Difference between revisions of "ProductCoverage"
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< | __NOTOC__ | ||
<small>''Page's last update : {{REVISIONDAY2}}/{{REVISIONMONTH}}/{{REVISIONYEAR}}''</small> | |||
You can find below the list of reports that can be managed through e-file. | |||
<div style="height:500px; width:auto; overflow-y:scroll"> | |||
{| class="wikitable filterable mw-collapsible sortable" | |||
|+ <span style="white-space:nowrap">Available reports</span> | |||
|- <div style="font-weight:bold; vertical-align:top; position:sticky;top:-1px;z-index:10"> | |||
! style= "background-color:#52BBBD; color:#FFF" | Concerned companies | |||
! style= "background-color:#52BBBD; color:#FFF" | Report<br /> naming convention | |||
! style= "background-color:#52BBBD; color:#FFF" | Table | |||
! style= "background-color:#52BBBD; color:#FFF" | Details | |||
! style= "background-color:#52BBBD; color:#FFF" | Authority | |||
! style= "background-color:#52BBBD; color:#FFF" | Sending way | |||
! style= "background-color:#52BBBD; color:#FFF" | An e-file form exists | |||
! style= "background-color:#52BBBD; color:#FFF" | Sending type in transmission module | |||
! style= "background-color:#52BBBD; color:#FFF" | Example | |||
{| | |||
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|- | |||
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</div> | </div> | ||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Investment Funds | |||
| NOTREP | |||
| INI or<br /> UPD | |||
| Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union | |||
| CSSF | |||
| S3 | |||
| yes | |||
| - | |||
| | |||
|- | |- style="vertical-align:bottom;" | ||
| Investment Funds | |||
| - | |||
| O1.2 | |||
| Monthly financial information for guaranteed funds | |||
| CSSF | |||
| KS | |||
| no | |||
| - | |||
| | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Investment Funds | |||
||< | | - | ||
| O4.1 | |||
| Yearly financial information | |||
| CSSF | |||
| KS | |||
| yes | |||
| - | |||
| | |||
|- style="vertical-align:bottom;" | |||
| Investment Funds | |||
| - | |||
| O4.2 | |||
| Interventions on the futures and options markets | |||
| CSSF | |||
| KS | |||
| yes | |||
| - | |||
| | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Investment Funds | |||
| S0103 | |||
| S1.3 | |||
| Monthly statistical balance sheet for money market funds (MMF) | |||
| BCL | |||
| KS | |||
| yes | |||
| - | |||
| S0103_L3_202302_B000000999_O009990099_20240619_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Investment Funds | |||
| TPTOBS | |||
| TPTOBS | |||
| Monthly Security by security reporting for investment funds | |||
| BCL | |||
| KS | |||
| yes | |||
| - | |||
| TPTOBS_L2_202107_B000000009_O009990000_20240807_001.xml<br /> TPTOBS_L2_202107_P000000999_NAF99999999900000_20240603_001.xml<br /> | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Investment Funds | |||
| DOCREP | |||
| (-) PC<br /> (-) DE<br /> (-) LE | |||
| SIF:<br /> (-) Prospectus (PC)<br /> (-) Offering document (DE)<br /> (-) Letter of explanation (LE) | |||
| CSSF | |||
| KS | |||
| no | |||
| 08/371 FIS prospectus | |||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf | |||
|- style="vertical-align:bottom;" | |||
| Investment Funds | |||
| DOCREP | |||
| (-) AR<br /> (-) SR<br /> (-) LE<br /> (-) RO<br /> (-) PM | |||
| SIF Law 2007:<br /> (-) Annual Report (AR)<br /> (-) Semi-annual report SIF (SR)<br /> (-) Letter of explanation (LE)<br /> (-) Other periodic report (RO)<br /> (-) Movements in the securities portfolios (PM)<br /> SICAR:<br /> (-) Annual Report (AR)<br /> (-) Other periodic report (RO) | |||
| CSSF | |||
| KS | |||
| no | |||
| 08/371 FIS report | |||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Investment Funds | |||
| DOCREP | |||
| RR<br /> HK | |||
| Auditor report<br /> (-) O: UCI Law 2010<br /> (-) O: UCI Law 2007<br /> (-) K: SICAR<br /> (-) S: Investment fund manager (IFM)<br /> (-) A: Investment fund manager (IFM)<br /> <br /> Report Hong Kong Securities and Futures (HK) | |||
| CSSF | |||
| KS | |||
| no | |||
| 08/371 report not in 08/371 | |||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) | |||
|- style="vertical-align:bottom;" | |||
| Management Companies | |||
| DOCREP | |||
| RR<br /> HK | |||
| Auditor report<br /> (-) S: Investment fund manager (IFM)<br /> (-) A: Investment fund manager (IFM)<br /> <br /> Report Hong Kong Securities and Futures (HK) | |||
| CSSF | |||
| KS | |||
| no | |||
| 08/371 report not in 08/371 | |||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Investment Funds | |||
| DOCREP | |||
| (-) PC<br /> (-) PS<br /> (-) LE | |||
| UCI:<br /> (-) Prospectus (PC)<br /> (-) Simplified prospectus (PS)<br /> (-) Letter of explanation (LE) | |||
| CSSF | |||
| KS | |||
| no | |||
| 08/371 UCI prospectus | |||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf | |||
|- style="vertical-align:bottom;" | |||
| Alternative Investment Fund Managers (AIFM) | |||
| AIF | |||
| AIF | |||
| Alternative Investment Fund reporting | |||
| CSSF | |||
| S3 | |||
| yes | |||
| AIF Reporting | |||
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip<br /> AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Alternative Investment Fund Managers (AIFM) | |||
| AIF | |||
| MAN | |||
| Alternative Investment Fund reporting (AIF Manager) | |||
| CSSF | |||
| S3 | |||
| yes | |||
| AIF Reporting | |||
| AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip<br /> AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| ANTREF<br /> ANTT1M<br /> ANTT2M<br /> ANTT2Q | |||
| ANTREF<br /> ANTT1M<br /> ANTT2M<br /> ANTT2Q | |||
| AnaCredit:<br /> Collection of granular credit and credit risk data | |||
| BCL | |||
| KS | |||
| no | |||
| AnaCredit | |||
| ANTREF_201801_LUB00999_20180205-001.xml<br /> ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml<br /> ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml<br /> ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Insurance Corporations | |||
| S0218-L | |||
| n/a | |||
| Quarterly statistical balance sheet of insurance corporations – Luxembourg entity | |||
| BCL | |||
| KS | |||
| yes | |||
| BCL report for insurances | |||
| S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn | |||
|- style="vertical-align:bottom;" | |||
| Insurance Corporations | |||
| S0219-L | |||
| n/a | |||
| Information on valuation effects on the balance sheet of insurance corporations | |||
| BCL | |||
| KS | |||
| yes | |||
| BCL report for insurances | |||
| S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Insurance Corporations | |||
| S0403-L | |||
| n/a | |||
| Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity | |||
| BCL | |||
| KS | |||
| yes | |||
| BCL report for insurances | |||
| S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn | |||
|- style="vertical-align:bottom;" | |||
| Insurance Corporations | |||
| TPTASS | |||
| n/a | |||
| Monthly Security by security reporting of insurance corporations | |||
| BCL | |||
| KS | |||
| yes | |||
| BCL report for insurances | |||
| TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| SHSGRP | |||
| SHSGRP | |||
| «SHS-Group» report:<br /> Statistics on holdings of securities by reporting banking groups | |||
| BCL | |||
| KS | |||
| no | |||
| BCL SHS | |||
| SHSGRP_201709_LUB00999_20171206_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| S0001 | |||
| S0.1 | |||
| Daily deposit | |||
| BCL | |||
| KS | |||
| no | |||
| BCL statistics | |||
| S0001_L2_20130616_B000000999_B000000999_20130617_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| S0101 | |||
| S1.1 | |||
| Monthly statistical balance sheet | |||
| BCL | |||
| KS | |||
| no | |||
| BCL statistics | |||
| S0101_L6_202407_B000000999_B000000999_20240812_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| S0104 | |||
| S1.4 | |||
| Adjustments due to valuation effects| | |||
| BCL | |||
| KS | |||
| yes | |||
| BCL statistics | |||
| S0104_L3_202407_B000000999_B000000999_20240812_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| S0105 | |||
| S1.5 | |||
| Information on interest rates in EUR | |||
| BCL | |||
| KS | |||
| yes | |||
| BCL statistics | |||
| S0105_L4_202407_B000000999_B000000999_20240808_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| S0108 | |||
| S1.8 | |||
| Information on securititation<br /> transactions launched<br /> by credit institutions | |||
| BCL | |||
| KS | |||
| yes | |||
| BCL statistics | |||
| S0108_L2_202407_B000000999_B000000999_20240812_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| S0109 | |||
| S1.9 | |||
| Information on CNY (renmibi) operations | |||
| BCL | |||
| KS | |||
| yes | |||
| BCL statistics | |||
| S0109_L0_202407_B000000999_B000000999_20240808_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| S0205-L | |||
| S2.5-L | |||
| Quarterly statistical balance sheet | |||
| BCL | |||
| KS | |||
| no | |||
| BCL statistics | |||
| S0205-L_L0_202403_B000000999_B000000999_20240813_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| S0205-N | |||
| S2.5-N | |||
| Quarterly statistical balance sheet<br /> of credit institutions -<br /> Luxembourg entity and its branches | |||
| BCL | |||
| KS | |||
| no | |||
| BCL statistics | |||
| S0205-N_L0_202403_B000000999_B000000999_20240813_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| S0208 | |||
| S2.8 | |||
| Real estate loans for<br /> Lxuembourg buildings | |||
| BCL | |||
| KS | |||
| no | |||
| BCL statistics | |||
| S0208_L0_202407_B000000999_B000000999_20240808_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| S0209-L | |||
| S2.9-L | |||
| Staff report -<br /> Luxembourg entity | |||
| BCL | |||
| KS | |||
| no | |||
| BCL statistics | |||
| S0209-L_L0_202403_B000000999_B000000999_20240813_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| S0209-N | |||
| S2.9-N | |||
| Staff report -<br /> Luxembourg entity and its branches | |||
| BCL | |||
| KS | |||
| no | |||
| BCL statistics | |||
| S0209-N_L0_202403_B000000999_B000000999_20240813_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| S0302 | |||
| S3.2 | |||
| Non balance sheet information | |||
| BCL | |||
| KS | |||
| no | |||
| BCL statistics | |||
| S0302_L0_202407_B000000999_B000000999_20240808_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Professionals of the Financial Sector (PFS) | |||
| COFREP | |||
| SCOREP<br /> SLAREX<br /> SLCRXX<br /> SNSFRX<br /> CCOREP<br /> CLAREX<br /> CLCRXX<br /> CNSFRS<br /> CAEXXX<br /> SAEXXX<br /> CALMXX<br /> SALMXX<br /> SRESOL | |||
| (-) SCOREP: SSOLV, SIPLO, SLEVDA<br /> (-) SLAREX: SLAREX<br /> (-) SLCRXX: SLCR<br /> (-) SNSFRX: SNSFR<br /> (-) CCOREP: CSOLV, CIPLO, CLEVDA<br /> (-) CLAREX: CLAREX<br /> (-) CLCRXX: CLCR<br /> (-) CNSFRS: CNSFR<br /> (-) CAEXXX: tbd<br /> (-) SAEXXX: tbd<br /> (-) CALMXX: CALMM<br /> (-) SALMXX: SALMM<br /> (-) SRESOL: SRESOL | |||
| CSSF | |||
| KS | |||
| no | |||
| COREP report | |||
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl<br /> COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip<br /> COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip<br /> CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| COFREP | |||
| SCOREP<br /> SLAREX<br /> SLCRXX<br /> SNSFRX<br /> SALMXX<br /> CCOREP<br /> CLAREX<br /> CLCRXX<br /> CNSFRX<br /> CALMXX<br /> CFINRP<br /> SFINRP<br /> CAEXXX<br /> SAEXXX<br /> CFPXXX<br /> SFPXXX<br /> CSBPXX<br /> SSBPXX<br /> CSBPIM<br /> SSBPIM<br /> CLCRDA<br /> SLCRDA<br /> SRESOL<br /> SFRTBX<br /> CFRTBX<br /> CGSIIX<br /> MRDECI<br /> SMRTLA<br /> CMRTLA<br /> | |||
| (-) SCOREP: SSOLV, SIPLO, SLEVR<br /> (-) SLAREX: SLAREX<br /> (-) SLCRXX: SLCR<br /> (-) SNSFRX: SNSFR<br /> (-) SALMXX: SALM<br /> (-) CCOREP: CSOLV, IPLO, CLEVR<br /> (-) CLAREX: CLAREX<br /> (-) CLCRXX: CLCR<br /> (-) CNSFRX: CNSFR<br /> (-) CALMXX: CALMM<br /> (-) CFINRP: CFINRP<br /> (-) SFINRP: SFINRP<br /> (-) CAEXXX: CAE<br /> (-) SAEXXX: SAE<br /> (-) CFPXXX: CFP<br /> (-) SFPXXX: SFP<br /> (-) CSBPXX: CSBP<br /> (-) SSBPXX: SSBP<br /> (-) CSBPIM: CSBPIM<br /> (-) SSBPIM: SSBPIM<br /> (-) CLCRDA: CLCRDA<br /> (-) SLCRDA: SLCRDA<br /> (-) SRESOL: SRESOL | |||
| CSSF | |||
| KS | |||
| no | |||
| COREP report | |||
| COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl<br /> COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip<br /> COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip<br /> CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip | |||
|- | |- | ||
|| | | style="vertical-align:bottom;" | Credit Institutions | ||
|| | | style="vertical-align:bottom;" | DOCREP | ||
|| | | style="vertical-align:bottom;" | AC | ||
||CSSF | | Audit Report on AML/CTF | ||
|| | | style="vertical-align:bottom;" | CSSF | ||
|| | | style="vertical-align:bottom;" | KS | ||
|| | | style="vertical-align:bottom;" | no | ||
|| | | style="vertical-align:bottom;" | Credit institution reporting | ||
|| | | style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf<br /> | ||
|| | |- style="background-color:#CAEDFB;" | ||
|| | | style="vertical-align:bottom;" | Credit Institutions | ||
|| | | style="vertical-align:bottom;" | DOCREP | ||
| style="vertical-align:bottom;" | AD | |||
| Circ. 18/697 annexe1 | |||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Credit institution reporting | |||
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| DOCREP | |||
| AR | |||
| Annual Report | |||
| CSSF | |||
| KS | |||
| no | |||
| Credit institution reporting | |||
| DOCREP-B00000998-00000000-0000-2009-12-31-AR-EN-0000.pdf | |||
|- style="background-color:#CAEDFB;" | |||
| style="vertical-align:bottom;" | Credit Institutions | |||
| style="vertical-align:bottom;" | DOCREP | |||
| style="vertical-align:bottom;" | AS | |||
| Annual report consolidated | |||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Credit institution reporting | |||
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-AS-EN-0000.pdf | |||
|- | |- | ||
|| | | style="vertical-align:bottom;" | Credit Institutions | ||
|| | | style="vertical-align:bottom;" | DOCREP | ||
|| | | style="vertical-align:bottom;" | BD | ||
||CSSF | | AC Member List | ||
|| | | style="vertical-align:bottom;" | CSSF | ||
|| | | style="vertical-align:bottom;" | KS | ||
|| | | style="vertical-align:bottom;" | no | ||
|| | | style="vertical-align:bottom;" | Credit institution reporting | ||
|| | | style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf | ||
|| | |- style="vertical-align:bottom; background-color:#CAEDFB;" | ||
|| | | Credit Institutions | ||
|| | | DOCREP | ||
| CO | |||
| Compliance Report | |||
| CSSF | |||
| KS | |||
| no | |||
| Credit institution reporting | |||
| DOCREP-B00000998-00000000-0000-2009-12-31-CO-EN-0000.pdf<br /> | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| DOCREP | |||
| GR | |||
| Governance Report | |||
| CSSF | |||
| KS | |||
| no | |||
| Credit institution reporting | |||
| DOCREP-B00000998-00000000-0000-2009-12-31-GR-EN-0000.pdf<br /> | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| DOCREP | |||
| IA | |||
| Internal Audit Report | |||
| CSSF | |||
| KS | |||
| no | |||
| Credit institution reporting | |||
| DOCREP-B00000998-00000000-0000-2009-12-31-IA-EN-0000.pdf<br /> | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| DOCREP | |||
| IC | |||
| ICAAP | |||
| CSSF | |||
| KS | |||
| no | |||
| Credit institution reporting | |||
| DOCREP-B00000998-00000000-0000-2009-12-31-IC-EN-0000.pdf<br /> | |||
|- style="background-color:#CAEDFB;" | |||
| style="vertical-align:bottom;" | Credit Institutions | |||
| style="vertical-align:bottom;" | DOCREP | |||
| style="vertical-align:bottom;" | ID | |||
| ICAAP Consolidated | |||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Credit institution reporting | |||
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-ID-EN-0000.pdf | |||
|- | |- | ||
|| | | style="vertical-align:bottom;" | Credit Institutions | ||
|| | | style="vertical-align:bottom;" | DOCREP | ||
|| | | style="vertical-align:bottom;" | IL | ||
||CSSF | | ILAAP | ||
|| | | style="vertical-align:bottom;" | CSSF | ||
| | | style="vertical-align:bottom;" | KS | ||
|| | | style="vertical-align:bottom;" | no | ||
|| | | style="vertical-align:bottom;" | Credit institution reporting | ||
|| | | style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf<br /> | ||
|| | |- style="background-color:#CAEDFB;" | ||
|| | | style="vertical-align:bottom;" | Credit Institutions | ||
| | | style="vertical-align:bottom;" | DOCREP | ||
| style="vertical-align:bottom;" | IM | |||
| ILAAP Consolidated | |||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Credit institution reporting | |||
| DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf<br /> | |||
|- | |- | ||
|| | | style="vertical-align:bottom;" | Credit Institutions | ||
|| | | style="vertical-align:bottom;" | DOCREP | ||
|| | | style="vertical-align:bottom;" | LC | ||
||CSSF | | Long Form Consolidated | ||
|| | | style="vertical-align:bottom;" | CSSF | ||
|| | | style="vertical-align:bottom;" | KS | ||
|| | | style="vertical-align:bottom;" | no | ||
|| | | style="vertical-align:bottom;" | Credit institution reporting | ||
|| | | style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-LC-EN-0000.pdf<br /> | ||
|| | |- style="background-color:#CAEDFB;" | ||
|| | | style="vertical-align:bottom;" | Credit Institutions | ||
|| | | style="vertical-align:bottom;" | DOCREP | ||
| style="vertical-align:bottom;" | LD | |||
| Long Form Branch or Specific Participation | |||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Credit institution reporting | |||
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-LD-EN-0000.pdf<br /> | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| DOCREP | |||
| LF | |||
| Long Form Report | |||
| CSSF | |||
| KS | |||
| no | |||
| Credit institution reporting | |||
| DOCREP-B00000998-00000000-0000-2009-12-31-LF-EN-0000.pdf<br /> | |||
|- style="background-color:#CAEDFB;" | |||
| style="vertical-align:bottom;" | Credit Institutions | |||
| style="vertical-align:bottom;" | DOCREP | |||
| style="vertical-align:bottom;" | LG | |||
| Reconciliation LuxGAAP FINREP | |||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Credit institution reporting | |||
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf<br /> | |||
|- | |- | ||
|| | | style="vertical-align:bottom;" | Credit Institutions | ||
|| | | style="vertical-align:bottom;" | DOCREP | ||
|| | | style="vertical-align:bottom;" | MC | ||
|| | | Management Letter Consolidated | ||
|| | | style="vertical-align:bottom;" | CSSF | ||
|| | | style="vertical-align:bottom;" | KS | ||
|| | | style="vertical-align:bottom;" | no | ||
|| | | style="vertical-align:bottom;" | Credit institution reporting | ||
|| | | style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-MC-EN-0000.pdf<br /> | ||
|| | |- style="background-color:#CAEDFB;" | ||
|| | | style="vertical-align:bottom;" | Credit Institutions | ||
||< | | style="vertical-align:bottom;" | DOCREP | ||
| style="vertical-align:bottom;" | MF | |||
| Audit report on rules of conduct | |||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Credit institution reporting | |||
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf<br /> | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| DOCREP | |||
| ML | |||
| Management Letter | |||
| CSSF | |||
| KS | |||
| no | |||
| Credit institution reporting | |||
| DOCREP-B00000998-00000000-0000-2009-12-31-ML-EN-0000.pdf<br /> | |||
|- style="background-color:#CAEDFB;" | |||
| style="vertical-align:bottom;" | Credit Institutions | |||
| style="vertical-align:bottom;" | DOCREP | |||
| style="vertical-align:bottom;" | MM | |||
| Head quarter annual report | |||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Credit institution reporting | |||
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf<br /> | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| DOCREP | |||
| RC | |||
| Risk Control Report | |||
| CSSF | |||
| KS | |||
| no | |||
| Credit institution reporting | |||
| DOCREP-B00000998-00000000-0000-2009-12-31-RC-EN-0000.pdf<br /> | |||
|- style="background-color:#CAEDFB;" | |||
| style="vertical-align:bottom;" | Credit Institutions | |||
| style="vertical-align:bottom;" | DOCREP | |||
| style="vertical-align:bottom;" | RE | |||
| Report on out-of-court complaint resolution | |||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Credit institution reporting | |||
| DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf<br /> | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| DOCREP | |||
| RP | |||
| Recovery Plan | |||
| CSSF | |||
| KS | |||
| no | |||
| Credit institution reporting | |||
| DOCREP-B00000998-00000000-0000-2009-12-31-RP-EN-0000.pdf<br /> | |||
|- style="background-color:#CAEDFB;" | |||
| style="vertical-align:bottom;" | Credit Institutions | |||
| style="vertical-align:bottom;" | DOCREP | |||
| style="vertical-align:bottom;" | RR | |||
| Results Distribution | |||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Credit institution reporting | |||
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf<br /> | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| DOCREP | |||
| SC | |||
| Single Customer View | |||
| CSSF | |||
| KS | |||
| no | |||
| Credit institution reporting | |||
| DOCREP-B00000998-00000000-0000-2009-12-31-SC-EN-0000.pdf<br /> | |||
|- style="background-color:#CAEDFB;" | |||
| style="vertical-align:bottom;" | Credit Institutions | |||
| style="vertical-align:bottom;" | DOCREP | |||
| style="vertical-align:bottom;" | TR | |||
| Table on out-of-court complaint resolution | |||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Credit institution reporting | |||
| style="vertical-align:bottom;" | DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf<br /> | |||
|- style="vertical-align:bottom;" | |||
| Financial Institutions - Common Reporting Standard (CRS) | |||
| CRS | |||
| CRS | |||
| Automatic exchange of<br /> financial account information<br /> on a global level | |||
| ACD | |||
| KS | |||
| yes | |||
| CRS report | |||
| CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| ESPREP | |||
| BRA | |||
| Quarterly reporting on the<br /> financial health of the branches<br /> parent entities | |||
| CSSF | |||
| KS | |||
| no | |||
| CSSF enquiry | |||
| ESPREP-B0999-2024-06-BRA.xlsx | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| ESPREP | |||
| DEP | |||
| Residential credit deposits | |||
| CSSF | |||
| KS | |||
| no | |||
| CSSF enquiry | |||
| ESPREP-B0999-2024-06-DEP.xlsx | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| DCOR | |||
| n/a | |||
| Reporting Entity<br /> B: Credit institution | |||
| CSSF | |||
| S3 | |||
| no | |||
| CSSF enquiry | |||
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json | |||
|- style="vertical-align:bottom;" | |||
| Professionals of the Financial Sector (PFS) | |||
| DCOR | |||
| n/a | |||
| Reporting Entity<br /> P: PFS | |||
| CSSF | |||
| S3 | |||
| no | |||
| CSSF enquiry | |||
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| ESPREP | |||
| RES | |||
| Residential real estate market | |||
| CSSF | |||
| KS | |||
| no | |||
| CSSF enquiry | |||
| ESPREP-B0999-2024-06-RES.xlsx | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| ESPREP | |||
| STT | |||
| Stress test in order to assess<br /> the interest rate risk<br /> arising from non-trading<br /> book activities | |||
| CSSF | |||
| KS | |||
| no | |||
| CSSF enquiry | |||
| ESPREP-B0999-2008-06-STT.xls | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0101 | |||
| V1.1 | |||
| Customer transfers | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0101_L2_201601_W000000003_B000000999_20160201_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0110 | |||
| V1.10 | |||
| Stock taking of payment accounts in bank money | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0110_L0_202407_Z000000999_Z000000999_20240808_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V01100 | |||
| V1.100 | |||
| Payment services provided by e-money institutions and payment institutions without the provision of payment accounts | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V01100_L0_202407_Z000000999_Z000000999_20240808_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0111 | |||
| V1.11 | |||
| OTC cash transactions | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0111_L0_202407_Z000000999_Z000000999_20240808_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V01110 | |||
| V1.110 | |||
| Payment initiation services (payments) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V01110_L0_202407_Z000000999_Z000000999_20240808_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V01110-F | |||
| V1.110-F | |||
| Payment initiation services (Fraud) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V01110-F_L0_202405_B000000999_B000000999_20240812_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0112 | |||
| V1.12 | |||
| Transactions via telecommunication, digital or IT device | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0112_L0_202309_B000000099_B000000099_20240809_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0113 | |||
| V1.13 | |||
| Credits to the accounts by simple book entry | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0113_L0_202309_B000000099_B000000099_20240809_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0114 | |||
| V1.14 | |||
| Debits from the account by simple book entry | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0114_L0_202309_B000000099_B000000099_20240809_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0102 | |||
| V1.2 | |||
| Interbank transfers | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0102_L0_202309_B000000099_B000000099_20240809_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0120 | |||
| V1.20 | |||
| Customer Credit transfers sent (payments) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0120_L0_202309_B000000099_B000000099_20240809_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0120-F | |||
| V120-F | |||
| Customer Credit transfers sent (Fraud) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0120-F_L0_202405_B000000999_B000000999_20240806_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V01200 | |||
| V1.200 | |||
| Stock of issued payment cards | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V01200_L0_202407_B000000999_B000000999_20240813_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V01201 | |||
| V1.201 | |||
| Stock of distributed payment cards | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V01201_L0_202407_B000000099_B000000099_20240820_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0121 | |||
| V1.21 | |||
| Customer credit transfers received | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0121_L0_202201_B000000999_B000000999_20230421_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V01210 | |||
| V1.210 | |||
| Stock of terminals by terminal type | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V01210_L0_202407_B000000099_B000000099_20240809_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V01220 | |||
| V1.220 | |||
| Stock of accounts (except e-money accounts) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V01220_L0_202206_W000000099_W000000099_20240613_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V01221 | |||
| V1.221 | |||
| Stock of e-money accounts | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V01221_L0_202407_B000000999_B000000999_20240806_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V01222 | |||
| V1.222 | |||
| Stock of accessed accounts - account information services (AIS) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V01222_L0_202407_B000000999_B000000999_20240814_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V01230 | |||
| V1.230 | |||
| Number of customers | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V01230_L0_202407_B000000999_B000000999_20240809_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0103 | |||
| V1.3 | |||
| Domiciliations | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0130_L0_202407_B000000099_B000000099_20240809_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0130 | |||
| V1.30 | |||
| Direct debits - reporting as creditor's PSP (payments) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0103_L0_202407_B000000099_B000000099_20240809_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V01300-F | |||
| V1.300-F | |||
| Losses due to fraud per liability bearer | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V01300-F_L0_202405_B000000999_B000000999_20240809_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0130-F | |||
| V1.30-F | |||
| Direct debits - reporting as creditor's PSP (fraud) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0130-F_L0_202403_B000000999_B000000999_20240412_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0131 | |||
| V1.31 | |||
| Direct debits - reporting as debtor's PSP | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0131_L0_202407_B000000099_B000000099_20240820_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0104 | |||
| V1.4 | |||
| Inventory cards / terminals | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0104_L0_202407_B000000999_B000000999_20240813_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0140 | |||
| V1.40 | |||
| SEPA R-transactions | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0140_L0_202407_B000000999_B000000999_20240813_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0141 | |||
| V1.41 | |||
| Interbank payment transactions | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0141_L0_202407_B000000999_B000000999_20240731_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0142 | |||
| V1.42 | |||
| Intermediated payment transactions | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0142_L0_202407_B000000999_B000000999_20240813_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0105 | |||
| V1.5 | |||
| Card transactiosn (Issuing part) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0105_L0_202405_B000000099_B000000099_20240820_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0150 | |||
| V1.50 | |||
| Card transactions with cards issued by resident PSPs (payments) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0150_L0_202405_B000000099_B000000099_20240820_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0150-F | |||
| V1.50-F | |||
| Card transactions with cards issued by resident PSPs (fraud) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0150-F_L0_202405_B000000099_B000000099_20240820_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0151 | |||
| V1.51 | |||
| Electronic card transactions with cards issued by resident PSPs, split by Merchant Category Codes (MCC) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0151_L0_202407_B000000999_B000000999_20240813_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0152 | |||
| V1.52 | |||
| Card transactions acquired by resident PSPs (payments) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0152_L0_202405_B000000999_B000000999_20240802_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0152F | |||
| V1.52F | |||
| Card transactions acquired by resident PSPs (Fraud) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0152-F_L0_202405_B000000999_B000000999_20240802_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0153 | |||
| V1.53 | |||
| Fundings and withdrawals related to prepaid cards | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0153_L0_202407_B000000999_B000000999_20240812_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0106 | |||
| V1.6 | |||
| Card transactiosn (Acquiring part) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0106_L0_202405_B000000999_B000000999_20240809_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0160 | |||
| V1.60 | |||
| Cheques and money remittances (payments) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0160_L0_202405_B000000999_B000000999_20240809_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0160-F | |||
| V1.60-F | |||
| Cheques and money remittances (Fraud) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0160-F_L0_202405_B000000999_B000000999_20240809_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0107 | |||
| V1.7 | |||
| Cheques and money orders | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0107_L0_202405_B000000999_B000000999_20240809_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0170 | |||
| V1.70 | |||
| Over-the-counter (OTC) cash transactions | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0170_L0_202405_B000000999_B000000999_20240809_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0108 | |||
| V1.8 | |||
| Electronic money scheme | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0108_L0_202405_B000000999_B000000999_20240809_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0180 | |||
| V1.80 | |||
| Book entries | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0180_L0_202405_B000000999_B000000999_20240809_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0109 | |||
| V1.9 | |||
| Card based e-money schemes | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0109_L0_202405_B000000999_B000000999_20240809_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0190 | |||
| V1.90 | |||
| Fundings and withdrawals in e-money (except prepaid cards) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0190_L0_202405_B000000999_B000000999_20240809_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0191 | |||
| V1.91 | |||
| E-money transfers (payments) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0191_L0_202405_B000000999_B000000999_20240809_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions/Electronic Money Institutions | |||
| V0191-F | |||
| V1.91-F | |||
| E-money transfers (Fraud) | |||
| BCL | |||
| KS | |||
| no | |||
| Data payment collection (CDP) | |||
| V0191-F_L0_202405_B000000999_B000000999_20240809_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| ESPREP | |||
| DCO | |||
| Fonds de garantie<br /> des dépôts Luxembourg<br /> (FGDL) | |||
| CSSF | |||
| KS | |||
| no | |||
| DCOR reporting | |||
| DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json<br /> DCOR-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions | |||
| EDPREP | |||
| Z1.1 | |||
| Balance sheet | |||
| CSSF | |||
| KS | |||
| no | |||
| EDP report | |||
| EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions | |||
| EDPREP | |||
| Z1.2 | |||
| Identification of third-party<br /> funds held and incorporated in the balance sheet | |||
| CSSF | |||
| KS | |||
| no | |||
| EDP report | |||
| EDPREP-Z9999-2011-03-Z12-L0-L-N--.xls | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Payment Institutions | |||
| EDPREP | |||
| Z1.4 | |||
| Capital adequacy of<br /> payment institutions | |||
| CSSF | |||
| KS | |||
| no | |||
| EDP report | |||
| EDPREP-Z9999-2011-03-Z14-L0-L-N--.xls | |||
|- style="vertical-align:bottom;" | |||
| Payment Institutions | |||
| EDPREP | |||
| Z2.1 | |||
| Profit and loss accoount | |||
| CSSF | |||
| KS | |||
| no | |||
| EDP report | |||
| EDPREP-Z9999-2011-03-Z21-L0-L-N--.xls | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Electronic Money Institutions | |||
| EMEREP | |||
| W1.1 | |||
| Balance sheet | |||
| CSSF | |||
| KS | |||
| no | |||
| EME report | |||
| EMEREP-W9999-2011-03-W11-L0-L-N--.xls | |||
|- style="vertical-align:bottom;" | |||
| Electronic Money Institutions | |||
| EMEREP | |||
| W1.2 | |||
| Identification of third-party<br /> funds held and incorporated<br /> in the balance sheet | |||
| CSSF | |||
| KS | |||
| no | |||
| EME report | |||
| EMEREP-W9999-2011-03-W12-L0-L-N--.xls | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Electronic Money Institutions | |||
| EMEREP | |||
| W1.3 | |||
| Statement of<br /> authorised reinvestments | |||
| CSSF | |||
| KS | |||
| no | |||
| EME report | |||
| EMEREP-W9999-2011-03-W13-L0-L-N--.xls | |||
|- style="vertical-align:bottom;" | |||
| Electronic Money Institutions | |||
| EMEREP | |||
| W1.4 | |||
| Capital adequacy of<br /> electronic money institutions | |||
| CSSF | |||
| KS | |||
| no | |||
| EME report | |||
| EMEREP-W9999-2011-03-W14-L0-L-N--.xls | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Electronic Money Institutions | |||
| EMEREP | |||
| W2.1 | |||
| Profit and loss account | |||
| CSSF | |||
| KS | |||
| no | |||
| EME report | |||
| EMEREP-W9999-2011-03-W21-L0-L-N--.xls | |||
|- style="vertical-align:bottom;" | |||
| Electronic Money Institutions | |||
| EMEREP | |||
| W4.5 | |||
| Analysis of shareholdings | |||
| CSSF | |||
| KS | |||
| no | |||
| EME report | |||
| EMEREP-W9999-2011-03-W45-L0-L-N--.xls | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Financial Institutions - Foreign Account Tax Compliance Act (FATCA) | |||
| FATCA | |||
| FATCA | |||
| Foreign Account Tax Compliance Act Reporting | |||
| ACD | |||
| KS | |||
| yes | |||
| FATCA sending | |||
| FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml | |||
|- | |- | ||
|| | | style="vertical-align:bottom;" | Management Companies | ||
|| | | style="vertical-align:bottom;" | DOCREP | ||
|| | | style="vertical-align:bottom;" | (-) LE | ||
||CSSF | | (-) Letter of explanation (LE)<br /> | ||
|| | | style="vertical-align:bottom;" | CSSF | ||
|| | | style="vertical-align:bottom;" | KS | ||
|| | | style="vertical-align:bottom;" | no | ||
|| | | style="vertical-align:bottom;" | Fin. Rep. of GFI | ||
| | | style="vertical-align:bottom;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br /> DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br /> DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br /> DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br /> DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br /> DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br /> no naming convention<br /> no naming convention<br /> no naming convention | ||
|- style="background-color:#CAEDFB;" | |||
|| | | style="vertical-align:bottom;" | Management Companies | ||
| | | style="vertical-align:bottom;" | DOCREP | ||
| | | style="vertical-align:bottom;" | AR | ||
</ | | Annual report of Investment fund managers (IFM) (EN)<br /> Gestionnaires des fonds d'investissement (GFI) (FR) | ||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Fin. Rep. of GFI | |||
| style="vertical-align:bottom;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br /> DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br /> DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br /> DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br /> DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf<br /> DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br /> no naming convention<br /> no naming convention<br /> no naming convention | |||
= | |- style="vertical-align:bottom;" | ||
| Credit Institutions | |||
| FRCREP | |||
| B2.4 | |||
| Information on participating interest<br /> and subordinated loans | |||
| CSSF | |||
| KS | |||
| no | |||
| FINREP report | |||
| FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML<br /> FRCREP-B9999-2007-12-B24-L2-L-N--.zip | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| FRCREP | |||
| B2.5 | |||
| Information on staff costs and taxes<br /> and subordinated loans | |||
| CSSF | |||
| KS | |||
| no | |||
| FINREP report | |||
| | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| CFEREP | |||
| LCRDA | |||
| LCRDAX | |||
| CSSF | |||
| S3 | |||
| no | |||
| FINREP report | |||
| CFEREP-B00000999-2024-08-LCRDAX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Financial Companies | |||
| S0216 | |||
| S2.16 | |||
| Quarterly statistical balance of Financial Companies | |||
| BCL | |||
| KS | |||
| yes | |||
| Issuing companies reporting | |||
| S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml<br /> | |||
|- style="vertical-align:bottom;" | |||
| Financial Companies | |||
| S0217 | |||
| S2.17 | |||
| Transactions of Financial Companies | |||
| BCL | |||
| KS | |||
| yes | |||
| Issuing companies reporting | |||
| S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Investment Funds | |||
| DOCREP | |||
| KI | |||
| Key Investor Information Document<br /> (-) O: OPC Law 2010 and Loi 2007<br /> (-) K: SICAR<br /> (-) V: non-reglem. | |||
| CSSF | |||
| KS | |||
| no | |||
| Key investor document | |||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf<br /> DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf | |||
|- | |- | ||
| style="vertical-align:bottom;" | Investment Funds | |||
| style="vertical-align:bottom;" | DOCREP | |||
| style="vertical-align:bottom;" | LF | |||
| Long Form reports (UCI Law 2010) | |||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Long forms CSSF 09/423 | |||
| style="vertical-align:bottom;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Management Companies | |||
| | | SGOREP | ||
| G21 | |||
| (-) SG 1A: Financial situation<br /> (-) SG 1B: Profit and loss account<br /> (-) SG 1C: Table relating to other activities<br /> (-) SG 2: Other activities<br /> (-) SG: Personnel Table relating to staff | |||
| CSSF | |||
| KS | |||
| no | |||
| Management company report | |||
| SGOREP-S9999-2009-03-G21-L2-S-N--.xls | |||
|- | |- | ||
|| | | style="vertical-align:bottom;" | Investment Funds | ||
|| | | style="vertical-align:bottom;" | DOCREP | ||
|| | | style="vertical-align:bottom;" | ML | ||
||BCL | | Management letters<br /> (-) O: OPC Law 2010<br /> (-) O: Law 2007<br /> (-) K: SICAR | ||
|| | | style="vertical-align:bottom;" | CSSF | ||
|| | | style="vertical-align:bottom;" | KS | ||
|| | | style="vertical-align:bottom;" | no | ||
|| | | style="vertical-align:bottom;" | Management letters CSSF 09/423 | ||
|| | | style="vertical-align:bottom;" | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR) | ||
|| | |- style="background-color:#CAEDFB;" | ||
||< | | style="vertical-align:bottom;" | Investment Funds | ||
| style="vertical-align:bottom;" | DOCREP | |||
| style="vertical-align:bottom;" | ML | |||
| Management letters of Investment fund managers (IFM) (EN)<br /> Gestionnaires des fonds d'investissement (GFI) (FR) | |||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Management letters of GFI | |||
| style="vertical-align:bottom;" | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf | |||
|- style="vertical-align:bottom;" | |||
| Investment Funds | |||
| DOCREP | |||
| AI | |||
| Articles of Incorporation of UCITS<br /> (-) O: UCI Law 2010<br /> (-) O: UCI Law 2007<br /> (-) K: SICAR | |||
| CSSF | |||
| KS | |||
| no | |||
| Management regulation/status | |||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR) | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Investment Funds | |||
| DOCREP | |||
| MR | |||
| Management Regulations of UCITS<br /> (-) O: OPC Law 2010<br /> (-) O: Law 2007 | |||
| CSSF | |||
| KS | |||
| no | |||
| Management regulation/status | |||
| DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR) | |||
|- style="vertical-align:bottom;" | |||
| MiFID II / MiFIR | |||
| TAFREP | |||
| TAF | |||
| Article 26 of Regulation<br /> No 600/2014:<br /> Obligation to report transactions<br /> (Markets in financial instruments => MiFIR) | |||
| CSSF | |||
| KS | |||
| no | |||
| Mifir reporting | |||
| TAFREP-B00000001-2017-04-15-123456.xml | |||
|- style="background-color:#CAEDFB;" | |||
| style="vertical-align:bottom;" | Management Companies | |||
| style="vertical-align:bottom;" | DOCREP | |||
| (-) GR<br /> (-) ID<br /> (-) FC<br /> (-) IA<br /> (-) TP<br /> (-) LP<br /> (-) PG<br /> (-) OG<br /> (-) TM<br /> (-) RD<br /> (-) AS<br /> (-) FP<br /> (-) PN | |||
| Investment fund managers (IFM):<br /> (-) Risk management function(GR)<br /> (-) OPCVM instruments information (ID)<br /> (-) Compliance Function (FC)<br /> (-) Internal audit function report (IA)<br /> (-) Complaints handling (TP)<br /> (-) Authorized third party complaints (LP)<br /> (-) Risk Management Procedure (PG)<br /> (-) Organization chart (OG)<br /> (-) Mandates table (TM)<br /> (-) Delegates of RFI (RD)<br /> (-) Branch activity (AS)<br /> (-) Own funds ratio (FP)<br /> (-) Risk management procedure AIFM (PN)<br /> | |||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Other closing documents of GFI | |||
| style="vertical-align:bottom;" | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG)<br /> | |||
|- style="vertical-align:bottom;" | |||
| Other reporting CSSF BCL | |||
| OTHREP | |||
| OTH | |||
| Other reporting | |||
| CSSF | |||
| KS | |||
| no | |||
| OTHER reporting<br /> (=> CSSF) | |||
| OTHREP-B9999-HELLO_WORLD.xlsx | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| BOP101 | |||
| BOP1.1 | |||
| Balance of payments reporting | |||
| BCL | |||
| KS | |||
| no | |||
| Payments balance | |||
| BOP101_20130616_B000000999_B000000999_20130617_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| BOP102 | |||
| BOP1.2 | |||
| Cross-border payments<br /> executed for the account<br /> of the resident counterparts | |||
| BCL | |||
| KS | |||
| no | |||
| Payments balance | |||
| BOP102_20240731_B000000999_B000000999_20240801_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Professionals of the Financial Sector (PFS) | |||
| PSFREP | |||
| (-) Basic reporting<br /> (-) Ad hoc reporting<br /> (-) Annual information | |||
| Reporting population:<br /> (-) Investment firms<br /> (-) Specialised PFS<br /> (-) Support PFS | |||
| CSSF | |||
| KS | |||
| no | |||
| PSF report | |||
| PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx | |||
|- style="vertical-align:bottom;" | |||
| Insurance Corporations | |||
| N01 (Comp); N02 (Comp); N03 (Comp);<br /> N04 (Comp); N05 (Réviseur); N06( Réviseur);<br /> N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12 (Réviseur) | |||
| n/a | |||
| Rapports narratifs | |||
| CAA | |||
| KS | |||
| no | |||
| Rapport narratif (CAA) (Companie) -<br /> Governance Re<br /> <br /> Rapport narratif (CAA) (Réviseur) -<br /> Governance Rep | |||
| N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| CSDREP | |||
| CSDR | |||
| Reporting CSDR:<br /> Introduction of quarterly internalised settlement reporting requirements<br /> pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR) | |||
| CSSF | |||
| KS | |||
| no | |||
| Reporting CSDR | |||
| CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| BNNNN | |||
| B4.4 | |||
| List of head offices, agencies,<br /> branches and representative offices | |||
| CSSF | |||
| KS | |||
| no | |||
| Reporting EDIFACT | |||
| B0001809.T01 | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Institutions for Occupational Retirement Provision | |||
| SUFREP | |||
| IORP | |||
| Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019 | |||
| CSSF | |||
| KS | |||
| no | |||
| Reporting IORP | |||
| SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip | |||
|- style="vertical-align:bottom;" | |||
| Money Market Funds (MMF) | |||
| MMFREP | |||
| MMF | |||
| • According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF must report information to the competent authority (CSSF) of the MMF, at least on a quarterly basis or - for MMF with assets under management of less than Eur 100 million - on at least an annual basis.<br /> • The first quarterly report should be sent to the competent authority of the MMF no later than 30 days after the end of Q1 2020. | |||
| CSSF | |||
| KS | |||
| no | |||
| Reporting Money Market Fund | |||
| MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip<br /> MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| S0112-L | |||
| S1.12-L | |||
| Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary | |||
| BCL | |||
| KS | |||
| no | |||
| Reporting S1.12-L | |||
| S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Financial Companies | |||
| TPTIBS | |||
| TPTIBS | |||
| Monthly security by security reporting of Financial Companies | |||
| BCL | |||
| KS | |||
| yes | |||
| Reporting securities by securities of issuing companies | |||
| TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Investment Funds | |||
| U11 | |||
| U1.1 | |||
| Monthly financial information UCITS and UCI | |||
| CSSF | |||
| KS | |||
| yes | |||
| Reporting U | |||
| U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| TPTBBL | |||
| TPTBBL | |||
| Security by security report–<br /> Balance sheet data–<br /> Luxembourg | |||
| BCL | |||
| KS | |||
| no | |||
| Security by security Banks | |||
| TPTBBL_L5_201804_B000000999_B000000999_20180617_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| TPTBBN | |||
| TPTBBN | |||
| Security by security report–<br /> Balance sheet data–<br /> Luxembourg | |||
| BCL | |||
| KS | |||
| no | |||
| Security by security Banks | |||
| TPTBBN_L5_201804_B000000999_B000000999_20180617_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Credit Institutions | |||
| TPTBHN | |||
| TPTBHN | |||
| Security by security report–<br /> Off-balance sheet data–<br /> Non-resident | |||
| BCL | |||
| KS | |||
| no | |||
| Security by security Banks | |||
| TPTBHN_L2_201804_B000000999_B000000999_20180617_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| TPTBHR | |||
| TPTBHR | |||
| Security by security report–<br /> Off-balance sheet data–<br /> Resident customers | |||
| BCL | |||
| KS | |||
| no | |||
| Security by security Banks | |||
| TPTBHR_L2_201804_B000000999_B000000999_20180617_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Investment Funds | |||
| SFDR | |||
| Periodical disclosures | |||
| Reporting Entity<br /> (-) O: UCI Law 2010<br /> (-) O: UCI Law 2007<br /> (-) K: SICAR<br /> (-) F: Pension Fund | |||
| CSSF | |||
| KS | |||
| no | |||
| SFDR Reporting | |||
| SFDR-ENNNNNNNN-TTTTT-YYYY-MM-DD-UUID.zip<br /> SFDR-O00000406-PERIO-2023-03-31-41c13c08-ef59-4183-870f-80d7a00c54e8 | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Investment Funds | |||
| SFDR | |||
| Precontractual disclosures | |||
| Reporting Entity<br /> (-) O: UCI Law 2010<br /> (-) O: UCI Law 2007<br /> (-) K: SICAR<br /> (-) F: Pension Fund | |||
| CSSF | |||
| KS | |||
| no | |||
| SFDR Reporting | |||
| SFDR-ENNNNNNNN-PRECO-UUID.zip<br /> SFDR-O00000406-PRECO-41c13c08-ef59-4183-870f-80d7a00c54e8.zip | |||
|- style="vertical-align:bottom;" | |||
| Investment Funds | |||
| SIC | |||
| K3.1 | |||
| Financial information to be submitted by investment companies in risk capital (SICARs) | |||
| CSSF | |||
| KS | |||
| no | |||
| Sicar reporting | |||
| SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Investment Funds | |||
| DOCREP | |||
| (-) AR<br /> (-) SR<br /> (-) LE<br /> (-) RO<br /> (-) PM | |||
| UCI Law 2010:<br /> (-) Annual Report (AR)<br /> (-) Semi-annual report (SR)<br /> (-) Letter of explanation (LE)<br /> (-) Other periodic report (RO)<br /> (-) Movements in the securities portfolios (MP) | |||
| CSSF | |||
| KS | |||
| no | |||
| SIF or SICAR : 08/371 FIS report<br /> UCI : 08/371 report | |||
| SIF:<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br /> SICAR:<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf<br /> UCI:<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf | |||
|- style="vertical-align:bottom;" | |||
| Insurance Corporations | |||
| S01; S02; S03; S04; S05;<br /> S06 (Réviseur); S07; S08;<br /> S09; S10; S11; S12; S13;<br /> S14; S15; S16; S17; S18;<br /> S19; S20; S23 | |||
| n/a | |||
| XBRL reports Solvency II | |||
| CAA | |||
| KS | |||
| no | |||
| Solvency II Reporting | |||
| S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Securitisation Vehicles | |||
| S0214 | |||
| S2.14 | |||
| Quarterly statistical balance | |||
| BCL | |||
| KS | |||
| yes | |||
| Titrisation vehicles | |||
| S0214_L1_201412_T000000999_T000123001_20150120_001.xml<br /> | |||
|- style="vertical-align:bottom;" | |||
| Securitisation Vehicles | |||
| S0215 | |||
| S2.15 | |||
| Transactions and write-offs/write-downs on securitised loans | |||
| BCL | |||
| KS | |||
| yes | |||
| Titrisation vehicles | |||
| S0215_L1_201412_T000000999_T000123001_20150120_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Securitisation Vehicles | |||
| TPTTBS | |||
| TPTTBS | |||
| Security by security reporting | |||
| BCL | |||
| KS | |||
| no | |||
| Titrisation vehicles | |||
| TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Alternative Investment Fund Managers (AIFM) | |||
| UCIAR | |||
| n/a | |||
| Reporting Entity<br /> A: Alternative Investment fund manager (AIFM) | |||
| CSSF | |||
| KS | |||
| no | |||
| UCIAR Reporting | |||
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| UCIAR | |||
| n/a | |||
| Reporting Entity<br /> B: Credit institution | |||
| CSSF | |||
| KS | |||
| no | |||
| UCIAR Reporting | |||
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip | |||
|- style="vertical-align:bottom;" | |||
| Investment Funds | |||
| UCIAR | |||
| n/a | |||
| Reporting Entity<br /> (-) O: UCI Law 2010<br /> (-) O: UCI Law 2007<br /> (-) K: SICAR | |||
| CSSF | |||
| KS | |||
| no | |||
| UCIAR Reporting | |||
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Management Companies | |||
| UCIAR | |||
| n/a | |||
| Reporting Entity<br /> S: Management company | |||
| CSSF | |||
| KS | |||
| no | |||
| UCIAR Reporting | |||
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip | |||
|- style="vertical-align:bottom;" | |||
| Professionals of the Financial Sector (PFS) | |||
| UCIAR | |||
| n/a | |||
| Reporting Entity<br /> (-) P: PFS<br /> (-) I: Support PFS | |||
| CSSF | |||
| S3 | |||
| no | |||
| UCIAR Reporting | |||
| UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Other reporting CSSF BCL | |||
| OTXREP | |||
| OTX | |||
| Various correspondence | |||
| BCL | |||
| KS | |||
| no | |||
| Various correspondence (OTH)<br /> (=> BCL -OTHER reporting) | |||
| OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls | |||
|- | |- | ||
|| | | style="vertical-align:bottom;" | Investment Funds | ||
|| | | style="vertical-align:bottom;" | DOCREP | ||
| | | (-) GR<br /> (-) ID<br /> (-) FC<br /> (-) IA<br /> (-) TP<br /> (-) LP<br /> (-) PG<br /> (-) OG<br /> (-) TM<br /> (-) RD<br /> (-) AS<br /> (-) FP<br /> (-) PN | ||
| Investment fund managers (IFM):<br /> (-) Risk management function(GR)<br /> (-) OPCVM instruments information (ID)<br /> (-) Compliance Function (FC)<br /> (-) Internal audit function report (IA)<br /> (-) Complaints handling (TP)<br /> (-) Authorized third party complaints (LP)<br /> (-) Risk Management Procedure (PG)<br /> (-) Organization chart (OG)<br /> (-) Mandates table (TM)<br /> (-) Delegates of RFI (RD)<br /> (-) Branch activity (AS)<br /> (-) Own funds ratio (FP)<br /> (-) Risk management procedure AIFM (PN) | |||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Other closing documents of GFI | |||
| style="vertical-align:bottom;" | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG)<br /> DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br /> DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs)<br /> DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG)<br /> DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG) | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| SPJ | |||
| 646REP<br /> 663REP<br /> 664REP | |||
| Notification and execution of court orders | |||
| SPJ | |||
| KS | |||
| no | |||
| - | |||
| | |||
| | |||
| | |||
|- | |||
|| | |||
|| | |||
|| | |||
< | |||
| | |||
| | |||
| | |||
| | |||
| | |||
| | |||
| | |||
|- | |- | ||
| style="vertical-align:bottom;" | Investment Funds | |||
| style="vertical-align:bottom;" | DOCREP | |||
| style="vertical-align:bottom;" | AR<br /> RO | |||
| Investment fund managers (IFM) (EN)<br /> Gestionnaires des fonds d'investissement (GFI)(FR)<br /> (-) Annual Report (AR)<br /> (-) Other periodic report (RO) | |||
| style="vertical-align:bottom;" | CSSF | |||
| style="vertical-align:bottom;" | KS | |||
| style="vertical-align:bottom;" | no | |||
| style="vertical-align:bottom;" | Fin. Rep. of GFI | |||
| style="vertical-align:bottom;" | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br /> DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf<br /> DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf<br /> DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Credit Institutions | |||
| CFEREP | |||
| ALM | |||
| ALMXXX | |||
| CSSF | |||
| S3 | |||
| no | |||
| - | |||
| | |||
|- style="vertical-align:bottom;" | |||
| Professionals of the Financial Sector (PFS) | |||
| DOCREP | |||
| LF | |||
| Long Form Report | |||
| CSSF | |||
| KS | |||
| no | |||
| | |||
| | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Management Companies | |||
| DOCREP | |||
| ML | |||
| Management letters of Investment fund managers (IFM) (EN)<br /> Gestionnaires des fonds d'investissement (GFI) (FR) | |||
| CSSF | |||
| KS | |||
| no | |||
| | |||
| | |||
|- style="vertical-align:bottom;" | |||
| Professionals of the Financial Sector (PFS) | |||
| DOCREP | |||
| ML | |||
| Management Letter | |||
| CSSF | |||
| KS | |||
| no | |||
| | |||
| | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Investment Funds | |||
| S0106 | |||
| S1.6 | |||
| Monthly statistical balance sheet for non-money market funds (non-MMF) | |||
| BCL | |||
| KS | |||
| yes | |||
| - | |||
| S0106_L1_202402_B000000999_NAF00000000000000_20240625_001.xml<br /> S0106_L1_202402_P000000999_O999990009_20240605_001.xml | |||
|- style="vertical-align:bottom;" | |||
| Investment Funds | |||
| S0213 | |||
| S2.13 | |||
| Quarterly statistical balance sheet for non-MMF investment funds | |||
| BCL | |||
| KS | |||
| yes | |||
| - | |||
| S0213_L1_202103_P000000999_O009990009_20240731_001.xml<br /> S0213_L1_202103_S000000999_O099990009_20240606_001.xml | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Insurance Corporations | |||
| CED | |||
| Source file reception from CAA | |||
| Etat de situation relatif aux contrats en déshérence | |||
| CAA | |||
| KS | |||
| no | |||
| - | |||
| | |||
|- style="vertical-align:bottom;" | |||
| Insurance Corporations | |||
| CPR | |||
| Source file reception from CAA | |||
| Compte rendu | |||
| CAA | |||
| KS | |||
| no | |||
| - | |||
| | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Insurance Corporations | |||
| ESP | |||
| Source file reception from CAA | |||
| Enquête spécifique | |||
| CAA | |||
| KS | |||
| no | |||
| - | |||
| | |||
|- style="vertical-align:bottom;" | |||
| Insurance Corporations | |||
| ETR | |||
| Source file reception from CAA | |||
| Etat trimestriel | |||
| CAA | |||
| KS | |||
| no | |||
| - | |||
| | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Insurance Corporations | |||
| FIR | |||
| Source file reception from CAA | |||
| Fiche de renseignement | |||
| CAA | |||
| KS | |||
| no | |||
| - | |||
| | |||
|- style="vertical-align:bottom;" | |||
| Insurance Corporations | |||
| PDA | |||
| Source file reception from CAA | |||
| Rapport PDAL (Procédure de Dissolution Administrative sans Liquidation) | |||
| CAA | |||
| KS | |||
| no | |||
| - | |||
| | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Insurance Corporations | |||
| RAC | |||
| Source file reception from CAA | |||
| Rapport actuariel | |||
| CAA | |||
| KS | |||
| no | |||
| - | |||
| | |||
|- style="vertical-align:bottom;" | |||
| Insurance Corporations | |||
| RDC | |||
| Source file reception from CAA | |||
| Rapport distinct complémentaire du réviseur | |||
| CAA | |||
| KS | |||
| no | |||
| - | |||
| | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Insurance Corporations | |||
| RDI | |||
| Source file reception from CAA | |||
| Rapport distinct du réviseur | |||
| CAA | |||
| KS | |||
| no | |||
| - | |||
| | |||
|- style="vertical-align:bottom;" | |||
| Insurance Corporations | |||
| RGO | |||
| Source file reception from CAA | |||
| Rapport de gouvernance | |||
| CAA | |||
| KS | |||
| no | |||
| - | |||
| | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Insurance Corporations | |||
| RLB | |||
| Source file reception from CAA | |||
| Rapport LBCFT | |||
| CAA | |||
| KS | |||
| no | |||
| - | |||
| | |||
|- style="vertical-align:bottom;" | |||
| Insurance Corporations | |||
| RRE | |||
| Source file reception from CAA | |||
| Rapports sur le traitement des réclamations | |||
| CAA | |||
| KS | |||
| no | |||
| - | |||
| | |||
|- style="vertical-align:bottom; background-color:#CAEDFB;" | |||
| Insurance Corporations | |||
| RSE | |||
| Source file reception from CAA | |||
| Rapport distinct Solvabilité 2 de l'entreprise | |||
| CAA | |||
| KS | |||
| no | |||
| - | |||
| | |||
|- style="vertical-align:bottom;" | |||
| Insurance Corporations | |||
| RSO | |||
| Source file reception from CAA | |||
| Rapport distinct Solvabilité 2 du réviseur | |||
| CAA | |||
| KS | |||
| no | |||
| - | |||
| | |||
|} | |} | ||
</div> | </div> | ||
Useful link : | |||
<span class="plainlinks">[https://www.cssf.lu/wp-content/uploads/Naming-convention.pdf <span style="display: inline-block; | |||
background-color: #009ACE; | |||
color: white; text-align: center; font-family: sans-serif; font-size:0.8vw; | |||
width: auto; height: auto; | |||
border: none; border-style: outset; border-radius: 10px; | |||
padding: 0.5%; margin: 1%;">CSSF Naming convention</span>]</span> | |||
Latest revision as of 13:53, 10 September 2024
Page's last update : 10/09/2024
You can find below the list of reports that can be managed through e-file.
Concerned companies | Report naming convention |
Table | Details | Authority | Sending way | An e-file form exists | Sending type in transmission module | Example |
---|---|---|---|---|---|---|---|---|
Investment Funds | NOTREP | INI or UPD |
Notification procedures to be followed by a UCITS governed by Luxembourg law wishing to market its units in another Member State of the European Union | CSSF | S3 | yes | - | |
Investment Funds | - | O1.2 | Monthly financial information for guaranteed funds | CSSF | KS | no | - | |
Investment Funds | - | O4.1 | Yearly financial information | CSSF | KS | yes | - | |
Investment Funds | - | O4.2 | Interventions on the futures and options markets | CSSF | KS | yes | - | |
Investment Funds | S0103 | S1.3 | Monthly statistical balance sheet for money market funds (MMF) | BCL | KS | yes | - | S0103_L3_202302_B000000999_O009990099_20240619_001.xml |
Investment Funds | TPTOBS | TPTOBS | Monthly Security by security reporting for investment funds | BCL | KS | yes | - | TPTOBS_L2_202107_B000000009_O009990000_20240807_001.xml TPTOBS_L2_202107_P000000999_NAF99999999900000_20240603_001.xml |
Investment Funds | DOCREP | (-) PC (-) DE (-) LE |
SIF: (-) Prospectus (PC) (-) Offering document (DE) (-) Letter of explanation (LE) |
CSSF | KS | no | 08/371 FIS prospectus | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-DE-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf |
Investment Funds | DOCREP | (-) AR (-) SR (-) LE (-) RO (-) PM |
SIF Law 2007: (-) Annual Report (AR) (-) Semi-annual report SIF (SR) (-) Letter of explanation (LE) (-) Other periodic report (RO) (-) Movements in the securities portfolios (PM) SICAR: (-) Annual Report (AR) (-) Other periodic report (RO) |
CSSF | KS | no | 08/371 FIS report | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf |
Investment Funds | DOCREP | RR HK |
Auditor report (-) O: UCI Law 2010 (-) O: UCI Law 2007 (-) K: SICAR (-) S: Investment fund manager (IFM) (-) A: Investment fund manager (IFM) Report Hong Kong Securities and Futures (HK) |
CSSF | KS | no | 08/371 report not in 08/371 | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) |
Management Companies | DOCREP | RR HK |
Auditor report (-) S: Investment fund manager (IFM) (-) A: Investment fund manager (IFM) Report Hong Kong Securities and Futures (HK) |
CSSF | KS | no | 08/371 report not in 08/371 | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2010) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-HK-LL-0000.pdf (OPC Loi 2010) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (OPC Loi 2007) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (SICAR) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RR-LL-0000.pdf (Inv. Fund Manag.) |
Investment Funds | DOCREP | (-) PC (-) PS (-) LE |
UCI: (-) Prospectus (PC) (-) Simplified prospectus (PS) (-) Letter of explanation (LE) |
CSSF | KS | no | 08/371 UCI prospectus | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PC-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PS-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf |
Alternative Investment Fund Managers (AIFM) | AIF | AIF | Alternative Investment Fund reporting | CSSF | S3 | yes | AIF Reporting | AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip |
Alternative Investment Fund Managers (AIFM) | AIF | MAN | Alternative Investment Fund reporting (AIF Manager) | CSSF | S3 | yes | AIF Reporting | AIFREP-P12345678-A00000001-F00000000-00000000-MAN-20140129145000.zip AIFREP-P12345678-A00000111-V00002222-00003333-AIF-20140129145000.zip |
Credit Institutions | ANTREF ANTT1M ANTT2M ANTT2Q |
ANTREF ANTT1M ANTT2M ANTT2Q |
AnaCredit: Collection of granular credit and credit risk data |
BCL | KS | no | AnaCredit | ANTREF_201801_LUB00999_20180205-001.xml ANTT1M_201801_LUB00999_LUB00999_20180205-001.xml ANTT2M_201801_LUB00999_LUB00999_20180205-001.xml ANTT2Q_201803_LUB00999_LUB00999_20180405-001.xml |
Insurance Corporations | S0218-L | n/a | Quarterly statistical balance sheet of insurance corporations – Luxembourg entity | BCL | KS | yes | BCL report for insurances | S0218-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn |
Insurance Corporations | S0219-L | n/a | Information on valuation effects on the balance sheet of insurance corporations | BCL | KS | yes | BCL report for insurances | S0219-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn |
Insurance Corporations | S0403-L | n/a | Annual Premiums, claims and commissions of insurance corporations – Luxembourg entity | BCL | KS | yes | BCL report for insurances | S0403-L_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn |
Insurance Corporations | TPTASS | n/a | Monthly Security by security reporting of insurance corporations | BCL | KS | yes | BCL report for insurances | TPTASS_L0_aaaamm_Rrrrrrrrrr_Dddddddd_aaaammjj_nnn |
Credit Institutions | SHSGRP | SHSGRP | «SHS-Group» report: Statistics on holdings of securities by reporting banking groups |
BCL | KS | no | BCL SHS | SHSGRP_201709_LUB00999_20171206_001.xml |
Credit Institutions | S0001 | S0.1 | Daily deposit | BCL | KS | no | BCL statistics | S0001_L2_20130616_B000000999_B000000999_20130617_001.xml |
Credit Institutions | S0101 | S1.1 | Monthly statistical balance sheet | BCL | KS | no | BCL statistics | S0101_L6_202407_B000000999_B000000999_20240812_001.xml |
Credit Institutions | S0104 | S1.4 | BCL | KS | yes | BCL statistics | S0104_L3_202407_B000000999_B000000999_20240812_001.xml | |
Credit Institutions | S0105 | S1.5 | Information on interest rates in EUR | BCL | KS | yes | BCL statistics | S0105_L4_202407_B000000999_B000000999_20240808_001.xml |
Credit Institutions | S0108 | S1.8 | Information on securititation transactions launched by credit institutions |
BCL | KS | yes | BCL statistics | S0108_L2_202407_B000000999_B000000999_20240812_001.xml |
Credit Institutions | S0109 | S1.9 | Information on CNY (renmibi) operations | BCL | KS | yes | BCL statistics | S0109_L0_202407_B000000999_B000000999_20240808_001.xml |
Credit Institutions | S0205-L | S2.5-L | Quarterly statistical balance sheet | BCL | KS | no | BCL statistics | S0205-L_L0_202403_B000000999_B000000999_20240813_001.xml |
Credit Institutions | S0205-N | S2.5-N | Quarterly statistical balance sheet of credit institutions - Luxembourg entity and its branches |
BCL | KS | no | BCL statistics | S0205-N_L0_202403_B000000999_B000000999_20240813_001.xml |
Credit Institutions | S0208 | S2.8 | Real estate loans for Lxuembourg buildings |
BCL | KS | no | BCL statistics | S0208_L0_202407_B000000999_B000000999_20240808_001.xml |
Credit Institutions | S0209-L | S2.9-L | Staff report - Luxembourg entity |
BCL | KS | no | BCL statistics | S0209-L_L0_202403_B000000999_B000000999_20240813_001.xml |
Credit Institutions | S0209-N | S2.9-N | Staff report - Luxembourg entity and its branches |
BCL | KS | no | BCL statistics | S0209-N_L0_202403_B000000999_B000000999_20240813_001.xml |
Credit Institutions | S0302 | S3.2 | Non balance sheet information | BCL | KS | no | BCL statistics | S0302_L0_202407_B000000999_B000000999_20240808_001.xml |
Professionals of the Financial Sector (PFS) | COFREP | SCOREP SLAREX SLCRXX SNSFRX CCOREP CLAREX CLCRXX CNSFRS CAEXXX SAEXXX CALMXX SALMXX SRESOL |
(-) SCOREP: SSOLV, SIPLO, SLEVDA (-) SLAREX: SLAREX (-) SLCRXX: SLCR (-) SNSFRX: SNSFR (-) CCOREP: CSOLV, CIPLO, CLEVDA (-) CLAREX: CLAREX (-) CLCRXX: CLCR (-) CNSFRS: CNSFR (-) CAEXXX: tbd (-) SAEXXX: tbd (-) CALMXX: CALMM (-) SALMXX: SALMM (-) SRESOL: SRESOL |
CSSF | KS | no | COREP report | COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip |
Credit Institutions | COFREP | SCOREP SLAREX SLCRXX SNSFRX SALMXX CCOREP CLAREX CLCRXX CNSFRX CALMXX CFINRP SFINRP CAEXXX SAEXXX CFPXXX SFPXXX CSBPXX SSBPXX CSBPIM SSBPIM CLCRDA SLCRDA SRESOL SFRTBX CFRTBX CGSIIX MRDECI SMRTLA CMRTLA |
(-) SCOREP: SSOLV, SIPLO, SLEVR (-) SLAREX: SLAREX (-) SLCRXX: SLCR (-) SNSFRX: SNSFR (-) SALMXX: SALM (-) CCOREP: CSOLV, IPLO, CLEVR (-) CLAREX: CLAREX (-) CLCRXX: CLCR (-) CNSFRX: CNSFR (-) CALMXX: CALMM (-) CFINRP: CFINRP (-) SFINRP: SFINRP (-) CAEXXX: CAE (-) SAEXXX: SAE (-) CFPXXX: CFP (-) SFPXXX: SFP (-) CSBPXX: CSBP (-) SSBPXX: SSBP (-) CSBPIM: CSBPIM (-) SSBPIM: SSBPIM (-) CLCRDA: CLCRDA (-) SLCRDA: SLCRDA (-) SRESOL: SRESOL |
CSSF | KS | no | COREP report | COFREP-B00000999-2014-03-CCOREP-00-L-N-S-CCOREP.xbrl COFREP-B00000999-2014-03-CCOREP-00-L-N-S.zip COFREP-B00000999-2019-12-SRESOL-00-L-N--.zip CFEREP-B00000999-2024-08-ALMXXX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip |
Credit Institutions | DOCREP | AC | Audit Report on AML/CTF | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-AC-EN-0000.pdf |
Credit Institutions | DOCREP | AD | Circ. 18/697 annexe1 | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-AD-EN-0000.pdf |
Credit Institutions | DOCREP | AR | Annual Report | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-AR-EN-0000.pdf |
Credit Institutions | DOCREP | AS | Annual report consolidated | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-AS-EN-0000.pdf |
Credit Institutions | DOCREP | BD | AC Member List | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-BD-EN-0000.pdf |
Credit Institutions | DOCREP | CO | Compliance Report | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-CO-EN-0000.pdf |
Credit Institutions | DOCREP | GR | Governance Report | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-GR-EN-0000.pdf |
Credit Institutions | DOCREP | IA | Internal Audit Report | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-IA-EN-0000.pdf |
Credit Institutions | DOCREP | IC | ICAAP | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-IC-EN-0000.pdf |
Credit Institutions | DOCREP | ID | ICAAP Consolidated | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-ID-EN-0000.pdf |
Credit Institutions | DOCREP | IL | ILAAP | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-IL-EN-0000.pdf |
Credit Institutions | DOCREP | IM | ILAAP Consolidated | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-IM-EN-0000.pdf |
Credit Institutions | DOCREP | LC | Long Form Consolidated | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-LC-EN-0000.pdf |
Credit Institutions | DOCREP | LD | Long Form Branch or Specific Participation | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-LD-EN-0000.pdf |
Credit Institutions | DOCREP | LF | Long Form Report | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-LF-EN-0000.pdf |
Credit Institutions | DOCREP | LG | Reconciliation LuxGAAP FINREP | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-LG-EN-0000.pdf |
Credit Institutions | DOCREP | MC | Management Letter Consolidated | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-MC-EN-0000.pdf |
Credit Institutions | DOCREP | MF | Audit report on rules of conduct | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-MF-EN-0000.pdf |
Credit Institutions | DOCREP | ML | Management Letter | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-ML-EN-0000.pdf |
Credit Institutions | DOCREP | MM | Head quarter annual report | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-MM-EN-0000.pdf |
Credit Institutions | DOCREP | RC | Risk Control Report | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-RC-EN-0000.pdf |
Credit Institutions | DOCREP | RE | Report on out-of-court complaint resolution | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-RE-EN-0000.pdf |
Credit Institutions | DOCREP | RP | Recovery Plan | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-RP-EN-0000.pdf |
Credit Institutions | DOCREP | RR | Results Distribution | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-RR-EN-0000.pdf |
Credit Institutions | DOCREP | SC | Single Customer View | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-SC-EN-0000.pdf |
Credit Institutions | DOCREP | TR | Table on out-of-court complaint resolution | CSSF | KS | no | Credit institution reporting | DOCREP-B00000998-00000000-0000-2009-12-31-TR-EN-0000.pdf |
Financial Institutions - Common Reporting Standard (CRS) | CRS | CRS | Automatic exchange of financial account information on a global level |
ACD | KS | yes | CRS report | CRS_20170615114523_CRS701_2016_B_19751234567_01234567890M00000000_P.xml |
Credit Institutions | ESPREP | BRA | Quarterly reporting on the financial health of the branches parent entities |
CSSF | KS | no | CSSF enquiry | ESPREP-B0999-2024-06-BRA.xlsx |
Credit Institutions | ESPREP | DEP | Residential credit deposits | CSSF | KS | no | CSSF enquiry | ESPREP-B0999-2024-06-DEP.xlsx |
Credit Institutions | DCOR | n/a | Reporting Entity B: Credit institution |
CSSF | S3 | no | CSSF enquiry | DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json |
Professionals of the Financial Sector (PFS) | DCOR | n/a | Reporting Entity P: PFS |
CSSF | S3 | no | CSSF enquiry | DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json |
Credit Institutions | ESPREP | RES | Residential real estate market | CSSF | KS | no | CSSF enquiry | ESPREP-B0999-2024-06-RES.xlsx |
Credit Institutions | ESPREP | STT | Stress test in order to assess the interest rate risk arising from non-trading book activities |
CSSF | KS | no | CSSF enquiry | ESPREP-B0999-2008-06-STT.xls |
Payment Institutions/Electronic Money Institutions | V0101 | V1.1 | Customer transfers | BCL | KS | no | Data payment collection (CDP) | V0101_L2_201601_W000000003_B000000999_20160201_001.xml |
Payment Institutions/Electronic Money Institutions | V0110 | V1.10 | Stock taking of payment accounts in bank money | BCL | KS | no | Data payment collection (CDP) | V0110_L0_202407_Z000000999_Z000000999_20240808_001.xml |
Payment Institutions/Electronic Money Institutions | V01100 | V1.100 | Payment services provided by e-money institutions and payment institutions without the provision of payment accounts | BCL | KS | no | Data payment collection (CDP) | V01100_L0_202407_Z000000999_Z000000999_20240808_001.xml |
Payment Institutions/Electronic Money Institutions | V0111 | V1.11 | OTC cash transactions | BCL | KS | no | Data payment collection (CDP) | V0111_L0_202407_Z000000999_Z000000999_20240808_001.xml |
Payment Institutions/Electronic Money Institutions | V01110 | V1.110 | Payment initiation services (payments) | BCL | KS | no | Data payment collection (CDP) | V01110_L0_202407_Z000000999_Z000000999_20240808_001.xml |
Payment Institutions/Electronic Money Institutions | V01110-F | V1.110-F | Payment initiation services (Fraud) | BCL | KS | no | Data payment collection (CDP) | V01110-F_L0_202405_B000000999_B000000999_20240812_001.xml |
Payment Institutions/Electronic Money Institutions | V0112 | V1.12 | Transactions via telecommunication, digital or IT device | BCL | KS | no | Data payment collection (CDP) | V0112_L0_202309_B000000099_B000000099_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0113 | V1.13 | Credits to the accounts by simple book entry | BCL | KS | no | Data payment collection (CDP) | V0113_L0_202309_B000000099_B000000099_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0114 | V1.14 | Debits from the account by simple book entry | BCL | KS | no | Data payment collection (CDP) | V0114_L0_202309_B000000099_B000000099_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0102 | V1.2 | Interbank transfers | BCL | KS | no | Data payment collection (CDP) | V0102_L0_202309_B000000099_B000000099_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0120 | V1.20 | Customer Credit transfers sent (payments) | BCL | KS | no | Data payment collection (CDP) | V0120_L0_202309_B000000099_B000000099_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0120-F | V120-F | Customer Credit transfers sent (Fraud) | BCL | KS | no | Data payment collection (CDP) | V0120-F_L0_202405_B000000999_B000000999_20240806_001.xml |
Payment Institutions/Electronic Money Institutions | V01200 | V1.200 | Stock of issued payment cards | BCL | KS | no | Data payment collection (CDP) | V01200_L0_202407_B000000999_B000000999_20240813_001.xml |
Payment Institutions/Electronic Money Institutions | V01201 | V1.201 | Stock of distributed payment cards | BCL | KS | no | Data payment collection (CDP) | V01201_L0_202407_B000000099_B000000099_20240820_001.xml |
Payment Institutions/Electronic Money Institutions | V0121 | V1.21 | Customer credit transfers received | BCL | KS | no | Data payment collection (CDP) | V0121_L0_202201_B000000999_B000000999_20230421_001.xml |
Payment Institutions/Electronic Money Institutions | V01210 | V1.210 | Stock of terminals by terminal type | BCL | KS | no | Data payment collection (CDP) | V01210_L0_202407_B000000099_B000000099_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V01220 | V1.220 | Stock of accounts (except e-money accounts) | BCL | KS | no | Data payment collection (CDP) | V01220_L0_202206_W000000099_W000000099_20240613_001.xml |
Payment Institutions/Electronic Money Institutions | V01221 | V1.221 | Stock of e-money accounts | BCL | KS | no | Data payment collection (CDP) | V01221_L0_202407_B000000999_B000000999_20240806_001.xml |
Payment Institutions/Electronic Money Institutions | V01222 | V1.222 | Stock of accessed accounts - account information services (AIS) | BCL | KS | no | Data payment collection (CDP) | V01222_L0_202407_B000000999_B000000999_20240814_001.xml |
Payment Institutions/Electronic Money Institutions | V01230 | V1.230 | Number of customers | BCL | KS | no | Data payment collection (CDP) | V01230_L0_202407_B000000999_B000000999_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0103 | V1.3 | Domiciliations | BCL | KS | no | Data payment collection (CDP) | V0130_L0_202407_B000000099_B000000099_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0130 | V1.30 | Direct debits - reporting as creditor's PSP (payments) | BCL | KS | no | Data payment collection (CDP) | V0103_L0_202407_B000000099_B000000099_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V01300-F | V1.300-F | Losses due to fraud per liability bearer | BCL | KS | no | Data payment collection (CDP) | V01300-F_L0_202405_B000000999_B000000999_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0130-F | V1.30-F | Direct debits - reporting as creditor's PSP (fraud) | BCL | KS | no | Data payment collection (CDP) | V0130-F_L0_202403_B000000999_B000000999_20240412_001.xml |
Payment Institutions/Electronic Money Institutions | V0131 | V1.31 | Direct debits - reporting as debtor's PSP | BCL | KS | no | Data payment collection (CDP) | V0131_L0_202407_B000000099_B000000099_20240820_001.xml |
Payment Institutions/Electronic Money Institutions | V0104 | V1.4 | Inventory cards / terminals | BCL | KS | no | Data payment collection (CDP) | V0104_L0_202407_B000000999_B000000999_20240813_001.xml |
Payment Institutions/Electronic Money Institutions | V0140 | V1.40 | SEPA R-transactions | BCL | KS | no | Data payment collection (CDP) | V0140_L0_202407_B000000999_B000000999_20240813_001.xml |
Payment Institutions/Electronic Money Institutions | V0141 | V1.41 | Interbank payment transactions | BCL | KS | no | Data payment collection (CDP) | V0141_L0_202407_B000000999_B000000999_20240731_001.xml |
Payment Institutions/Electronic Money Institutions | V0142 | V1.42 | Intermediated payment transactions | BCL | KS | no | Data payment collection (CDP) | V0142_L0_202407_B000000999_B000000999_20240813_001.xml |
Payment Institutions/Electronic Money Institutions | V0105 | V1.5 | Card transactiosn (Issuing part) | BCL | KS | no | Data payment collection (CDP) | V0105_L0_202405_B000000099_B000000099_20240820_001.xml |
Payment Institutions/Electronic Money Institutions | V0150 | V1.50 | Card transactions with cards issued by resident PSPs (payments) | BCL | KS | no | Data payment collection (CDP) | V0150_L0_202405_B000000099_B000000099_20240820_001.xml |
Payment Institutions/Electronic Money Institutions | V0150-F | V1.50-F | Card transactions with cards issued by resident PSPs (fraud) | BCL | KS | no | Data payment collection (CDP) | V0150-F_L0_202405_B000000099_B000000099_20240820_001.xml |
Payment Institutions/Electronic Money Institutions | V0151 | V1.51 | Electronic card transactions with cards issued by resident PSPs, split by Merchant Category Codes (MCC) | BCL | KS | no | Data payment collection (CDP) | V0151_L0_202407_B000000999_B000000999_20240813_001.xml |
Payment Institutions/Electronic Money Institutions | V0152 | V1.52 | Card transactions acquired by resident PSPs (payments) | BCL | KS | no | Data payment collection (CDP) | V0152_L0_202405_B000000999_B000000999_20240802_001.xml |
Payment Institutions/Electronic Money Institutions | V0152F | V1.52F | Card transactions acquired by resident PSPs (Fraud) | BCL | KS | no | Data payment collection (CDP) | V0152-F_L0_202405_B000000999_B000000999_20240802_001.xml |
Payment Institutions/Electronic Money Institutions | V0153 | V1.53 | Fundings and withdrawals related to prepaid cards | BCL | KS | no | Data payment collection (CDP) | V0153_L0_202407_B000000999_B000000999_20240812_001.xml |
Payment Institutions/Electronic Money Institutions | V0106 | V1.6 | Card transactiosn (Acquiring part) | BCL | KS | no | Data payment collection (CDP) | V0106_L0_202405_B000000999_B000000999_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0160 | V1.60 | Cheques and money remittances (payments) | BCL | KS | no | Data payment collection (CDP) | V0160_L0_202405_B000000999_B000000999_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0160-F | V1.60-F | Cheques and money remittances (Fraud) | BCL | KS | no | Data payment collection (CDP) | V0160-F_L0_202405_B000000999_B000000999_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0107 | V1.7 | Cheques and money orders | BCL | KS | no | Data payment collection (CDP) | V0107_L0_202405_B000000999_B000000999_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0170 | V1.70 | Over-the-counter (OTC) cash transactions | BCL | KS | no | Data payment collection (CDP) | V0170_L0_202405_B000000999_B000000999_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0108 | V1.8 | Electronic money scheme | BCL | KS | no | Data payment collection (CDP) | V0108_L0_202405_B000000999_B000000999_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0180 | V1.80 | Book entries | BCL | KS | no | Data payment collection (CDP) | V0180_L0_202405_B000000999_B000000999_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0109 | V1.9 | Card based e-money schemes | BCL | KS | no | Data payment collection (CDP) | V0109_L0_202405_B000000999_B000000999_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0190 | V1.90 | Fundings and withdrawals in e-money (except prepaid cards) | BCL | KS | no | Data payment collection (CDP) | V0190_L0_202405_B000000999_B000000999_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0191 | V1.91 | E-money transfers (payments) | BCL | KS | no | Data payment collection (CDP) | V0191_L0_202405_B000000999_B000000999_20240809_001.xml |
Payment Institutions/Electronic Money Institutions | V0191-F | V1.91-F | E-money transfers (Fraud) | BCL | KS | no | Data payment collection (CDP) | V0191-F_L0_202405_B000000999_B000000999_20240809_001.xml |
Credit Institutions | ESPREP | DCO | Fonds de garantie des dépôts Luxembourg (FGDL) |
CSSF | KS | no | DCOR reporting | DCOR-ENNNNNNNN-YYYY-MM-DD_UUID.json DCOR-B00057255-2024-02-23_c15473ff-53c7-d38c-5219-3bdf950121f1.json |
Payment Institutions | EDPREP | Z1.1 | Balance sheet | CSSF | KS | no | EDP report | EDPREP-Z9999-2011-03-Z11-L0-L-N--.xls |
Payment Institutions | EDPREP | Z1.2 | Identification of third-party funds held and incorporated in the balance sheet |
CSSF | KS | no | EDP report | EDPREP-Z9999-2011-03-Z12-L0-L-N--.xls |
Payment Institutions | EDPREP | Z1.4 | Capital adequacy of payment institutions |
CSSF | KS | no | EDP report | EDPREP-Z9999-2011-03-Z14-L0-L-N--.xls |
Payment Institutions | EDPREP | Z2.1 | Profit and loss accoount | CSSF | KS | no | EDP report | EDPREP-Z9999-2011-03-Z21-L0-L-N--.xls |
Electronic Money Institutions | EMEREP | W1.1 | Balance sheet | CSSF | KS | no | EME report | EMEREP-W9999-2011-03-W11-L0-L-N--.xls |
Electronic Money Institutions | EMEREP | W1.2 | Identification of third-party funds held and incorporated in the balance sheet |
CSSF | KS | no | EME report | EMEREP-W9999-2011-03-W12-L0-L-N--.xls |
Electronic Money Institutions | EMEREP | W1.3 | Statement of authorised reinvestments |
CSSF | KS | no | EME report | EMEREP-W9999-2011-03-W13-L0-L-N--.xls |
Electronic Money Institutions | EMEREP | W1.4 | Capital adequacy of electronic money institutions |
CSSF | KS | no | EME report | EMEREP-W9999-2011-03-W14-L0-L-N--.xls |
Electronic Money Institutions | EMEREP | W2.1 | Profit and loss account | CSSF | KS | no | EME report | EMEREP-W9999-2011-03-W21-L0-L-N--.xls |
Electronic Money Institutions | EMEREP | W4.5 | Analysis of shareholdings | CSSF | KS | no | EME report | EMEREP-W9999-2011-03-W45-L0-L-N--.xls |
Financial Institutions - Foreign Account Tax Compliance Act (FATCA) | FATCA | FATCA | Foreign Account Tax Compliance Act Reporting | ACD | KS | yes | FATCA sending | FATCA_20150520080022_F0_2016_B_1970010112345_006M8M.00000.LE.442_P.xml |
Management Companies | DOCREP | (-) LE | (-) Letter of explanation (LE) |
CSSF | KS | no | Fin. Rep. of GFI | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf no naming convention no naming convention no naming convention |
Management Companies | DOCREP | AR | Annual report of Investment fund managers (IFM) (EN) Gestionnaires des fonds d'investissement (GFI) (FR) |
CSSF | KS | no | Fin. Rep. of GFI | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf DOCREP-S00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf DOCREP-A00001234-00000000-0000-2018-01-15-LE-EN-0000.pdf DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf no naming convention no naming convention no naming convention |
Credit Institutions | FRCREP | B2.4 | Information on participating interest and subordinated loans |
CSSF | KS | no | FINREP report | FRCREP-B9999-2007-12-B24-L2-L-N--B24.XML FRCREP-B9999-2007-12-B24-L2-L-N--.zip |
Credit Institutions | FRCREP | B2.5 | Information on staff costs and taxes and subordinated loans |
CSSF | KS | no | FINREP report | |
Credit Institutions | CFEREP | LCRDA | LCRDAX | CSSF | S3 | no | FINREP report | CFEREP-B00000999-2024-08-LCRDAX-N-N_a6fca981-2f2c-2a98-ddba-b241c2366a1a.zip |
Financial Companies | S0216 | S2.16 | Quarterly statistical balance of Financial Companies | BCL | KS | yes | Issuing companies reporting | S0216_L1_201406_DSE0003524_DSE0003524_20140720_001.xml |
Financial Companies | S0217 | S2.17 | Transactions of Financial Companies | BCL | KS | yes | Issuing companies reporting | S0217_L1_201406_DSE0003524_DSE0003524_20140720_001.xml |
Investment Funds | DOCREP | KI | Key Investor Information Document (-) O: OPC Law 2010 and Loi 2007 (-) K: SICAR (-) V: non-reglem. |
CSSF | KS | no | Key investor document | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2010) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf (OPC Loi 2007) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf DOCREP-VNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-KI-LL-0000.pdf |
Investment Funds | DOCREP | LF | Long Form reports (UCI Law 2010) | CSSF | KS | no | Long forms CSSF 09/423 | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LF-LL-0000.pdf |
Management Companies | SGOREP | G21 | (-) SG 1A: Financial situation (-) SG 1B: Profit and loss account (-) SG 1C: Table relating to other activities (-) SG 2: Other activities (-) SG: Personnel Table relating to staff |
CSSF | KS | no | Management company report | SGOREP-S9999-2009-03-G21-L2-S-N--.xls |
Investment Funds | DOCREP | ML | Management letters (-) O: OPC Law 2010 (-) O: Law 2007 (-) K: SICAR |
CSSF | KS | no | Management letters CSSF 09/423 | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2010) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (OPC Loi 2007) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf (SICAR) |
Investment Funds | DOCREP | ML | Management letters of Investment fund managers (IFM) (EN) Gestionnaires des fonds d'investissement (GFI) (FR) |
CSSF | KS | no | Management letters of GFI | DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ML-LL-0000.pdf DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf |
Investment Funds | DOCREP | AI | Articles of Incorporation of UCITS (-) O: UCI Law 2010 (-) O: UCI Law 2007 (-) K: SICAR |
CSSF | KS | no | Management regulation/status | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR) |
Investment Funds | DOCREP | MR | Management Regulations of UCITS (-) O: OPC Law 2010 (-) O: Law 2007 |
CSSF | KS | no | Management regulation/status | DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2010) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-MR-LL-0000.pdf (OPC Loi 2007) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2010) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (OPC Loi 2007) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AI-LL-0000.pdf (SICAR) |
MiFID II / MiFIR | TAFREP | TAF | Article 26 of Regulation No 600/2014: Obligation to report transactions (Markets in financial instruments => MiFIR) |
CSSF | KS | no | Mifir reporting | TAFREP-B00000001-2017-04-15-123456.xml |
Management Companies | DOCREP | (-) GR (-) ID (-) FC (-) IA (-) TP (-) LP (-) PG (-) OG (-) TM (-) RD (-) AS (-) FP (-) PN |
Investment fund managers (IFM): (-) Risk management function(GR) (-) OPCVM instruments information (ID) (-) Compliance Function (FC) (-) Internal audit function report (IA) (-) Complaints handling (TP) (-) Authorized third party complaints (LP) (-) Risk Management Procedure (PG) (-) Organization chart (OG) (-) Mandates table (TM) (-) Delegates of RFI (RD) (-) Branch activity (AS) (-) Own funds ratio (FP) (-) Risk management procedure AIFM (PN) |
CSSF | KS | no | Other closing documents of GFI | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG) |
Other reporting CSSF BCL | OTHREP | OTH | Other reporting | CSSF | KS | no | OTHER reporting (=> CSSF) |
OTHREP-B9999-HELLO_WORLD.xlsx |
Credit Institutions | BOP101 | BOP1.1 | Balance of payments reporting | BCL | KS | no | Payments balance | BOP101_20130616_B000000999_B000000999_20130617_001.xml |
Credit Institutions | BOP102 | BOP1.2 | Cross-border payments executed for the account of the resident counterparts |
BCL | KS | no | Payments balance | BOP102_20240731_B000000999_B000000999_20240801_001.xml |
Professionals of the Financial Sector (PFS) | PSFREP | (-) Basic reporting (-) Ad hoc reporting (-) Annual information |
Reporting population: (-) Investment firms (-) Specialised PFS (-) Support PFS |
CSSF | KS | no | PSF report | PSFREP-P9999-2008-03-P11-L1-L-N--.xlsx |
Insurance Corporations | N01 (Comp); N02 (Comp); N03 (Comp); N04 (Comp); N05 (Réviseur); N06( Réviseur); N07 (Comp); N08 (Comp); N09 (Comp); N10 (Comp); N11 (Comp); N12 (Réviseur) |
n/a | Rapports narratifs | CAA | KS | no | Rapport narratif (CAA) (Companie) - Governance Re Rapport narratif (CAA) (Réviseur) - Governance Rep |
N01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf |
Credit Institutions | CSDREP | CSDR | Reporting CSDR: Introduction of quarterly internalised settlement reporting requirements pursuant to Article 9(1) of EU Regulation No 909/2014 (CSDR) |
CSSF | KS | no | Reporting CSDR | CSDREP-B00000001-B00000001-2018-Q4-20190101-1.zip |
Credit Institutions | BNNNN | B4.4 | List of head offices, agencies, branches and representative offices |
CSSF | KS | no | Reporting EDIFACT | B0001809.T01 |
Institutions for Occupational Retirement Provision | SUFREP | IORP | Annual and quarterly reporting according to Circular CSSF 19/726 of 26 July 2019 | CSSF | KS | no | Reporting IORP | SUFREP-ENNNNNNNN-TJJJJJJJJ-SSSSSSSS-YYYY-MM-R-TTTTTT-LL-C-D-S.zip |
Money Market Funds (MMF) | MMFREP | MMF | • According to Article 37 of Regulation (EU) 2017/1131, the manager of a MMF must report information to the competent authority (CSSF) of the MMF, at least on a quarterly basis or - for MMF with assets under management of less than Eur 100 million - on at least an annual basis. • The first quarterly report should be sent to the competent authority of the MMF no later than 30 days after the end of Q1 2020. |
CSSF | KS | no | Reporting Money Market Fund | MMFREP-P00000789-O00000654-00000123-2020-Q1-0001.zip MMFREP-P00000789-O00000654-00000123-2020-Y1-0001.zip |
Credit Institutions | S0112-L | S1.12-L | Indirect withdrawal and remittance of banknotes denominated in EUR through an intermediary | BCL | KS | no | Reporting S1.12-L | S0112-L_L0_201905_B000000999_B000000999_20130605_001.xml |
Financial Companies | TPTIBS | TPTIBS | Monthly security by security reporting of Financial Companies | BCL | KS | yes | Reporting securities by securities of issuing companies | TPTIBS_L1_201406_DSE0003524_DSE0003524_20140720_001.xml |
Investment Funds | U11 | U1.1 | Monthly financial information UCITS and UCI | CSSF | KS | yes | Reporting U | U11REP-B00000012-O00008450-00000002-201512-RAP-1421893257541.xml |
Credit Institutions | TPTBBL | TPTBBL | Security by security report– Balance sheet data– Luxembourg |
BCL | KS | no | Security by security Banks | TPTBBL_L5_201804_B000000999_B000000999_20180617_001.xml |
Credit Institutions | TPTBBN | TPTBBN | Security by security report– Balance sheet data– Luxembourg |
BCL | KS | no | Security by security Banks | TPTBBN_L5_201804_B000000999_B000000999_20180617_001.xml |
Credit Institutions | TPTBHN | TPTBHN | Security by security report– Off-balance sheet data– Non-resident |
BCL | KS | no | Security by security Banks | TPTBHN_L2_201804_B000000999_B000000999_20180617_001.xml |
Credit Institutions | TPTBHR | TPTBHR | Security by security report– Off-balance sheet data– Resident customers |
BCL | KS | no | Security by security Banks | TPTBHR_L2_201804_B000000999_B000000999_20180617_001.xml |
Investment Funds | SFDR | Periodical disclosures | Reporting Entity (-) O: UCI Law 2010 (-) O: UCI Law 2007 (-) K: SICAR (-) F: Pension Fund |
CSSF | KS | no | SFDR Reporting | SFDR-ENNNNNNNN-TTTTT-YYYY-MM-DD-UUID.zip SFDR-O00000406-PERIO-2023-03-31-41c13c08-ef59-4183-870f-80d7a00c54e8 |
Investment Funds | SFDR | Precontractual disclosures | Reporting Entity (-) O: UCI Law 2010 (-) O: UCI Law 2007 (-) K: SICAR (-) F: Pension Fund |
CSSF | KS | no | SFDR Reporting | SFDR-ENNNNNNNN-PRECO-UUID.zip SFDR-O00000406-PRECO-41c13c08-ef59-4183-870f-80d7a00c54e8.zip |
Investment Funds | SIC | K3.1 | Financial information to be submitted by investment companies in risk capital (SICARs) | CSSF | KS | no | Sicar reporting | SICREP-B999999-K999990000-2008-06-K31-L0-L-N.xls |
Investment Funds | DOCREP | (-) AR (-) SR (-) LE (-) RO (-) PM |
UCI Law 2010: (-) Annual Report (AR) (-) Semi-annual report (SR) (-) Letter of explanation (LE) (-) Other periodic report (RO) (-) Movements in the securities portfolios (MP) |
CSSF | KS | no | SIF or SICAR : 08/371 FIS report UCI : 08/371 report |
SIF: DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf SICAR: DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf UCI: DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-AR-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-SR-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-LE-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-RO-LL-0000.pdf DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-PM-LL-0000.pdf |
Insurance Corporations | S01; S02; S03; S04; S05; S06 (Réviseur); S07; S08; S09; S10; S11; S12; S13; S14; S15; S16; S17; S18; S19; S20; S23 |
n/a | XBRL reports Solvency II | CAA | KS | no | Solvency II Reporting | S01V-LU-01-20181231-CAA-LEIDéclarant-LEIDéposant.pdf |
Securitisation Vehicles | S0214 | S2.14 | Quarterly statistical balance | BCL | KS | yes | Titrisation vehicles | S0214_L1_201412_T000000999_T000123001_20150120_001.xml |
Securitisation Vehicles | S0215 | S2.15 | Transactions and write-offs/write-downs on securitised loans | BCL | KS | yes | Titrisation vehicles | S0215_L1_201412_T000000999_T000123001_20150120_001.xml |
Securitisation Vehicles | TPTTBS | TPTTBS | Security by security reporting | BCL | KS | no | Titrisation vehicles | TPTTBS_L1_201412_T000000999_T000123001_20150120_001.xml |
Alternative Investment Fund Managers (AIFM) | UCIAR | n/a | Reporting Entity A: Alternative Investment fund manager (AIFM) |
CSSF | KS | no | UCIAR Reporting | UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip |
Credit Institutions | UCIAR | n/a | Reporting Entity B: Credit institution |
CSSF | KS | no | UCIAR Reporting | UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip |
Investment Funds | UCIAR | n/a | Reporting Entity (-) O: UCI Law 2010 (-) O: UCI Law 2007 (-) K: SICAR |
CSSF | KS | no | UCIAR Reporting | UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip |
Management Companies | UCIAR | n/a | Reporting Entity S: Management company |
CSSF | KS | no | UCIAR Reporting | UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip |
Professionals of the Financial Sector (PFS) | UCIAR | n/a | Reporting Entity (-) P: PFS (-) I: Support PFS |
CSSF | S3 | no | UCIAR Reporting | UCIAR-ENNNNNNNN-YYYY-MM-DD-UUID.zip |
Other reporting CSSF BCL | OTXREP | OTX | Various correspondence | BCL | KS | no | Various correspondence (OTH) (=> BCL -OTHER reporting) |
OTXREP-B0nnn-BOP_IDE_2015_B0nnn_20160615_001.xls |
Investment Funds | DOCREP | (-) GR (-) ID (-) FC (-) IA (-) TP (-) LP (-) PG (-) OG (-) TM (-) RD (-) AS (-) FP (-) PN |
Investment fund managers (IFM): (-) Risk management function(GR) (-) OPCVM instruments information (ID) (-) Compliance Function (FC) (-) Internal audit function report (IA) (-) Complaints handling (TP) (-) Authorized third party complaints (LP) (-) Risk Management Procedure (PG) (-) Organization chart (OG) (-) Mandates table (TM) (-) Delegates of RFI (RD) (-) Branch activity (AS) (-) Own funds ratio (FP) (-) Risk management procedure AIFM (PN) |
CSSF | KS | no | Other closing documents of GFI | DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-GR-LL-0000.pdf (FIAAG) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (SIAG Partie I Loi 2010) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-ID-LL-0000.pdf (GFI chapitre 15 Loi 2010) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-FC-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-IA-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP-YYYY-MM-DD-TP-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-LP-LL-0000.pdf FIAAG DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PG-LL-0000.pdf (FIAAG DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-PN-LL-0000.pdf FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-OG-LL-0000.pdf (FIAAG DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (SIAG/FIAAG) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xls (FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-TM-LL-0000.xlsx (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-RD-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (IFMs) (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-AS-LL-0000.pdf (FIAAG) DOCREP-SNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) DOCREP-ANNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (IFMs) DOCREP-ONNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (SIAG/FIAAG) DOCREP-KNNNNNNNN-CCCCCCCC-PPPP -YYYY-MM-DD-FP-LL-0000.pdf (FIAAG) |
Credit Institutions | SPJ | 646REP 663REP 664REP |
Notification and execution of court orders | SPJ | KS | no | - | |
Investment Funds | DOCREP | AR RO |
Investment fund managers (IFM) (EN) Gestionnaires des fonds d'investissement (GFI)(FR) (-) Annual Report (AR) (-) Other periodic report (RO) |
CSSF | KS | no | Fin. Rep. of GFI | DOCREP-S00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf DOCREP-S00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf DOCREP-A00001234-00000000-0000-2018-01-15-AR-EN-0000.pdf DOCREP-A00001234-00000000-0000-2018-01-15-RO-EN-0000.pdf |
Credit Institutions | CFEREP | ALM | ALMXXX | CSSF | S3 | no | - | |
Professionals of the Financial Sector (PFS) | DOCREP | LF | Long Form Report | CSSF | KS | no | ||
Management Companies | DOCREP | ML | Management letters of Investment fund managers (IFM) (EN) Gestionnaires des fonds d'investissement (GFI) (FR) |
CSSF | KS | no | ||
Professionals of the Financial Sector (PFS) | DOCREP | ML | Management Letter | CSSF | KS | no | ||
Investment Funds | S0106 | S1.6 | Monthly statistical balance sheet for non-money market funds (non-MMF) | BCL | KS | yes | - | S0106_L1_202402_B000000999_NAF00000000000000_20240625_001.xml S0106_L1_202402_P000000999_O999990009_20240605_001.xml |
Investment Funds | S0213 | S2.13 | Quarterly statistical balance sheet for non-MMF investment funds | BCL | KS | yes | - | S0213_L1_202103_P000000999_O009990009_20240731_001.xml S0213_L1_202103_S000000999_O099990009_20240606_001.xml |
Insurance Corporations | CED | Source file reception from CAA | Etat de situation relatif aux contrats en déshérence | CAA | KS | no | - | |
Insurance Corporations | CPR | Source file reception from CAA | Compte rendu | CAA | KS | no | - | |
Insurance Corporations | ESP | Source file reception from CAA | Enquête spécifique | CAA | KS | no | - | |
Insurance Corporations | ETR | Source file reception from CAA | Etat trimestriel | CAA | KS | no | - | |
Insurance Corporations | FIR | Source file reception from CAA | Fiche de renseignement | CAA | KS | no | - | |
Insurance Corporations | PDA | Source file reception from CAA | Rapport PDAL (Procédure de Dissolution Administrative sans Liquidation) | CAA | KS | no | - | |
Insurance Corporations | RAC | Source file reception from CAA | Rapport actuariel | CAA | KS | no | - | |
Insurance Corporations | RDC | Source file reception from CAA | Rapport distinct complémentaire du réviseur | CAA | KS | no | - | |
Insurance Corporations | RDI | Source file reception from CAA | Rapport distinct du réviseur | CAA | KS | no | - | |
Insurance Corporations | RGO | Source file reception from CAA | Rapport de gouvernance | CAA | KS | no | - | |
Insurance Corporations | RLB | Source file reception from CAA | Rapport LBCFT | CAA | KS | no | - | |
Insurance Corporations | RRE | Source file reception from CAA | Rapports sur le traitement des réclamations | CAA | KS | no | - | |
Insurance Corporations | RSE | Source file reception from CAA | Rapport distinct Solvabilité 2 de l'entreprise | CAA | KS | no | - | |
Insurance Corporations | RSO | Source file reception from CAA | Rapport distinct Solvabilité 2 du réviseur | CAA | KS | no | - |
Useful link :
CSSF Naming convention