lt;br /&gt;
&lt;br /&gt;
[[File:3GroupList.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 22)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''Edit groups''' icon [[File:EditGroupSD.png|20px]] in order to view all the users assigned to '''Groupe FATCA''' group (Figure 23).&lt;br /&gt;
&lt;br /&gt;
[[File:2EditGroup.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 23)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Group detail''' page opens. Here you can find detailed information on the '''Group FATCA''' (e.g. Status date, number of inactive users, number of locked users) (Figure 24).&lt;br /&gt;
&lt;br /&gt;
[[File:GroupDetailPage.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 24)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Press the '''Users''' button (Figure 25)&lt;br /&gt;
&lt;br /&gt;
[[File:GroupDetailUsers.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 25)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The Group detail / Users page opens. All users assigned to the '''Group FATCA''' are listed here(Figure 26).&lt;br /&gt;
&lt;br /&gt;
[[File:GroupUsrsList2.png|600px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 26)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Press the '''Edit Users''' button [[File:EditUserButton.png|100px]] (Figure 27)&lt;br /&gt;
&lt;br /&gt;
[[File:EditUsersGroup.png|600px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 27)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Users''' page opens in '''Edit mode''' (Figure 28)&lt;br /&gt;
&lt;br /&gt;
[[File:UsersEditGroup.png|600px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 28)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The following actions can be done here:&lt;br /&gt;
&lt;br /&gt;
1. '''ADD A USER'''. Select the user and his profile you want to add.&lt;br /&gt;
&lt;br /&gt;
2. Change the '''Profile''' of the user&lt;br /&gt;
&lt;br /&gt;
3. Delete the '''User'''&lt;br /&gt;
&lt;br /&gt;
4. Once you have made your changes, press the VALDATE CHANGES button [[File:ValidateChanges.png|100px]] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''Users''' window closes and you return automatically to the '''Groups List''' screen.&lt;br /&gt;
&lt;br /&gt;
At the same time a confirmation window pops up on the top of the screen indicating that the assignment was successful (Figure 29). &lt;br /&gt;
&lt;br /&gt;
[[File:AssignmentsSaved.png|800px]] &lt;br /&gt;
&lt;br /&gt;
(Figure 29)&lt;br /&gt;
-------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_assign_groups_and_profiles_to_users&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I assign groups and profiles to users ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Example&amp;lt;/u&amp;gt;: &lt;br /&gt;
&lt;br /&gt;
If a user has to send '''FATCA reportings''' to the authority, the e-file administrator must assign the &amp;lt;u&amp;gt;group&amp;lt;/u&amp;gt; '''Rapport FATCA''' and the &amp;lt;u&amp;gt;profile&amp;lt;/u&amp;gt; '''Manager''' to the user.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Open the '''User management''' screen in the '''Users''' tab and click the '''Edit''' [[File:EditGroupSD.png|20px]] icon of the user to whom you want assign [[E-file_Administration#Which_group_do_I_need|'''groups''']] and a specific [[E-file_Administration#User_profiles |'''profile''']] (Figure 11).&lt;br /&gt;
&lt;br /&gt;
[[File:A specific profile (Figure 11).png|900px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 11)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''User details''' screen opens. Click the '''Groups''' button (Figure 12).&lt;br /&gt;
&lt;br /&gt;
[[File:2AddGroup.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 12)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
The '''User details / Groups''' screen opens. Click the '''Edit button''' (Figure 13).&lt;br /&gt;
&lt;br /&gt;
[[File:2GroupDetails.png|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 13)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''User details / Groups''' screen opens in '''Edit''' mode (Figure 14).&lt;br /&gt;
&lt;br /&gt;
Click the '''ADD A GROUP''' button [[File:AddGroup.png|100px]], select the [[E-file_Administration#Which_group_do_I_need|'''groups''']] and '''profile''' you want to assign and click the '''Validate''' button.&lt;br /&gt;
&lt;br /&gt;
[[File:4Add group.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 14)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The '''User details / Groups''' window closes and you return automatically to the '''Groups List''' screen.&lt;br /&gt;
&lt;br /&gt;
At the same time a '''confirmation''' window pops up on the top of the screen indicating that the group assignment was successfully saved (Figure 15).&lt;br /&gt;
&lt;br /&gt;
[[File:AssignmentsSaved.png|800px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 15)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Please be informed that you can find detailed information on all groups on our Wikipage [[E-file_Administration#Which_group_do_I_need|''''e-file Administrator FAQ'''']]; column &amp;lt;u&amp;gt;e-file user account: &amp;quot;groupe&amp;quot;&amp;lt;/u&amp;gt;.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
=== User profiles === &lt;br /&gt;
&lt;br /&gt;
====Administrator (EN)/ Administrateur  (FR)====&lt;br /&gt;
&lt;br /&gt;
The Administrator profile allows the e-file administrator to order and activate LuxTrust certificate(s), manage user accounts, groups, user profiles, lock and un lock user account.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
==== Guest (EN) */ Visiteur (FR) * ====&lt;br /&gt;
&lt;br /&gt;
* The Guest can consult the information or documents of his affected group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* The Guest cannot submit reports or documents via e-file.&lt;br /&gt;
&lt;br /&gt;
====Manager (EN)/ Responsable (FR)====&lt;br /&gt;
&lt;br /&gt;
* The Manager can consult the information or documents of his affected group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* The Manager can submit reports linked to his group(s) via e-file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
====Operator (EN) */ Opérateur (FR) * ====&lt;br /&gt;
&lt;br /&gt;
* The Operator can consult the information or documents of his affected group(s).&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&lt;br /&gt;
&lt;br /&gt;
* The Operator submit reports linked to his group(s) to validation by a Validator.&lt;br /&gt;
&lt;br /&gt;
====Validator (EN) */ Valideur (FR) * ====&lt;br /&gt;
&lt;br /&gt;
* The Validator can consult the information or documents of his affected group(s).&lt;br /&gt;
&lt;br /&gt;
* He can access the follow up tools and open the documents linked to the group(s).&lt;br /&gt;
&lt;br /&gt;
* He validates or rejects reports awaiting for validation linked to his group(s).&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
(*) Available depending the group&lt;br /&gt;
---------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Security's management ==&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span id=keystore_system&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
=== * keystore system, Luxtrust certificate, SSL security ===&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_order_a_LUXTRUST_certificate&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;span id=LUXTRUST_certificate_purchase_order&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I order a LUXTRUST certificate ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Certain reporting files transmitted to the supervisory authorities must be encrypted.&lt;br /&gt;
&lt;br /&gt;
The only certificate authorised for the file encryption by the reporting entity are SSL certificates from the certification authority [https://www.easyssl.lu/?product=e-file LUXTRUST].&lt;br /&gt;
&lt;br /&gt;
Please check the [[Transmission_Module#System_requirements|system requirements]] to run the e-file applications.&lt;br /&gt;
&lt;br /&gt;
=== Key and Certificate Request generation ===&lt;br /&gt;
&lt;br /&gt;
Please be informed that during the next steps &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;two files&amp;lt;/u&amp;gt;  &amp;lt;/span&amp;gt; will be generated:&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; 1- &amp;lt;/span&amp;gt; the keystore file '''keystore.ks''' containing your new keys&lt;br /&gt;
&lt;br /&gt;
&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; 2- &amp;lt;/span&amp;gt; the certificate request file '''Certificate Request.csr''' containing a copy of your new keys. &amp;lt;u&amp;gt;This file must be uploaded on LUXTRUST's website during your purchase order&amp;lt;/u&amp;gt; .&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the Luxtrust SSL certificate purchase order and its activation have to be performed on the same computer workstation.&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your [[E-file Administration|'''e-file administrator''']] credentials (adminXXX) and click the '''Administration module''' icon (Figure 30).&lt;br /&gt;
&lt;br /&gt;
[[File:Administration module icon (Figure 2).png|400px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 30)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''Certificates ''' button (Figure 31)&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule_2.png|border|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 31)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
The '''Certificates Management''' screen opens. Click the '''CERTIFICATE REQUEST - ACTIVATION MENU''' link (Figure 32).&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule_3.png|border|1000px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 32)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Result&amp;lt;/u&amp;gt;: A new screen opens displaying GENERATE CERTIFICATE KEYS - BEFORE LUXTRUST WEBSITE ORDER on the left side of the page&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
&lt;br /&gt;
Configure your keystore (Figure 33).&lt;br /&gt;
&lt;br /&gt;
[[File:Configure_your_keystore.png|border|1000px]]&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
(Figure 33)&lt;br /&gt;
&lt;br /&gt;
a. &amp;lt;u&amp;gt;Select the keystore import method&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
If you order the certificate for the &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''very first time'''&amp;lt;/u&amp;gt;  &amp;lt;/span&amp;gt;, select '''Create a new keystore file''' option and indicate a keystore name.&lt;br /&gt;
&lt;br /&gt;
In the case you have to &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''renew'''&amp;lt;/u&amp;gt;  &amp;lt;/span&amp;gt; your certificate, you '''&amp;lt;u&amp;gt;must&amp;lt;/u&amp;gt; '''select your '''curent keystore file''' by using the ''browse file'' or ''drag &amp;amp; drop'' feature to import it.&lt;br /&gt;
 &lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : in both case, the new keystore will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
- File name:  choose your keystore name, for example '''keystore.ks'''&lt;br /&gt;
&lt;br /&gt;
- File type : .ks&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
b. &amp;lt;u&amp;gt;Password &amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
If you order the certificate for the &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''very first time'''&amp;lt;/u&amp;gt; &amp;lt;/span&amp;gt;, you have to define a brand-new '''keystore password'''.&lt;br /&gt;
A confirmation is required &lt;br /&gt;
&lt;br /&gt;
In the case you have to &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; &amp;lt;u&amp;gt;'''renew'''&amp;lt;/u&amp;gt; &amp;lt;/span&amp;gt; your certificate, e.g. its validity date expired, you &amp;lt;u&amp;gt;must&amp;lt;/u&amp;gt; use the '''keystore password''' that had been created when you ordered the certificate for the '''very first time'''.&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;''' Important note : the keystore password has to be shared with all e-file users who have to transmit encrypted documents or decrypt feedback files received from the supervisory authorities. &amp;lt;/span&amp;gt;.&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;''' Important note : if you loose your keystore password, you will have to generate a new key and order a new certificate. &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
c. &amp;lt;u&amp;gt;Certificate request name (.csr)&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
You have to define a name for the technical certificate request file required by Luxtrust, for example '''CertificateRequest.csr'''&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the certificate request will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads.'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
- File name:  '''CertificateRequest.csr'''&lt;br /&gt;
&lt;br /&gt;
- File type : .csr&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 5&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Verify the Company information.  (Figure 34) :&lt;br /&gt;
&lt;br /&gt;
[[File:Company_information.png|border|1300px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 34)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
The related fields will be pre-filled in with information we currently have in our system.  Feel free to make changes if necessary.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 6&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
&lt;br /&gt;
Click the '''Generate keys''' button.  &lt;br /&gt;
&lt;br /&gt;
A window will pop up inviting you to download the Keystore file and Certificate Signing Request (Figure 35).&lt;br /&gt;
&lt;br /&gt;
[[File:Keystore CSR download window.PNG|border|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 35)&lt;br /&gt;
&lt;br /&gt;
You must click on each of the Download buttons in order to activate the OK button.&amp;lt;br&amp;gt;&lt;br /&gt;
Then click OK to clear the message window.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Both keystore and certificate request files will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the updated keystore will be generated with a new name as follows: &amp;lt;br&amp;gt;The name of the previous keystore + a timestamp displayed as yyyymm + onhold. &amp;lt;br&amp;gt;&amp;lt;br&amp;gt;Example: oldname : MyKeystore.ks / new name : MyKeystore_202212_onhold.ks''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : we advise you to back up the keystore.ks and CertificateRequest files.''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
===  Finalize your LUXTRUST purchase order ===&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Before to start order in the Luxtrust website make sure that you have process the previous part (Key and Certificate Request generation). &amp;lt;/span&amp;gt; &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
-Open the [https://www.easyssl.lu/?product=e-file LUXTRUST easy SSL e-file website].&lt;br /&gt;
&lt;br /&gt;
-Browse to SSL Certificate section and click the E-FILE icon &lt;br /&gt;
[[File:Sans titre.png|50px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
-Choose the period of validity of your certificate and click the ORDER E-FILE button.&lt;br /&gt;
&lt;br /&gt;
-If you do not have a LUXTRUST easy SSL e-file account you have to get registered.&lt;br /&gt;
&lt;br /&gt;
-Once registered, complete the whole order form, upload your '''CertificateRequest&amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt;.csr &amp;lt;/span&amp;gt;''' file, accept the TERMS AND CONDITIONS and click the PLACE ORDER button.&lt;br /&gt;
&lt;br /&gt;
-Shortly afterwards, you will receive an e-mail from LUXTRUST confirming your purchase order.&lt;br /&gt;
&lt;br /&gt;
-Please follow all instructions provided in the e-mail and its PDF attachment (Send signed PDF by post with all required documents to the address indicated inside, process the payment etc.)&lt;br /&gt;
&lt;br /&gt;
----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_do_I_activate_my_LUXTRUST_certificate_into_e-file&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How do I activate (integrate) my LUXTRUST certificate into e-file ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The certificate file will be sent to the e-mail address you provided in your purchase order.&lt;br /&gt;
&lt;br /&gt;
The extension of this file will be .txt, in order to prevent your firewall from blocking the attached file.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note: save the file .txt on your computer workstation and &amp;lt;u&amp;gt;replace&amp;lt;/u&amp;gt; the .txt extension by &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt;.cer &amp;lt;/span&amp;gt;  &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Double-click the &amp;lt;span style=&amp;quot;background:yellow&amp;quot;&amp;gt; .cer &amp;lt;/span&amp;gt; file. You should be able to see your certificate as shown below (Figure 36):&lt;br /&gt;
&lt;br /&gt;
[[File:Certificate visual example.png|alt=Certificate example|377x377px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 36)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
  &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the Luxtrust SSL certificate ordering and its activation have to be performed on the same computer workstation.&amp;lt;/span&amp;gt;'''&lt;br /&gt;
&lt;br /&gt;
Connect to [https://e-file.lu e-file.lu] with your [[E-file Administration|'''e-file administrator''']] credentials (adminXXX) and click the '''Administration module''' icon (Figure 37).&lt;br /&gt;
&lt;br /&gt;
[[File:Administration module icon (Figure 2).png|400px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 37)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3&amp;lt;/u&amp;gt;:''' &lt;br /&gt;
&lt;br /&gt;
Click the '''Certificates ''' button (Figure 38).&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule2.png|border|500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 38)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''CERTIFICATE ACTIVATION – AFTER RECEPTION OF LUXTRUST CERTIFICATE''' link (Figure 40).&lt;br /&gt;
&lt;br /&gt;
[[File:Certificate_activation.png|border|1500px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 40)&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 5&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Configure your keystore (Figure 41).&lt;br /&gt;
&lt;br /&gt;
[[File:Certificate_activation_steps.png | 1000px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 41)&lt;br /&gt;
&lt;br /&gt;
a. &amp;lt;u&amp;gt;Select the Group you need to use (by default Principal)&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
b. &amp;lt;u&amp;gt;Import the keystore that was generated at the same time as the Certificate Signing Request&amp;lt;/u&amp;gt;&lt;br /&gt;
(from previous step   )&lt;br /&gt;
&lt;br /&gt;
c. &amp;lt;u&amp;gt;Enter the keystore password&amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
d. &amp;lt;u&amp;gt;Import the certificate you received from Luxtrust &amp;lt;/u&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 6&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Click the '''ACTIVATE CERTIFICATE''' button.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
A window will pop up and inform you that the activation has been done successfully.&lt;br /&gt;
&lt;br /&gt;
Your keystore.ks is now updated. It contains your activated LUXTRUST certificate and your encryption keys.&lt;br /&gt;
&lt;br /&gt;
[[File:AdminModule_15.png | 300px]]&lt;br /&gt;
&lt;br /&gt;
'''Note''': The display and the position of the pop up may differ regarding the Web browser you are using&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the updated keystore will be generated in the configured download folder of your Web browser e.g.: C:\Users\xxx\Downloads.'''&amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : the updated keystore will be generated with a new name : the name of the previous keystore + a timestamp displayed as yyyymm + completed.&amp;lt;br&amp;gt;Example: previous name : MyKeystore.ks / new name : MyKeystore_202212_completed.ks''' &amp;lt;/span&amp;gt;&lt;br /&gt;
&lt;br /&gt;
 &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;'''Important note : if you loose your keystore and/or its password,you will have to generate a new encryption key and order a new certificate. &amp;lt;/span&amp;gt;.&lt;br /&gt;
-------------&lt;br /&gt;
&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_must_I_do_with_the_keystore&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What must I do with the keystore ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
===Manual file transmission===&lt;br /&gt;
&lt;br /&gt;
The activated keystore, containing your LUXTRUST certificate and your encryption keys must now be provided to the workstations of each e-file user.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
Open the Transmission module&lt;br /&gt;
&lt;br /&gt;
[[File:Icon1.png | 300px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2&amp;lt;/u&amp;gt;:'''&lt;br /&gt;
&lt;br /&gt;
[[File:Keystore selection After(1).PNG| 600px]]&lt;br /&gt;
&lt;br /&gt;
===Automatic file transmission===&lt;br /&gt;
&lt;br /&gt;
In the case you are using the [[Sending_Service|Sending Service]] for automatic file transmission, the activated keystore.ks must be provided as well.&lt;br /&gt;
----------------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_register_my_LUXTRUST_certificate_with_the_CSSF&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I register my LUXTRUST certificate with the CSSF ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
For some reportings, the LUXTRUST e-file SSL certificate used by the reporting entity must be registered with the CSSF, before sending any files, according to the registration procedure described in the '''[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf#page=8 CSSF 23/833, naming convention part.]'''&lt;br /&gt;
&lt;br /&gt;
The LUXTRUST e-file SSL certificate must be registered with the CSSF for the below reportings:&amp;lt;/br&amp;gt;&lt;br /&gt;
(list extracted from [https://www.cssf.lu/fr/transport-et-securisation/#specifications-techniques Transport et sécurisation via les canaux de transmission externes])&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* COREP/FINREP reporting&lt;br /&gt;
* ESP – Special enquiries&lt;br /&gt;
* SIC – SICAR reporting&lt;br /&gt;
* PFS – Reporting PFS and support PFS&lt;br /&gt;
* EDP – Payment institutions reporting&lt;br /&gt;
* EME – Electronic money institution&lt;br /&gt;
* SGO – Management companies reporting&lt;br /&gt;
* OPC – Fund XML reporting (O1.2)&lt;br /&gt;
* DOC – Non-structured electronic documents (circ. 19/731)&lt;br /&gt;
* OTH – Other&lt;br /&gt;
* OCB – Other reportings for CSSF and BCL&lt;br /&gt;
* SUF – XBRL reportings for subfund-based structured products (IORP)&lt;br /&gt;
* O4.x – Edifact report &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[Media:How to declare your Luxtrust certificate to the CSSF.pdf|=&amp;gt; e-file User Guide: CSSF Certificate registration]]&lt;br /&gt;
----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=== * S3 system ===&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_is_the_S3_digital_key_management_in_e-file&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How is the S3 digital key management in e-file ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The CSSF has updated its submission methods to allow AIFMs to file specific regulatory reports via the CSSF’s API from 2nd November. &lt;br /&gt;
Please note, this is not the deadline to make the change, it is the point at which the new method is available to use. &amp;lt;br&amp;gt;&lt;br /&gt;
FE Fundinfo are ready to support you through the transition. &lt;br /&gt;
Your current setup in e-file will remain in place and only minor one-off changes are required from you to ensure the continuation of your existing functionality on e-file and future proof the communication method for all reporting and filing with the CSSF going forward. &lt;br /&gt;
&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Explanation in context of AIFMD reporting&amp;lt;/u&amp;gt;:'''&amp;lt;br&amp;gt;&lt;br /&gt;
See our online webinar for more explanations : [https://attendee.gotowebinar.com/recording/7273286345756229380 November 21st webinar in English]  and the [https://c2rv804.na1.hubspotlinks.com/Ctc/ZO+113/c2RV804/VWQ8Fx5Hw7JyVdSL7w2rxckBW20x2Jc566MpmN31NNCl5nXHsW7Y9pgv6lZ3kLW8mzYxT1ZSlmLW7yCpDW2jmg69W73tZTZ5yBySkW7jL_zN8my412W9hGQQt71RszSVkgkWT3FF-R2W1VryJ67bk_NmW1RKWr345DTFjV1PBRM2KwkQsW4P0bYq6h4FhzW2Y0TlL8jm7QlW6N2qBz9lFm9yW1bNKCy1qGVgGW7dJWkQ8TTtG5N3kH6ptzC816W33qG8b10K_BtW8gQSgN4g3h5TW9h3bp34KXCJHV_q02d6BgPGWW5xJSX81p0bg6W8jK_6G221K5qW3_hsX93mN9kwW2RyrBr7f39YJW8v09kD7Cw1nxW37qD826JSxdcW4Rc7yD85pl3PW109fZz4mxLcHW26Y0Y03k4GNWW8zPXjF1t6bspW78yjPn71W4ftW8-MxR372T_w5V13CVl6qstVRW21LWhW2dlqL_W2Xs3ZP6K5mZ2W1THZsw1FrpXLW54G4QN27qB0BW3yXpwm7rd3qwW23mB7r301kH7W19MCT85QW6wbW218pPC2z-WjCVQRHvT30nLTNW1qM-sk29_0TFd2XXgW04 related presentation]&lt;br /&gt;
&lt;br /&gt;
[https://attendee.gotowebinar.com/recording/2231697877960308483 Webinaire en français] &lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Explanation in context of UCITS Cross-Border notification&amp;lt;/u&amp;gt;:'''&amp;lt;br&amp;gt;&lt;br /&gt;
See our online webinar for more explanations : [https://attendee.gotowebinar.com/recording/2670031382955110830 December 12th webinar in English]  and the [https://445778.fs1.hubspotusercontent-na1.net/hubfs/445778/FE%20fundinfo%20presentations/FSQ%20channel%20change_Webinar%2012%20December.pdf related presentation]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
This new system works via a bucket system.&amp;lt;br&amp;gt;&lt;br /&gt;
There is one bucket for each filing context (i.e. Cross-border notification, AIFMD)&amp;lt;br&amp;gt;&lt;br /&gt;
The CSSF imposes a technical size limit for filing per bucket on 30 rolling days.&amp;lt;br&amp;gt;&lt;br /&gt;
Should you encounter any issue, feel free to contact us directly [[How to contact us|'''Client Support &amp;amp; Operations Desk''']] we will liaise with the CSSF.&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
The below is a step-by step guide to appoint FE Fundinfo as a delegate within the CSSF’s eDesk platform, the easiest path to allow us to maintain our services. &amp;lt;br&amp;gt;&lt;br /&gt;
Once the set-up is complete you can continue to use your familiar eFile interface and do not need to interact with eDesk as this will all be channelled within your existing workflows in eFile. &lt;br /&gt;
&amp;lt;br&amp;gt;&amp;lt;br&amp;gt;&lt;br /&gt;
To perform the set-up in eFile you have two options:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
* You as IT expert import the S3 keys on eFile &lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; &amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-toggle&amp;quot; style=&amp;quot;float:left; margin-left:0; margin-right:1em;&amp;quot;&amp;gt;'''Step by step guide for eDesk IT Experts to connect CSSF’S eDesk to FE Fundinfo’s eFile system''' &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;click to expand&amp;lt;/span&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
{|border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|+&lt;br /&gt;
!'''Steps'''&lt;br /&gt;
!'''Actions'''&lt;br /&gt;
!'''Additional information'''&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 1&lt;br /&gt;
|&lt;br /&gt;
Your entity’s appointed IT Expert will need to log into the IT Management&lt;br /&gt;
area of eDesk ([https://edesk.apps.cssf.lu/edesk-itmgt/s3/accesses here]). This must be using the same LuxTrust Device and&lt;br /&gt;
account that the IT Expert role was assigned to. Please note, that these&lt;br /&gt;
steps can only be implemented from the appointed IT Expert account&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 2&lt;br /&gt;
|&lt;br /&gt;
Once logged in, go to the ‘S3 ACCESS DASHBOARD’ at the top of the page,&lt;br /&gt;
which will take you to a screen similar to the below&lt;br /&gt;
|&lt;br /&gt;
[[File:02-S3Dashboard.png|S3Dashboard|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 3&lt;br /&gt;
|&lt;br /&gt;
Select ‘Create Access’&lt;br /&gt;
|&lt;br /&gt;
[[File:03-S3CreateAccess.png|S3CreateAccess|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 4&lt;br /&gt;
|&lt;br /&gt;
This will provide you with an option to select a ‘scope’ which will be the&lt;br /&gt;
reporting type you have been appointed as IT Expert for and select create:&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
[[#Correspondance table|You can refer to our correspondance table]]&lt;br /&gt;
|&lt;br /&gt;
[[File:04-S3CreateScope.png|S3CreateScope|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 5&lt;br /&gt;
|&lt;br /&gt;
This will create a line in the S3 access dashboard with the report type, the&lt;br /&gt;
status (this should show ‘Granted’) and the date of this creation.&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
Each report type generates 3 codes on eDesk, (the Bucket code, the Access&lt;br /&gt;
Key, and the Secret Key). To reveal these keys, click the magnifying glass&lt;br /&gt;
with a ‘+’ icon under the actions column (located on the far right of the&lt;br /&gt;
screen).&lt;br /&gt;
|&lt;br /&gt;
[[File:05-S3Granted.png|S3Granted|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 6&lt;br /&gt;
|&lt;br /&gt;
This will reveal the information about the who the access has been granted to, when and what report it is for. It will also provide details of the unique codes specific to the entity, report type and individual.&lt;br /&gt;
|&lt;br /&gt;
[[File:06-S3Access.png|S3Access|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 7&lt;br /&gt;
|&lt;br /&gt;
Once the Keys have been generated, keeping your connection to eDesk open, in another window, open your efile environment. Log in using the efile Admin account for your entity and open the ‘Keys Management’ tab.&lt;br /&gt;
|&lt;br /&gt;
[[File:07-efileMenu.png|efileMenu|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 8&lt;br /&gt;
|&lt;br /&gt;
Select ‘Add Key’ on the far right of the screen&lt;br /&gt;
|&lt;br /&gt;
[[File:08-eFileAddKey.png|eFileAddKey|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 9&lt;br /&gt;
|&lt;br /&gt;
A pop out will appear and provide you with several drop down lists to&lt;br /&gt;
complete. Under ‘Scope’ you should choose the report type that you are&lt;br /&gt;
providing the Keys for. In this instance AIFMD should be selected.&lt;br /&gt;
|&lt;br /&gt;
[[File:09-eFileScope.png|eFileScope|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 10&lt;br /&gt;
|&lt;br /&gt;
Returning to eDesk, copy the Bucket code, the Access key and Secret key&lt;br /&gt;
and paste each of these into the applicable boxes on efile.&lt;br /&gt;
|[[File:10-BucketCopy.png|BucketCopy|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
&lt;br /&gt;
===Correspondance table===&lt;br /&gt;
'''Please find the correspondence table of e-file and e-Desk scopes'''&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
{| class=&amp;quot;sortable&amp;quot; border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;1&amp;quot;&lt;br /&gt;
|-  &amp;lt;div style=&amp;quot;position:sticky;top:-1px;z-index:10&amp;quot;&amp;gt;&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Label scope in e-file'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Label scope in e-Desk'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''CSSF reference'''&lt;br /&gt;
! scope=&amp;quot;col&amp;quot; | '''Deadline'''&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Reporting AIFM&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Reporting AIFM&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/AIFM_Reporting_Technical_Guidance.pdf AIFM reporting -Technical guidance]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 30 June 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Cross-border marketing notifications&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Cross-border marketing notifications&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User_guide_notifications_CBDF.pdf User guide notifications CBDF]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 2nd January 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | UCI Adminsitrator - Annual reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | UCI Adminsitrator - Annual reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/cssf22_811eng.pdf CSSF 22/811]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 30 June 2023&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Quarterly survey of covered deposits (FGDL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Quarterly survey of covered deposits (FGDL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/CSSF_CPDI_2440eng.pdf CSSF-CPDI 24/40]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15 May 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - Precontractual disclosures&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - Precontractual disclosures - SFO&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User_Guide_-_SFDR_UCI_Precontractual_Data_Collection_-_practical-guide.pdf SFDR precontractual data collection]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 31 October 2023&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - periodical disclosures&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SFDR - periodical disclosures - SFPER&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User_Guide_-_SFDR_UCI_Data_Collection_-_practical-guide.pdf SFDR UCI Data Collection]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 31 January 2024&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | EBA ITS standard reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | EBA ITS standard reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Bank_prudential_reporting.pdf Bank prudential reporting]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st September 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Regulatory Documents and Reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Regulatory Documents and Reports&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User-Guide-Regulatory-documents-and-reports.pdf User Guide for Regulatory Documents and Reports]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th November 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Key Information Document (KID PRIIPs/KID)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Key Information Document (KID PRIIPs/KID)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/User-Guide-Key-Information-Document.pdf User Guide for Key Information Document]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th November 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | U1.1 reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | U1.1 reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Guidelines_U1.1.pdf Guidelines on the U1.1 reporting]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th November 2024&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Yearly Survey on Covered Investment claims (SIIL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Yearly Survey on Covered Investment claims (SIIL)&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Guidelines_Yearly_Survey_on_Covered_Investment_Claims.pdf Guidelines for the Yearly Survey on Covered Investment claims (SIIL)]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 17th January 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SAQ PDAOFI&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | SAQ PDAOFI&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/Guidelines_SAQ_DPAAIF.pdf Guidelines on the self-assessment questionnaire PDAOFI]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 31st March 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Prospectus identification&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Prospectus identification&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/en/2025/03/upcoming-evolution-in-the-electronic-visa-stamp-procedure-for-the-prospectuses-of-ucits-part-ii-ucis-sicars-and-sifs/ Procedure change for visa &amp;quot;stamp&amp;quot; prospectuses]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st April 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Csdr article 9&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | Csdr article 9&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/CSDR9_Handbook.pdf User Guide Internalised Settlement Reporting Under Article 9 OF CSDR]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st July 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | MMF Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | MMF Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/wp-content/uploads/MMFR_Handbook.pdf MMF reporting Handbook]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 1st September 2025&lt;br /&gt;
&lt;br /&gt;
|-&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | IRP XBRL Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | IRP XBRL Reporting&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | [https://www.cssf.lu/en/2026/01/iorp-reporting-circular-cssf-19-726-new-edesk-procedure/ new IORP procedure]&lt;br /&gt;
| style=&amp;quot;vertical-align:middle; color:#202122;&amp;quot; | 15th January 2026&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
|}&lt;br /&gt;
---------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
===Special cases===&lt;br /&gt;
'''For Key Information Document (KID PRIIPs/KID) and Regulatory Documents and Reports scopes'''&amp;lt;br&amp;gt;&lt;br /&gt;
Due to the way the CSSF has implemented the third-party delegation process we have adapted our S3 scope import system in order to enable &lt;br /&gt;
&amp;lt;/br&amp;gt;&lt;br /&gt;
the possibility for a client who is a service provider to onboard multiple S3 keys for the same scope on different Asset Managers / Self-managed funds / Filing entity based on the FSQ referential&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
To do so after having selected Key Information Document (KID PRIIPs/KID) or Regulatory Documents and Reports scope.&amp;lt;br&amp;gt;&lt;br /&gt;
You have to use the dedicated radio button Asset Manager, Self-Managed funds or Filing Entity&lt;br /&gt;
&amp;lt;br&amp;gt;&lt;br /&gt;
The list is automatically refreshed to only display third-party without S3 key onboarded.&amp;lt;br&amp;gt;&lt;br /&gt;
In case of a Filing Entity, the name of the Third party linked to the eFile user will be pre-filed (and can't be changed)&amp;lt;br&amp;gt;&lt;br /&gt;
[[File:AssetManager-SelfManaged-FilingEntity.png|Asset Manager, Self-Manged fund or Filing Entity|400px]]&lt;br /&gt;
&lt;br /&gt;
To help you identifying which key has already been imported on eFile a dedicated page has been added in the S3 Keys Management module &amp;lt;br&amp;gt;&lt;br /&gt;
This page lists the already imported key for scope(s) allowing delegation. &amp;lt;br&amp;gt;&lt;br /&gt;
The Bucket owner (entity that owns the S3 key) and the Provider (entity who uploaded the S3 key on eFile) are displayed.&amp;lt;br&amp;gt;&lt;br /&gt;
[[File:DelegationList.png|S3 Key list|800px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
* Grant us with the IT expert role to  perform such changes for you &lt;br /&gt;
To start the process please send us an email to '''[mailto:cso.desk@fundsquare.net cso.desk@fundsquare.net]''' with both '''name''' and '''CSSF identification number''' of the entity you want we become IT Expert &lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; &amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-toggle&amp;quot; style=&amp;quot;float:left; margin-left:0; margin-right:1em;&amp;quot;&amp;gt;'''Step by step guide on how to assign FE Fundinfo as a CSSF IT Expert on eDesk''' &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;click to expand&amp;lt;/span&amp;gt;&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&amp;lt;/br&amp;gt;&amp;lt;/br&amp;gt;&lt;br /&gt;
{|border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|+&lt;br /&gt;
!'''Steps'''&lt;br /&gt;
!'''Actions'''&lt;br /&gt;
!'''Additional information'''&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 1&lt;br /&gt;
|&lt;br /&gt;
Log into [https://edesk.apps.cssf.lu/ eDesk] with the Advanced User account using your LuxTrust Device and Password. Please note that these changes can only be implemented from the Advanced User account&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 2&lt;br /&gt;
|&lt;br /&gt;
Once logged in, go to the top right corner of the screen, click on your account user name, and select ‘Entity Management’&lt;br /&gt;
|&lt;br /&gt;
[[File:02-EntityManagement.png|EntityManagement|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 3&lt;br /&gt;
|&lt;br /&gt;
Now select ‘Access Requests’ from the tabs at the top of the screen:&lt;br /&gt;
|&lt;br /&gt;
[[File:03-AccessRequest.png|AccessRequest|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 4&lt;br /&gt;
|&lt;br /&gt;
As FEfundinfo will have made a request to connect from our Fundsquare account, you will see us on a list of users requests to connect with your entity. You will be able to identify our request as it will be with the LuxTrust SN: &amp;lt;span style=&amp;quot;color: #C00000&amp;quot;&amp;gt;100115278245548987357&amp;lt;/span&amp;gt;&lt;br /&gt;
|&lt;br /&gt;
[[File:04-LuxtrustSN.png|LuxtrustSN|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 5&lt;br /&gt;
|&lt;br /&gt;
Once you have identified the FE fundinfo request from our Fundsquare account, you can go to the far right of the screen and select ‘ACCEPT ACCESS’ or ‘REJECT ACCESS’. Remember to only&lt;br /&gt;
accept requests and provide access to users you are associated with. You will need to ‘ACCEPT ACCESS’ on our request:&lt;br /&gt;
|&lt;br /&gt;
[[File:05-AcceptAccess.png|AcceptAccess|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 6&lt;br /&gt;
|&lt;br /&gt;
Once you have clicked accept, go to the ‘Specific roles within entity’ tab:&lt;br /&gt;
|&lt;br /&gt;
[[File:06-SpecificRole.png|SpecificRole|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 7&lt;br /&gt;
|&lt;br /&gt;
Under the ‘Specific roles within entity’ tab, on the right of the screen, click the ‘Add’ button:&lt;br /&gt;
|&lt;br /&gt;
[[File:07-AddSpecificRole.png|AddSpecificRole|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 8&lt;br /&gt;
|&lt;br /&gt;
You will now be able to click on the ‘User’ box and select a user within the list of approved users connected with your entity. One of these will be FE fundinfo’s Fundsquare account, select this option and the user details will populate automatically:&lt;br /&gt;
|&lt;br /&gt;
[[File:08-FSQUser.png|FSQUser|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 9&lt;br /&gt;
|&lt;br /&gt;
Now you can select a role for that user, in this case you will need to select IT EXPERT for FE fundinfo in the drop down selection and click save on the top right to make the change&lt;br /&gt;
|&lt;br /&gt;
[[File:09-ITExpert.png|ITExpert|800px]]&lt;br /&gt;
|-&lt;br /&gt;
|&lt;br /&gt;
Step 10&lt;br /&gt;
|&lt;br /&gt;
You have now completed all you need to ensure continued use of efile and secure submission of your reports to the CSSF! FE fundinfo will do the rest and can now ensure that the changing transmission methods gradually introduced by the CSSF over the next 18 months are updated as needed without any impact on you&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|}&lt;br /&gt;
----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
::== Onboarding workflow map ==&lt;br /&gt;
''You can click on the picture.''&lt;br /&gt;
&amp;lt;imagemap&amp;gt;&lt;br /&gt;
File:Wkf_S3_onboarding.png|center|1500px|alt=clickable image : form description| titre&lt;br /&gt;
rect 106 355 277 452	[[E-file_Administration#You_as_IT_Expert | You as IT Expert ]]&lt;br /&gt;
rect 776 541 947 630	[[E-file_Administration#FE_Fundinfo_as_IT_Expert |FE Fundinfo as IT Expert]]&lt;br /&gt;
rect 1024 376 1193 482	[https://edesk.apps.cssf.lu/edesk-dashboard/homepage?lng=en eDesk User Guide ]&lt;br /&gt;
rect 477 530 646 691 	[https://www.cssf.lu/wp-content/uploads/Methods-of-transmitting-reports-via-S3-Application-Programming-Interface-Technical-guidance.pdf S3 transmitting method ]&lt;br /&gt;
desc none&lt;br /&gt;
&amp;lt;/imagemap&amp;gt;&lt;br /&gt;
-----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
=== * general security questions ===&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_change_the_local_e-file_administrator&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I change the local e-file administrator ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
Each e-file administrator account is linked to a single email at a time.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
3 cases :&lt;br /&gt;
* You have access to the account &lt;br /&gt;
:then change the email of the administrator by using the &amp;lt;b&amp;gt;administration module&amp;lt;/b&amp;gt; and update the administrator account's owner (name, firstname). The new administrator will just have to request a new password.&lt;br /&gt;
* You have access to the administrator's e-mail box&lt;br /&gt;
:you can use the &amp;quot;forgotten password&amp;quot; button on https://www.e-file.lu to change the password and get access.&lt;br /&gt;
* You do not have access to the administrator account nor to the email of this account &lt;br /&gt;
:then for security reason you will have to follow this specific procedure:&lt;br /&gt;
&lt;br /&gt;
::Your request must be sent by email and paper mail.&lt;br /&gt;
&lt;br /&gt;
::The paper can be replaced by a mail with a scan of the letterhead paper =&amp;gt; Send your email to '''[mailto:e-file.support@fefundinfo.com e-file.support@fefundinfo.com].&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''The request must be submitted on letterhead of your company and signed by a legal representative with the following information'''&amp;lt;/u&amp;gt;: &lt;br /&gt;
*Administrator's login adminXXX&lt;br /&gt;
*The current email address which is linked to the administrator&lt;br /&gt;
*The new email address to link to the administrator&lt;br /&gt;
*A brief explanation of the reason why you need to change it&lt;br /&gt;
*Send your email to '''[mailto:e-file.support@fefundinfo.com e-file.support@fefundinfo.com]'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Once Fundsquare has received and checked your request we will update your email and send you the procedure to update the password.&lt;br /&gt;
&lt;br /&gt;
If you have further questions do not hesitate to contact our [[How to contact us|'''Client Support &amp;amp; Operations Desk''']].&lt;br /&gt;
&lt;br /&gt;
-----------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=What_is_the_e-file_password_policy&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;What is the e-file password policy ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
[[File:Password.png|300 px]]&lt;br /&gt;
&lt;br /&gt;
(Figure 42)&lt;br /&gt;
&lt;br /&gt;
The password you will have to provide must follow the rules below:&lt;br /&gt;
&lt;br /&gt;
*At least one upper and one lower case letter&lt;br /&gt;
*At least one number&lt;br /&gt;
*At least one special character from this list: ! # $ % &amp;amp; ( ) * + , . /: ; &amp;lt; = &amp;gt; ? ^ _ @ { | } [ ] ~&lt;br /&gt;
*At least 8 characters and at most 20&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt; Please note that &amp;lt;/u&amp;gt;:&lt;br /&gt;
&lt;br /&gt;
The validity of your password is not limited in time.&lt;br /&gt;
&lt;br /&gt;
Our system blocks the user after 3 incorrect attempts and it is the e-file administrator who has to unblock the account.&lt;br /&gt;
&lt;br /&gt;
Passwords are encrypted in our database and we do not keep them. You may re-use them.&lt;br /&gt;
-----------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
== Being informed ==&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_get_important_information&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get important information ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
As an administrator, you will received all significant information regarding e-file changes, maintenance or enhancement through the e-mail address set up onto your account.&lt;br /&gt;
You can also manage some alerts through e-file, see the notifications system.&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible mw-collapsed&amp;quot; data-expandtext=&amp;quot;Show&amp;quot; data-collapsetext=&amp;quot;Hide&amp;quot; style=&amp;quot;width:60%; overflow:visible; &amp;gt;&lt;br /&gt;
&amp;lt;span id=How_can_I_get_custom_notifications&amp;gt;&amp;lt;/span&amp;gt;&amp;lt;/span&amp;gt;&lt;br /&gt;
&amp;lt;div style=&amp;quot;font-weight:bold;line-height:2.5;&amp;quot;&amp;gt;How can I get custom notifications ?&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;div class=&amp;quot;mw-collapsible-content&amp;quot;&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
Please be informed that you can receive alert by email triggered by specific events.&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;Example&amp;lt;/u&amp;gt; : Court orders sent by the Luxembourgish judicial police [http://www.cssf.lu/fileadmin/files/Lois_reglements/Circulaires/Hors_blanchiment_terrorisme/cssf13_566eng.pdf (=&amp;gt; CSSF - Circular 13/566)]&lt;br /&gt;
&lt;br /&gt;
If you want to be notified by email each time the Luxembourgish judicial police sends you court orders, you have to follow the  steps below.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 1'''&amp;lt;/u&amp;gt;  : Connect to e-file with your user credentials : '''https://www.e-file.lu/e-file/'''&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 2'''&amp;lt;/u&amp;gt;  : Select Update my profile&lt;br /&gt;
&lt;br /&gt;
[[File:Select Update my profile.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 3'''&amp;lt;/u&amp;gt;  : Verify that your email address registered in your e-file account is valid.&lt;br /&gt;
&lt;br /&gt;
[[File:Your e-file account is valid.png |400 px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;IMPORTANT :&amp;lt;/u&amp;gt;  if your email address is not valid, please ask your [[Administration#e-file_administrator_functions_.28e-file_v1.29|'''e-file administrator''']] to replace it by a valid one.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 4'''&amp;lt;/u&amp;gt;  : Select Customize your notifications.&lt;br /&gt;
&lt;br /&gt;
[[File:Customize your notifications.png |200 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 5'''&amp;lt;/u&amp;gt;  : Select group.&lt;br /&gt;
&lt;br /&gt;
[[File:Select group555.png |400 px]]&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Step 6'''&amp;lt;/u&amp;gt;  : Select the Alert type.&lt;br /&gt;
&lt;br /&gt;
[[File:Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;IMPORTANT :&amp;lt;/u&amp;gt;  &lt;br /&gt;
&lt;br /&gt;
A green window will pop-up stating that the update has been saved.&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&amp;lt;u&amp;gt;'''Optional Step 7'''&amp;lt;/u&amp;gt;  : Receive only your alerts and not the group's ones.&lt;br /&gt;
&lt;br /&gt;
Ticking also the group box, the sends from other users of the same reports group will be ignored.&lt;br /&gt;
&lt;br /&gt;
[[File:Alerte Notification.png |500 px]]&lt;br /&gt;
&lt;br /&gt;
[[Category: FAQ e-file]]&lt;br /&gt;
&lt;br /&gt;
----------------------&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Communications_EN&amp;diff=7983</id>
		<title>Communications EN</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Communications_EN&amp;diff=7983"/>
		<updated>2026-02-06T08:53:15Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The latest product-related communications are available in the table below.&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: center;&amp;quot;&amp;gt;&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|'''DATE'''&lt;br /&gt;
|'''SUBJECT'''&lt;br /&gt;
|'''REMARK'''&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/2/29/20260206_Important_Update_Changes_to_your_National_Reporting_B2.4_transmission_method.pdf 06/02/2026]&lt;br /&gt;
|National Reporting B2.4. (participating interests and subordinated loans) reporting transmission migrated to S3 channel&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/4/4c/20260126_Important_Update_Changes_to_your_Institutions_for_Occupational_Retirement_Provision_%28IORP%29_transmission_method.pdf 26/01/2026]&lt;br /&gt;
|Institutions for Occupational Retirement Provision (IORP) reporting transmission migrated to S3 channel&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/d/dc/20260123_Regulatory_Update_Action_required_for_AnaCr%C3%A9dit_1.0.13_in_e-file.pdf 23/01/2026]&lt;br /&gt;
|Sending Service and Transmission module will be updated on 30 January 2026 to be compliant with AnaCrédit new version V1.0.13&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/5/56/20260116_Important_Update_Changes_to_your_connection_method_for_e-file_SSO_MFA.pdf 16/01/2026]&lt;br /&gt;
|Single Sign-On (SSO) and Multi-Factor Authentication (MFA) login method will be available on e-file from 23 January 2026&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/0/0e/20251205_Important_Information_Updates_to_fund_reporting_via_e-file_supporting_BCL_2024_245_%26_CSSF_24_866.pdf 05/12/2025]&lt;br /&gt;
|Go-Live timeline for upcoming changes to fund reporting requirements (circulars CSSF 24/866 and BCL 2024/245)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/7/7c/20251204_Important_Information_Update_BCL_reports_in_UAT_S2.20.pdf 04/12/2025]&lt;br /&gt;
|Web form for S2.20 available in UAT for BCL reports&lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/d/df/20251127_Important_Update-_Updated_U11_web_form_in_UAT_for_CSSF_reports.pdf 27/11/2025]|| Updated U11 web form available in UAT for CSSF reports&lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/b/b6/20251126_Important_Information_Update_BCL_reports_in_UAT.pdf 26/11/2025]|| Updated TPTOBS web form (L3) available in UAT for BCL reports&lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/c/c8/20251119_Important_Update_BCL_reports_in_UAT.pdf 19/11/2025]|| Updated S1.3 (L4) S1.6 (L2), S2.13 web form (L2) available in UAT for BCL reports&lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/c/c3/20251114_Important_Update_BCL_reports_in_UAT.pdf 14/11/2025]|| Sending Service and Transmission module available in UAT for TPTOBS (L3), S1.3(L4), S2.13(L2), S1.6(L2), U11 &lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/a/a1/20251110_Important_Update_S404_report_available_in_UAT.pdf 10/11/2025]|| Web form for S4.04 available in UAT for BCL reports&lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/d/d7/20251027_Important_Update_Changes_to_fund_reporting_via_e-file_supporting_BCL_2024_245_%26_CSSF_24_866_Oct2025.pdf 27/10/2025]|| Changes to fund reporting via e-file supporting BCL 2024/245 &amp;amp; CSSF 24/866 (Updates timeline 2)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/8/84/20250915_Important_Update_Changes_to_fund_reporting_via_e-file_supporting_BCL_2024245_%26_CSSF_24866_Sept2025.pdf 15/09/2025]|| Changes to fund reporting via e-file supporting BCL 2024245 &amp;amp; CSSF 24866 (Updates timeline)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/e/e4/20250901_Upcoming_AnaCr%C3%A9dit_reporting_update_effective_1_October_2025.pdf 15/09/2025]||Updates on Transmission module and Sending Service for AnaCrédit V1.0.12 from 1 October 2025&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/8/8f/20250804_-AHA-_FSQ_S3_MMF_migration_to_S3.pdf 04/08/2025]||Money Market Funds Reporting (MMF) reporting transmission migrated to S3 from 1 September 2025&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/7/70/20250725_Important_update_changes_to_your_CSDR_transmission_method.pdf 25/07/2025]||Sending Service no longer required when using the e-file Document Library and scheduled automation for KID documents transmission&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/0/07/20250711_Important_update_changes_to_your_CSDR_transmission_method.pdf 01/07/2025]||CSDR Article 9 reporting transmission migrated to S3 channel&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/4/49/20250619_Upcoming_changes_to_the_Key_Information_Document.pdf 19/06/2025]||New delegation system implemented on e-file for the Key Information Document (KIDs) submissions&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/4/4a/20250616_Important_Update_%E2%80%93_CSSF_Prospectus_Transmission_through_e-file.pdf 16/06/2025]||New web form available to enable Prospectus filing&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/c/cc/20250523_S3_KID_Delegation_System_Updated_by_CSSF.pdf 23/05/2025]||New delegation system for the Key Information Document (KIDs) submissions will be effective from 26 June 2025&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/4/41/20250415_Important_CSSF_Update_e-file_Prospectus_Transmission.pdf 15/04/2025]||Implementation plan of CSSF Prospectus Transmission&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/c/ca/20250401_Important_update_upcoming_changes_to_your_quarterly_and_annual_COREP_FINREP_transmission_method.pdf 01/04/2025]||COREP/FINREP reporting transmission migrated to S3 from 1 April 2025 (reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/6/65/20250328_Important_Update_CSSF_Prospectus_Change_for_Product_1.1%2C_1.2_%26_1.5.pdf 28/03/2025]||Important change in the CSSF prospectus transmission workflow&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/7/74/20250325_Important_Update_Upcoming_changes_to_the_electronic_VISA_procedure_for_UCITS%2C_Part_II_UCIs%2C_SICARs_and_SIFs_Prospectuses.pdf 25/03/2025]||The CSSF CSSF published the technical guidelines for the e-Identification system for prospectus filing&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/9/91/20250314_Important_update_upcoming_changes_to_the_electronic_VISA_procedure_for_UCITS%2C_Part_II_UCIs%2C_SICARs_and_SIFs_Prospectuses.pdf 14/03/2025]||The CSSF announced the new e-Identification system for prospectus filing&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/b/b4/20250307_Important_Information_%E2%80%93_Fundsquare_e-file_Enhancement_for_UCITS_filings.pdf 07/03/2025]||Enhancement for UCITS filings with automatic generation of notification letters for ‘light’ filings&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/1/12/20250305_Covered_Investment_claims_%28SIIL%29_transmission_method_has_changed.pdf 05/03/2025]||Covered Investment claims (SIIL) reporting transmission migrated to S3 channel&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/c/c3/20250221_Final_reminder_your_U1.1._Report_transmission_method_is_about_to_expire.pdf 21/02/2025]||U11 reporting transmission migrated to S3 channel (final reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/e/e8/20250206_Changes_to_quarterly_and_annual_COREP_FINREP_transmission_method.pdf 06/02/2025]||COREP/FINREP reporting transmission migrated to S3 from 1 April 2025&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/b/bb/20250205_Your_U.1.1._Report_transmission_method_is_about_to_expire.pdf 05/02/2025]||U11 reporting transmission migrated to S3 channel (reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/b/b1/20241121_KID_and_official_documents_-_Delegating_to_a_Third-Party_professional.pdf 21/11/2024]||KID and MR/AI transmission migrated to S3 (reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/a/a9/20241107_Important_reminder_your_U1.1_Report_transmission_method_is_about_to_change.pdf 07/11/2024]&lt;br /&gt;
|U11 reporting transmission migrated to S3 channel (reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/d/d3/20241106_Important_reminder_your_U1.1_Report_transmission_method_is_about_to_change.pdf 06/11/2024]&lt;br /&gt;
|KID and MR/AI transmission migrated to S3 (reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/6/66/20241028_Important_reminder_your_KIDs_and_official_documents_%28MR_AI%29_transmission_method_is_about_to_change.pdf 28/10/2024]&lt;br /&gt;
|Key Information Documents (KID) and Management Regulations or Articles of Incorporation documents (MR/AI)&lt;br /&gt;
transmission migrated to S3&lt;br /&gt;
|&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[Category: FAQ e-file]]&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=File:20260206_Important_Update_Changes_to_your_National_Reporting_B2.4_transmission_method.pdf&amp;diff=7982</id>
		<title>File:20260206 Important Update Changes to your National Reporting B2.4 transmission method.pdf</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=File:20260206_Important_Update_Changes_to_your_National_Reporting_B2.4_transmission_method.pdf&amp;diff=7982"/>
		<updated>2026-02-06T08:50:29Z</updated>

		<summary type="html">&lt;p&gt;Cso: Friday, 20 February 2026, the transmission of reporting National Reporting B2.4. (participating interests and subordinated loans) through S3 in e-file will be enabled.&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;== Summary ==&lt;br /&gt;
Friday, 20 February 2026, the transmission of reporting National Reporting B2.4. (participating interests and subordinated loans) through S3 in e-file will be enabled.&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Communications_EN&amp;diff=7981</id>
		<title>Communications EN</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Communications_EN&amp;diff=7981"/>
		<updated>2026-01-27T07:38:29Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The latest product-related communications are available in the table below.&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: center;&amp;quot;&amp;gt;&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|'''DATE'''&lt;br /&gt;
|'''SUBJECT'''&lt;br /&gt;
|'''REMARK'''&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/4/4c/20260126_Important_Update_Changes_to_your_Institutions_for_Occupational_Retirement_Provision_%28IORP%29_transmission_method.pdf 26/01/2026]&lt;br /&gt;
|Institutions for Occupational Retirement Provision (IORP) reporting transmission migrated to S3 channel&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/d/dc/20260123_Regulatory_Update_Action_required_for_AnaCr%C3%A9dit_1.0.13_in_e-file.pdf 23/01/2026]&lt;br /&gt;
|Sending Service and Transmission module will be updated on 30 January 2026 to be compliant with AnaCrédit new version V1.0.13&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/5/56/20260116_Important_Update_Changes_to_your_connection_method_for_e-file_SSO_MFA.pdf 16/01/2026]&lt;br /&gt;
|Single Sign-On (SSO) and Multi-Factor Authentication (MFA) login method will be available on e-file from 23 January 2026&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/0/0e/20251205_Important_Information_Updates_to_fund_reporting_via_e-file_supporting_BCL_2024_245_%26_CSSF_24_866.pdf 05/12/2025]&lt;br /&gt;
|Go-Live timeline for upcoming changes to fund reporting requirements (circulars CSSF 24/866 and BCL 2024/245)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/7/7c/20251204_Important_Information_Update_BCL_reports_in_UAT_S2.20.pdf 04/12/2025]&lt;br /&gt;
|Web form for S2.20 available in UAT for BCL reports&lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/d/df/20251127_Important_Update-_Updated_U11_web_form_in_UAT_for_CSSF_reports.pdf 27/11/2025]|| Updated U11 web form available in UAT for CSSF reports&lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/b/b6/20251126_Important_Information_Update_BCL_reports_in_UAT.pdf 26/11/2025]|| Updated TPTOBS web form (L3) available in UAT for BCL reports&lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/c/c8/20251119_Important_Update_BCL_reports_in_UAT.pdf 19/11/2025]|| Updated S1.3 (L4) S1.6 (L2), S2.13 web form (L2) available in UAT for BCL reports&lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/c/c3/20251114_Important_Update_BCL_reports_in_UAT.pdf 14/11/2025]|| Sending Service and Transmission module available in UAT for TPTOBS (L3), S1.3(L4), S2.13(L2), S1.6(L2), U11 &lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/a/a1/20251110_Important_Update_S404_report_available_in_UAT.pdf 10/11/2025]|| Web form for S4.04 available in UAT for BCL reports&lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/d/d7/20251027_Important_Update_Changes_to_fund_reporting_via_e-file_supporting_BCL_2024_245_%26_CSSF_24_866_Oct2025.pdf 27/10/2025]|| Changes to fund reporting via e-file supporting BCL 2024/245 &amp;amp; CSSF 24/866 (Updates timeline 2)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/8/84/20250915_Important_Update_Changes_to_fund_reporting_via_e-file_supporting_BCL_2024245_%26_CSSF_24866_Sept2025.pdf 15/09/2025]|| Changes to fund reporting via e-file supporting BCL 2024245 &amp;amp; CSSF 24866 (Updates timeline)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/e/e4/20250901_Upcoming_AnaCr%C3%A9dit_reporting_update_effective_1_October_2025.pdf 15/09/2025]||Updates on Transmission module and Sending Service for AnaCrédit V1.0.12 from 1 October 2025&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/8/8f/20250804_-AHA-_FSQ_S3_MMF_migration_to_S3.pdf 04/08/2025]||Money Market Funds Reporting (MMF) reporting transmission migrated to S3 from 1 September 2025&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/7/70/20250725_Important_update_changes_to_your_CSDR_transmission_method.pdf 25/07/2025]||Sending Service no longer required when using the e-file Document Library and scheduled automation for KID documents transmission&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/0/07/20250711_Important_update_changes_to_your_CSDR_transmission_method.pdf 01/07/2025]||CSDR Article 9 reporting transmission migrated to S3 channel&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/4/49/20250619_Upcoming_changes_to_the_Key_Information_Document.pdf 19/06/2025]||New delegation system implemented on e-file for the Key Information Document (KIDs) submissions&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/4/4a/20250616_Important_Update_%E2%80%93_CSSF_Prospectus_Transmission_through_e-file.pdf 16/06/2025]||New web form available to enable Prospectus filing&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/c/cc/20250523_S3_KID_Delegation_System_Updated_by_CSSF.pdf 23/05/2025]||New delegation system for the Key Information Document (KIDs) submissions will be effective from 26 June 2025&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/4/41/20250415_Important_CSSF_Update_e-file_Prospectus_Transmission.pdf 15/04/2025]||Implementation plan of CSSF Prospectus Transmission&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/c/ca/20250401_Important_update_upcoming_changes_to_your_quarterly_and_annual_COREP_FINREP_transmission_method.pdf 01/04/2025]||COREP/FINREP reporting transmission migrated to S3 from 1 April 2025 (reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/6/65/20250328_Important_Update_CSSF_Prospectus_Change_for_Product_1.1%2C_1.2_%26_1.5.pdf 28/03/2025]||Important change in the CSSF prospectus transmission workflow&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/7/74/20250325_Important_Update_Upcoming_changes_to_the_electronic_VISA_procedure_for_UCITS%2C_Part_II_UCIs%2C_SICARs_and_SIFs_Prospectuses.pdf 25/03/2025]||The CSSF CSSF published the technical guidelines for the e-Identification system for prospectus filing&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/9/91/20250314_Important_update_upcoming_changes_to_the_electronic_VISA_procedure_for_UCITS%2C_Part_II_UCIs%2C_SICARs_and_SIFs_Prospectuses.pdf 14/03/2025]||The CSSF announced the new e-Identification system for prospectus filing&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/b/b4/20250307_Important_Information_%E2%80%93_Fundsquare_e-file_Enhancement_for_UCITS_filings.pdf 07/03/2025]||Enhancement for UCITS filings with automatic generation of notification letters for ‘light’ filings&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/1/12/20250305_Covered_Investment_claims_%28SIIL%29_transmission_method_has_changed.pdf 05/03/2025]||Covered Investment claims (SIIL) reporting transmission migrated to S3 channel&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/c/c3/20250221_Final_reminder_your_U1.1._Report_transmission_method_is_about_to_expire.pdf 21/02/2025]||U11 reporting transmission migrated to S3 channel (final reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/e/e8/20250206_Changes_to_quarterly_and_annual_COREP_FINREP_transmission_method.pdf 06/02/2025]||COREP/FINREP reporting transmission migrated to S3 from 1 April 2025&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/b/bb/20250205_Your_U.1.1._Report_transmission_method_is_about_to_expire.pdf 05/02/2025]||U11 reporting transmission migrated to S3 channel (reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/b/b1/20241121_KID_and_official_documents_-_Delegating_to_a_Third-Party_professional.pdf 21/11/2024]||KID and MR/AI transmission migrated to S3 (reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/a/a9/20241107_Important_reminder_your_U1.1_Report_transmission_method_is_about_to_change.pdf 07/11/2024]&lt;br /&gt;
|U11 reporting transmission migrated to S3 channel (reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/d/d3/20241106_Important_reminder_your_U1.1_Report_transmission_method_is_about_to_change.pdf 06/11/2024]&lt;br /&gt;
|KID and MR/AI transmission migrated to S3 (reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/6/66/20241028_Important_reminder_your_KIDs_and_official_documents_%28MR_AI%29_transmission_method_is_about_to_change.pdf 28/10/2024]&lt;br /&gt;
|Key Information Documents (KID) and Management Regulations or Articles of Incorporation documents (MR/AI)&lt;br /&gt;
transmission migrated to S3&lt;br /&gt;
|&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[Category: FAQ e-file]]&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=File:20260126_Important_Update_Changes_to_your_Institutions_for_Occupational_Retirement_Provision_(IORP)_transmission_method.pdf&amp;diff=7980</id>
		<title>File:20260126 Important Update Changes to your Institutions for Occupational Retirement Provision (IORP) transmission method.pdf</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=File:20260126_Important_Update_Changes_to_your_Institutions_for_Occupational_Retirement_Provision_(IORP)_transmission_method.pdf&amp;diff=7980"/>
		<updated>2026-01-27T07:37:30Z</updated>

		<summary type="html">&lt;p&gt;Cso: The historical authorised channel for  Institutions for Occupational Retirement Provision (IORP) reporting was decommissioned on Thursday, 15 January 2026. From Friday, 6 February 2026, the transmission of IORP reporting through S3 in e-file will be enabled.&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;== Summary ==&lt;br /&gt;
The historical authorised channel for  Institutions for Occupational Retirement Provision (IORP) reporting was decommissioned on Thursday, 15 January 2026. From Friday, 6 February 2026, the transmission of IORP reporting through S3 in e-file will be enabled.&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=File:Contact_Form.xls&amp;diff=7979</id>
		<title>File:Contact Form.xls</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=File:Contact_Form.xls&amp;diff=7979"/>
		<updated>2026-01-26T10:45:40Z</updated>

		<summary type="html">&lt;p&gt;Cso: Cso uploaded a new version of File:Contact Form.xls&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=File:Contact_Form_v06.xlsx&amp;diff=7978</id>
		<title>File:Contact Form v06.xlsx</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=File:Contact_Form_v06.xlsx&amp;diff=7978"/>
		<updated>2026-01-26T10:33:57Z</updated>

		<summary type="html">&lt;p&gt;Cso: Contact form for declaring company&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;== Summary ==&lt;br /&gt;
Contact form for declaring company&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=Communications_EN&amp;diff=7977</id>
		<title>Communications EN</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=Communications_EN&amp;diff=7977"/>
		<updated>2026-01-23T10:59:40Z</updated>

		<summary type="html">&lt;p&gt;Cso: &lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;&amp;lt;div style=&amp;quot;text-align: right; direction: ltr; margin-left: 1em;&amp;quot;&amp;gt;[[Welcome_to_e-file_and_Fundsquare_FAQ|Home page ]][[File:Home.png|Return homepage|link=Welcome_to_e-file_and_Fundsquare_FAQ]]&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
The latest product-related communications are available in the table below.&amp;lt;br&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&amp;lt;div style=&amp;quot;text-align: center;&amp;quot;&amp;gt;&lt;br /&gt;
{| border=&amp;quot;1&amp;quot; cellspacing=&amp;quot;2&amp;quot; cellpadding=&amp;quot;10&amp;quot;&lt;br /&gt;
|'''DATE'''&lt;br /&gt;
|'''SUBJECT'''&lt;br /&gt;
|'''REMARK'''&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/d/dc/20260123_Regulatory_Update_Action_required_for_AnaCr%C3%A9dit_1.0.13_in_e-file.pdf 23/01/2026]&lt;br /&gt;
|Sending Service and Transmission module will be updated on 30 January 2026 to be compliant with AnaCrédit new version V1.0.13&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/5/56/20260116_Important_Update_Changes_to_your_connection_method_for_e-file_SSO_MFA.pdf 16/01/2026]&lt;br /&gt;
|Single Sign-On (SSO) and Multi-Factor Authentication (MFA) login method will be available on e-file from 23 January 2026&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/0/0e/20251205_Important_Information_Updates_to_fund_reporting_via_e-file_supporting_BCL_2024_245_%26_CSSF_24_866.pdf 05/12/2025]&lt;br /&gt;
|Go-Live timeline for upcoming changes to fund reporting requirements (circulars CSSF 24/866 and BCL 2024/245)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/7/7c/20251204_Important_Information_Update_BCL_reports_in_UAT_S2.20.pdf 04/12/2025]&lt;br /&gt;
|Web form for S2.20 available in UAT for BCL reports&lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/d/df/20251127_Important_Update-_Updated_U11_web_form_in_UAT_for_CSSF_reports.pdf 27/11/2025]|| Updated U11 web form available in UAT for CSSF reports&lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/b/b6/20251126_Important_Information_Update_BCL_reports_in_UAT.pdf 26/11/2025]|| Updated TPTOBS web form (L3) available in UAT for BCL reports&lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/c/c8/20251119_Important_Update_BCL_reports_in_UAT.pdf 19/11/2025]|| Updated S1.3 (L4) S1.6 (L2), S2.13 web form (L2) available in UAT for BCL reports&lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/c/c3/20251114_Important_Update_BCL_reports_in_UAT.pdf 14/11/2025]|| Sending Service and Transmission module available in UAT for TPTOBS (L3), S1.3(L4), S2.13(L2), S1.6(L2), U11 &lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/a/a1/20251110_Important_Update_S404_report_available_in_UAT.pdf 10/11/2025]|| Web form for S4.04 available in UAT for BCL reports&lt;br /&gt;
|Only UAT&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/d/d7/20251027_Important_Update_Changes_to_fund_reporting_via_e-file_supporting_BCL_2024_245_%26_CSSF_24_866_Oct2025.pdf 27/10/2025]|| Changes to fund reporting via e-file supporting BCL 2024/245 &amp;amp; CSSF 24/866 (Updates timeline 2)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|   [https://www.e-file.lu/wiki/images/8/84/20250915_Important_Update_Changes_to_fund_reporting_via_e-file_supporting_BCL_2024245_%26_CSSF_24866_Sept2025.pdf 15/09/2025]|| Changes to fund reporting via e-file supporting BCL 2024245 &amp;amp; CSSF 24866 (Updates timeline)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/e/e4/20250901_Upcoming_AnaCr%C3%A9dit_reporting_update_effective_1_October_2025.pdf 15/09/2025]||Updates on Transmission module and Sending Service for AnaCrédit V1.0.12 from 1 October 2025&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/8/8f/20250804_-AHA-_FSQ_S3_MMF_migration_to_S3.pdf 04/08/2025]||Money Market Funds Reporting (MMF) reporting transmission migrated to S3 from 1 September 2025&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/7/70/20250725_Important_update_changes_to_your_CSDR_transmission_method.pdf 25/07/2025]||Sending Service no longer required when using the e-file Document Library and scheduled automation for KID documents transmission&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/0/07/20250711_Important_update_changes_to_your_CSDR_transmission_method.pdf 01/07/2025]||CSDR Article 9 reporting transmission migrated to S3 channel&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/4/49/20250619_Upcoming_changes_to_the_Key_Information_Document.pdf 19/06/2025]||New delegation system implemented on e-file for the Key Information Document (KIDs) submissions&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/4/4a/20250616_Important_Update_%E2%80%93_CSSF_Prospectus_Transmission_through_e-file.pdf 16/06/2025]||New web form available to enable Prospectus filing&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/c/cc/20250523_S3_KID_Delegation_System_Updated_by_CSSF.pdf 23/05/2025]||New delegation system for the Key Information Document (KIDs) submissions will be effective from 26 June 2025&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/4/41/20250415_Important_CSSF_Update_e-file_Prospectus_Transmission.pdf 15/04/2025]||Implementation plan of CSSF Prospectus Transmission&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/c/ca/20250401_Important_update_upcoming_changes_to_your_quarterly_and_annual_COREP_FINREP_transmission_method.pdf 01/04/2025]||COREP/FINREP reporting transmission migrated to S3 from 1 April 2025 (reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/6/65/20250328_Important_Update_CSSF_Prospectus_Change_for_Product_1.1%2C_1.2_%26_1.5.pdf 28/03/2025]||Important change in the CSSF prospectus transmission workflow&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/7/74/20250325_Important_Update_Upcoming_changes_to_the_electronic_VISA_procedure_for_UCITS%2C_Part_II_UCIs%2C_SICARs_and_SIFs_Prospectuses.pdf 25/03/2025]||The CSSF CSSF published the technical guidelines for the e-Identification system for prospectus filing&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/9/91/20250314_Important_update_upcoming_changes_to_the_electronic_VISA_procedure_for_UCITS%2C_Part_II_UCIs%2C_SICARs_and_SIFs_Prospectuses.pdf 14/03/2025]||The CSSF announced the new e-Identification system for prospectus filing&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/b/b4/20250307_Important_Information_%E2%80%93_Fundsquare_e-file_Enhancement_for_UCITS_filings.pdf 07/03/2025]||Enhancement for UCITS filings with automatic generation of notification letters for ‘light’ filings&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/1/12/20250305_Covered_Investment_claims_%28SIIL%29_transmission_method_has_changed.pdf 05/03/2025]||Covered Investment claims (SIIL) reporting transmission migrated to S3 channel&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/c/c3/20250221_Final_reminder_your_U1.1._Report_transmission_method_is_about_to_expire.pdf 21/02/2025]||U11 reporting transmission migrated to S3 channel (final reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/e/e8/20250206_Changes_to_quarterly_and_annual_COREP_FINREP_transmission_method.pdf 06/02/2025]||COREP/FINREP reporting transmission migrated to S3 from 1 April 2025&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/b/bb/20250205_Your_U.1.1._Report_transmission_method_is_about_to_expire.pdf 05/02/2025]||U11 reporting transmission migrated to S3 channel (reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
| [https://www.e-file.lu/wiki/images/b/b1/20241121_KID_and_official_documents_-_Delegating_to_a_Third-Party_professional.pdf 21/11/2024]||KID and MR/AI transmission migrated to S3 (reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/a/a9/20241107_Important_reminder_your_U1.1_Report_transmission_method_is_about_to_change.pdf 07/11/2024]&lt;br /&gt;
|U11 reporting transmission migrated to S3 channel (reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/d/d3/20241106_Important_reminder_your_U1.1_Report_transmission_method_is_about_to_change.pdf 06/11/2024]&lt;br /&gt;
|KID and MR/AI transmission migrated to S3 (reminder)&lt;br /&gt;
|&lt;br /&gt;
|-&lt;br /&gt;
|[https://www.e-file.lu/wiki/images/6/66/20241028_Important_reminder_your_KIDs_and_official_documents_%28MR_AI%29_transmission_method_is_about_to_change.pdf 28/10/2024]&lt;br /&gt;
|Key Information Documents (KID) and Management Regulations or Articles of Incorporation documents (MR/AI)&lt;br /&gt;
transmission migrated to S3&lt;br /&gt;
|&lt;br /&gt;
|- &lt;br /&gt;
&lt;br /&gt;
|}&lt;br /&gt;
&amp;lt;/div&amp;gt;&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
&lt;br /&gt;
[[Category: FAQ e-file]]&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
	<entry>
		<id>https://www.e-file.lu/wiki/index.php?title=File:20260123_Regulatory_Update_Action_required_for_AnaCr%C3%A9dit_1.0.13_in_e-file.pdf&amp;diff=7976</id>
		<title>File:20260123 Regulatory Update Action required for AnaCrédit 1.0.13 in e-file.pdf</title>
		<link rel="alternate" type="text/html" href="https://www.e-file.lu/wiki/index.php?title=File:20260123_Regulatory_Update_Action_required_for_AnaCr%C3%A9dit_1.0.13_in_e-file.pdf&amp;diff=7976"/>
		<updated>2026-01-23T10:57:50Z</updated>

		<summary type="html">&lt;p&gt;Cso: Sending Service and Transmission module will be updated on 30 January 2026 to be  compliant with AnaCrédit V1.0.13&lt;/p&gt;
&lt;hr /&gt;
&lt;div&gt;== Summary ==&lt;br /&gt;
Sending Service and Transmission module will be updated on 30 January 2026 to be  compliant with AnaCrédit V1.0.13&lt;/div&gt;</summary>
		<author><name>Cso</name></author>
	</entry>
</feed>