 |
|
|
General Presentation |
|
|
Through its dedicated electronic platform, e-file.lu, the Luxembourg Stock Exchange and Fundsquare are able to provide an ideal solution for filing entities for all the new reporting requirements.
 is a communication platform for transmission and exchange of financial reports to the authorities. It is an easy-to-implement platform for communication and exchange of documents in a real time secure environment (HTTPS).
has been operational for a number of years and is now well established as the communication solution for financial reporting in Luxembourg.
|
|
|
|
|
Legal reporting to the CSSF for entities of type : |
| |
| |
Banks (go to the related CSSF page) |
| |
Type of reporting |
Description |
TAF MIFID - Transactions in Financial Instruments |
TAF – declaration |
Declaration of transactions (TAF MiFID) |
TAF – partial cancellation |
Cancellation of a transaction (TAF MiFID) |
TAF – Complete cancellation |
Cancellation of all transactions (TAF MiFID) |
FINREP - Prudential financial reporting scheme |
B 1.1 |
Balance sheet statement |
B 1.6 |
Additional information relating to the balance sheet statement |
B 2.1 |
Income statement |
B 2.5 |
Additional information relating to the income statement |
B 6.1 |
Consolidated balance sheet statement |
B 6.2 |
Consolidated income statement |
B 6.6 |
Additional information relating to the consolidated balance sheet statement |
B 6.7 |
Additional information relating to the consolidated income statement |
COREP - Prudential reporting scheme regarding capital adequacy |
B1.4 |
Prudential Standard: Integrated ratio / Simplified ratio |
B6.4 |
Prudential Standard: Consolidated Integrated ratio / Consolidated simplified ratio |
Other legal reporting |
B1.2 |
Foreign currency positions |
B1.5 |
Liquidity ratio |
B2.4 |
Information on participating interest and subordinated loans |
B2.3 |
Information on large exposures |
B6.3 |
Information on large consolidated exposures |
B4.4 |
List of head offices, agencies, branches and representatitve |
DOC Reporting (circ. 10/457 - French only) |
LF |
Long Form Report |
ML |
Management Letter |
AR |
Other Review Report |
|
| |
|
| |
UCIs (go to the related CSSF page) |
| |
Type of reporting |
Description |
Table O 1.1 |
Monthly financial information |
Table O 4.1 |
Yearly financial information |
Table O 4.2 |
Interventions on the futures and options markets |
Table O 1.2 |
Monthly financial information for guaranteed funds |
|
| |
|
|
|
| |
Management companies (go to the related CSSF page) |
| |
Type of reporting |
Description |
Management companies report |
Management companies report (circ 10/467) |
|
| |
|
| |
Self-managed investment firms (go to the related CSSF page) |
| |
Type of reporting |
Description |
SIAG |
Specific information about self-managed investment firms |
|
| |
|
|
|
| |
Payment institutions - Circular 11/511 (go to the related CSSF page) |
| |
Type de reporting |
Description |
Table Z 1.1 |
Balance Sheet |
Table Z 1.2 |
Identification of third party funds held and included in the balance sheet |
Table Z 1.4 |
Capital adequacy of payment institutions |
Table Z 2.1 |
Profit and loss account |
|
| |
|
|
|
|
|
| |
Other reporting |
| |
Type of reporting |
Description |
UCITS IV Notification (Circular 11/509) |
UCITS IV |
Dedicated application available from 1 July 2011 |
Circular 08/371 (go to the related CSSF page) |
PS |
Simplified prospectus |
PC |
Full prospectus |
DE |
Offering document |
RA |
Annual report |
RS |
Semi-annual report |
LE |
Explanation letter |
RO |
UCIs reports (others) |
MP |
Securities portfolio movements |
Circular 09/423 (go to the related CSSF page) + Circular 11/500 |
LF |
Long Form Report |
ML |
Management Letter |
AR |
Other Review Report |
Special enquiries (go to the related CSSF page) |
ESP |
Special enquiries |
Other reporting |
OTHER |
Secured transfer of various documents |
Reporting S7 |
Validation procedure for transferable securities |
Reporting S2 |
Validation procedure for funds |
Ad hoc survey |
Ad hoc survey - OTHREP |
|
| |
|
| |
|
Legal reporting to the BCL : |
| |
| |
Credit institutions (go to the related BCL page) |
| |
Type of reporting |
Description |
S0.1 |
Daily deposit report |
S1.1 |
Monthly statistical balance sheet |
S1.4 |
Adjustments due to valuation effects (new version available in September 2011) |
S1.5 |
Information on interest rates in EUR |
S1.8 |
Information on securitisation transactions launched by credit institutions |
S2.5 |
Quarterly statistical balance sheet (new version available in September 2011) |
S2.8 |
Real estate loans for Luxembourg buildings |
S2.9 |
Staff |
S4.1 |
Non balance sheet information |
BOP 1.1 |
Balance of payments |
BOP 1.2 |
Balance of payments (BCL 2011/7) (Will replace the BOP 1.1 in January 2012) |
TPTBBS |
Security by security reporting - Balance sheet (new version available in September 2011) |
TPTBOB |
Security by security reporting - off-Balance sheet |
TPTBNR |
Security by security reporting - Information on assets held on behalf of non-resident third parties |
Payments data collection |
8 new documents to come (waiting for more information) |
Ad hoc survey |
Ad hoc survey - OTHREP |
|
| |
|
| |
Money market funds (go to the related BCL page) |
| |
Type of reporting |
Description |
S1.3 |
Monthly statistical balance sheet for money market funds |
TpT |
Security by security reporting |
|
| |
|
| |
Investment funds (go to the related BCL page) |
| |
Type of reporting |
Description |
S1.6 |
Information on valuation effects on the balance sheet of investment funds |
S2.13 |
Quarterly statistical balance sheet for undertakings for collective investment |
TpT |
Security by security reporting |
|
| |
|
| |
Securitisation vehicles (go to the related BCL page) |
| |
Type of reporting |
Description |
S2.14 |
Quarterly statistical balance sheet of securitisation vehicles |
S2.15 |
Information on transactions made by securitisation vehicles |
TPTTBS |
Security by security reporting |
|
| |
|
| |
Issuing companies
(go to the related BCL page) (BCL 2011/8 - starting in October 2011) |
| |
Type de reporting |
Description |
S2.16 |
Quarterly statistical balance sheet of issuing companies |
S2.17 |
Quarterly information on transactions of issuing companies |
TPTIBS |
Security by security reporting |
|
| |
|
| |
|
Reporting to Clearstream : (go to the related Clearstream page) |
| |
|
Type of reporting |
Description |
ISIN Issuance |
ISIN Issuance |
|
| |
|
| |
|
Reporting to the Luxembourg Stock Exchange (go to the related LuxSE page) |
| |
|
Type of reporting |
Description |
Reporting BdL |
Admission process for the Luxembourg Stock Exchange markets |
|
| |
|
|
Reporting to Police Judiciaire :
|
| |
|
Type of reporting |
Description |
Circular 13/566 (go to the related CSSF page) |
Request |
Reply to requests from Justice (transmitted by the Criminal Police) |
|
| |
|
|
Reporting to the Administration des Contributions Directes (ACD) :
|
| |
|
Type of reporting |
Description |
Draft circular (go to the related ACD page) |
FATCA Reporting |
Automatic exchange of information between the Grand Duchy of Luxembourg tax authorities and the US |
|
| |
|
| |
|
|
